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© Loughborough University Professor Neil Dixon School of Civil and Building Engineering Loughborough University Early warning of geotechnical limit states: Slope ALARMS (a slope displacement rate sensor)

Early warning of geotechnical limit states: Slope ALARMS ... · Slope ALARMS: Benefits •AE monitoring provides an early warning of slope failure •Information on slope displacement

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Page 1: Early warning of geotechnical limit states: Slope ALARMS ... · Slope ALARMS: Benefits •AE monitoring provides an early warning of slope failure •Information on slope displacement

© Loughborough University

Professor Neil DixonSchool of Civil and Building Engineering

Loughborough University

Early warning of

geotechnical limit states:

Slope ALARMS (a slope

displacement rate sensor)

Page 2: Early warning of geotechnical limit states: Slope ALARMS ... · Slope ALARMS: Benefits •AE monitoring provides an early warning of slope failure •Information on slope displacement

© Loughborough University

Outline of presentation

• Monitoring geotechnical limit states

• Known unknowns

• What, where and when?

• Continuous, real-time and robust

• Trigger levels and who to share the data with

• Slope ALARMS: Displacement rate sensor

• Acoustic emission (AE) monitoring

• Case studies, including comparisons with traditional techniques

• Summary: The benefits

Page 3: Early warning of geotechnical limit states: Slope ALARMS ... · Slope ALARMS: Benefits •AE monitoring provides an early warning of slope failure •Information on slope displacement

© Loughborough University

Specification for an

early warning system

• Sufficient warning to enable action to be taken

(implement emergency plan)

• No false alarms (undermines confidence)

• Provide information on rates and magnitude of

movement (assess likelihood and significance)

• Identify mode of failure (assess significance and inform

action)

Page 4: Early warning of geotechnical limit states: Slope ALARMS ... · Slope ALARMS: Benefits •AE monitoring provides an early warning of slope failure •Information on slope displacement

© Loughborough University

Geotechnical limit states

• Ultimate limit states

Complete loss of stability (e.g. shear failure)

First-time failures – fast moving & large displacements

Reactivated – slow moving & often (but not always)

small displacements

• Serviceability limit states

Loss of function (e.g. track alignment, debris on track)

• Both are a function of deformations (i.e.

magnitude and distribution)

Page 5: Early warning of geotechnical limit states: Slope ALARMS ... · Slope ALARMS: Benefits •AE monitoring provides an early warning of slope failure •Information on slope displacement

© Loughborough University

How difficult can it be?

• Can complex mechanisms be identified by a ‘simple’

trigger level from a measured value?

Complex relationships and processes: Site specific behaviour

such as weather, vegetation, geometry, material, history,

engineering interventions, time…

Causes: Rainfall pore water pressures & moisture content –

leading to reduced strength (possibly increased destabilising

forces), and through shearing processes these result in…..

Effects: Deformations (when, where, how fast, magnitude)?

Time frame: Rate of stability decrease from initiation to collapse?

• It is not easy and there is no magic wand

Page 6: Early warning of geotechnical limit states: Slope ALARMS ... · Slope ALARMS: Benefits •AE monitoring provides an early warning of slope failure •Information on slope displacement

© Loughborough University

• Known unknowns

‘Every instrument on a project should be selected and

placed to assist with answering a specific question, if

there is no question then their should be no

instrumentation’ Dunnicliff (1988)

Do you know what you don’t know (i.e. what question

do you need to answer)?

What, where and when?

Page 7: Early warning of geotechnical limit states: Slope ALARMS ... · Slope ALARMS: Benefits •AE monitoring provides an early warning of slope failure •Information on slope displacement

© Loughborough University

Deep shear surface

Page 8: Early warning of geotechnical limit states: Slope ALARMS ... · Slope ALARMS: Benefits •AE monitoring provides an early warning of slope failure •Information on slope displacement

© Loughborough University

Shallow shear surface

Page 9: Early warning of geotechnical limit states: Slope ALARMS ... · Slope ALARMS: Benefits •AE monitoring provides an early warning of slope failure •Information on slope displacement

© Loughborough University

Wash out/fall

Page 10: Early warning of geotechnical limit states: Slope ALARMS ... · Slope ALARMS: Benefits •AE monitoring provides an early warning of slope failure •Information on slope displacement

© Loughborough University

Wash out

Page 11: Early warning of geotechnical limit states: Slope ALARMS ... · Slope ALARMS: Benefits •AE monitoring provides an early warning of slope failure •Information on slope displacement

© Loughborough University

Must haves

• Reliable measurements (robust with no false alarms)

• Low/little maintenance

• High confidence levels

Tried and tested (…but how do you achieve this for

new ideas?)

• Measurements that are: Relevant, accurate, reliable,

affordable, accessible

• Continuous and real-time?

• Verification – Other instruments, cameras, site visit?

