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Development of a risk based procedure and supporting tools for urban drainage
Dr Yannick CessesDr Yannick Cesses
IAHR UK Section – 16/09/2010
Dti Sam Project
Project Objective• Research to develop a risk based procedure for drainage
analysis and managementAiming to overcome some of the limitations of current methodsFollow the trend already set by River and Coastal defence
• Partners12 partners across the drainage industry
• Value£1,573,000 (DTI Funding 50%)
• Duration3+ years (March 2006 – June 2009)
SAM : System-based analysis and management of urban flood risks
SAM Project partners - research SAM Project partners – industry partners
Drainage engineering evolutionHealth
• Disease• Odour
Level of service • 30 year flooding protection• 100 year flooding protection
Environment awareness & protection • Sewerage separation• SUDS
Risk based approach• Consequences
Cost / Social / environment
The risk method for drainage analysis
< Integrated drainage >
Current tools
Wallingford Procedure (1981)(Wassp, Wallrus, HydroWorks, Infoworks)
• Focused on system performanceAnalysis of system performance based on design storms
– Matrix of Return Period and Duration events
Verification PlotRyde Catchment
Event D, Site 4016
0
0.01
0.02
0.03
0.04
0.05
0.06
0.07
0.08
0.09
0.1
0 60 120 180 240 300 360 420 480 540 600 660 720 780 840 900 960 1020 1080 1140
Time (minutes)
Disc
harg
e (m
/s)
Predict edObserved
Current limitations to drainage engineering
1. We know rainfall does not fall uniformly all over a large catchment and flooding arrives at different times – so how can we do properly integrated drainage assessment?
2. “People don’t care who’s flood water has caused the damage to their property”
SAM – research topic areas
Spatial time series rainfall (2D)• Stochastic rainfall generators and data
Newcastle University & Imperial College• Rainfall database and tools for spatial rainfall events• Assess the difference between using 2D rainfall and
uniform rainfall on urban drainage systemsDevelop a risk based procedure
• RFSM (rapid flood spreading tool)• SAM-UMC (integration of InfoWorks CS for multiple runs)• Risk shell for multiple runs and EAD analysis• Solutions development using risk based optimisation
Generation of “2D” rainfall
Imperial College & University of Newcastle • Stochastic models – “2D” time series rainfall• 2 approaches
Newcastle: data minimising approach, high and low resolution data (nested grids – spatially and temporally)Imperial: high resolution data (fixed grid)
• Calibrated to radar data – only 4 years of Nimrod data• Prototype useable tools
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Imperial College Newcastle
Rainfall data Management
Rainfall Files
CellID Time depth
11111
1st Jan 2003 00:001st Jan 2003 00:051st Jan 2003 00:101st Jan 2003 00:151st Jan 2003 00:20
5690.3
Rainfall Database
Rainfall Processing Tool
Amount of Data > 200G
Event analysis, selection and export tool
Event analysis and selection• Review summary statistics to support selection
Monthly / seasonal / annual rainfall totals, no. of wet days, annual maximum rainfall depth
• Identify localised intense events Identify all events that meet user-defined criteria (e.g. threshold intensity) in any cell within the study area/catchment
