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THE UNIVERSITYOF AUCKLAND
FACULTY OF ENGINEERING
Design for Sustainable Development A Framework for Sustainable Product Development
and its Application to Earthmoving Equipment
Jeff Vickers (Presenter) & Dr Carol Boyle, 1 December 2010
Department of Civil & Environmental Engineering University of Auckland, New Zealand
1 December 2010Jeff Vickers & Carol BoyleTHE UNIVERSITY
OF AUCKLANDFACULTY OF ENGINEERING
Overview• Background to (eco-)innovation• The Design for Sustainable Development
(DfSD) Framework• Introducing the case study: earthmoving
equipment for construction aggregates• Applying the framework to the case study
1 December 2010Jeff Vickers & Carol BoyleTHE UNIVERSITY
OF AUCKLANDFACULTY OF ENGINEERING
BACKGROUND: (ECO-)INNOVATION
1 December 2010Jeff Vickers & Carol BoyleTHE UNIVERSITY
OF AUCKLANDFACULTY OF ENGINEERING
An evolutionary view of innovation
Socio-tech. Niches
Socio-tech. Regimes
Existing regimes shape novelty
Socio-technicalLandscape
Time
Niche continues to protect novelty
Novelty evolves, is taken up, alters regime
Landscape transformed
Failed innovation
Novelty
Adapted from Rip and Kemp (1998), Kemp et al. (2001) and Geels (2002)
1 December 2010Jeff Vickers & Carol BoyleTHE UNIVERSITY
OF AUCKLANDFACULTY OF ENGINEERING
Levels of eco-efficiency improvementE
co-e
ffici
ency
impr
ovem
ent/
orga
nisa
tiona
l com
plex
ity ~20
ImprovementRedesign
Function innovation
System innovation
~10 ~20
Source: Brezet (1997)
Time (years)
1 December 2010Jeff Vickers & Carol BoyleTHE UNIVERSITY
OF AUCKLANDFACULTY OF ENGINEERING
DESIGN FOR SUSTAINABLE DEVELOPMENT, DfSD FRAMEWORK
20 yearsToday
Product/service/organisational possibilities
Product/service/organisational concepts
Specification (incl. stricter social-ecological performance criteria)
Market-level opportunities and threats
Time
STRATEGICScenario network map(s) for current and possible future markets
TACTICALProduct/service/organisational roadmap(s)
OPERATIONALBenchmark and optimise social-ecological performance across the entire product/service life cycle
[where = event]
sourcetransformdistribute
release
recyclereuse
supplier audits reduce toxics
use/act automatic power-save modeairplane » ship material labelsreduce scrap swappable parts
Examples of product optimisation strategiesrelea
se
1 December 2010Jeff Vickers & Carol BoyleTHE UNIVERSITY
OF AUCKLANDFACULTY OF ENGINEERING
Methodology: bottom-up (operational)
1. Benchmark current product/service across its whole life cycle (e.g. using LCA)
2. Identify “hot spots” for improvement3. Incrementally improve environmental and
social performance, focusing on the hot spots first (e.g. using eco-design)
1 December 2010Jeff Vickers & Carol BoyleTHE UNIVERSITY
OF AUCKLANDFACULTY OF ENGINEERING
Methodology: top-down (strategic)
1.Identify function(s)2.Identify market(s) for function(s)3.Frame the question for scenario-building4.Identify stakeholders to participate5.Build scenarios using workshops/interviews6.Conceptualise new products/services7.Assess relative robustness and flexibility of
concepts under all scenarios8.Roadmap development of chosen concept
1 December 2010Jeff Vickers & Carol BoyleTHE UNIVERSITY
OF AUCKLANDFACULTY OF ENGINEERING
INTRODUCING THE CASE STUDY EARTHMOVING EQUIPMENT FOR CONSTRUCTION AGGREGATES
1 December 2010Jeff Vickers & Carol BoyleTHE UNIVERSITY
OF AUCKLANDFACULTY OF ENGINEERING
Typical crushed stone quarry layout
Faceloading
Off-roadhauling
Yardloading
Yard loading variantsWheel loaders (shown)Hoppers/conveyorsCombination of above
Extraction/processing variantsFixed crushers + haul trucks (shown)Mobile primary crusher + conveyorsAll crushers mobile
On-roadhauling
Crushing andscreening
Blasting
1 December 2010Jeff Vickers & Carol BoyleTHE UNIVERSITY
OF AUCKLANDFACULTY OF ENGINEERING
Flows of construction materials
Flow within the USA in 2003 (million metric tons)KEY: Raw material stock Waste sink End use (stock)
Fill (general)
Imports +from stock
CO2
Gypsum + anhydrite
Scrapasphalt
Concrete
Plaster
Buildings
Asphaltshingles
Concrete
Asphalt
Base +coverings
Concrete
Other Infrastructure
Shore armour
Filter stone
Other
Rail ballast
Non-Construction
Agriculture
Lime manuf.
