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9 Jan 06 Symposium on Causal Inference 1 Effect of acyclovir on herpetic ocular recurrence using a structural nested model (and some context) Stephen R. Cole and Haitao Chu Department of Epidemiology Johns Hopkins Bloomberg School of Public Health [email protected] http://statepi.jhsph.edu/~scole/index.htm

Effect of acyclovir on herpetic ocular recurrence using a ... · Herpetic Eye Disease Study (HEDS) • HEDS Study Group NEJM 1998; 339: 300 • 703 adults with ocular HSV inactive

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Page 1: Effect of acyclovir on herpetic ocular recurrence using a ... · Herpetic Eye Disease Study (HEDS) • HEDS Study Group NEJM 1998; 339: 300 • 703 adults with ocular HSV inactive

9 Jan 06 Symposium on Causal Inference 1

Effect of acyclovir on herpetic ocular recurrence using a structural nested model (and some context)

Stephen R. Cole and Haitao ChuDepartment of EpidemiologyJohns Hopkins Bloomberg School of Public Health

[email protected]

http://statepi.jhsph.edu/~scole/index.htm

Page 2: Effect of acyclovir on herpetic ocular recurrence using a ... · Herpetic Eye Disease Study (HEDS) • HEDS Study Group NEJM 1998; 339: 300 • 703 adults with ocular HSV inactive

9 Jan 06 Symposium on Causal Inference 2

Page 3: Effect of acyclovir on herpetic ocular recurrence using a ... · Herpetic Eye Disease Study (HEDS) • HEDS Study Group NEJM 1998; 339: 300 • 703 adults with ocular HSV inactive

9 Jan 06 Symposium on Causal Inference 3

Page 4: Effect of acyclovir on herpetic ocular recurrence using a ... · Herpetic Eye Disease Study (HEDS) • HEDS Study Group NEJM 1998; 339: 300 • 703 adults with ocular HSV inactive

9 Jan 06 Symposium on Causal Inference 4

Herpetic Eye Disease Study (HEDS)

• HEDS Study Group NEJM 1998; 339: 300

• 703 adults with ocular HSV inactive in prior month

• Randomized between 1992.67 and 1997.0

• 365 days of 400 mg oral acyclovir or placebo

• Study visits at 1, 3, 6, 9, 12 months, and as needed

• Patients and physicians well masked

• Endpoint was first recurrence of ocular HSV

Page 5: Effect of acyclovir on herpetic ocular recurrence using a ... · Herpetic Eye Disease Study (HEDS) • HEDS Study Group NEJM 1998; 339: 300 • 703 adults with ocular HSV inactive

9 Jan 06 Symposium on Causal Inference 5

Characteristics at randomization

Acyclovir PlaceboN = 357 N = 346

Male 55 % 52 %Caucasian 80 % 78 %Years of age 50 ± 18 48 ± 18Severe 39 % 38 %

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9 Jan 06 Symposium on Causal Inference 6

Number of days followed and treated

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9 Jan 06 Symposium on Causal Inference 7

Methods

• Nested structural AFT modelU(i) = 0∫T(i) exp[α0X(i,t)]dt

- U(i) is event time for subject i under no exposure- T(i) is observed event time- X(i,t) is 1 if exposed to acyclovir on day t, else 0- exp(-α0) is the time expansion factor

• G-estimation- line-search across {α} for α* = α0- α* is the member of {α} yielding ƒ[U(i, α*)|R(i)] =

ƒ[U(i,α*)], where R(i) indicates randomized group

Page 8: Effect of acyclovir on herpetic ocular recurrence using a ... · Herpetic Eye Disease Study (HEDS) • HEDS Study Group NEJM 1998; 339: 300 • 703 adults with ocular HSV inactive

9 Jan 06 Symposium on Causal Inference 8

Alpha {α} versus test statistic

Page 9: Effect of acyclovir on herpetic ocular recurrence using a ... · Herpetic Eye Disease Study (HEDS) • HEDS Study Group NEJM 1998; 339: 300 • 703 adults with ocular HSV inactive

9 Jan 06 Symposium on Causal Inference 9

Results

Hazard 95% CIRatio

Intent-to-treat 0.55 0.41, 0.75Structural model 0.41 0.22, 0.76As-treated 0.62 0.45, 0.84

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9 Jan 06 Symposium on Causal Inference 10

Survival curves

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9 Jan 06 Symposium on Causal Inference 11

Assumptions, Limitations

• Assume potential outcomes of one participant are

independent of potential outcomes of others

• Assume compliance information is correct

• Assume no heterogeneity in effect

• Weibull distribution assumed to obtain hazard ratio

• Dropout model assumed correct

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9 Jan 06 Symposium on Causal Inference 12

Context: We do not account for noncompliance in biomedical RCTs

NEJM volumes 352 and 353 in 2005

203 research articles92 randomized clinical trials

≥74 intention-to-treat analyses0 analyses accounting for noncompliance

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9 Jan 06 Symposium on Causal Inference 13

Context: When we do, it will only make a difference roughly half the time

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9 Jan 06 Symposium on Causal Inference 14

Context: When we do, it will only make a difference roughly half the time

Cole, Chu CCT 2005

Korhonen, et al SIM 1999

Joffe SIM 2001

Mark, Robins

CCT 1993

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9 Jan 06 Symposium on Causal Inference 15

Context: Some of the times it makes no difference are particularly insidious

X

Z

Y

U

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9 Jan 06 Symposium on Causal Inference 16

Context: Some of the times it makes no difference are particularly insidious

X

Z

Y

U

W

Page 17: Effect of acyclovir on herpetic ocular recurrence using a ... · Herpetic Eye Disease Study (HEDS) • HEDS Study Group NEJM 1998; 339: 300 • 703 adults with ocular HSV inactive

9 Jan 06 Symposium on Causal Inference 17

Effect of acyclovir on herpetic ocular recurrence using a structural nested model (and some context)

Stephen R. Cole and Haitao ChuDepartment of EpidemiologyJohns Hopkins Bloomberg School of Public Health

[email protected]

http://statepi.jhsph.edu/~scole/index.htm

Thank you for your time