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8/2/2019 E4150 Facility Protection
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Multi-layer Protection Strategy
for Manufacturing Facilities
Vasilis FthenakisNational Photovoltaic EH&S Assistance Center
Brookhaven National Laboratory
SSA 2001 Annual Symposium
New Orleans, LA
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National Photovoltaic EH&S
Assistance Center www.pv.bnl.go
Preserve safe & environmentally friendly facilities
(S&E audits, SAR, HAZOP, FTA)
Identify/characterize potential EH&S hazards before full-scale
commercialization of new technologies, processes&
materials (Si, x-Si, a-Si, CdTe, CIS, CGS, GaAs, ZnP)
End-of-Life PV module recycling feasibility (with DOE-SBIR)
Pb-free solder technology transfer
Toxicology of new materials e.g., CdTe, CIS, CGS, (with NIEHS) Integrated energy-environmental-economic market penetration &
CO2 reduction forecasts (MARKAL model)
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Sample of Hazardous Materials
Used in Manufacturing
Material OSHA-PEL
(ppm)
ACGIH-STEL(ppm)
NIOSH-IDLH
(ppm)
AIHA-ERPG-2
(ppm)
OSHA-PSM-TQ
(lb)
Comments
Arsine 0.05 3 3 - 100 Highly toxic,potential carcinogen
Arsenic 0.01 mg/m3
(inorganic)
5 mg/m3 Highly toxic, potentialcarcinogen
Cadmium
compounds
0.005 mg/m3
(fumes)
- - NA Potential carcinogen
Carbon
tetrachloride
10 25 200 100 Toxic, potent greenhouse gas
Silane 5 - - - 10,000 High fire & explosion hazard
Diborane 0.1 - 15 1 Highly toxic
Boron
Trifluoride
1 25 250 Toxic
Hydrogen - - - 10,000 Fire hazard
Hydrogen
fluoride
3 30 20 1,000 Noxious, corrosive
Hydrogen
selenide
0.05 2 150 Highly toxic, flammable
Hydrogen
sulfide
10 15 - 30 1,500 Toxic, flammable
Phosphine 0.3 1 50 - Highly toxic, flammable
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Elements of EH&S Hazard Assessment
Process &MaterialOptions
Exposure &ConsequenceAnalyses
Evaluation ofPrevention &MitigationStrategies
Cost-BenefitAnalysis
BiomedicalResearch
Identificationof Physical &ChemicalHazards
Dose-ResponseAssessment
Process LevelScreening ofHazards
R &D Hazard Hazard HazardIdentification Characterization Management
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Choice of TechnologyProcess & Materials
Material Utilization
Inherently Safer Options
Safe Delivery, Dilute Mixtures,SDS, High Utilization,Reduced Inventories
Detection, O&M Procedures,Training, SRA, HAZOP, FTA
Accident InitiatingEvent
Emergency Scrubbing
External Release
HAZARD DEVELOPMENT PREVENTION/MITIGATION LAYERS
Contained Release
Human Exposure
Flow Restrictors, Auto-shut offDouble Containment
Remote Site, SeparationZones , Emergency Planning
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Defense in Depth
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Selection of Technology,
Processes and Materials
Technologies and processes that do not require the use of
large quantities of hazardous materials; especially
important for new technologies
Consider:
Type & form of material used
Utilization rate
Process emissions
Life-cycle
If a hazardous material must be used, then try safer forms
and minimum quantities.
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Safer Material Utilization
Substitution (use safer materials or environmentally more
benign ones)
Attenuation (use a safer, less mobile form of a hazardous
material)
Intensification (reduce the quantity of a hazardous material
in process and storage)
Dilution (reduce its concentration)
Point-of-use generationAlternatives need careful evaluation
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Material Substitution Examples
Wet etching with plasma etching
Wet wafer cleaning with gas-phase cleaning
Silane (in epitaxial Si and Si3N4 deposition) with
organosilanes and chlorosilanes AsH3 & PH3, with TBA & TBP
AsH3, PH3 & H2Se, with solid As, P, & Se compounds
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Safer Material Forms
Subatmospheric pressure gas sources (AsH3, PH3, BF3)
VAC -Internally pressure regulated sources (SiH4)
Twofold benefit; it reduces the probability for an explosion
and the overpressure resulting from one
For hazardous solid materials (e.g., Cd compounds)
using the material in pelleted form instead of a fine
(respirable size) powder, reduces the severity ofexposure.