Other uses
Roads
11.0
83.3
36.3
51.9457
258
147
207
139 13.5
3.18 5.28
21.9173
110
13.4
8.5783.0
3.48
22.1 21.89.98
9.8
64.5
11.5
3.67
35.8
52.312.3
103226
851
8.57
23.551.923.0
7.201.972.86
123
0.792
3.35
11.1
1.71 5.0012.8
23.1
45.311.8
0.28981.9
2.26
120869
18.420.4
36.1
24.924.6
94.7
5.77
325 7.35330
401
19.2
0.7859.69
2.62523
536
WaterFuel ash
SlagsOthers
Matting
Landfill
Bituminousmaterial(crude oil)
SCM
Concreteaggregate Concrete
CementplasterWater
Cement
Scrapconcrete
Roadaggregate
Bituminousaggregate
Sand + gravel
Crushedstone + stone sand
Clinker
Clay + shale
Others
Cement kiln dust
1 December 2010Jeff Vickers & Carol BoyleTHE UNIVERSITY
OF AUCKLANDFACULTY OF ENGINEERING
APPLYING THE DfSD FRAMEWORK
1 December 2010Jeff Vickers & Carol BoyleTHE UNIVERSITY
OF AUCKLANDFACULTY OF ENGINEERING
Methodology: top-down (strategic)
1.Identify function(s)2.Identify market(s) for function(s)3.Frame the question for scenario-building4.Identify stakeholders to participate5.Build scenarios using workshops/interviews6.Conceptualise new products/services7.Assess relative robustness and flexibility of
concepts under all scenarios8.Roadmap development of chosen concept
1 December 2010Jeff Vickers & Carol BoyleTHE UNIVERSITY
OF AUCKLANDFACULTY OF ENGINEERING
Futures of what and where?
Market
Region
Product
Technology
AggregatesWaste
Mining AgricultureConstruction
Europe
Australasia
ChinaAfricaAmericas
India
Emerging economies
Industrialised economies
Hydraulics
Demolition
Manufacturing
Excavators
Forklifts Telehandlers
Shovels Loaders
Dump trucks
Sensors
Powertrain
Garbage trucks
Cranes?ICT
Tyres
1 December 2010Jeff Vickers & Carol BoyleTHE UNIVERSITY
OF AUCKLANDFACULTY OF ENGINEERING
For how long? 20 years?
• Long enough for “out of the box” thinking• Time for several generations of product/
service so stricter criteria can be phased in• Estimated time for “function innovation”• One human generation = 20-25 years ∴
min. time for inter-generational thinking
• Much beyond 20 years, it becomes harder to exclude events as highly improbable
1 December 2010Jeff Vickers & Carol BoyleTHE UNIVERSITY
OF AUCKLANDFACULTY OF ENGINEERING
Framing a futures question
Defining a question for scenario building:• The futures of [what?] [where?] [over what
time period?]
