Draft Airworthiness Inspector Manual

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    C I V I L A V I A T I O N A U T H O R I T Y

    OF THE STATE

    AIRWORTHINESS INSPECTORHANDBOOK

    Approval (s)

    (Name)Director GeneralTHE STATE Civil Aviation

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    TABLE OF CONTENT

    CHAPTER 0 .......................................................................................................................... 9

    GENERAL ............................................................................................................................. 9

    HB.00.00 General .............................................................................................................. 9HB.00.01 Applicability ........................................................................................................ 9HB.00.02 Training and accreditation of inspecting staff .....................................................10HB.00.02.01 General .....................................................................................................10HB.00.02.02 Training of Inspectors ................................................................................10HB.00.02.03 Accreditation of Inspecting Staff ................................................................10HB.00.03 Procedure for assessing the continued competence of an operator ..............11HB.00.04 Continued airworthiness reporting of failures, malfunctions and defects ............11HB.00.05 Continued Airworthiness - Issuing of airworthiness directives............................12HB.00.06 Exemptions ......................................................................................................13

    CHAPTER 1 .........................................................................................................................14

    VALIDATION OF TYPE CERTIFICATES .............................................................................14

    HB.01.01 General .............................................................................................................14HB.01.02 Eligibility ............................................................................................................14HB.01.03 Duties of the CAA..............................................................................................14HB.01.04 Application for validation of the TC. ...................................................................15HB.01.05 Data requirements .............................................................................................15HB.01.06 Validating the TC type certificate - The Validation Process ...............................16HB.01.07 Documentation ..................................................................................................18

    HB.01.08

    Form of the validation of a TC ...........................................................................20

    HB.01.09 Validity ..............................................................................................................20

    CHAPTER 2 .........................................................................................................................21

    VALIDATION OF A CERTIFICATE OF AIRWORTHINESS .................................................21

    HB.02.01 Applicability .......................................................................................................21HB.02.02 Eligibility ............................................................................................................21HB.02.03 Application for the validation of a C of A ............................................................21HB.02.04 Data requirements .............................................................................................21HB.02.05 Inspections to be carried out by the inspector of the CAA: ................................22

    HB 02.06

    Retention of documents: ...................................................................................22HB 02.07 Continuing airworthiness ...................................................................................22

    HB.02.08 Validating the C of A of another State ...............................................................22HB.02.09 Form of the validation of a C of A ......................................................................22HB.02.10 Validity ..............................................................................................................23

    CHAPTER 3 .........................................................................................................................24

    ISSUANCE OF A CERTIFICATE OF AIRWORTHINESS ....................................................24

    HB.03.01 Applicability .......................................................................................................24HB.03.02 Eligibility ............................................................................................................24

    HB.03.03

    Categories of certificates of airworthiness .........................................................24HB.03.04 Application for a certificate of airworthiness .......................................................24

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    HB.03.05 Inspections to be carried out by the inspector of the CAA: ................................26HB.03.06 Flight test ..........................................................................................................26HB 03.07 Retention of documents: ...................................................................................27HB 03.08 Issuing of certificate of airworthiness .................................................................27HB.03.09 Certificate of airworthiness form ........................................................................27HB.03.10 Validity ..............................................................................................................27HB 03.11

    Continuing airworthiness ...................................................................................28

    HB.03.12 Transferability ...................................................................................................28HB.03.13 Special Flight permit ..........................................................................................28HB.03.13.01 Objective. ..................................................................................................28HB.03.13.02 General .....................................................................................................28HB.03.13.03 Application involving foreign air transportation. ..........................................30HB.03.13.04. Display of permit ........................................................................................30HB.03.13.05 Procedures ................................................................................................31

    CHAPTER 4 .........................................................................................................................34

    RENEWAL OF A CERTIFICATE OF AIRWORTHIESS .......................................................34

    HB.04.01 Applicability .......................................................................................................34HB.04.02 Eligibility ............................................................................................................34HB.04.04 Application for the renewal of a certificate of airworthiness ...............................34HB.04.05 Inspections to be carried out by the inspector of the CAA: ................................35HB 04.06 Check-list ..........................................................................................................35HB.04.07 Flight test ..........................................................................................................35HB 04.08 Retention of documents: ...................................................................................36HB 04.09 Period of renewal of a certificate of airworthiness ..............................................36HB.04.10 Validity ..............................................................................................................36HB 04.11 Continuing airworthiness ...................................................................................36

    HB.04.12

    Transferability ...................................................................................................36

    CHAPTER 5 .........................................................................................................................37

    APPROVAL OF DESIGN CHANGES ..................................................................................37

    MODIFICATIONS (CHANGES TO THE TYPE CERTIFICATE) - REPAIRS ........................37

    HB.05.01 Applicability .......................................................................................................37HB.05.02 Eligibility ............................................................................................................37HB.05.03 Definition ...........................................................................................................37HB.05.04 Classification of modifications and repairs .........................................................38

    HB.05.05

    Application ........................................................................................................38

    HB.05.06 Definition of applicable requirements .................................................................39HB.05.07 Issuance of a modification/repair approval ........................................................39HB.05.08 Modification approval form ................................................................................40HB 05.09 Validation of a change to design .......................................................................40HB.05.10 Record keeping .................................................................................................41

    CHAPTER 6 .........................................................................................................................42

    EXPORT AIRWORTHINESS APPROVALS ........................................................................42

    HB.06.01 Applicability .......................................................................................................42HB.06.02

    Eligibility ............................................................................................................42

    HB.06.03 Form of the Export airworthiness approvals ......................................................42

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    HB.06.04 Application for an export airworthiness approval ...............................................42HB.06.05 Issuing of export airworthiness approval ...........................................................43HB.06.06 Export airworthiness approval form ...............................................................43HB.06.07 Duties of holder of export airworthiness approval ..........................................44

    CHAPTER 7 .........................................................................................................................45

    APPROVAL OF A MAINTENANCE PROGRAMME ............................................................45

    DETAILED GUIDANCE FOR THE APPROVAL OF A MAINTENANCE PROGRAMME. ....45

    HB 07.01 General .............................................................................................................45HB 07.02 Detailed guidance on the content ......................................................................45HB 07.03 Programme basis ..............................................................................................46HB 07.04 Amendments .....................................................................................................47HB 07.05 Permitted variations to maintenance periods .....................................................47HB 07.06 Periodic review of maintenance programme contents .......................................47

    HB 07.07

    Base of document .............................................................................................47HB.07.08 Issuing of programme approval .........................................................................48

    HB.07.09 Record keeping .................................................................................................48

    CHAPTER 8 .........................................................................................................................49

    APPROVAL OF AN OPERATOR MAINTENANCE SYSTEM ..............................................49

    HB 08.01 Applicability .......................................................................................................49HB 08.02 Arrangements at the application ........................................................................49HB 08.03 Maintenance responsibility ................................................................................49HB 08.04 Maintenance management ................................................................................50

    HB 08.05

    Issuing of approval ............................................................................................51

    CHAPTER 9 .........................................................................................................................52

    APPROVAL OF AN MME ....................................................................................................52

    MAINTENANCE MANAGEMENT EXPOSITION ..................................................................52

    HB 09.01 Applicability .......................................................................................................52HB 09.02 Eligibility ............................................................................................................52HB 09.03 Purpose of the MME .........................................................................................52HB 09.04 Application ........................................................................................................52HB 09.05

    Requirements ....................................................................................................53

    HB 09.06 Issuing of approval ............................................................................................54HB 09.07 Record keeping .................................................................................................54