• Identify events over larger areasIdentify all events that meet user-defined criteria (e.g. threshold intensity) over a study area or entire catchment
Simulation and results
12345678
Result: scattering ellipses (2 correlated dependent variables)
FEH
FEH 95% upper bound
FEH – Uniform rainfall: 10% difference
Uniform – Spatial rainfall: 40% difference
Network flood volume analysisFlood volume deviation
Flood volume deviation in function of the size of the catchment
0
0.2
0.4
0.6
0.8
1
1.2
50 100 500 1000 5000
Area in ha
Floo
d vo
lum
e de
viat
ion
*100
%
Flood volume analysis – 1D / 2D deviation
Rainfall deviation
System Loads – System States
20,000
35000
Extre
me
rain
fall
Time – 100 years
Dry
Freq
uent
rain
fall
Fully operational
Sys
tem
Sta
tes
–50
00 n
odes
Multiple system failure
Blockage + structural
Single asset failure
Blockage
Single asset failure
Structural
Time
Dry
Freq
uent
rainf
all
Extre
me
rainf
all
Sys
tem
Sta
tes
Multiple system failure
Blockage + structural
Single asset failure
Blockage
Single asset failure
Structural
Fully operational
If Foul
If Foul
If Foul
System Loads – System States
Rapid Flood Spreading Model
RFSM – Developed specifically for probabilistic analysis• Simple overland flooding tool
– Rapid
• NAFRA (National Flood Risk Assessment)– Multiple loading events and defence system states, national-scale
• Modelling Decision Support Framework (MDSF)– Flood risk analysis software product being developed for use by the UK
Environment Agency staff, catchment scale
Development under DTI SAM• Application to the urban environment and below-ground
drainage systems
Rapid Flood Spreading Model
The Risk tools framework
RFSM SurfaceFlooding
Simulation
Flood Depth – Damage Functions
(HRW)
InfoWorks CSSimulation
Economic Damage
Calculation
RFSM ImpactZone Table
(pre-processed)
Sampled Rainfall events
National PropertyDataset or
Similar(GCC/HRW)
Risk Shell for convergence on
EAD
ProcessedGround Model
(HRW)
LIDAR Data(GCC/SW)
InfoWorks CSModel
Configuration
Probability of Failure Functions
of Assets
SAM – UMC Framework
Rainfall data
Analysis of Results
Model state Simulation Flood routing Damage calc’
The Risk tools framework
RFSM SurfaceFlooding
Simulation
Flood Depth – Damage Functions
(HRW)
InfoWorks CSSimulation
Economic Damage
Calculation
RFSM ImpactZone Table
(pre-processed)
Sampled Rainfall events
National PropertyDataset or
Similar(GCC/HRW)
Risk Shell for convergence on
EAD
ProcessedGround Model
(HRW)
LIDAR Data(GCC/SW)
InfoWorks CSModel
Configuration
Probability of Failure Functions
of Assets
SAM – UMC Framework
Rainfall data
Analysis of Results
Model state Simulation Flood routing Damage calc’
The Risk tools framework
RFSM SurfaceFlooding
Simulation
Flood Depth – Damage Functions
(HRW)
InfoWorks CSSimulation
Economic Damage
Calculation
RFSM ImpactZone Table
(pre-processed)
Sampled Rainfall events
National PropertyDataset or
Similar(GCC/HRW)
Risk Shell for convergence on
EAD
ProcessedGround Model
(HRW)
LIDAR Data(GCC/SW)
InfoWorks CSModel
Configuration
Probability of Failure Functions
of Assets
SAM – UMC Framework
Rainfall data
Analysis of Results
Model state Simulation Flood routing Damage calc’
The Risk tools framework
RFSM SurfaceFlooding
Simulation
Flood Depth – Damage Functions
(HRW)
InfoWorks CSSimulation
Economic Damage
Calculation
RFSM ImpactZone Table
