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University of Texas at El Paso University of Texas at El Paso ScholarWorks@UTEP ScholarWorks@UTEP Open Access Theses & Dissertations 2020-01-01 Effect Of Flow Velocity And Geometry On The Signal From A Effect Of Flow Velocity And Geometry On The Signal From A Piezoelectric Flow Rate Sensor Piezoelectric Flow Rate Sensor Jad Gerges Aboud University of Texas at El Paso Follow this and additional works at: https://scholarworks.utep.edu/open_etd Part of the Materials Science and Engineering Commons, Mechanical Engineering Commons, and the Mechanics of Materials Commons Recommended Citation Recommended Citation Aboud, Jad Gerges, "Effect Of Flow Velocity And Geometry On The Signal From A Piezoelectric Flow Rate Sensor" (2020). Open Access Theses & Dissertations. 3133. https://scholarworks.utep.edu/open_etd/3133 This is brought to you for free and open access by ScholarWorks@UTEP. It has been accepted for inclusion in Open Access Theses & Dissertations by an authorized administrator of ScholarWorks@UTEP. For more information, please contact [email protected].

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University of Texas at El Paso University of Texas at El Paso

ScholarWorks@UTEP ScholarWorks@UTEP

Open Access Theses & Dissertations

2020-01-01

Effect Of Flow Velocity And Geometry On The Signal From A Effect Of Flow Velocity And Geometry On The Signal From A

Piezoelectric Flow Rate Sensor Piezoelectric Flow Rate Sensor

Jad Gerges Aboud University of Texas at El Paso

Follow this and additional works at: https://scholarworks.utep.edu/open_etd

Part of the Materials Science and Engineering Commons, Mechanical Engineering Commons, and the

Mechanics of Materials Commons

Recommended Citation Recommended Citation Aboud, Jad Gerges, "Effect Of Flow Velocity And Geometry On The Signal From A Piezoelectric Flow Rate Sensor" (2020). Open Access Theses & Dissertations. 3133. https://scholarworks.utep.edu/open_etd/3133

This is brought to you for free and open access by ScholarWorks@UTEP. It has been accepted for inclusion in Open Access Theses & Dissertations by an authorized administrator of ScholarWorks@UTEP. For more information, please contact [email protected].

EFFECT OF FLOW VELOCITY AND GEOMETRY ON THE SIGNAL FROM A

PIEZOELECTRIC FLOW RATE SENSOR

JAD GERGES ABOUD

Doctoral Program in Mechanical Engineering

APPROVED:

Norman D. Love, Ph.D., Chair

Yirong Lin, Ph.D.

Calvin M. Stewart, Ph.D.

Tzu-Liang (Bill) Tseng, Ph.D.

David Tucker, Ph.D.

Stephen L. Crites, Jr., Ph.D.

Dean of the Graduate School

Copyright ©

by

Jad Gerges Aboud

2020

EFFECT OF FLOW VELOCITY AND GEOMETRY ON THE SIGNAL FROM A

PIEZOELECTRIC FLOW RATE SENOR

by

JAD GERGES ABOUD, MSME

DISSERTATION

Presented to the Faculty of the Graduate School of

The University of Texas at El Paso

in Partial Fulfillment

of the Requirements

for the Degree of

DOCTOR OF PHILOSOPHY

Department of Mechanical Engineering

THE UNIVERSITY OF TEXAS AT EL PASO

December 2020

iv

Acknowledgments

I would first like to thank the people around me who have made this dissertation possible.

Two of the most influential people who have made this dissertation possible and supported me

continuously over the past five years are Reem Issa and Maher Aldeghlawi. They helped me in

countless ways, whether late dinner, running experiments, proofreading papers, principles

discussion, or just simply listening. They always encouraged me, and for these things, I am

thankful. I would also like to thank my mother. She has listened to me, always provided wise

counsel by sharing her experiences, and helped me in many more ways than I can describe. I would

also like to thank my father for being a model of hard work and dedication. Without both of you,

I would not achieve anything.

Next, I would like to extend my thanks to my committee chair Dr. Norman Love for his

guidance and for allowing me the opportunity to succeed. Over the last six years, he has sharpened

my technical abilities, taught me valuable lessons, encouraged me to carry out the program and

apply it to all aspects of life. From these lessons, I believe I have grown a great deal, albeit painfully

at times. I also thank Dr. Love for financially supporting me over the past four and a half years,

allowing me to focus solely on completing the degree.

I thank my committee chair, professor Dr. Love who has shown me what it is to be

dedicated and passionate about teaching. His understanding of engineering principles and

mathematics has helped me throughout the program and will stay with me after leaving. I also

thank Dr. David Tucker (Dave) from the National Energy Technology Laboratory (NETL) for his

guidance and advice throughout my project. I believe both my advisors have shown me how to

communicate through writing and speaking effectively.

v

Next, I would like to thank my other committee members Dr. Yirong Lin, Dr. Calvin

Stewart, and Dr.Tzu-Liang (Bill) Tseng, for their participation, time, and comments on this

dissertation.

