1

DTCC Participant Name BIC Code* Participant Code

ABN AMRO Clearing Chicago LLC n.a. 0695

ABN AMRO Clearing Chicago/Portfolio Margining n.a. 0396

ABN AMRO Clearing Chicago/ Institutional n.a. 0541

ABN AMRO Clearing Chicago/CPM n.a. 0330

ABN AMRO Clearing Chicago/Bonds n.a. 0575

ABN AMRO Securities (USA) LLC n.a. 0349

ABN AMRO Securities (USA) LLC/A/C #2 n.a. 7571

ABN AMRO Securities (USA) LLC/Repo n.a. 7590

ABN AMRO Securities (USA) LLC/ABN AMRO Bank NV Repo n.a. 7591

ALASKA USA FEDERAL CREDIT UNION n.a. 2223

ALBERT FRIED & COMPANY, LLC n.a. 0284

Albert Fried & Company, LLC/Stock Loan n.a. 7578

Alliant Securities, Inc. Turner, Nord, Kienbaum n.a. 8084

Alpine Securities Corp. n.a. 8072

Amalgamated Bank n.a. 2352

Amalgamated Bank of Chicago n.a. 2567

American Enterprise Investment Services Inc. n.a. 0216

American Enterprise Investment Services Inc./Conduit n.a. 7260

Ameriprise Enterprise Investment Services Inc./Beta/133 n.a. 0756

ANB Bank n.a. 2082

Ameriprise Trust Company n.a. 2146

Archipelago Securities, L.L.C. n.a. 0436

Associated Bank Green Bay, National Association n.a. 2257

2

BGC Financial, L.P. n.a. 0537

BGC Financial, L.P. /BGC Brokers, L.P. n.a. 5271

Banca IMI Securities Corp. n.a. 0136

Bankers’ Bank n.a. 2557

BANK OF AMERICA NATIONAL ASSOCIATION n.a. 2236

Bank of America, NA/GWIM Trust Operation n.a. 0955

Bank of America NA/Client Assets n.a. 2251

Bank of America/LaSalle Bank NA/IPA, DTC #1581 n.a. 1581

Bank of America NA/Fleet- IPA n.a. 1552

Bank of China, New York Branch n.a. 2555

Bank of China New York Branch/Client Custody n.a. 2656

Bank of New York Mellon, (The) 0 n.a. 901*

BNY MELLON/ANWORTH MORTGAGE ASSET CORP. n.a. 2328

BNYMELLON/BARCLAYS BANK PLC RE US SHARES n.a. 2370

BNYMELLON/BARCLAYS CAP SEC LTD PB SEG 1 n.a. 2366

BNYMELLON/BARCLAYS CAP SEC LTD PB SEG 2 n.a. 2367

BNYMELLON/LBBW NY CUSTODY n.a. 2765

BNY Mellon/LBBW Primary Account n.a. 2764

BNY Mellon/Rabobank International Cash Equity Amsterdam n.a. 2760

BNY Mellon/Rabobank International Cash Equity Utrecht n.a. 2761

BNY Mellon/Rabobank International Equity Derivatives Hong Kong n.a. 2763

BNY Mellon/ Rabobank International Equity Derivatives London n.a. 2762

Bank of New York Mellon, The/Mizuho Corporate Bank Ltd, New York

Branch n.a. 2469

Bank of New York Mellon, The/Commercial Loans n.a. 2107

Bank of New York Mellon, The/Moore Capital Management n.a. 2228

Bank of New York Mellon, The/ABN-AMRO Bank n.a. 2183

Bank of New York Mellon, The/Annaly Mortgage n.a. 2502

Bank of New York Mellon, The/BZW Securities Limited n.a. 2231

Bank of New York Mellon, The/BakerGroup n.a. 2565

Bank of New York Mellon, The/Baker 2 n.a. 2903

Bank of New York Mellon, The/Banque Dewaay SA n.a. 2506

Bank of New York Mellon, The Banque Dewaay MGT SA n.a. 2513

Bank of New York Mellon, The/ Barclays Capital-London n.a. 2196

Bank of New York Mellon, The/ Broker Dealer Omnibus n.a. 2535

Bank of New York Mellon, The/CDC Holdings Trust Inc. n.a. 2264

Bank of New York Mellon, The/CW Securities Holding Inc. n.a. 2384

Bank of New York Mellon, The/CWIBH Inc. n.a. 2337

Bank of New York Mellon, The/Countrywide Home Loans n.a. 2198

3

Bank of New York Mellon, The/Countrywide Home Loans, CHL for CCM

Conduits n.a. 2935

Bank of New York Mellon, The/Crescent II Fund L.P. n.a. 2362

Bank of New York Mellon, The/DBAG Frankfurt Global Market n.a. 2479

Bank of New York Mellon, The/DBAG London Global Market n.a. 2485

Bank of New York Mellon, The/DBAG London Global Market (Client

Acct) n.a. 2478

Bank of New York Mellon, The/Crescent II Fund L.P. n.a. 2362

Bank of New York Mellon, The/Dealer Clearance #2 n.a. 2378

Bank of New York Mellon, The/Deutsche Bank London AG

London/Global Market #2 n.a. 2155

Bank of New York Mellon, The/EF CMO, LLC n.a. 2842

Bank of New York Mellon, The/EF Mortgage LLC n.a. 2841

Bank of New York Mellon, The/EF Securities LLC n.a. 2220

Bank of New York Mellon, The/Ellington Credit Opportunities Ltd. n.a. 2776

Bank of New York Mellon, The/Ellington Mortgage Fund SC, Ltd. n.a. 2342

Bank of New York Mellon, The/FIDAC FSI LLC n.a. 2654

Bank of New York Mellon, The/FMSBonds, Inc. n.a. 2023

Bank of New York Mellon, The/FSA n.a. 2444

Bank of New York Mellon, The/Fifth Third Bank n.a. 2105

Bank of New York Mellon, The/Wells Fargo Margin n.a. 2282

Bank of New York Mellon, (The). /Glickenhaus & Co. n.a. 2048

Bank of New York Mellon, (The)/BMO Capital Markets GKST Inc. n.a. 2344

Bank of New York Mellon, The/HBK CDO Trust n.a. 2265

Bank of New York Mellon, The/HBK Global Securities LP n.a. 2022

Bank of New York Mellon, The/HBK Master Fund LP n.a. 2046

Bank of New York Mellon, The/Dealerweb Inc.. n.a. 2650

Bank of New York Mellon, The/IPA n.a. 1541

Bank of New York Mellon, The/IVORS n.a. 2136

Bank of New York Mellon, The/Investment Account n.a. 2151

Bank of New York Mellon, The/Ixis Loan Acquisition 2005-1 LLC n.a. 2274

Bank of New York Mellon, The/Ixis CMNA (Australia) (No.2) S.C.A. n.a. 2755

Bank of New York Mellon, The/J.F. Hartfield & Co. Inc. n.a. 2518

Bank of New York Mellon, The/James Capel ADR n.a. 2462

Bank of New York Mellon, The/Mid Cap SPDRS n.a. 2209

Bank of New York Mellon, The/Millennium n.a. 2838

Bank of New York Mellon, The/Millennium Partners n.a. 2474

Bank of New York Mellon, The/Morgan Stanley Derivatives n.a. 2252

Bank of New York Mellon, The/NBT Bank n.a. 2652

Bank of New York Mellon, The /NTX Funding Cooperatief U.A. n.a. 2629

Bank of New York Mellon, The/NTX Funding V.O.F. n.a. 2628

4

Bank of New York Mellon, (The)/Natixis Capital Cooperatief U.A. n.a. 2627

Bank of New York Mellon, The/Natixis Derivatives Inc. n.a. 2432

Bank of New York Mellon, The/Natixis Financial, Products Inc. n.a. 2224

Bank of New York Mellon, The/Natixis Funding Corp n.a. 2089

Bank of New York Mellon, The/Natixis Municipal Products Inc. n.a. 2569

Bank of New York Mellon, The/Natixis Securities North America n.a. 2920

Bank of New York Mellon, The/Natixis Securities North America Inc. n.a. 2331

Bank of New York Mellon, The/National Australia Bank n.a. 2414

Bank of New York Mellon, The/Northfork Bank n.a. 2242

Bank of New York Mellon, The/Nomura Credit Capital Inc. n.a. 2758

Bank of New York Mellon, The/Popular Securities, Inc. n.a. 2092

Bank of New York Mellon, The/Prebon Financial Products CCS.