    CHAPTER 10 .......................................................................................................................55

    APPROVAL OF AIRCRAFT MAINTENANCE ORGANISATION .........................................55

    HB 10.01 Applicability .......................................................................................................55HB 10.02 Requirements ....................................................................................................55HB 10.03 Auditing the organization ...................................................................................55

    HB 10.04

    Reporting ..........................................................................................................55

    HB 10.05 Record keeping .................................................................................................55

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    CHAPTER 11 .......................................................................................................................56

    EVALUATE SHORT TERM (TBO / LIFE LIMITS) ESCALATION PROCEDURES ..............56

    HB.11.01 Objective. ..........................................................................................................56HB 11.02 General .............................................................................................................56

    HB 11.03

    Procedures ........................................................................................................57

    CHAPTER 12 .......................................................................................................................58

    EVALUATE FOREIGN REGISTERED AIRCRAFT OPERATED IN THE STATE ................58

    HB 12.01 General .............................................................................................................58HB 12.02 Foreign airworthiness certificates. .....................................................................58HB 12.03 Differences and / or exceptions of maintenance tasks. ......................................58HB 12.04 Procedures. .......................................................................................................59HB 12.05 Tasks ................................................................................................................59HB 12.06 Aircraft operated under french registery ............................................................60HB 12.06.01

    Applicability ...............................................................................................60

    HB 12.06.02 Requirements ............................................................................................60HB 10.06.03 Duties of the CAA in the case of a delegation of oversight. ........................60HB 10.06.04 Direct survey. ............................................................................................60

    CHAPTER 13 .......................................................................................................................62

    APPROVAL OF PARTS / POOL PARTS / PARTS BORROWING ......................................62

    HB 13.01 Objective. ..........................................................................................................62HB 13.02 General .............................................................................................................62HB 13.03 Procedures ........................................................................................................65

    CHAPTER 14 .......................................................................................................................66

    PRORATED TIME AUTHORIZATIONS ...............................................................................66

    HB 14.01 Objective. ..........................................................................................................66HB 14.02 General .............................................................................................................66HB 14.03 Data computation ..............................................................................................67HB 14.04 Prorata formula demonstration ..........................................................................68

    CHAPTER 15 .......................................................................................................................70

    EVALUATE OPERATORS MAINTENANCE PROGRAMME ..............................................70

    HB 15.01 Objective. ..........................................................................................................70HB 15.02 General .............................................................................................................70HB 15.03 Procdures..........................................................................................................74

    CHAPTER 16 .......................................................................................................................81

    INSPECTION OF AIRCRAFT AND EQUIPMENT ................................................................81

    HB 16.01 General .............................................................................................................81HB 16.02 Interior inspection guidelines .............................................................................81HB 16.03

    Exterior inspection guidelines ............................................................................84

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    CHAPTER 17 .......................................................................................................................88

    ISSUE AIRCRAFT CONDITION NOTICE ............................................................................88

    HB 17.01 Objective. ..........................................................................................................88HB 17.02 General .............................................................................................................88

    HB 17.03

    Procedures ........................................................................................................89

    CHAPTER 18 .......................................................................................................................90

    EVALUATE PRIVATE, AERIAL WORK OPERATORS, MAINTENANCE ...........................90

    RECORDKEEPING SYSTEM ..............................................................................................90

    HB 18.01 Objective. ..........................................................................................................90HB 18.02 General .............................................................................................................90HB 18.03 Procedures ........................................................................................................93

    CHAPTER 19 .......................................................................................................................96

    EVALUATE SMALL OPERATOR/APPLICANT'S ...............................................................96

    INSPECTION AND MAINTENANCE REQUIREMENTS ......................................................96

    HB 19.01 Objective. ..........................................................................................................96HB 19.02 General .............................................................................................................96HB 19.03 Annual 100 H Inspection requirements. .............................................................96HB 19.04 Progressive inspection ......................................................................................96HB 19.05 Progressive inspection interval ..........................................................................97

    HB 19.06

    Additional maintenance requirements ...............................................................98

    HB 19.08 Revising time limitations .................................................................................. 100HB 19.09 Procedures ...................................................................................................... 101

    CHAPTER 20 ..................................................................................................................... 102

    PROCESS MALFUNCTION OR DEFECT REPORT BY OPERATORS ............................. 102

    HB 20.01 Objective. ........................................................................................................ 102HB 20.02 General ........................................................................................................... 102HB 20.03 Procedures ...................................................................................................... 103

    CHAPTER 21 ..................................................................................................................... 104

    PROCESS MALFUNCTION OR DEFECT REPORT BY CAA ........................................... 104

    HB 21.01 Objective. ........................................................................................................ 104HB 21.02 General ........................................................................................................... 104HB 21.03 Procedures ...................................................................................................... 105

    CHAPTER 22 ..................................................................................................................... 106

    REVIEW OPERATOR'S MECHANICAL INTERRUPTION SUMMARY REPORT .............. 106

    HB 22.01

    Objective. ........................................................................................................ 106

    HB 22.02 General ........................................................................................................... 106

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    HB 22.03 Procedures ...................................................................................................... 107

    CHAPTER 23 ..................................................................................................................... 107

    INSPECT OPERATOR'S MAIN BASE FACILITY .............................................................. 108

    HB 23.01

    Objective. ........................................................................................................ 108

    HB 23.02 General ........................................................................................................... 108HB 23.03 Performing the inspection. ............................................................................... 108HB 23.04 Procedures ...................................................................................................... 109

    CHAPTER 24 ..................................................................................................................... 114

    INSPECT AVIONICS TEST EQUIPMENT .......................................................................... 114

    HB 24.01 Objective. ........................................................................................................ 114HB 24.02 General ........................................................................................................... 114HB 24.03 Procedures ...................................................................................................... 115

    CHAPTER 25 ..................................................................................................................... 116

    INSPECT PART IV MAINTENANCE RECORDS ............................................................... 116

    HB 25.01 Objective. ........................................................................................................ 116HB 25.02 General ........................................................................................................... 116HB 25.03 Procedures. ..................................................................................................... 119

    CHAPTER 26 ..................................................................................................................... 121

    MONITOR CONTINUOUS AIRWORTHINESS MAINTENANCE........................................ 121

    PROGRAM/REVISION ....................................................................................................... 121

    HB 26.01 Objective. ........................................................................................................ 121HB 26.02 General ........................................................................................................... 121HB 26.03 Performing the inspection. ............................................................................... 122HB 26.04 Procedures ...................................................................................................... 128HB 26.05 Task outcome ................................................................................................. 131

    CHAPTER 27 ..................................................................................................................... 132

    MONITOR CONTINUING ANALYSIS AND SURVEILLANCE ........................................... 132

    PROGRAM/REVISION ....................................................................................................... 132

    HB 27.01 Objective. ........................................................................................................ 132HB 27.02 General ........................................................................................................... 132HB 27.03 Initiation and planning ..................................................................................... 132HB 27.04 Procedures. ..................................................................................................... 135

    CHAPTER 28 ..................................................................................................................... 143

    MONITOR APPROVED RELIABILITY PROGRAM ........................................................... 143

    HB 28.01 Objective . ....................................................................................................... 143

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    HB 28.02 General ........................................................................................................... 143HB 28.03 Inspector responsibilities ................................................................................. 143HB 28.04 Procedures ...................................................................................................... 144

    CHAPTER 29 ..................................................................................................................... 151

    FLIGHT MANUALS - APPROVAL AND AMENDMENTS .................................................. 151

    HB 29.01 General ........................................................................................................... 151HB 29.02 Definition : AFM............................................................................................... 151HB 29.03 Certificate of airworthiness .............................................................................. 151HB 29.04 Application................................................................................................... 151HB 29.05 Format of the AFM .......................................................................................... 151HB 29.06 Preparation of the AFM ................................................................................... 152HB 29.07 Procedure for approval of AFM ....................................................................... 152HB 29.08 Up-keep of AFM .............................................................................................. 153

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    CHAPTER 0

    GENERAL

    HB.00.00 General

    This Airworthiness Inspector handbook outlines the obligation of the Inspectors of THESTATE on matters related to Airworthiness and helps in the application of the Civil AviationRegulation (CAR) of the STATE.It provides detailed guidance on the management of documents referred in CAR XX, andpresents the establishment and operation of an airworthiness organisation with the CAA inrespect of Part XXX.The following paragraph details the procedures it covers.