Dear colleagues and friends in NETL at Morgantown, WV (Hybrid performance (HYPER),

and Chemical Looping Combustion); I am very grateful for their support and help through

technical discussions with me; these include Dr. Larry Shadle, Dr. Nana Zhou, Dr. Farida Harun,

and Mr. Selorme Agbelze. I also acknowledge the Center for Space Exploration Technology

Research (cSETR), faculties, and students for their friendships and help through logistic and

technical support. Also, I express gratitude to Dr. Ahsan Choudhuri, the director of cSETR, from

the University of Texas at El Paso

This material is based upon work supported by the Department of Energy/ National Nuclear

Security Administration under Awards Number(s) DE-NA0003330 and DE-FE-0029113.

vi

Table of Contents

Acknowledgments.......................................................................................................................... iv

Table of Contents ........................................................................................................................... vi

List of Tables ...................................................................................................................................x

List of Figures .............................................................................................................................. xiii

Chapter 1: Introduction and Background .........................................................................................1

1.1 Introduction ..........................................................................................................................1

1.2 Piezoelectricity .....................................................................................................................4

1.2.1 Manufacturing of Piezoelectric Ceramics ...................................................................7

1.2.2 Piezoelectric Materials as Energy Harvesters .............................................................9

1.2.3 Using Piezoelectric Materials as Flow Rate Sensors ................................................12

1.3 Piezoelectric Constitutive Equations .................................................................................15

1.4 Piezoelectric Coefficients ..................................................................................................18

1.4.1 Mechanical Piezoelectric Constant ...........................................................................18

1.4.2 Electrical Piezoelectric Constant ..............................................................................19

1.4.3 Elastic Compliance Constant ....................................................................................20

1.4.4 Dielectric Coefficient ................................................................................................20

1.4.5 Piezoelectric Coupling Coefficient ...........................................................................21

1.5 Piezoelectric Sensor ...........................................................................................................23

1.6 Dynamic Input Forces or Displacements ...........................................................................26

1.7 Electrical Outputs...............................................................................................................27

1.8 Signal to Noise Ratio .........................................................................................................28

1.9 Surge and Stall ...................................................................................................................29

1.10 Practical Relevance ..........................................................................................................33

1.11 Objective ..........................................................................................................................34

Chapter 2: Methodology ................................................................................................................36

2.1 Theory ................................................................................................................................36

2.1.1 Phase I: Piezoelectric as a Flow Rate Sensor and velocity profile. ..........................36

2.1.2 Phase II: Geometrical effect and Empirical Equation ...............................................40

2.2 Experimental Setup ............................................................................................................43

vii

2.2.1 Rectangular Test Section (RTS) Setup .....................................................................43

2.2.2 Circular Test Section (CTS) Setup ...........................................................................45

2.2.3 Geometrical test section (GTS) setup .......................................................................46

2.3 Piezoelectric Sensors .........................................................................................................48

2.3.1 Piezo-P ......................................................................................................................48

2.3.2 Piezo-A .....................................................................................................................49

2.3.3 Piezo-B ......................................................................................................................50

2.3.4 Piezo-C ......................................................................................................................51

2.3.5 Piezo-D .....................................................................................................................52

2.3.6 Piezo-E ......................................................................................................................53

2.3.7 Piezo-F ......................................................................................................................54

2.3.8 Piezo-G .....................................................................................................................55

2.3.9 Piezo-H .....................................................................................................................56

2.3.10 Piezoelectric Properties ...........................................................................................57

2.4 List of instrumentation .......................................................................................................58

2.4.1 DC Axial Compact fan .............................................................................................58

2.4.2 Power Supply ............................................................................................................59

2.4.3 Function Generator ...................................................................................................60

2.4.4 Hotwire Anemometer................................................................................................61

2.4.5 Oscilloscope ..............................................................................................................62

2.4.6 NI-9215 with BNC DAQ ..........................................................................................64

2.4.7 Department of Energy (DOE) / National Energy Technology Laboratory (NETL)

..................................................................................................................................65

2.5 Test Matrix .........................................................................................................................71

2.5.1 Phase-I: Piezoelectric as a Flow Rate Sensor ...........................................................71

2.5.2 Phase-II: Geometrical effect and Empirical Equation ..............................................73

Chapter 3: Results and discussion..................................................................................................75

3.1 Results and discussion for phase-I .....................................................................................75

3.1.1 Velocity Profile Results ............................................................................................75

3.1.2 Drag Force Results ....................................................................................................79

3.1.3 Voltage Output Results .............................................................................................80

3.1.4 Signal to Noise Ratio results .....................................................................................83

viii

3.2 Results and discussion for phase-II....................................................................................84

3.2.1 Velocity results .........................................................................................................85

3.2.2 Drag Force Vs. Velocity ...........................................................................................87

3.2.3 Voltage Output Vs. Drag Force ................................................................................95

3.2.4 Voltage Output Vs. Flow Rate ................................................................................105

3.2.5 Frequency response .................................................................................................124

3.2.6 Signal to noise ratio ................................................................................................125

3.2.7 Thickness Variation Results ...................................................................................126

3.2.8 Area to Thickness Variation Results.......................................................................128

3.2.9 Width variation results ............................................................................................130

3.2.10 Aspect Ratio Variation ..........................................................................................131

3.2.11 Piezo Empirical Equation .....................................................................................133

Chapter 4: Summary and Conclusions .........................................................................................140

4.1 Summary of the Results ...................................................................................................140

4.2 Conclusion .......................................................................................................................142

4.3 Future Work .....................................................................................................................142

References ....................................................................................................................................143

Appendix ......................................................................................................................................151

Appendix A ............................................................................................................................151

Appendix B ............................................................................................................................156

Appendix C ............................................................................................................................157

Appendix D ............................................................................................................................167