Mortgages n.a. 2673

Bank of New York Mellon, The/ Prebon Financial Products, Inc. n.a. 2291

BNY Mellon/Jefferies & Co. n.a. 2168

Bank of New York Mellon, The/Regions Bank n.a. 2409

Bank of New York Mellon, The/St. Bernard Opportunity Fund 1, Ltd n.a. 2784

Bank of New York Mellon, The/Soc Gen Bank n.a. 2020

Bank of New York Mellon, The/Societe Generale GIC n.a. 2358

Bank of New York Mellon, The/TD Bank n.a. 2491

Bank of New York Mellon, The/TD NY n.a. 2683

Bank of New York Mellon, The/Telebank n.a. 2225

Bank of New York Mellon, The/Toronto Dominion Securities Inc. n.a. 2568

BNY Mellon/Traditional Asiel Securities Inc. MBS n.a. 2431

BNY Mellon//Tulett Liberty Securities Inc. n.a. 2189

Bank of New York Mellon, The/Tulett Liberty Securities LLC n.a. 2190

Bank of New York Mellon, The/Vinning Sparks, IBG, L.P. n.a. 2940

Bank of New York Mellon, The/Wells Fargo N.A. n.a. 2280

Bank of New York Mellon, The/Wolfe & Hurst Municipals n.a. 2315

Bank of New York Mellon, The/Gosha Holdings LLP n.a. 2169

Bank of New York Mellon, TheBNY/Allstate Mark to Markets n.a. 2106

Bank of New York Mellon, The/BOA NA n.a. 2308

Bank of New York Mellon, The/BOA Securities Ltd. (BASL) n.a. 2494

Bank of New York Mellon, The/LLOYDS TSB BANK PLC CLR ARTEMIS n.a. 2247

Bank of New York Mellon, The/Banco Santander SLB n.a. 2590

Bank of New York Mellon, The/Banque D’Orsay n.a. 2238

Bank of New York Mellon/Barclays (BGIS) n.a. 2313

Bank of New York Mellon, The/Barclays Bk PLC-BARC LUX SARL A/C 1 n.a. 2720

Bank of New York Mellon, The/Barclays Bk PLC-BARC LUX SARL A/C 2 n.a. 2721

Bank of New York Mellon, The/Barclays Bank PLC – Pledge Account n.a. 2324

5

Bank of New York Mellon, The/Barclays Bank PLC RE BC Equities

Trading n.a. 2511

Bank of New York Mellon/Barclays Capital Securities LTD., SBL/PB n.a. 2103

Bank of New York Mellon, The/Natixis n.a. 2244

Bank of New York Mellon, The/CDC Mortgage Capital Inc. n.a. 2176

Bank of New York Mellon, The/Commerzbank AG Investment n.a. 2544

Bank of New York Mellon, The/Charles Stanley and Company, Limited n.a. 2336

Bank of New York Mellon, The/Commerzbank, AG London n.a. 2566

Bank of New York Mellon, The/DB Brevan Howard Master Fund n.a. 2552

Bank of New York Mellon, The/DB Childrens n.a. 2877

Bank of New York Mellon, The/DBL-Fixed Income Prime Brokerage n.a. 2727

Bank of New York Mellon, The/DBLPB-Black Ant Master Fd. LP n.a. 2596

Bank of New York Mellon, The/DBLPB-Centaurus Proxima Fd n.a. 2724

Bank of New York Mellon, The/DBLPB-DBX Euro Long/Short EQ.4 Fd. n.a. 2597

Bank of New York Mellon, The/DBLPB-DBX Risk Aebitage 8 Fund n.a. 2719

BNYMellon/Nomura CNS NOM RE: TFS DER n.a. 2718

BNYMellon/Special Processing #85 n.a. 2074

Bank of New York Mellon/DBLPB-PB-dbx-Asian L/S Equity 2 Fund n.a. 2726

BNYMellon/Rabo Capital Services Inc. SSF n.a. 2091

BNYMellon/Deutsche Bank AG Ldn Re DBAustralia n.a. 2538

Bank of New York Mellon, The/DBTC/DB AG LDN PB F&C Sapphire

M/FD Ltd n.a. 2129

Bank of New York Mellon The/DBTC/Deutsche Bk London Prime Seg

15/00 n.a. 2453

Bank of New York Mellon, The/DBTC/Deutsche Bk London Prime Seg

30/30 n.a. 2454

Bank of New York Mellon, The/DBTC Americas/DBAG LDN-GS Cr. Port

LLC n.a. 2488

Bank of New York Mellon, The/DBTC Americas/Deutsche n.a. 2428

Bank of New York Mellon, The/DBTC Americas /Deutsche Bk London

Prime n.a. 2452

Bank of New York Mellon, The/DBTCA/DB AG LDN PB Cheyne Spec’l

Sit Fd n.a. 2160

Bank of New York Mellon, The/DBTCA/DB AG LDN PB Cheyne Value

Fund LP n.a. 2079

BNYMellon/BNP Paribas Tri-Party Account n.a. 2070

Bank of New York Mellon, The/DBTCA/DB AG LDN PB-Deutsche Bank

NY n.a. 2059

Bank of New York Mellon, The/DBTCA/DB AG LDN PB F&C Garnet M/F

Ltd n.a. 2125

Bank of New York Mellon, The/DBTCA-DB AG LDN PB – Firm Account n.a. 2057

6

BNYMellon/Special Processing #116 n.a. 2002

Bank of New York Mellon The/DBTCA/DB AG LDN PB Multi Seg

Clearance n.a. 2156

BNYMellon/Special Processing #117 n.a. 2026

Bank of New York Mellon/DBTCA/DB AG LDN PB Triloka Master Fund n.a. 2074

BNYMellon/Special Processing #119 n.a. 2078

Bank of New York/DBTCA/DB AG LON PB Polgon GL OP M/FD n.a. 2090

Bank of New York Mellon, The/Davy Securities Limited n.a. 2553

Bank of New York Mellon, The/Deutsche Bank AG Frankfurtt n.a. 2468

Bank of New York Mellon, The/Deutsche Bank AG London Prime

Brokerage n.a. 2582

Bank of New York Mellon, The/Equities Fortis Bank, London n.a. 2608

Bank of New York Mellon, The/Ellington Mortgage Opportunities

Master Fund, Ltd. n.a. 2417

Bank of New York Mellon, The/Evolution Beeson Gregory Limited -

Account #258688 n.a. 2406

Bank of New York Mellon, The /Fortis Bank NV/SA n.a. 2301

Bank of New York Mellon, The/GIB UK LTD Corp Bond n.a. 2594

Bank of New York Mellon, The/Global Markets Division Equity

Derivatives Group n.a. 2245

Bank of New York Mellon, The/HSBC US n.a. 2102

Bank of New York Mellon, The/HSB P/C n.a. 2295

Bank of New York Mellon, The/HSBC, BK PLC A/C IB EQ Fin NON US n.a. 2321

Bank of New York Mellon, The/Caceis Bank Deutschland GMBH n.a. 2598

Bank of New York Mellon, The/ING Bank NV London Branch n.a. 2307

Bank of New York Mellon, The/Investec London n.a. 2572

Bank of New York Mellon, The/ITC-Dealers Clearance General n.a. 2681

Bank of New York Mellon, The/ITC Dealers Clearance Special n.a. 2339

Bank of New York Mellon, The/ITC Investment Dealer n.a. 2206

BNYMellon/NATIXIS FIXED INCOME n.a. 2243

Bank of New York Mellon, The/KBC Investments Limited n.a. 2748

Bank of New York Mellon, The/Link Securities n.a. 2674

Bank of New York, Mellon, The/ML Equity Solutions Jersey Ltd. n.a. 2592

Bank of New York Mellon, The/Mellon Investment Portfolio n.a. 2595

Bank of New York Mellon, The/Mellon Trust of New England, National

Association n.a. 0954

Bank of New York Mellon (The)/First Trust Exchange Traded Funds n.a. 0963

Bank of New York Mellon, The/Mellon Trust of New England,

Northwestern Mutual Life n.a. 2446