The question for this paper:• The futures of earthmoving equipment in
the construction aggregates industry in the industrialised world, globally until 2030
Source: List (2005)
1 December 2010Jeff Vickers & Carol BoyleTHE UNIVERSITY
OF AUCKLANDFACULTY OF ENGINEERING
Methodology: top-down (strategic)
1.Identify function(s)2.Identify market(s) for function(s)3.Frame the question for scenario-building4.Identify stakeholders to participate5.Build scenarios using workshops/interviews6.Conceptualise new products/services7.Assess relative robustness and flexibility of
concepts under all scenarios8.Roadmap development of chosen concept
1 December 2010 Jeff Vickers & Carol Boyle
1 December 2010Jeff Vickers & Carol BoyleTHE UNIVERSITY
OF AUCKLANDFACULTY OF ENGINEERING
Methodology: top-down (strategic)
1.Identify function(s)2.Identify market(s) for function(s)3.Frame the question for scenario-building4.Identify stakeholders to participate5.Build scenarios using workshops/interviews6.Conceptualise new products/services7.Assess relative robustness and flexibility of
concepts under all scenarios8.Roadmap development of chosen concept
1 December 2010Jeff Vickers & Carol BoyleTHE UNIVERSITY
OF AUCKLANDFACULTY OF ENGINEERING
Aggregates Scenario Network MapGrowing public opposition to new sites / expansion
of old quarries
Cost of transport fuel increases significantly
Cost of on- site hauling increases
Cost of distribution increases
Rise of urban sales yards
Decrease selling radius to increase profitability
and lengthen reserve life
Recycling nearer to
point of use
Push road freight to
rail / barge
Temporary, job-specific
quarries
Retrofit quarries with conveyors
(where practical)
Conveyors “designed in” to new sites
New sites pushed out
of town
Greater demand for mobile crushing /
screening equipment
Need short-haul (not long-haul) trucks
New technologies for converting soil/clay to usable aggregate
Carbon = $
Cheap oil
Biofuel vs food
Emerging economies’ oil use ↑
Economy oil dependent
Depletion of ‘easy oil’
Freight costs ↑
Ascent of the personal car
Housing ↑
Road building + maintenance
People per home ↓
Road freight to rail, barge
Manuf. costs ↑
Stricter air, water emissions regs.
Monitoring + retrofitting
Opposition to new sites, expansions
Occupational safety & health regs.
Industry consolidation
Reduce blasting, crushing waste
High capital costs
Permitted stone reserves deplete
Expansions granted with conditions
Small quarries near build site
Crew, equipment on-demand
Local buy-in
Marine sand & gravel ↑
‘Sand to stone’
‘Grown homes’
Urban sales yards Marine crushed stone
Underground crushed stone ↑
Lightweight aggs.↑
New sites suiting conveyors or trucks ↑
Recycling near construction site
Large rural quarries by rail, water ↑
Shortages of aggregates predicted
Imports
Synthetic aggs. (esp. from waste) ↑
Alt. building materials ↑
Landfill restrictions Recycling ↑
Urbanisation ↑Access to stone ↓ Aging infrastructure Renewable energy generation plants
Flood defenses, urban relocationsAwareness of climate change
Time (approx. years) 2010 2020 2030
1 December 2010Jeff Vickers & Carol BoyleTHE UNIVERSITY
OF AUCKLANDFACULTY OF ENGINEERING
Methodology: top-down (strategic)
1.Identify function(s)2.Identify market(s) for function(s)3.Frame the question for scenario-building4.Identify stakeholders to participate5.Build scenarios using workshops/interviews6.Conceptualise new products/services7.Assess relative robustness and flexibility of
concepts under all scenarios8.Roadmap development of chosen concept
1 December 2010Jeff Vickers & Carol BoyleTHE UNIVERSITY
OF AUCKLANDFACULTY OF ENGINEERING
Conceptual development (1)
?? ?
?
Current model since 2007Sketch of L220F wheel loader based on Volvo CE (2007b).
Based on publicly available information. In no way endorsed by Volvo CE.
1 December 2010Jeff Vickers & Carol BoyleTHE UNIVERSITY
OF AUCKLANDFACULTY OF ENGINEERING
Conceptual development (2)
Sketch of Gryphin concept wheel loader based on Volvo CE (2007a)
Wheel loader for 2025 • High visibility cab with smart glazing
• Diesel-electric hybrid engine
• Electric in-wheel motors, no driveline
• Intelligent independent suspension
• Regenerative breaking, hydraulics
• Extendable counter-weight
• Multi-function joysticks
1 December 2010Jeff Vickers & Carol BoyleTHE UNIVERSITY
OF AUCKLANDFACULTY OF ENGINEERING
Methodology: top-down (strategic)
1.Identify function(s)2.Identify market(s) for function(s)3.Frame the question for scenario-building4.Identify stakeholders to participate5.Build scenarios using workshops/interviews6.Conceptualise new products/services7.Assess relative robustness and flexibility of
concepts under all scenarios8.Roadmap development of chosen concept
Carbon = $
Cheap oil
Biofuel vs food
Emerging economies’ oil use ↑
Economy oil dependent
Depletion of ‘easy oil’
Freight costs ↑
Ascent of the personal car
Housing ↑
Road building + maintenance
People per home ↓
Road freight to rail, barge
Manuf. costs ↑
Stricter air, water emissions regs.
Monitoring + retrofitting
Opposition to new sites, expansions
Occupational safety & health regs.