SigmaPlot Curve Fitting ..................................................................................................167

Assumption Checking ......................................................................................................167

Normality Testing. ...........................................................................................................167

Constant Variance Testing. ..............................................................................................167

P Values for Normality and Constant Variance. ..............................................................168

Fit Results ........................................................................................................................169

Residuals ..........................................................................................................................170

More Statistics .................................................................................................................172

Other Diagnostics.............................................................................................................173

ix

4.3.1 Rsqr ...........................................................................................................................176

4.3.2 Sigmoid Function ....................................................................................................176

Appendix E ............................................................................................................................177

SigmaPlot Reports for Curve Fitting ...............................................................................177

Piezo-A Report.................................................................................................................177

Piezo-B Report .................................................................................................................179

Piezo-C Report .................................................................................................................181

Piezo-D Report.................................................................................................................183

Piezo-E Report .................................................................................................................185

Piezo-F Report .................................................................................................................187

Piezo-G Report.................................................................................................................189

Piezo-H Report.................................................................................................................191

Empirical equation Report ...............................................................................................193

Appendix F.............................................................................................................................198

Phase II test Summary .....................................................................................................198

Vita 202

x

List of Tables

Table 1-1 Piezoelectric beam output equations [7] ....................................................................... 25

Table 2-1 Piezo-P dimensions ...................................................................................................... 48

Table 2-2 Piezo-A dimensions ...................................................................................................... 49

Table 2-3 Piezo-B dimensions ...................................................................................................... 50

Table 2-4 Piezo-C dimensions ...................................................................................................... 51

Table 2-5 Piezo-D dimensions ...................................................................................................... 52

Table 2-6 Piezo-E dimensions ...................................................................................................... 53

Table 2-7 Piezo-F dimensions ...................................................................................................... 54

Table 2-8 Piezo-G dimensions ...................................................................................................... 55

Table 2-9 Piezo-H dimensions ...................................................................................................... 56

Table 2-10 Piezoelectric Properties .............................................................................................. 57

Table 2-11 Oscilloscope configuration ......................................................................................... 62

Table 2-12 Velocity variation for CTS and RTS .......................................................................... 72

Table 2-13 Duct Shape variation at the same velocity ................................................................. 72

Table 2-14 Piezo cases dimension summary ................................................................................ 73

Table 3-1 Velocities tested in the circular and rectangular test section setups ............................. 75

Table 3-2 Velocity Vs. Flow rate results ...................................................................................... 85

Table 3-3 Drag force results for Piezo-A ...................................................................................... 88

Table 3-4 Drag force results for Piezo-B ...................................................................................... 88

Table 3-5 Drag force results for Piezo-C ...................................................................................... 89

Table 3-6 Drag force results for Piezo-D ...................................................................................... 90

Table 3-7 Drag force results for Piezo-E ...................................................................................... 91

Table 3-8 Drag force results for Piezo-F ...................................................................................... 92

xi

Table 3-9 Drag force results for Piezo-G ...................................................................................... 93

Table 3-10 Drag force results for Piezo-H .................................................................................... 94

Table 3-11 Drag force Vs. Voltage output results for Piezo-A .................................................... 95

Table 3-12 Drag force Vs. Voltage output results for Piezo-B..................................................... 96

Table 3-13 Drag force Vs. Voltage output results for Piezo-C..................................................... 97

Table 3-14 Drag force Vs. Voltage output results for Piezo-D .................................................... 98

Table 3-15 Drag force Vs. Voltage output results for Piezo-E ..................................................... 99

Table 3-16 Drag force Vs. Voltage output results for Piezo-F ................................................... 100

Table 3-17 Drag force Vs. Voltage output results for Piezo-G .................................................. 101

Table 3-18 Drag force Vs. Voltage output results for Piezo-H .................................................. 102

Table 3-19 Drag force and voltage output summary .................................................................. 104

Table 3-20 Piezo-A curve fit coefficient .................................................................................... 106

Table 3-21 Piezo-B curve fit coefficient ..................................................................................... 108

Table 3-22 Piezo-B curve fit coefficient ..................................................................................... 110

Table 3-23 Piezo-D curve fit coefficient .................................................................................... 112

Table 3-24 Piezo-E curve fit coefficient ..................................................................................... 114

Table 3-25 Piezo-F curve fit coefficient ..................................................................................... 116

Table 3-26 Piezo-G curve fit coefficient .................................................................................... 118

Table 3-27 Piezo-G curve fit coefficient .................................................................................... 120

Table 3-28 Voltage output for all cases ...................................................................................... 121

Table 3-29 Detected Frequency .................................................................................................. 124

Table 3-30 Signal to Noise Ratio (SNR) .................................................................................... 125

Table 3-31 Thickness Variation results ...................................................................................... 126

xii

Table 3-32 Piezo sensors with the area to thickness variation.................................................... 128

Table 3-33 Width variation ......................................................................................................... 130

Table 3-34 Piezo sensors with aspect ratio variation .................................................................. 131

Table 0-1 Function generator parameters ................................................................................... 152

Table 0-2 PZT Hazardous material ............................................................................................. 157

Table 0-3 PZT exposure limits ................................................................................................... 158

xiii

List of Figures

Figure 1-1 U.S. primary energy consumption by major sources, 1950-2019 [1] ........................... 1

Figure 1-2 Primary Energy Overview, 2000-2020 ......................................................................... 2