Page 12: Early warning of geotechnical limit states: Slope ALARMS ... · Slope ALARMS: Benefits •AE monitoring provides an early warning of slope failure •Information on slope displacement

© Loughborough University

Trigger levels – so what?

• Alarms (information) – who should it be sent to?

If interpretation is needed, send to expert Geotechnical Engineer to

turn the data into useful information!

If a clear/simple response can be made (no interpretation required),

send to central control (but how to minimise/deal with false alarms?)

Simple trigger levels must be reviewed and revised over time based on

experience (engineering judgement needed)

• What does real-time monitoring mean?

Arguably, real-time requires processing on the instrument so output

(trigger) can be actioned immediately

Page 13: Early warning of geotechnical limit states: Slope ALARMS ... · Slope ALARMS: Benefits •AE monitoring provides an early warning of slope failure •Information on slope displacement

© Loughborough University

Slope ALARMS: AE monitoring technique

• AE are relatively high-frequency stress waves which

propagate through materials surrounding the

generation source (10s of kHz)

• The AE monitoring technique is well established in

other industries

• In soil, AE is generated by inter-particle friction and

hence the detection of AE is an indication of

deformation

• Research over a 50 year period has shown that AE

can be used to detect deforming soil bodies (slopes)

Page 14: Early warning of geotechnical limit states: Slope ALARMS ... · Slope ALARMS: Benefits •AE monitoring provides an early warning of slope failure •Information on slope displacement

© Loughborough University

Monitoring approach: Active waveguide

Page 15: Early warning of geotechnical limit states: Slope ALARMS ... · Slope ALARMS: Benefits •AE monitoring provides an early warning of slope failure •Information on slope displacement

Assessment of

Landslides using

Acoustic

Real-time

Monitoring

Systems

ALARMS

communication

node

Active waveguide

Transducer

ALARMS sensor node

Amplitude (V)

Time

Threshold

level (V)

Ring-down counts (RDC)

If RDC > Trigger

value,

send warning

WSN

WSNGSM

A slope displacement

rate sensor

Page 16: Early warning of geotechnical limit states: Slope ALARMS ... · Slope ALARMS: Benefits •AE monitoring provides an early warning of slope failure •Information on slope displacement

Slope ALARMS

• Collaboration between

Loughborough University and

British Geological Survey

• Unitary battery device

• Piezoelectric transducer

detects AE

• Sensor measures AE ring-down counts (RDC) and logs

number for a set time period (e.g. 15, 30, 60 minutes)

• Automatic SMS messages sent when thresholds are

exceeded

• Trials are underway at sites in UK , Austria, Canada and

Italy

Page 17: Early warning of geotechnical limit states: Slope ALARMS ... · Slope ALARMS: Benefits •AE monitoring provides an early warning of slope failure •Information on slope displacement

© Loughborough University

BIONICS, NewcastleSpa, Scarborough

Flat Cliffs, Filey

Players Crescent

Hollin Hill

Ruthlin/Dyffryn

UK trial sites

Page 18: Early warning of geotechnical limit states: Slope ALARMS ... · Slope ALARMS: Benefits •AE monitoring provides an early warning of slope failure •Information on slope displacement

© Loughborough University

Hollin Hill trial

Page 19: Early warning of geotechnical limit states: Slope ALARMS ... · Slope ALARMS: Benefits •AE monitoring provides an early warning of slope failure •Information on slope displacement

© Loughborough University

Source: Smith A, Dixon N, Meldrum P & Haslam E (2014) Inclinometer casings retrofitted with

acoustic real-time monitoring systems. Ground Engineering, October Issue.

Instrumentation

Page 20: Early warning of geotechnical limit states: Slope ALARMS ... · Slope ALARMS: Benefits •AE monitoring provides an early warning of slope failure •Information on slope displacement

© Loughborough University

Cumulative AE: Cluster 2

Page 21: Early warning of geotechnical limit states: Slope ALARMS ... · Slope ALARMS: Benefits •AE monitoring provides an early warning of slope failure •Information on slope displacement

© Loughborough University

Cumulative AE RDC

Page 22: Early warning of geotechnical limit states: Slope ALARMS ... · Slope ALARMS: Benefits •AE monitoring provides an early warning of slope failure •Information on slope displacement

© Loughborough University

Peak velocity

After Dixon et al. (2014)

Typical AE response to reactivated slope movements (Hollin Hill)

Source: Dixon N, Spriggs MP, Smith A, Meldrum P & Haslam E (2014) Quantification of

reactivated landslide behaviour using acoustic emission monitoring. Landslides, 1-12.

DOI: 10.1007/s10346-014-0491-z

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© Loughborough University

Cumulative

displacement

derived from AE

Quantification of velocity and displacement from AE (Hollin Hill)

Source: Dixon N, Spriggs MP, Smith A, Meldrum P & Haslam E (2014) Quantification of

reactivated landslide behaviour using acoustic emission monitoring. Landslides, 1-12.

