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UILU-ENG-2000-2013 CIVIL ENGINEERING STUDIES STRUCTURAL RESEARCH SERIES NO. 630 ISSN: 0069-4274 EARTHQUAKE GROUND MOTION SIMULATION AND RELIABILITY IMPLICATIONS By CHIUN-LiN WU and YI-KWEI WEN A Report on a Research Project Sponsored by the NATIONAL SCIENCE FOUNDATION (Under Grant NSF EEC-97-01785) DEPARTMENT OF CIVIL AND ENVIRONMENTAL ENGINEERING UNIVERSITY OF ILLINOIS AT URBANA-CHAMPAIGN URBANA, ILLINOIS JUNE 2000

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Page 1: EARTHQUAKE GROUND MOTION SIMULATION AND RELIABILITY

UILU-ENG-2000-2013

CIVIL ENGINEERING STUDIES STRUCTURAL RESEARCH SERIES NO. 630

ISSN: 0069-4274

EARTHQUAKE GROUND MOTION SIMULATION AND RELIABILITY IMPLICATIONS

By CHIUN-LiN WU and YI-KWEI WEN

A Report on a Research Project Sponsored by the NATIONAL SCIENCE FOUNDATION (Under Grant NSF EEC-97-01785)

DEPARTMENT OF CIVIL AND ENVIRONMENTAL ENGINEERING UNIVERSITY OF ILLINOIS AT URBANA-CHAMPAIGN URBANA, ILLINOIS JUNE 2000

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50272-101

REPORT DOCUMENTATION PAGE

4. Title and Subtitle

1. REPORT NO.

UILU-ENG-2000-2013 2. 3. Recipient's Accession No.

5. Report Date

June 2000 Earthquake Ground Motion Simulation and Reliability Implications

6.

7. Author(s)

C.-L. Wu and Y. K. Wen 9. Performing Organization Name and Address

University of Illinois at Urbana-Champaign Department of Civil and Environmental Engineering 205 N. Mathews Avenue Urbana, Illinois 61801-2352

12. Sponsoring Organization Name and Address

National Science Foundation 4201 Wilson Boulevard Arlington, VA 22230

15. Supplementary Notes

16. Abstract (Limit: 200 words)

8. Performing Organization Report No.

SRS 630 10. ProjectfTask/Work Unit No.

11. Contract(C) or Grant(G) No.

NSF EEC-97 -01785

13. Type of Report & Period Covered

14.

Seismic loads have been a dominant concern in design of buildings and structures in western United States for many years. Mid-America is a region of low to moderate seismicity, infrequent moderate to large events have occurred in the past and can occur again causing large and widespread losses due to relatively slow attenuation. For purpose of performance evaluation of structures, a phenomenological model is developed for generation of earthquake ground motions. The simulation procedure is based on the latest information of seismicity, the most recent ground motion models and simulation methods. A strong emphasis is placed on uncertainty modeling and efficiency in application to performance evaluation and reliability analysis. Site locations of special interest are Memphis TN, Carbondale IL, St. Louis MO and Santa Barbara CA, because they present U.S. cities in Mid-America and western United States of different seismicity. The soil condition of a city is approximately modeled by a generic profile. Ground motions at bedrock, however, are also generated for the Mid-America cities such that if detailed information of local soil variation is available, one can use appropriate soil amplification computer software to obtain the surface ground motions. Suites of ten ground motions are selected to be compatible with the uniform hazard response spectra of a given exceedance probability. They represent the seismic hazard from the causative faults surrounding a given site location. They also allow an accurate and efficient evaluation of structural performance and reliability. The uniform hazard ground motion suites for the three Mid-America cities are also available on the web at http://mae.ce.uiuc.edulResearchIRR-1/GMotions/Index.html.

17. Document Analysis a. Descriptors

Earthquake Simulation, Uniform Hazard Response Spectra, Uniform Hazard Ground Motions, Near-Source Effects, Reliability, Ductility Reduction Factor, Probabilistic Performance Analysis

b. Indentifiers/Open-Ended Terms

c. COSATI Field/Group

18. Availability Statement

Release Unlimited

(See ANSI-Z39.18)

19. Security Class (This Report)

UNCLASSIFIED

21. Security Class (This Page)

UNCLASSIFIED

20. No. of Pages

189

22. Price

OPTIONAL FORM 272 (4-77) Department of Commerce

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111

ACKNOWLEDGEMENTS

This report is based on the thesis of Dr. Chiun-lin Wu submitted in partial

fulfillment of the requirements for the Ph.D. degree in Civil Engineering at the University

of Illinois at Urbana-Champaign. The authors would like to thank Gail Atkinston, Igor

Beresnev, David M. Boore, Kevin R. Collins, Douglas A. Foutch, William L. Gamble,

Jamshid Ghaboussi, Youssef Hashash, Robert Herrmann, Howard Hwang, J. P. Singh,

and Paul Somerville for providing computer codes, data, and helpful comments and

suggestions.

This work was supported primarily by the MAE center of Earthquake Engineering

Research Centers Program of NSF under Award Number EEC-970178S.

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IV

TABLE OF CONTENTS

CHAPTER 1

INTR 0 D U CTI ON .............................................................................................................. 1

1.1 Overview .................................................................................................................. 1

1.2 Objective And Scope ............................................................................................... 3

1.3 Organization ............................................................................................................. 4

CHAPTER 2

METHOD OF SIMULATION - MID-AMERICA ...................................................... 5

2.1 Overview .................................................................................................................. 5

2.2 Selection of Locations and Soil Profiles .................................................................. 5

2.3 Seismicity and Tectonics ......................................................................................... 6

2.4 Reference Area and Occurrence Model. .................................................................. 6

2.4.1 Number of Earthquakes .................................................................................. 8

2.4.2 Magnitude ....................................................................................................... 8

2.4.3 Epicenter ......................................................................................................... 9

2.4.4 Focal Depth ..................................................................................................... 9

2.5 Modeling of Ground Motions ................................................................................ 10

2.5.1 Point Source Model ....................................................................................... 10

2.5.2 Comparisons of Point Source Model with Broadband Model ...................... 12

2.5.3 Finite Fault Model. ........................................................................................ 13

2.5.4 Uncertainty in Attenuation ............................................................................ 17

2.6 Local Site Effect .................................................................................................... 18

2.7 Baseline Correction ................................................................................................ 21

2.8 Directivity Effects ofMagnitude-8 Events ............................................................ 23

2.9 Final Remarks ........................................................................................................ 23

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v

CHAPTER 3

METHOD OF SIMULATION-WESTERN UNITED STATES ............................ .45

3.1 Overview ................................................................................................................ 45

3.2 Selection of Location and Soil Profile .................................................................. .45

3.3 Reference Area, Seismicity and Tectonics ........................................................... .46

3.4 Occurrence and Source Models ............................................................................ .46

3.4.1 Number of Earthquakes ............................................................................... .47

3.4.2 Magnitude ..................................................................................................... 48

3.4.3 Epicenter ....................................................................................................... 49

3.4.4 Focal Depth ................................................................................................... 49

3.5 Ground Motion Modeling ..................................................................................... .49

3.5.1 Duration ........................................................................................................ 50

3.5.2 Fourier Amplitude Spectrum ........................................................................ 50

3.5.3 Spectral Representation of Ground Motions ................................................. 52

3.5.4 Near-Field Effects ......................................................................................... 53

3.6 Simulation Results ................................................................................................. 55

CHAPTER 4

UNIFORM HAZARD RESPONSE SPECTRA AND GROUND MOTIONS ........... 66

4.1 Overview ................................................................................................................ 66

4.2 Uniform Hazard Response Spectra ........................................................................ 67

4.2.1 Linear Elastic Systems .................................................................................. 68

4.2.2 Nonlinear Inelastic Systems .......................................................................... 69

4.2.3 Results ........................................................................................................... 71

4.3 Uniform Hazard Ground Motions .......................................................................... 74

4.3.1 Proposed Selection Procedure ....................................................................... 74

4.3.2 Comparison with Deaggregation Approach .................................................. 74

4.3.3 Suites of Ground Motions for Memphis, TN ................................................ 76

4.3.4 Suites of Ground Motions for Carbondale, IL .............................................. 77

4.3.5 Suites of Ground Motions for S1. Louis, MO ............................................... 78

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VI

4.4 Final Remarks ........................................................................................................ 78

CHAPTERS

IMPLICATIONS IN RELIABILITY AND DESIGN ................................................ 109

5.1 Overview .............................................................................................................. 1 09

5.2 Nonlinear Response Estimate by Uniform Hazard Ground Motion Suites ......... 109

5.3 Ductility Reduction Factor ................................................................................... 110

5.4 Peak Ground Acceleration versus Spectral Acceleration in Fragility Analysis .. 113

5.5 Final Remarks ...................................................................................................... 114

CHAPTER 6

CONCLUSIONS AND RECOMMENDATIONS ....................................................... 141

6.1 Conclusions .......................................................................................................... 141

6.2 Recommendations for Future Studies .................................................................. 143

APPENDIX A

TRUNCATED NORMAL DISTRIBUTION .............................................................. 145

APPENDIXB

MODIFIED TYPE II EXTREME VALUE DISTRIBUTION FUNCTION ............ 147

APPENDIXC

UNIFORM HAZARD GROUND MOTIONS ............................................................ 151

REFEREN CES ............................................................................................................... 17 6

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1

CHAPTER 1

INTRODUCTION

1.1 Overview

Seismic loads have been a dominant concern in design of buildings and structures

in western United States for many years. Mid-America is a region of low to moderate

seismicity, infrequent moderate to large events have occurred in the past and can occur

again causing large losses in widespread areas due to relatively slow attenuation. The

performance of the building stocks and other structures under future earthquakes has

received attention of the profession, especially in the Mid-America cities that are in close

proximity to the New Madrid and Wabash Valley seismic zones.

After the recent Northridge and Kobe earthquakes, a main concern of engineers is

the performance-based design. For example, a design fra1l1ework has been proposed in

recent building design documents (e.g. 1997 NEHRP, FEMA 273) to ensure that various

performance objectives according to building categories are met. For this purpose,

uniform hazard ground motions corresponding to various levels of probability of

exceedance are needed for nonlinear time history analyses and structural performance

checks. \Vhen a\'ailable earthquake records are not sufficient to determine the uniform

hazard ground motions, one may: (1) scale existing ground motion records to match

target response spectra, (2) use ground motion records from other seismic zones with

similar tectonic en\'ironments, or (3) generate synthetic ground motions based on

seismotectonic characteristics of the region surrounding the site location.

All three approaches were used in the recent SAC steel proj ect, which provided

ground motion suites for Los Angeles, Seattle and Boston for various probability levels

(Somerville et. aI., 1997). These ground motions are obtained by scalin_g records of past

earthquakes and time histories based on broadband simulations. The median response

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2

spectra of the SAC ground motions for stiff and soft soil sites match the target response

spectra in the 1994 NEHRP provisions. The scaling factors used in the SAC ground

motions vary widely from 0.27 to 10.75. Also, due to the large computational efforts

required in the broadband simulation procedure, generation of a large samples (say

thousands) is time consuming and expensive. At most locations in Central and Eastern

United State, the number of ground motion records is generally not enough for the first

two approaches, especially for low levels of probability of exceedance. Simulation of

earthquake motions is therefore necessary. A phenomenological model of simulation is

proposed in this study, which allows an efficient simulation of a large number of ground

motions and probabilistic performance analyses.

The simulation procedure is an extension of that in Collins et al. (1995). It is based

on the latest information of seismicity and the most recent ground motion models and

simulation methods appropriate for engineering applications. In view of the differences

in earthquake records and seismotectonic data available in Mid-America and Western

United States, two slightly different procedures are developed. Since in Western United

States data are more available and seismic zones are better defined, the simulation

procedure for this area is more data based. All earthquakes with distance less than 50 km

to the site are modeled as either a dip-slip or strike-slip fault according to the tectonic

infonnation. In Mid-America, due to the scarcity of records of engineering interest, the

simulation method is largely theory and model based. A strong emphasis is placed on

uncertainty modeling and efficiency in application to performance evaluation and

fragility analysis. The procedure may be improved as more knowledge on earthquakes in

the corresponding regions and more accurate and efficient methods of ground motion

modeling become available, especially in Mid-America.

Site locations of special interest in this study are Santa Barbara CA, Memphis TN,

Carbondale IL, and St. Louis MO. These cities are selected for study because they

present a wide cross section of cities at risk. Since ground motions are strongly

dependent on local soil condition and yet the soil profile variation within a city has not

been mapped in detail, in this study the soil condition of a city will be approximately

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3

modeled by a generic profile. Ground motions at bedrock, however, will also be

generated for Mid-America cities such that if detailed information of local soil variation

is available, one can use appropriate computer software to include soil amplification in

the surface ground motions.

1.2 Obj ective And Scope

The objective of this study is to generate uniform hazard response spectra and

ground motions for probabilistic performance evaluation (fragility analysis) and loss

estimation of buildings under future earthquake excitations. To achieve this objective, the

following studies are required:

1. Develop an efficient procedure to generate synthetic ground motions based on

regional seismicity.

2. Develop a procedure to construct uniform hazard response spectra and

generating uniform hazard ground motions for structural performance

evaluation.

3. Verify the efficiency and accuracy of such motions in evaluation of linear and

nonlinear responses of structural systems for probabilistic performance analysis

and loss estimation.

1.3 Organization

In Chapter 2, a simulation procedure based on a 2-comer point source model and a

finite fault model is proposed to generate a large number of ground motions for Mid­

America cities. The seismological data from USGS Open File Report 96-532 are used.

Probabilistic distributions of various seismic parameters (magnitude, epicenter, focal

depth, attenuation uncertainty, etc.) are assumed based on field observations and then

used to simulate earthquake sources and path effect. An empirical correlated random

field model is used to simulate asperity in magnitude-8 events in the New Madrid seismic

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4

zone. The local site effect is considered by using quarter wavelength method. After

baseline correction following the USGS BAP routine (Converse, 1992), the resulting

ground motions are used for statistical study.

In Chapter 3, a more databased ground motion model is developed for Western

United States. The seismological data from the 1995 WGCEP report (Working Group on

California Earthquake Probabilities) are used. The Fourier spectrum of Trifunac (1994)

was used in simulation and then a near-source factor is incorporated in the simulation to

account for some of the important near-source effects (Sommerville et al. 1997).

In Chapter 4, uniform hazard response spectra results for B/C boundary site are

constructed based on statistical analyses of synthetic ground motions. They are

compared with USGS, FEMA-273 design spectra and similar results in the literature. A

period-independent procedure is then developed to select suites of uniform hazard ground

motions for Mid-America cities at 10% and 2% probabilities of exceedance in 50 years.

Linear structural analyses are performed to verify- that the selected uniform hazard ground

motion suites can be used for unbiased response estimation.

In Chapter 5, nonlinear structural systems under uniform hazard ground motions

are investigated for to ensure that such motions yield unbiased structural response

estimates including the influence of system degradation on ductility reduction factor. An

efficient method of constructing probabilistic performance curve is then proposed. The

accuracy of using spectral acceleration versus that of using peak ground acceleration for

fragility analysis is examined.

In Chapter 6, the significant conclusions of this study and recommendations for

future research are summarized.

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5

CHAPTER 2

METHOD OF SIMULATION - MID-AMERICA

2.1 Overview

The procedure proposed by Collins et al. (1995) is extended to simulate future

seismic events and ground motions within a reference area over a given period of time

(e.g. 1 0 years). The ground motion model basically follows the procedure suggested by

Henmann and Akinci (1999), which is based on a point-source simulation method

SMSIM (Boore 1996). To catch some of the important near-source effects due to large

events, however, the finite fault model by Beresnev and Atkinson (1997, 1998) is also

used for magnitude-8 events. The soil amplification is modeled by the quarter­

wavelength method by Boore and Joyner (1991, 1997). The tectonic and seismological

data are mainly taken from USGS Open-File Report 96-532 (Frankel et al. 1996).

Possible future earthquake events are generated for a trial period of 10 years, and then

each earthquake source propagates its seismic waves accordingly to site locations of

interest. A total of 9000 simulations of 10-year period are carried out to provide a large

number of ground motions for statistical analysis. The proposed simulation procedure is

shown in Figure 2.1 and details of the simulation method are given in the following.

2.2 Selection of Locations and Soil Profiles

Site locations of special interest In this study are Memphis TN (35.117°N,

90.083°W), Carbondale IL (37.729°N, 89.246°W), and St. Louis MO (38.667°N,

90.1900 W). These cities are selected for study because they present a wide cross-section

of the Mid-America cities at risk. Since ground motions are strongly dependent on local

soil condition and yet the soil profile variation within a city has not been mapped in

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6

detail, the soil condition of a city will be approximately modeled by a generic profile.

Ground motions at bedrock, however, will also be generated for these cities so that if

detailed information of local soil variation is available, one can use appropriate soil

amplification computer software to obtain the surface ground motions.

2.3 Seismicity and Tectonics

Based on the seismicity database from USGS Open-File Report 96-532 (Frankel et

al. 1996), the annual occurrence rate of earthquakes with body wave magnitude mb

greater than 5 per 0.1 xO.l degree square for the zone of interest is obtained as shown in

Figure 2.2. Due to the lack of tectonic information, only moment magnitude 8

earthquakes in the New Madrid seismic zone are treated events with finite faults similar

to the 1811-1812 New Madrid earthquakes. However, the faulting mechanism is

simplified as a vertical strike-slip fault with a rupture plane of 140 kIn (along-strike)x 33

km (down-dip) according to Johnston (1996b). A 34.69° azimuth angle is assumed,

which is an approximate estimate based on USGS OFR-96-532. The distance from the

ground surface to the upper edge of the rupture plane is assumed to be 5 Ian.

Attenuation, location of fault rupture, hypocenter, and asperity are varied from event to

event to account for uncertainty in a future Mw-8 event. Figure 2.3 shows seismic zone

of these Mw-8 earthquakes.

2.4 Reference Area and Occurrence Model

All known probable earthquake sources in the Central and Eastern United States

(CEUS) are considered. For a given city, however, only those that fall within the

reference area ( effective zone) of the city and have significant contributions to the

seismic risk are used in the simulation. Different cities may share some of the seismic

sources and hence the same simulated seismic events. Considering the relatively low

attenuation in the CEUS, the effective zone is defined as a circular area with a radius of

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7

500 km centered at a specified site location, a value used by most researchers (e.g.

USGS OFR-96-532). The occurrence in time is generated according to a Poisson

process. The magnitude given the occurrence is then generated according to the

magnitude distribution for events of moment magnitude less than 8 following the 1996

USGS Open-File Report.

The magnitude-8 events are generated separately using Poisson process with a

mean recurrence time of 1000 years (Johnston 1996b, Frankel et al. 1996) and with an

epicenter uniformly distributed within the New Madrid fault zone shown in Figure 2.3.

The orientation of the fault is assumed to be along that of the NMSZ. Once rupture

occurs, it propagates toward both ends of the rupture surface.

A total of 9000 simulations of 10-year period are carried out. As a result, 9260

ground motions are generated in Memphis (TN), 9269 in Carbondale (IL) and 8290 in

St. Louis (MO). Figure 2.4 shows the epicenters and magnitudes of earthquakes

corresponding to 600 simulations of 10-year records in the region of interest in the

CEUS. It corresponds, therefore, to about 6000 years of records. Most of the events are

located in the New Madrid, Wabash Valley and East Tennessee seismic zones. The

proximity of the events to each city is shown. According to the simulation results, the

occurrence rates of earthquakes of body wave magnitude 5 and above in the reference

areas for Memphis, Carbondale, and St. Louis are 0.0989, 0.0980 and 0.0882 per year,

respectively. These values are very close to the actual occurrence statistics.

Before the statistics of occurrence and magnitude from the USGS OFR-96-532 can

be used in the simulations, the incremental seismicity rate provided by USGS needs to be

converted into the cumulative seismicity rate using recurrence relation of Herrmann

(1977), and the results are shown in Figure 2.2. In each 0.10 x 0.10 cell during a 10-year

period, the number of earthquakes, magnitudes and hypocenters are determined according

to the procedures described in the following.

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8

2.4.1 Number of Earthquakes

To detennine the number of earthquakes in each 0.1 °xO.1 ° cell during a 10-year

period, a random variable Uk with a unifonn distribution between 0 and 1 is generated.

The number of earthquakes is then detennined from:

k = 1,2,.··, Neel' (2.1)

where Vk is the mean annual occurrence rate of earthquakes in cell k with body wave

magnitude greater than 5; nk is the number of earthquakes that occur with body wave

magnitude greater than 5 in cell k during a time interval of t years (t = lOin this study);

and Neel! is the total number of cells in the reference area of a specific site.

2.4.2 Magnitude

In most literature, the body wave magnitude is used for sizing earthquakes; e.g., in

USGS OFR-96-532. The body wave magnitude mb is then converted into moment

magnitude M w using an empirical relation of Johnston (1994):

M w = 3.45 - 0.4 73mb + 0.145mb

2 (2.2)

where mb-5 is equivalent to Mw-4.71. It should be noted that Equation 2.2 differs slightly

from a revised relation of Johnston (1996a). To be consistent with the seismological data

from USGS OFR-96-532, Equation 2.2 is used in this study. The cumulative distribution

function of moment magnitude FMw is then defined as:

(2.3)

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9

where mx is the maximum moment magnitude in cell k (Figure 2.5); N(m,mx' vk ) is the

annual cumulative rate of earthquakes greater than moment magnitude m in cell k. Note

that 4.71 ~ m ~ mx •

2.4.3 Epicenter

It is assumed that earthquakes are equally likely to occur anywhere within a cell,

which is numerically done by generating two random numbers of uniformly distributed

and independent of each other along latitudinal and longitudinal directions.

2.4.4 Focal Depth

The focal depth distribution model proposed by Wheeler and Johnston (1992) is

shown in Table 2.1. According to EPRI TR-102293 Report (1993), Wheeler and

Johnston's model is more appropriate in the Eastern North America (ENA) due to their

quality selection criteria. Since the 2-corner point source model (Atkinson and Boore

1995) is widely used in generating earthquake events in the CEUS, the Wheeler-Johnston

distribution (1992) is more appropriate for this purpose. To exclude very shallow

earthquakes within the soil stratum, a cut-off point at 1 km is used. Within each depth

bin, the earthquake focus is then assumed to be equally likely to occur anywhere in the

corresponding depth interval. The focal depth distribution of moment magnitude 8

earthquakes modeled by finite fault is shown in Table 2.2. Since magnitude 8

earthquakes are all assumed to occur within the NMSZ, which is classified as a Stable

Continent Region (Frankel et al 1996), a focal depth distribution model of EPRI TR-

102293 (1993) is used with minor revisions in view of the discretized depths required in

the finite fault model. In the focal depth column of Table 2.2, the figures inside

parentheses stands for the center of the corresponding depth bin and each depth bin

represents a sub-fault segment along the down-dip direction.

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10

2.5 Modeling of Ground Motions

2.5.1 Point Source Model

For point sources, the two-comer-frequency model (Atkinson and Boore, 1995) for

generic S-wave type ground motions on hard rock is used since this model has been

shown to give better ground motion prediction in the CEUS (Atkinson and Boore, 1998).

The mathematical form for the Fourier amplitude spectrum of the ground motion using

this two-corner point source model is:

(2.4)

where E(Mo,f) is two-comer-frequency source spectrum; D(Rh,f) is a diminution

factor; P(f) is high-cut filter; I(f) is response indicator; f is cyclic frequency (Hz), Rh

is focal distance (lan), and Mo is moment magnitude (dyne-cm). The various functions

are:

in which,

R{)¢· FS· V C=-----:-3

4ff' Po' flo

R{)¢ = 0.55, average radiation pattern

FS = 2, free-surface amplification

v = 1/ -fi ~ 0.7071 , partition factor

Po = 2.8 gmlcm3, crustal density

fJo = 3.6 km/sec, crustal shear wave velocity

(= weighting parameter

1-( ( ---'--"'7'""2 + 2

1+(J.) l+(iJ (2.5)

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JA,jB = corner frequencies (Hz)

log? = 2.52 - 0.637 Mw

10gfA = 2.41- 0.533Mw

10gfB = 1.43 - 0.1 88Mw

M o = 101.5Mw+16.05 (dyne-em)

in which,

11

11 I Rh if Rh ~ 70lan

Dg(Rh) = 1 I 70 if 70 ~ Rh ~ 130lan , geometric attenuation

(1/70)·(130IRh)0.5 if Rh~130lan

_ JrIRh

D m (Rh ,f) = e jJo·Q(f) and Q(f) = 680· fO.36 ,anelastic material attenuation

P(f) = 1 , high-cut filter ~1 + (f / fmax)8

where fmax = 50 Hz is used.

I(f) - 1 , response indicator - (2if)P

where p = 0 for acceleration, 1 for velocity, and 2 for displacement.

(2.6)

(2.7)

(2.8)

Total duration Td (sec) for the strong-motion phase is decomposed into source and

path durations:

(2.9)

where source duration To (sec) is related to corner frequency JA following Boatwright and

Choy (1992):

1 To = -- (sec) 2·fA

(2.10)

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12

and the path duration Tp (sec) is of a tri-linear form following Atkinson and Boore

(1995):

0 if Rh ~ 10km

T= 0.16· (Rh -10) if 10 ~ Rh ~ 70km

(2.11 ) p 9.6 - 0.03· (Rh -70) if 70 ~ Rh ~ 130km

7.8 + 0.04· (Rh -130) if 130 ~ Rh ~ 1000km

To incorporate intensity evolution, an exponential window function (Saragoni and

Hart, 1974) is introduced to obtain more realistic accelerograms:

and shape parameters a, band c are defined as:

a_(_e )b c·Tw

b = _ c·RnlJ 1 + c· (Rnc-I) b

c=--coTw

(2.12)

(2.13)

where £ defines the fraction of a specified duration at which the maximum envelope

amplitude will occur; lJ defines the fraction of the maximum envelope amplitude which is

reached at time Tw (Figure 2.6). According to Boore (1983), £= 0.2, and 7J = 0.05 was

found consistent with the envelope function to 22 accelerograms in Saragoni and Hart

(1974) and T" = 'lTd gives a record with a strong phase close to Td. Therefore, they are

used in all applications in this study for point sources.

2.5.2 Comparisons of Point Source Model with Broadband Model

The accuracy and validity of the point-source model can be found in the literature

(Boore 1996, Atkinson and Boore 1998). There have been no records of moderate to

large events near any of the three cities that can be used for comparison with the

simulated ground motions. The closest is the simulation results based on the broadband

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13

approach for St. Louis due to events of magnitude 6.5 to 7.5 in the NMSZ by Saikia and

Somerville (1997). The broadband approach considers the details of the geometry of the

fault, rupture surface, and wave propagation for low frequency motion and uses records

for high frequency motion. Large-scale simulations, which require detailed information

of each fault that is generally unknown, are fairly computationally expensive. The results

of these two methods for a rock site at St. Louis are compared. An event based on the

point-source model is chosen such that source and path parameters are comparable to

those of the magnitude-7 event studied by Saikia and Somerville. The response spectra

of hard rock motions based on these two models are compared in Figure 2.7. It is seen

that agreements are fairly good in the period range from 0.2 sec to 3 sec.

2.5.3 Finite Fault Model

This so-called finite fault model emphasizes the effects of a large fault dimension,

including rupture propagation, directivity, and source-receiver geometry, which can have

significant influence on amplitudes, frequency content and duration of ground motion.

The examples of applications in Beresnev and Atkinson (1997, 1998b) showed that the

model produces ground motions that match well field records on rock sites in 4

earthquakes. They are the Mw-8.0 1985/9119 Michoacan (Mexico), the Mw-8.0 1985/3/3

Valparaiso (Chile). the Mw-5.8 1988111/25 Saguenay (Quebec), and the Mw-6.7

1994/1/17 t\orthridge earthquakes. For soil sites (Beresnev and Atkinson, 1998c),

however. their model tends to overestimate the ground motions due to soil nonlinearity,

which is not considered. The application of this recently proposed model is still limited

to simulation of a single strong ground motion without considering surface waves and

spatial \'ariation: therefore, applications in dynamic analyses for bridges on multiple

supports are not possible at present. Despite these disadvantages, this study adopts the

Beresnev-Atkinson model for the simulation task in the CEUS, because

1. The Beresnev-Atkinson model is shown to provide an unbiased fit to 11

earthquake events in the eastern North A_meriea (ENi\) earthquakes, the

magnitudes of which range from 4.0 to 7.3 (Beresnev and Atkinson, 1999).

Page 24: EARTHQUAKE GROUND MOTION SIMULATION AND RELIABILITY

14

2. Unlike wave propagation based modeling procedures (Saikia and Somerville,

1997), the Beresvnev-Atkinson model requires much less computational efforts,

which allows generation of a large number of ground motions in Monte Carlo

simulation.

3. The Beresnev-Atkinson model requires less faulting parameter inputs, which is

suitable for areas with scarce or no seismotectonic data, such as in CEUS.

4. The accuracy of simulation results by Beresnev-Atkinson model compares

favorably with those by Somerville et al. (1991).

5. The Beresnev-Atkinson model can be applied to simulate two-dimensional

drrma QTrmnrl rrt()tl()nc;:. lf rrt()tl()n~ ~rp. rlp.r:orrtno~p.r1 onto two nnnr:in:::t 1 r1irp.r:ti(m~ U1,..L'-'.L .... O b .... "''-4-.... .lt.~ .......... "" ...... _ ....... a..." ................ _ ...... _ ........... - ... - ---- ........... r- ..... -- -.---- - ~. - r-------r-- --- -.-!-.-!-----~

according to Penzien and Watabe (1976).

It is also possible to simulate the vertical component in the ENA by using the HN

spectral ratio proposed by Atkinson (1993). In addition, spectral ratio in areas of interest

may be also available in the literature, e.g. NMSZ. A 3-component simulation, however,

is not attempted in this study since phase delay in the stochastic model is of random

nature and phase delay due to different arrival times of seismic waves is not accounted

for explicitly as in the wave propagation model.