Figure 1-3 Poling process: (a) Prior to polarization polar domains are oriented randomly; (b) A

very large DC electric field is used for polarization; (c) After the DC field is removed, the remnant

polarization remains ........................................................................................................................ 4

Figure 1-4 Physical deformation of a rectangular piezoelectric body under the influence of an

applied electric field ........................................................................................................................ 5

Figure 1-5 PZT Manufacturing Process .......................................................................................... 7

Figure 1-6 Schematic diagram of a piezoelectric transducer ........................................................ 16

Figure 1-7 A piezoelectric transducer arrangement for d31 measurement .................................... 18

Figure 1-8 Strain as a function of operating frequency ................................................................ 26

Figure 1-9 The voltage versus charge diagram for a piezoelectric generator element ................. 27

Figure 1-10 Compressor performance map [71] ........................................................................... 30

Figure 2-1 Schematic of the piezo sensor as cantilever beam ...................................................... 36

Figure 2-2 Velocity profile in a rectangular duct [72] .................................................................. 38

Figure 2-3 Velocity profile in a circular duct [72] ........................................................................ 39

Figure 2-4 Experimental apparatus with rectangular test section (RTS) ...................................... 43

Figure 2-5 RTC layout and control schematic .............................................................................. 44

Figure 2-6 Experimental apparatus with circular test section (CTS) ............................................ 45

Figure 2-7 Geometrical Test Section (GTS) Setup ....................................................................... 46

Figure 2-8 GTS electrical connection diagram ............................................................................. 47

Figure 2-9 Piezo-P ........................................................................................................................ 48

Figure 2-10 Piezo-A & its relative size to setup ........................................................................... 49

xiv

Figure 2-11 Piezo-B & its relative size to setup ........................................................................... 50

Figure 2-12 Piezo-C & its relative size to setup ........................................................................... 51

Figure 2-13 Piezo-D & its relative size to setup ........................................................................... 52

Figure 2-14 Piezo-E & its relative size to setup ........................................................................... 53

Figure 2-15 Piezo-F & its relative size to setup ............................................................................ 54

Figure 2-16 Piezo-G & its relative size to setup ........................................................................... 55

Figure 2-17 Piezo-H & its relative size to setup ........................................................................... 56

Figure 2-18 6" DC Axial Compact Fan ........................................................................................ 58

Figure 2-19 Power Supply ............................................................................................................ 59

Figure 2-20 Function Generator.................................................................................................... 60

Figure 2-21 TES 1341 Hot-Wire anemometer .............................................................................. 61

Figure 2-22 HWA2005DL Hot Wire Anemometer with Real-Time Data Logger ....................... 61

Figure 2-23 Oscilloscope .............................................................................................................. 62

Figure 2-24 NI-9215 with BNC DAQ .......................................................................................... 64

Figure 2-25 The Hybrid Performance (HYPER) Project Diagram ............................................... 65

Figure 2-26 Chemical Looping Diagram ...................................................................................... 69

Figure 2-27 NETL Chemical looping experimental systems ....................................................... 70

Figure 2-28 Flow rate change for the GTS setup .......................................................................... 74

Figure 3-1 The average velocities in CTS and RTS ..................................................................... 76

Figure 3-2 Rectangular Test Section velocity (RTS) profiles ...................................................... 77

Figure 3-3 Circular test section velocity (CTS) profiles ............................................................... 77

Figure 3-4 Drag force acting on Piezo-P in CTS and RTS ........................................................... 79

Figure 3-5 Voltage Vs. Effective Velocity in CTS & RTS .......................................................... 80

xv

Figure 3-6 Voltage Vs. Drag Force in CTS & RTS ...................................................................... 81

Figure 3-7 Signal to Noise Ratio in Piezo-P ................................................................................. 83

Figure 3-8 Flow Rate Vs. Velocity ............................................................................................... 86

Figure 3-9 Piezo-A Drag Force Vs. Free Stream Velocity ........................................................... 87

Figure 3-10 Piezo B Drag Force Vs. Free Stream Velocity ......................................................... 88

Figure 3-11 Piezo C Drag Force Vs. Free Stream Velocity ......................................................... 89

Figure 3-12 Piezo D Drag Force Vs. Free Stream Velocity ......................................................... 90

Figure 3-13 Piezo E Drag Force Vs. Free Stream Velocity .......................................................... 91

Figure 3-14 Piezo F Drag Force Vs. Free Stream Velocity .......................................................... 92

Figure 3-15 Piezo G Drag Force Vs. Free Stream Velocity ......................................................... 93

Figure 3-16 Piezo H Drag Force Vs. Free Stream Velocity ......................................................... 94

Figure 3-17 Piezo A Voltage Output Vs. Drag Force ................................................................... 95

Figure 3-18 Piezo B Voltage Output Vs. Drag Force ................................................................... 96

Figure 3-19 Piezo C Voltage Output Vs. Drag Force ................................................................... 97

Figure 3-20 Piezo D Voltage Output Vs. Drag Force ................................................................... 98

Figure 3-21 Piezo E Voltage Output Vs. Drag Force ................................................................... 99

Figure 3-22 Piezo F Voltage Output Vs. Drag Force ................................................................. 100

Figure 3-23 Piezo G Voltage Output Vs. Drag Force ................................................................. 101

Figure 3-24 Piezo H Voltage Output Vs. Drag Force ................................................................. 102

Figure 3-25 Drag force Vs, voltage output summary ................................................................. 103