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Dilution
Wafer cleaning processes that do not require
concentrated chemical solutions
Diluted inorganic hydrides reduce consequences of leaks
For toxic gases (e.g., PH3, B2H6), is a trade-off betweenfrequency and maximum consequences of an incident.
For explosive gases, the benefit of dilution is twofold; it
reduces the probability for an explosion and the
overpressure resulting from one. Productivity issues
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Reduced Quantities on Site
High rate of material use & strict control of inventories.
Deposition processes that use materials more efficiently:
(Hot-wire deposition vs. plasma-discharge deposition in a-Si;Electrodeposition vs. spray pyrolysis in CdTe and CdS deposition).
Higher material utilization rates offers safety advantages and lower
costs; processes with low efficiency will have to be improved or
unused materials be captured, purified, and reused.
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Mini-Bulk or Bulk Deliveries
vs. Cylinder Deliveries
Bulk gas delivery advantages:
Better purity, lower cost, reduced probability of a leak.
Disadvantages:
Much greater potential consequences The safety issue is controversial
A decision is facility specific;
it depends on facility location and size.
Standards/Guides applicable to bulk SiH4NFPA 318, FM, SEMI, CGA
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Choice of TechnologyProcess & Materials
Material Utilization
Inherently Safer Options
Safe Delivery, Dilute Mixtures,High Utilization, ReducedInventories
Detection, O&M Procedures,Training, SRA, HAZOP, FTA
Accident InitiatingEvent
Emergency Scrubbing
External Release
HAZARD DEVELOPMENT PREVENTION/MITIGATION LAYERS
Contained Release
Human Exposure
Flow Restrictors, Auto-shut offDouble Containment
Remote Site, SeparationZones , Emergency Planning
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Prevention of Initiating Events
Once specific materials and systems have been selected, strategies to
prevent accident-initiating events need to be evaluated & implemented
US facilities that handle listed hazardous chemicals in quantities above certain
thresholds are required to comply withOSHA Process Safety Rule (PSM)
EPA Risk Management Program (RMP).
Some Listed materials:
AsH3, BCl3, BF3,B2H6, H2Se, H2S, HF, NH3 PH3, SiH2Cl2, H2, SiH4, SiHCl3
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Components of the EPA -RMP
1. Hazard Assessment Analyze transients
Review documentation of past releases
Identify worst-case & likely release scenarios
Estimate maximum impact zones
2. Accident Prevention Safety precautions and management systems
Operating procedures.
Employee safety training
Process Hazard Analysis
Safety audits Incident investigation & report Control and mitigation systems
3. Emergency Preparedness and Response
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Prevention of Initiating Events
Be Proactive!
Conduct Process Hazard Analysis (PHA) even when it is not
required.
PHA must be formal & rigorous.
PHA focus on equipment, instrumentation, utilities, human
action, external factors that may impact a process & cause an
accident initiating event.
Example: SAR conducted proactively as a result of a self-
appraisal at NREL
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Safety Analysis Review (SAR)
Reviewed operations
Identified 30 potential accident-initiating events
Characterized risks
Implemented administrative and engineering controls to
ensure safe operation, e.g.
Control systems to avoid cross-contamination, elimination of
single-point failures, safeguards against process deviations and
monitoring systems.
Safe operating & maintenance procedures & training.
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Risk Assessment Matrix
PROBABILITY
CONSEQUENCE
AFrequent
BReasonblProbable
COccasional
DRemote
EExtremely
Remote
FImpossible
ICatastrophic
HIGH RISK
II
Critical
LOW
IIIMarginal
MODERATE
IVNegligible
ROUTINE
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Risk Assessment Matrix
Event probability classificationA: Frequent (>1.0). Likely to occur many times during the life cycle of the system
(test/activity/operation).B: Reasonably probably (0.1-1.0). Likely to occur some time during the life cycle of the system.C: Occasional (0.01-0.1). Likely to occur some time during the life cycle of the system.D: Remote (10-4-10-2). Not likely to occur in the life cycle of the system, but possible.E: Extremely remote (10-6-10-4). Probability of occurrence cannot be distinguished from zero.F: Impossible ($1 million). May cause death or system loss.II: Critical ($100,000-$1 million). May cause severe injury or occupational illness or minor systemdamage.
III: Marginal ($10,000-$100,000). May cause minor injury, occupation illness, or system damage.IV: Negligible (
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Prevention Layers Failed!