(pre-processed)
Sampled Rainfall events
National PropertyDataset or
Similar(GCC/HRW)
Risk Shell for convergence on
EAD
ProcessedGround Model
(HRW)
LIDAR Data(GCC/SW)
InfoWorks CSModel
Configuration
Probability of Failure Functions
of Assets
SAM – UMC Framework
Rainfall data
Analysis of Results
Model state Simulation Flood routing Damage calc’
The Risk tools framework
RFSM SurfaceFlooding
Simulation
Flood Depth – Damage Functions
(HRW)
InfoWorks CSSimulation
Economic Damage
Calculation
RFSM ImpactZone Table
(pre-processed)
Sampled Rainfall events
National PropertyDataset or
Similar(GCC/HRW)
Risk Shell for convergence on
EAD
ProcessedGround Model
(HRW)
LIDAR Data(GCC/SW)
InfoWorks CSModel
Configuration
Probability of Failure Functions
of Assets
SAM – UMC Framework
Rainfall data
Analysis of Results
Model state Simulation Flood routing Damage calc’Flood volumes
The Risk tools framework
RFSM SurfaceFlooding
Simulation
Flood Depth – Damage Functions
(HRW)
InfoWorks CSSimulation
Economic Damage
Calculation
RFSM ImpactZone Table
(pre-processed)
Sampled Rainfall events
National PropertyDataset or
Similar(GCC/HRW)
Risk Shell for convergence on
EAD
ProcessedGround Model
(HRW)
LIDAR Data(GCC/SW)
InfoWorks CSModel
Configuration
Probability of Failure Functions
of Assets
SAM – UMC Framework
Rainfall data
Analysis of Results
Model state Simulation Flood routing Damage calc’Flood volumes
The Risk tools framework
RFSM SurfaceFlooding
Simulation
Flood Depth – Damage Functions
(HRW)
InfoWorks CSSimulation
Economic Damage
Calculation
RFSM ImpactZone Table
(pre-processed)
Sampled Rainfall events
National PropertyDataset or
Similar(GCC/HRW)
Risk Shell for convergence on
EAD
ProcessedGround Model
(HRW)
LIDAR Data(GCC/SW)
InfoWorks CSModel
Configuration
Probability of Failure Functions
of Assets
SAM – UMC Framework
Rainfall data
Analysis of Results
Model state Simulation Flood routing Damage calc’Flood volumes Flood depths
The Risk tools framework
RFSM SurfaceFlooding
Simulation
Flood Depth – Damage Functions
(HRW)
InfoWorks CSSimulation
Economic Damage
Calculation
RFSM ImpactZone Table
(pre-processed)
Sampled Rainfall events
National PropertyDataset or
Similar(GCC/HRW)
Risk Shell for convergence on
EAD
ProcessedGround Model
(HRW)
LIDAR Data(GCC/SW)
InfoWorks CSModel
Configuration
Probability of Failure Functions
of Assets
SAM – UMC Framework
Rainfall data
Analysis of Results
Model state Simulation Flood routing Damage calc’Flood volumes Flood depths
The Risk tools framework
RFSM SurfaceFlooding
Simulation
Flood Depth – Damage Functions
(HRW)
InfoWorks CSSimulation
Economic Damage
Calculation
RFSM ImpactZone Table
(pre-processed)
Sampled Rainfall events
National PropertyDataset or
Similar(GCC/HRW)
Risk Shell for convergence on
EAD
ProcessedGround Model
(HRW)
LIDAR Data(GCC/SW)
InfoWorks CSModel
Configuration
Probability of Failure Functions
of Assets
SAM – UMC Framework
Rainfall data
Analysis of Results
Model state Simulation Flood routing Damage calc’Flood volumes Flood depths Flood damages
Risk based tools structure
SAM-UMC
InfoworksCS ModelsRainfall Events
SAM-UMC
EAD
Return Period
Define Return Period(Start at 1 or 2 years)
No flooding
EAD for network & Impact Zones
All critical durations and return periods run ?
No
Define a duration(Start at 30min)
EAD convergence at control nodes \ all nodes ?