Figure 2.8 shows the geometry of the finite fault model proposed by Beresnev and

Atkinson (1997, 1998a). A rupture plane of 140 km (along-strike) by 33 km (down-dip)

(J ohnston 1996) with a vertical strike-slip faulting and 34.69° azimuth is assumed, which

is an approximate estimate based on USGS OFR-96-532. The distance from the ground

surface to the upper edge of the rupture plane is assumed to be 5 km. For reference, 0.6

km is used in Saikia and Somerville (1997) and 10 km is used in USGS OFR-96-532.

The fault plane is divided into 64 (16x4) sub-faults. Each sub-fault is then treated as a

one-corner point source (Brune 1970, 1971, Frankel et al. 1996) and may be "triggered" a

few times during an earthquake event. The delay between triggers is of random nature

depending on sub-fault rise time Trise to simulate the complexity in slip process. The

resulting ground motion is therefore a combination of waveforms from different sub­

faults accounting for differences in arrival times and path attenuation. The arrival time

Page 25: EARTHQUAKE GROUND MOTION SIMULATION AND RELIABILITY

15

delay between sub-faults is accounted for by the rupture propagation from the hypocenter

(io)o) to the center of the sub-fault F, and the travel time from the center of the sub-fault

F to the observation point P.

The mathematical form for the Fourier amplitude spectrum of each sub-fault

follows basically Equation (2.4). Source spectrum E(flmo,/) for each sub-fault is

modeled as a single-comer form:

1 (2.14)

flf + flw ( )

3

where flmo = fl()· 2 indicating sub-fault seismic moment (dyne-cm) released

in one trigger; .do-is the Kanamori-Anderson (1975) stress parameter (bars) and is related

to the stress drop of the sub-fault in one trigger; flf and flw are sub-fault length and

width, respectively (Figure 2.8). The comer frequency Ic (Hz) can be expressed as

(2.15)

in which z = 1.68, a calibration constant related to maximum slip rate; /30 is shear wave

velocity of the Earth crust (km/sec); y is the fraction of rupture-propagation velocity to

/30, which ranges from 0.6 to 1.0. In this study, we assume y = 0.8 and anelastic material

attenuation Q(f) = 670*/°·33, following Beresnev and Atkinson (1997, 1999). Geometric

attenuation and high-cut filter take the same form as two-comer point source model. The

total duration Td of each sub-fault consists of sub-fault rise time Trise and path duration Tp

(2.16)

where sub-fault path duration Tp depends on the distance from the center of sub-fault to

the observation point and takes the same form as two-comer model;

Page 26: EARTHQUAKE GROUND MOTION SIMULATION AND RELIABILITY

16

1 -. (~.e + ~w)

T,.ise = -=2~_V __ -rup

(2.17)

in which rupture velocity V rup = 0.8,00. The delay between two consecutive triggers of a

sub-fault is modeled as (l + u) . T,.ise in which u is a random number uniformly distributed

between 0 and 1. The Saragoni-Hart (1974) exponential window for each sub-fault is

padded with rapid sinusoidal taper zones as shown in Figure 2.9.

The sub-fault spectrum is basically a functional of stress drop and sub-fault size.

To make the resulting ground motion insensitive to stress parameter and sub-fault size,

Beresnev and Atkinson suggested a stress parameter of 50 bars. To determine sub-fault

size, Beresnev and Atkinson (1999) provide a generic formula calibrated according to

earthquake records in the ENA. In this study, 64 sub-faults, each with a stress parameter

of 200 bars, are used in the finite fault model. The model gives results in good

agreements with the USGS OFR-96-532 target spectral accelerations at 0.2-, 0.3- and 1.0-

sec structural periods. A stress parameter of 150 bars is also tested for the finite fault

model. As expected, it causes lower spectral values in the low frequency range in the 2%

in 50 years hazard level.

Before the Beresnev-Atkinson model can be applied in Monte Carlo simulation, the

slip distribution (asperity) needs to be included in the model. Since there are no records

of large events in the NMSZ, observations based on California earthquakes are used. The

slip distribution within the rupture surface is modeled as a correlated random field

according to Saikia and Sommerville (1997), and Sommerville et al (1999), using the

follo\ving wave number spectrum:

(2.18)

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17

In which kx and ky are wave numbers in the along-strike and down-dip directions

respectively; n = 2.0 and Cx and Cy are correlation length constants depending on

magnitude:

{IOglO Cx = 1.72 - O.5Mw

loglo Cy = 1.93 - 0.5Mw (2.19)

This random field model is then modulated to ensure larger slip in the middle than at the

edge of the rupture surface, a feature observed in recent earthquakes. Two sample slip

distributions on the rupture surfaces (33 kmx 140 km) based on the correlated random

field model and their corresponding discretizations for the finite fault model are shown in

Figures 2.10-11. It should be noted that the finite fault model uses slip values as weights

to distribute the target seismic moment over the rupture plane. Therefore, only relative

slip values are important in the simulation procedure. In the simulation procedure, the

intensity of seismic motion of an individual sub-fault is determined by its distributed

seismic moment. The distributed moment is also used to determine the number of

triggers in its corresponding sub-fault.

2.5.4 Uncertainty in Attenuation

Path attenuation due to geometric radiation and material damping in the earth crust

is accounted for by the semi-empirical formulae shown above (Eqs 2.6 to 2.8). The

uncertainty in the attenuation is modeled by a truncated lognormal distribution with the

median value given by the above diminution factor as a function of distance and

frequency (Eq. 2.6). A value of 0.75 is used for the natural logarithms of the standard

deviation of PGA following USGS OFR-96-532. To prevent unrealistic large variation,

cut-off limits of mean plus and minus three standard deviations are used. The resulting

peak ground acceleration (PGAsimulation) is then given by,

.en PGAsimulation = .en PGAmedian + 5' ( (2.20)

where (= 0.75 and c (epsilon) is a standard normal random variable, indicating the

deviation from median attenuation. The coefficient of variation- 5= 0.87 from

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18

? = ~ t'n(1 + 62). Since peak ground accelerations can be modeled by a lognormal

distribution, In PGA in Equation (2.20) is of normal distribution and &can be modeled by

a truncated normal density function (Appendix A).

2.6 Local Site Effect

Soil amplification due to the local site soil profile is considered. In general,

nonlinear soil properties are needed for an accurate estimate of soil amplification, which

is also earthquake intensity dependent. Detailed information on soil profile is usually

hard to obtain especially for a deep soil column. In view of this, soil is treated

approximately as an elastic medium, which generally gives an overestimate of the

amplification in the high frequency range and an underestimate in the long period range

for a severe event. The quarter wavelength method (QWM) (Joyner et. aI., 1981, Boore

and Joyner, 1991, Boore and Joyner, 1997, Boore and Brown, 1998) is used to model the

soil amplification. Soil profiles are based on boring log data in Memphis, Carbondale

and St. Louis (Hashash 1999, Herrmann 1999). In the QWM, the total amplification is

expressed as:

Amp(f) = A(f) . P(f) (2.21)

where A(f) is the amplification function and P(f) is the attenuation function. The

amplification is approximated by

A(f) - Po . fJo Ps(f)· fJs(f)

(2.22)

in which p and fJ are the density (g/cm3) and shear wave velocity (m/sec) at the source

(subscript 0) and site (subscript s);fis frequency (Hz); over-bar indicates average value.

At the site, the frequency-dependent effective velocity fJs (f) is defined as the average

shear wave velocity from the surface to a depth of quarter wavelength for a given

frequency. If the travel time to the depth ofa quarter wavelength, ttz(/), ~s defined as:

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19

(2.23)

Then the depth of a quarter wavelength z can be detennined by solving the following

equations:

(2.24)

where h(i) is the thickness of the ith layer (m); ~(i) is the shear wave velocity of the ith

layer (m/sec); m is the number of layers to satisfy the equality relation. The effective

velocity jJs(f) at a given frequency fis therefore detennined by

(2.25)

A travel-time-weighted average is taken of the density Ps:

(2.26)

(i)

where tt;i)(f) = ;(il ' travel time of shear wave in the ith layer. At high frequency, the s

soil attenuation is accounted for by

P(f) = e -"'KO-/ (2.27)

in which KO is a tenn that accounts for shear velocity and damping over the soil column:

(2.28)

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20

where N is the number of soil layers; h is the depth measured from the ground surface

(m); and Q is the quality factor for a frequency-independent measure of damping. For

small material damping, Q is related to the damping ratio ;d as follows:

1 _ 0=- jar Q 1«1 --- 2;d

(2.29)

It should be noted that Q is only a simplified phenomenological description of a complex

process involving an intrinsic and scattering attenuation mechanism. For soil, it is

assumed that Q = 6ho.24 (Hemnann and Akinci, 1999) and Q = 500 for rock.

The "representative" profiles for the three cities used in this study are shown in

Table 2.3 to 2.5. According to QWM, KO = 0.063 sec, 0.043 sec and 0.0076 sec for

Memphis, Carbondale and St. Louis, respectively. The calculated KO value for Memphis

agrees with Akinci and Hemnann (1999) corresponding to a soil deposit of 1000 m. The

resultant soil amplifications as a function of frequency for the three cities are shown in

thick lines in Figures 2.12-14. It is seen that while amplification at St. Louis is restricted

to the high frequency range (> 3 Hz) due to the very shallow soil layer on hard rock, the

much deeper soil layers in Memphis and Carbondale produce much larger amplification

in the longer period range. For comparison, the soil amplification at these three cities

based on the well-known computer software SHAKE is also shown for bedrock ground

motions of 10 % and 2 % probability of exceedance in 50 years. The soil amplification

factor used in the 1997 NEHRP provisions for soil classification of B/C boundary is also

shown since this is the soil condition used for USGS national earthquake hazard maps.

Note that the quarter-wavelength model will give a good estimate of the averaged

amplification and will miss the peaks and valleys. Also, it has a tendency of

overestimating the amplification in the high frequency range for ground motion of very

high intensity when effects of soil nonlinearity may be significant. In spite of these

limitations, the agreements are generally good.

Soil property is a 3-dimensional random field and depends on earthquake intensity.

It varies widely within a given city. For instance, the soil deposit in Memphis City varies

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21

from a thickness of 800 m with alluvium surface layer (east of Memphis) to a thickness

of 1000 m with loess surface layer (west/downtown of Memphis) according to compiled

data from Dorman and Smalley (1994), and Hwang et al. (1999). To give a general

understanding of the variation in Memphis, soil amplification for the soil profile at Pier C

of the Hernando Desoto Bridge located at Mud Island (35.1529°N, 90.0579°W) is shown

in Figure 2.15 for comparison with the representative soil amplification. Also shown are

soil amplifications from Herrmann et al. (1999), and Boore and Joyner (1991, 1997)

In passing, it is pointed out that soil amplification considering nonlinear effects is

an extremely complex problem. SHAKE is the most widely used program but is based

on an equivalent linear wave propagation method. It is expected to yield good results

when the excitation intensity is not very high and the soil layer is not very deep. It is

therefore expected to work better for the St. Louis soil profile than those of Memphis and

Carbondale. There are other truly nonlinear programs available for this purpose.

However, they have not been commonly accepted by engineers, therefore are not used for

comparison in this study.

I t is of interest to compare the proposed method of simulation with the broadband

simulation method by Somerville et al. Table 2.7 shows the attributes of the two

simulation methods.

2.7 Baseline Correction

Physics dictates that all earthquake ground motions should start and end with zero

velocity with however a possible pennanent offset of the displacement during a severe

event. Due to instrumental difficulties, however, raw ground motion records usually do

not satisfy this requirement and therefore need baseline correction. In the case of the

stochastic simulation, undesirable nonzero conditions often occur in the simulated ground

motions; therefore, the baseline correction procedure is also needed. To do this, this

study basically follows guidelines from US Geological Survey BAP routine (Converse

1992). The accelerogram is first padded with leading and trailing zeros, then passed

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22

through Ormsby filter, and then de-trended by a linear or parabolic function, depending

on which one results in close-to-zero end velocity and displacement. The Onnsby filter

H (f) takes the following mathematical form:

0 0..:;, I..:;, f" Hz . 2( II I - f" ) f" ..:;, I..:;, fz Hz SIn -

2/2 -f" H(f) = 1 fz..:;,I..:;,J;Hz (2.30)

sin2(1l 1- J;) 214 - h

J;..:;,/~ltHz

0 12. It Hz

where jj = 0.1 Hz; h = 0.25 Hz; f3 = 24.5 Hz; 14 = 25.5 Hz. For Mw-8 earthquakes, a

parabolic equation (Brady 1966, Nigam et al. 1968) is adopted:

A* (t) = AU) - Co - C1 t - C2 t2

V*(t)=V(t)-C t-!C t 2 _.lc t 3

° 2 1 3 2

(2.31)

where A (t) is the uncorrected acceleration time history; A * (t) is the corrected acceleration

time history; V(t) is the uncorrected velocity time history; V* (t) is the corrected velocity

time history; Co, C1, C2 are regression coefficients to minimize the mean square of the

corrected velocity V* (t) and will satisfy the following simultaneous equations

(2.32)

For earthquakes smaller than Mw-8, it is observed that a linear function will give

satisfactory results:

Co = A(t)-C1t

C = :LUi - t)(AUi) - Aft)) 1 :L(t

i _ t)2

(2.33)

C2 = 0

where :L = :L:1 ; n is the number of data points. To integrate acceleration over time

into velocity and displacement, the Newmark j3 method with linear variation of

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23

acceleration is adopted according to Berg and Housner (1961). Two sample acceleration

time histories after baseline correction are shown in Figures 2.16 and 2.1 7.

2.S Directivity Effects of Magnitude-S Events

The near-source effects USIng the finite fault model are demonstrated by a

comparison of the ground motions at Memphis (Figure 2. 18(a)&(b)) due to two simulated

events, both of magnitude 8. The location, size, and orientation of the faults are the same

with a closest distance of 62 km from the fault surface to the site. The epicenters,

however, are located such that one is far (186 km) from the site with the rupture

propagating toward the site and the other closer (79 km) to the site with the rupture

propagating generally away from the site (Figures 2.10 and 2.11). Sample rupture

surface (33 kmx140 km) slip distributions based on the correlated random field model

and the corresponding discretizations for the finite fault model for the two events are

shown in the figures. The time histories of the ground motion for a soil site at Memphis

are shown in Figure 2.18( a) and (b) for both events. The directivity effects can be clearly

seen that Figure 2.18(a) produces a shorter but more intense ground motion due to the

"Doppler effect" even though the epicenter is much farther away. One accelerogram

simulated for Carbondale, IL due to the same fault rupture in Figure 2.11 is also shown

(Figure 2.18(c)) to further demonstrate the difference in ground motions (between (a) and

(c)) due to the same event but from two observation points.

2.9 Final Remarks

Simulation of strong ground motions in Mid-America is an ongOIng research

problem, particularly in view of the controversy on interpretation of the recent

seismotectonic observations in the NMSZ (Newman et al. 1999, Mueller et al. 1999).

Definitive conclusions may not be reached for some time to come. In this study, for

purpose of performance-based structural analyses, a simulation method is developed

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24

following closely the guidelines of USGS OFR-96-532. As more information becomes

available, the procedure can be modified with minor efforts. The ground motion models

used in this study can account for effects of finite fault dimension and have been shown

to produce results which are in good agreement with broadband simulation method in the

frequency range of engineering importance. In the following chapters, these ground

motions will be used for statistical study of structural responses.

Page 35: EARTHQUAKE GROUND MOTION SIMULATION AND RELIABILITY

25

Table 2.1 Focal depth distribution for point source model (Wheeler and Johnston, 1992).

Depth (km) Weight

1 -- 5 0.250

5--10 0.500

10--15 0.050

15--20 0.050

20--25 0.015

25--30 0.135

Table 2.2 Focal depth distribution for finite fault model (modified from EPRI, 1993).

Depth, km (mean) Weight

5.00 -- 13.25 (9.10) 0.40

13.25 -- 21.50 (17.40) 0.40

21.50 -- 29.75 (25.60) 0.15

29.75 -- 38.00 (33.90) 0.05

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26

Table 2.3 Representative soil profile of Memphis, TN (after Hashash, 1999).

Layer Soil column Thickness (m) Vs (m/sec) Density (g/cm3)

1 Alluvium 7.2 360 1.92 2 Alluvium 4.8 360 2.00

3 Alluvium 14.9 360 2.08 4 Loess 9.0 360 2.16

5 Fluvial Deposits 7.9 360 1.98 6 Jackson Formation 47.3 520 2.08

7 Memphis Sand 245.6 667 2.30

8 Wilex Group 83.3 733 2040

9 Midway Group 580 820 2.50

10 Bed Rock Half-Space 3600 2.80

Table 204 Representative soil profile of Carbondale, IL (after Hashash, 1999).

Layer Soil column Thickness (m) Vs (m/sec) Density (g/cm3)

1 Cahokia Alluvium lOA 140 2.0 2 Henry Formation 10.0 250 2.1

3 Henry Formation 25.6 270 2.1

4 Mississippi Embayment 119.0 280 2.3

5 Pennsylvanian Limestone 835.0 2900 2.6

6 Bed Rock Half-Space 3600 2.8

Table 2.5 Representative soil profile of St. Louis, MO (after Hashash, 1999 and Herrmann, 1999).

Layer Soil column Thickness (m) Vs (m/sec) Density (g/ cm3)

1 Modified Loess 5.7 185 1.9 2 Glacio-Fluvial 10.0 310 2.1

3 Mississippian Limestone 984.3 2900 2.6

4 BedRock Half-Space 3600 2.8

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27

Table 2.6 Soil profile at Pier C of the Hernando Desoto Bridge located at Mud Island, Memphis, TN (after Hwang et al., 1999).

Layer Soil column Thickness (m) Vs (m/sec) Density (g/cm3)

1 Alluvial Deposits 13.94 170 1.87 2 Alluvial Deposits 15.45 210 1.79 3 Jackson F onnation 21.52 330 1.91 4 Memphis Sand 132.09 425 2.00 5 Memphis Sand 120.00 600 2.12

6 Flour Island F onnation 91.00 708 2.18 7 Fort Pillow Sand 157.00 700 2.18

8 Porters Creek Clay 141.00 789 2.22 9 McNairy Sand 308.00 1050 2.31

10 Knox Dolomite Half-Space 3500 2.70

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28

Table 2.7 Comparison of the proposed simulation method with broadband simulation.

Broadband Simulation Stochastic Model Methods (Sommerville et al. 1997, (this study)

Saikia & Sommerville 1997)

Source Model finite fault finite fault (near-field) point source (far-field)

Local Site Effect equivalent linear method quarter-wavelength method

Theoretical hybrid:

spectral representation based on Background

field records (short period) field observations

wave propagation (long period) Computational extensive not excessive Effort Scaling Factor 0.27 ,..., 10.75 0.41",4.48 Median Response 100/0"'" 25% 10% '" 15%

Estimate theoretically rigorous basis, but

Comments not easy for practicing

easy for engineers to use engineers to generate ground motions

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29

r-----------~ .. : Initiate the dh simulation I

+ t: II

I Determine no. of earthquakes in the d h simulation I

Generate random numbers for each earthquake sample function e.g. magnitude, focus (epicentral distance Re, focal depth), attenuation uncertainty, and slip distribution (finite-fault), etc.

r------------------------------------------- ------------------------------------------------

far-field 2-corner point source empirical model (Boore, 1996)

soil amplification due to local site effects by quater wave-length method (Joyner et.al. 1981)

near-field ground motion using finite fault model (Beresnev and Atkinson 1997, 1998)

-----------1------------------------1---------------1---------------------------r------------

No

I I

I Baseline correction (USGS BAP or Brady 1966)

,

Sample size is large enough?

Yes

END

Figure 2.1 Ground motion simulation flowchart for Mid-America cities.

I I

Page 40: EARTHQUAKE GROUND MOTION SIMULATION AND RELIABILITY

30

Seismicity surrounding Memphis TN, Carbondale IL, and St. Louis MO

§. ~

~ .Jl -II" L-V; 0 /,1 ; ~ .7 0 ~

~ cq ~ 0

0

~ ~ ~

~

Figure 2.2 Annual occurrence rate per 0.1 xO.1 degree square of earthquakes of fib 5 or larger.

Page 41: EARTHQUAKE GROUND MOTION SIMULATION AND RELIABILITY

31

39 ~--------~----------~----------~----------~

38

37

36

35

34 -92

~ St. Louis, MO

~ Carbondale, IL

® Memphis, TN

-91 -90 -89 -88

Longitude

Figure 2.3 Seismic zone of Mw-8 earthquakes.

Page 42: EARTHQUAKE GROUND MOTION SIMULATION AND RELIABILITY

42

41

40

39

38

36

35

34

33 o o

32 -95

o

o o

o

00

o

o

o

o

-94

o 0 o

0 0

o

o

o o

o

o o

o

o

o o

o o

-93

o

o

o o

o o

00

o

-92

o

o

o o

-91

32

o

o

o

-90

o o

o

o

-89

Longitude

o

o

o

o o

o

o o

o

o 0

o o

o Carbondale, IL o 0

o o

o

o o 0 0

00 CO o 0 o 0

o 0 o 0 000

o o o

o o o 00

o o

o

o

-88 -87 -86 -85

o

o Mw = 4.71 ; fib = 5 Mw = 8 ; fib = 7.47

Figure 2.4 Epicenters and magnitudes of earthquakes of simulated 6000-year record.

Page 43: EARTHQUAKE GROUND MOTION SIMULATION AND RELIABILITY

CEUS maxilmum-magnitude zones

50 260 270

40 _I

\ \ \,:" ? "--V / I d ___ /7/~j7 \

30 I -\

250 2BO 260 270

Figure 2.5 Mmax zones used in the Central and Eastern United States. Numerical values are moment magnitude (after USGS OFR-96-532).

w W

Page 44: EARTHQUAKE GROUND MOTION SIMULATION AND RELIABILITY

~ o "'0 ·2

0.9

34

c:= 0.2 11 = 0.05

~ 0.6

~~ 0.0 I---....J ..................... ...................................................... ································,·T··!l··············

--·~I c-Tw I~ I ~ Tw •

-0.3 L--"-_-'-----L_-'-----:..._....I..---l._--I.-_L---l-_.l....---L_....i...---l..----!

0.0 0.2 1.0

Time/Tw (sec)

Figure 2.6 Envelope function used in point source model. The meaning of parameters is shown here. Note that the abscissa has been nonnalized by a quantity proportional to the duration of the motion (Tw =2· Td).

Page 45: EARTHQUAKE GROUND MOTION SIMULATION AND RELIABILITY

6 4 3 2

,.-... 10-1 OJ)

6 '-"

= 4 0 -- 3 ...... = 2 .. ~ -~ 10-2 CJ CJ

< 6 - 4 = .. 3 ...... C'.J 2 ~ Q.

rJ'J 10-3

6 4 3 2

10-4

10-2

////////

35

~ = 6.9, h = 3.1 km, Re = 264.4 km, E = 0 ( this study) median S. of Saikia & Somerville (1997) range of 16 to 84 percentile (Saikia & Somerville, 1997)

2 3 4 5 67 10-1 2 3 4 5 67 100 2 3 4 567 101

Period (sec)

Figure 2.7. Comparison of response spectra based on point-source model with Saikia and Somerville's broadband model (1997).

Page 46: EARTHQUAKE GROUND MOTION SIMULATION AND RELIABILITY

36

Surface

Observation r---.L..------t~lR~ ____ __..p~oint

p

d

o

o Origin 81 fault dip CP1 fault strike CP2 azimuth to observation point d depth to fault upper edge F center of subfault ~w subfault width M subfault length i, j subfault number

Hypocenter (io, jo)

NO~X j .. i'.' .. e Surface

P'I .......

I~p rl distance from subfault to observation point

OF = {R. COS(¢2 - ¢l)' R· sin(¢2 - ¢l),-d} OF = {(2i -l)LlI / 2, (2) -l)(Llw /2) sin 5, (2) -l)(Llw / 2) cos 5} ~ --f -f

'1 = OP- OF

'1 = ([R. COS(¢2 - ¢l) - (2i -l)LlI / 2 r + [R. sin(¢2 - ¢l) - (2) -l)(Llw / 2)sin bT +[ d + (2) -l)(Llw /2) cos 5] 2}1/2

Figure 2.8 Beresnev-Atkinson finite fault geometry.

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0.9

3 ...... = Q) = 0.3 o Q.. ~ ~

37

7J

s=0.2 11 = 0.2 taper = 0.02

................... l ........................................................................................ ~ ...... I ........................... .

~I o·Td I~ • I taper 'Td ~ Td ~ taper 'Td ~-+--

-0.3 '----'-_..I.------I.._-'------""_-!..-_l..----l-_...l------I-_.......i.-__ --'-_..I.-----.J

0.00 0.02 0.22 1.02 1.04

Time/Td (sec)

Figure 2.9 Envelope function used in subfaults of finite fault model. The meaning of parameters is shown here. The abscissa has been normalized by a quantity proportional to the duration of the sub event (Td in Equation 2.16). Note that the scale of the leading and trailing taper zones is exaggerated.

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38

hypocenter

Figure 2.10 Sample of random slip distribution based on correlated random field model and discretization for finite fault model (Mw = 8, h = 25.6km).

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39

hypocenter

.J;

-e ...::;,/

~

% ..... ifJ

<6 % ~ ~. ~

~ ~ ~

(.)

Figure 2.11 Sample of simulated slip distribution based on correlated random field model and discretization for finite fault model (Mw = 8, h = 33.9 km).

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6

5

-

...... : ... -: ... : .. -: . .; ., ..

... . -: .. :-.:.:.:-: ........ : ..... .

40

1997 NEHRP B/C boundary SHAKE91 + gm(2% in 50 yrs.) SHAKE91 + gm(10% in 50 yrs.) quarter wavelength method

'0 00 2

1 ..... ", . . /

. . . . .... . . . . . . ................. ' .... , -_ ............ .

10-2 2 3 4 5 67 10-1 2 3 4 5 67 100 2 3 4 5 67 101 2 3 4 567 102

Period (sec)

Figure 2.12 Soil amplification factor for representative soil profile, Memphis, TN.

= .: -; u :: c.. E <

9 I I I

8 1997 NEHRP B/C boundary

------- SHAKE91 + gm(2% in 50 yrs.) ....... ~ ~

. --- SHAKE91 + gm(10% in 50 yrs.) :' ........... ·: ... :fH\· .. :. . .......... ..

. -- quarter wavelength method ,- ... - ...... ~ ..... - .. 7 .: .. -: .. : .. :.:. c-:· ...... ·;- .. · '-- -:--: ., .: .. :.;-:. ....... :.,.\ .. : ... : ... :..:. >-:.: ....... ; . . .

4

,:' '~ll:tMj, •••• .', ~" ...... ""'~l ~'-·',I ' fH~': ... " ....... , ....... , ..... : .. :.:.

............ :. :':' : ............. ~ 1./ /1 ; ~( ........ :.:.;.: ........ : .. . . .., l' , . . . ,,, .. "

.. .. t ,~-!-\.,.} r -:lJ:,~\·· f- . ~ . ' ... : .......... : . . . ". . ,\·q(n~1'" (- j-' ...

.... .. ·-:rlfr~V;;'~!\t1Lt ~ \ . .' ... . .. """ ·:t V"" ,' .. \\,}!'~''1:;: .. .j.. .. . .. ..... , ... -.;._./...... 1;"4V~,Ju~:-' .. '" .~ ... - ... - ... -:-,~;;;;:.:;:::..,.....~.~----__ """'

.: ... : .. : :.~!~.:. -.-:,,-:~:~ .... ~ ......... -. .. -..... ,_. -,_ .. --, ~ ..... -............... -,_ .. -,- .

6

5

3

2

.... o l---~-':- --... ~---~

10-2 2 3 4 5 67 10-1 2 3 4 5 67 100 2 3 4 567 101 2 3 4 567 102

Period (sec)

Figure 2.13 Soil amplification factor for representative soil profile, Carbondale, IL.

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9

8

7

I: .:: 6 ~ <:oJ :a 5

Q.. S 4 -< ·0 3 rFJ.

2

o

2 3 4 5 67 10-1

41

1997 NEHRP B/C boundary SHAKE91 + gm(2% in 50 yrs.) SHAKE91 + gm(10% in 50 yrs.) quarter wavelength method

..•.. - .....•... - . '-----,.--:---:--,..-,-.,.....,...,,...,...------:--.,.--.,.......-,.--,-:---:-J:!

.. ,' .. ' .. ~ .', " .', ' ........ '. . . . -: - .. ;. .. : . -:. ~ .: . .

.. .: .. : .. ;.: .. :.:.:- ....... : .. .

-, . ~ ...... ' ...

... : .. : .. ;.:..:.:.: ........ :.

2 3 4 5 67 100 2 3 4 567 101

Period (sec)

Figure 2.14 Soil amplification factor for representative soil profile, S1. Louis, MO.

c: . : -eo:::

<:oJ t:

S <: ·0 IJ]

3

. . . . . ~ . . . .'. . . ~ . .' .: .. :.:. ~ .:. . . . .... : .

2

... ./

0 .... -----.::

this study Mud Island (Hwang et a!. 1999) 1997 NEHRP Class D (Boore & Joyner 1997) Mississippi Embayment (Boore & Joyner 1991) Memphis 1000 m soil column (Herrmann et a!., 1999)

2 3 4 5 67 10-1 2 3 4 5 67 100 2 3 4 5 67 101 2 3 4 5 67 102

Period (sec)

Figure 2.15 Comparison of various soil amplifications in Memphis, TN.

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42

100 ,-.... N ~=6.7, h = 19.5 km, Re = 137.7 km, c = 0.56 ~

Q) r:I). - 50 e ~ --c

0 .~ ..... e'I: ;... Q)

Q) -50 ~ ~

< -100

0 10 20 30 40

10

,-.... e.J Q) 5 r:I).

e e.J -- 0 ".. ..... . ~ 0

Q) -5 ;;>

-10 0 10 20 30 40

1.5 ,-....

e 1.0 ~ --..... 0.5 ::: Q)

e 0.0 Q) ~ ~ -0.5 c.. r:I).