    This Handbook is based on the ICAO Annexes 6 and 8, the Airworthiness Manual 9760, and

    is developed in respect of EU/EASA Parts 21 and 145.

    HB.00.01 Applicability

    This Manual provides detailed instructions for the use by the inspectors of the followingprocedures:

    a) The validation of a Type Certificate,

    o) Inspect aircraftp) Issue aircraft condition notice,q) Evaluate operators maintenance recording system,r) Evaluate operators inspection and maintenance programme,s) Issue process Defect report,t) Issue process malfunction or defect report,u) Review operators mechanical interruption summary report,v) Inspect operators main base,w) Inspect avionics test equipment,x) Inspect General Aviation maintenance records,y) Monitor continuous airworthiness maintenancez) Monitor continuing analysis and surveillance,aa) Monitor approved reliability programme.

    .

    b) Validation of a Certificate of Airworthiness issued by another Statec) Issue and renewal of certificate of airworthiness,d) Approve a design change,e) Issue an export certificate airworthiness,

    f) Approvals of a maintenance programme,g) Approvals of an operators maintenance system,h) Approvals of Maintenance Management Exposition,i) Approval of a Maintenance Organisation,j) Evaluate short term escalation procedure,k) Evaluate foreign registered aircraft operated in THE STATE,l) Approve parts / pool parts / parts borrowing,m)n) Evaluate operators maintenance programme,

    approve prorogation of time authorisations,

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    HB.00.02 Training and accreditation of inspecting staff

    HB.00.02.01 General

    All Inspectors must be suitably trained, qualified and experienced for their role. No hardand fast rules on qualification can be made because the particular circumstances ofeach Authority and each operator will differ. It is, nevertheless, most important that inevery instance, an Inspector should, by background and experience, command theprofessional respect of the operator's senior personnel.Senior personnel, in this context, includes those who are responsible for establishingthe company's operating procedures and standards including training managers. Itfollows that Flight Inspectors will normally have:- current experience on Regulations.- recent, experience as a personnel involved in the maintenance of a commercialaircraft or of a private, corporate or aerial work aircraft which is comparable to thatflown by the operators.

    HB.00.02.02 Training of Inspectors

    (1) The Authority must devise, publish and keep under review a syllabus of trainingfor Inspectors.

    (2) All Inspectors must, before appointment, successfully complete the requiredtraining programme.

    (3) The Authority must retain a record of all training undertaken by Inspectorstogether with a record of an Inspector's previous experience which qualifies himfor appointment.

    (4) The training syllabus for Inspectors should include, as appropriate to their role,instruction in the following:

    (a) Those national requirements which are relevant to their inspection duties;

    (b) iThe relevant Annexes to the Chicago Convention and the ICAO Manual ofProcedures for Operations, Inspection, Certification, Continued Airworthinessand continued Surveillance referred in this Handbook;

    (c) iThe Chicago Convention;

    (d) Annexes 8 of ICAO Document,

    (e) ANRs of the Aviation Authority of THE STATE

    (f) the relevant Handbook.

    HB.00.02.03 Accreditation of Inspecting Staff

    (1) Upon appointment, an Inspector will be issued with a pass or document whichshows the holder's recent photograph and which entitles him to national andinternational recognition of his powers. His rights of access, both ground side andairside to premises or aircraft which reasonably lie within his assignedresponsibility should, subject to essential security scrutiny, be accepted by all

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    authorities and associated airport personnel. The wording of the pass must be inEnglish and/or, in National language.

    HB.00.03 Procedure for assessing the continued competence of an operator

    Authorities must assess the operators and monitor the continued competence to conductsafe operations in compliance with the relevant CARs. The Authority must ensure thataccountability for assessing operators is clearly defined. This accountability may bedelegated or shared, in whole or in part.

    Where more than one agency is involved, an individual Department Head must be appointedunder whose personal authority AOC holders are assessed. This individual may or may notbe the Department Head responsible for the issue of an AOC.

    The responsibility for a safe operation has always been carried by the operator. Under the

    provisions of CARs, a positive move is made towards devolving upon the operatingcompany a share of the responsibility for monitoring the quality of a safe service to thepublic. The HB .01 Objective cannot be attained unless Public Transport operators areprepared to accept, readily, the implications of this policy including that of committing thenecessary resources to its implementation. Crucial to success of the policy is the content ofANR which requires the establishment, by the AOC holder, of a Quality System involving adesignated Quality Manager and a nominated Accountable Manager.

    The Authority must continue to assess the operator's compliance with all the requirements inCAR XXX including the effectiveness of the Quality System (and the Maintenance ApprovalStatement). If the Quality System, by being judged to have failed in its HB .01 Objectives,ceases to be "acceptable to the Authority", this is in itself a breach of the requirements which

    may call into question the validity of the AOC.

    HB.00.04 Continued airworthiness reporting of failures, malfunctions and defects

    THE HOLDER OF A C OF A FOR A PRODUCT ISSUED IN TERMS OF THEREGULATIONS IN THIS PART, SHALL REPORT IN WRITING TO THE AUTHORITY ANYFAILURE, MALFUNCTION OR DEFECT IN ANY PRODUCT MANUFACTURED BY ITTHAT IT DETERMINES HAS RESULTED IN ANY OF THE OCCURRENCES LISTED INPARAGRAPH (2) OF THIS SECTION AND MIGHT LEAD TO SUSPECT AN UNSAFECONDITION EXITS ON THE PRODUCT:

    Occurrences referred to in HB.01.03(1), which must be reported, are the following:

    (a) Fires caused by a system or equipment failure, malfunction, or defect.

    (b) An engine exhaust system failure, malfunction, or defect which causes damage tothe engine, adjacent aircraft structure, equipment or components.

    (c) The accumulation or circulation of toxic or noxious gases in the crew compartmentor passenger cabin.

    (d) A malfunction, failure or defect of a propeller control system.

    (e) A propeller or rotorcraft hub or blade structural failure.

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    (f) Flammable fluid leakage in areas where an ignition source normally exists.

    (g) A brake system failure caused by structural or material failure during operation.

    (h) A significant aircraft primary structural defect or failure caused by any conditionsuch as fatigue, strength, corrosion, etc.

    (i) Any abnormal vibration or buffeting caused by a structural or system malfunction,defect or failure.

    (j) An engine failure.

    (k) Any structural or flight control system malfunction, defect or failure which causesan interference with normal control of the aircraft.

    (l) A complete loss of more than one electrical power generating system or hydraulic

    power system during a given operation of the aircraft.

    (m) A failure or malfunction of more than one attitude, airspeed or altitude instrumentduring a given operation of the aircraft.

