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ECOSTRESS L1 and L2 Calibration and Validation
Simon J. Hook and the ECOSTRESS Team
Jet Propulsion Laboratory, California Institute of Technology, Pasadena, CA
(c) 2014 California Institute of Technology. Government sponsorship acknowledged.
National Aeronautics and Space Administration
Outline
2
• Introduction – Science Use
• Theoretical Basis – Methods
• L1 and L2 Product Flow • Validation
– T-val – R-val
• Uncertainties • Summary and Conclusions
Evapotranspiration (drought monitoring)
Surface Energy Balance Models Urban Heat Island Studies
Earth Science Use of LST&E Understanding Climate Change
Theoretical Basis: Planck Formula
⎥⎥⎦
⎤
⎢⎢⎣
⎡−⎟⎟⎠
⎞⎜⎜⎝
⎛=
1exp 25
1
TCCBλλ
λ
constant.radiation second
constant.radiation first re. temperatuabsolute
wavelength=
exitance. spectralblackbody :where
2
1
=
=
=
=
CC
B
Tλ
λ
0
20
40
60
80
100
Ra
dia
nc
e (
W/m
*m*m
)/1
.0e
64 6 8 10 12 14 16 18 20
Wavelength (micrometers)
450K
350K
273.15K
As the temperature increases the peak in the Planck function shifts to shorter and shorter wavelengths
5
Theoretical Basis: Temperature and Spectral Emissivity
Materials are not perfect blackbodies, but instead emit radiation in accordance with their own characteristics. The ability of a material to emit radiation can be expressed as the ratio of the spectral radiance of a material to that of a blackbody at the same temperature. This ratio is termed the spectral emissivity:
Blackbody)( / Material)( LL λλλε =
(T) ΒL ε=
or for a material at a given wavelength
∫+⋅−+⋅⋅=↓
⋅ iiiiiSiiii dPTBLeTBeL τθτθτθ ))(()1()()()()(
Surface Emission
Surface Reflection
Skin Temperature & Surface Emissivity
Thermal Infrared Radiative Transfer
Surface Radiance
Atmospheric Emission
TOA Radiance
↓iL
)(θ↑iL
!!"#,! = !! !! !!! !"# + ! 1− !!! !!!"# ,!↓ !!! + !!!"# ,!↑ !
Thermal Infrared Radiative Transfer
HyspIRI (nominal)
x xxxx ECOSTRESS
x x x x x x x xMASTER x x x x x x x x x
Thermal Infrared Physics
ECOSTRESS L1/L2 Product Flow
Calibration
Atmospheric Correction
T/E Separation
Atmospheric Profiles,
Scene graybodies, Cloud Masks
System response functions
Blackbody temperatures and
radiances
L2 - Temperature
Product
Process
L0 – Raw Data
L1 – Radiance at Sensor or Brightness Temperature
Calibration Curve
L2 – Radiance at Surface
L2 - Emissivity
Legend
9
ECOSTRESS (ECOsystem
Spaceborne Thermal Radiometer
Experiment on Space Station)
ASTER (Advanced Spaceborne Thermal Emission and Reflection Radiometer)
MODIS* (Moderate Resolution
Imaging Spectroradiometer) AIRS
(Atmospheric Infrared Sounder)
Satellite ISS (2017)
Terra (2000)
Terra/Aqua (2000/2002)
Aqua (2002)
Algorithm TES Calibration Curve with
WVS TES Calibration
Curve with WVS
TES Calibration Curve with
WVS Regression plus
retrieval Temporal sampling
5 day repeat (varying times)
16 day repeat (1030 AM/PM)
Twice-daily (10:30/1:30 AM/
PM) Twice-daily (10:30 AM/
PM) Nadir Spatial
resolution 40 x 60 m 90 m 1 km 13 km
Spectral resolution
5 TIR bands (8-12 µm)
5 TIR bands (8-12 µm)
7 MIR/TIR bands (3.7-14 µm)
39 ‘hinge-points’
(3.7-15.4 µm) Swath Width 384 km 60 km 2330 km 1650 km
NASA L2 LST&E Product Characteristics
* VIIRS also available at 1 km
L1 Calibration and Validation • Calibration
– Two blackbodies, one temperature controlled
• Validation – Water targets
Lake Tahoe CA/NV Salton Sea CA
PHyTIR Test Configuration
Room-temperature reference blackbody. Flat plate with corrugated, painted surface. Emissivity <1 acceptable.
• Instrument is in air. Vacuum enclosure around focal-plane is evacuated (to be described in detail in mechanical presentation). Scan mirror rotating.
Variable-temperature blackbody: ≥ room temperature. Flat plate with corrugated, painted surface. Emissivity <1 acceptable.