Q -1.0

-1.5 0 10 20 30 40

Time (sec)

Figure 2.16 Baseline corrected sample 10% in 50 years ground motion for representative soil profile, Memphis, TN.

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43

700 -. N ~ = 8, h = 25.6 km, Re= 147.6 km, Rjb= 75.9 km, g = 0.56 ~ ~ t:n - 350 e ~ ---= 0 .s ...... ~

~ Q) -350 ~ ~

< -700

0 10 20 30 40 50 60 70

60

-. 40 ~ ~ t:n - 20 E ~ --- 0 ;,-. ...... . ~

-20 0 ~ :>- -40

-60 0 10 20 30 40 50 60 70

30 -. e 20 u ---...... 10 == Q)

E 0 ~ u ~ -10 Q.. .~ Q -20

-30 0 10 20 30 40 50 60 70

Time (sec)

Figure 2.17 Baseline corrected sample 2% in 50 years ground motion for representative soil profile, Memphis, TN.

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44

400 ,-..., N ~ = 8, h = 33.9 km, Re= 186.1 km, Rjb= 61.8 km, e = 0.09 ~

Q) rI:l - 200 5 ~

'-"" :::

0 (a) oS: .... ~ l. Q)

Qj -200 ~ ~

Observation Pt : Memphis (TN) < -400

0 10 20 30 40 50 60 70 80 90 100

,-..., 400 N

~ = 8, h = 2506 km, Re= 79.3 km, Rjb= 61.7 km, e = -0.69 ~ Q) rI:l - 200 5 c:.J

'-"" ::: (b) oS: 0 .... ~ l. Q)

~ -200 c:.J c:.J

Observation Pt : Memphis (TN) < -400

0 10 20 30 40 50 60 70 80 90 100

400 ,-..., N ~ = 8, h = 33.9 km, Re= 117.8 km, Rjb= 114.1 km, e = 0.31 c:.J

Q) rI:l - 200 E c:.J

'-"" :::

0 (C) oS: --~ l. Q)

~ -200 c:.J c:.J

Observation Pt : Carbondale (IL) -< -400

0 10 20 30 40 50 60 70 80 90 100

Time (sec)

Figure 2.18 Near-source "Doppler" effects of simulated acceleration time histories in (a) Memphis, TN, (b) Memphis, TN and (c) Carbondale, IL by the finite fault model.

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45

CHAPTER 3

METHOD OF SIMULATION - WESTERN UNITED STATES

3.1 Overview

F or simulation of earthquake ground motions in Western United States, a different

procedure is used in view of much larger number of earthquake records including those

of near-source events and much better defined seismic zones. To simulate future seismic

events and ground motions, the procedure proposed by Collins, Wen and Foutch (1995)

is used again with some modifications. The ground motion model basically follows the

empirical Fourier spectrum proposed by Trifunac (1994), and then a modification factor

is incorporated to account for some of the important near-field effects based on data

(Sommerville et al. 1997). The tectonic and seismological data are taken from the 1995

WGCEP report (Working Group on California Earthquake Probabilities). Possible future

events are generated for a period of 10 years. The site is at Santa Barbara, California. A

total of 1000 simulations of 10-year period are carried out for to construct uniform hazard

response spectra. The simulation procedure is shown in Figure 3.1 and details of the

simulation method are given in the following.

3.2 Selection of Location and Soil Profile

The site location is (34.42°N, 119.700 W) in Santa Barbara, California. The average

shear wave velocity in is shown to be around 406 mlsec according to the average shear

wave velocity map Park and Elrick (1998) generated for the uppermost 30 m soil profile

of Southern California using surface geology. We therefore assume a local site condition

of very dense soil and soft rock corresponding to the 1997 NEHRP Type C site condition

(Vs = 360 -760 mlsec) or Site Class B according to Boore et al. (1993), i.e. rock with Vs

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46

= 360 ~ 750 m1sec. The same site condition was used in Collins et al. (1995) for Los

Angeles. This facilitates the comparison of seismic hazard obtained in this study with

Collins et al. (1995) and USGS (1997).

3.3 Reference Area, Seismicity and Tectonics

Considering the relatively faster attenuation in California than in the Mid-America,

the effective zone is defined as a circular area of a radius of 150 km centered in Santa

Barbara. The choice of 150 km is based on Collins et al. (1995), USGS deaggregated

seismic hazard data (1997) and USGS OFR-96-532 (Frankel el al. 1996). In the effective

zone of Santa Barbara (Figure 3 .2(b)), there are 29 seismic zones contributing to the

seismic hazard at the site. The major fault locations are listed in Table 3.1 and plotted in

Figure 3.2 (a). The seismological data are taken from the 1995 Working Group Report

on California Earthquake Probabilities (WGCEP). According to the available geodetic,

geologic and seismic information, the seismic zones are categorized into three types of

seismotectonic zones. Type A zones contain faults for which paleoseismic data suffice to

model characteristic earthquakes as time dependent events; i.e. a renewal model is used.

Type B zones contain faults with insufficient data, so the characteristic earthquakes in

Type B zones are modeled as a Poisson process. Types C zones contain diverse or

hidden faults and therefore there are no characteristic earthquakes. The detailed

information, including source faulting mechanism and seismicity rate, is given in Table

3.2.

3.4 Occurrence and Source Models

To facilitate the proposed simulation procedure, the reference area is further

discretized into 10 kmxl0 km cells as shown in Figure 3.3. In Type A zones,

occurrences of characteristic earthquakes are time dependent and the inter-occurrence

time follows a lognormal distribution. In the B zones, occurrences of earthquakes are

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47

time independent (i.e. Poisson distribution) and occurrence time intervals are

exponentially distributed. The main random occurrence parameters are generated as

follows.

3.4.1 Number of Earthquakes

To determine the number of earthquakes in a certain seIsmIC zone, a random

variable, Uk, with a uniform distribution between 0 and 1 is generated and must satisfy:

(3.1)

where nk is the number of earthquakes that occur with a moment magnitude greater than

6 in seismic zone k during a period of t years from present (t = 10 in this study); N sz is

the total number of seismic zones in the reference area of Santa Barbara (Nsz = 29 in this

study); P(X = nk ) is the probability of having nk earthquake occurrences with moment

magnitude greater than 6 in seismic zone k during a period of 10 years. According to this

relationship, for characteristic earthquakes in Type B zones and distributed earthquakes

in all three different types of seismic zones, nk must satisfy:

k = 1,2,.· ·,Nsz (3.2)

where V,I; is the mean annual occurrence rate of earthquakes in seismic zone k with

moment magnitude greater than 6. For characteristic earthquakes in Type A zones,

lognormally distributed random numbers T/s are generated as occurrence time intervals

and must satisfy:

(3.3)

where To is the time elapsed from last event to present; the relationship between Ti and To

is shown schematically in Figure 3.4. The total number of earthquakes in seismic zone k

during a period of 10 years, Nk, can be expressed as

(3.4)

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48

where nk c is the number of characteristic earthquakes in zone k; nk d the number of , ,

distributed earthquakes in zone k. In this study, a total number of 1000 simulations of 10-

year periods (starting from the year 2000) are simulated resulting in 1815 ground

motions. The annual probability of no earthquakes greater than moment magnitude 6

based simulation is 0.83, which is close to the target value 0.78 (calculated from the 1995

WGCEP report). 1000 simulations of 10-year period give a satisfactory estimate of

unifonn hazard response spectra, which will be shown in Chapter 4.

3.4.2 Magnitude

For characteristic earthquakes, the moment magnitude Mw is related to the length of

the fault segment L and the characteristic displacement D as follows:

(3.5)

where Jl is the rigidity of the earth crust (assumed to be 3 x 1010 Nm-2); H is the thickness

of the brittle crust (taken to be 11 k..m following here).

F or distributed earthquakes, the magnitude is considered a random variable

following the modified Gutenberg-Richter distribution:

(3.6)

where F M" (M w :::; m) is the cumulative distribution function of moment magnitude Mw

(note that 6:::; m :::; mx and mx indicates the limiting moment magnitude of a given seismic

zone); N (m, mx ' fd) is the cumulative rate of m:::; mx earthquakes and fd is the occurrence

rate of distributed earthquakes with moment magnitude greater than 6. The modified

Gutenberg-Richter distribution is shown in Figure 3.5 for comparison with the original

distribution.

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49

3.4.3 Epicenter

It is assumed that earthquakes are equally likely to occur anywhere within a given

seismic zone. To do so, an initial epicenter location is generated from a uniform

distribution function and then a rupture plane within the given seismic zone is drawn

according to this initial epicenter location to have a rupture size comparable with its

magnitude, and appropriate strike and dip angles. However, if this initial epicenter

location fails to satisfy the required rupture condition, another epicenter will be generated

until all requirements are satisfied.

3.4.4 Focal Depth

The focal depth, H (km) is assumed to have a triangular probability density

function with a lower bound of 4 km, an upper bound of 24 km, and a mode of 14 km.

This choice of distribution is based on data compilation from the earthquake catalogue in

the effective area of Santa Barbara (Seekins et al. 1992, NOAA, 1996). To generate

random numbers conforming to a given triangular probability density function, the

inverse transform method is employed. The details can be referred to Ang and Tang

(1990)

3.5 Ground Motion Modeling

For far-field events, a point source is used. For near-field earthquakes, a strike-slip

or dip-slip rupture is assumed according to the tectonic characteristics of the

corresponding seismic zone. The ground motions are modeled as a random process

composed of sinusoidal waves with specified frequencies and random phase delays

(Shinozuka and Jan 1972, Shinozuka and Deodatis 1991), with a Fourier amplitude

spectrum according to the empirical model by Trifunac (1994). The attenuation effect

takes the form of Boore et al. (1993), in which prediction error is also considered. Near­

field effects are incorporated according to Somerville et al. (1997a) witp. modification to

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50

emphasize long-period motions In the strike-normal direction, which are generally

associated with velocity pulses. The resulting ground motions are then baseline-corrected

using a 2nd-order parabola (Brady 1966, Nigam and Jennings 1968).

3.5.1 Duration

The significant duration of strong motion, td (sec), follows Eliopoulos and Wen (

1991):

10gIO tD = -0.14+ O.2Mw + 0.002Re + Cd (3.7)

where tD is the significant duration of strong motion, i.e., the time interval required to

build up between 5% and 95% of the Arias intensity of the record (Trifunac and Brady,

1975); Mw is moment magnitude; Re is epicentral distance (lan); Cd is the prediction error

that follows normal distribution with a zero mean and a standard deviation of 0.135. The

total duration is therefore determined by the following equation:

(3.8)

where Cj and C2 are random variables intended to model the buildup and decay phases of

the ground motion. The random variables eland C2 are assumed be uniformly distributed

between 0.1 and 0.5, and between 0.5 and 1.0, respectively. The upper bound of tF is set

at 60 seconds.

3.5.2 Fourier Amplitude Spectrum

The median amplitude of the Fourier spectrum, FS(T) , is determined by the

empirical scaling equation by Trifunac (Trifunac and Lee 1985, Trifunac 1994):

where

logici FS( T) = M< + Att(~, M w ' T) + bI (T)· Mo + b2(T)· h + b3(T)· v

+b4 (T)· h v+ bs(T) + b6(T)· Mo2 + b~l)(T)· s2) + b?) . s2)

FS(T) == Fourier amplitude spectrum of acceleration at period T (inches/second)

(3.9)

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51

Att( ~,M, T) == frequency-dependent attenuation function ( T= 1 If) of the spectral

amplitudes versus the "representative" source to station distance L1 and magnitude M

(details can be referred to Trifunac, 1994)

h == depth (thickness) of the sedimentary layer beneath the station (lan)

v == indicator variable ( v = ° for horizontal motion, v = 1 for vertical motion)

b i ~ b~2) == scaling coefficient functions of the period T

st) , si2) == indicator variables describing the local soil site condition

sill = {~ if SL = 1 (stiff soil)

otherwise

sf) = {~ if S -; (deep soil) L- .....

otherwise

SL = 0, 1 and 2, representing rock, stiff soil, and deep soil site, respectively.

Re == epicentral distance (km)

H == focal depth (krn)

s == source dimension (details can be referred to Trifunac, 1994)

The above equation is valid only for periods below a certain cut-off period, which

depends on the magnitude under consideration (Trifunac, 1994). For periods above the

cut-off period, the Fourier amplitude spectrum is extrapolated using a straight line with a

slope of 25-M when FS(T) vs T plot is on log-log scale (Collins et al. 1995). The

sensitivity of the Trifunac Fourier amplitude to varying magnitude-distance combinations

is shown in Figure 3.6. It is noted that in this study the Fourier ampJitude is used to

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52

describe the general spectral shape due to attenuation and the actual amplitude is scaled

using target peak ground acceleration due to Boore et al. (1993, 1994, 1997) considering

attenuation uncertainty:

In(PGA) = -0.038 + 0.216 ·(Mw - 6) - 0.777 . In(r) + 0.158· GB + 0.254· Gc + cA (3.10)

and

(3.11 )

where Rjb is the closest horizontal distance to the vertical projection of the rupture (km); d

is the fictitious depth for better fit of earthquake records ( d = 5.48 Ian is used); PGA is

the peak ground acceleration (g); Mw is moment magnitude; GB and Gc are parameters

related to site soil condition (GB = 1 and Gc = 0 are used for Santa Barbara); CA is the

uncertainty term modeled as a normally distributed random variable with a zero mean

and a standard deviation of 0.205.

3.5.3 Spectral Representation of Ground Motions

According to Shinozuka and Deodatis (1991), ground motion, A (t), can be

simulated as follows:

and

A(t) = l(t)· {~a/t). Amp(ml1f)· cos[(2mn4()t + ¢ml

+ ~~2(t). Amp(ml1j).cos[(2mn4()t + ¢ml}

Amp(ml1j)=2~4( . FS(m4() tD

(3.12)

(3.13)

where I(t) is intensity modulation function; aI(t) and a2(t) are frequency modulation

functions; FS(mLlj) is the Fourier amplitude spectrum at a certain frequency fm = mLlf; tD

is the significant duration of ground motion (sec); Llf is the cyclic frequency increment

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S3

(0.015 Hz is used); ¢is the phase angle modeled as a unifonn distributed random variable

between 0 and 2n; N is the number of frequencies at which values of the Fourier

amplitude spectrum are estimated; p = intergerif,.m/L1j);f,.ms is the central frequency or the

so-called root-mean-square frequency (Hz) defined as:

frms = N (3.14)

LFS(fm) m=1

The intensity modulation function l(t) takes the fonn suggested by Jennings et al. (1968):

( Cl~J2 if t < cltD

l(t) = 1 if cI t D :::; t :::; cI t D + t D (3.1S)

e -K[t-( c1tD+tD)] if t > cltD + tD

where K is defined such that l(tF) = O.OS. To incorporate the time-varying frequency

content, a simple ramping function is introduced for a weak frequency modulation of the

resulting ground motion (Collins et al. 1995):

t a2(t) = 1 if QI(t)=- t < cltD

clD

QI (t) = 1 a/t) = 1 if cl D :::; t :::; cl D + t D (3.16)

QI(t) = 1 a2(t) = 1-t-clD -tD if t > clD +tD

c2tD

3.5.4 Near-Field Effects

F or near field earthquakes, the length and the orientation of the rupture segment

become more important. In view of this, three different models are used to describe the

seismological characteristics of the site. For earthquakes with a closest rupture distance

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54

less then 50 km, a faulting mechanism of vertical strike-slip or dip-slip with surface

rupture is used with parameters of the 1995 WGCEP report; otherwise, a point source

model would yield satisfactory results. For a given magnitude, the length and width of

the rupture plane can be expressed by empirical formulae (Wells and Coppersmith,

1994):

{-3.55 + 0.74Mw for strike - slip

10glO (SRL ) = -2.86 + 0.63 M w for dip - slip

{-3.42 + 0.90Mw for strike - slip

10glO(RA) = -3.99 + 0.98Mw for dip - slip

RW=RAISRL for both

(3.17)

(3.18)

(3.19)

where SRL is the surface rupture length (km), RA is the rupture area (km2), RW is the

rupture width (km), and Mw is moment magnitude. After the rupture plane is generated,

the next step is to determine whether the modification due to near-field effects is

necessary. Based on an empirical analysis of near-field data, Somerville et al. (1997a)

proposed a modification due to rupture directivity effect, which indicates larger spectral

acceleration for periods longer than 0.6 second when the rupture propagates toward the

site. The modification can be expressed as:

(3.20)

where y is the natural logarithm of the strike-normal to average horizontal spectral

acceleration ratio; C j , e2, and C3 are period-dependent coefficients (Somerville et aI.,

1997); Rrup is the closest distance to the nlpture plane (km); Mv,I is moment magnitude;

(= B if a strike-slip fault is considered; ('= ¢ if dip-slip fault is considered; B is the

azimuth angle between fault plane and ray path to site (Figure 3.7); ¢ is the zenith angle

hOh~voon f:ault nl-::lnp -::Inri r'.:lU n'.:lth tn C!ltp {PiO'llrp 1 7'\ Prnplrir~l pnll~tl()l1 (1 ?()'\ i.;:: v~liil u\.;lv \.,.<'='~!.!. lL !-'lU.ll\,... UJ.J.U J.UJ P'""''''~~ ""'-' u~ ... '-' \..&. A.ot..t..J.~...,- J- ..L..I.LA. ... .L ......... """' .... .&. ....... '1.. .... _"' .... "'..L .... \_0 __ , .... u .. _ ...... -

only for Mw > 6, Rrup < 50 km and (' < 45°; otherwise, y = O. If spectrum modification is

required, the following iteration procedure (Levy and Wilkinson, 1976 , Shinozuka et. aI.,

1988) is activated:

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55

(3.21)

where Ampl[m) is the spectral amplitude after ith iteration at cyclic frequency 1m (= mLJj);

RSr([m) is the target response spectrum at cyclic frequency 1m; RSl[m) is the response

spectrum after ith iteration at cyclic frequency 1m.

3.6 Simulation Results

300 simulations of 10-year records in the reference area of Santa Barbara are

shown in Figure 3.8, which contains 517 earthquakes. By comparison of Figure 3.8 and

Figure 2.4, they both have about the same number of simulated earthquakes, but the

simulation period in Figure 2.4 is doubled and the reference area is 10 times larger,

owing to the lower seismic activities in Mid-America. The very frequent seismic activity

shown to the north of Santa Barbara is in the San Andreas Fault (Zone 3 more precisely);

however, due to the rapid attenuation effect in California, it is the local seismicity that

makes major contribution to the seismic hazard in Santa Barbara (USGS, 1997). A

reference zone of 150 km x 150 km therefore covers all possible hazards of engineering

interest.

A sample acceleration time history generated in Zone 40 is shown in Figure 3.9(b).

Its response spectrum is given in Figure 3.9(a), in which near-field effects are considered.

A permanent displacement offset (Figure 3.9(d)) is observed due to the large magnitude

and very close distance.

The number required of artificial ground motions in a Monte Carlo simulation

depends on: (l) the occurrence rates of events in the seismic zones in the reference area,

(2) required accuracy of the engineering problem under consideration, and (3) the

demand of computational time involved in the engineering problem. More details will be

given in the following chapter.

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56

Table 3.1 Locations and zone types of major faults surrounding Santa Barbara.

Major Surface Fault Location Zone Type

Arroyo Parida 46 C

Big Pine 26 B

Garlock 27 B

Kern Front 53 C

Malibu Coast 33 B

N ewport-Inglewood 20 B

Oakridge 46 C

Ozena 65 C

Palos Verdes 34 B

Pine Moutain 40 B

Rinconada 37 B

San Andreas 3,4,5 B,A,A

San Cayetano 46 C

San Gabriel 31,32 B,B

San Juan 50 C

Santa Cruz 35 B

Santa Monica 33 B

Santa Ynez 40 B

Sierra Madre 31 B

White Wolf 25 B

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II

Table 3.2 Parameters of seismic source nl0del in the effective area of Santa Barbara. -- ------- -------- - -------

I I Return Period (yr) Last

Limiting fd fc Faulting

Zone Type Rupture

magnitude Mechanism

Range of Strikes Dip Comments Mean Std. Dev. 111 x IO')/yr IO')/yr

3 B 7.05 3.54 13.74 SS 0° ~ 180° 1857/119 Fort Teion m=7.8 RL 4 A 206 86.5 1857 7.51 3.05 SS 0° ~ 180° 5 A 150 71.7 1857 7.56 2.03 P 0° ~ 180° 1894/7/30

20 B 6.79 0.55 0.49 P 90° ~ 180° 25 B 7.29 7.58 0.11 SS 0° ~ 180° 1952/7/21 Kern County R. LL 26 B 6.94 1.48 0.22 DS 30° ~ 150° 45°N 27 B 7.41 2.45 0.38 P 0° ~ 180° 31 B 7.30 1.18 0.15 P 30° ~ 150° 32 B 7.00 2.33 0.40 DS 90° ~ 180° 45°N 197112/9 San Fernando R. LL 33 B 7.10 2.74 0.86 DS 30° ~ 150° 45°N 1855/7111 M=6.0 34 B 7.10 0.75 0.41 P 90° ~ 180° 35 B 6.94 2.19 0.62 DS 30° ~ 150° 45°N 36 C 7.05 1.46 0.00 SS 0° ~ 180° 37 B 6.94 1.38 0.23 P 0° ~ 180° 39 B 7.15 1.93 0.38 P 0° ~ 180° 40 B 7.05 8.16 0.02 DS 30° ~ 150° 45°N 43 C 6.79 1.99 0.00 P 0° ~ 180° 46 C 7.30 16.48 0.00 DS 30° ~ 150° 45°N 49 C 6.43 4.34 0.00 P 90° ~ 150° 50 C 6.94 6.35 0.00 P 0° ~ 180° 51 C 6.79 3.99 0.00 P 0° ~ 180° 1952/11122 M=6.0 52 C 6.79 7.69 0.00 P 0° ~ 180° 1983/5/2 M=6.4 53 C 6.43 9.15 0.00 P 0° ~ 180° 1952/7/29 Kern County R. LL 54 B 6.79 2.91 4.42 DS 30° ~ 150° 45°S 1994/1117 Northridge 55 C 7.05 24.22 0.00 DS 30° ~ 150° 45°S 1925/6/29. 1883/9/5 56, C 7.05 12.60 0.00 P 0° ~J80° 57 C 7.05 3.81 0.00 P 0° ~ 180° 1927111/4 60 C 6.58 1.00 0.00 P 0° ~ 180° 65 C 7.23 16.14 0.00 DS 30° ~ 150° 45°S

P.S. Codes for (1) faulting mechanism: SS == "Strike Slip", DS == "Dip Slip", P == "Point Source", (2) comments: R == "Reverse", LL == "Left Lateral", RL == "Right Lateral ", the subordinate sense of slip is listed after the primary slip type. (Source: WGCEP 1995, Wells and Coppersmith 1994)

Vl -.l

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.....-I

+ ~

II

No

58

Initiate the nth simulation

Detennine no. of earthquakes in the nth simulation, i. e. characteristic and distributed earthquakes.

Generate random numbers for each earthquake sample function e.g. magnitude (rupture length, width), distance (Re, Rjb, Rrup),

hypocenter (focal depth), duration, strike/dip, etc.

Detennine peak ground acceleration due to attenuation e.g. Boore et al. 1993

Detennine the general spectral shape due to attenuation (e.g. Trifunac 1994)

r---

Construct intensity and frequency modulations e.g. Jennings et al. 1968, Collins et al. 1995

Build mathematical fonn for stationary ground rnotion e.g. Shinozuka & Deodatis 1991

1 _______________________________________________ J

Modify Response Spectrum due to Somerville et al. 1997

Baseline correction (Brady 1966)

Modify the resulting ground motion to match the response spectrum.

El~D

e.g. iteration procedure due to Levy & Wilkinson 1976, Shinozuka et al. 1988

Figure 3.1 Ground motion simulation flowchart for Santa Barbara, CA.

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59

--e ~ 50 --Q)

;:: rIJ

e (a) c ~ Q) C.J = C':I - -50 rIJ

Q

--e ..:.: -Q.I 50 .!:: ..., e Q

c!: (b) G.I '-J

~ .~ Q -50

-150 -150 -50 50 150

Distance from site (km)

o Location of Santa Barbara

Figure 3.2 (a) Major faults (thin black lines) in the effective area of Santa Barbara, (b) Seismic zones contributing to the seismic hazard at Santa Barbara.

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60

150

..-,

~ --- 50 Q) ... . -I:I'.l e 0 ~ Q) ~

= ~ ... I:I'.l .- -50 Q

-150 -150 -50 50 150

Distance from site (km)

o Location of Santa Barbara

Figure 3.3 The discretized reference area and seismic zones surrounding Santa Barbara.

last rupture present

., Time (yrs.)

To ~I( t )1 T] )1..: T2 )1-= T3 )1

Figure 3.4 Illustration of time intervals defined in the renewal model.

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61

10-2

10-3

,,-"0 ~ --~ (a) ~ U

I .... ~ -- 10-4

._._._._0- Orjginal G-R Modified G-R

10-5

6.0 6.5 7.0 7.5

Magnitude

1.0

= .~

0.8 .... C.J = ::: ~

= .~ 0.6 .... ::: .c (b) .~ ....

rIJ.

Q 0.4 Q,j ;,

;0:: ..:s ::: 0.2 ~ = .-._._._._. Original G-R ::: U Modified G-R

0.0 6.0 6.5 7.0 7.5

Magnitude

Figure 3.5 Comparison of original and modified Gutenberg-Richter distribution functions.

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30

~ 25 Q) ~ -= ~ 20

10

5

o

Mw=7.5 Mw=6.5 Mw=5.5

Re=20 km

Focal Depth = 10 km

.... --, , "

I ... ~ ...

.. ..-. ............. .

... " ... ... ....

I

o 5 10 Frequency (Hz)

Focal Depth = 10 km

/

/

" /

.. -- ... ., -.,." '~\

.-\ \

""'-'" \ ". \

Mw=7.5 Mw=6.5 Mw=5.5

'. \

'. \ \\ . \

'. , \ ' . \ ~ , \ .

Frequency (Hz)

62

15

30

25

20

15

" " "

Mw=7

Re=10 km Re=50 km Re=100 km

Focal Depth = 10 km

10 I .... \

5

o o

, , ,

" ... .. ,

... 0. ... ..... .. . ........... :-..... -... .:. '7.~ =."':' ~ - __ _

5 10 Frequency (Hz)

... ..... ...... .....

...........................

Mw=7

Focal Depth = 10 km . , \ \ : \

r-----------,\ \ '. \

Re=10 km Re=50 km Re=100km

Frequency (Hz)

" \

15

Figure 3.6 Sensitivity of Fourier amplitude spectrum by Trifunac (1994).

Page 73: EARTHQUAKE GROUND MOTION SIMULATION AND RELIABILITY

Vertical

Section

Plan

View

Strike Slip

site

hypocenter

fault

/ /

8 /

I /

I /

I

I I

/ /

site

• /

epicenter

fault

63

Dip Slip

site.

~ epicenter

Figure 3.7 Definition of rupture directivity parameters Bfor strike-slip faults, ¢ for dip­slip faults and possible region with hanging wall effect for dip-slip faults (unshaded area).

Page 74: EARTHQUAKE GROUND MOTION SIMULATION AND RELIABILITY

150 f-

100 r-

50 r-

o f-

-50 -

-100 -

-150 f-

64

Simulated earthquake sources ( 300 10-yrs, 517 earthquakes)

I

o

I

-150

o 0°

I I

o

o o

o

I I

-100 -50

o

I

o 0

o 0

0 0 0

0 0

I

o

I

o o

o

J

50

Distance from Site (km)

I I

N -

t -

-

-

-

-

-

-o

o

o M =6 I M:= 7.47 -

o

, I

100 150

Figure 3.8 Epicenters and magnitudes of earthquakes of simulated 3000-year record in the reference area of Santa Barbara, CA.

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65

-. 3 OJ) -- .\

(. Record: s080rOO1 e wi near-field effect .~ - .-._._.- wlo near-field effect ~ 2 ... Cl)

c; (a) C.J

C.J

-< "; 1 ... -C.J Cl)

C. rJJ

""'-. -- . _.-0_.- 0-°-

0 0 1 2 3 4

Period (sec) -.

N 900 C.J Cl) ~ -5 C.J

(b) -- 0 ~ ~ U U

-900 -< 0 5 10 15 20

-. 150 C.J Cl) ~ -5 (c) C.J 0 --~ ~ ;;>

-150 0 5 10 15 20

75

5 C.J -- (d) ~ 0 ~ rJJ -Q

-75 0 5 10 15 20

Time (sec)

Figure 3.9 Artificial near-field ground motion with dip-slip faulting mechanism (PGA = 0.8 g, Mw = 6.15, H = 8 lan, Re = 6.2lan, Rjb = 0 lan, Rrup = 1.2 lan, RL = 10.3 lan, RW = 10.6 lan, strike = 38.5°, dip = 58.1 0).

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66

CHAPTER 4

UNIFORM HAZARD RESPONSE SPECTRA AND GROUND MOTIONS

4.1 Overview

In a perfonnance-based design, earthquake ground motions are needed for

evaluation of structural response. The 1997 NEHRP provisions consider two hazard

levels - design earthquake and maximum considered earthquake ground motions. The

fonner is defined as an event of 10% probability of exceedance in 50 years or a mean

return period of 474 years; the latter has a 2% probability of exceedance in 50 years or a

mean return period of 2475 years. FEMA-273 (1997) adopted the same framework and

defined perfonnance levels accordingly to various building categories and rehabilitation

objectives. The Vision 2000 document (SEAOC 1995) proposed a more refined matrix

of perfonnance check as shown in Figure 4.1. At small probability level of 2% in 50

years, recorded motions are scarce, synthetic ground motions are generally necessary for

structural time history analysis (Somerville et al. 1997). It can be done by scaling ground

motion records to match target response spectra using ground motion records from

seismic zones with similar tectonic environments, or simulating ground motions based on

seismotectonic characteristics surrounding the site location.