Figure 3-26 Piezo A Voltage Output Vs. Volumetric Flow Rate ............................................... 106

Figure 3-27 Piezo-A curve fit ..................................................................................................... 107

Figure 3-28 Piezo B Voltage Output Vs. Volumetric Flow Rate ............................................... 108

xvi

Figure 3-29 Piezo-B Curve Fit .................................................................................................... 109

Figure 3-30 Piezo C Voltage Output Vs. Volumetric Flow Rate ............................................... 110

Figure 3-31 Piezo-C Curve Fit .................................................................................................... 111

Figure 3-32 Piezo D Voltage Output Vs. Volumetric Flow Rate ............................................... 112

Figure 3-33 Piezo-D Curve Fit ................................................................................................... 113

Figure 3-34 Piezo E Voltage Output Vs. Volumetric Flow Rate ............................................... 114

Figure 3-35 Piezp-E Curve Fit .................................................................................................... 115

Figure 3-36 Piezo F Voltage Output Vs. Volumetric Flow Rate ................................................ 116

Figure 3-37 Piezo-F Curve Fit .................................................................................................... 117

Figure 3-38 Piezo G Voltage Output Vs. Volumetric Flow Rate ............................................... 118

Figure 3-39 Piezo-G Curve Fit ................................................................................................... 119

Figure 3-40 Piezo H Voltage Output Vs. Volumetric Flow Rate ............................................... 120

Figure 3-41 Piezo-H Curve Fit ................................................................................................... 121

Figure 3-42 Voltage output for all Piezos ................................................................................... 122

Figure 3-43 Detected Frequency ................................................................................................. 124

Figure 3-44 Signal to Noise Ratio (SNR) ................................................................................... 126

Figure 3-45 Thickness variation voltage output ......................................................................... 127

Figure 3-46 Area to thickness ratio ............................................................................................. 129

Figure 3-47 Width variation results ............................................................................................ 130

Figure 3-48 Aspect ratio results .................................................................................................. 132

Figure 3-49 Actual voltage output Vs. Predicted Voltage output ............................................... 139

1

Chapter 1: Introduction and Background

1.1 Introduction

One of the essential sources of energy that powers our modern society is electricity.

Electricity lights buildings and streets, run computers and telephones, drives trains and subways

and runs various motors and machines. For this reason, power consumption has increased more

than three times over the past 70 years, as shown in Figure 1-1 [1].

The power demand has increased for assorted reasons, including economic, political, and

residential and commercial growth. As shown in Figure 1-2 [2], this dependence requires a stable

and consistent power supply. Fluctuations of parameters can create events that interrupt power

flow and damage critical system components. Therefore, many systems are operated below their

design thresholds to ensure stable operation and minimize fluctuations, resulting in less than

optimal efficiency for many devices.

Figure 1-1 U.S. primary energy consumption by major sources, 1950-2019 [1]

2

Increasing electricity usage is accompanied by environmental concerns, including emissions

and pollution, depletion of natural resources, deforestation, and soil degradation.[2] Each power

generation type has benefits and disadvantages. For example, fossil fuel power plants deliver on-

demand, consistent and reliable energy; nuclear power provides significant quantities of reliable

power with low greenhouse gas emissions but may not be sustainable over a long time. Renewable

electricity sources like solar and wind produce zero direct carbon emissions but generate electricity

on an intermediate or inconsistent basis. Depending on the electricity source, they are associated

with environmental challenges. Air pollutants can cause significant harmful and negative health

impacts, which include greenhouse emissions. Emissions Carbon dioxide (CO2) In 2019, by the

U.S. electric power sector, it was 1,619 million metric tons (MMmt), or about 32% of total U.S.

energy-related CO2 emissions of 5,131 (MMmt) [3]. Uchino et al., Kim et al., and Li et al. have

recommended reducing greenhouse emissions by energy harvesting from wasted or unused

Figure 1-2 Primary Energy Overview, 2000-2020

3

power.[4]–[6] Cost-efficiency improvements and demand for methods to avoid climate change

will increase technologies to improve overall efficiency. Besides, using sensors in energy systems

will allow for operation closer to or at optimum design parameters leading to enhanced efficiency,

safety, and reduced emissions. Constant monitoring via sensors is essential for optimal functioning

and security of energy systems.

Some of the main operating parameters for power plants are pressure, temperature, and flow

rate. These parameters are usually measured using a variety of sensors that have specific

operational ranges and limitations. This study focuses on the measurement of flow rate using a

sensor that has not been used before.

4

1.2 Piezoelectricity

Piezoelectricity is a property of certain dielectric materials to physically deform in the

presence of an electric field, or conversely, to produce an electrical charge when mechanically

deformed [7]. Piezoelectricity is caused by the spontaneous separation of charge with specific

crystal structures under the right conditions. Such a situation produces an electric dipole [8].

Polycrystalline ceramic is composed of randomly oriented minute crystallites. Each crystallite is

further divided into regions having similar dipole arrangements. The general result of randomly

oriented polar regions is an initial lack of piezoelectric behavior. However, suppose the material

induced to exhibit macroscopic polarity in any given direction by exposing it to a powerful electric

field, as shown in Figure 1-3. In that case, such inducible materials are characterized as

ferroelectric. Once polarized, the ferroelectric material will remain polarized until it is exposed to

an opposite-field or elevated temperature [7] when voltage is applied to the poled material in the

Figure 1-3 Poling process:

(a) Prior to polarization polar domains are oriented randomly;

(b) A very large DC electric field is used for polarization;

(c) After the DC field is removed, the remnant polarization remains

5

same direction as the poling voltage, the piece elongation along the polar axis and transverse

contraction. When the voltage is cut off, the piece reverts to its previous pole dimensions.