    HB.00.05 Continued Airworthiness - Issuing of airworthiness directives

    When an unsafe condition exits on a product in relation with the failures, defects andmalfunctions of HB.01.03, the Airworthiness Division of the Authority of THE STATE mayissue appropriate airworthiness directives in respect of design changes which are necessaryto correct the unsafe condition of this product.

    If the criticality of the service problem requires the promulgation of an Airworthiness Directive(AD), the CAA is responsible for making an assessment of the method of compliance and thetime interval in which compliance must be achieved.

    The CAA will notify the Primary Certification Authority (PCA) of the manufacturer of in-serviceproblems in accordance with ICAO Annex 8. When urgency due to airworthinessconsiderations so requires, the CAA may act unilaterally on a temporary basis, keeping thePCA informed, but without committing them to acceptance. Exceptionally, the CAA maynegotiate an alternative compliance basis with an operator solely under his jurisdiction on acase by case basis.

    Automatic adoption of the Airworthiness Directives issued by the PCA is recommended. In

    case the CAA has to issue a national AD to cover a PCA AD, it should clearly states the PCAAD reference on which it is based and if there is any difference. In this latter case, thesedifferences must be clearly identified and justified. If there are no differences, the CAA ADmust credit previous compliance with the PCA AD as identical to compliance with the CAAAD.

    When CAA considers it necessary to deviate from the PCA AD or to issue an additionalnational AD, it will only do so after consulting the PCA.

    If the CAA considers it necessary to issue an emergency AD, an information has to beprovided immediately to the PCA and the approval holder. Further consultation will follow.

    In all cases a written explanation must be provided by the CAA to the PAA and the approvalholder.

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    IN CASE A DISAGREEMENT REMAINS AFTER THIS CONSULTATION,

    - for EASA products, parts and appliances, the CAA and the PCA will address theissue to EASA Certification Director for an opinion.

    - For non-EASA products, parts, or appliances, the NAA will address the issue to therelevant EASA team or Lead Authority for advice and discussion with the PCA. If theCAA disagrees with the EASA team or Lead Authority position, the issue will besubmitted to EASA Certification Director for an opinion.

    In rare cases EASA may recommend to CAAs to adopt an AD differing from the AD issuedby the PCA or to issue an additional AD. JAA will in this case follow a similar consultationprocess as described in paragraph 2.4, (EASA will use for this purpose the CAA s ADsdistribution systems). Records of such EU/EASA recommended ADs would be kept byCertification Director.

    Format and content of Airworthiness Directives issued by a PCA

    An AD must contain the following information:

    - An identification number- the name of the issuing authority and the mention that it is the PCA for the affected

    product, part or appliance- a precise identification of the affected products, parts or appliances- the reason why the AD is issued, explaining clearly the background and identifying

    precisely why there is an unsafe condition if the AD is not applied.- A precise description of the corrective action- A compliance schedule- An effective date- A date of issue

    See appendix 1 for a standardised JAA format and guidelines on the way to write ADs.

    HB.00.06 Exemptions

    The Authority may exempt any person from any requirement in this Part following theprocedures prescribed in CAR XXX.

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    CHAPTER 1

    VALIDATION OF TYPE CERTIFICATES

    HB.01.01 General

    This procedure for the validation of a Type Certificate applies when the aircraft has neverbeen previously registered in THE STATE, and before the CAA of THE STATE issues theindividual Certificate of Airworthiness.

    This chapter deals with the process necessary for a Type Certificate or STC Holder to obtainCertification / Validation of its Product or STC in THE STATE.The process to be conducted shall be in accordance with the relationship between the Stateof Design and the CAA of THE STATE.

    The task of demonstrating compliance to the certification requirements of the THE STATE isthe responsibility of the Type Certificate or STC Holder. The task of agreeing that compliancehas been demonstrated in accordance with the wishes of THE STATE, is the responsibility ofthe Authority of THE STATE.

    The HB.04.01 Objective of the CAA validation process is to enable the issue of a CAA TypeCertificate for an imported Product.

    The HB.04.01 Objective of the finding of compliance process for the imported product is to besatisfied that the level of safety required by the applicable requirements is reached. Theprocess, which is based on mutual Authority trust is aimed at minimising duplication of workand by relying as much as possible on the findings of the Primary Certification Authority

    (PCA) as long as the Team is satisfied that these findings are credible. Therefore, normallythe CAA Validation is based on the Type Certification made by the PCA to thoserequirements specified by the PCA, with the CAA investigation largely concentrated on thedifferences between the PCA and CAA Type Certification Basis.

    HB.01.02 Eligibility

    Any manufacturer of an aircraft holding for this product a TC (type certificate) issued by theCivil Aviation Authority of the Country of Design may apply for the validation by the CAA ofTHE STATE of the TC (type certificate) for this product.

    HB.01.03 Duties of the CAA

    The CAA has the responsibility for conducting the Validation of the Type certification andpost Type Certification processes for a product. It must perform its task in accordance withthe provisions of these JAA Certification/Validation Procedures.

    When the CAA receives an application for the issuance of a TC, the CAA should send suchinformation to the Authority of Design, and to the manufacturer.This would assist the CAA in obtaining from the Primary Authority the appropriate Design

    Standards (applicable airworthiness requirements for the design aspect), and could help the

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    CAA and the operator in case of Manuals and mandatory requirements being published in aforeign language.

    When an application for the issuance of a TC is submitted to the CAA, and the applicablerequirements for Design aspects, manuals and ADs are issued in a foreign language (otherthan national, local or English) , it is the decision of the CAA to adopt its own politics for theissuance of a TC.

    The assistance of another State CAA could be requested, dependant on the choice of theAuthority.

    HB.01.04 Application for validation of the TC.

    The CAA should accept an application for the validation of a TC for a product when:

    (a) made by the manufacturer to the Authority of THE STATE; and

    (b) accompanied by -

    (i) the appropriate satisfactory evidence that the aircraft type satisfies theapplicable airworthiness requirements for the design aspect of such aircraft ;and

    (ii) the issuance by the Primary Certification Authority (PCA) to the CAA of thistype design definition.

    Procedure for determination of applicable requirements

    The CAA Type Certification Basis of a new Type or a derivative product must be the TypeCertification basis of the product at its initial Type Certification by the PCA of themanufacturer.

    The Team Leader of the CAA will notify to the Applicant within four weeks its NationalAdditional Operational Requirements having an impact on the design.

    HB.01.05 Data requirements

    An application from the manufacturer for the validation of a TC (type certificate) for aproduct shall provide the Authority with -

    (a) proof that the type design has been approved by the Primary authority (of thecountry of design);

    (b) details of the design aspects of the airworthiness requirements, including-

    (i) the airworthiness design standards;

    (ii) the effective date of such standards;

    (iii) any special conditions;

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    (iv) any requirements not complied with and any compensating factors providingan equivalent level of safety; and

    (v) any airworthiness limitations;

    (c) a list identifying the data submitted for the issuing of the TC referred to inparagraph (a), showing compliance with the appropriate airworthinessrequirements,

    (d) a copy of the flight manual approved by the Primary authority (of the country ofdesign);

    (e) a list of the Airworthiness Directive issued by the authority of the country of designapplicable at the date of application for the validation of the TC;

    (f) all other information the Authority might deem necessary.

    HB.01.06 Validating the TC type certificate - The Validation Process

    The validation process is in four phases that are outlined below. Certain technical disciplineson a validation team may be at different phases of the validation project depending on theprogress of their efforts.