Bank of New York Mellon, The/Mellon Trust of New England, N.A.The

United Nations Joint Staff pension Fund-A U.N. Organization n.a. 2297

7

Bank of New York Mellon, The/Natixis Securities North America n.a. 2920

Bank of New York Mellon, The/Oz Asia Master Fund, Ltd. Custody n.a. 2728

Bank of New York Mellon, The/Oz Europe Master Master Fund, Ltd. n.a. 2730

Bank of New York Mellon, The/Oz Master Fund Ltd. n.a. 2294

Bank of New York Mellon, The/Oz Master Master Fund, Ltd. n.a. 2731

Bank of New York Mellon, The/Oz Special Funding (OZMD), L.P. n.a. 2729

Bank of New York Mellon, The/Oz Cap Struc Arbtrage Master Fund n.a. 2732

Bank of New York Mellon, The/SIMF n.a. 2733

Bank of New York Mellon, The/RABO Capital Services n.a. 2677

Bank of New York Mellon, The /Rabobank International NY n.a. 2573

Bank of New York Mellon, The /Rabobank International London Equity

Finance n.a. 2207

Bank of New York Mellon, The/Royal Trust n.a. 2985

Bank of New York Mellon, The/KBC Financial Products UK, Ltd. n.a. 2747

Bank of New York Mellon, The/Special Processing #31 n.a. 2748

Bank of New York Mellon, The/Nomura Global Financial Products Inc

Collateral Account n.a. 2349

Bank of New York Mellon, The/Nomura Global Financial Products Inc

Main Account n.a. 2351

Bank of New York Mellon,The/HSBC Bank PLC Paris Branch n.a. 2359

Bank of New York Mellon, The/Barclays Capital PLC RE Dante

Investments LLC n.a. 2361

Bank of New York Mellon,The/HSBC Bank PLC EQD USBR n.a. 2363

BNYMellon/Montague Place Custody Services n.a. 2365

Bank of New York Mellon, The/Capstead Mortgage Corp. n.a. 2470

Bank of New York Mellon, The/VBT Capital Plc n.a. 2486

Bank of New York Mellon, The/Rabobank Int’l Utrecht Equity Fin n.a. 2490

BNYMellon/Barclays Bank Plc Re: BCTL SARL n.a. 2495

BNYMellon/Barclays Bank Plc Re: FEMBOS n.a. 2496

Bank of New York Mellon, The/Nomura CL SETT NOM LTD n.a. 2499

Bank of New York Mellon, The/Standard Bank London LTD n.a. 2109

Bank of New York Mellon, The/SunTrust Bank n.a. 2093

Bank of New York Mellon, The/SunTrust Bank Portfolio n.a. 2100

Bank of New York Mellon, The/The Royal Bank of Canada n.a. 2326

Bank of New York Mellon, The/Teather & Greenwood Ltd. n.a. 2608

Bank of New York Mellon, The/The Prudential Investment n.a. 2510

Bank of New York Mellon, The/Traditional London Clearing LTD. n.a. 2601

BNYMellon/Traditional Asiel Securities n.a. 2113

BNYMellon/Special Processing #87 n.a. 2081

Bank of New York Mellon, The/Tullett & Tokyo Liberty (SEC) Ltd. n.a. 2383

8

Bank of New York Mellon, The/UBS AG London Branch Designed

Equities n.a. 2029

Bank of New York Mellon, The/Vanguard Block Lending n.a. 2407

Bank of New York Mellon, The / Winterflood Secs. Ltd. n.a. 2381

Bank of New York Mellon, The/CreXus TALF Holding LLC n.a. 2505

BNY Mellon/NGFP Main n.a. 2063

BNY Mellon/Nomura Capital Markets PLC Repo n.a. 2232

BNY Mellon/NGFP Collateral n.a. 2158

BNY Mellon/Nomura Int’l PLC Repo n.a. 2281

BNY Mellon/ac NOMURA PB Nom Ltd. re. GLG EMGMKTS n.a. 2200

BNY Mellon/Citigroup Global Markets Limited n.a. 2292

BNYMellon/Nomura PB Nom Ltd Re GLG EMG EQTY n.a. 2449

BNYMellon/Nomura PB Nom Ltd Re GLG EMG Credit n.a. 2456

BNYMellon/Nomura PB Nom Re GLG EMG FIDCCY n.a. 2457

BNY Mellon/Barclays Bank Plc Re: Aet Trust n.a. 2463

BNY Mellon/Special Processing #82 n.a. 2472

Bank of New York Mellon, The/CreXus Investment Corp n.a. 2475

Bank of New York Mellon, The/CreXus .S. Holding LLC n.a. 2477

Bank of New York Mellon, The/CreXus F Asset Holdings LLC n.a. 2203

Bank of New York Mellon, The/Nomura Bank Int’l PLC n.a. 2543

Bank of New York Mellon, The/TD Bank N.A. n.a. 2872

Bank of New York Mellon, The/Wells Fargo N.A. n.a. 2558

Bank of New York Mellon, The/Pierpont Securities LLC n.a. 2864

Bank of New York Mellon, The/Ellington Strategic MBS LPII n.a. 2913

Bank of New York Mellon, The/Millennium Fixed Income LTD n.a. 2785

Bank of New York Mellon, The/Ellington Strategic Mgt FD LP n.a. 2429

BNYMellon/Caceis Bank Deutschland Gmbh re.client n.a. 2699

BNYMellon/DE Shaw & Co. n.a. 2709

BNYMellon/ICAP London n.a. 2711

BNYMellon/Special Processing #91 n.a. 2564

BNYMellon/Special Processing #92 n.a. 2585

BNYMellon/Special Processing #93 n.a. 2620

BNYMellon/Special Processing #94 n.a. 2624

BNYMellon/Special Processing #95 n.a. 2648

BNYMellon/JW Giddens Trustee Liq Lehman Bros n.a. 2657

BNYMellon/National Bank of Australia n.a. 2714

BNYMellon/Dexia Credit Local Paris n.a. 2715

BNYMellon/Special Processing #99 n.a. 2716

BNYMellon/MIZUHO International n.a. 2621

BNYMellon/ HSBC Bank Plc A/C IB Equity Finance NT n.a. 2639

9

BNYMellon/ BRPT n.a. 2662

BNYMellon/ BBPLC PB Caymen Clients n.a. 2802

BNYMellon/ BBPLC PB Canadian Clients n.a. 2825

BNYMellon/ BBPLC PB UK Clients n.a. 2844

BNYMellon/Special Processing #106 n.a. 2846

BNYMellon/Special Processing #107 n.a. 2856

BNYMellon/Special Processing #108 n.a. 2858

BNYMellon/Special Processing #109 n.a. 2868

BNYMellon/Special Processing # 110 n.a. 2926

BNYMellon/Special Processing # 111 n.a. 2931

BNYMellon/Special Processing # 112 n.a. 2630

BNYMellon/BBPLC A/C PB Canada PPIB Client n.a. 2633

BNYMellon/Special Processing # 114 n.a. 2634

BNYMellon/Special Processing # 115 n.a. 2641

Bank of New York Mellon, The/Chimera Investment Corporation n.a. 2874

Bank of New York Mellon, The/Chimera Asset Holding LLC n.a. 2875

Bank of New York Mellon, The/Chimera Holding LLC n.a. 2893

Bank of New York Mellon, The/Chimera Securities Holding LLC n.a. 2899

Bank of New York Mellon, The/Chimera Special Holding LLC n.a. 2901

Bank of New York Mellon, The/Chimera Trading Company LLC n.a. 2906

Bank of New York Mellon, The/HH Ellington Master Fund Ltd. n.a. 2651

Bank of New York Mellon, The/TDB Unencumbered n.a. 2679

BNYMellon/WF & Co IBID Inc PI n.a. 8023

BNYMellon/WF & Co Structured Principal Strategies Holdings LLC PI n.a. 8025

BNYMellon/WF & Co Wachovia High Yield Investments Corp PI n.a. 8026

BNYMellon/WF & Co Wachovia Investment Holdings PI n.a. 8027