In contrast, when voltage is applied opposite the poled direction, the piece contracts along

the polar axis and expands in the transverse direction. However, the piezoelectric returns to its

original dimensions after removing the voltage. These distortions are illustrated in Figure 1-4.

When stress is applied along the poling axis, an electric field occurs within the body, which

opposes the force acting upon it. Compressive stress generates an electric field with the same

orientation as the original poling field, trying to induce the piece to elongate in opposition to the

compressive forces. The piece reverts to its original poled dimensions after removing the stress.

Tensile stress generates an electric field with an orientation opposite to that of the original poling

field [7].

In general, piezoceramics are the preferred choice for sensors and mini actuators because

they are physically strong, chemically inert, and inexpensive to produce. Furthermore,

piezoelectrics can be easily tailored to meet the conditions of a specific purpose. Research on

piezoelectric materials extends back to the 19th century leading to today's wide-range of

piezoelectric materials available.

Figure 1-4 Physical deformation of a rectangular piezoelectric body under the influence

of an applied electric field

6

. Piezoelectric materials are susceptible to detecting stress and temperature. Also, possess

many useful properties such as sensitivity, resonance frequency, stability. The piezoelectric

materials can produce only an electrical response to dynamic mechanics. One disadvantage of

piezoelectric materials is that they cannot be used for static measurements [9]

7

1.2.1 Manufacturing of Piezoelectric Ceramics

The PZT piezo ceramic was developed in 1952 by Yutaka Takagi, Gen Shirane, and Etsuro

Sawaguchi, physicists at the Tokyo Institute of Technology[10]. Piezoelectric ceramic materials

are made from polycrystalline ceramics, which are adaptable and can easily fit into specific

applications. These ceramics are chemically inert, immune to moisture, and manufactured in

different sizes and shapes; thus, they are widely used piezoelectric ceramic materials, especially

lead zirconate titanate or PZT favorable properties and flexibility in meeting requirements [7].

Therefore, they will be chosen for this study.

The process of producing PZT powders consists of six distinct unit operations. Raw

materials are evaluated, selected, and precisely balanced according to the formulate and transferred

to wet mills. These components are wet milled together in their proper quantities to achieve a

consistent particle size distribution. Accurate control over particle size distribution is required to

ensure appropriate material activity during the calcination. After the wet milling course, the

product is dried and arranged for calcining. The calcining operation is carried out in the air at about

Batch Weighing

Wet Milling DryingCalcining

(PZT Formation)

Wet Milling & Bindera Addition

Spray Drying Pressing to

form

Figure 1-5 PZT Manufacturing Process

8

1000°C, where the desired PZT phase is formed. [11] The material is then cooled down, during

which the ceramic becomes ferroelectric, and its unit cells change from cubic to tetragonal

structure. As a result, the unit cells are elongated in one direction, and an electric dipole moment

is generated within the unit cell. The application of a strong D.C. electric field has the effect of

aligning most unit cells parallel to the applied field. Piezoelectric materials can be bonded/glued

to host structures' surfaces or embedded within them [7].

9

1.2.2 Piezoelectric Materials as Energy Harvesters

Energy harvesting or power harvesting is the development by which energy is obtained

from external sources captured, and stored for small, wireless autonomous devices, like those used

in wearable and wireless sensor networks. The external sources as, thermal energy, wind energy,

solar power, salinity gradients, and kinetic energy.[12]

Energy harvesters deliver a small amount of power for electronics with low-energy. The

energy can be stored and used to bias to power electronic devices. With recent advances in wireless

and MEMS technology, energy harvesting is highlighted as the conventional battery alternatives.

Ultra-low-power portable electronics and wireless sensors use conventional batteries as their

power sources. However, battery life is limited and noticeably short contrasted to the working life

of the devices. The recharging or replacement of the battery can be inefficient and not cost-

effective. Therefore, a substantial number of researchers have been focusing on self-powered

portable devices or wireless sensors. Piezoelectric materials are a convenient way to collect energy

from wasted or not useable energy. As mentioned earlier, these materials exhibit electromechanical

coupling; they can convert between strain energy and electrical energy. Several models have been

suggested to quantify the electrical energy that can be generated. Ambrosio et al. [13] proposed a

lead zirconium titanate cantilever as a power generator for an energy harvesting system. The

determination of optimal performance is in terms of power output. Series and parallel are two

different configurations of the piezoelectric element that were studied: l. The piezoelectric system's

maximum output power was 120 mW at the operating frequency of 40 Hz across a resistive load

of 70 kΩ. The excellent power was capable of bias some electronic devices. Cˇeponis et al. [14]

demonstrated numerical and experimental investigation of trapezoidal cantilevers with irregular

cross-sections. Modifications of the cross-section were made to increase strain and improve its