    Phase I - General Familiarisation

    Following receipt of an application an initial general familiarisation meeting will normally beorganised after the application has been accepted and a Certification Manager has been

    nominated. In this meeting the time schedule will be established for the validation process.

    The HB .01 Objective of this meeting is to enable the CAA to receive an overview briefing ofthe project and acquire sufficient information to establish the appropriate technical disciplinesand size of the Team. The phase ends with the establishment of the CAA Team.

    Phase II - Technical familiarisation

    The HB .01 Objective of this phase is technical familiarisation with the aircraft by the CAATeam.

    The CAA team should receive a thorough familiarisation briefing on a new certification

    program in order to fully understand the product design and any unique or novel designfeatures. This information will be used to establish the CAA Type Certification Basis for theproject. It will also serve the purpose of educating the CAA so it may appropriately deal withcontinued operational safety issues within the STATE.

    The briefing should be conducted jointly by the Primary Certification Authority and theapplicant. The PCA should present its Type Certification Basis and give a thorough brief onall Exemptions, Special Conditions and Equivalent Safety Findings to ensure they are fullyunderstood by the CAA Team. The PCA should also give an overview of any significantcompliance findings already established.

    Of prime importance is the presentation of the MOC (Means of Compliances) used, or to beused, for regulations that significantly contribute to the airworthiness of the product, such asfatigue, static strength, software validation and verification, basic loads, lightning, etc.

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    Phase III - Determining CAA involvement

    The HB .01 Objective of this phase is to identify the delegation of compliance determinationsby the CAA to the CA and those compliance determinations that the CAA wishes to retain foritself.

    Phase IV- Compliance Determination

    Compliance determinations are made either by the CA or the CAA Team. Suchdeterminations can be made as soon as compliance responsibility is established. The phaseends with the issuance of the CAA Type Certificate.

    The task of demonstrating compliance with the requirements is the responsibility of theApplicant. The task of being satisfied that compliance has been demonstrated is theresponsibility of the CAA Team

    Compliance with the CAA Type Certification Basis for the Product will be based oncompliance with the CA Type Certification Basis, plus compliance with the SRD (SignificantRegulatory Difference) for the particular amendment-pair of regulations and any Exemptionsand Special Conditions issued by the CAA.

    For a validation project concurrent or almost concurrent with the certification project, thisphase includes the familiarisation flights by the CAA. For a validation project sequential tothe certification project, it is recommended that the familiarisation flights take place duringPhase II of the validation program to ensure an early, more complete understanding of theProduct.

    Compliance with the CAA Type Certification Basis for the Product will be based on compliancewith the CA Type Certification Basis, plus compliance with the SRD for the particularamendment-pair of regulations and any Exemptions and Special Conditions issued by theCAA.

    The compliance record/compliance checklist must include a definition of the build standard(CAA Type Design) associated with the compliance demonstrations.

    Each compliance document referred to in the Compliance Record shall contain a statementby the Applicant declaring compliance with the applicable requirements

    Conformity Statement and Inspection

    For certification tests, the Applicant must submit a statement of conformity according to IR21.N33. Any deviations from the defined CAA Type Design must be identified in thecertification reports.

    To verify the Applicant's conformity Statement,the Team may request the CA, or via the CAits representative, to perform an inspection as considered appropriate by the Team.

    Equipment Qualification

    The Applicant, in agreement with the PCM, shall use a procedure to cover equipmentqualification. This Procedure will primarily assure the airworthiness for a particularinstallation.

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    Witnessing of tests

    The CA is responsible for the witnessing of all tests necessary for the compliance finding tothe CAA Type Certification Basis. However, the CAA Team may determine that they need tohave direct involvement in the witnessing of specific tests. The PCM must ensure thatsufficient notice is given for this to be taken into account in the test programme and thereason and extent of the CAA Teams involvement isjustified.

    Final Report

    The Team will produce a report which will record the Type Design on which the evaluation isbased, will recall the Team's understanding of the design on which it has worked, thesignificant subject(s) investigated and the details of that investigation, the process followedand the conclusions regarding compliance with the CAA Type Certification basis.

    The Final Report produced by the PCM/Team will be presented for approval by the PCM to

    CAA Management. A specimen Final Report is given in Appendix 7.

    The CAA, further an application in terms of regulation HB.01.04, may grant a validation of theTC for a product issued if the applicant complies with the provisions of regulations HB.01.04and 01.05.

    HB.01.07 Documentation

    HB.01.07.01 Presentation

    Each compliance document referred to in the Record shall be in English and shall be

    transmitted by the Applicant to the CAA Team on its request. Supporting documentsshall be in English when requested by the CAA Team.

    HB.01.07.02 Documents requiring Approval

    (1) Documents associated with Aircraft Type Validation

    (a) Aircraft Flight ManualAn Aircraft Flight Manual (AFM) will be produced by the Applicant and agreedby the CAA Team, and will be recommended by the PCM to the Authority ofthe State of Design for approval.

    The requirements for the submission of copies of the draft material will bediscussed at one of the first Team meetings. At this time a specification for themanual will be required or to establish the proposed layout and content. Thetime required for review and approval of the manual should also beestablished at that meeting and will be agreed by the PCM.

    The CAA Team will determine whether the limitations, operational proceduresand performance contained in the AFM provides for safe operations and arecompatible with the aircraft type design, and the CAA Type Certification Basis.

    The AFM will be approved by the CAA.

    (b) Airworthiness Limitations Items and Certification Maintenance Requirements

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    The documents containing Airworthiness Limitations and CertificationMaintenance Requirements arising from the validation process shall beproduced by the Applicant, reviewed and agreed by the CAA Team andsigned by the CAA.

    (2) Documents associated with Engine Type ValidationThe following documentation requires formal approval:

    - Engine Installation Drawing and Manual- Engine Operating Instruction Manual- Engine Maintenance and Overhaul Manual

    (3) Documents associated with Propeller Type Certification/ValidationThe following official documentation requires formal approval:

    - Propeller Installation Drawing and Manual

    - Propeller Operating Instruction Manual- Propeller Maintenance and Overhaul Manual

    (4) ArchivesRecord keeping must be made by the CAA in accordance with the relevant CAAprocedure.

    (5) Confidentiality of DocumentsAll documents and information, which are received during the validation processand which are the property of the Applicant will be protected from disclosure tothird parties or persons in accordance with the laws and regulations applicable to

    national certification.

    (6) Concluding DocumentsTo enable CAA to issue a Type Certificate, the Team has to provide documents,in which the activities of the Team and the final results of the investigation arepresented. These should normally comprise:

    - Team Final Report- Items requiring future action PostType Certification- Definition of the CA Type Design used as the basis for the CAA validation,

    plus:

    (a) the CAA Additional Requirements for Import (ARIs)

    (b) the Applicant's design changes necessary to satisfy the CAA ARIs

    Note: the defined CA Type Design plus the Applicant's design changesnecessary to satisfy the CAA ARIs, define the CAA Type Design.

    - Compliance Record- CAA Type Certificate Data Sheet- List of documents required for Type Certification- Compliance Statement from the Applicant- Compliance Statement from the CA

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    HB.01.08 Form of the validation of a TC

    A validation of a TC shall be issued on the appropriate form as prescribed in Annex B.

    HB.01.09 Validity

    (1) A validation of a TC shall be valid until it is surrendered by the holder thereof, or issuspended or cancelled by the Authority.

    The holder of a Validated TC which is suspended or cancelled, shall surrender the Validatedtype certificate upon suspension thereof, to the Authority.