MCS Target Projector with slit source. Will underfill PHyTIR aperture.
Small hot source. 295K to > 500 K.
Test Sources Placed Within PhyTIR Scan Range
03/29/2012 11
Radiometric Spatial
Saturation
Blackbodies Added for ISS
2012-05-20 12
Primary CoolerElectronics A (Thales COTS)Redundant CoolerElectronics A (Thales COTS)
16W
Filters andDetector
M3
M2
M1
300K Blackbody
Nadir Baffle
60 K Focal Plane
200 K Cold Shield
Vacuum EnclosureFor Ground Testing
190K
55KScanMirror
Motor andEncoder
Scan MotorControl (SIMNew Layout)
Card Cage(SMAP build to print)
64 GB Memory(SMAP Heritage)
Power Supply(SMAP
Build to Print)
FPAVirtex-5Digital Board(OCO-3
Build to Print)
Window
Focal-PlaneInterface
32 Channels10 Mpix/sec(M 3 Heritage)
ExistingRadiometer
Build to printaccumulator assembly
Build to printelectronics
COTSelectronics
New design or layoutbased on heritage
0.5W4.4W
45W
45W
CryocoolerCompressor A80W80W
28V PowerConditioningElectronics(OCO-3 buildto Print)C&DH Virtex-5
Digital Board(OCO-3
Build to Print)
10W
10W
4W
CryocoolerCompressor B
1553B120Vdc
Fluid CoolingLoop Return
Fluid CoolingLoop Supply
Cooling LoopAccumulator
Assembly (OCO-3Build to Print)
Ethernet12W
15.5W20W
13.1W
15W
ISS JEM-EF
HeaterControl
Housekeeping
RadiationFrom Scene
15W
1.3W
10WFoldMirror
SurvivalHeaters
120Vdc
JEM-EF Payload Interface Unit
10W
340KBlackbody
(45W)
48V PowerConditioningElectronics #1(RapidScatHeritage)
PowerConditioningElectronics #2
15.5W Primary CoolerElectronics B (Thales COTS)Redundant CoolerElectronics B (Thales COTS)
9W
ECOSTRESS Design Layout
2000-09-20-D
• Large 35 km x 16 km • High 2 km • Available year round (does not
freeze in winter). • Homogenous compared with land. • Large annual temperature range
5-25 C. • Freshwater (kind to instruments!) • Good infrastructure and easy access.
14
TB3 Installed 11-04-2002
Skin temperature
Air temperature & Rel. Humidity Wind Speed
& Direction
Logging System
Batteries Bulk Water Temperature
3m 2012-05-20
Radiometer Calibration
Residual Error after Calibration
-100.00
-80.00
-60.00
-40.00
-20.00
0.00
20.00
40.00
60.00
80.00
100.00
0.00 500.00 1000.00 1500.00 2000.00 2500.00 3000.00 3500.00 4000.00 4500.00
Rad
Tem
pera
ture
Err
or (m
K)
Chubb Temperature (C*100)
Rad 409 Validation at 4C, 4%
Calibration runValidation run
Photo courtesy Brant Allen UCD, 2012-03-06 17 2012-05-20
Data clearly fall on 1x1 line. High radiance values from Salton Sea
5.25
5.75
6.25
6.75
7.25
7.75
8.25
8.75
9.25
9.75
10.25
5.25 5.75 6.25 6.75 7.25 7.75 8.25 8.75 9.25 9.75 10.25
OB
C R
adia
nce
(W/m
2.µm
.sr)
Vicarious Radiance (W/m2.µm.sr)
ASTER Std Filter Vicarious and OBC Thermal Infrared Derived Radiances at L. Tahoe and Salton Sea CY2000-2012, Std Filter, v3.0x
Band 10 (8.29 µm)
Band 11 (8.63 µm)
Band 12 (9.08 µm)
Band 13 (10.66 µm)
Band 14 (11.29 µm)
1x1 line
Std FilterBuoy Range < 0.1km Std Dev > 0.2N Good = 9Skin Effect < 1.0
Excellent best fit lines obtained in all bands. Rsquared is typically 0.98. Data follow 1x1 line.