DOI: 10.1007/s10346-014-0491-z

Page 24: Early warning of geotechnical limit states: Slope ALARMS ... · Slope ALARMS: Benefits •AE monitoring provides an early warning of slope failure •Information on slope displacement

© Loughborough University

Hollin Hill landslide, UK: Comparison of

continuous AE and SAA measurements

Source: Smith A, Dixon N, Meldrum P, Haslam E & Chambers J (2014) Acoustic emission

monitoring of a soil slope: Comparisons with continuous deformation measurements.

Géotechnique Letters 4(4), 255-261. OPEN ACCESS DOI: 10.1680/geolett.14.00053

Page 25: Early warning of geotechnical limit states: Slope ALARMS ... · Slope ALARMS: Benefits •AE monitoring provides an early warning of slope failure •Information on slope displacement

© Loughborough University

Retrofitted inclinometer casing

Page 26: Early warning of geotechnical limit states: Slope ALARMS ... · Slope ALARMS: Benefits •AE monitoring provides an early warning of slope failure •Information on slope displacement

© Loughborough University

Source: Smith A, Dixon N, Meldrum P & Haslam E (2014) Inclinometer casings retrofitted with

acoustic real-time monitoring systems. Ground Engineering, October Issue.

Retrofitted inclinometer waveguide vs SAA

Page 27: Early warning of geotechnical limit states: Slope ALARMS ... · Slope ALARMS: Benefits •AE monitoring provides an early warning of slope failure •Information on slope displacement

© Loughborough University

Monmouthshire: Retrofitted standpipes

Page 28: Early warning of geotechnical limit states: Slope ALARMS ... · Slope ALARMS: Benefits •AE monitoring provides an early warning of slope failure •Information on slope displacement

© Loughborough University

Players Crescent rail cutting

Page 29: Early warning of geotechnical limit states: Slope ALARMS ... · Slope ALARMS: Benefits •AE monitoring provides an early warning of slope failure •Information on slope displacement

© Loughborough University

Source: Dixon N, Smith A, Spriggs MP, Ridley A, Meldrum P & Haslam E (2014) Stability

monitoring of a rail slope using acoustic emission (Accepted for publication).

AE and inclinometers: Installed Feb. 2011

Page 30: Early warning of geotechnical limit states: Slope ALARMS ... · Slope ALARMS: Benefits •AE monitoring provides an early warning of slope failure •Information on slope displacement

© Loughborough University

Displacements and sensors

Page 31: Early warning of geotechnical limit states: Slope ALARMS ... · Slope ALARMS: Benefits •AE monitoring provides an early warning of slope failure •Information on slope displacement

© Loughborough University

Slope deformations (April/May 2012)

SAA - Geotechnical Observations Ltd

Page 32: Early warning of geotechnical limit states: Slope ALARMS ... · Slope ALARMS: Benefits •AE monitoring provides an early warning of slope failure •Information on slope displacement

© Loughborough University

Cumulative AE vs deformations

0

5000

10000

15000

20000

25000

30000

35000

0

0.2

0.4

0.6

0.8

1

1.2

1.4

1.6

17/03/2012 11:02 27/03/2012 11:02 06/04/2012 11:02 16/04/2012 11:02 26/04/2012 11:02 06/05/2012 11:02

Cu

mu

lati

ve R

DC

Dis

pla

cem

en

t (m

m),

Ho

url

y

rain

fall/1

0 (

mm

)

Time (days)

Players Crescent - Deformation event - 19/04/2012 to 05/05/2012, 1.2mm over 2 weeks (~ 0.09mm/day), SAA and AEWG1

Cumulative slopedisplacement(mm)

Hurn hourlyrainfall (mm)

Cumulative RDC

0

100

200

300

400

500

600

700

0

0.2

0.4

0.6

0.8

1

1.2

1.4

1.6

17/03/2012 11:02 27/03/2012 11:02 06/04/2012 11:02 16/04/2012 11:02 26/04/2012 11:02 06/05/2012 11:02

RD

C r

ate

(p

er

ho

ur)

Dis

pla

cem

en

t (m

m),

Ho

url

y

rain

fall/1

0 (

mm

)

Time (days)

Players Crescent - Deformation event - 19/04/2012 to 05/05/2012, 1.2mm over 2 weeks (~ 0.09mm/day), SAA and AEWG1

Cumulativeslopedisplacement(mm)

RDC rate (perhour)

Page 33: Early warning of geotechnical limit states: Slope ALARMS ... · Slope ALARMS: Benefits •AE monitoring provides an early warning of slope failure •Information on slope displacement