In scaling ground motions, it should be pointed out that a response spectrum

according to PSHA (Probabilistic Seismic Hazard Analysis) does not, and was never,

intended to represent the response of a single-degree-of-freedom (SDOF) structure to the

ground motion of a single event (Naeim and Lew, 1995). Rather, it is intended to be an

envelope of responses to multiple events that correspond to a specified probability level.

Therefore, the so-called "response spectrum compatible" acceleration time history which

fits a design response spectrum by scaling a given ground motion may contain energy

over a wide range of structural periods that is not seen in actual records. It can lead to

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67

gross overestimate of the displacement demand and energy input. It is also noted that the

duration of the scaled ground motion record remains unchanged whereas the duration is

highly dependent on magnitude (rupture size) and distance (wave dispersion) according

to Carballo and Cornell (1998). As a result, scaled ground motions give poor results of

responses that are sensitive to the duration (e.g. hysteretic energy dissipation).

The phenomenological simulation procedure is therefore used to generate suites of

ground motions appropriate for structural performance analyses of general building

stocks. A large number (thousands) of ground motion time histories are simulated at a

given site, from which uniform hazard response spectra (UHRS) are constructed and

corresponding suites of ten ground motions are selected for analysis of nonlinear systems.

They allow efficient probabilistic performance evaluation of structures under future

earthquakes.

4.2 Uniform Hazard Response Spectra

The large number of ground motion time histories generated in Chapters 2 and 3

allow one to obtain the uniform hazard response spectra (UHRS). At a given city, the

response acceleration spectrum for each time history is first calculated. The probability

distributions of spectral acceleration for a given period (50 years) are then obtained from

which one can construct the UHRS. The annual exceedance probability can be

calcualated from probability of exceedance in t years:

( )1/1

PEann = 1- I-PEL (4.1)

where PEann is the annual probability of exceedance; PEt is the probability of exceedance

in t years assuming occurrence independence except for the characteristic earthquakes in

Zone A of California. Conversions from 50-year to annual exceedance probabilities and

return periods are provided in Table 4.1 for quick reference. The UHRS can be used to

evaluate the performance of linear systems using method of modal superposition.

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68

4.2.1 Linear Elastic Systems

F or a single degree of freedom oscillator with a linear elastic restoring force, the

governing equation of motion can be written as

(4.2)

where x is the relative displacement of the mass to the ground; Xg is the ground

displacement; COn is the natural frequency of the oscillator; and qd is the damping ratio. A

damping ratio of 0.05 is used. As a measure of severity of structural response we define

a nondimensional spring force coefficient Ce as a function of the maximum relative

displacement Sd and natural frequency 0Jn of the SDOF oscillator

Ce = maximum spring. force = OJ n 2 S d = (2ff)2 S d

mass x gravzty g ~ g (4.3)

where g is the acceleration due to gravity, and Tn is the natural period of the SDOF

oscillator. To determine Ce corresponding to a given probability of exceedance, an

extension of the Type II extreme value distribution is proposed (Appendix B):

(4.4)

where po is the annual probability of no earthquakes greater than mb-5, and v}, lh, VC, k},

k2, kc and ware distribution parameters. Equation (4.4) reduces to the original Type II

extreme value distribution (Ang and Tang, 1990) when w = 0 and ve ~ 00, i.e.

ve » max( Ce ). The design spectral value according to a specified hazard level can be

readily determined by Equation (4.4). The fitting of simulated results by Equation (4.4)

and determination of the required elastic design force coefficient for a given probability

are shown in Figure 4.2.

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69

4.2.1 Nonlinear Inelastic Systems

The nonlinear inelastic restoring force of the SDOF oscillator is represented by the

smooth hysteretic model proposed by Wen (1976). The governing equation of motion for

an SDOF oscillator with this type of restoring force can be expressed as

where

i = ~ { Ai - v jj1iiizin-1 z - vy iizin}

17 (4.6)

where a is the post-to-preyield stiffness ratio (or, strain hardening ratio), z is the auxiliary

state variable describing the hysteretic path, and dots indicates time derivative. A, jJ, Y, 17,

v and n are parameters to define the shape of the hysteresis loop, in which A, 17 and v

define the degree of degradation; jJ and y control the level of the yield strength, and n

defines the transition zone between elastic and plastic regions. A system with both

strength and stiffness degradation is shown in Figure 4.3. According to Baber and Wen

(1979), A, 17 and vtake the form

jA = An - 6A E

17= 170 + 6lJE

V= Vo + 6 v E

(4.7)

where Ao, 170 and Vo are initial values (A 0= 170= vo= 1.0 is commonly used); JA, 6'7 and 6v

represent the rate of degradation (JA=6'7=6v=0 for nondegrading systems); E is the

normalized dissipated hysteretic energy (Yeh and Wen, 1989), defined as

where Fy and 4 are the yield strength and yield displacement, respectively. The

integration represents the hysteretic energy dissipated by the system due to inelastic

deformation and ko represents pre-yielding stiffness. J3 and yare related to the yield

displacement as follows:

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70

1 jJ=y=--2

2~y (4.8)

n = 5 is used in this study. To better fit the actual hysteretic behavior of buildings, a

minor modification is made on 11 and v:

(4.9)

where A = 1 is used in this study; 811 and 8 y are parameters to define stiffness and

strength degradation rates respectively (c51J

' c5v ;?:: 1.0); E is the normalized dissipated

hysteretic energy; Ec is the threshold hysteretic energy at which 11 reaches 811 (or, v

reaches 8y ). We take Ec as the normalized dissipated hysteretic energy during one

loading cycle. Analogous to the elastic system, a nondimensional yield force coefficient,

Cy , is defined as the ratio of the restoring force at the yield point to the weight of the

SDOF oscillator:

2~ C = OJ --..L y n g

(4.10)

A system with both strength and stiffness degradation is shown in Figure 4.3. Figure

4.4(a) shows the nondegrading hysteresis model used in this study; Figure 4.4(b) shows

the degrading case. We assume 5% stiffness degradation and the strength degradation at

50/0 and 10% in this study. The proposed modified hazard curve can be used to determine

the values of yield force coefficients at various probability levels as follows,

P(p> p/ GIVEN Cy ) =

{[I- Po - w] -[1- exp[ -( ~: r]] + W-[I- exp[ -( ~: r ]]} + -exp[ -( ~: r]} (4.11 )

where Ji is displacement ductility; Jit is target displacement ductility; Po, V], 'V2, VC , k], k2,

kc and ware defined in Equation( 4.4).

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71

4.2.2 Results

4.2.2.1 Uniform Hazard Response Spectra (UHRS)

The UHRS is an efficient means of representing seismic hazards for probabilistic

performance (fragility) evaluation of linear and nonlinear structures (e.g., Collins et al.

1995). The UHRS for Memphis, Carbondale, St. Louis and Santa Barbara are obtained

from the simulated ground motions. For a validation of the results, the UHRS in

Memphis obtained in this study are first compared with those of 1997 USGS national

earthquake hazard maps for B/C boundary soil classification (i.e. firm rock with an

average shear velocity of 760 mlsec in the top 30 m). This generic site condition

facilitates the comparison with previous studies by USGS and other researchers. The

UHRS constructed based on the simulated ground motions for three probability levels for

Memphis are shown in Figure 4.5. The spectral accelerations at periods of 0.2 sec, 0.3

sec, and 1.0 sec according to 1997 USGS national earthquake hazard maps for Memphis

are also shown in the figure. The agreements are generally very good. Since the input

seismicity data to these two models are essentially the same, the differences can be

attributed to:

1. The USGS study used a point-source model and the closest distance from the

fault to the site for magnitude-8 events whereas a finite fault model with a

epicenter located randomly within the fault is used in this study.

2. The USGS study used an S-shaped fault trace with a rupture length of more

than 230 km occupy the entire New Madrid seismic zone, whereas this study

uses a straight fault trace with a rupture length of 140 km that may change

from occurrence to occurrence within the New Madrid seismic zone.

3. For point sources, the one-corner-frequency source model was used in the

USGS study whereas the two-corner-frequency source model (Equation 2.5) is

used in this study which has been shown to give better fit to records in the

CEUS (Atkinson and Boore 1998). It is observed that the two-comer model

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72

predicts considerably lower ground motions amplitude than one-comer model

in the case of large events (e.g. moment magnitude greater than 7).

4. The Atkinson-Boore attenuation equation generally predicts lower ground

motions than the empirical attenuation model proposed in USGS OFR-96-532

and the 1993 EPRl report.

The UHRS for the three Mid-America cities with the "representative" soil profiles

are shown in Table 2.3 to 2.5 and compared with FEMA 273 recommendations for

design. FEMA 273 spectra are for design check and are based on the 1997 USGS

national earthquake hazard maps. There are five generic soil classifications according to

the upper 30m of soil and the amplification factor is largely based on empirical results of

Lorna Prieta and Northridge earthquakes (e.g., Borcherdt, 1994). The UHRS for the

Memphis representative soil profile are shown in Figure 4.6. It is seen that compared

with those for the B/C boundary, the UHRS are amplified almost by a factor of two for

periods greater than 1.0 sec. and reduced for T < 0.3 sec due to the deep soil layer. The

agreements are generally good for T > 0.7 sec. The differences for T< 0.5 sec. are partly

due to the differences in the source models and attenuation relations as mentioned in the

foregoing and partly due to the differences in soil amplification factors. The UHRS for

the Carbondale representative soil profile are shown in Figure 4.7. The agreements are

generally good. The UHRS for St. Louis representative soil profile are shown in Figure

4.8. There are some major differences. Compared with the FEMA Class C spectra, the

UHRS are much lower for T > 0.2sec and much higher for T < 0.2 sec because of the I

comparatively thin (16m) layer of soil on rock. The current results are more in agreement

with the findings of Saikia and Somerville (1997) indicating a much lower seismic threat

to St. Louis. It is pointed out that the actual soil profile in the St. Louis area may have a

wide variation and could differ significantly from the "representative profile" used in this

study, especially at locations close to the Mississippi River. Deeper soil layers causing

larger soil amplification at longer periods are certainly possible at these locations.

Ground motions at the surface can be generated from the bedrock ground motions using a

proper soil amplification model when detailed information for the soil profile is available.

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73

The UHRS obtained for Santa Barbara in this study is also compared with those of

Collins et al. (1995) and USGS results (1997) in Figure 4.9. They are generally in very

good agreement except that in the short period range at the 10% in 50 years hazard level

where this study shows lower spectral amplitude than USGS. According to Stirling and

Wesnousky (1998), the difference can be attributed to th in:

1. The size of maximum magnitude assigned to a given fault.

2. The proportion of predicted earthquakes that are distributed off the major faults.

3. The use of geodetic strain data to predict earthquake rates.

when different seismological databases are used.

4.2.2.2 Nonlinear Inelastic Uniform Hazard Response Spectra

The nonlinear inelastic UHRS of Memphis, TN for nondegrading systems are

shown in Figure 4.10. UHRS for systems with 5% and 10% strength degradations are

shown in Figures 4.11-12. The degrading systems are models for typical dynamic

behavior of steel buildings with a 2% damping and 3% post-to-pre-yield stiffness ratio.

The stiffness degradation rate is held constant at 5% for each cycle. The strength

degradation rate is slightly varied at two different levels, 5% and 10%, considering that

with appropraite detailing design the strength degradation rate should be within 10% for

each loading cycle. The effect due to the difference in degration rates is small and will be

confinned again in Chapter 5. The nonlinear UHRS of nondegrading system is also

shown for Carbondale, IL, St. Louis, MO and Santa Barbara, CA in Figures 4.12-15. For

Santa Barbara, CA, the nonlinear UHRS of degrading systems is given in Figure 4.16 for

comparison with Memphis, TN. The effect of degradation is more obvious in Santa

Barbar, CA.

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74

4.3 Uniform Hazard Ground Motions

4.3.1 Proposed Selection Procedure

For nonlinear systems, a time history response analysis is generally required since

response spectra method based on modal superposition principles no longer applies. For

this purpose, suites of ground motions for each probability level are selected. The

selection criterion is that the deviation of the median response spectra of the suite from

the UHRS is minimized. The median value is used because it is less sensitive to sample

fluctuation and facilitates the estimation of the parameters of the underlying lognormal

distribution. To accomplish this, the response spectral accelerations Sa at 10 key

structural periods (0.05 ,...., 1 sec) of the simulated ground motions are compared with

those of the target UHRS for a given probability of exceedance. The ten ground motions

with the smallest mean square natural logarithmic (,en Sa) difference are selected. The

resultant suite will have a median spectral acceleration that best matches the target

UHRS. The matching of the spectral acceleration has been shown by Shome and Cornell

(1999) to be the most effective means of selecting ground motions for probabilistic

nonlinear structural demand analysis. For performance and fragility analysis of

nonlinear structures, one can first calculate the structural responses under the suites of

ground motions of given probability level (e.g. 2% in 50 years). The median value of the

response will then have a probability of exceedance approximately equal to the ground

motion probability. A more detailed performance and fragility analysis can also be

performed using the time history response and an appropriate regression analysis (Wang

and Vi en 1999. Shome and Cornell 1999).

4.3.2 Comparison with Deaggregation Approach

As mentioned earlier, the PSHA-based response spectrum is based on earthquakes

of widely different characteristics. A single earthquake (or, design earthquake) can not

be expected to represent the seismic hazard at a site. The contribution to hazard from

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75

individual earthquakes can be better seen by means of "deaggregating" the seismic

hazard into "bins" of three primary parameters, i.e. magnitude M, distance R, and ground­

motion deviation c (McGuire, 1995). The deaggregated hazard matrix allows one to

select the representative combination of parameters for a "design" earthquake. Recently,

it has been pointed out in Bazzurro and Cornell (1998) and USGS OFR (1999) that the

deaggregated seismic hazard should be presented on a geographical map such that the

causative faults can be identified It is thus possible to generate suites of ground motions

and conduct nonlinear dynamic time history analysis for structural performance

evaluation with a single or small number of scenario earthquakes (i.e. events of given

magnitude and distance corresponding to the causative fault). Nevertheless, the

seismotectonic characteristics in the western and eastern United States are significantly

different (e.g. source mechanism and path attenuation); as a result, the deaggregated

hazard matrices could be very different. If the hazard matrix "landscape contour" is

relatively smooth with no dominant peaks, the use of scenario earthquakes as defined

above may not be justified. Furtheull0re, the deaggregated seismic hazard is a function

of structural period. For instance, the seismic hazard in S1. Louis at the l.O-sec structural

period is largely from the New Madrid seismic zone (USGS 1999) due to relatively

slower attenuation. The seismic hazard at the O.3-sec period however are due to local

seismic event and large earthquake from the New Madrid seismic zone (USGS 1999).

This implies that different deaggregation-based ground motion suites need to be provided

for structures of different natural periods. The reasons of not using deaggregation

method is this study in selecting the events for ground motion generation are summarized

as follows:

1. Deaggregation works best when there is a dominant event of certain magnitude

(M) and distance (R) and not so well when the M -R "landscape" is flat. The

favorable condition does not necessarily prevail in all sites.

2. Deaggregation is dependent on structural response and probability level, i.e.

events of spectral accelerations of different periods and different probabilities

of exceedance have different M-R "landscape" and hence- could result in

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76

different de aggregations and suites of ground motions. It is suitable for purpose

of performance evaluation of a particular structure but not the general building

stock with a wide range of natural frequencies.

3. Magnitude and distance are much less important, compared to spectral

acceleration, in terms of impact on the structural linear and nonlinear responses

(Shome and Cornell 1999).

The locations (epicenter, focal depth) and magnitudes of selected unifonn hazard

ground motions for three Mid-America cities are shown in Figures 4.17-19. For

Memphis, major contribution to the 2% in 50 years hazard comes from the New Madrid

seismic zone (NMSZ), while local moderate events dominate the 10% in 50 years hazard.

For Carbondale, seismic events in NMSZ also make up the 2% in 50 years hazard, while

moderate events in both NMSZ and Wabash Valley Seismic Zone have major

contribution to the 10% in 50 years hazard. For St. Louis, both small events at local areas

and larger events from NMSZ contribute to the 2% in 50 years hazard, while small events

at medium distances and moderate events from NMSZ and Wabash Valley Seismic Zone

have contribute to the 10% in 50 years hazard. The results are quite similar to the USGS

(1999) deaggregation hazard map when more than one spectral accelerations are

considered.

4.3.3 Suites of Ground Motions for Memphis, TN

For each of the two hazard levels, 10% and 2% in 50 years, ten ground motions are

selected from the large number of simulated motions such that the median spectral

accelerations best fit the target UHRS. The selection is done for both ground surface and

the bedrock (or rock outcrop). The suite of ground motion time histories for a 10% in 50

years hazard are shown in Figure C.1 (Appendix C). The source (magnitude, epicentral

distance, and focal depth) and path (attenuation uncertainty) parameters associated with

each ground motion are also shown in the figure. It is seen that at this probability level,

seven ground motions come from magnitude-6 events at some distance, two from

magnitude-5 events and one from a magnitude-8 event. The response spectra of the ten

Page 87: EARTHQUAKE GROUND MOTION SIMULATION AND RELIABILITY

77

ground motions are shown in Figure 4.20 with the target UHRS. The median constructed

from the 10 sample ground motions and the 16-to-84 percentile band are shown.

According to the theory of regression analysis (Ang and Tang 1990), the uncertainty in

the median response spectra in terms of the 16-to-84 percentile band is about one third

(1/.Jlo) of that shown in the figure. What it entails is that the median value of structural

responses under this suite of ground motions will have very small uncertainty due to

record-to-record variation and will correspond to a probability of exceedance of 10% in

50 years. One can use it in the structural performance evaluation with some confidence.

The suite of ground motion time histories for a 2% in 50 years hazard and the response

spectra comparison are shown in Figure C.2 and Figure 4.21 respectively. It is seen that

at such high intensity and low probability level, all ground motions come from

magnitude-8 events. This observation agrees well with the USGS de aggregation results,

which indicate that 89.2% of the hazard is from magnitude 8 events at I-sec period and

83% contribution for the O.2-sec period. The scatters in the response spectra are larger

but the maximum 16-to-84 percentile uncertainty band for the median value is still

around 10 % or less. The sample ground motion time histories at rock outcrop (or

bedrock) and the response spectra are shown in Figures C.3-4 and Figures 4.22-23.

Without the soil amplification, the frequency content is seen to shift toward shorter

periods and the spectral accelerations are generally much lower. These ground motions

may be used as inputs to soil amplification software to obtain surface ground motions

when detailed information of the site soil profile is available.

4.3.4 Suites of Ground Motions for Carbondale, IL

The time histories and response spectra of ground motions suites for Carbondale,

Illinois soil sites are shown in Figures C.5-6 and Figures 4.24-25. There is a significant

amplification of motion in the long period range because of the deep and soft soil profile.

At the 10 % in 50 years level, all contributions come from events of magnitude 5.8 to 7.1.

At the 2% in 50 years level, all come from magnitude-8 events. The 16-to-84 percentile

bands are reasonably narrow. The suite of ground motions and response spectra for rock

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78

site are shown in Figures C. 7 -8 and Figures 4.26-27. The trend is the same that

compositions of the suites are similar to those for the soil site but the intensities are much

lower.

4.3.5 Suites of Ground Motions for St. Louis, MO

The time histories and response spectra of the suites of ground motions at St. Louis

are shown in Figures C.9-10 and Figures 4.28-29. The major feature of the surface

ground motion is the lack of amplification for periods greater than 0.5 sec because of the

thin soil layer. At the 10 % in 50 years level, nine ground motions come from events of

magnitude 6 to 7. At 2% in 50 years level, six come from magnitude-8 events with long

duration. Smaller (magnitude 5 to 7) and closer events with shorter duration make up the

rest. This observation agrees well with the USGS de aggregation results, which indicate

that 68.6% of the hazard is from magnitude 8 events at I-sec period and 36% contribution

for the 0.2-sec period. Since the median spectrum has a better match with the target

value in the long period range, the composition of uniform hazard ground motion suite

agrees better with the USGS contribution percentage at I-sec period. There is

comparatively a much larger scatter at the peak of the response spectra (period from 0.1

to 0.2 sec). The maximum 16-to-84 percentile band for the median, however, is still

around 1 0 ~O. The ground motions and response spectra for rock outcrop (or bedrock) are

shown in Figures C.11-12 and Figures 30-31, respectively. The compositions of the

suites are similar and the ground motion levels are lower than those of the representative

soil site condition.

4.4 Final Remarks

As mentioned in the foregoing, the source and path models and the quarter­

wavelength method do not explicitly consider effects of surface waves (e.g., Dorman and

Smalley 1994) and soil nonlinearity. Therefore, the change in frequency content with

time and the nonlinear soil amplification of the ground motions are not modeled in this

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79

simulation. However, it is pointed out that comparisons of results by Boore and Joyner

(1991, 1996, 1997) with observations and analytical results generally show the robustness

of their methods. Also there have not been any efficient methods of modeling surface

waves and nonlinear soil effects that can be adapted in a large-scale simulation as

required in this study. In addition, the uniform hazard response spectra based on the

simulated ground motions in Memphis and Carbondale compare favorably with those of

1997 USGS national earthquake hazard maps and the FEMA 273 recommendations. The

response spectra are the most important measure of ground motion potential of causing

severe structural response and damage. The UHRS and suites of simulated ground

motions generated by the proposed method, therefore, represent reasonably well the

seismic hazards to buildings and other structures in these three cities. As efficient

methods for modeling soil nonlinearity and surface waves become available, they can be

incorporated into the simulation method.

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80

Table 4.1 Conversion of frequently used annual and 50-year probabilities of exceedance.

rJl ..:l ~

> ~ ..:l

Z 0 E: 0 ~

Q Z ~ 0 ~ e"

50-year PE

50%

10%

5%

2%

Frequent Earthquakes (50% -50 yrs.)

Rare Earthquakes (10% -50 yrs.)

Very Rare Earthquakes (2 % -50 yrs.)

Annual PE Mean Return Period (years)

0.01376730 72.64

0.00210499 475.06

0.00102534 975.29

0.00040397 2475.42

VISION 2000 PERFORMANCE OBJECTIVES

Fully Functional

BUILDING PERFORMANCE LEVELS

Operational Life

Safety Near

Collapse

Figure 4.1 VISION 2000 perfonnance objectives (after Hamburger 1997).

Page 91: EARTHQUAKE GROUND MOTION SIMULATION AND RELIABILITY

OJ ~ = ~

81

Tn = 1.0 sec, Representative soil profile, Memphis (TN)

o simulation results model

~ 1-PO = 0.0989 ~ 1 0-1 (H--+T-.'~....,... -. _. _. - . _. - . _. - . _. -. _. _. _. _. _. - . _. _. _. _. _. _.

~ ~ ~ o C == 10-2 "Q ~

,.Q o .. ~

'"; 10-3

= = = <

50% in 50 yrs.

10% in 50 yrs.

... ~~o. ~~ .~.Q .Y~~~ .................... .

2 % in 50 yrs.

10-4 ~~~~~~~~~~~~----~~~~~~~

---" 1 0-4 10-2

Elastic Force Coefficient, Ce

Figure 4.2 Comparison of the predicted annual probability of exceeding values of the elastic force coefficient using Equation (4.4) with the simulation results for a 1.0-sec period SDOF system at representative soil profile, Memphis ,TN (vJ = 0.001492, kJ = 1.167, 1h = 0.429, k2 = 1.863, Vc = 1.687, kc = 3.072, and w = 0.0006984).

Page 92: EARTHQUAKE GROUND MOTION SIMULATION AND RELIABILITY

250

200 Tn = 0.3 see

150

-100

-150

-200

-250

-1.5 -1.0

strength deterioration

stiffness degradation

-0.5

82

pJ---------..--,~ 1-----I----rnT

0.0 0.5

~d=2% a=3% n=5

8p

Cy = 0.2

Dy = 0.45 em

1.0

Displacement (cm)

- oP x100% = Ip'-pi

u u x 100% ~ ~

- ok x 100% = Ik' -k I o 0 x 100%

ko ko

Figure 4.3 Baber-Wen smooth hysteresis model.

1.5

Page 93: EARTHQUAKE GROUND MOTION SIMULATION AND RELIABILITY

83

(a) Nondegrading System

300

..-200 N

CJ QJ rI:J -e CJ

100 ---rI:J rI:J ~

~ 0 QJ CJ :... 0 ~ OJ:) -100 = 0i: 0 ..... rI:J QJ -200 ~

-300 -5 -4 -3 -2 -1 0 1 2 3 4 5

Displacement (cm)

(b) Degrading System

250

200 ..-

N CJ 150 QJ rI:J -e 100 CJ

---rI:J rI:J 50 ~

~ --- 0 CJ CJ :... Q -50 ~ OJ:)

0: -100 :... Q ..... -150 rI:J QJ

~ -200

-250 -5 -4 -3 -2 -1 -0 1 2 3 4 5

Displacement (cm)

Figure 4.4 Smooth hysteresis model: (a) nondegrading system, (b) degrading system with 5% strength and stiffness degradations.

Page 94: EARTHQUAKE GROUND MOTION SIMULATION AND RELIABILITY

--Q,() '-'

= .~ ..-~ l-< QJ

~ ~ ~

-< -; l-< ..-~ QJ Q..

ifJ.

2.0

1.5

1.0

0.5

0.0 0.0

~

0.5

84

• 2% in 50 yrs (B/C boundary)

• 50/0 in 50 yrs (B/C boundary) ... 10% in 50 yrs (B/C boundary) ~ 2 % in 50 yrs (USGS) ~ 10% in 50 yrs (USGS)

1.0 Period (sec)

1.5 2.0

Figure 4.5 Uniform hazard response spectra for B/C boundary at Memphis and comparison with USGS national hazard maps results.

2.0

0.0 0.0

, "

0.5

" " "

• •

2% in 50 yrs (representative) 5% in 50 yrs (representative) 100/0 in 50 yrs (representative) 2% in 50 yrs, Class C (FEMA 273) 5% in 50 yrs, Class C (FEMA 273) 10% in 50 yrs, Class C (FEMA 273)

.............................. :: ~:::.~:::.~ ~ ~ ... ~ ....... ~ ....... ~ ....... ~ ....... ~ 1.0

Period (sec) 1.5 2.0

Figure 4.6 Uniform hazard response spectra for representative soil profile at Memphis, TN and comparison with FEMA 273 response spectra.

Page 95: EARTHQUAKE GROUND MOTION SIMULATION AND RELIABILITY

2.0

0.0 0.0 0.5

• •

85

2% in 50 yrs (representative) 5% in 50 yrs (representative) 10% in 50 yrs (representative) 2% in 50 yrs, Class D (FEMA 273) 50/0 in 50 yrs, Class D (FEMA 273) 10% in 50 yrs, Class D (FEMA 273)

--- ---- ... - . .. - ... -

....................................

1.0 Period (sec)

1.5 2.0

Figure 4.7 Unifonn hazard response spectra for representative soil profile at Carbondale, IL and comparison with FEMA 273 response spectra.

-e.t -C 0 -eo: ... Col

~ U u <: eo: ... -u Col C.

rJ1

1.5

1.0

0.5

0.0 0.0

, , , , .... ....

" .......

0.5

• •

--... .....

2% in 50 yrs (representative) 5% in 50 yrs (representative) 100/0 in 50 yrs (representative) 2% in 50 yrs, Class C (FEMA 273) 5% in 50 yrs, Class C (FEMA 273) 10% in 50 yrs, Class C (FEMA 273)

--- --- ----- ... - .. - .... ---- -----

. ... - ... _ .... - ... - .... -..................... ......... ...................... .

1.0 Period (sec)

1.5 2.0

Figure 4.8 Unifonn hazard response spectra for representative soil profile at St. Louis, MO and comparison with FEMA 273 response spectra. -

Page 96: EARTHQUAKE GROUND MOTION SIMULATION AND RELIABILITY

2.0 ~

U ..s

1.5 = Q) ...... ~ ~ -Cl) Q

1.0 U Q) ~ ;... Q

~

. ~ 0.5 ....... VJ C': -~

0.0 0

2.0 ~

U ..s c Cl) 1.5 .~

~ -Cl)

0 U 1.0 Cl) ~ ;... 0 ~

.~ 0.5 ....... ~ C': -~

0.0 0

1

86

• P(exceedance in 50 yrs) = 50% • P(exceedance in 50 yrs) = 10% .. P(exceedance in 50 yrs) = 2%

Santa Barbara (this study) L.A. (Collins et a!. 1995)

... ....

2

.... .

......

Period of Oscillator (sec)

--A....- 2% in 50 yrs, Santa Barbara (this study) ~ 10% in 50 yrs, Santa Barbara (this study)

2% in 50 yrs, L.A. (B/C bdry., USGS) ···0·· 10% in 50 yrs, L.A. (B/C bdry., USGS)

1 2

Period of Oscillator (sec)

(a)

3

(b)

3

Figure 4.9 Comparison of the linear elastic uniform hazard response spectra (;d = 5%) of Santa Barbara obtained from this study with those of L.A. for (a) soft rock (Collins et aI., 1995), (b) B/C boundary or firm rock (USGS, 1997).

Page 97: EARTHQUAKE GROUND MOTION SIMULATION AND RELIABILITY

87

0.25

s: Prob. Level = 10% in 50 yrs • Elastic case

0.20 0 ~=2 >. U • ~=4 I.. 0 ~=6 U" 0.15 lIE ~=8

== (a)

Q,l ·c 0.10 e Q,l 0

U 0.05 Q,l

(;,j I.. 0 r...