BNYMellon/WF & Co Wells Fargo & Company PI n.a. 8028

BNYMellon/WF & Co Wells Fargo and Company SC PI n.a. 8031

BNYMellon/WF & Co Wells Fargo Credit Inc PI n.a. 8033

BNYMellon/WF & Co WFC Holdings Corporation PI n.a. 8034

BNYMellon/WF & Co WFC Holding Corporation SC PI n.a. 8035

BNYMellon/WFB.NA MWI-2002, LLC P.I. n.a. 8036

BNYMellon/WFB.NA SweetRoot Funding LLC PI n.a. 8040

BNYMellon/WFB.NA Wachovia Muni TOB BRUT Cash PI n.a. 8041

BNYMellon/WFB.NA Wells Fargo Bank NA PI n.a. 8043

BNYMellon//WFB.NA Wells Fargo Private Client Funding Inc PI n.a. 8060

BNYMellon/WFB.NA WIP GL Account For NW Portfolios P.I. n.a. 8061

BNYMellon/WF & Co Wells Fargo & Company n.a. 8077

Bank of New York Mellon Trust Company, N.A, The n.a. 2438

Baird (Robert W.) & Co. Incorporated n.a. 0547

10

Banco Bilbao Vizcaya Argentiaria SA New York Branch n.a. 2461

Banco Bilbao Vizcaya Argentaria NY/BBVA Inc. New York n.a. 2786

Bank of Nova Scotia, New York Agency, The n.a. 2347

Bank of Nova Scotia, New York Agency/IPA (The) n.a. 1542

Bank of Nova Scotia, New York Agency-Global Agent Lending (The) n.a. 2531

Barclays Capital Inc. n.a. 5101

Barclays Capital Inc. /LE n.a. 0229

Barclays Capital Inc./Long Island International Limited n.a. 7569

Barclays Capital Inc./Long Island Holding A LLC n.a. 7299

Blackrock Institutional Trust Company, N.A. n.a. 2962

BMO Capital Markets Corp n.a. 0045

BMOCM/Bonds n.a. 5257

BMO Capital Markets Corp./Paloma n.a. 5221

BMO Harris N.A. n.a. 2697

BMO Harris N.A. /IPA n.a. 1582

BMO Harris N.A. – Dealer n.a. 2559

BMO Harris Bank N.A./M&I Trust n.a. 0992

BMO Harris Bank N.A./M&I Bank IPA n.a. 1530

BNP Paribas, New York Branch n.a. 1569

BNP Paribas, New York Branch/BNP Paribas Prime Brokerage

Custodian n.a. 2147

BNP Paribas, New York Branch/BNP Paribas Prime Brokerage

International n.a. 2884

BNP Paribas, New York Branch/Custody Services n.a. 2787

BNP Paribas NY Branch London Bonds n.a. 5153

BNP Paribas, New York Branch/BNP Paribas London/Collateral n.a. 2322

BNP Paribas NY Branch/Paris Bond n.a. 7382

BNP Paribas Prime Brokerage, Inc. n.a. 2154

BNP Paribas Prime Brokerage, Inc. /Stock Lending n.a. 2885

BNP Paribas Securities Corp. n.a. 0049

BNP Paribas Securities Corp. /Domestic Lending n.a. 7255

BNP Paribas Securities Corp. /Fixed Income n.a. 0630

BNP Paribas Securities Corp./OTC Settlements n.a. 7267

Branch Banking and Trust Co. n.a. 5385

Branch Banking and Trust Co/FM IPA n.a. 1518

Branch Banking and Trust Co/FM IP BB&T n.a. 2705

Branch Banking and Trust Co/FM IP BB&T Corp. n.a. 2703

Branch Banking and Trust Co/FM IP BB&T Financial FSB n.a. 2704

Branch Banking and Trust Co/FM IP Salem Financial n.a. 2707

Branch Banking and Trust Company/FM IP CBG Inc. n.a. 2871

11

Branch Banking and Trust Company/FM IP CBG Remic LLC n.a. 2867

Brown Brothers Harriman & Co. n.a. 0010

Brown Brothers Harriman & Co. /ETF n.a. 0109

Securities Lending SPO Account/BBH n.a. 5288

Caja de Valores S.A. n.a. 5610

Caldwell Trust Company n.a. 2687

CDS Clearing and Depository Services Inc. n.a. 4800

CDS Clearing and Depository Services Inc. n.a. 5099

Bank of Montreal/CDS n.a. 4855

Bank of Montreal Chicago/CDS n.a. 4817

Bank of Montreal Ireland/CDS n.a. 4819

Bank of Montreal London/CDS n.a. 4822

Bank of Nova Scotia/CDS n.a. 4812

Bank of Nova Scotia (The)/Client B/CDS n.a. 4838

BMO Nesbitt Burns Inc. /CDS n.a. 5043

BMO Nesbit Burns Inc./BMO Trust Company/CDS n.a. 4712

Cormark Securities Inc/Valeurs Mobilieres Cormark Inc/CDS n.a. 5055

Caldwell Securities Ltd. /CDS n.a. 5013

Canaccord Genuity Corp./CDS n.a. 5046

CIBC World Markets Inc. /CDS n.a. 5030

Credit Suisse Securities Canada Inc./CDS n.a. 5019

Desjardins Securities Inc. /CDS n.a. 5028

Deutsche Bank Securities LTD #1/CDS n.a. 4806

DWM Securities Inc./CDS n.a. 5039

Edward Jones/CDS n.a. 5012

E3M Investments Inc. /CDS n.a. 5066

Fiducie Desjardins Inc. /CDS n.a. 4818

Global Securities Corp/CDS n.a. 5069

GMP Securities L.P. /CDS n.a. 5016

Haywood Securities, Inc. /CDS n.a. 5058

Fidelity Clearing Canada ULC/CDS n.a. 5040

J.P. Morgan Securities Canada Inc. /CDS n.a. 4808

Jones Gable & Company Ltd. /CDS n.a. 5070

Leede Financial Markets Inc. /CDS 5071 Laurential Bank of

Canada/CDS n.a. 5001

MacDougall, MacDougall & MacTier, Inc. /CDS n.a. 5022

Mackie Research Capital Corporation/CDS n.a. 5029

Macquarie Private Wealth Inc./CDS n.a. 5025

Manulife Securities Incorporated/CDS n.a. 5047

Maple Securities Canada Ltd. /CDS n.a. 5072

12

NBCN Clearing Inc. /CDS n.a. 5032

NBCN, Inc. /CDS n.a. 5008

Newedge Canada Inc. /CDS n.a. 5003

Odlum Brown Ltd. /CDS n.a. 5074

PI Financial Corp. /CDS n.a. 5075

Penson Financial Services, Inc. /CDS n.a. 5063

Peters & Co. Limited/CDS n.a. 5014

Pictet Canada L.P. /CDS n.a. 5027

Qtrade Securities Inc./CDS n.a. 5009

RBC Dominion Securities, Inc CDS n.a. 5002

RBC Dominion Securities Inc. /CDS n.a. 4801

Raymond James Ltd. /CDS n.a. 5076

Royal Bank of Canada-Royal Trust/CDS n.a. 4707

Royal Bank of Canada-Royal Trust 1/CDS n.a. 5044

Scotia Capital Inc. /CDS n.a. 5011

TD Waterhouse Canada Inc. /CDS n.a. 5036

The Bank of Nova Scotia/Client A/CDS n.a. 4816

Toronto-Dominion Bank, The/CDS n.a. 4805

UBS Securities Canada Inc. /CDS n.a. 5017

Wolverton Securities Ltd. /CDS n.a. 5079

Cantor Fitzgerald & Co. n.a. 0696

Cantor Fitzgerald & Co. /Aqua Securities, LP n.a. 7310

Cantor Fitzgerald & Co. /Cantor Clearing Services n.a. 0197

Cantor Fitzgerald & Co. /Debt Capital Markets n.a. 7311

Cantor Fitzgerald/Europe n.a. 7252

Cantor, Fitzgerald/Stock Loan n.a. 5253

CAVALI ICLV S.A. n.a. 2011

Central Depository (Pte) Ltd. (The) n.a. 5700

Central Trust Bank, The n.a. 2880

CHARLES SCHWAB BANK n.a. 2993

Charles Schwab & Co., Inc. n.a. 0164

Charles Schwab & Co., Inc./Stock Loan Conduit Account n.a. 7322

Charles Schwab & Co., Inc./Schwab Global Investing Account n.a. 7587

Chicago Board Options Exchange, Inc. n.a. 0739