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    CHAPTER 2

    VALIDATION OF A CERTIFICATE OF AIRWORTHINESS

    HB.02.01 Applicability

    This chapter prescribes the detailed procedure for the validation of a certificate ofairworthiness (C of A) for an aircraft in application of the CAR XXX.

    The CAA through this procedure for rendering valid of a Certificate of Airworthiness (C of A)issued by another State means, by its action, it certifies that it is satisfied that the C of A wasissued in compliance with all respects of the rules governing the Delivery of a C of A.

    An C of A validated by the CAA shall be rendered valid for a temporary period, theapplication for a definite C of A delivered by the CAA shall be made during this period.

    HB.02.02 Eligibility

    Any owner of an aircraft holding for this product a C of A issued by the Civil AviationAuthority of another Country, and for which a TC has been previously validated, may applyfor the validation by the CAA of the STATE of the C of A for this aircraft.

    When no TC has been previously validated, a Certificate of Airworthiness may be delivered ifa C of A has been delivered for similar aircraft previously and such aircraft being still on theregister of the STATE.

    HB.02.03 Application for the validation of a C of A

    An application for the validation of a C of A for an aircraft shall be

    (a) completed and submitted by the owner to the Authority of THE STATE; and

    (b) accompanied by -

    (i) the appropriate records, documents and manuals mentioned in paragraph HB02.04

    (ii) the issuance by the exporting Authority to the CAA of this type designdefinition.

    (c) together with the evidence that the aircraft is in airworthy condition, refer to HB02.05.

    HB.02.04 Data requirements

    Further an application from the owner for the validation of a C of A for an aircraft, the CAAshould check that the applicant provides the Authority with

    (a) a flight manual approved by the Primary authority (Authority of the country ofdesign);

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    (b) all documents to be presented in procedure HB 03.03 for the issuance of aCertificate of Airworthiness,

    (c) a list of the Airworthiness Directive issued by the authority of the country of designapplicable at the date of application for the validation of the TC, these ADs shallcover the airframe, the engines, and the appliances;

    (d) all other information the Authority might deem necessary.

    HB.02.05 Inspections to be carried out by the inspector of the CAA:

    While the CAA is validating a certificate of airworthiness, inspections should be carried outon:

    (a) the records provided in accordance with parag (a) of HB 03.04, to ensure the

    completion and validity of such information,

    (b) the documents provided in accordance with parag (b) of HB 03.04 to ensure thatsuch document have been controlled or approved by the CAA, such procedures forthe approval of documents are provided in Chapter

    (c) despite that a maintenance organization is entitled to inspect the aircraft forensuring the good condition of the airframe, engine(s) and propeller(s), the CAAshould also inspect the aircraft to ensure that the airframe, engines, propeller(s)and associated appliances satisfies a standard condition and are fit to fly. Refer tochapter 16 of this handbook.

    HB 02.06 Retention of documents:

    The documents listed under HB 03.04 paragraph (a) shall be retained by the CAA.A copy of the documents listed under HB 03.04 paragraph (b) shall be retained by the CAA.

    HB 02.07 Continuing airworthiness

    The CAA of the STATE by the validation of the C of A of another State becomes responsiblefor ensuring the continuous airworthiness and safe operation of the aircraft in accordancewith the rules applicable to the Renewal of a C of A.

    HB.02.08 Validating the C of A of another State

    An application in terms of regulation HB.02.03 shall be granted and a validation of the C of Afor the aircraft issued if the applicant complies with the provisions of regulations HB.02.04and HB.02.5.

    HB.02.09 Form of the validation of a C of A

    A validation of a C of A shall be made by the issue of an appropriate document stating thatthe subject C of A has been accepted by the CAA and stipulating that this original C of A hasthe same value than a C of A delivered by the CAA.

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    Such document shall remain attached to the original C of A.

    HB.02.10 Validity

    A validated C of A shall be valid until it is surrendered by the holder thereof, or is suspendedor cancelled by the Authority.

    (1) A Certificate of Airworthiness validated by the CAA shall be delivered for a period ofone year, and a definite C of A shall be delivered by the CAA at the issue of this periodunder the conditions mentioned at III.06.04.

    The holder of a Validated C of A which is suspended or cancelled, shall surrender theValidated certificate upon suspension thereof, to the Authority.

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    CHAPTER 3

    ISSUANCE OF A CERTIFICATE OF AIRWORTHINESS

    HB.03.01 Applicability

    This Subpart prescribes procedural requirements for the issuance of Certificates ofAirworthiness.

    HB.03.02 Eligibility

    A Certificate of Airworthiness may be issued by the CAA to an aircraft for registration in THESTATE when the type of the aircraft has been previously validated by the CAA. Refer to HB01 of this Manual for the detailed prescriptions of this procedure of TC validation.

    When no TC has been previously validated, a Certificate of Airworthiness may be delivered ifa C of A has been delivered for similar aircraft previously and such aircraft being still on theregister of THE STATE.

    HB.03.03 Categories of certificates of airworthiness

    (1) No certificate of airworthiness will be issued except in accordance with therequirements of this procedure,

    (2) The categories of certificates of airworthiness are -

    (a) validated certificate of airworthiness;

    (b) standard certificate of airworthiness

    (c) special flight permit;

    Validated certificate of airworthiness are certificates of airworthiness issued for aircraft forwhich a Validation of a Certificate of Airworthiness has been issued in accordance withChapter 2 of this Manual and for entry on the STATE register.

    (3) Standard certificate of airworthiness is a certificate of airworthiness issued for aircraftfor its new registration in the STATE.

    (4) Special flight permits.

    HB.03.04 Application for a certificate of airworthiness

    Further an application for the issuing of a standard C of A, the CAA should check that theapplication is: -

    (a) completed and submitted to the Authority in the appropriate form as prescribed in

    Annex C ; and

    (b) accompanied by an Inspection Report including-

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    (i) the certificate of airworthiness issued by the State of previous registry,

    (ii) the Certificate of Airworthiness for export, if the previous State of registryprovides such certificate,

    (iii) all relevant records of previously completed inspections, maintenance, flighttest, and calibration

    (iv) all relevant records of modifications and repairs carried out on the aircraft upto this date,

    (v) records of all work required to be done to the aircraft for the issuance of the Cof A, such records should be introduced in the relevant log-books

    (vi) flight test records,

    (vii) a maintenance release document from the organization carrying work (ii) and(iii) should be issued, certifying that the aircraft is fit to fly as far as can bereasonably determined from inspection of the aircraft and its records, and thatapplicable airworthiness directives and mandatory modifications andinspections of the State of Design and the CAA have been carried-out orcertified to have been carried out.

    (c) The following documents relevant to the aircraft should be provided:

    (i) Operation Manual or Flight Manual

    (ii) Maintenance Programme,

    (iii) Weight and Balance manual

    (iv) Log-books for the airframe, engine(s), propeller(s)

    (v) Technical log-books in case the aircraft is used for Public Transport,.

    (vi) Minimum Equipment List,

    HB.03.04.01 Presentation

    Each compliance document referred to in the Record shall be in English and shall betransmitted by the Applicant to the CAA Team on its request. Supporting documentsshall be in English when requested by the CAA Team.

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    HB.03.04.02 Documents requiring Approval

    Documents associated with Aircraft Type Validation

    (1) Aircraft Flight ManualAn Aircraft Flight Manual (AFM) will be produced by the Applicant and agreed bythe CAA Team, and will be based on the AFM approved by the CAA in the frameof the Type Certification Validation, or the Type Certificate of the manufacturer.