y = 1.0034x - 0.0388R² = 0.9874
y = 1.0068x - 0.0635R² = 0.99
y = 1.0184x - 0.1215R² = 0.9906
y = 1.0155x - 0.0994R² = 0.9896
y = 1.0172x - 0.1219R² = 0.9875
5.25
5.75
6.25
6.75
7.25
7.75
8.25
8.75
9.25
9.75
10.25
5.25 5.75 6.25 6.75 7.25 7.75 8.25 8.75 9.25 9.75 10.25
OB
C R
adia
nce
(W/m
2.µm
.sr)
Vicarious Radiance (W/m2.µm.sr)
ASTER Std Filter Vicarious and OBC Thermal Infrared Derived Radiances at L. Tahoe and Salton Sea, CY2000-2012, Std Filter, v3.0x
Band 10 (8.29 µm) Band 11 (8.63 µm)
Band 12 (9.08 µm) Band 13 (10.66 µm)
Band 14 (11.29 µm) 1x1 line
Linear (Band 10 (8.29 µm)) Linear (Band 11 (8.63 µm))
Linear (Band 12 (9.08 µm)) Linear (Band 13 (10.66 µm))
Linear (Band 14 (11.29 µm))
Band 13 Band 14
Band 10 Band 11 Band 12
Std FilterBuoy Range < 0.1km Std Dev > 0.2N Good = 9Skin Effect < 1.0
If you look at the individual points they typically scatter between +/- 1K with a few outliers. ASTER specification for 270-340K is 1K. Need to check outliers more!
-4
-3
-2
-1
0
1
2
3
4
03/01/00 03/01/01 03/01/02 03/01/03 02/29/04 02/28/05 02/28/06 02/28/07 02/28/08 02/27/09 02/27/10 02/27/11 02/27/12
Vica
rious
-O
BC
BT
Time
Delta Vicarious and OBC Brightness Temp. for ASTER TIR Channels at L. Tahoe and Salton Sea CY2000-2012, Std Filter v3.x
b10
b11
b12
b13
b14
Std FilterBuoy Range < 0.1km Std Dev > 0.2N Good = 9Skin Effect < 1.0
If look at mean radiance differences for each year they are typically less than 0.5% or 0.3K.
-3
-2
-1
0
1
2
3
2000 2001 2002 2003 2004 2005 2006 2007 2008 2009 2010 2011 2012 All years
Avg
% R
adia
nce
Diff
(v-o
)/v *
100
Year
Percent Radiance Change in TIR Channels for ASTER at Lake Tahoe and Salton Sea CY2000-2012, Std Filter, v3.x
b10 b11 b12 b13 b14
MODIS other TIR bands
Band 31: 11.01 µm 1% radiance change ≈ 0.65K
ASTER specification is 1K for at sensor temps between 270-340K
Std FilterBuoy Range < 0.1km Std Dev > 0.2N Good = 9Skin Effect < 1.0
If look at individual bands see that night data problem in 2005
-3
-2
-1
0
1
2
3
2000 2001 2002 2003 2004 2005 2006 2007 2008 2009 2010 2011 2012
Avg
% R
adia
nce
Diff
(v-o
)/v *
100
Year
Percent Radiance Change in TIR Channels for ASTER at Lake Tahoe 2000-2012, Std Filter, Day/Night sep. v3.x
b10-night b10-day b11-night b11-day b12-night
b12-day b13-night b13-day b14-night b14-day
Band 31: 11.01 µm 1% radiance change ≈ 0.65K
MODIS other TIR bands
Std FilterBuoy Range < 0.1km Std Dev > 0.2N Good = 9Skin Effect < 1.0
If look at different between day and night for two clear TIR channels (minimum atmospheric effect) see that daytime values tend to be lower than nighttime. Cause for this is unknown but is observed with other sensors, e.g. Landsat. Likely explanation is RT model or bulk-skin effect.
-3
-2
-1
0
1
2
3
2000 2001 2002 2003 2004 2005 2006 2007 2008 2009 2010 2011 2012 All years
Avg
% R
adia
nce
Diff
(v-o
)/v *
100
Year
Percent Radiance Change in TIR Channels for ASTER at Lake Tahoe and Salton Sea CY2000-2012, Std Filter v3.x
b13-night b14-night b13-day b14-day
Band 31: 11.01 µm 1% radiance change ≈ 0.65K
MODIS other TIR bands
Std FilterBuoy Range < 0.1km Std Dev > 0.2N Good = 9Skin Effect < 1.0
Channels 13 and 14 used to check bias since least affected by the atmosphere. Band 10 is most affect by the atmosphere.
-5
-4
-3
-2
-1
0
1
2
3
4
5
8 8.5 9 9.5 10 10.5 11 11.5
Del
ta V
icar
ious
-O
BC
Brig
htne
ss T
empe
ratu
re
Band
Delta Vicarious and OBC Brightness Temp. as a function of Wavelength at L. Tahoe and Salton Sea CY2000-2012, Std Filter v3.x
Band 1 Band 2 Band 3 Band 4
Band 5 Night mean Day mean Day+Night mean
Std FilterBuoy Range < 0.1km Std Dev > 0.2N Good = 9Skin Effect < 1.0
25
Level 2 Validation – Temperature and Emissivity
• Good correlation at regional scale, but differences when look in detail. Differences due to different spatial, spectral, and temporal characteristics of the sensors, including algorithmic differences.