CIBC World Markets Corp. n.a. 0438

CITADEL Securities LLC n.a. 0395

Citibank, N.A. n.a. 0908

ADR-CITI n.a. 0953

Citibank/The Citigroup Private Bank/Trust n.a. 2032

Citibank, N.A.-Dealer n.a. 0950

13

Citibank, N.A. – Municipal Safekeeping n.a. 2562

Citibank N.A./Corporate Agency & Trust n.a. 2426

Citibank N.A. Book-Entry-Only Medium Term Note Account n.a. 2790

Citibank N.A./ London/MTN n.a. 2952

Citibank/CP/IPA n.a. 1501

CitiGroup Global Markets Inc. n.a. 0418

CitiGroup Global Markets Inc. /Salomon Brothers n.a. 0274

CitiGroup Global Markets Inc. /Salomon Brothers/A.M.M. n.a. 5215

CitiGroup Global Markets Inc./Correspondent Clearing n.a. 0505

Citicorp Securities Services, Inc. n.a. 0563

City National Bank n.a. 2392

Clearview Correspondent Services, LLC n.a. 0702

Clearstream Banking AG n.a. 2000

Comerica Bank n.a. 2108

Commerce Bank, N.A. 2 n.a. 170*

Commerz Markets LLC n.a. 0126

Commerz Markets LLC/Fixed Inc. Repo & Comm. Paper n.a. 0033

Commerz Markets LLC/International Equity Finance n.a. 7376

Community Bank, N.A. n.a. 5960

Compass Bank n.a. 2483

Compass Bank/IPA n.a. 1563

Compass Bank/Trust Division n.a. 2484

Computershare Trust Company, N.A. n.a. 2415

Computershare Trust Company, N.A./Options n.a. 2330

Computershare Trust Company, N.A. /DRP n.a. 2586

Convergex Execution Solutions LLC n.a. 0100

Cosse International Securities, Inc. n.a. 8153

Country Trust Bank n.a. 2561

Credit Agricole Securities (USA) Inc. n.a. 0651

Credit Agricole Securities (USA) Inc. International n.a. 5281

Credit Agricole Securities USA Inc./Non-Purpose Borrow A/C n.a. 5316

Credit Agricole Securities (USA) Inc. /F/B/O Credit Agricole NY

Branch n.a. 7372

Credit Agricole Securities (USA) Inc/Stock Loan Conduit n.a. 7540

Credit Agricole Securities (USA) Inc./International Non-Purpose

Borrow AC n.a. 7589

Credit Suisse AG – New York Branch n.a. 1587

Credit Suisse AG NYB – Securities Lending MGMT n.a. 2279

Credit Suisse Securities (USA) LLC n.a. 0355

Credit Suisse Securities (USA) LLC/ Customers’Segregated Commodity

Account (1.20) n.a. 5292

14

Crest International Nominees Limited n.a. 2012

Crews & Associates, Inc. n.a. 5158

Crowell, Weedon & Co. n.a. 0574

Crowell, Weedon & Co./Stock Loan n.a. 7592

CRT Capital Group LLC n.a. 0387

CSS, LLC n.a. 0670

Curian Clearing, LLC n.a. 0300

Curtiswood Capital, LLC n.a. 7484

D.A. Davidson & Co. n.a. 0361

Daiwa Capital Markets America, Inc. n.a. 0647

Daiwa Capital Markets America Inc./DASAC n.a. 7561

Daiwa Capital Markets America, Inc. /Securities Lending n.a. 2800

Daiwa Securities Trust Company n.a. 0667

Davenport & Company LLC 0 n.a. 715*

David Lerner Associates, Inc. n.a. 5144

Deposito Central de Valores, S.A. n.a. 2735

Deseret Trust Company n.a. 0958

Deseret Trust Company - D n.a. 2118

Deseret Trust Company - I n.a. 2497

Deutsche Bank AG, New York Branch n.a. 2481

Deutsche Bank AG, New York Branch/GES FFT n.a. 2879

Deutsche Bank AG NY/TCR n.a. 2024

Deutsche Bank AG NY/Cedear n.a. 2690

Deutsche Bank Securities Inc. n.a. 0573

Deutsche Bank Securities Inc. - Fixed Income Stock Loan n.a. 5225

Deutsche Bank Securities Inc. – International Stock Loan n.a. 5162

Deutsche Bank Securities Inc. /Stock Loan n.a. 0032

Deutsche Bank Trust Company Americas n.a. 1503

DBTC Americas/CTAG-CDFP n.a. 2808

DBTC Americas/CTAG-GES n.a. 2655

DBTC Americas/CTAG-PUTS & Demands n.a. 2041

Diamant Investment Corporation. n.a. 0344

E*TRADE Bank n.a. 2782

E*TRADE Clearing LLC n.a. 0385

E*TRADE Clearing LLC - Securities Lending n.a. 5207

Edward D. Jones & Co. n.a. 0057

Electronic Brokerage Systems, LLC n.a. 0627

Electronic Transaction Clearing, Inc. n.a. 0873

Emmet & Co., Inc. n.a. 5234

Espirito Santo Bank n.a. 2253

15

Essex Radez, L.L.C. n.a. 0613

European Central Counterparty Limited n.a. 3064

EverBank n.a. 2576

Virtu Financial Capital Markets LLC n.a. 0749

Fannie Mae n.a. 2218

Fannie Mae/General n.a. 2293

Fannie Mae/Investment n.a. 2296

Fannie Mae/Trust n.a. 2306

Federal Reserve Bank of New York n.a. 3000

Federal Home Loan Mortgage Corporation n.a. 2391

Federal Home Loan Mortgage Corporation/Retained n.a. 2068

Fiduciary Trust Company of Boston n.a. 2126

Fifth Third Bank, The n.a. 2116

Fifth Third Bank/State Teachers Retirement of Ohio n.a. 2416

Fifth Third Bank /Public Employee Retirement System n.a. 2975

First Bank n.a. 2400

First Clearing, LLC n.a. 0141

First Clearing, LLC/Securities Lending Match Book n.a. 5237

First Southwest Company n.a. 0309

First Tennessee Bank N.A. Memphis n.a. 2445

First Trust Portfolios, L.P. n.a. 8244

FOLIO (FN) Investment Inc n.a. 0728

Frontier Trust Company n.a. 2563

Frost National Bank (The) n.a. 2053

FSMbonds, Inc n.a. 5217

George K. Baum & Company n.a. 0129

GETCO Execution Services, LLC n.a. 0530

Gleacher & Company Securities, Inc. n.a. 5149

Glenmede Trust Company, N.A. (The) n.a. 2139

Goldman Sachs Execution & Clearing, L.P. n.a. 0501

Goldman Sachs Bank USA n.a. 2941

Goldman Sachs Bank USA/ Goldman Sachs Agency Lending n.a. 2660

Goldman, Sachs & Co. n.a. 0005

Goldman Sachs International n.a. 5208

Guggenheim Funds Distributors, Inc. n.a. 0526

Guggenheim Securities, LLC n.a. 0181

Hartfield, Titus & Donnelly, LLC n.a. 0451

Hold Brothers Capital LLC n.a. 0430

Hold Brothers Execution Services LLC n.a. 0528

Hold Brothers On-Line Investment Services LLC n.a. 0784

16

Home Federal Bank of Tennessee, F.S.B. n.a. 2425

Home Federal Bank/Home Financial Services, Inc. n.a. 2447

Home Federal Bank/HF Portfolio n.a. 2533

Home Federal Bank of Tennessee, F.S.B. /Trust Department

Customers n.a. 2534

Hong Kong Securities Clearing Company Limited n.a. 2338

HRT Financial LLC n.a. 0369

HSBC Bank USA, National Association n.a. 2165

HSBC Bank USA, N.A./Corporate Trust IPA n.a. 2894

HSBC Bank USA, National Association/IPA n.a. 1544

HSBC Bank USA, NA/HSBC Nassau n.a. 2202

HSBC Bank USA, N.A.-IPB n.a. 2122

HSBC Bank USA, National Association/Securities Lending n.a. 2412