10

distribution in the piezoceramic layer. The numerical analysis indicated a dependency between

strain/stress and the piezoelectric sensor geometry's electrical output. Other significant results

showed that the generated electric power for a geometry altered piezoelectric cantilever is more

than 11.5-times larger than the power obtained from the conventional cantilever. Choi et al. [15]

developed an energy harvesting MEMS device using thin-film PZT to enable self-supportive

sensors. Resonating at certain frequencies of an external vibrational energy source can create

electrical energy via the piezoelectric effect. The effect of the proof mass, beam shape, and

damping on the power generating performance were modeled to provide a guideline for maximum

power harvesting from environmentally available low-frequency vibrations. Sirohi et al. [16]

developed a mechanism based on a galloping piezoelectric bimorph cantilever beam to obtain wind

power. The shaft has a D-shaped cross-section with a rigid, prismatic tip body. Piezoelectric sheets

bonded on the beam transform the strain energy into electrical energy. The power output was noted

to increase rapidly with increasing wind speed. Due to the beam's structural damping, a minimum

wind velocity of 2.5 m/s was necessary to produce power from this device. The highest power

output of 1.14 mW was quantified at a wind velocity of 4.7 m/s. Weinstein. [17] proposed a

cantilevered piezoelectric beam in a heating, ventilation, and air conditioning (HVAC) flow. The

geometry contains a fixed cylinder and a bilayer cantilever with a clamped end on one side, and

the other is free. The fixed cylinder is employed to generate a vortex street. The arranging of small

weights along the fin enables modification of the energy harvested. Power generation of 200 μW

at a flow speed of 2.5 m/s and 3 mW for a 5 m/s was achieved. Power output from this device was

between 100 and 3000 𝜇W for flow speeds in the range of 2–5 m/s. These power outputs are

sufficient to power a wireless sensor node for HVAC monitoring systems or other sensors for smart

building technology. Shen et al. [18] proposed a PZT piezoelectric cantilever with a

11

micromachined Si proof mass for a low-frequency vibration energy harvesting application. The

average power and power densities were 0.32 W and 416 W/cm3. A broadband piezoelectric

energy harvester with an applied restoring force was presented by Rezaei et al [19]. The system

consisted of a cantilever beam bonded with a piezoelectric PZT layer at the top surface and a tip

mass at the free end, which was supported by a spring to model the restoring force. The

piezoelectric harvester was subjected to harmonic base excitation and effects of the PZT layer on

free vibrations, and those of the tip mass and base excitation on the frequency response of the

system were investigated. As expected, the tip mass helped increase the scavenged voltage and

tune the resonance frequency. It was also shown that a pure nonlinear restoring force by the spring

caused the harvester resonance bandwidth and the output voltage to increase as compared to the

energy harvester without the spring.

12

1.2.3 Using Piezoelectric Materials as Flow Rate Sensors

Microelectromechanical system (MEMS) technology has initiated up new avenues in

developing flow sensors for various applications. MEMS devices were first proposed in the 1960s,

following the investigation of silicon and germanium's piezoresistive potential. The investigation

and development in this area have progressively scaled up since the 1980s[20]. MEMS devices

offer small, low-cost, and scalable devices that were not achievable using traditional engineering

methods. Microfabrication technologies have recently been widely employed to fabricate MEMS

sensors for use in a broad range of appliances, such as healthcare, physical activities, safety, and

environmental sensing [21]. Due to these fundamental benefits, MEMS flow sensors are used

broadly in numerous applications such as object detection and navigation on autonomous

underwater vehicles (AUV) [22], flow measurement in biomedical surgery, diagnostic devices,

chemistry and therapeutic areas[23], liquid dispensing systems [24], and gas monitoring systems

[25], [26]. MEMS flow sensors have been developed using silicon and polymer materials and

applying various sensing and structural designs. The most common sensing methods are thermal

[27], [28], torque[29], [30] and drag force based [31] flow sensing. Liu et al. [32] used the Lead

Zirconium titanite (PZT) microcantilever as an airflow sensor for wind-driven energy harvesting.

They obtained a flow sensing sensitivity of 9 mV/ (m/s). It generated 18.1 mV and 3.3 nW for a

stream velocity of 15.6 m/s Resister (load) of a 100 kΩ. Seo et al. [33] proposed a self-resonant

flow sensor centered on a resonant frequency shift due to turbulence-induced vibrations. The

reaction of the cantilever beam was modulated with its resonant frequency. The flow drag force

produced a mechanical strain on the cantilever beam; then, the modulated frequency shifted. The

device is a hanging crossflow stalk, which can amplify the vibration by order of magnitude. The

experimental demonstration indicated a peak output power of 0.6 mW and a max power density of

13

2 mW/cm3. Yu-Hsiang et al.[34] has developed a MEMS-based airflow sensor featuring a free-

standing micro-cantilever structure. In the sensing operation, the airflow velocity is detected by

measuring the difference in resistance of a piezoelectric layer placed on a cantilever beam as the

beam deforms under the passing airflow effect. The experimental outcomes indicate that the flow

sensor has a high sensitivity (0.0284 Ω/ms-1), a high-velocity measurement limit (45 ms-1), and

rapid response time (0.53 s). Qi Li. et al. [35] proposed measuring the flow velocity of fluid without

affecting its motion state; this method was based on polyvinylidene fluoride (PVDF) piezoelectric

film sensor. The piezoelectric principle of a PVDF film was analyzed. The turbulence noise of a

flat-panel model simulated. A flow velocity measurement system with a PVDF film as the sensing

component built the piezoelectric response of the PVDF sensor under wind excitation was

measured. The proposed method was shown to be dependable and effective

Flow sensors are necessary to measure the rate and direction of liquid or gas flow in various

applications. Sensors include the determination of flow patterns [36], measurement of wall shear

stress [37], viscosity, and density measurements [38] in different systems. During the past decades,

numerous sensing devices have been developed and become commercially available for flow

measurement. It is understood that the flow measurement may be influenced by the velocity,

pressure, temperature, or chemical content of the systems [39]. Therefore, flow sensing devices

are typically centered on the direct detection of volume, mass, velocity, or combination by

measuring various physical variables [40], [41].