• Currently validate data LST&E data from ASTER, MODIS, AIRS, Landsat, VIIRS, will use same techniques with ECOSTRESS
NAALSED Summertime Emissivity (Jul-Sep 2000-2010), Band 12 (9.1 µm), 5km
Number of pixels averaged for a given location ->
Lowest emissivity over southwest
ASTER-GEM Band 12 emissivity (9.1 µm) 5km resolution: 2000-2010 (~112,000 scenes)
Certain regions have far more coverage than others!
ASTER-GEM Band 12 emissivity (9.1 µm) 5km resolution: 2000-2010 (~57,446 scenes)
L2 Validation • Two methods:
– Temperature validation (Tval) – measure the temperature at the same time as the overpass and compare with the temperature retrieved by the satellite
– Radiance validation (Rval) – measure the emissivity and the atmospheric profile independently. Forward calculate the ground temperature needed to match the at-sensor radiance and compare to retrieved temperature.
Method Requirements Advantages Disadvantages
T-val Accurate radiometer measurement(s) at the same time of overpass
Direct comparison Can also be used to validate calibration of sensor
Requires in situ measurement at time of overpass Difficult to perform over targets where temperatures vary rapidly over short distances
R-val Surface emissivity measurement (not coincident with overpass) Atmospheric profile at the time over overpass
Does not require in situ emissivity measurement at time of overpass
Requires atmospheric profile at time of overpass Requires surface emissivity measurement Indirect measurement cannot be used to validate calibration of sensor
Both approaches are typically used over homogenous targets (either in temperature or emissivity)
-1.50
-1.00
-0.50
0.00
0.50
1.00
1.50
2000 2001 2002 2003 2004 2005 2006 2007 2008 2009 AllYears
Year
Vica
rious
min
us P
rodu
ct D
eriv
ed (K
)
AST08MOD11-L2ASTER and MODIS LST Spec. ±1K
Tahoe LST validation
The MODIS product is accurate to (± 0.2K), while the ASTER product has a bias of 1-2 K due to residual atmospheric correction effects
Great Sands, CO
Killpecker, WY Algodones, CA
White Sands, NM Kelso, CA
Little Sahara, UT
Moses Lake, WA
Stovepipe Wells, CA
Coral Pink, UT
Pseudo-invariant sand dune validation sites
Pseudo-Invariant Sand Dune Validation Sites
Hulley, G. C., Hook, S. J., and A.M. Baldridge, Validation of the North American ASTER Land Surface Emissivity Database (NAALSED) Version 2.0, Remote Sensing of Environment (2009), accepted
ASTER MINUS LAB EMISSIVITY (%)
Dune site Band 10
Band 11
Band 12
Band 13
Band 14
Mean
Algodones 0.68 0.60 0.13 0.02 1.40 0.57 Stovepipe Wells
0.17 0.77 1.02 0.34 0.37 0.53
White Sands 0.34 2.76 0.16 0.92 1.08 1.05 Kelso Dunes 1.57 1.04 1.33 1.91 0.81 1.33 Great Sands 1.44 0.97 1.42 1.64 0.69 1.23 Moses Lake 0.69 0.52 0.42 0.61 1.01 0.65 Sand Mountain 7.74 6.47 9.01 1.82 1.10 5.23
Coral Pink 7.48 6.44 7.32 2.50 1.70 4.90 Little Sahara 3.55 2.39 2.60 0.96 0.19 1.94 Killpecker 2.34 1.99 2.26 1.33 0.81 1.75
< 1.6% (~1 K)
Algodones, CA
Radiance-based LST Validation at Algodones Dunes
Summary and Conclusions
35
• Land surface temperature and emissivity (LST&E) are important measurements for understanding the earth system. They are used in a wide variety of studies from measuring evapotranspiration to predicting volcanic eruptions.
• LST&E measurements are available at a variety of spatial, spectral and temporal resolutions and generated using multiple algorithms. Different algorithms result in one product performing better in one region and a different product performing better in a different region.
• Well understood procedure to calibrate to L1 data using 2 blackbodies but must also validate in-flight to obtain independent validation. Will use large lakes to validate L1 radiance at sensor
• L2 LST&E data can be validated using two approaches T-val and R-val. Approaches complement each other and allow validation over a broader range of cover types.
National Aeronautics and Space Administration Jet Propulsion Laboratory California Institute of Technology Pasadena, California