0.00 0.0 0.5 1.0 1.5 2.0

0.5

s: Prob. Level = 5% in 50 yrs • Elastic case

0.4 0 ~=2 >. U • ~=4 I.. 0 ~=6 U" 0.3 lIE ~=8

== (b)

Q,l ·c 0.2 e Q,l 0 U

0.1 Q,l (;,j ;;;;:; 1 I..

t 0 r... 0.0

0.0 0.5 1.0 1.5 2.0

1.2

s: Prob~ Level = 2 % in 50 yrs • Elastic case 1.0 0 ~=2

>. U • ~=4 I.. 0.8 ~=6 0

U., lIE ~=8

== 0.6 (c)

Q,l ·c e

Q,l 0.4

0 U

Q,l 0.2 c:.J I.. 0 ~

0.0 0.0 0.5 1.0 1.5 2.0

Period of Oscillator ( sec)

Figure 4.10 Nonlinear unifonn hazard response spectra of nondegrading systems at representative soil condition, Memphis, TN and ~ = 2% and a = 3% are assumed, (a) Exceedance probability = 10% in 50 years, (b) Exceedance probability = 5% in 50 years, (c) Exceedance probability = 2% in 50 years.

Page 98: EARTHQUAKE GROUND MOTION SIMULATION AND RELIABILITY

88

0.25

S Prob. Level = 10% in 50 yrs • Elastic case

0.20 0 !l=2 >. U • !l=4 .. e !l=6 U" 0.15 )Ii !l=8

== (a)

~ .~ 0.10 IE ~ e

U 0.05 c:.I

c:.I .. e ~

0.00 0.0 0.5 1.0 1.5 2.0

0.5

S Prob. Level = 5% in 50 yrs • Elastic case -- 0.4

(; 0 !l=2 >.

U • !l=4 l-e !l=6 U" 0.3 )Ii !l=8

== (b)

~ .~ 0.2 IE ~ e U

0.1 ~ (,j l-e ~

0.0 0.0 0.5 1.0 1.5 2.0

1.2

S Prob. Level = 2% in 50 yrs • Elastic case

1.0 0 !l=2 '" • !l=4 ~

I- 0.8 !l=6 e

:., )Ii !l=8

c 0.6 (c) C'.< .~

E OA c.. e :., "" 0.2 c.. l-e

"'" 0.0 0.0 0.5 1.0 1.5 2.0

Period of Oscillator ( sec)

Figure 4.11 Nonlinear uniform hazard response spectra of degrading systems (5% stiffness degredation and 5% strength degredation) at representative soil condition, Memphis, TN and C;d = 2% and a = 3% are assumed, (a) Exceedance probability = 10% in 50 years, (b) Exceedance probability = 5% in 50 years, (c) Exceedance probability = 2% in 50 years.

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89

0.25

s: Prob. Level = 10% in 50 yrs • Elastic case '-' 0.20 0 ~=2 ..., U • ~=4 I. 0 ~=6

U" 0.15 lIE ~=8 C (a) ~

'r; 0.10 I: .... ~ 0 U

0.05 ~ '-I I. 0 ~

0.00 0.0 0.5 1.0 1.5 2.0

0.5

s: Prob. Level = 5% in 50 yrs • Elastic case '-' 0.4 0 ~=2 ..., U • ~=4 I. 0 ~=6 U" 0.3 lIE ~=8

C (b) ~

'r; 0.2 I: .... ~ 0 U

0.1 ~ '-I I. 0 ~

0.0 0.0 0.5 1.0 1.5 2.0

1.2

s: Prob. Level = 2% in 50 yrs • Elastic case 1.0 0 ~=2 ...,

U • ~=4 I. 0.8 ~=6 0

U" lIE ~=8

C 0.6 (c) Cl,l

'r; I: .... ~

0.4 0 U ~ 0.2 '-I I. 0 ~

0.0 0.0 0.5 1.0 1.5 2.0

Period of Oscillator ( sec)

Figure 4.12 Nonlinear uniform hazard response spectra of degrading systems (10% stiffness degredation and 5% strength degredation) at representative soil condition, Memphis, TN and ;d = 2% and a = 3% are assumed, (a) Exceedance probability = 10% in 50 years, (b) Exceedance probability = 5% in 50 years, (c) Exceedance probability = 2% in 50 years.

Page 100: EARTHQUAKE GROUND MOTION SIMULATION AND RELIABILITY

90

0.5

~ Prob. Level = 10% in 50 yrs • Elastic case '-' 0.4 0 1l=2 >. U • 1l=4 lo. 0 1l=6

U., 0.3 lE 1l=8

-= (a)

~ .Cj 0.2 I..: ..... ~ 0 U

0.1 ~ C.J lo. 0 ~

0.0 0.0 0.5 1.0 1.5 2.0

1.0

~ Prob. Level = 5% in 50 yrs • Elastic case

0.8 0 1l=2 >. U • 1l=4 I-0 1l=6 U., 0.6 lE 1l=8 c (b) IlJ

.Cj 0.4 I..: ..... ~

~ 0 W 0.2 ~ C"i

; 0.0 [ ~7? J J ~

0.0 0.5 1.0 1.5 2.0

1.50 Prob. Level = 2% in 50 yrs • Elastic case =- 1.25 0 1l=2

:.... • 1l=4 I- 1.00 1l=6 c

:.... lE 1l=8 c 0.75 (c) ~ .~

E 0.50 ~ c

:.... ... 0.25 :: ~

0.00 0.0 0.5 1.0 1.5 2.0

Period of Oscillator ( sec)

Figure 4.13 Nonlinear unifonn hazard response spectra of nondegrading systems at representative soil condition, Carbondale, IL and ~ = 2% and a = 3% are assumed, (a) Exceedance probability = 10% in 50 years, (b) Exceedance probability = 5% in 50 years, (c) Exceedance probability = 2% in 50 years.

Page 101: EARTHQUAKE GROUND MOTION SIMULATION AND RELIABILITY

91

0.4

-;: Prob. Level = 10% in 50 yrs • Elastic case

-- 0 Jl=2 >. U 0.3 • Jl=4 ;.. 0 Jl=6

Ue.; lIE Jl=8

C 0.2 (a) ~ .~

I:: '-~ 0 0.1 U ~ Cj ;.. 0

r.-0.0

0.0 0.5 1.0 1.5 2.0

0.6

-;: • Elastic case

-- 0.5 0 Jl=2 U>' • Jl=4 ;..

0.4 Jl=6 0

Ue.; lIE Jl=8 ..... 0.3 (b) c ~ .~

I.: 0.2 ....

~ 0 U ~ 0.1 Cj ;.. 0 r.-

0.0 0.0 0.5 1.0 1.5 2.0

1.2

-;: Prob. Level = 2% in 50 yrs • Elastic case 1.0 0 Jl=2

U>' • Jl=4 ;.. 0.8 Jl=6 0

U" lIE Jl=8

C 0.6 (c) ~ .~

I.: 0.4 .... c:.; 0 U CJ 0.2 Cj ;.. 0

1,;1;.

0.0 0.0 0.5 1.0 1.5 2.0

Period of Oscillator ( sec)

Figure 4.14 Nonlinear uniform hazard response spectra of nondegrading systems at representative soil condition, St. Louis, MO and r;d = 2% and a = 3% are assumed, (a) Exceedance probability = 10% in 50 years, (b) Exceedance probability = 5% in 50 years, (c) Exceedance probability = 2% in 50 years.

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92

0.5

• Elastic case :::t

>- 0.4 0 1l=2 () • 1l=4 0 1l=6

Cll 0.3 () lIE 1l=8 c" (a) (1)

'u 0.2 :E (1) 0 ()

0.1 (1)

~ 0

LL 0.0

0.0 0.5 1.0 1.5 2.0 2.5 3.0

1.0

:::t Prob. Level = 10% in 50 yrs • Elastic case >- 0.8 0 1l=2

() • 1l=4 0 Cll

0.6 1l=6

() lE 1l=8 c" (b) (1)

'u 0.4 :E (1) 0 u

0.2 (1) u 0

LL 0.0

0.0 0.5 1.0 1.5 2.0 2.5 3.0

2.0 Prob. Level = 2% in 50 yrs • Elastic case

:::t 0 1l=2

U 1.5 • 1l=4 0 1l=6

Q)

u lE 1l=8 c" 1.0 (c) (1)

'u :E (1) 0 0.5 u (1) u 0

LL 0.0

0.0 0.5 1.0 1.5 2.0 2.5 3.0

Period of Oscillator ( sec)

Figure 4.15 Nonlinear uniform hazard response spectra of nondegrading systems in which ;d = 2%, a = 3% and soft rock site condition are assumed for Santa Barbara, (a) Exceedance probability = 50% in 50 years, (b) Exceedance probability = 10% in 50 years, ( c) Exceedance probability = 2% in 50 years.

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93

0.5 ,-... • Elastic case ::t '-" 0.4 0 J..L=2 >-u • /-1=4 0 /-1=6

Q) 0.3 u IE /-1=8 -E (a) (l)

"(:5 0.2 ~ (l) 0 u 0.1 (l) ()

0 ~

0.0 0.0 0.5 1.0 1.5 2.0 2.5 3.0

1.0 ,-... Prob. Level = 10% in 50 yrs • Elastic case ::t

>- 0.8 0 /-1=2 u • /-1=4 0

Q)

0.6 /-1=6

u IE /-1=8 c- (b) (l)

'0 0.4 ~ (l) 0 u

0.2 (l) ()

0 ~

0.0 0.0 0.5 1.0 1.5 2.0 2.5 3.0

2.0 ,.-... Prob. Level = 2% in 50 yrs • Elastic case ::t

>-0 /-1=2

u 1.5 • /-1=4 0 /-1=6

Q)

u IE /-1=8 C 1.0 (c) (l)

'0 ~ (l) 0 0.5 u (l) ()

0 ~

0.0 0.0 0.5 1.0 1.5 2.0 2.5 3.0

Period of Oscillator ( sec)

Figure 4.16 Nonlinear uniform hazard response spectra of degrading systems (5% stiffness degredation and 5% strength degradation) in which ;d = 2%, a =

3 % and soft rock site condition are assumed for Santa Barbara, ( a) Exceedance probability = 50% in 50 years, (b) Exceeda~ce probability = 10% in 50 years, (c) Exceedance probability = 2% in 50 years.

Page 104: EARTHQUAKE GROUND MOTION SIMULATION AND RELIABILITY

94

39 39

St. Louis (MO) +

38 38 + Carbondale (IL)

~ "'0

37 :: = ...... ~

~ 36

35 • : + Memphis (TN)

34 34 -92 -91 -90 -89 -88 -87 0 10 20 30 40

Focal Depth (kIn) 0

E ::::, 10 + Site Location

.... 0 2 % in 50 years 0..

20 • 10% in 50 years <:J

0

0 eo: u 30 Mw =8 0 ~

40 Mw =5.3

-92 -91 -90 -89 -88 -87

Figure 4.17 Locations (epicenter, focal depth) and magnitudes of selected uniform hazard ground motions at two hazard levels for representative soil profile of Memphis, TN (solid circles for 10% and hollow circles for 2% in 50 years).

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95

39 r- - 39 St. Louis (MO) + e e •• • • • Q) 38 r- Carbondale (IL)+ - 38

"'0 ::

;:: • --~ • ~ 37 r-

6 - 37

-

36 '- - 36

-Memphis (TN)

35 I , of, L I

35 -92 -91 -90 -89 -88 -87 0 10 20 30 40

Focal Depth (km) 0

-.. E

10 ~ + Site Location ..c: 0 2 % in 50 years Q..

20 • 10% in 50 years Cl.l

~

0 e; • • ~ 30 Mw =8 0 ~

40 • ~=5.8

-92 -91 -90 -89 -88 -87

Figure 4.18 Locations (epicenter, focal depth) and magnitudes of selected uniform hazard ground motions at two hazard levels for representative soil profile of Carbondale, IL (solid circles for 10% and hollow circles for 2% in 50 years).

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39

38

37

St. Louis (MO)

+0 o •

96

·A~oe(IL)

39

38

37

33

6

5 ~L~---'------'----~ ~j 33

6

5 ~~ Memphis (TN)

+,

-92 -91 -90 -89 -88 -87 0 10 20 30 40

e :::::, 10 ..c: Q. QJ 20

Q

40 ~~ __ -L--~ __ ~~ __ ~ __ ~~ __ ~~

-92 -91 -90 -89 -88 -87

Focal Depth (kIn)

+ Site Location o 2% in 50 years • 10% in 50 years

o M,.=8

• ~=5.5

Figure 4.19 Locations (epicenter, focal depth) and magnitudes of selected unifonn hazard ground motions at two hazard levels for representative soil profile of St. Louis, MO (solid circles for 10% and hollow circles for 2% in 50 years).

Page 107: EARTHQUAKE GROUND MOTION SIMULATION AND RELIABILITY

0.4

0.0 0.0

0.3

~ I-U 0.1 ~

c.. cr..

0.0

0.0

0.5

0.5

97

1.0 Period (sec)

simulated ground motions Sa (10% in 50 yrs.)

1.5

target Sa (10% in 50 yrs.) median Sa of simulated motions range of 16 to 84 percentile

1.0 Period (sec)

1.5

2.0

2.0

Figure 4.20 Response spectra of 10% in 50 years ground motion suite for representative soil profile and comparison with target UHRS, Memphis, TN.

Page 108: EARTHQUAKE GROUND MOTION SIMULATION AND RELIABILITY

1.5

0.0 0.0

1.5

0.5

98

1.0

simulated ground motions Sa (2% in 50 yr)

1.5

Period (sec)

/ /// // Range of 16 to 84 percentile median Sa of simulated motions target Sa (2% in 50 yrs.)

2.0

0.0 1-1 --:-----:----,.---r----r----r----,----,----,----,----,-----r---,-r--r--,....--,---.,.--~

0.0 0.5 1.0

Period (sec)

1.5 2.0

Figure 4.21 Response spectra of 2% in 50 years ground motion suite f-or representative soil profile and comparison with target UHRS, Memphis, TN.

Page 109: EARTHQUAKE GROUND MOTION SIMULATION AND RELIABILITY

0.4

0.0 0.0

0.4

0.0

0.0

0.5

0.5

99

1.0 Period (sec)

simulated ground motions Sa (10% in 50 yrs.)

1.5

// /// Range of 16 to 84 percentile median Sa of simulated motions target Sa (10% in 50 yrs.)

1.0 Period (sec)

1.5

2.0

2.0

Figure 4.22 Response spectra of 10% in 50 years ground motion suite for bedrock (hard rock) and comparison with target UHRS, Memphis, TN. -

Page 110: EARTHQUAKE GROUND MOTION SIMULATION AND RELIABILITY

1.2

0.0 0.0

1.2

:§ 0.9

.~ -;: ... ~

~ ~ 0.6 -< = ... -(;,J ~

(J; 0.3

0.5

100

1.0

simulated ground motions Sa (2% in 50 yr)

1.5

Period (sec)

/ '/'/ Range of 16 to 84 percentile median Sa of simulated motions target Sa ( 2% in 50 yrs. )

2.0

0.0 ~i ------------~~~--~_r~r_~_r~r_~~~r_~~--r_~

0.0 0.5 1.0

Period (sec)

1.5 2.0

Figure 4.23 Response spectra of 2% in 50 years ground motion suite for bedrock (hard rock) and comparison with target UHRS, Memphis, TN.

Page 111: EARTHQUAKE GROUND MOTION SIMULATION AND RELIABILITY

101

0.7

simulated ground motions 0.6 ----- Sa (10% in 50 yrs.)

---OJ) ---==

0.5 0

"..t: eo: ~ 0.4 C!)

"a) C.J C.J

< 0.3 -; ~ ..... C.J

0.2 C!)

Q.. rF.J.

0.1

0.0 0.0 0.5 1.0 1.5 2.0

Period (sec)

0.7

---_. target Sa (10% in 50 yrs.) 0.6 median Sa of simulated motions

g /// /// range of 16 to 84 percentile c 0.5 .~ ..... eo: ~ 0.4 CJ

~ c.J c.J

<: 0.3 eo: ~ -c.J CJ 0.2 c..

rr.

0.1

0.0 I

0.0 0.5 1.0 1.5 2.0 Period (sec)

Figure 4.24 Response spectra of 10% in 50 years ground motion suite for representative soil profile and comparison with target UHRS, Carbondale, IL.

Page 112: EARTHQUAKE GROUND MOTION SIMULATION AND RELIABILITY

-; ... .­u ~

2.0

0.0 0.0

2.0

9i 0.5

0.0

0.0

0.5

0.5

102

1.0

Period (sec)

simulated ground motions Sa (2% in 50 yr)

1.5 2.0

Range of 16 to 84 percentile median Sa of simulated motions target Sa (2% in 50 yrs.)

1.0

Period (sec)

1.5 2.0

Figure 4.25 Response spectra of 2% in 50 years ground motion suite for representative soil profile and comparison with target UHRS, Carbondale, IL.

Page 113: EARTHQUAKE GROUND MOTION SIMULATION AND RELIABILITY

0.4

0.0 0.0

0.4

0.0

0.0

0.5

0.5

103

1.0 Period (sec)

simulated ground motions Sa (10% in 50 yrs.)

1.5

/// //

target Sa (10% in 50 yrs.) median Sa of simulated motions range of 16 to 84 percentile

1.0 Period (sec)

1.5

2.0

2.0

Figure 4.26 Response spectra of 10% in 50 years ground motion suite for bedrock (hard rock) and comparison with target UHRS, Carbondale, IL. -

Page 114: EARTHQUAKE GROUND MOTION SIMULATION AND RELIABILITY

104

0.7

simulated ground motions 0.6 ---_. Sa (2% in 50 yr) --~ --:: 0.5 .:: --~

~ 0.4 ~

Q) ~ ~

< 0.3 e; ~ --~ ~ 0.2 c.. ifl

0.1

0.0 0.0 0.5 1.0 1.5 2.0

Period (sec)

0.7

~/// Range of 16 to 84 percentile 0.6 median Sa of simulated motions

§ ----- target Sa (2% in 50 yrs.) :: 0.5 .s ~ ~ 004 ~

C; c.oI c.oI

< 0.3 -= ~ -c.oI s: 0.2 rZ

0.]

0.0

0.0 0.5 1.0 1.5 2.0

Period (sec)

Figure 4.27 Response spectra of 2% in 50 years ground motion suite for bedrock (hard rock) and comparison with target UHRS, Carbondale, IL.

Page 115: EARTHQUAKE GROUND MOTION SIMULATION AND RELIABILITY

105

0.6

simulated ground motions

0.5 ____ a

Sa (10% in 50 yrs.) ,,-., ~ ---C 0 0.4 ~ ~ ;.. ~

'ii 0.3 u u

-< -; ;..

0.2 ~ u ~ c..

rFJ.

0.1

0.0 0.0 0.5 1.0 1.5 2.0

Period (sec)

0.6

// /// Range of 16 to 84 percentile 0.5 median Sa of simulated motions

,,-., ~ ----- target Sa (10% in 50 yrs.) ---c 0 0.4 ~ ~ ;.. ~

'ii 0.3 u u

-< -; ;..

0.2 ~ u ~ C.

rFJ.

0.1

0.0

0.0 0.5 1.0 1.5 2.0 Period (sec)

Figure 4.28 Response spectra of 10% in 50 years ground motion suite for representative soil profile and comparison with target UHRS, St. Louis, MO.

Page 116: EARTHQUAKE GROUND MOTION SIMULATION AND RELIABILITY

2.5

-.. 2.0 ~ ---= .S --C':S 1.5 ~ QJ

cu c:..J c:..J

< "'; 1.0 ~ --c:..J QJ

C. 7JJ

0.5

0.0 0.0 0.5

1.5

0.0

0.0 0.5

106

simulated ground motions ____ a

Sa (2% in 50 yr)

1.0 1.5

Period (sec)

Range of 16 to 84 percentile median Sa of simulated motions target Sa (2% in 50 yrs.)

1.0

Period (sec)

1.5

2.0

2.0

Figure 4.29 Response spectra of 2% in 50 years ground motion suite for representative soil profile and comparison with target UHRS, St. Louis, MO.

Page 117: EARTHQUAKE GROUND MOTION SIMULATION AND RELIABILITY

0.20

:§ 0.15 = o :t: ~ ;... Q,)

~ ~ 0.10 < -; ;... ..... u Q,)

rE" 0.05

0.00 0.0

0.20

§0.15 = .S ..... ~ ;... Q,)

~ ~ 0.10 < -; ;... ..... u Q)

~ 0.05

0.00

0.0

0.5

0.5

107

1.0 Period (sec)

simulated ground motions Sa (10% in 50 yrs.)

1.5

/// ///

target Sa (10% in 50 yrs.) median Sa of simulated motions range of 16 to 84 percentile

1.0 Period (sec)

1.5

2.0

2.0

Figure 4.30 Response spectra of 10% in 50 years ground motion suite for bedrock (hard rock) and comparison with target UHRS, St. Louis, MO.

Page 118: EARTHQUAKE GROUND MOTION SIMULATION AND RELIABILITY

-.. en --= 0 ~ ~ ... Q)

Q) C.J C.J

< ~ ... ..-

C.J Q)

C. rJ').

1.0

0.8

0.6

0.4

0.0 0.0

0.5

~ 0.4 --

0.0

0.0

0.5

0.5

108

1.0

simulated ground motions Sa (2% in 50 yr)

1.5

Period (sec)

/~/ /// Range of 16 to 84 percentile median Sa of simulated motions target Sa (2% in 50 yrs.)

1.0

Period (sec)

1.5

2.0

2.0

Figure 4.31 Response spectra of 2% in 50 years ground motion suite for bedrock (hard rock) and comparison with target UHRS, St. Louis, MO.

Page 119: EARTHQUAKE GROUND MOTION SIMULATION AND RELIABILITY

109

CHAPTERS

IMPLICATIONS IN RELIABILITY AND DESIGN

5.1 Overview

As demonstrated in the foregoing, the median response spectra of linear systems to

the simulated ground motion suites closely match the target elastic spectral accelerations

for a wide range of frequencies. However, whether these ground motion suites can

provide satisfactory estimate of response of inelastic, nonlinear systems has important

implications in performance check of buildings and structures. In addition, it is of

interest to practicing engineers whether the ground motion suites can provide accurate

estimate of structure performance without excessive computational efforts. These

practical implications of the uniform hazard ground motion are examined. The effect of

system degradation on ductility reduction factor which is useful in both analysis and

design of structures in inelastic range is also examined.

5.2 I\onlinear Response Estimate by Uniform Hazard Ground Motion Suites

To \·en fy whether 10 uniform hazard ground motions can reasonably represent the

seismic hazard at a given probability level for nonlinear systems, one can compare the

inelastic response spectra constructed from these 10 simulated ground motions and the

entire population of 9000. In Section 4.2.2.2, uniform hazard response spectra for

nonlinear systems are obtained for ductility ratios from 2 to 8. An iterative procedure is

used to determine the yield capacity of a SDOF system such that ductility under the 10

unifonn hazard ground motions satisfies the target value. For an inelastic SDOF system

of a given fundamental period, an initial yield displacement is assumed and the maximum -

displacement and ductility are calculated. The yield displacement is then modified and

Page 120: EARTHQUAKE GROUND MOTION SIMULATION AND RELIABILITY

110

the trial and error procedure is repeated until the ductility converges to the target value

within a very small error limit (0.01 is used in this study). The median value of the yield

force coefficients under the 10 uniform hazard ground motions (Equation (4.10)) is then

calculated. In Figures 5.1-4 the median value and the 16th to 84th percentile range are

compared with the nonlinear response spectra for both degrading and non-degrading

systems obtained previously from 9000 ground motions. It is seen that median inelastic

spectral accelerations match the spectral values calculated in Section 4.2.2.2 closely. In

perfonnance evaluation of a given nonlinear system, such iterations are, of course, not

required. For such a system, the median response of 10 time history response analyses

provides an accurate estimate of the system performance. The results imply that, one can

use 10 uniform hazard ground motions instead of 9000 for an accurate estimate of the

nonlinear structural responses corresponding to each probability level. Verification is not

perfonned here for nonlinear MDOF systems due to the large computational effort

required of such systems. However, since the response spectra calculated from the 10

unifonn hazard ground motions match the target values for a wide range of frequency,

these motions are expected to yield response of nonlinear MDOF systems with good

accuracy. They represent realistically the future seismic threat to the site location from

causative faults, which can be clearly seen from the comparison of results with the

deaggregation method in Section 4.3.2.

5.3 Ductility Reduction Factor

F or design purposes, it is impractical to provide in seismic design codes both linear

elastic and nonlinear inelastic uniform hazard response spectra for various values of

structural parameters (e.g., damping and strain-hardening ratio) and for a large number of

sites in the U.S. A common method to consider the inelastic response behavior is the

ductility reduction factor Rp , by which the strength of a nonlinear system can be obtained

that of the elastic system. The ductility reduction factor Rp is defined as:

Page 121: EARTHQUAKE GROUND MOTION SIMULATION AND RELIABILITY

111

R = Ce

,tJ C y

(5.1)

where Ce is the elastic force coefficient (Equation( 4.3)) and Cy is the yield force

coefficient (Equation(4.10)). Effects of local site soil condition, inelastic behavior of the

structure (e.g. strain-hardening ratio), damping ratio, and fundamental period of the

structure have been investigated by Krawinkler and Nassar (1992), Miranda and Bertero

(1994), Riddell (1995), Krawinkler (1996), Shi (1997) and Han et al. (1999). The

empirical formula proposed by Krawinkler and Nassar (1992) is of the following form:

(5.2)

where

Ta

b c(~,a) = n a +-

1+~ ~ (5.3)

where a damping ratio of 5% is assumed; Tn is structural period; j.t is displacement

ductility; a is the post-to-preyield stiffness ratio. The regression parameters a and b were

obtained for different post-to-preyield stiffness ratios as follows:

a=O%:

a=2%:

a= 10%:

a = 1.00

a = 1.00

a = 1.00

b = 0.42

b = 0.37

b = 0.29

The results from the aforementioned studies indicate that ductility reduction factor

Rj.L generally depends on natural period, soil condition and degree of degradation. The

effect of exceedance probability level on Rji has been investigated by Collins et al. (1996)

and found to be unimportant. The ductility reduction factor based on simulated ground

motions in Mid-America and Santa Barbara will be examined and compared with • •• 1 1 l 1 1 "1'-';: T I r"1 I 1 J /'T'"" J • / ~ 1"'\ '\ 1 / J- "'" '\. "\ preVIOUS ell1pITICal results oasea on Vv eSI Loasl aala tt:,quanons ~J.Lj ana ~J . .:J jj.

In Figure 5.5-10, the ductility factor Rji of the nondegrading and degrading systems

for three exceedance probability levels (solid lines) are shown. It is seen that Rj.L is

insensitive to change in exceedance probability levels, as shown in Collins et al. (1996).

Page 122: EARTHQUAKE GROUND MOTION SIMULATION AND RELIABILITY

112

There is a significant reduction of Rj1 values due to system degradation at Santa Barbara,

CA ( Figures 5.9-10) but not at Memphis, TN (Figures 5.5-6),. This may be attributed to

the effects of ground motion duration, frequency content and attenuation for each site.

The Santa Barbara results agree with Han et al. (1999), which are largely based on West

Coast data. Also shown for comparison are empirical formulae by Krawinkler and

Nassar (1992) and Miranda and Bertero (1994). Note that Krawinkler and Nassar (1992)

and Miranda and Bertero (1994) did not include degradation in their empirical models.

Since the simulatiuon results fit better the Krawinkler-Nassar formula, their empirical

equation is used.

A regression analyis is performed to obtain the a and b values (Table 5.1) and the

regression results are compared with Krawinkler-Nassar curves in Figures 5.11-16. The

agreements are generally good. Krawinkler and Nassar (1992), however, found that for

MDOF systems an increase in the strength is necessary to meet the drift requirements of

current model building codes due to the higher mode contribution. A more thorough and

systematic investigation of MDOF systems, therefore, is needed before a general

reduction factor for degrading systems can be developed. In addition, it is observed in

Figure 5.14 for St. Louis, that they are much higher than the Krawinkler-Nassar curve in

the period range below 0.25 seconds due to the thin soil layer in St. Louis. It indicates

that the ductility reduction factor is highly site-dependent which needs to be taken into

consideration carefully.

R,tJ factors in current code procedures allow one to obtain nonlinear structural

responses \'ia a linear static analyses. It is a computationally efficient method commonly

used by practicing engineers provided RJ.i is correctly calibrated with respect to building

types. As shown by Wen and Song (1999), RJ.i can also be used to construct probabilistic

performance (fragility) curves for builidngs, e.g. a single story steel moment frame in

Carbondale, Illinois in Figure 5.17. The small solid diamonds are drift ratios calculated

by nonlinear time history analyses at a given probability level and the hollow circles are

the median drift ratios. One can perform first a linear static analysis of the structure and

then use the UHRS and the empirical RJ.i to evaluate the drift ratio. The probabilitisc

Page 123: EARTHQUAKE GROUND MOTION SIMULATION AND RELIABILITY

113

perf romance curve is then obtained assuming a proper (lognormal) distribution (i.e. dash

lines in Figure 5.17).

5.4 Peak Ground Acceleration versus Spectral Acceleration in Fragility Analysis

Fragility analyses are commonly used for evaluation of structural performance and

loss estimation during future seismic events (e.g., Wen and Song 1999, Abrams and

Shinozuka 1997). Both peak ground acceleration (PGA) and spectral acceleration (Sa)

have been commonly used as the measure of earthquake intensity in the fragility analysis.

They may yield significant different results. The accuracy of these two methods is

investigated by considering the probability of limit state given by:

P(Y> y)= f"'Gy,x(Y> yix)"h(x) dx (5.4)

where P( Y > )') is the probability of structural response Yexceeding a given limit y ; x is

the earthquake intensity, measured by Sa or PGA; Gy1x(Y> y Ix) is the conditional

response probability given the hazard intensity, or commonly referred to as the fragility

curve; h(x) is the seismic hazard probability density at the site (Equation( 4.4)). To

evaluate the conditional probability, the following equation is used:

(5.5)

where Y is the structural response; X is the earthquake intensity; a and jJ are the

regression parameters: and E is the error term with median equal to 1 and standard

deviation equal to ~-. The conditional response probability function Gy1x(Y> y Ix) is

described by lognormal distribution. The fragility obtained from Sa and PGA are

compared with the "'exact" solution based on 9000 simulations.