    The CAA Team will determine whether the limitations, operational proceduresand performance contained in the AFM provides for safe operations and arecompatible with the aircraft type design, and the CAA Type Certification Basis.

    The AFM will be approved by the CAA.

    (2) Airworthiness Limitations Items and Certification Maintenance Requirements

    The documents containing Airworthiness Limitations and CertificationMaintenance Requirements arising from the validation process shall be producedby the Applicant, reviewed and agreed by the CAA Team and signed by the CAA.

    HB.03.05 Inspections to be carried out by the inspector of the CAA:

    Prior to the delivery of a C of A, inspections should be carried by the Authority out on:

    (a) the records provided in accordance with parag (a) of HB 03.04, to ensure thecompletion and validity of such information,

    (b) the documents provided in accordance with parag (b) of HB 03.04 to ensure thatsuch document have been controlled or approved by the CAA, such procedures forthe approval of documents are provided in ANR Airworthiness Handbook.

    (c) despite that a maintenance organization is entitled to inspect the aircraft forensuring the good condition of the airframe, engine(s) and propeller(s), the CAAshould also inspect the aircraft to ensure that the airframe, engines, propeller(s)and associated appliances satisfies a standard condition and are fit to fly.

    HB.03.06 Flight test

    A flight test may be required by the inspector of the CAA, depending on the weight of theaircraft:

    (a) for light aircraft ( MTOW of 2 730 Kg or less) the aircraft should be flight testedaccording to procedures specified in ANR Part VIII,

    (b) for aircraft above 2 730 Kg, the flight test is not required, unless the CAA is notsatisfied with the condition of the aircraft.

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    HB 03.07 Retention of documents:

    The documents listed under HB 03.04 paragraph (a) shall be retained by the CAA.A copy of the documents listed under HB 03.04 paragraph (b) shall be retained by the CAA.

    HB 03.08 Issuing of certificate of airworthiness

    The CAA should grant a certificate of airworthiness if

    (a) the Type of aircraft has been previously validated,

    (b) Records and documents listed in HB 03.04 have been provided,

    (c) Results of flight tests are satisfactory

    When a C of A has been delivered by the CAA and a Registration has been provided tosubject aircraft, in application of ICAO annex 8 4.3, the CAA will inform the TC holder ofsuch registration.

    HB.03.09 Certificate of airworthiness form

    A certificate of airworthiness shall be issued on the appropriate form as prescribed in AnnexE or F as appropriate.

    HB.03.10 Validity

    (1) A certificate of airworthiness shall be valid until -

    (a) it expires, if an expiry date has been determined by the Authority; or

    (b) it is surrendered by the holder thereof, or is suspended or cancelled by theAuthority.

    Subject to the provisions of sub-regulation (1), a certificate of airworthiness shall remain validfor as long as -

    (a) the aircraft remains a the STATE registered aircraft; and

    (b) in respect of an aircraft with a standard or restricted category certificate ofairworthiness, the aircraft is maintained in accordance with the applicableregulations.

    (2) The holder of a certificate of airworthiness which expires, shall forthwith surrender thecertificate to the Authority.

    (3) The holder of a certificate of airworthiness which is suspended or cancelled shallforthwith produce the certificate upon suspension thereof, to Authority.

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    HB 03.11 Continuing airworthiness

    The CAA of the STATE by the issuance of the C of A becomes responsible for ensuring thecontinuous airworthiness and safe operation of the aircraft in accordance with the rules

    applicable to the Renewal of a C of A.

    HB.03.12 Transferability

    In the case the owner of the aircraft transfers the property of the aircraft to another owner,the C of A remains valid, until the Certificate of Registration for this aircraft is reissued in thename of the new owner, and the conditions for the calculation of the next expiry date of the Cof A are respected. Refer to chapter 4 for the calculation of the expiry date.

    HB.03.13 Special Flight permit

    HB.03.13.01 Objective.

    This chapter provides guidance for evaluating an application to amend operationsspecifications for a special flight permit to conduct ferry flights.

    HB.03.13.02 General

    (1) Definition: Damaged aircraft - An aircraft that has sustained physical damage orhas inoperative/malfunctioning equipment.

    (2) Issuance. The authorizing statute does not automatically authorize the issuance

    of permits to all eligible operators.

    (3) Eligibility

    (a) The special flight permit is issued only to operators subject to the following:

    (i) Holder of an OAC according to CAR XXX,

    (ii) Holder of Certificate of Airworthiness in Restricted or normal category,

    (b) Aircraft involved in an accident or incident may not be ferried prior to notifyingthe CAA accident coordinator.

    (c) An Airworthiness Directive (AD) may dictate that safety demands furtherlimitations. The AD may limit ferry flights to those specifically approved by theCAA.

    (d) ANR Part III provides that no person may operate an aircraft to which an ADapplies except in accordance with the requirements of that AD. Therefore, ifan AD requires compliance before further flight, with no provision for theissuance of special flight permit, the operation of the specified aircraft wouldnot be permitted.

    (4) Manual Review

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    (a) The operator may consider certain conditions and limitations necessary tofacilitate the inspection and operation of an aircraft. These conditions shouldbe included in the operator's manual.

    (b) When reviewing manual materials, the following items should be considered:

    (i) Technical data

    (ii) Operational equipment necessary for safe operation of the aircraft

    (iii) Aircraft weight limits

    (iv) Fuel distribution limits

    (v) Center of gravity limits

    (vi) Aircraft maneuver limitations

    (vii) Flight equipment usage, limitations, e.g., autopilot, etc.

    (viii) Airspeed limits

    (ix) Meteorological limits, including:

    Conditions to be avoided

    Required inspections when these conditions are encountered

    Weather minimums

    (2) Authorization for Ferry Flights with one Engine Inoperative. Operators mayconduct a ferry flight of a four engines airplane or a turbine engine poweredairplane equipped with three engines, with one engine inoperative, to a base forthe purpose of repairing that engine. The following restrictions will apply:

    (a) The particular airplane model must have had a test flight conducted with anengine inoperative in accordance with performance data contained in theapplicable airplane flight manual

    (b) The approved airplane flight manual must contain the performance data.

    (c) The operator's manual must contain operating procedures for the safeoperation of the airplane,

    (d) The operator may not depart an airport where the initial climbout is in thicklypopulated or the weather conditions at the takeoff or destination airport areless than those required for Visual Flight Rules (VFR) flight

    (e) Only required flight crewmembers can be carried aboard during this ferryflight

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    (f) The required flight crewmembers must be thoroughly familiar with thecompany's operating procedures and the airplane Approved Flight Manual forone engine inoperative ferry flights.

    HB.03.13.03 Application involving foreign air transportation.

    Special Airworthiness Certificate, prohibits an aircraft to fly "over any foreign countrywithout the special permission of that country. When issued for one of these purposes,the CAA is obligated to ensure this Contracting State registered aircraft have standardairworthiness certificates. Therefore, the aircraft cannot be flown over any foreigncountry without the special permission of that country.

    (1) The only exception recognized in ICAO Annex 8 is the temporary loss ofairworthiness due to damage to the aircraft. In this case, damaged aircraft refersto inoperative or malfunctioning equipment as well as physical damage to theaircraft. In such an event, Part II, Section 6.2.2, recognizes that the country of

    registry may allow the aircraft to be ferried to a where it can be restored to anairworthy condition.

    (2) Since Annex 8 provides for this flight situation, an AOC certificate holderengaged in foreign air transportation is not required to obtain permission to flyover, into, or out of foreign countries when exercising the provision of a specialflight permit, with continuing authorization to conduct ferry flights for purposes ofrepair.