© Loughborough University

Events sequence for movements at

bottom and top of slip

Page 34: Early warning of geotechnical limit states: Slope ALARMS ... · Slope ALARMS: Benefits •AE monitoring provides an early warning of slope failure •Information on slope displacement

© Loughborough University

Triggering rainfall event

Page 35: Early warning of geotechnical limit states: Slope ALARMS ... · Slope ALARMS: Benefits •AE monitoring provides an early warning of slope failure •Information on slope displacement

© Loughborough University

International Trial Sites

Peace River, Canada

Passo della Morte,

Italy

Ripley, Canada

Grossreifling, Austria

Page 36: Early warning of geotechnical limit states: Slope ALARMS ... · Slope ALARMS: Benefits •AE monitoring provides an early warning of slope failure •Information on slope displacement

Passo della Morte, Italian Alps

Instruments

installed

from tunnel

Boreholes

© Loughborough University

Page 37: Early warning of geotechnical limit states: Slope ALARMS ... · Slope ALARMS: Benefits •AE monitoring provides an early warning of slope failure •Information on slope displacement

© Loughborough University

AEWG2 event, November 2011

Page 38: Early warning of geotechnical limit states: Slope ALARMS ... · Slope ALARMS: Benefits •AE monitoring provides an early warning of slope failure •Information on slope displacement

© Loughborough University

AEWG2 event, November 2011

RDC response to rainfall

Page 39: Early warning of geotechnical limit states: Slope ALARMS ... · Slope ALARMS: Benefits •AE monitoring provides an early warning of slope failure •Information on slope displacement

AE response to changing water level

Page 40: Early warning of geotechnical limit states: Slope ALARMS ... · Slope ALARMS: Benefits •AE monitoring provides an early warning of slope failure •Information on slope displacement

© Loughborough University

Trial for the Austrian Railways

• SART – Sentinel for Alpine Rail Traffic

• In partnership with German Company INGLAS

• Combined system of monitored debris catch

fence for immediate warning of threat to line and

Slope ALARMS for early warning for inspection/

remedial action

• System linked to OeBB Operation Control Centre

• Ongoing extended trial in progress

Page 41: Early warning of geotechnical limit states: Slope ALARMS ... · Slope ALARMS: Benefits •AE monitoring provides an early warning of slope failure •Information on slope displacement

© Loughborough University

Weak conglomerate Instrumented fence

Vertical waveguide Horizontal waveguides

Page 42: Early warning of geotechnical limit states: Slope ALARMS ... · Slope ALARMS: Benefits •AE monitoring provides an early warning of slope failure •Information on slope displacement

Event

example

Ax Ay Az Tx Ty Tz31.05.2014 16:07:23 SW1 1 13 3,62 11 0 -74 46 62 31 31 0 1.031

31.05.2014 16:08:19 SW3 1 13 3,58 12 0 -79 31 93 78 62 0 1

31.05.2014 16:13:47 SW2 1 13 3,53 10 0 -83 15 15 31 46 -15 1.015

31.05.2014 16:14:18 SW3 1 13 3,51 10 0 -94 15 15 31 46 0 1

Pull Out

StatusRSSI [dBm]

max. dyn. accelertion [1/1000 g] static acceleration [1/1000 g]Timestamp Type Domain Device Voltage [V] Temp. [°C]

Page 43: Early warning of geotechnical limit states: Slope ALARMS ... · Slope ALARMS: Benefits •AE monitoring provides an early warning of slope failure •Information on slope displacement

© Loughborough University

Slope ALARMS: Benefits

• AE monitoring provides an early warning of slope failure

• Information on slope displacement rates is instantaneous, continuous and in real-time

• AE rates are proportional to slope displacement rates over many orders of magnitude

• AE rates can detect very slow displacement rates and continue to operate at large displacements (>>500mm)

• Inclinometer casings can be converted into continuous and real-time displacement rate sensors

Page 44: Early warning of geotechnical limit states: Slope ALARMS ... · Slope ALARMS: Benefits •AE monitoring provides an early warning of slope failure •Information on slope displacement

© Loughborough University

Acknowledgements

Funders: EPSRC, FFG and stakeholders

Partners: Sensor electronics and operation developed with

British Geological Survey

Collaborators: Geotechnical Observations Ltd; INGLAS,

Germany; CNR-IRPI, Italy; Queen’s University, Canada;

University of Alberta, Canada, Newcastle University;

CH2M; Thurber Engineering; Parsons Brinckerhoff

Stakeholders: Network Rail, OeBB (Austrian Railway),,

Alberta Transportation, Scarborough Borough Council,

Monmouthshire County Council, Canadian Pacific Railway,

Canadian National Railway

Page 45: Early warning of geotechnical limit states: Slope ALARMS ... · Slope ALARMS: Benefits •AE monitoring provides an early warning of slope failure •Information on slope displacement

[email protected]© Loughborough University

www.slopealarms.com