To compare two approaches, we assume that 100 ground motions with PGA

between 0.15 ,...., 1.15 g are available at the site and are randomly selected from the

population of simulated motions at Memphis. Two nondegrading SDOF systems of a

Page 124: EARTHQUAKE GROUND MOTION SIMULATION AND RELIABILITY

114

natural period 0.3-sec and l.O-sec are used. The ductility ratio is used for the measure of

structural response Y. The prediction of ductility ratio as a function of spectral

acceleration or PGA is shown in Figures 5.20 to 5.25. The regression parameters a, jJ

and scatter measure 6& are listed in Table 5.2. The hazard functions corresponding to 0.3-

sec and l.O-sec spectral accelerations and PGA are shown in Figure 5.18, Figure 4.2 and

Figure 5.19, respectively. While PGA may be used as a reliable response measure of

short period buildings (e.g., a coefficient of variation (COV) of about 27% at 0.3-sec), its

accuracy drops dramatically for long period buildings (e.g., the COY increases to 108%

at 2.0-sec). On the other hand, the response COY remains almost constant at 27% when

the spectral acceleration is used. When compared the "exact" solutions (Figures 5.26-

28), Sa gives excellent estimates except at the low exceedance probability level due to

the limitation of the power law regression. Other mathematical regression form may be

used to improve the accuracy. On the other hand, PGA gives poor results for

intermediate to long period structures (Figures 5.27-28). In light of the severe

shortcomings, PGA is therefore not recommended for the evaluation of structural

fragility.

5.5 Final Remarks

It is shown that uniform hazard ground motions provide an unbiased estimate of

nonlinear structural dynamic response for SDOF systems. Since they match the target

spectra over a wide range of frequencies, uniform hazard ground motions may be used

for MDOF systems as well. Secondly, system degradation is shown to have significant

influence on the ductility reduction factor for Santa Barbara and is recommended for

further study for nonlinear MDOF systems. An efficient method to estimate structural

probabilistic performance using uniform hazard response spectra, ductility reduction

factor and a lognormal probability fit is demonstrated. Using spectral accelerations to

estimate structural fragility (Shome and Cornell, 1999) is shown to yield satisfactory

results as well.

Page 125: EARTHQUAKE GROUND MOTION SIMULATION AND RELIABILITY

115

Table 5.1 Regression parameters for ductility reduction factor using the Krawinkler­Nassar formula (Equations 5.2 and 5.3).

Memphis (TN) Carbondale St. Louis

Santa Barbara (CA) (IL) (MO)

non-degrading

non- non- non-degrading degrading degrading degrading degrading

a 1.50 1.62 0.82 1.1 1.80 2.29

b 0.43 0.46 0.43 0.3 0.40 0.60

Table 5.2 Regression parameters for Sa - Y and PGA - Y relations.

T = 0.3 sec, Cy = 0.37 T = 1.0 sec, Cy = 0.15 T = 2.0, Cy = 0.07

Sa PGA Sa PGA Sa PGA

a 3.88 14.60 7.21 14.61 12.19 14.76

jJ 1.26 1.44 1.00 1.27 0.94 1.59

eSc 0.265 0.261 0.269 0.672 0.266 0.882

(COY) (0.270) (0.266) (0.274) (0.756) (0.271) (1.085)

(2) COY is the coefficient of variation of structural response Y. For quick reference, generally, 6& == COY when 6& < 0.30 .

Page 126: EARTHQUAKE GROUND MOTION SIMULATION AND RELIABILITY

N 0.16 II

3 u~' 0.12 ..: I::

'0 0.08 ~ !+-c ~ o U ~ CJ ,.. o

0.04

~ 0.00

G' 0.16 II ::1. "-"

U>' 0.12 ;.J'

= ~ '0 0.08 ~ !+-c ~ o U ~ CJ ,.. o

0.04

~ 0.00

S (10% in 50 yrs.) - - • target, a, ,_ I () IJ m.

-- I' S () r '1 IllCC lilli, a I 04'h pcrccntl c ~ 1(" til ('t ~ rallgcof ) ~~~. " s\·slrm .. /, '//, • rlH 109 _ ////.///.' (It) n(Jnd(g

}!f:;1@~,. ( ./~

~ ~

0.0

j; ~

0.5

'// ///

1.0

Period (sec)

1.5

target Sa (I 0% in 50 yrs.) median Sa of 10 g.m. range of 16th to 84th percentile

(c) nondegrading systems

2.0

////// ///

/////,

0.0 0.5

//////////////////////////////////////////.

1.0

Period (sec)

1.5 2.0

~ 0.16 II

~ U,O.12

-I:: ~ ·c 0.08 S ~ o U ~ e o

0.04

~ 0.00

00 0.16 1\ ::1.

"-" U>' 0.12 ;.J'

= '0 0.08 ~ !+-c ~ o

U 0.04 ~ e o ~ 0.00

target Sa (10% in 50 yrs.) median Sa of 10 g.m. range of 16th to 84th percentile

(b) nondegrading systems

0: , ~

0.0

~//////////.&'////////////////// 0.5 1.0

Period (sec)

1.5

- - - _. target Sa (10% in 50 yrs.) median Sa of 10 g.m.

/ // / range of 16th to 84th percentile (d) nondegrading systems

2.0

~ ///

//////

//////

0.0

///////////////////////////////////// ///",

0.5 1.0

Period (sec)

1.5 2.0

Figure 5.1 Comparison of spectral accelerations calculated from 1 0 ground motions with target values at 1 0% in 50 years probability level for nondegrading SDOF systems, representative soil profile in Memphis, TN.

~

~

0\

Page 127: EARTHQUAKE GROUND MOTION SIMULATION AND RELIABILITY

Figur 5.2

R 0.8 II :t '-' U~0.6 ,j

target Sa (2% in 50 yrs.) Illcdi<ln Sa of 10 g.m. range of \6 1h to 841h percentile

~ 0.8 II :t '-'

U~0.6

" f~ U ~ cu ~ .,////////, .. ~ ~

r~ (a) nondegrading systems r~ ~ 0.0 I ~

G' 0.8 II :t '-' U~0.6

cu u ~ o ~

0.0 0.5 1.0 1.5 2.0

'// // /

Period (sec)

target Sa (2% in 50 yrs.) median Sa of 10 g.m. range of 16th to 84

th percentile

, ~&.«&///&///////////////////////////

( c) nondegrading systems I

0.5 1.0 1.5 2.0

Period (sec)

~ 0.8 II :t '-'

r..J'0.6

cu u ~ o ~

/~/ / '// /

target Sa (2% in 50 yrs.) median Sa of 10 g.m. range of 16th to 84

th percentile

.~

~~////////// 0.5

/"' //

1.0

Period (sec)

1.5

target Sa (2% in 50 yrs.) median Sa of 10 g.m. range of 16th to 84

th percentile

~ ~//// //~~~~~~~~ / /// //,/'//////////// // // / // / / / / / / / / / / / /

d ' systems (d) nondegra mg

0.5

Period (sec)

Comparison of spectral accelerations calculated from 10 ground motions with target values at 2% in 50 years probability level for nondegrading SDOF systems, representative soil profile in Memphis, TN.

~

~

-.....J

Page 128: EARTHQUAKE GROUND MOTION SIMULATION AND RELIABILITY

N 0.16 II ::1. ......,

U'ih 0.12

4

= <l)

'0 0.08 ~ I.M <l) o U 0.04 <l)

e o ~ 0.00

co 0.16 II ::1. ......,

U'ih 0.12

4 = '0 0.08 ~ I.M <l) o U <l) u ,.., o

0.04

~ 0.00

,-, 0.16 ~

II S (10% in 50 yrs.) ::1. - - - _. target, of 10 g.m. . ~,., 0.12

medIan Sa th to 84th percentile U ~ /" range of16 i • <al ~egr'ding systems ~ 0.08

~ ~ ~ ~ ~ • ~ u

~&o.oo 0.0

~ ~" ~

0.5 1.0

Period (sec)

1.5

- - - _. target Sa (10% in 50 yrs.) median Sa of 10 g.m.

/ / / // range of 16th to 84th percentile

(c) degrading systems

2.0

//////

////«

////////////////////////////////////////////.

0.0 0.5 1.0

Period (sec)

1.5 2.0

0.04

GO' 0.16 II ::1. ......,

U'ih 0.12

4 = '0 0.08 ~ I.M <l)

o U <l) u ,.., o

0.04

~ 0.00

- - - _. target Sa (10% in 50 yrs.) median Sa of 10 g.m.

/ /// / range of 16th to 841h percentile

(b) degrading systems

~ , ~ ;" ~ij/h'//////////////////////////

0.0

~~ ~,

0.5 1.0

Period (sec)

1.5

- - - - • target Sa (l0% in 50 yrs.) median Sa of 10 g.m .

/ // / / . range of 161h to 841h percenti Ie

(d) degrading systems

2.0

//.:)., /////)-- ,

////,;-

0.0

///////////////////////////////////////////,

0.5 1.0

Period (sec)

1.5 2.0

Figure 5.3 Comparison of spectral accelerations calculated from 10 ground motions with target values at 10% in 50 years probability level for degrading SDOF systems, representative soil profile in Memphis, TN.

~

~

00

Page 129: EARTHQUAKE GROUND MOTION SIMULATION AND RELIABILITY

R 0.8 II ::::l "-'

UOh 0.6

Q) () ,.", c ~

G' 0.8 II ::::l "-'

UOh 0.6

Q) () ,.", c ~

target Sa (2% in 50 yrs.) median Sa of 10 g.m. range of 16th to 84th percentile ,. ..

F'/~' ( ~

0.5

/ // /

~

1.0

Period (sec)

1.5

target Sa (2% in 50 yrs.) median Sa of 10 g.m. range of 16th to 84th percentile

2.0

~~.8?ij/-

~~/§/////////////////////////////// 0.5 1.0 1.5 2.0

Period (sec)

~ 0.8 II ::::l "-'

UOh 0.6

....:-1:1 Q)

'u ~ ~ Q) c U 0.2 Q) () ,.", c ~

QO 0.8 II ::::l "-'

UOhO•6

....:-1:1 .~ ()

~ ~ Q)

c U Q) () ,.", c ~

'/ /// //

target Sa (2% in 50 yrs.) median Sa of 10 g.m. range of 16th to 84th percentile

~ ~///////////

0.5

'/ // //

~

1.0

Period (sec)

1.5

target Sa (2% in 50 yrs.) median Sa of 10 g.m. range of 16th to 84th percentile

2.0

~ ~///// //u<,,< /////~~/////////////////////////////

(d) degrading systems 1 : 5 2.0

1.0 0.5 ) Period (sec

Figure 5.4 Comparison of spectral accelerations calculated from 10 ground motions with target values at 2% in 50 years probability level for degrading SDOF systems, representative soil profile in Memphis, TN.

I--' I--'

\D

Page 130: EARTHQUAKE GROUND MOTION SIMULATION AND RELIABILITY

N h 3 ~ ~ o i-' U ~ ~ s:: o

'..t:l u = "C ~

~

£> :s u

= Q

G'

2

1

o 0.0

h 9 ~ ~ .s u ~ ~ s:: o

'..t:l u = "C

~ .£

6

3

(a) w=2

(c) Jl=6

~~

0.5

Nondegrading systems (this study) Krawinkler & Nassar (1992) Miranda & Bertero, Alluvium (1994)

1.0 1.5

Period (sec)

Nondegrading systems (this study) Krawinkler & Nassar (1992) Miranda & Bertero, Alluvium (1994)

2.0

:s u o ~, ~~------------------------------~ = Q 0.5 0.0 1.0 1.5 2.0

Period (sec)

1( 6 '-...-'

~ I: (:;) ..... (J ~

~~ I: (:;)

'..1= (J :::1 ,:::s cl)

~~ C ~3 (::J

= ~

,..--Q()

4

2

o 0.0

II 12 :::l

~a' :~ 10 10

"'"' I::) I~ 8 ~~

= ~ 6 I::)

~ 4 'Il)

~ ,0 2 ~= ~~ ~ 0 ~ 0.0

(b) ~t=4

0.5

(d) Jl=8

0.5

Nondegrading systems (this study) Krawinkler & Nassar (1992) Miranda & Bertero, Alluvium (1994)

1.0 1.5

Period (sec)

Nondegrading systems (this study) Krawinkler & Nassar (1992) Miranda & Bertero, Alluvium (1994)

1.0 1.5

Period (sec)

2.0

2.0

Figure 5.5 Comparison of ductility reduction factors of nondegrading systems for uniform hazard response spectra (this study) with empirical formulae by Krawinlker and Nassar (1992) and Miranda and Bertero (1994); target ductility ratio (a) = 2, (b) = 4, (c) = 6, (d) = 8 (;d = 2% and a= 3% are assulned for all cases), Memphis TN.

...... N o

Page 131: EARTHQUAKE GROUND MOTION SIMULATION AND RELIABILITY

-.. -.. N -.:::t \I 3 \I 6 ::l ::l '-" (a) p-2 '-"

(b) 11=4 ~ ~ ~ ~ -0 ---- 0 / ~ --~ .... -----'::--..... <-~ ~---- ....... ..... u 2 /~~ ~~-:: ~ ~ ~ --~ - ~ u 4 t'3 t'3 ~ ~ I: /, .... I: 0 0 :p '..c:: u u ::s ::s 2 "'C "'C Q,) Degrading systems (This study) Q,) If Degrading systems (This study) ~ ~

E Krawinkler & Nassar (1992)

.f' Krawinkler & Nassar (1992)

- Miranda & Bertero, Alluvium (1994) - Miranda & Bertero, Alluvium (1994) :p

0 :p

0 u u ::s 0.0 0.5 1.0 1.5 2.0 ::s

(]I. 0 0.5 1.0 1.5 2.0 ~ ~

Period (sec) Period (sec) -.. -.. \0 00 \I 9 ~ 12 ::l '-" (c) Jl=6

~ 10 ~ (d) Jl=8 ~

~

~~ 0 ..... u 6 ~ 8 j ~ .. " ~--::::::: t'3 ~ ~ I: 1:1

6 0 0 :p :p u u ::s 3 ::s 4 "'C , "'C Q,) Degrading systems (This study) Q,)

2 ~7 Degrading systems (This study)

~ P:: .f'

Krawinkler & Nassar (1992) .0 Krawinkler & Nassar (1992)

Miranda & Bertero, Alluvium (1994) ... Miranda & Bertero, Alluvium (1994) - S :p 0 0 u u

::s 0.0 0.5 1.0 1.5 2.0 ::s 0.0 0.5 1.0 1.5 2.0 ~ ~

Period (sec) Period (sec)

Figure 5.6 Comparison of ductility reduction factors of degrading systems for uniform hazard response spectra (this study) with elnpirical formulae by Krawinkler and Nassar (1992) and Miranda and Bertero (1994); target ductility ratio (a) = 2, (b) = 4, (c) = 6, (d) = 8 (qd = 2% and a= 3% are assumed for all cases), Memphis TN.

........ N ........

Page 132: EARTHQUAKE GROUND MOTION SIMULATION AND RELIABILITY

,,-... N

h 3 '-' ~ ;; o ..... ~ 2 ~

= o '.e u ::

"0

~ ,£

1

(a) ~l=2

~---2...Oi--=

Nondegrading systems (this study) Krawinkler & Nassar (1992) Miranda & Bertero, Alluvium (1994)

=E u ::

o '~~~~~~~~~~~~~~~~~~~~ ~

,,-... \0

h 9

0.0

~ (c) ~=6 ;; o ..... ~ 6 ~

= o '.t: u .g 3 Q)

~

£ =E u 0 :: ~ 0.0

0.5

0.5

1.0 1.5

Period (sec)

Nondegrading systems (this study) Krawinkler & Nassar (1992) Miranda & Bertero, Alluvium (1994)

1.0 1.5

Period (sec)

2.0

2.0

,,-... ~

h 6 ~ ;; .s ~ 4 ~

= o '.e u ::

"0

~ .£ =E u :: ~

,,-... QO

2

o 0.0

h 14

(b) ~=4

~ 12 L (d) ~=8 J.. o 't 10 ~

~ 8 = o

'"8 6 :: ~ 4 ~ ,G> .... =E u 0 :: ~ 0.0

0.5

0.5

Nondegrading systems (this study) Krawinkler & Nassar (1992) Miranda & Bertero, Alluvium (1994)

1.0 1.5

Period (sec)

-----

Nondegrading systems (this study) Krawinkler & Nassar (1992) Miranda & Bertero, Alluvium (1994)

1.0 1.5

Period (sec)

2.0

2.0

Figure 5,7 Comparison of ductility reduction factors of nondegrading systems for uniform hazard response spectra (this study) with empirical formulae by Krawinkler and Nassar (1992) and Miranda and Bertero (1994); target ductility ratio (a) = 2, (b) = 4, (c) = 6, (d) = 8 (~d = 2% and a= 3% are assumed for all cases), Carbondale IL,

....... N N

Page 133: EARTHQUAKE GROUND MOTION SIMULATION AND RELIABILITY

,-..., N

h 3 '-' ~ ~ o

~ 2 ~

= .~ -C)

= "'0

~ .€

1

(a) fl=2

Nondegrading systems (this study) Krawinkler & Nassar (1992) Miranda & Bertero, Alluvium (1994)

;S C)

o .~~~~~~~~~~~~~~~--~~~ = ~

,-..., \0

h 10

0.0

~ (c) fl=6

~ 8

0.5 1.0 1.5

Period (sec)

.s C) eo:s ~ 6

/?'<;;: ---..r~ ..- -::: ;-::-: ::7_-=-= - - -~~ ---= o .~

~ 4 "'0

<U

~ 2 .€ ;S C) 0 = ~ 0.0 0.5

Nondegrading systems (this study) Krawinkler & Nassar (1992) Miranda & Bertero, Alluvium (1994)

1.0

Period (sec)

1.5

2.0

2.0

,-..., -.::r h 6 ~ ~ .s ~ 4 ~

= o '.t: C)

= "'0

~ E

2

(b) fl=4

Nondegrading systems (this study) Krawinkler & Nassar (1992) Miranda & Bertero, Alluvium (1994)

;S C)

o .~~~~~~~~~~~~~~~~~~~ = ~

,-..., 00

h 14

~ 12 J. o 't 10 eo:s

~ 8 = o ~ C)

= "'0

6

4

0.0

(d) fl=8

0.5 1.0 1.5

Period (sec)

?/..- --:.::::.::-- -~--

Nondegrading systems (this study) Krawinkler & Nassar (1992) Miranda & Bertero, Alluvium (1994)

2.0

~ E 2 ;S o L· ~~~~~~~~~~~~~~~ C)

= ~ 0.0 0.5 1.0

Period (sec)

1.5 2.0

Figure 5.8 Comparison of ductility reduction factors of nondegrading systems for uniform hazard response spectra (this study) with empirical formulae by Krawinkler and Nassar (1992) and Miranda and Bertero (1994); target ductility ratio (a) = 2, (b) = 4, (c) = 6, (d) = 8 (C;d = 2% and a= 3% are assumed for all cases), St. Louis MO.

~

N W

Page 134: EARTHQUAKE GROUND MOTION SIMULATION AND RELIABILITY

,-.., N

~ 3 ~ ~ o .... u ~

~ c .S .... u :3

"0 Q)

~

.0

2

(a) w=2, nondcgrading systcms

6'~=--=-:-:~~-~~-=:---,/----:?~-~

/" "",,,

/"""

This study Nassar & Krawinkler (1992) Miranda & Bertero, Alluvium (1994)

=E u :3 ~

o ,~------------------------------~

,-.., \0

~ 9 i:a' ~ .s

0.0

u ~ 6 ~ c .S .... u

0.5 1.0 Period (sec)

(c) ~=6, nondegrading systems

1.5 2.0

"..-:: /' --:: :::-~ ::::: -::-:--.: - - - -:

= "0

~ .€' =E

3 I,( ;'

This study Nassar & Krawinkler (1992) Miranda & Bertero, Alluvium (1994)

u 0 0.0 0.5 1.0 1.5 2.0 = ~

Period (sec)

1 ~ ~ o .... u ~

~ c o .-e u :3

"0 Q)

~

.€' =E u

= ~

,-.., 00

4

2

o 0.0

~ 12 i:a' ~ 10 .s ~ 8 ~ c

6 0 ~ u

= 4 "0 Q)

~ 2 ~; .€' -~ 0 u

= 0.0 ~

(b) ~!=4, nondegrading systems

.. '" '"

---.. -- ---:;--

This study Nassar & Krawinkler (1992) Miranda & Bertero, Alluvium (1994)

0.5 1.0

Period (sec)

(d) ~=8, nondegrading systems

1.5

/'------

2.0

/' "'''',.------ ---/ .. " ---~ .. ~ '--:';"~~1

0.5

This study Nassar & Krawinkler (1992) Miranda & Bertero, Alluvium (1994)

1.0 1.5 Period (sec)

2.0

Figure 5.9 Comparison of ductility reduction factors of nondegrading systems for uniform hazard response spectra (this study) with empirical formulae by Nassar and Krawinkler (1992) and Miranda and Bertero (1994); (a) target ductility ratio= 2, (b) target ductility ratio = 4, (c) target ductility ratio = 6, (d) target ductility ratio = 8 (~=5% and a=3% are assumed for all cases), Santa Barbara CA.

........ N ~

Page 135: EARTHQUAKE GROUND MOTION SIMULATION AND RELIABILITY

-. N ~ 3 ~.~~~--,

~ ~ o ..... u eo::! ~ I: .s .... u ::s

"'0 QJ

~

.f' =E u

= ~

-. \0

2

(a) 11":2

~~7?~~~:;":"-"-"

1· / ,,' / // ,,'

/, -'

Degrading systems (This study) Nassar & Krawinkler (1992) Miranda & Bertero, Alluvium (1994)

o ~I ~----------------------0.0 0.5 1.0

Period (sec)

1.5

~ 9 -,---.-

~ ~ o ..... CJ eo::! ~ 1:1 o ~ CJ = "0 QJ

~

£> :s CJ

6

3

o I

(c) /1=6

Degrading systems (This study) Nassar & Krawinkler (1992) Miranda & Bertero, Alluvium C1994)

2.0

~ ~ 6 r·~~~----'---~~~-.~~~~--r-~--~~~ '-' ~ (b) W=4

~ 0 .... u eo::! ~ I:

4 "",,--- .--- -:;-.... -----~ ~-7.:

===================~ .s .... u ::s

"'0 QJ

~

.f'

2 ~r7 j

Degrading systems (This study) Nassar & Krawinkler (1992) Miranda & Bertero, Alluvium (1994)

:s u

o L.~~~~~~~~~~~~~~~~~~ = ~

-. 00

~ 12 ~

0.0 0.5 1.0

Period (sec)

1.5

~ 10 .s CJ 8 ",....--------

2.0

: /' --------- --= // -,,/ --~ 6 / .. ,,"" ~ 4 1/ ~==-======-========:==========-===::::=::==========------~::::=---J ., ,/, -, ~ " .0 2 /~ ..... V :s CJ

Degrading systems (This study) Nassar & Krawinkler (1992) Miranda & Bertero, Alluvium (1994) o I.,---'--""'--'-___ .l...-..---'--'---'---L....... _____ --.-...--L-....:.-....~__'

= ~ 2.0 ~

0.-0 ----..---....__'__...L...-............ ____ """'-=-=::-""'--'-.....l..---.._'---'---.I 0.5 1.5 1.0

Period (sec)

0.10 0.5 1.0 1.5 2.0

Period (sec)

Figure 5.10 Comparison of ductility reduction factors of degrading systems for uniform hazard response spectra (this study) with empirical formulae for nondegrading systems by Nassar and Krawinkler (1992) and Miranda and Bertero (1994); (a) target ductility ratio= 2, (b) target ductility ratio = 4, (c) target ductility ratio = 6, (d) target ductility ratio = 8 (~=2% and a=3% are assurned for all cases), Santa Barbara CA.

~

tv Vl

Page 136: EARTHQUAKE GROUND MOTION SIMULATION AND RELIABILITY

--. --. N ~ II 3 II 6 :1. :1. '-' (a) ~t=2 '-'

r (b) ~=4 ~ ~ J,,:' J,,:' 0 0 ~ ~ u 2 u 4 Co:! Co:! ~ ~ c c 0 0 'C 'C u u = 1 regression curve (nondegrading) = 2r regression curve (nondegrading) "'Q "'Q OJ OJ ~ simulation results (3 prob. levels) ~ simulation results (3 prob. levels) C Krawinkler & Nassar (1992) C Krawinkler & Nassar (1992) .... :a -'C 0 0 u u = 0.0 0.5 1.0 1.5 2.0 = 0.0 0.5 1.0 1.5 2.0 ~ ~