HSBC Bank USA, National Association/Omnibus n.a. 2393

HSBC Securities (USA), Inc. n.a. 0816

HSBC Securities (USA), Inc. (Fixed Income) n.a. 0486

HSBC Trust Company (Delaware) National Association n.a. 2192

Huntington National Bank n.a. 2305

Huntington National Bank/FBO Ohio Police and Pension Fund n.a. 2219

Huntington National Bank/FBO School Employee Retirement System of

Ohio n.a. 2898

Huntington National Bank/IPA n.a. 1562

Hutchinson, Shockey, Erley & Co. n.a. 6963

ICAP Corporates LLC n.a. 0148

Industrial and Commercial Bank of China Financial Services LLC

n.a. 0388

Industrial and Commercial Bank of China Financial Services

LLC/Clearing n.a. 2667

Industrial and Commercial Bank of China Financial Services

LLC/Securities Lending n.a. 7583

ING Bank, FSB n.a. 2604

ING Financial Markets LLC n.a. 0270

ING Financial Markets LLC/FBO ING Direct n.a. 7567

ING Financial Markets LLC/International n.a. 5104

ING Financial Markets LLC. /International Equity Finance n.a. 5268

ING Financial Markets LLC. /International Equity Finance Match Book

Account n.a. 7273

ING Financial Markets LLC. /LTD n.a. 5262

Ingalls & Snyder, L.L.C. n.a. 0124

Instinet, LLC n.a. 0067

Instinet, LLC /Stock Loan n.a. 7276

17

Interactive Brokers LLC n.a. 0017

Interactive Brokers Retail Equity Clearing n.a. 0534

Itau Unibanco SA New York Branch n.a. 7581

ITG Inc. n.a. 0099

ITG Inc. /Securities Lending Division n.a. 7539

J.J.B. Hilliard, W.L. Lyons, LLC n.a. 0768

James I. Black & Company n.a. 7031

Janney Montgomery Scott LLC n.a. 0374

Janney Montgomery Scott LLC./Stock Loan n.a. 7320

Japan Securities Depository Center, Inc n.a. 5600

Jefferies & Company, Inc. 0 n.a. 019*

Jefferies & Company Inc/As Agent for Jefferies International London n.a. 7441

Jefferies & Company Inc/Securities Finance n.a. 7565

Jefferies & Co. Inc. /Service Bureau n.a. 0536

John A. Siberell & Co. n.a. 7014

J.P. Morgan Clearing Corp n.a. 0352

J.P. Morgan Clearing Corp /Lending n.a. 5213

JPMorgan Chase Bank, National Association n.a. 0902

JPMC/HSBC SEC USA OCC Futures n.a. 2213

JPMorgan Chase-ADR MAX n.a. 2334

JPMorgan Chase/FIMAT CU n.a. 2945

JPMorgan Chase/FIMAT MB n.a. 2946

JPMorgan Chase/FIMAT RM n.a. 2944

JPMorgan Chase/Garban Corporates n.a. 2019

JPMorgan Chase/JP Morgan International n.a. 2035

JPMorgan Chase/RBS n.a. 2038

JPMorgan Chase Bank /ADR n.a. 0923

JPMorgan Chase Bank/AG Depositary Bank n.a. 2865

JPMorgan Chase Bank/ AVM, L.P. n.a. 2829

JPMorgan Chase Bank/Broker & Dealer Clearance Department n.a. 2811

JPMorgan Chase Bank/Chemical/Commercial Paper/IPA n.a. 1506

JPMorgan Chase Bank/G,X.Clarke & Co. n.a. 2084

JPMorgan Chase Bank, N.A./Custodial Trust Company n.a. 2424

JPMCB/HSBC Bank PLC IB Main FL Account n.a. 2554

JPMorgan Chase Bank/Corporate Municipal Dealer n.a. 2508

JPMorgan Chase Bank/Correspondence Clearing Services 2 n.a. 2164

JPMorgan Chase Bank/Global Spectrum Fund Ltd. n.a. 2208

JPMorgan Chase Bank/FI -Trac 2 n.a. 2157

JPMorgan Chase Bank/GG1 n.a. 2387

JPMorgan Chase Bank/GNPH Middle Markets n.a. 2434

18

JPMorgan Chase Bank/Garban Securities, Inc n.a. 2943

JPMorgan Chase Bank/RBS Securities Inc. n.a. 2230

JPMorgan Chase Bank/HSBCSI n.a. 2467

JPMorgan Chase Bank/IA n.a. 2357

JPMorgan Chase Bank/III Credit Bias Hub Fund Ltd n.a. 2672

JPMorgan Chase Bank/III Enhanced Credit Bias Hub Fund Ltd n.a. 2978

JPMorgan Chase Bank/III Finance n.a. 2828

JPMorgan Chase/III Structured Macro Hub Ltd n.a. 2922

JPMorgan Chase Bank/JPMorgan PPB n.a. 2379

JPMorgan Chase Bank/J.P. Morgan Chase & Co. /Fund Ltd 2978

Certificate of Deposit/IPA n.a. 1573

JPMorgan Chase Bank/JPMorgan Europe Limited n.a. 2354

JPMorgan Chase Bank/Kore Fixed Income Fund Ltd n.a. 2942

JPMorgan Chase Bank/Met Life Loanet n.a. 2973

JPMorgan Chase Bank /Municipal Dealer n.a. 2773

JPMorgan Chase Bank NA/DBTC Americas/Deutsche Bank AG, London n.a. 2312

JPMorgan Chase Bank NA/DBTC Americas/DB UK Bank Limited n.a. 2314

JPMorgan Chase Bank/PCS Shared Services n.a. 2255

JPMorgan Chase Bank/Prudential n.a. 2517

JPMorgan Chase Bank/Sunrise Partners Limited Partnership n.a. 2162

JPMorgan Chase Bank/Suquehanna n.a. 2060

JPMorgan Chase Bank/Treasurer of State of Ohio BWC n.a. 2609

JPMorgan Chase Bank/Trust Co. of California n.a. 2849

JPMorgan Chase Bank/Vanguard Loanet n.a. 2433

JPMorgan Chase/US EQ TRP n.a. 2612

JPMorgan Chase/Newedge Custody n.a. 2636

JPMorgan Chase/GFI n.a. 2637

JPMorgan Chase/Fimat PF n.a. 2638

JPMorgan Chase Bank, N.A./JPMorgan Chase Funding Inc. n.a. 2668

JPMorgan Chase Bank NA/GME DIV of ICAP Corporate LLC n.a. 2783

J.P. Morgan Securities LLC n.a. 0187

KDC Securities, LP n.a. 0580

KDC Securities, LP – S/L n.a. 7303

KeyBanc Capital Markets Inc. n.a. 0799

KeyBank National Association n.a. 2205

KeyBank NA/Capital Markets n.a. 2804

KeyBank NA/FBO Treasurer of State of Ohio n.a. 2769

KeyBank Safekeeping n.a. 0557

King (C.L.) & Associates Inc. n.a. 0743

Knight Execution & Clearing Services LLC n.a. 0295

19

Koonce Securities, Inc. n.a. 0712

Lakeside Bank n.a. 2545

LavaFlow, Inc. n.a. 0641

Law Debenture Trust Company of New York n.a. 2216

Lazard Capital Markets LLC n.a. 0308

Lazard Capital Markets LLC/Conduit Stock Loan n.a. 7420

Legent Clearing LLC n.a. 0052

Legent Clearing LLC/Stock Loan n.a. 7576

Lek, Securities Corporation. n.a. 0512

Lincoln Trust Company n.a. 5998

Lombard Odier Transatlantic Limited Partnership n.a. 0408

LPL Financial Corporation n.a. 0075

MF Global Inc. n.a. 0120

MF Global Inc./Chicago n.a. 0650

MF Global Inc. /MFL n.a. 7423

MF Global Inc. /Stock Loan n.a. 2756

MacAllaster Pitfield MacKay Inc. n.a. 0664

Macquarie Capital (USA) Inc. n.a. 0114

Macquarie Capital (USA) Inc./Matched Book n.a. 7579

Manufacturers & Traders Trust Company n.a. 0990

Manufacturers & Traders Trust Company/IPA n.a. 1545

Manufacturers & Traders Trust Company/Muni Trading/Safekeeping n.a. 2382

Maple Securities U.S.A. Inc. n.a. 0269