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Prevention/Minimization
of Releases
Implement safety options to suppress a hazard when an accident-initiating event occurs
Prevention options to enhance the safety of compressed-gas cylinde
systems:
a) Continuous monitoring, early detectionb) System integrity, fail-proof design
c) Outside storage or indoors explosion-proof banker
d) Remotely operated cylinder valves
e) Automated purgingf) Flow restrictors
g) Double containment
e) Redundancy of critical systems
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System Integrity
Operational hazards are greatly reduced by certain
features that improve the system's integrity, e.g.,
properly designed, constructed, and vented enclosures,
welded piping joints,
ventilation system back-up,
alarms and interlocks for process chambers.
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Outside Storage
Outside storage bunkers for toxic and pyrophoric
gases reduce occupational risks associated with
accidental releases.
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Indoors Bunkers
Silane cylinders can be kept indoors in explosion-
proof bunkers (with relief through the ceiling);
however, this is an expensive option.
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Remote Operation
Remotely operated cylinder valves enhance safety
by separating workers from hazards and allowing
for remote shutdown in an emergency.
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Automated Purging
Manual purging is demanding on the operator.
Automated purge systems reduce actions needed
to complete a purge procedure, and reducepotential for human errors.
C ti T i G
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Continuous Toxic Gas
Monitoring Systems
Integrate toxic-gas detection into gas-handling
systems and process tools for early warning and
source & process shut down
Set audible and visible alarms at 1/2 TLV
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Flow Restrictors
Flow-restricting orifices (RFO) in cylinder valves
for highly toxic and pyrophoric gases (e.g., AsH3,
PH3, SiH4).
RFO can reduce the flow out of an open cylinder-
valve up to 100 times; they provide superb passive
flow-reduction.
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Double Containment
Double co-axial distribution lines and raceways.
Double-wall storage.
Secondary enclosures to contain toxic emissions and
divert to pollution-control equipment.
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Redundancy in Critical Systems
If a hazard analysis identifies accidents that can be caused by the
failure of a single component, redundant components should be
installed
Examples of critical components:
Flow-regulators, valves, exhaust fans, pumps, compressors.
Redundant systems must be completely independent
Examine conditions which may adversely affect a given layer of
defense at the same time that they produce a safety challenge to
that layer
(Such conditions in complex systems can be studied with Fault Tree
Analysis)
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Prevention and Minimization
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Prevention and Minimization
of Human Exposures
Remote location, exclusion zones
Early warning systems
Emergency preparedness and response programs
Medical preparedness
Multi-Layer Protection for Occupational Safety
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Choice of TechnologyProcess & Materials
Material Utilization
Medical SurveillanceBiomonitoring)Medical Treatment
Multi-Layer Protection for Occupational Safety
HAZARD DEVELOPMENT PREVENTION/MITIGATION LAYERS
Employee Exposure
OSHA/Industry Employee ProtectionPrograms, e.g., air monitoring,ventilation, SOP
Safer Delivery, SDS, High Utilization,Reduced Pressure
Inherently Safer Options
Consequences
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CONCLUSION
Accidental releases of hazardous gases and vapors can cause
occupational hazards.
Prevent and minimize accidental releases of hazardous gases by
choosing safer technologies, processes, and materials, using material
more efficiently and in safer forms.
Use safety systems and procedures to reduce risks that could not be
avoided with process and material selections.
A systematic approach assists management to minimize EH&S risks
We are all partners in EH&S !
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We are all partners in EH&S !Working together means winning togethe
www.pv.bnl.go
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Point-of-use Generation
Point-of-use generation of hazardous materials reduces
the hazards of both transportation and storage on-site.
e.g., Bell Labs on-demand arsine generators give betterpurity than compressed-gas cylinders
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Risk Analysis Results
Probability Conse uence RiskTransient description I ER R O RP F N M C CA R L M HIntralaboratory transportation accident * * *Missing washer in HCI or H2Se cylinder * * *Forgetting washer/gasket in gasketed gasconnection
* * *
Attempts to open sticky cylinder capToxic/pyrophoric liquid bubbler put inbackwards
Toxic/pyrophoric liquid bubbler leakoutside delivery systemLeak of air in vacuum pumpFaulty seals connecting reactor vessel tosystem
Rupture of quartz reactor vesselHydrogen leak in purifierLoss of process control and simultaneous
failure of scram unit, exhaust scrubber, orcylinder valveHigh winds and tornadoes