Period (sec) Period (sec) --. --. \0 00 II 9 1h. 12 :t '-' (c) ~=6

~ 10 t (d) ~=8 ~ J,,:'

~~~ ........

0 tv ~ 0\ u 6 ~ 8 ~ ~--~ ~ ~ c c

6 0 0 'C 'C u u = 3 regression curve (nondegrading) = :V- regression curve (nondegrading) "'Q "'Q OJ OJ ~ simulation results (3 prob. levels) ~ simulation results (3 prob. levels) C Krawinkler & Nassar (1992) C Krawinkler & Nassar (1992) .... . ... - -'C 0 'C 0 u u = 0.0 0.5 1.0 1.5 2.0 = 0.0 0.5 1.0 1.5 2.0 ~ ~

Period (sec) Period (sec)

Figure 5.11 Regression ductility reduction factors of nondegrading systems using the Krawinkler-Nassar empirical formula and comparison with the original Krawinlker and Nassar curves (1992); target ductility ratio (a) = 2, (b) = 4, (c) = 6, (d) = 8 (¢d = 2% and a= 3% are assumed for all cases), Memphis TN.

Page 137: EARTHQUAKE GROUND MOTION SIMULATION AND RELIABILITY

--- ---r-l ~ II 3 II 6 :1. :1. '-" (a) ~l=2 '-" (b) ~=4 ~ ~ ,,; ,,; 0 0 / ~ ------~---... ... u 2 u 4 ~ ~

~ ~

= = 0 0 +::l +::l u u = 1 regression curve (degrading) = 2~ regression curve (degrading) "0 "0 (1) (1)

~ simulation results (3 prob. levels) ~ simulation results (3 prob. levels) C Krawinkler & Nassar (1992) C Krawinkler & Nassar (1992) .....

~ =E 0 0 u u = 0.0 0.5 1.0 1.5 2.0 = 0.0 0.5 1.0 1.5 2.0 Q Q

Period (sec) Period (sec)

--- ---\0 00 II 9 lh. 12 :1. '-' (c) ~=6 i 10 t (d) ~=8 ~ ,,; :=J 0 ... u 6 ~ 8 ~ ~ ~

= = 6 0 0 +::l +::l u u = 3 regression curve (degrading) =

:~r-regression curve (degrading) "0 "0

(1) (1)

~ simulation results (3 prob. levels) ~ simulation results (3 prob. levels) C Krawinkler & Nassar (1992) C Krawinkler & Nassar (1992) ..... ..... - -+::l 0 +::l 0 u u = 0.0 0.5 1.0 1.5 2.0 = 0.0 0.5 1.0 1.5 2.0 Q Q

Period (sec) Period (sec)

Figure 5.12 Regression ductility reduction factors of degrading systems using the Krawinkler-Nassar empirical formula and comparison with the original Krawinlker and Nassar curves (1992); target ductility ratio (a) = 2, (b) = 4, (c) = 6, (d) = 8 (qd = 2% and a= 3% are assumed for all cases), Memphis TN.

~

tv -.....)

Page 138: EARTHQUAKE GROUND MOTION SIMULATION AND RELIABILITY

,-.., N

~ 3 ~ ).;' o ..... Co)

1!"3 ~ C o

. .0 Co)

=' "0 ~

~

(a) w2

_-/-------------L-----~

21~ / -=:== ........ ./ ---~ /= /~~CSSiol1-CII~C~110I1dCgrndjl1g)

simulation results (3 prob. levels) Krawinkler & Nassar (1992) .€

=E Co)

o ~,~~~~~~~~~~~~~~~.~~~ = A

-­\0

~ 9 ~ ).;'

.s ~ 6 ~

= o • .tl Co)

.g 3

~ ;£ =E u 0

0.0

= A 0.0

0.5

(c) ~l=6

0.5

1.0 Period (sec)

1.5

regression curve (nondegrading) simulation results (3 prob. levels) Krawinkler & Nassar (1992)

1.0 1.5 Period (sec)

2.0

2.0

1 6 ~ ).;'

.s Co)

CI'3 ~ c .9 .....

Co)

=' "0 ~

~

g

4

2

(b) ~l=4

regression curve (nondegrading) simulation results (3 prob. levels) Krawinkler & Nassar (1992)

~ u

o ~, ~~~~~~~~~~~--~~~~~~~ = A

--QO

~ 14

~ 12 ,... o 1:) 10 CI'3

~ 8 = o ~ u 6 = ] 4 ~

.€ 2 -~ 0

0.0

= A 0.0

0.5

(d) ~=8

0.5

1.0 1.5 Period (sec)

regression curve (nondegrading) simulation results (3 prob. levels) Krawinkler & Nassar (1992)

1.0 1.5

Period (sec)

2.0

2.0

Figure 5.13 Regression ductility reduction factors of nondegrading systems using the Krawinkler-Nassar empirical formula and comparison with the original Krawinlker and Nassar curves (1992); target ductility ratio (a) = 2, (b) = 4, (c) = 6, (d) = 8 (;d = 2% and a= 3% are assum.ed for all cases), Carbondale IL.

........ tv 00

Page 139: EARTHQUAKE GROUND MOTION SIMULATION AND RELIABILITY

,-.... ,-N .~

II 3 II 6 ::t ::t -- (a) w:2 ,-

(b) ~1=4 ~ t~ ~ ~ 0 0 .... ..... u u 4 e'!:! e'!:! ~ ~~

= = .~ .~ .... ..... u u :: 1 regression curve (nondegrading)

:: 2r regression curve (nondegrading) '"0 ''0 ~ ~

~ simulation results (3 prob. levels) I~ simulation results (3 prob. levels) .£ Krawinkler & Nassar (1992) .E' Krawinkler & Nassar (1992) =E 0

:E 0 u u

:: 0.0 0.5 1.0 1.5 2.0 :: 0.0 0.5 1.0 1.5 2.0 ~ j~

Period (sec) Period (sec) ,-.... .-, \0 (Xl

~ 10 ~ 14 -- (c) J.l=6

~12~ (d) J.l=8 ~

~ 8 '" ---4 0 t 10 ~ .... u

-----e'!:! e'!:! ~ 6 I~

= = 8 0 0

+= 4 ';:: 6 u u

:: regression curve (nondegrading)

:: 4V- regression curve (nondegrading) '"0 ''0 ~ ~

~ 2 simulation results (3 prob. levels) I~ f -- simulation results (3 prob. levels) £' Krawinkler & Nassar (1992) .0 2 __

Krawinkler & Nassar (1992) =E :E u 0 u 0 :: 0.0 0.5 1.0 1.5 2.0 :: 0.0 0.5 1.0 1.5 2.0 ~ I~

Period (sec) Period (sec)

Figure 5.14 Regression ductility reduction factors of nondegrading systems using the Krawinkler-Nassar empirical formula and comparison with the original Krawinlker and Nassar curves (1992); target ductility ratio (a) = 2, (b) = 4, (c) = 6, (d) = 8 (;d = 2% and a= 3% are assumed for all cases), St. Louis MO.

....... N 'D

Page 140: EARTHQUAKE GROUND MOTION SIMULATION AND RELIABILITY

-. -. N "I't II 3 II 6 :::l :::l

--- (a) ~=2 --- (b) ~=4 ~ ~ ).;' ).;' 0 0 ---.------...... ...... u 2 u 4 ~ ~ ~ ~

== == 0 0 '.c '-C u u = 1 regression curve (nondegrading) =

2 ~I regression curve (nondegrading) "0 "0 Q) Q)

~ simulation results (3 probe levels) ~ simulation results (3 probe levels) .€' Krawinkler & Nassar (1992) £ Krawinkler & Nassar (1992) =E 0 =E 0 u u = 0.0 0.5 1.0 1.5 2.0 = 0.0 0.5 1.0 1.5 2.0 ~ ~

Period (sec) Period (sec) -. -. \0 00 II 9 lh. 14 :::l --- (c) ~=6 ~ 12 ~ (d) ~=8 ~ ).;' .------------0

~ 10 ~

...... -------=-=i VJ u 6 0 ~ ~ < ~ ~ 8 == == 0 0

'-C '-C 6 u u = 3 regression curve (nondegrading) = "0 "0 :V regression curve (nondegrading) Q) Q)

~ simulation results (3 probe levels) ~ simulation results (3 probe levels) ;£ Krawinkler & Nassar (1992) ;£ - =E Krawinkler & Nassar (1992) '-C u 0 u 0 = 0.0 0.5 1.0 1.5 2.0 = 0.0 0.5 1.0 1.5 2.0 ~ ~

Period (sec) Period (sec)

Figure 5.15 Regression ductility reduction factors of nondegrading systems using the Krawinkler-Nassar empirical formula and comparison with the original Krawinlker and Nassar curves (1992); target ductility ratio (a) = 2, (b) = 4, (c) = 6, (d) = 8 (qd = 2% and a= 3% are assumed for all cases), Santa Barbara CA.

Page 141: EARTHQUAKE GROUND MOTION SIMULATION AND RELIABILITY

,,-., N

Mt 3 ~ ~ o ... ~ 2 ~

= o '.c u

(a) 11=2

,§ 1 l regression curve (degrading) ~. simulation results (3 prob. levels) .f'. Krawinkler & Nassar (1992) =E u 0

1 6 -~ ~ o ... ~ 4 ~

= o '.c u ::I

"'0 Cl)

~ .0 • ...c

2

(b) 11=4

.-------

regression curve (degrading) simulation results (3 prob. levels) Krawinkler & Nassar (1992)

=E u o ~, ~~~--~~~~~~~~~~~~~~~

::I Q 0.0 0.5 1.0 1.5 = 2.0 Q 0.0 0.5 1.0 1.5 2.0

,,-., \0

Mt 9 ~ (c) 11=6 ~ o

~ 6 ~

= .S ... u ,§ 3

~ .0

Period (sec)

---------

regression curve (degrading) simulation results (3 prob. levels) Krawinkler & Nassar (1992)

~ 0 ~.~~~~~~~~-L~~~~~~~~~ = A 0.0 0.5 1.0

Period (sec)

1.5 2.0

,,-., QO

!h. 14 ~ 12 L (d) 11=8 .. o "t 10 ~

~ 8 = o ~ 6 = ~ 4 ~

.f' 2 -~ 0 = Q 0.0 0.5

Period (sec)

--------

regression curve (degrading) simulation results (3 prob. levels) Krawinkler & Nassar (1992)

1.0

Period (sec)

1.5 2.0

Figure 5.16 Regression ductility reduction factors of degrading systems using the Krawinkler-Nassar empirical formula and comparison with the original Krawinlker and Nassar curves (1992); target ductility ratio (a) = 2, (b) = 4, (c) = 6, (d) = 8 (;d = 2% and a= 3% are assumed for all cases), Santa Barbara CA.

~

w ~

Page 142: EARTHQUAKE GROUND MOTION SIMULATION AND RELIABILITY

132

Cost (million dollars)

10° I I I

• drift ratio under E.Q. excitation 6 rIj

5 0 median drift ratio ~ 4 regression fragility curve ~ \ -----~ 3 \\ ~ , \

0 2 , \ l£I \ \ C \ \ . - @ . ~ 10-1 c:.J

, C \ ,

before retrofit ~ \

, "'''-~ 6 "'0 5 \

~ \ ~ 4 "-

\ "-c:.J "-~ 3 \ " " ~ \ ...............

~ ..........

~ 2 ••• --e~ • 0 ----~ \ -----........ \ ---.- 10-2 \ ----.- \ ~ ~ \ ~ 6 \ after retrofit 0 5 \~ ~

4 C. 3 \:

\ \

2 \ \

10-3

0 1 2 3 4 5 6

Drift Ratio (%)

Figure 5.1 7 Fragility curves for I-story standard buildings before/after retrofit In Carbondale, IL (after Wen and Song, 1999).

Page 143: EARTHQUAKE GROUND MOTION SIMULATION AND RELIABILITY

133

Tn = 0.3 sec, Representative soil profIle, Memphis (TN)

o simulation results model

I-Po = 0.0989 r---ee:Eer~·-·-·-·-·-·-·-·-·-·-·-·-·-·-·-·-·-·-·-·

50% in 50 yrs.

10% in 50 yrs .

.. . ~.O(o. ~~.~.Q.yX~~........................... . ............... .

2 % in 50 yrs.

1 0 -4 L.-.-'----l--.l.-l....I...l..J..I.I----"--I......I....l...I.J..U..I..--'---I-J....J...,U.J..l..I..--~..J....U...u..u.....___P+_~~

10-4

Elastic Force Coefficient, Ce

Figure 5.18 Comparison of the predicted annual probability of exceeding values of the elastic force coefficient using Equation (4.4) with the simulation results for a 0.3-sec period SDOF system at representative soil profile, Memphis ,TN (Vj

= 0.00485, k j = 1.031, Vc = 1.627, kc = 1.737, and w = 0).

Page 144: EARTHQUAKE GROUND MOTION SIMULATION AND RELIABILITY

~ u = ~

134

PGA, Representative soil profile, Memphis (TN)

o simulation results model

~ I-Po = 0.0989 ~ 10-1 ltr-++f-¥"l'=~·-· _._._.--._._._.- ._._._._. _._._._._.-._._._.

u ~ ~ ~ o C = 10-2 .",.,.

,.c ~

,.c o .. ~ e; 10-3

= = = -<

50% in 50 yrs.

10% in 50 yrs.

... ~~(o. ~~.~.~.Y~~~ .................... .

2 % in 50 yrs.

1 0-4 L..--~...I.....I....i...:..J.I..--"--"""""""~----l~~i...I..I.-.-..-............... l-ftI--..J..--I.....I..-1....1...1...1

10-4 10-3 10-2 10-1 10°

Peak Ground Acceleration (g)

Figure 5.19 Comparison of the predicted annual probability of exceeding values of peak ground acceleration using Equation (4.4) with the simulation results representative soil profile, Memphis TN (vJ = 0.002, kJ = 1.07, lh = 0.3, k2 =

1.90, Vc = 0.9, kc = 1.20, and w = 0.0002).

Page 145: EARTHQUAKE GROUND MOTION SIMULATION AND RELIABILITY

135

2.5 '/ ,; 0' /

/ / ,;

0 / ,;

2.0 / .o/IQ ,,-.., 0 /

~ 0 ,; -- C!

C / ,;

.S / ft 0 ...- / " ~ 1.5 /0 l.

" Q) / Q) 0/ U

/ 0/ u /0 ;'

< 9-/ -; 1.0 " l. ...-u T = 0.3 sec, Cy = 0.37 g Q)

c. r:n 0 simulation results 0.5 --- regression curve (median)

._._.-.- 16th_84th percentile bounds

0.0 0 5 10 15 20

Ductility Ratio (DmaJDy)

Figure 5.20 Regression of ductility ratio on median spectral acceleration through 100 simulated ground motions (nondegrading SDOF with T = 0.3 sec and Cy =

0.37 g).

c :: o ...

1.0 o

0.5

o

..... ....... o

T = 0.3 sec, Cy = 0.37 g

simulation results regression curve (median) 16th_84th percentile bounds

0.0 ~----~~~~~~~~~--~~~~~~--~~~~

o 5 10 15 20

Figure 5.21 Regression of ductility ratio on median peak ground acceleration through 100 simulated ground motions (nondegrading SDOF with T = 0.3 sec and Cy

= 0.37 g).

Page 146: EARTHQUAKE GROUND MOTION SIMULATION AND RELIABILITY

--~ --c: .~ -~ ... ~

~ ~ ~

< -; ... -~ ~ =:..

00.

2.5

2.0

1.5

1.0

0.5

0.0 0

T = 1.0 sec, Cy = 0.15 g

5

D / /

D.""

136

D

"" / /

/

/

D

10

/

'I' ' /

D

D

simulation results regression curve (median) 16th_84th percentile bounds

15

D

20

Figure S .22 Regression of ductility ratio on median spectral acceleration through 100 simulated ground motions (nondegrading SDOF with T = 1.0 sec and Cy = O.lSg).

1.5

1.0

0.5

0.0 o

T = 1.0 sec, Cy = 0.15 g

" /

" " D " " " " D /

" /

/ /

/

" " D

'I' /

D

D

D _._.-.-. ......... ......... ..,. ...... D

[J ......... ...,..

D._ .... ·- -' -.-...,. .....

D

5 10

simulation results regression curve (median) 16th_84th percentile bounds

15 20

Figure S .23 Regression of ductility ratio on median peak ground acceleration through 100 simulated ground motions (nondegrading SDOF with T= 1.0 sec and Cy

=O.lSg).

Page 147: EARTHQUAKE GROUND MOTION SIMULATION AND RELIABILITY

137

1.5 / /

T = 2.0 sec, Cy = 0.07 g / /

/

-- /

.... ci' OJ) / -- / ."

= /

.8 1.0 o / ...... 0 / ~ / ... <lJ /

"'Z / C) / C) /

~ 0

-; 0 ... 0.5 ~

<lJ 0 0 c.. 00 0

0 simulation results --- regression curve (median) ._._._.- 16th_84th percentile bounds

0.0 0 5 10 15 20

Ductility Ratio {Dma/Dy}

Figure 5.24 Regression of ductility ratio on median spectral acceleration through 100 simulated ground motions (nondegrading SDOF with T = 2.0 sec and Cy = 0.07 g).

c::

c ..

1.0

0.5 o

T = 2.0 sec, Cy = 0.07 g

o

/

/

/

/

/

/

o o

_.-' _.-' .......... _.-'

o

-.­_._.-.-0-'-'

simulation results regression curve (median) 16th_84th percentile bounds

0.0 ~----~--~~~~--~~~~--~~~~~~~~--~

o 5 10 15 20

Figure 5.25 Regression of ductility ratio on median peak ground acceleration through 100 simulated ground motions (nondegrading SDOF with r = 2.0 sec and Cy

A A"'7 _,

= v.v / g).

Page 148: EARTHQUAKE GROUND MOTION SIMULATION AND RELIABILITY

-~ = = = <

138

10-2 r-~-----'------r-I-.------r-I-'--~I--~-----~I------r-----~I--~--~ 8 ~ 7 f-:\

6 f-~\ 5 f-:\

4 \\ 3 f- \\

". '.

2 ...... +

". \ .... \ .... "

+

". " ..... +.,. ' ......

' ...... ' .......

"exact" solution from UHRS Sa, Shome & Cornell (1999) PGA, Shome & Cornell (1999)

-

5

4

3

'. ".:.~: 0,.: ~ '.", .~., ~+~.", ". ,,, ... "'.'" :''::::::::::: :::: ~ .::::.:: .. ..

2

T = 0.3 sec, Cy = 0.37 g

10-4 ~~-----_~I~--_~I~--~I--~--~I--~--~I--~--~

o 1 2 3 4 5 6

Ductility Ratio

Figure 5.26 Comparison of using spectral acceleration and peak ground acceleration in fragility analysis (Shome and Cornell, 1999) with "exact" solution (a O.3-sec nondegrading SDOF system is used).

Page 149: EARTHQUAKE GROUND MOTION SIMULATION AND RELIABILITY

-~ = = = -<

139

10-2 ~

I I I I I -

8 ~: + "exact" solution from UHRS 7 ~: 6 ~ ~ '-'-'-'- Sa' Shome & Cornell (1999) S ~ :, .............. PGA, Shome & Cornell (1999) -

4 ~ ':, -\ ....

3 \ .... \ ....

2 ~"""" '<: ...... . 10-3 ~

"..,L-" 1":'::--'" -..... ", -

8 I-7 I-

6 l-

S

4 I-

3 I-

2

" .~:<"'::.:..::.:. .. ~: :::::.::: ~+'':::::: :~ ... ~."~:.~ .. ,,, .......... ~

T = 1.0 sec, Cy = 0.15 g

10-4 ~~--~I--~--_~I~--~I--~--~I--~--_~I--~~

o 1 2 3 4 5 6

Ductility Ratio

Figure 5.27 Comparison of using spectral acceleration and peak ground acceleration in fragility analysis (Shome and Cornell, 1999) with "exact" solution (a 1.0-sec nondegrading SDOF system is used).

Page 150: EARTHQUAKE GROUND MOTION SIMULATION AND RELIABILITY

-~ == c c <

140

10-2 ~~--~--~I--~--~I--~--~I--~---~I~--~I--~~

8 3 7 Ii 6 ~ 5 ~ 4 ~~

j

3 ) '.

2 +.

8 7 6 5

4

3

2

"'­\. "

"~.:.-:- ..... + ..................

+

".

"exact" solution from UHRS Sa' Shome & Cornell (1999) PGA, Shome & Cornell (1999)

......

-

-

-

-

----

-

-

........... ~:.~.:"'.,,±:~ ... ,,:~........ -~ .... -.........

..............

T = 2.0 sec, Cy = 0.07 g

104 ~~ __ ~J __ ~ __ ~I __ ~ __ ~I __ ~ ___ ~I~ __ ~I __ ~~

o 1 2 3 4 5 6

Ductility Ratio

Figure 5.28 Comparison of using spectral acceleration and peak ground acceleration in fragility analysis (Shome and Cornell, 1999) with "exact" solution (a 2.0-sec nondegrading SDOF system is used).

Page 151: EARTHQUAKE GROUND MOTION SIMULATION AND RELIABILITY

141

CHAPTER 6

SUMMARY AND CONCLUSIONS

6.1 Summary and Conclusions

A simulation method is proposed to generate uniform hazard response spectra and

ground motions. It allows efficient evaluation of structural performance and fragility

analysis for loss estimation under future earthquakes. The seismotectonic parameters

used in this study to simulate earthquakes are largely based on USGS OFR-96-532 for

Mid-America and the 1995 WGCEP report for western United States. The method can

be updated as more is known of the seismotectonic features such as in the national

seismic hazard maps updating effort at a 3-year interval by U.S. Geological Survey.

9000 ground motions are generated at three Mid-America cities (Memphis, TN, St. Louis,

MO, Carbondale, IL) and 1815 in Santa Barbara, CA according to the regional

seismicity, from which uniform hazard response spectra are constructed. A least-square

procedure is then proposed to select 10 uniform hazard ground motions for a given

probability level at each site, whose median spectral accelerations match the target

response spectra corresponding to 10% and 2% in 50 years probability of exceedance.

Ground motions for both rock sites and soil sites with a given soil profile are generated.

Based on the results, the following conclusions are drawn:

1. A structural period independent procedure is used to select uniform hazard

ground motions from a large pool of simulated ground motions. Results of

investigation of various nonlinear SDOF systems ( e.g. structural period,

deterioration) indicate that these ground motions can be used for unbiased

estimates of structural responses with small uncertainty (standard error). Since

uniform hazard ground motions match the target response spectra for a wide

Page 152: EARTHQUAKE GROUND MOTION SIMULATION AND RELIABILITY

142

range of frequencies, they can be used for reliable response estimates of MDOF

systems as well.

2. Since only one component of earthquake motion is generated and the stochastic

source model is based on field observations of shear waves, the uniform hazard

ground motions provided in this study are suitable for structural time history

analyses of standard frame buildings with short to intermediate natural periods

(0.2 - 2 sec) and no significant 3-dimensional and torsional motions.

3. In all three Mid-America cities, small to medium size earthquakes have major

contribution to the hazard at the 10% in 50 years level. At the 2% in 50 years

level seismic hazard in Memphis and Carbondale is dominated by magnitude 8

earthquakes in the NMSZ, while in St. Louis small to medium size earthquakes

from various distances also contribute. These observations are in general

agreement with USGS deaggregation results.

4. Due to the influence of local site condition, spectral shape varies considerably

among three Mid-America cities. In Memphis and Carbondale, there are

significant spectral accelerations in the intermediate to long period range, which

is more damaging to medium- to high-rise buildings. In St. Louis, on the other

hand, large spectral accelerations are primarily within short period range, which

is more damaging to low-rise buildings. In Santa Barbara, the frequency

contents of the uniform hazard spectra indicate that medium- and high-rise

buildings are more vulnerable.

5. The ductility reduction factor RfJ. calculated from the simulated ground motions

for Memphis, Carbondale and Santa Barbara is shown to be in general

agreement with results from recorded earthquake ground motions by

Krawinkler and Nassar (1992) and Miranda and Bertero (1994). One can

construct probabilistic performance (fragility) curves using Rj.J factors within

the framework of current spectra-based code procedures (e.g. 1997 NEHRP)

without having to do a large number of nonlinear time history analyses.

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143

6. Spectral acceleration is a more reliable measure of structural responses and

therefore should be used for evaluation of structural fragility. Peak ground

acceleration is a poor measure of long period structure responses and is not

recommended for fragility analysis.

6.2 Recommendations for Future Studies

The simulation methodology proposed herein provides a basic framework for

constructing uniform hazard response spectra and ground motions. However, there are

several issues that require further investigation:

1. The tectonic and seismological information in the CEUS is insufficient for an

accurate estimate of seismic hazard at a low probability level (e.g. 2% in 50

years). Large magnitude (7.5 to 8) earthquakes in the New Madrid seismic

zone are generally dominant at this level but their occurrence rates remain a

controversial topic (Johnston 1996b, Newman et al. 1999, Mueller et al. 1999).

With more geodetic, geologic and seismic information, the proposed simulation

methodology can be refined to generate more realistic ground motions.

2. Soil nonlinearity is important for high intensity earthquakes but has not been

considered in this study. Basically, the quarter wavelength method considers

only elastic soil properties, whereas the program SHAKE accounts for inelastic

soil properties via an equivalent linear model, which can not adequately account

for period shifting and response amplification due to soil nonlinearity, and is

best suited to a shallow soil deposit. Although there are truly nonlinear soil

analysis software available (e.g. D-Mod_D, CyberQuake, etc.), due to very

limited information on soil boring log data, more verification study is still

needed before a reliable nonlinear soil model can be used (Hashash and Park,

1999).

3. The phenomenological stochastic model does not consider surface waves,

which generally have long period motions and cause large responses in long

Page 154: EARTHQUAKE GROUND MOTION SIMULATION AND RELIABILITY

144

period structures, such as bridges and high-rise buildings. Also, when a

structure deteriorates under earthquake excitation, its fundamental period

lengthens and as a result is more vulnerable to surface waves. To include

surface waves, a wave propagation model such as in Saikia and Somerville

(1997) needs to be used.

4. This study does not consider 2- or 3-component ground motion simulation,

which is important for investigation of 3-dimensional frame building behavior

such as torsion effects, biaxial interaction, etc. (Wang and Wen, 1998).

5. For lifeline engineering (bridges, pipelines, etc) and large-scale structures,

spatial variation of ground motions needs to be considered. F or this purpose,

ground motion coherence function is required in the stochastic approach to

account for differential movement due to phase delay.

6. In reality, a large number of aftershocks often occur within a period of one to

two months after a large magnitude main shock. In such a short period, many

of the damaged buildings are unlikely to be repaired to survive the aftershocks,

e.g. the 1985 Mw-8 Michoacan (Mexico) and the 1999 ML-7.3 Chi-Chi

(Taiwan) earthquakes, etc. For essential and hazardous facilities, this

consideration becomes even more important since they need to be functional

after a damaging earthquake. It is reasonable to consider aftershocks if the

main shock has a magnitude greater than 7 (e.g., at the 2% in 50 years hazard

level).

7. System degradation has important effects on ductility reduction factors and

therefore needs to be considered in the design code. Further investigation on

MDOF systems is recommended to avoid under-design when spectra-based

design procedure is used.

Page 155: EARTHQUAKE GROUND MOTION SIMULATION AND RELIABILITY

145

APPENDIX A

TRUNCATED NORMAL DISTRIBUTION

Lognonnal distribution generally has a long tail. To avoid physically unrealistic

values in large-scale simulations, cut-off limits are necessary. The lognonnal distribution

is related to the standard nonnal probability density function (PDF) by a logarithmic

transfonnation (Ang and Tang, 1990). To avoid sharp cutoff limits with discontinuity,

the following modified standard nonnal probability density function is used, which gives

smooth truncations (Loh and Jean, 1994):

.JlI(x) = l~ exp( - ~) + A ocos(yx) + B -c:o < x < c:, (A. 1)

o Ixl> Be

where Cc is the cut-off limit; A, Band r are unknown constants and must satisfy the

following boundary conditions:

.J\I(x = -BJ = .J\I(x = Be) = 0 (A.2.1)

[d-:(X)Lc, = [d-:(X)L_c, =0 (A.2.2)

f:,%(X)dx = 1 (A.2.3)

In this study, Be = 3 is assumed, considering the large uncertainty due to lack of

field records in the CEUS. Solving the above equations, one obtains A = 0.01351,

B = 0.00422, and y = 1.3467. The resulting distribution is shown in Figure A.l and

compared with the standard nonnal PDF. To generate the corresponding truncated

lognonnal random numbers, an inverse transfonn method is employed; details can be

referred to Ang and Tang (1990).

Page 156: EARTHQUAKE GROUND MOTION SIMULATION AND RELIABILITY

A = 0.01351

B = 0.00422

0.4 Y = 1.3467

c .... 0.3 -.... ~ ~ ~ o .. ~ 0.2

0.1

146

Truncated Normal PDF Standard Normal PDF

0.0 __ ""'-"' __ ~--'---"----'----'---....l...--J..--I.--"_J-..~ __ ---""

-4 -3 -2 -1 o 1 2 3 4

Normal Variate, x

Figure A.I Truncated normal probability density function.

Page 157: EARTHQUAKE GROUND MOTION SIMULATION AND RELIABILITY

147

APPENDIXB

MODIFIED TYPE II EXTREME VALUE DISTRIBUTION FUNCTION

To obtain spectral acceleration according to a prescribed hazard level, one can

construct the hazard curve by running a large number of linear/nonlinear structural

analyses and then calculate the required spectral value through interpolation without

regression analysis. In doing so, a large computational effort is required, especially for