Maple Securities – FP n.a. 0516

Maple Securities – UK n.a. 0514

Maple Securities U.S.A. Inc. – Domestic n.a. 5239

Maple Securities U.S.A. Inc. – Foreign n.a. 5289

Maple Securities USA Inc./Custody n.a. 0434

Maple Securities USA Inc./Custody II n.a. 0518

Marsco Investment Corporation n.a. 0287

Mellon Bank, N.A. n.a. 0946

Mellon Bank/Mellon Financial Markets, Inc. n.a. 2523

Mercado de Valores de Buenos Aires S.A. n.a. 7589

Merchant Capital, L.L.C. n.a. 6733

Merrill Lynch, Pierce, Fenner & Smith Incorporated n.a. 0161

Merrill Lynch, Pierce, Fenner & Smith Inc. MLIM Global Securities

Financing International n.a. 7305

Merrill Lynch, Pierce, Fenner & Smith, Inc. – Securities Lending n.a. 5143

Merrill Lynch, Pierce, Fenner & Smith/Stock Loan Hedge- Account n.a. 7560

Merrill Lynch, Pierce, Fenner & Smith, Inc. – Foreign Security Lending n.a. 5176

20

Merrill Lynch Pierce Fenner & Smith/Fixed Income n.a. 0773

Merrill Lynch Professional Clearing Corp. n.a. 0551

Merrimack Valley Investment Inc. n.a. 0472

Mesirow Financial, Inc. n.a. 0727

MG Trust Company, LLC n.a. 5954

Mitsubishi UFJ Securities (USA), Inc. n.a. 0076

Mitsubishi UFJ Securities (USA), Inc./Stock Loan n.a. 2075

Mitsubishi UFJ Trust & Banking Corporation (USA) n.a. 2932

Mitsubishi UFJ Trust & Banking Corporation (U.S.A.) /Affiliate n.a. 2037

Mitsubishi UFJ Trust & Banking Corporation (USA) / Stock Loan n.a. 2570

Mizuho Corporate Bank Limited-New York Branch n.a. 2539

Mizuho Corporate Bank Ltd. New York Branch-IPA n.a. 1577

Mizuho Securities USA Inc. n.a. 0892

Mizuho Securities USA/Fixed Income n.a. 2396

Mizuho Securities USA/Securities Finance n.a. 2161

Mizuho Trust & Banking Co. (USA) n.a. 2888

Mizuho Trust & Banking Co. (USA)/Security Lending n.a. 2492

Monte Titoli – S.P.A. n.a. 2008

Morgan, Keegan & Company, Inc. n.a. 0780

Morgan Stanley Bank, N.A. n.a. 2187

Morgan Stanley & Co. LLC 0 n.a. 050*

Morgan Stanley & Co. LLCII n.a. 5127

Morgan Stanley & Co. LLC/III n.a. 5224

MS Securities Services Inc. n.a. 0101

Morgan Stanley & Co. ILLC/International Plc n.a. 7309

Morgan Stanley Smith Barney LLC n.a. 0015

Morgan Stanley Private Bank, National Association n.a. 2267

Morgan Stanley Private Bank, National Association/#2 n.a. 2522

Murphy & Durieu n.a. 0041

Nasdaq Execution Services, LLC n.a. 0568

Nasdaq OMX BX, Inc. n.a. 0163

Nasdaq OMX PHLX LLC (The) n.a. 0237

Nasdaq Options Services, LLC n.a. 0520

Nasdaq Stock Market LLC n.a. 0734

Nasdaq Stock Market LLC/Omnibus Account n.a. 0759

Natixis Securities Americas LLC n.a. 0031

Natixis Securities Americas LLC/Lending n.a. 5250

Natixis Securities Americas LLC/Natixis NY Branch n.a. 7000

National Securities Clearing Corporation SCC Division n.a. 0888

National Financial Services LLC n.a. 0226

21

National Financial Services LLC/Stock loan n.a. 5157

Newedge USA, LLC n.a. 0718

Newedge USA, LLC/Equity Clearing Div n.a. 0608

Newedge USA, LLC/Securities Lending & Borrowing n.a. 7357

Nomura Securities International, Inc. n.a. 0180

NSI Stock Lending n.a. 5180

Nomura Securities/Fixed Income n.a. 5222

Nomura Securities International Inc./Affiliate Clearing n.a. 7507

Nomura Securities International, Inc./Affiliate PB n.a. 7584

Northern Trust Company, The n.a. 2669

Northern Trust Company – Safekeeping n.a. 2684

Northern Trust Company/Future Fund Accounts n.a. 2778

Northern Trust Company/IPA n.a. 1560

Nuveen Securities, LLC n.a. 0448

NYSE Arca, Inc. n.a. 5300

NYSE Group, Inc. n.a. 0769

OCTEG, LLC n.a. 0341

Oppenheimer & Co. Inc. n.a. 0571

Oppenheimer Trust Company n.a. 0303

OptionXpress, Inc. n.a. 0338

Options Clearing Corporation, The n.a. 0981

OCC Clearing Fund n.a. 0554

Options Clearing Corporation, The/Customers‘Segregated Stock Loan

Account for Cross-Margining n.a. 0912

Options Clearing Corporation, The/OCC Market Loan Program

Account-AQS n.a. 0982

Penson Financial Services, Inc. n.a. 0158

Penson Financial Services, Inc./Santander n.a. 0455

Penson Financial Services Inc/Conduit n.a. 7380

Penson Financial Services, Inc. n.a. 0637

People’s Securities n.a. 0220

Pershing LLC n.a. 0443

Pershing LLC/SL n.a. 5163

Pershing LLC/SL Int’l n.a. 5196

Pierpont Securities LLC n.a. 0413

Piper Jaffray & Co. n.a. 0311

PNC Bank, National Association n.a. 2616

PNC Bank, N.A. /IPA n.a. 1515

PNC Bank N.A. /PNC Capital Markets LLC n.a. 2835

PNC Bank, N.A./Market Street Funding Securities n.a. 2801

22

PNC Bank, N.A./Pittsburgh n.a. 2834

PNC Bank, N.A./Super Philadelphia n.a. 2957

PNC Bank/PNC Municipal Strategy - BLK n.a. 2166

PNC Equity Securities Corp. n.a. 2372

PNC Bank, N.A./OTTA n.a. 2065

PNC Bank, N.A/HPRS n.a. 2937

Portfolio Brokerage Services, Inc. n.a. 8052

PrimeVest Financial Services, Inc. n.a. 0701

PWMCO, LLC n.a. 0467

Quantex Clearing, LLC n.a. 0294

Quantex Clearing, LLC/ Stock Loan n.a. 7359

Raymond, James & Associates, Inc. 0 n.a. 725*

Raymond James & Associates, Inc/FI n.a. 0390

Raymond, James & Associates, Inc. /Raymond James Trust Company n.a. 5179

RJ Dealer Stock Loan n.a. 0594

RBC Capital Markets, LLC n.a. 0235

RBC Capital Markets, LLC/RBCCM n.a. 7408

RCAP Securities, Inc. n.a. 0166

Regions Bank n.a. 0971

Regions Bank/Corporate Trust/IPA n.a. 1505

Regions Bank/West Valley n.a. 2329

Reliance Trust Company n.a. 5962

Reliance Trust Company/SWMS 1 n.a. 2042

Richards, Merrill & Peterson, Inc. n.a. 8192

Ridge Clearing & Outsourcing Solutions, Inc. n.a. 0543

Robinson & Lukens Inc. n.a. 7607

Roosevelt & Cross Incorporated n.a. 6931

Royal Bank of Scotland Plc, CT Branch n.a. 2288

The Royal Bank of Scotland Plc, CT Branch / Equities Finance n.a. 5251

RBS Securities Inc. n.a. 0248

RBS Securities Inc. /RBS PLC n.a. 7562

RBS Securities Inc. /Sub Account for Secure Lending n.a. 7563

RBS Securities Inc. /GCFP n.a. 7564

RBS Securities Inc. / Equities n.a. 0245

RBS Securities Inc. / Fixed Income n.a. 5231

RBS Securities Inc. / Equity Finance n.a. 5263

Sanford C. Bernstein & Co. L.L.C. n.a. 0013