    HB.03.13.04. Display of permit

    The operator must display in the aircraft the current airworthiness certificate, including

    a special flight permit or authorization. The operator must carry either the operationsspecifications or portions of the certificate holder manual containing a restatement ofthe permit with those conditions and limitations imposed by the Director.

    Transmission of special flight permits.

    At the request of the applicant, a special flight permit may be transmitted via FAXequipment using the sample format of the telegraphic special flight permit .Airworthiness Certification of Aircraft and Related Approvals.

    (1) The permit must include any additional operating limitations that may be requiredand must be displayed in the aircraft, prior to conducting the special flight.

    (2) The transmission of a special flight permit via FAX allows an aircraft to be movedwhen the flight cannot be delayed.

    (3) FAX transmitted special flight permits are to be used only for the followingpurposes:

    (a) Flying the aircraft to a base where repairs, alteration, or maintenance are tobe performed or to a point of storage

    (b) Evacuating aircraft from areas of impending danger

    (4) CAA offices having FAX equipment capable of sending messages collect willadvise the applicant that payment for the FAX special flight permit must be made

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    at the receiving location. If the FAX equipment at the CAA office is not capable ofsending messages collect, the applicant may pick up the completed and signedFAX special permit at the CAA office and transmit it by another FAX machine atthe applicant's discretion.

    HB.03.13.05 Procedures

    (1) Verify the Operator's Application. Ensure that the operator has applied for anoperations specifications amendment with the district office in charge ofinspecting its overall operation.

    (2) Verify that the Aircraft is Capable of Safe Flight. The aircraft does not have tomeet all airworthiness requirements.

    (3) Review the Operator's Manual

    (a) Ensure that the manual has the following procedures for ferry flights:

    (i) Provisions for conveying the authorization to ferry to the operating crew

    (ii) A system for recording each flight conducted under this authorization

    (iii) Procedures to determine that the proposed special flight complies with theSTATE Aviation Regulations and is not prohibited by any AirworthinessDirectives (ADs)

    (iv) Procedures to allow additional crewmembers and other authorizedpersons to be carried aboard the aircraft during ferry flights when the

    aircraft flight characteristics have not been appreciably changed or itsoperation in flight substantially affected

    (v) Procedures to ensure the display of the current airworthiness certificateand any special flight permit or authorization

    (vi) Procedures to ensure the review of the following items prior to releasingthe ferry flight:

    Technical data to which the aircraft must perform

    Operational equipment necessary for safe operation of the aircraft

    Aircraft weight limits

    Fuel distribution limits

    Center of gravity limits

    Aircraft maneuver limitations

    Equipment usage limitations, e.g., autopilot

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    Airspeed limits

    Meteorological limits, including conditions to be avoided, inspectionsrequired should these conditions be encountered inadvertently, and

    weather minimums

    (b) For one engine inoperative ferry flights, ensure the following:

    (i) The operator has a four engine airplane or a turbine engine poweredairplane equipped with three engines

    (ii) The applicable airplane has been previously test flown with one engineinoperative in accordance with its approved Airplane Flight Manual. Theapproved Airplane Flight Manual must contain the following data:

    Maximum weight

    Configuration of the inoperative propeller, if applicable

    Runway length for takeoff, including temperature accountability

    Altitude range

    Certificate limitations

    Ranges of operational limits

    Performance information

    Operating procedures

    (c) The operator's manual must include the following:

    (i) A limitation that the operating weight on any ferry flight must be theminimum necessary with the necessary reserve fuel load

    (ii) A limitation that takeoffs must be made from dry runways unless, based

    on a showing of actual runway operating takeoff techniques on wetrunways with one engine inoperative, takeoffs with full controllability fromwet runways have been approved for the specific model aircraft andincluded in the approved Airplane Flight Manual

    (iii) Procedures for operations from airports in which the runways may requirea takeoff or approach over populated areas

    (iv) Inspection procedures for determining the operating conditions of theoperative engines

    (v) A restriction that no person may takeoff from an airport in which the initialclimb is over thickly populated areas or weather conditions at the takeoff

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    and destination airport are less than those required for Visual Flight Rules(VFR) flight

    (vi) Procedures that ensure carrying only essential flight crewmembersaboard the airplane during the ferry flight

    (vii) Procedures that ensure flight crewmembers are thoroughly familiar withthe operator's operating procedures and the approved Airplane FlightManual for one engine inoperative ferry flights

    (4) Notify the CAA Accident Coordinator Prior to any Authorization of an AircraftInvolved in an Accident or Incident

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    CHAPTER 4

    RENEWAL OF A CERTIFICATE OF AIRWORTHIESS

    HB.04.01 Applicability

    This Subpart prescribes procedural requirements for the renewal of a Certificate ofAirworthiness by the CAA.

    HB.04.02 Eligibility

    The CAA renews a Certificate of Airworthiness to an aircraft registered in the STATE when acertificate of airworthiness has been previously validated or issued by the CAA, when suchcertificate validity comes to its end, and all conditions for continued airworthiness are

    granted.

    HB.04.04 Application for the renewal of a certificate of airworthiness

    The CAA accepts an application for renewal of a C of A if-

    (1) completed in the appropriate form as prescribed in Annex C; and submitted to theAuthority at least 15 days prior to the expiry of the certificate.

    (2) accompanied by an Inspection Report which includes-

    (a) the certificate of airworthiness issued by the Authority,

    (b) all relevant records of previously completed inspections, maintenance, flight test,and calibration since the last renewal of certificate,

    (c) all relevant records of modifications and repairs carried out on the aircraft since thelast renewal of certificate,

    (d) flight test records,

    (e) a maintenance release document from the organization carrying work (iv) should

    be issued, certifying that the aircraft is fit to fly as far as can be reasonablydetermined from inspection of the aircraft and its records, and that applicableairworthiness directives and mandatory modifications and inspections of the Stateof Design and the CAA issued since previous renewal of certificate have beencarried-out or certified to have been carried out.

    When satisfactorily completed, such Inspection Report provides necessary informationto grant the continuous airworthiness.

    (3) The following documents relevant to the aircraft should be provided:

    (a) Operation Manual or Flight Manual

    (b) Maintenance Programme,

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    (c) Weight and Balance manual

    (d) Log-books for the airframe, engine(s), propeller(s)

    (e) Technical log-books in case the aircraft is used for Public Transport,.

    (f) Minimum Equipment List,

    HB.04.05 Inspections to be carried out by the inspector of the CAA:

    Prior to the renewal of the certificate of airworthiness, the CAA should inspect the followingitems:

    (1) the records provided in the Inspection Report, to ensure the completion and validity of

    such information,

    (2) the documents provided in accordance with parag (c) of HB 04.04 to ensure that suchdocument have been controlled or approved by the CAA.

    (3) despite that a maintenance organization is approved for the inspection of the aircraft forensuring the good condition of the airframe, engine(s) and propeller(s), the CAA shouldalso inspect the aircraft to ensure that the airframe, engines, propeller(s) andassociated appliances satisfies a standard condition and are fit to fly.The aircraft shall be inspected in respect of the process described in the CAAHandbook Chapter 16 and its annexes.

    The applicant shall be required to make the aircraft available at a time and placeacceptable to the Authority for such checks and inspections.

    HB 04.06 Check-list

    A check list is provided in appendix 1 of this chapter as an aid to be used by the inspector ofthe CAA for the renewal of C of A of aircraft registered in the STATE.

    HB.04.07 Flight test

    A flight test may be required by the inspector of the CAA, dependi