nonlinear analysis. To alleviate the computational burden, this study performs a

moderate number of structural analyses and then constructs hazard curves via a curve

fitting technique.

To determine the tail behavior of simulated results in this study, a generalized

extreme value distribution function proposed by Maes and Breitung (1993) was first

used. It was found that a Type II distribution fits the simulated data the best, which had

been observed by earthquake researchers in the past. However, because of the cut-off

limits in magnitude and attenuation and also a distribution gap between Mw 7.5 and 8, the

resulting distribution is deviate from standard Type II tail behavior. This is especially

true for probability lower than 5% in 50 years. In view of this, the tail of the distribution

is modified as follows:

P~(Cf) = {[l- Po - wl[l-exp[ -( ~~ r ]]+ W-[l-exp[-( ~; r ]]}+-exp[ -( ~; r]} (B.1)

where C;r is design force coefficient (i.e. Cf == Ce in elastic SDOF, Cf == Cy in nonlinear

SDOF); PeA Cd indicates annual exceedance probability; Po is annual probability of

earthquakes with magnitude less than mb 5; w is a weight parameter for the influence of

magnitude 8 earthquakes; VI, 1h and Vc are comer parameters; kI , k2 and kc are slope

parameters. Subscript 1 indicates the influence of earthquakes smaller than magnitude

7.5; subscript 2 indicate the influence of magnitude 8 earthquakes; subscript c indicates

Page 158: EARTHQUAKE GROUND MOTION SIMULATION AND RELIABILITY

148

the influence of cut-off limits. When w = 0 and Vc -+ 00 (i.e. v c » max( Ce )), Equation

(B. 1) follows the original Type II extreme value distribution (Ang and Tang, 1990).

When w = 0, there is no magnitude gap and therefore no sag segment in the exceedance

probability. When Vc -+ 00, it means no cut-off limits introduced in the simulation and

therefore no secondary slope. The goodness of fit using this generalized exceedance

probability function can be clearly seen in Figure B.1 and parameter values are listed in

Table B.1.

Table B.1 Parameters for the modified extreme value distribution function describing the annual probability of exceeding a target ductility of 4 as a function of yield force coefficient in a case of nondegrading SDOF systems at representative soil site, Memphis, TN.

Period Function Parameters

Vi k i 1h k2 Vc kc w

0.05 0.001836 1.072 0.825 2.828 - - 0.0

0.1 0.001872 1.055 0.687 1.488 - - 0.0

0.2 0.001636 1.035 0.804 3.764 - - 0.0

0.3 0.001039 0.974 0.792 2.438 - - 0.0

0.5 0.001095 1.253 0.183 1.632 0.771 2.057 0.000649

0.7 0.000866 1.394 0.115 1.397 0.654 2.892 0.000899

1.0 0.000374 1.213 0.092 1.426 0.590 3.421 0.000812

1.5 0.000184 1.223 0.060 1.325 0.342 18.017 0.000896

2.0 0.000097 1.130 0.056 1.672 0.278 8.647 0.000800

Page 159: EARTHQUAKE GROUND MOTION SIMULATION AND RELIABILITY

149

~ 10-~

~ 10-~

~ 5 Tn = 0.1 sec ~ 5 Tn = 0.2 sec = = ~ 3 ~ 3 "0 2 "0 2 ~ ~ ~

10-~ ~

10-~ ~ ~

>< >< ~ 5 ~ 5 r..- 3 r..- 3 0 0

& 2 g 2

10-~ 10-~ :E :E ~ 5 ~ 5

,Q 3 ,Q 3 0 2 0 2 l-c l-c ~

10-~ ~

10-~ '; '; ::s 5 ::s 5 = 3 = 3 = = -< 2 -< 2

10-5 10-5

2 3 456 10-1 2 3 456710

0 2 10-2 2 345610

-1 2 34567100 2

Yield Force Coefficient, Cy Yield Force Coefficient, Cy

10-~ 10-~ ~ ~ ~ 5 Tn = 0.3 sec ~ 6 Tn = 0.5 sec = = ~ 3 ~ 4

"0 2 "0 3 ~ ~ ~

10-~ ~ 2

~ ~

>< >< ~ 5 ~ 10-3 r..- 3 r..- 8 0

2 0 6 g

10-~ g 4

:E :E 3

~ 5 ~ 2 ,Q 3 ,Q 0 2 0 10-4 l-c l-c ~ ~ 8

101 6

'; '; 4 ::s 5 ::s 3 = = = 3 = 2 -< 2 -<

10-5 10-5

10-2 2 3 456 10-1 23456 1 0 0 2 3 4 10-2 2 3 456710

-1 2 3 456710

0

Yield Force Coefficient, Cy Yield Force Coefficient, Cy

Figure B.1 Comparison of the predicted annual probability of exceeding values of the yield force coefficient with the simulation results for nondegrading SDOF systems at representative soil profile, Memphis, TN. (;d = 2%, a= 3%, n = 5, target ductility = 4).

Page 160: EARTHQUAKE GROUND MOTION SIMULATION AND RELIABILITY

'"; ::: = = <

C': ::: = = <

5 3 2

10-4 5 3 2

10-5

10-3

5 3 2

10-4 5 3 2

10-5

Tn = 0.7 sec

2 3456 10-2 2 3456 10-1 2 3456

Yield Force Coefficient, Cy

Tn = 1.5 sec

10-3 2 :\ 456 10-2 2 3456 10-1 2 3456

Yield Force Coefficient, Cy

150

5 3 2

~ 10-3

~ 5 ,.Q 3 e 2

~ 10-4 ::: 2 -<

5 3 2

10-5

10-3

5 3 2

Tn = 1.0 sec

2 3456 10-2 2 3456 10-1 2 3456 100

Yield Force Coefficient, Cy

Tn = 2.0 sec

10-5

10-4234

Yield Force Coefficient, Cy

Figure B.l (continued).

Page 161: EARTHQUAKE GROUND MOTION SIMULATION AND RELIABILITY

151

APPENDIXC

UNIFOAAI HAZARD GROUND MOTIONS FOR MID-AMERICA CITIES

Page 162: EARTHQUAKE GROUND MOTION SIMULATION AND RELIABILITY

100 80 60 40 20

0 -20 -40 -60 -80

-100

80 60 40 20

0 -20 -40 -- -60 N

C.J -80 CJ r:n -100 -5

100 C.J

'-' 80

= 60 0 40

20 ...... 0 ~ -20 ~ -40 CJ -60 CJ -80 C.J -100 C.J

< 100 80 60 40 20

0 -20 -40 -60 -80

-100

100 80 60 40 20

0 -20 -40 -60 -80

-100 0 10

152

~ = 6.7, h = 19.5 km, Re = 137.7 km, E = 0.56

Mw = 6.3, h = 5.2 km, Re = 121 km, E = 1.07

~ = 6, h = 2.1 km, Re = 123 km, E = 1.63

I

~ = 6.8, h = 2.1 km, Re = 92.4 km, E = 0.37

~ = 6.2, h = 3.2 km, Re = 41.2 km, E = 0.34

20

Time (sec)

30 40

Figure C.1 Suite of 10% in 50 years ground motions for representative soil profile, Memphis, TN.

Page 163: EARTHQUAKE GROUND MOTION SIMULATION AND RELIABILITY

100 80 60 40 20

0 -20 -40 -60 -80

-100

80 60 40 20

0 -20 -40 -. -60 r'I

I:J -80 Q)

-100 t;I) -E 100 I:J -- 80

c 60 0 40

20 ..... 0 co: -20 l. -40 Q)

-60 Q) -80 I:J -100 I:J

< 100 80 60 40 20

0 -20 -40 -60 -80

-100

100 80 60 40 20

0 -20 -40 -60 -80

-100 0

153

Mw = 8, h = 25.6 km, Re = 171 km, Rjb = 113.6 km, E = -1.19

10

Mw = 6.5, h = 11.5 km, Re = 58.8 km, E = 0.24

Mw = 6, h = 8.5 km, Re = 29.6 km, E = 0.23

Mw = 5.3, h = 6.2 km, Re = 32.3 km, E = 1.02

Mw = 5.8, h = 6.7 km, Re = 75.7 km, E = 1.70

20

Time (sec)

Figure C.1 (continued).

30 40

Page 164: EARTHQUAKE GROUND MOTION SIMULATION AND RELIABILITY

154

700 500 ~ = 8, h = 25.6 km, Re = 147.6 km, Rjb= 75.9 km, c = 0.65

300 100

-100 -300 -500 -700

500 Mw = 8, h = 33.9 km, Re = 186.1 km, Rjb = 61.8 km, c = 0.09

300 100

-100

-. -300 N -500 ~

QJ -700 t"I.l -5 700 ~

--- 500 Mw = 8, h = 25.6 km, Re = 163.2 km, Rjb = 62.7 km, c = -0.1

= 300 0

100 ..... ~ -100 ;...

-300 QJ

QJ -500

~ -700 ~

< 700 500 Mw = 8, h = 9.2 km, Re = 100 km, Rjb = 60.1 km, c = 0.47

300 100

-100 -300 -500 -700

700 500 ~ = 8, h = 9.1 km, Re = 97.6 km, Rjb = 78.3 km, c = 0.48

300 100

-100 -300 -500 -700

0 10 20 30 40 50

Time (sec)

Figure C.2 Suite of 2% in 50 years ground motions for representative soil profile, Memphis, TN.

Page 165: EARTHQUAKE GROUND MOTION SIMULATION AND RELIABILITY

155

700 500 Mw = 8, h = 17.4 km, Re = 117.6 km, Rjb = 69.3 km, E = 0.57

300 100

-100 -300 -500 -700

500 Mw = 8, h = 9.1 km, Re = 145.7 km, Rjb = 57.8 km, E = -0.02

300 100

-100

-- -300 M -500 ~

ClJ -700 CI:l -E 700 ~ -- 500 ~ = 8, h = 9.1 km, Re = 197 km, Rjb = 92.3 km, E = 0.66

c 300 c 100 ....

~ -100 ;...

-300 ClJ

ClJ -500

~ -700 ~

< 700 500 Mw = 8, h = 9.1 km, Re = 170.5 km, Rjb = 45.9 km, E = -0.16

300 100

-100 -300 -500 -700

700 500 ~ = 8, h = 17.4 km, Re = 187.7 km, Rjb = 83.7 km, E = 0.50

300 100

-100 -300 -500 -700

0 10 20 30 40 50

Time (sec)

Figure C.2 (continued).

Page 166: EARTHQUAKE GROUND MOTION SIMULATION AND RELIABILITY

156

120

80 Mw = 6.3, h = 5.2 km, Re = 121 km, E = 1.07

40

0

-40

-80

-120

80 ~ = 6.4, h = 6.7 km, Re = 57.5 km, E = 0.64

40

0

-40 -..

N I;.)

-80 Q)

-120 rI.l -E 120 I;.)

'-" 80

Mw = 6.8, h = 18.1 km, Re = 125.1 km, E = O. c 0 40 ..... 0 e-: ~ -40 Q)

-80 Q)

I;.) -120 I;.)

< 120

80 Mw = 6.8, h = 2.1 km, Re = 92.4 km, E = 0.37

40

0

-40

-80

-120

120

80 ~ = 6.2, h = 27 km, Re = 107.1 km, E = 1.62

40

0

-40

-80 1~{\

-~ .. u

4 14 24 34

Time (sec)

Figure C.3 Suite of 10% in 50 years ground motions for bedrock (hard rock), Memphis, TN.

Page 167: EARTHQUAKE GROUND MOTION SIMULATION AND RELIABILITY

157

120

SO ~ = 6.2, h = 3.2 km, Re = 41.2 km, E = 0.34

40

0

-40

-SO

-120

SO ~ = 6.5, h = 11.5 km, Re = 58.8 km, E = 0.24

40

0

-40

---N -SO CJ QJ

-120 t'I:l -E 120 CJ

'-" ~ = 6.5, h = 23.9 km, Re = 129.1 kIn, E = 0.79 SO

c: 0 40

..... 0 ~ ... -40 QJ

-SO QJ

CJ -120 CJ

< 120 I

SO ~ = 6.3, h = 9.5 km, Re = 166.4 km, E = 1.71

40

0

-40

-80

-120

120

SO ~ = 6.S, h = S.7 km, Re = 35.6 km, E = -0.72

40

0

-40

-SO

-120 4 14 24 34

Time (sec)

Figure C.3 (continued).

Page 168: EARTHQUAKE GROUND MOTION SIMULATION AND RELIABILITY

158

500 400 300 200 100

0 -100 -200 -300 -400 -500

400 300

Mw = 8, h = 33.9 km, Re = 186.1 km, Rjb = 61.8 km, e = 0.09

200 100

0 -100 -200 .- -300 N

~ -400 <l) (Il -500 -E ~ 500 '-' 400 c 300 Q 200

100

~ = 8, h = 25.6 km, Re = 163.2 km, Rjb = 62.7 km, e = -0.1

...... 0 eo: -100 :.. -200 <l)

-300 <l) -400 ~ -500 ~

< 500 I

400 300

Mw = 8, h = 9.1 km, Re = 169.6 km, Rjb = 79.7 km, e = 0.35

200 100

0 -100 -200 -300 -400 -500

500 400 300

~ = 8, h = 9.1 km, Rb = 97.6 km, Rjb = 78.3 km, e = 0.48

200 100

0 -100 -200 -300 -400 -500

0 10 20 30 40 50

Time (sec)

Figure C.4 Suite of 2% in 50 years ground motions for bedrock (hard rock), Memphis, TN.

Page 169: EARTHQUAKE GROUND MOTION SIMULATION AND RELIABILITY

159

500 400 300 200 100

0 -100 -200 -300 -400 -500

400 300

~ = 8, h = 17.4 km, Re = 119.2 km, Rjb = 46.8 km, E = -0.

200 100

0 -100 -200 .- -300 N u -400 QJ

r;r., -500 -E 500 u -- 400

c: 300 0 200

100

~ = 8, h = 9.1 km, Re = 145.7 km, Rjb = 57.8 km, E = -0.02

..... 0 ~ -100 ... -200 QJ

-300 QJ -400 u -500 u

-< 500 400 300

~ = 8, h = 9.1 km, Re = 170.5 km, Rjb = 45.9 km, E = -0.16

200 100

0 -100 -200 -300 -400 -500

500 "'00 300

~ = 8, h = 17.4 km, Re = 187.7 km, Rjb = 86.7 km, E = 0.50

200 100

0 -100 -200 -300 -400 -500

0 10 20 30 40 50

Time (sec)

Figure C.4 (continued).

Page 170: EARTHQUAKE GROUND MOTION SIMULATION AND RELIABILITY

c o

200

100

o

-100

-200

100

o

-100

-200

200

100

-- 0 1---_''\���

~ -100

~ -200

< 200

100

o

-100

-200

200

100

o

-100

-200 o

160

Mw = 7.1, h = 28.5 km, Re = 149.6 km, E = 0.29

Mw = 6.4, h = 2.6 km, Re = 120.8 km, E = 0.93

Mw = 6.1, h = 4 km, Re = 68.5 km, E = 1.23

Mw = 6.4, h = 8.9 km, Re = 103.5 km, E = 1.01

~ = 5.9, h = 7.9 km, Re = 61.7 km, E = 1.51

10 20 30 40 50

Time (sec)

Figure C.5 Suite of 10% in 50 years ground motions for representative soil profile, Carbondale, IL.

Page 171: EARTHQUAKE GROUND MOTION SIMULATION AND RELIABILITY

200

100

o

-100

-200

100

o I------'MJ

-- -100 M

c:.J QJ ~ -200

5 200

= 100 o

..... 0

... QJ -100

c:.J -200

< 200

100

o

-100

-200

200

100

o

-100

-200 o

161

Mw = 6.2, h = 27.6 km, Re = 119.7 km, E = 1.30

Mw = 5.8, h = 9.1 km, Re = 125.3 km, E = 1.70

Mw = 6.8, h = 10.6 km, Re = 185.6 km, E = 1.06

~ = 6.7, h = 18 km, Re = 185.7 km, E = 1.02

10 20 30 40 50

Time (sec)

Figure C.S (continued).

Page 172: EARTHQUAKE GROUND MOTION SIMULATION AND RELIABILITY

162

700 500 ~ = 8, h = 17.4 km, Re = 166.4 km, Rjb= 106.2 km, {'; =

300

100 -100

-300

-500

-700

500 ~ = 8, h = 17.4 km, Re = 193 km, Rjb = 71.9 km, {'; = -0.19

300

100

-100

-- -300 N -500 ~ ~

-700 !;I) -5 700 ~

'-" 500 ~ = 8, h = 9.1 km, Re = 166.4 km, Rjb = 95.9 km, {'; = 0.30

c 300 0 100 .....

~ -100 ~

-300 ~

~ -500

~ -700 ~

~ 700

500 ~ = 8, h = 9.1 km, Re = 165.5 km, Rjb = 100.7 km, {'; = 0.20

300

100 -100

-300

-500

-700

700

500 ~ = 8, h = 9.1 km, Re = 122.2 km, Rjb = 110.4 km, {'; = 0.90

300

100

-100

-300 -500

-700 0 20 40 60 80 100

Time (sec)

Figure C.6 Suite of 2% in 50 years ground motions for representative soil profile, Carbondale, IL.

Page 173: EARTHQUAKE GROUND MOTION SIMULATION AND RELIABILITY

163

700

500 ~ = 8, h = 9.1 km, Re = 137.2 km, Rjb = 124.3 km, I:: = 1.15

300

100

-100

-300 -500

-700

500 ~ = 8, h = 9.1 km, Re = 175.9 km, Rjb = 147.6 km, I:: = 1.39

300

100 -100

-300 N -500 C)

Q)

-700 ~ -E 700 C)

500 ~ = 8, h = 9.1 km, Re = 98.4 km, Rjb = 79.3 km, I:: = 0.69 c

300 0 100

eo: -100 l.

-300 Q)

Q) -500

C) -700 c.J

< 700

500 ~ = 8, h = 9.1 km, Re = 169.3 km, Rjb = 79 km, I:: = 0.41

300

100

-100

-300

-500

-700

700

500 ~ = 8, h = 9.1 km, Re = 183.3 km, Rjb = 128.6 km, I:: = 0.63

300

100

-100

-300 -500

-700 0 20 40 60 80 100

Time (sec)

Figure C.6 (continued)

Page 174: EARTHQUAKE GROUND MOTION SIMULATION AND RELIABILITY

150

50

-50

-150

50

-50 -.

M ~ Q)

-150 rI.l -= 150 ~

'-'

C Q 50

..... eo: I-c -50 Q)

Q)

~ -150 ~

< 150

50

-50

-150

150

50

-50

-150 0 10

164

Mw = 7.1, h = 28.5 km, Re = 149.6 km, c: = 0.29

~ = 6.4, h = 2.6 km, Re = 120.8 km, c: = 0.93

~ = 6.1, h = 4 km, Re = 68.5 km, c: = 1.23

Mw = 6.4, h = 8.9 km, Re = 103.5 km, c: = 1.01

~ = 5.9, h = 7.9 km, Re = 61.7 km, c: = 1.51

20

Time (sec)

30 40

Figure C.7 Suite of 10% In 50 years ground motions for bedrock (hard rock), Carbondale, IL.

Page 175: EARTHQUAKE GROUND MOTION SIMULATION AND RELIABILITY

150

50

-50

-150

50

-50 --N CJ Q)

-150 rI.l -E 150 CJ

'-'

c: 0 50

..... ~ ... -50 Q)

Q)

CJ -150 CJ

< 150

50

-50

-150

150

50

-50

-150 0 10

165

Mw = 6.1, h = 1.1 km, Re = 78.7 km, E = 1.68

Mw = 6.2, h = 27.6 km, Re = 119.7 km, E = 1.30

Mw = 5.8, h = 9.1 km, Re = 125.3 km, E = 1.70

Mw = 6.3, h = 4 km, Re = 96 km, c = 1.23

Mw = 6.7, h = 18 km, Re = 185.7 km, E = 1.02

20

Time (sec)

30

Figure C.7 (continued).

40

Page 176: EARTHQUAKE GROUND MOTION SIMULATION AND RELIABILITY

166

300

200 Mw = 8, h = 17.4 km, Re = 166.4 km, Rjb= 106.2 km, c =

100

0

-100

-200

-300

200 ~ = 8, h = 9.1 km, Re = 166.4 km, Rjb = 95.9 km, c = 0.30

100

0

-100 .-

M c:.J

-200 Col

-300 ~ -E c:.J 300 - 200

~ = 8, h = 25.6 km, Re = 193.2 km, Rjb = 96.5 km, c = 0.23 c Q 100

-- 0 ~ .. -100 Col

-200 Col

c:.J -300 c:.J

-< 300

200 ~ = 8, h = 9.1 km, Re = 187.8 km, Rjb = 82 km, c = 0.23

100

0

-100

-200

-300

300

200 ~ = 8, h = 9.1 km, Re = 165.5 km, Rjb = 100.7 km, c = 0.20

100

0

-100

-200 ,nn -')uu

0 20 40 60 80 100

Time (sec)

Figure C.8 Suite of 2% in 50 years ground motions for bedrock (hard rock), Carbondale, IL.

Page 177: EARTHQUAKE GROUND MOTION SIMULATION AND RELIABILITY

167

300

200 Mw = 8, h = 9.1 km, Re = 122.2 km, Rjb = 110.4 km, E = 0.90

100

0

-100

-200

-300

200 Mw = 8, h = 9.1 km, Re = 137.2 km, Rjb = 124.3 km, E = 1.15

100

0

-100 --M -200 ~ (l)

-300 rI:J -E 300 ~ -- 200

~ = 8, h = 9.1 km, Re = 175.9 km, Rjb = 147.6 km, E = 1.39 c c 100 .... 0 ~

10.. -100 (l)

-200 (l)

~ -300 ~

< 300

200 Mw = 8, h = 9.1 km, Re = 98.4 km, Rjb = 79.3 km, E = 0.69

100

0

-100

-200

-300

300

200 ~ = 8, h = 9.1 km, Re = 169.3 km, Rjb = 79 km, E = 0.41

100

0

-100

-200

-300 0 20 40 60 80 100

Time (sec)

Figure C.8 (continued).

Page 178: EARTHQUAKE GROUND MOTION SIMULATION AND RELIABILITY

168

200 Mw = 6, h = 2.7 km, Re = 76.4 km, E = 0.90

100

0

-100

-200

Mw = 6.9, h = 9.3 km, Re = 201.5 km, E = 0.44

100

0

--- -100 M ~ Q)

-200 tI:l -E 200 ~ -- Mw = 7.2, h = 4.4 km, Re = 237.5 km, E = 0.07

c 100 0

.... 0 co: ... Q) -100 Q)

~ -200 ~

< 200 ~ = 6.3, h = 9.8 km, Re = 252.2 km, E = 1.71

100

0

-100

-200

200 ~ = 5.5, h = 2.9 km, Re = 123.1 km, E = 1.81

100

0

-100

-200 0 10 20 30 40

Time (sec)

Figure C.9 Suite of 10% in 50 years ground motions for representative soil profile, St. Louis, MO.

Page 179: EARTHQUAKE GROUND MOTION SIMULATION AND RELIABILITY

169

200 Mw = 6.2, h = 7.7 km, Re = 207.6 km, E = 1.68

100

0

-100

-200

Mw = 6.9, h = 1.7 km, Re = 193.7 km, E = 0.35

100

0

-- -100 ("l ~ <:lJ

-200 I:I'.l -E 200 ~

--- Mw = 6.2, h = 27.6 km, Re = 174.5 km, E = 1.40 c 100 Q

-- 0 ~ ;..

<:lJ -100

<:lJ

~ -200 ~

~ 200 Mw = 6.2, h = 6.5 km, Re = 221.3 km, E = 1.72

100

0

-100

-200

200 Mw = 6.9, h = 2.7 km, Re = 237.2 km, E = 0.81

100

0

-100

-200 0 10 20 30 40

Time (sec)

Figure C.9 (continued).

Page 180: EARTHQUAKE GROUND MOTION SIMULATION AND RELIABILITY

700 500 300 100

-100 -300 -500 -700

500 300 100

-100

-- -300 N -500 ~

Cl.l -700 C"'-l -5 700 ~

'-' 500

c: 300 0 100 ......

~ -100 ... -300 Cl.l

Cl.l -500

~ -700 ~

< 700 500 300 100

-100 -300 -500 -700

700 500 300 100

-100 -300 -500 -700

0 10

170

~ = 8, h = 17.4 km, Re = 267 km, Rjb = 223.5 km, c = 1.38

Mw = 8, h = 9.1 km, Re = 229.5 km, Rjb = 197 km, c = 0.64

~ = 7.1, h = 5.5 km, Re = 253.1 km, c = 1.94

~ = 8, h = 17.4 km, Re = 254.3 km, Rjb = 205.8 km, c = 1.1

20 30

Time (sec)

40 50 60

Figure C.1 0 Suite of 2% in 50 years ground motions for representative soil profile, St. Louis, MO.

Page 181: EARTHQUAKE GROUND MOTION SIMULATION AND RELIABILITY

171

700 500 ~ = 6.8, h = 5.8 km, Re = 224.8 km, l:: = 1.99

300 100

-100

-300 -500

-700

500 Mw = 8, h = 33.9 km, Re = 196.3 km, Rjb = 175.3 km, l:: = 0.7

300 100

-100

..- -300 N -500 u

Q)

-700 ! ! ! I

"-l -E 700 u

500 ~ = 8, h = 9.1 km, Re = 260.7 km, Rjb = 188.4 km, l:: = 0.85 c

300 0

100 ..... ~ -100 l.

-300 Q)

Q) -500

u -700 u

-< 700

500 Mw = 8, h = 9.1 km, Re = 280.5 km, Rjb = 195.6 km, l:: = 0.97

300

100 -100

-300 -500 -700

700

500 ~ = 5.9, h = 4.4 km, Re = 47.7 km, l:: = 1.76

300

100 -100 -300 -500 -700

0 10 20 30 40 50 60

Time (sec)

Figure C.1 0 (continued).

Page 182: EARTHQUAKE GROUND MOTION SIMULATION AND RELIABILITY

100 80 60 40 20

0 -20 -40 -60 -80

-100

80 60 40 20

0 -20 -40 ,,-.., -60 N

'-i -80 Q) CI:l -100 -5

100 '-i -- 80 c: 60 0 40

20 ..... 0 eo: -20 ... -40 Q)

-60 Q) -80 '-i -100 '-i

< 100 80 60 40 20

0 -20 -40 -60 -80

-100

100 80 60 40 20

0 -20 -40 -60 -80

-100 0

172

~ = 6, h = 2.7 km, Re = 76.4 km, E = 0.90

~ = 6.9, h = 9.3 km, Re = 201.5 km, E = 0.44

~ = 7.2, h = 4.4 km, Re = 237.5 km, E = 0.07

I

Mw = 6.3, h = 9.8 km, Re = 252.2 km, E = 1.71

~ = 6.2, h = 4.7 km, Re = 180.5 km, E = 1.00

10 20

Time (sec)

30 40

Figure C.II Suite of 10% in 50 years ground motions for bedrock (hard rock), S1. Louis, MO.

Page 183: EARTHQUAKE GROUND MOTION SIMULATION AND RELIABILITY

173

100 80 Mw = 5.5, h = 2.9 km, Re = 123.1 km, g = 1.81 60 40 20

0 -20 -40 -60 -80

-100

80 Mw = 6.2, h = 7.7 km, Re = 207.6 km, g = 1.68 60 40 20

0 -20 -40 ..- -60 M u -80

~ tI:l -100 -E

100 u '-' 80 Mw = 6.9, h = 1.7 km, Re = 193.7 km, g = 0.35 c 60 0 40

20 ...... 0 ~ -20 .... -40 ~ -60 ~ -80 u -100 u

< 100 80 Mw = 6.2, h = 27.6 km, Re = 174.5 km, g = 1.40 60 40 20

0 -20 -40 -60 -80

-100

100 80 60

Mw = 6.2, h = 6.5 km, Re = 221.3 km, g = 1.72

40 20

0 -20 -40 -60 -80

-100 0 10 20 30 40

Time (sec)

Figure C.II (continued).

Page 184: EARTHQUAKE GROUND MOTION SIMULATION AND RELIABILITY

174

300

200 Mw = 8, h = 9.13 km, Re = 229.5 km, Rjb = 197 km, e = 0.65

100

0

-100

-200

-300

200 Mw = 5.4, h = 2.1 km, Re = 28.7 km, e = 1.63

100

0

-100

---M -200 e.J QJ

-300 rI.l -5 300 e.J -- 200

~ = 7.1, h = 5.5 km, Re = 253.1 km, e = 1.94 c 0 100

..... 0 e'::! I. -100 QJ

-200 c:.l e.J -300 e.J

< 300 I i I

200

iii I I i I I I I I I I iii

MW = 8, h = 25.6 km, Re = 213.9 km, Rjb = 199.9 km, e = 1.1

100

0

-100

-200

-300

300

200 Mw = 6.8, h = 5.8 km, Re = 224.8 km, e = 1.99

100

0

-100 .,nn

-.\lU

-300 ! t

0 10 20 30 40 50

Time (sec)

Figure C.12 Suite of 2% in 50 years ground motions for bedrock (hard_rock), St. Louis, MO.

Page 185: EARTHQUAKE GROUND MOTION SIMULATION AND RELIABILITY

--f'l c:.J Q) rIJ -E c:.J

c 0

~ ... Q)

Q)

c:.J

c:.J

<:

300

200

100

o -100

-200

-300

200

100

0

-100

-200

-300

300

200

100

0

-100

-200

-300

300

200

100

0

-100

-200

-300

300

200

100

0

-100

-200

-300

175

~ = 8, h = 33.9 km, Re = 196.3 km, Rjb = 175.3 km, f.: = 0.78

~ = 8, h = 9.1 km, Re = 186.5 km, Rjb = 184 km, f.: = 0.42

~ = 8, h = 9.1 km, Re = 260.7 km, Rjb = 188.4 km, f.: = 0.85

t I I

~ = 8, h = 9.1 km, Re = 280.5 km, Rjb = 195.6 km, f.: = 0.97

~ = 5.9, h = 4.4 km, Re = 47.7 km, f.: = 1.76

0 10 20 30 40 50

Time (sec)

Figure C.12 (continued).

Page 186: EARTHQUAKE GROUND MOTION SIMULATION AND RELIABILITY

176

REFERENCES

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Akinci, A. and R.B. Herrmann, "Probabilistic Seismic Hazard Maps for the Central United States, Part 1: Ground Motion Relations", URL http://WWW'.eas.slu.edulPeople/ AAkinci/poster.html, March 1999.

Ang, A. H-S. and W.H. Tang, Probability Concepts in Engineering Planning and Design, Volume 11 - Decision, Risk, and Reliability, John Wiley, 1990.

Atkinson, G.M., "Notes on Ground Motion Parameters for Eastern North America: Duration and liN Ratio," Bulletin of Seismological Society of America, Vol. 83, No. 2, pp.587-596, April 1993.

Atkinson, G.M. and D.M. Boore, "New Ground Motion Relations for Eastern North America," Bulletin of Seismological Society of America, Vol. 85, No.1, pp.17-30, February 1995.

Atkinson, G.M. and D.M. Boore, "Evaluation of Models for Earthquake Source Spectra in Eastern North America," Bulletin of Seismological Society of America, Vol. 88, No. 4, pp.917-934, Aug. 1998.

Baber, Thomas T. and Y.K. Wen, Stochastic Equivalent Linearlization for Hysteretic, Degrading, Multistory Structures, Civil Engineering Studies, Structural Research Series Report No. 471, University of Illinois at Urbana-Champaign, December 1979.

Bazzurro, P. and C.A. Cornell, "Spatial Disaggragation of Seismic Hazard," Proceedings of 6th U.s. National Conference on Earthquake Engineering, Seattle, Washington, May 31-June 4, 1998.

Beresnev, LA. and G.M. Atkinson, "Modeling Finite-Fault Radiation from the (f} Spectrum," Bulletin of Seismological Society of America, Vol. 87, No.1, pp.67-84, February 1997.

Beresnev, LA. and G.M. Atkinson, "FINSIM - a FORTRAN Program for Simulating Stochastic Acceleration Time Histories from Finite Faults," Seismological Research Letters, Vol. 69, No.1, pp. 27-32, JanlFeb 1998a.

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Beresnev, LA. and G.M. Atkinson, "Stochastic Finite-Fault Modeling of Ground Motions from the 1994 Northridge, California, Earthquakes. I. Validation on Rock Sites," Bulletin of Seismological Society of America, Vol. 88, No.6, pp.1392-1401, December 1998b.

Beresnev, LA. and G.M. Atkinson, "Stochastic Finite-Fault Modeling of Ground Motions from the 1994 Northridge, California, Earthquakes. II. Widespread Nonlinear Response at Soil Sites," Bulletin of Seismological Society of America, Vol. 88, No.6, pp.1402-1410, December 1998c.

Beresnev, LA. and G.M. Atkinson, "Generic Finite-Fault Model for Ground-Motion Prediction in Eastern North America," Bulletin of Seismological Society of America, Vol. 89, No.3, pp.608-625, June 1999.

Berg, G.V. and G.W. Housner, "Integrated Velocity and Displacement of Strong Earthquake Ground Motion," Bulletin of Seismological Society of America, Vol. 51, No.2, pp.175-189, April 1961.

Boatwright, J. and G. Choy, "Acceleration Source Spectra Anticipated for Large Earthquakes in Northeastern North America," Bulletin of Seismological Society of America, Vol. 82, pp.660-682, 1992.

Borcherdt, R.D. "New Developments in Estimating Site Effects on Ground Motion", Proceedings of Seminar on New Developments in Earthquake Ground Motion Estimation and Implications for Engineering Design Practice, Applied Technology Council, ATC 35-1, 1994.

Boore, D.M., "Stochastic Simulation of High-Frequency Ground Motions Based on Seismological Models of The Radiated Spectra," Bulletin of Seismological Society of America, Vol. 73, No.6, pp.1865-1894, December 1983.

Boore, D.M., William B. Joyner, and Thomas E. Fumal, Estimation of Response Spectra and Peak Accelerations from Western North American Earthquakes: An Interim Report, USGS, Open-File Report 93-509, 1993.

Boore, D.M., William B. Joyner, and Thomas E. Fumal, Estimation of Response Spectra and Peak Accelerations from Western North American Earthquakes: An Interim Report, Part 2, USGS, Open-File Report 94-127, 1994.

Boore, D.M., William B. Joyner, and Thomas E. Fumal, "Equations for Estimating Horizontal Response Spectra and Peak Accelerations from Western North American Earthquakes: A Summary of Recent Work," Seismological Research Letters, Vol. 68, No.1, pp.128-153, January/February 1997.

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178

Boore, D.M., SMSIM - Fortran Programs for Simulating Ground Motions from Earthquakes: Version 1.0, US Geological Survey, Open File Report 96-80-A, 1996

Boore, D.M. and L.T. Brown, "Comparing Shear-Wave Velocity Profiles From Inversion of Surface-Wave Phase Velocities with Downhole Measurements: Systematic Differences Between the CXW Method and Downhole Measurements at Six USC Strong-Motion Sites," Seismological Research Letters, Vol. 79, No.3, pp.222-229, May/June 1998.

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