Scotia Capital (USA) Inc. n.a. 0096

Scottrade, Inc. n.a. 0705

Securities Finance Trust Company n.a. 2047

23

SEI Private Trust Company n.a. 2039

SEI Private Trust Company/C/O GWP n.a. 2663

SG Americas Securities, LLC. n.a. 0286

SG Americas Securities, LLC/Foreign Stock Loan n.a. 5241

Smith, Moore & Co. n.a. 0494

Société Génerale, NY/ Société Génerale Paris n.a. 2680

Société Génerale, New York Branch n.a. 1546

Solowey & Co. n.a. 8006

Southwest Securities, Inc. n.a. 0279

Southwest Securities, Inc. – Stock Loan n.a. 5128

State Street Bank and Trust Company n.a. 0997

Fiduciary SSB n.a. 0987

SSB – Bank Portfolio n.a. 2436

SSB – Capital Markets n.a. 2556

SSB – BlackRock Institutional Trust n.a. 2767

SSB – Physical Custody Services n.a. 2193

SSB – SPDR’s n.a. 2950

SSB – Trust Custody 2 n.a. 319*

SSB&T Co/Client Custody Services n.a. 2678

SSB&T/Sec Fin as Principal n.a. 2625

State Street Bank & Trust Company of California, N.A. n.a. 2661

State Street Bank & Trust Company/DB Residual Processing Account n.a. 2546

State Street Bank and Trust Company/ DB Frankfurt n.a. 2399

State Street Bank and Trust Company/IPA n.a. 1526

State Street Bank and Trust Company/Lending Program Account -AQS n.a. 0982

State Street Bank and Trust Company, N.A. n.a. 2386

State Street Global Markets LLC n.a. 0189

South Street Securities LLC n.a. 7451

Stephens, Inc. n.a. 419

Sterling National Bank n.a. 2004

Sterne, Agee & Leach, Inc. 0 n.a. 750*

Stifel, Nicolaus & Company Incorporated n.a. 0793

StockCross Financial Services, Inc. n.a. 0445

Stoever, Glass & Co., Inc. n.a. 6759

Sumitomo Mitsui Trust Bank (U.S.A.) Limited n.a. 2779

SunGuard Brokerage & Securities Services LLC n.a. 0442

SunGuard Brokerage & Securities Services/Stock Loan n.a. 7285

SunTrust Bank n.a. 2971

Sun Trust Bank/Sun Trust Bank Dealer Bank n.a. 2262

SunTrust Bank/STB Retail CD n.a. 2114

24

SunTrust Bank/STES IPA n.a. 1594

SunTrust Bank/Safekeeping Custodian for STES n.a. 2717

Sun Trust Robinson Humphrey, Inc. n.a. 2095

Sweney Cartwright & Co. n.a. 7027

Synovus Bank n.a. 2578

Synovus Bank/Synovus 2 n.a. 2579

TD Ameritrade Clearing, Inc. n.a. 0188

TD Ameritrade Clearing, Inc. /Securities Lending n.a. 5298

TD Ameritrade Trust Company n.a. 5982

Temper of the Times Advisor Services, Inc. n.a. 5175

Texas Treasury Safekeeping Trust Company n.a. 2622

Texas Treasury Safekeeping Trust Company/IPA n.a. 1584

THEMUNICENTER, L.L.C. n.a. 0582

The Tel-Aviv Stock Exchange Clearing House Ltd. n.a. 2015

Timber Hill LLC n.a. 0549

Timber Hill LLC/Conduit Securities Lending n.a. 7566

Title Securities, Inc. n.a. 7081

Track Data Securities Corp. n.a. 0459

Tradebot Systems, Inc. n.a. 0083

TradeStation Securities, Inc. n.a. 0271

Tradition Asiel Securities Inc. n.a. 0370

Trust Company of America n.a. 5981

Trustmark National Bank n.a. 2852

Tullett Prebon Financial Services LLC n.a. 0624

U.S. Bank N.A. n.a. 2803

U.S. Bank N.A. /CP n.a. 1510

U.S. Bank N.A./Safekeeping West n.a. 2234

U.S. Bank N.A./Third Party Lending n.a. 2837

U.S. Bank N.A./Trust NY MTN n.a. 2897

U.S. Bank N.A./U.S. Bank Municipal Securities Group n.a. 2781

U.S. Bank N.A./ETF n.a. 2580

UBS AG n.a. 0979

UBS AG/AC PB Clients-No UBS Lien n.a. 2003

UBS AG IPA Account n.a. 1540

UBS AG Stamford Branch/As Custodian for UBS Program Account -AQS n.a. 0982

UBS Financial Services Inc. n.a. 0221

UBS Financial Services Inc. /Government Securities Program Account-AQS

n.a. 0982

UBS Limited n.a. 2789

UBS Securities LLC n.a. 0642

25

UBS Securities LLC/CMO n.a. 0652

UBS Securities LLC/Securities Lending n.a. 5284

UMB Bank, National Association n.a. 2450

UMB Bank,/Investment Division n.a. 2451

UMB Bank, N.A./Enogex MTN/IPA n.a. 1523

Union Bank & Trust Company n.a. 2067

UNICREDIT Capital Markets, LLC n.a. 7580

Union Bank, N.A. n.a. 2145

Union Bank, N.A./Capital Markets n.a. 2851

Union Bank, N.A./Corporate Trust/IPA n.a. 1500

Union Bank, N.A./Global Custody n.a. 2076

Union Bank, N.A./UnionBanc Investment Services n.a. 2632

US Bancorp Investments, Inc. n.a. 0280

USAA Investment Management Company n.a. 0367

VANGUARD Marketing Corporation n.a. 0062

Van Kampen Funds Inc. 0 n.a. 692*

Vision Financial Markets LLC n.a. 0595

Virtu Financial BD LLC n.a. 0063

Virtu Financial BD LLC/West n.a. 0619

Wachtel & Co., Inc. n.a. 0709

Wedbush Securities Inc. n.a. 0103

Wedbush Securities Stock Loan n.a. 5166

Wells Fargo Advisors, LLC n.a. 7360

Wells Fargo Bank, National Bank n.a. 2027

Wells Fargo Bank, N.A. Issuing/Paying Agent n.a. 1538

Wells Fargo Bank/Safekeeping Services n.a. 2112

Wells Fargo Bank, N.A./SIG n.a. 2072

Wells Fargo Bank, N.A/Lending n.a. 2040

Wells Fargo Bank N.A./SIG Wells Fargo Securities Program Account -

AQS n.a. 0982

Wells Fargo Securities, LLC. n.a. 0250

Wells Fargo Securities, LLC/Securities Finance n.a. 2480

Wells Fargo Securities, LLC/Wells Fargo Securities Program Account -

AQS n.a. 0982

Wesbanco Bank, Inc. n.a. 2271

WestLB Securities Inc. n.a. 5177

WestLB Securities Agency Account n.a. 5160

William Blair & Company, L.L.C. n.a. 0771

Wilmington Trust Company 2 n.a. 215*

Wilmington Trust Company/IPA n.a. 1507

26

Wilson-Davis & Co., Inc. n.a. 0283

Wolfe & Hurst Bond Brokers, Inc. 0 n.a. 051*

Wulff, Hansen & Co. n.a. 5226

Zions Direct, Inc. n.a. 0065

Zions First National Bank n.a. 2104

Zions First National Bank–CT Issue & Pay A/C /IPA n.a. 1586

Zions FNB/Western National n.a. 2736

ZIV Investment Co. n.a. 8082

*Note: BIC Codes were not made available by DTCC.

Disclaimer

This document represents the participant list as we have received it from the correspondent Depository.

It is provided to you for information purposes only: Monte Titoli accepts no responsibility for the accuracy, completeness or timeliness of the information contained herein.

Monte Titoli does not accept any liability for any loss caused by reliance on information contained in this document.

Last update: 07/12