Industry consolidation
Reduce blasting, crushing waste
High capital costs
Permitted stone reserves deplete
Expansions granted with conditions
Small quarries near build site
Crew, equipment on-demand
Local buy-in
Marine sand & gravel ↑
‘Sand to stone’
‘Grown homes’
Urban sales yards Marine crushed stone
Underground crushed stone ↑
Lightweight aggs.↑
New sites suiting conveyors or trucks ↑
Recycling near construction site
Large rural quarries by rail, water ↑
Shortages of aggregates predicted
Imports
Synthetic aggs. (esp. from waste) ↑
Alt. building materials ↑
Landfill restrictions Recycling ↑
Urbanisation ↑Access to stone ↓ Aging infrastructure Renewable energy generation plants
Flood defenses, urban relocationsAwareness of climate change
Time (approx. years) 2010 2020 2030
1 December 2010Jeff Vickers & Carol BoyleTHE UNIVERSITY
OF AUCKLANDFACULTY OF ENGINEERING
Assessing robustnessScenario SuitabilityMid-sized quarries On-/off-road truck loadingRecycling near building sites
Excavators more common than large loaders
Small quarries with on-demand crews
Could be used for loading both on and off-road trucks
Large rural quarries Mostly excavators and conveyors; few loaders
Marine sand & gravel
? Mostly dredging, conveying; barge unloading possible
Urban sales yards Truck loading
1 December 2010Jeff Vickers & Carol BoyleTHE UNIVERSITY
OF AUCKLANDFACULTY OF ENGINEERING
Methodology: top-down (strategic)
1.Identify function(s)2.Identify market(s) for function(s)3.Frame the question for scenario-building4.Identify stakeholders to participate5.Build scenarios using workshops/interviews6.Conceptualise new products/services7.Assess relative robustness and flexibility of
concepts under all scenarios8.Roadmap development of chosen concept
L220F Diesel-Electric Hybrid
L220F L220X Hybrid + a/treatment
L220X Plug-In Hybrid
+ plug-in/drive-over recharge
I-SAM parallel hybrid platform Series hybrid platform
Series hybrid platform
Environmental Concept Truck (series hybrid)
FL6 Hybrid (parallel)
Off
-Hig
hway
Pow
ertr
ains
(Exa
mpl
e O
nly)
Possible Product Roadmap for Volvo CE Gryphin Wheel Loader
Off-road air emissions regs.
Diesel price ↑
Gryphin Hybrid
Super-/ultra-capacitor performance cost ↑ ↓
Solid state switches performance cost ↑ ↓
Battery density efficiency ↑ ↑ ↓ cost
Catalytic converters
Particulate filters
Biodiesel availability cost ↑ ↓
CO emission regs.2 Dense elec. store
Turbo diesel, mechanical fuel injection
Turbo diesel + elec. fuel injectionResearch on high-density storage of electrical energy, e.g. fuel cells
Diesel infra.
Turbo diesel, EFI, exhaust aftertreatment
+ a/treat
Ultra-low sulfur diesel
Diesel-electric p/train
Diesel-electric parallel hybrid
HCCI research
Inductive power transfer
Onboard computers
Multi-fuel HCCI hybrid
20202010 2030Time ( years)approx.
Natural gas infrastructure (regional) LPG (hybrid?), EFI, a/treatment (reg.)
1 December 2010Jeff Vickers & Carol BoyleTHE UNIVERSITY
OF AUCKLANDFACULTY OF ENGINEERING
Setting targets (authors’ estimates in grey)
2025
2007
2012 -10%
Baseline
-30%
Model Prod. Year
Fuel use
20 yearsToday
Product/service/organisational possibilities
Product/service/organisational concepts
Specification (incl. stricter social-ecological performance criteria)
Market-level opportunities and threats
Time
STRATEGICScenario network map(s) for current and possible future markets
TACTICALProduct/service/organisational roadmap(s)
OPERATIONALBenchmark and optimise social-ecological performance across the entire product/service life cycle
[where = event]
sourcetransformdistribute
release
recyclereuse
supplier audits reduce toxics
use/act automatic power-save modeairplane » ship material labelsreduce scrap swappable parts
Examples of product optimisation strategiesrelea
se
1 December 2010Jeff Vickers & Carol BoyleTHE UNIVERSITY
OF AUCKLANDFACULTY OF ENGINEERING
Thank you! Any questions?
To contact me:[email protected]