= marginal EAD increase(1-5%)
Yes
Yes
Damage calculation No
Design rainfall - EAD
30 min2 hrs
5 hrs8 hrs
Top of system
Bottom end
Evaluate extreme event threshold
Process rainfall series
Run each event •Extreme events•Normal events
•Dry event
Damage calculation
EAD convergence at control nodes \ all nodes ? = marginal EAD deviation
(1-5%)
EAD for network & Impact Zones
No
Yes
Exte
nd r
ainf
all
seri
es
AVG Damage
Run ID
Davg
1 2 3 4 5 …
Time series - EAD
EAD categories
Sub-division of information for EAD
Weather
Dry weather Frequent event Extreme event
System state
Fully functional NO DAMAGE NO DAMAGE DAMAGE
Collapse(s) and/or
Blockage(s)
DAMAGE (IF FOUL PIPE)
DAMAGE DAMAGE
0
50
100
150
200
250
300
350
400
1 5 9 13 17 21 25 29 33 37 41 45 49
Node ID
EA
D at
eac
h no
de (£
)
StructuralBlockageHydraulic
EAD at each node
Progressive EAD
0.00E+00
1.00E+06
2.00E+06
3.00E+06
4.00E+06
5.00E+06
6.00E+06
7.00E+06
8.00E+06
9.00E+06
1.00E+07
0 50 100 150 200 250 300 350
RP (years)
Dam
age
(£)
Attribution of EAD
!
!!
!
!!
!!
!
!
Calculation of (annualised) Risk
Expected Annual Damage (EAD) calculated for each Impact Zone
• Integration of all possible events to find an annualised value of Likelihood x Consequence
Critical duration of each nodeis used for each return period
Damage
Probability
20P10P1P
Calculation of (annualised) Risk
Expected Annual Damage (EAD) calculated for each Impact Zone & manhole
• Integration of all possible events to find an annualised value of Likelihood x Consequence
Critical duration of each nodeis used for each return period
Damage
Probability
20P10P1P
Impact zone manhole
EAD – Impact zones and Assets
EAD – a function of pipe length Flood frequency (level of service)
•Flooding frequency is still probably a fundamental measure
• An EAD value could be from massive damage from very rare events, or damage from relatively frequent events.
Optimisation
EAD is a measure of performance of the existing system and does not tell us how to manage or to improve it.
Solutions development EAD for IZs and Assets does not solve any flooding problems, it just provides a measure of performance (current or future).
• Option 1• Traditional technique – use engineering judgement
Base decisions on reducing (or zero) flooding at selected Impact ZonesThen re-evaluate EAD, assess cost-benefit
• Option 2• Optimisation – use GA technique for evaluating
specific objective functionMaximise EAD reduction for given investmentMinimise investment for specified EAD reduction (network, nodes or Impact zones).
Solutions – Risk based Optimisation
Advantages• Efficient search for possible
solutions• Freedom to consider a range of
possible changes to networkDisadvantages
• Need to limit number of options to make run-times manageable
• requires pre-processing of the model
• Careful selection of search criteria
Solutions development
0.00
500,000.00
1,000,000.00
1,500,000.00
2,000,000.00
2,500,000.00
3,000,000.00
3,500,000.00
4,000,000.00
1 21 41 61 81 101 121 141 161 181 201 221 241 261
Generation
Cap
ital c
ost (
£)
0.00
200,000.00
400,000.00
600,000.00
800,000.00
1,000,000.00
1,200,000.00
EAD
(£)
Conclusion
• DTI SAM – is a radical new approach to analysis of system performance & asset management.
• Extendable to all aspects of drainage (environmental impact etc.)
subject to ability to use appropriate cost functions as a measure of impact)
Where do we go from here?
Discussion on the appropriateness of using EAD
• Is the same value of EAD appropriate for foul and surface water flooding?
• Is an area with the same value of EAD as another, that suffers from frequent rainfall compared to rare events, of more or less importance to provide a solution?
Weighting is effectively provided to frequent events• Is EAD fair? (Equity is a primary measure of
Sustainability)
EAD discussion
EAD on flooding could extend to cover:• Property damage, • Infrastructure damage,• Flood incidence costs,• Social trauma and health,• Mortality• National productivity impact
And then also:• Environmental impact
Pollution, Biodiversity, Carbon??
• Is this a way of measuring Sustainability or Resilience??• Perhaps “£” is not a universally appropriate indicator
Prognosis for the future
• DTI SAM – is a radical new approach to analysis of system performance & asset management in line with the new SRM.
• Future take-up of the method requires:Support from Policy makers and Regulators (OFWAT, Environment Agency, Defra)