In recent years, industrial and academic investigation groups have focused their attention

on the challenges and limitations of employing piezoelectric materials as energy harvesting tools.

For example, Kuchle and Love [42] and Sarker et al.[43] used thermoelectric and pyroelectric

sensors to wirelessly detect the temperature inside of a power generation unit at places where

14

thermocouples unreachable. This technology would allow for real-time health monitoring and

material temperatures in areas such as the unit's turbomachinery.

Other parameters, such as velocity, also provide insight into turbomachinery or flow rate

behaviors within a system. The velocity parameter is desirable if the sensor can detect rapid flow

or pressure measurement changes. Piezoelectrics have been operated frequently in the past for

pressure measurements. [44] However, flow velocity measurements using the same material are

not commonly used for the macro scale. The focus was on micro-scale for medical, industrial, and

environmental applications. Ejeian et al. [45] presented the work done on the

Microelectromechanical system's design and development (MEMS)- based flow sensors in recent

years. However, macroscale and large flow rate measurements using similar sensors are not well

documented in the literature. In the energy industry, piezoelectric materials have opened many

research interests. Many studies have been utilized piezoelectric ceramics as energy harvesting

devices [17], [32], [46]–[49]. However, the produced signal can also be analyzed to identify flow

characteristics such as velocity, typically using soft PZT ceramics. These devices are subject to

fluid flow that cause stress and bend on the geometry that the piezoelectric attached. In all cases,

this motion is converted to electricity. Earlier designs that involve piezoelectric include cantilever

beams that vibrate due to vortices produced by fluid flows, such as in a Vortex flowmeter [50].

Many of these sensors in this arrangement are also used to harvest energy. [8], [51]

15

1.3 Piezoelectric Constitutive Equations

In this section, the equations which illustrate the electromechanical properties of

piezoelectric materials will be described. They are based on the IEEE standard for piezoelectricity

widely accepted as a description of piezoelectric material properties. The IEEE standard is made

based on the assumption that piezoelectric materials are linear. It turns out that piezoelectric

materials have a linear profile at low electric fields and low mechanical stress levels. However,

they may show substantial nonlinearity if operated under a high electric field or high mechanical

stress level. For the most part, the piezoelectric transducers are being used at low electric fields

and small mechanical stress. Electricity produces a charge on the material's surface when a poled

piezoelectric ceramic is mechanically strained. This property is described as the "direct

piezoelectric effect." Moreover, it is the basis upon which the piezoelectric materials are used as

sensors. Furthermore, if electrodes are attached to the material's surfaces, the generated electric

charge can be collected and used.

16

The fundamental equations describing piezoelectric properties are based on the assumption

that the transducer's total strain is the sum of mechanical strain produced by the mechanical stress

and the controllable actuation strain caused by the applied electric voltage.[8] The axes are

identified by numerals rather than letters. Moreover, Figure 1-6 shows the schematic diagram of

the piezoelectric transducer. The illustrating electromechanical equations for a linear piezoelectric

material can be written as

휀𝑖 = 𝑆𝑖𝑗𝐷𝜎𝑗 + 𝑑𝑚𝑖𝐸𝑚

1.1

𝐷𝑚 = 𝑑𝑚𝑖𝜎𝑖 + 𝜉𝑖𝑘𝜎 𝐸𝑘 1.2

The indexes 𝑖, 𝑗 = 1, 2, . . . , 6 and 𝑚, 𝑘 = 1, 2, 3 relate to different directions within the

material coordinate system; the equations can be re-written in the following form, which is often

used for applications that involve sensing:

휀𝑖 = 𝑆𝑖𝑗𝐷𝜎𝑗 + 𝑔𝑚𝑖𝐷𝑚

1.3

Figure 1-6 Schematic diagram of a piezoelectric transducer

17

𝐷𝑚 = 𝑑𝑚𝑖𝜎𝑖 + 𝛽𝑖𝑘𝜎𝐷𝑘 1.4

Where:

𝜎 : Stress vector (N/m2)

휀 : Strain vector (m/m)

𝐸 : Vector of the applied electric field (V/m)

𝜉 : Permittivity (F/m)

𝑑 : Matrix of piezoelectric strain constants (m/V)

𝑆 : Matrix of compliance coefficients (m2/N)

𝐷 : .Vector of electric displacement (C/m2)

𝑔 : Matrix of piezoelectric constants (m2/C)

𝛽 : Impermittivity component (m/F)

Furthermore, the superscripts 𝐷, 𝐸, and 𝜎 represent measurements taken at constant electric

displacement, constant electric field, and constant stress. In addition, equations (1.1) and (1.3)

express the converse piezoelectric effect, which explains when the device is operated as an

actuator. Alternatively, Equations (1.2) and (1.4) express the direct piezoelectric effect, which

deals with when the transducer is being utilized as a sensor. It should be noted that relations

between applied electric fields and the resultant responses depend upon the ceramic's piezoelectric

properties, the piece's geometry, and the direction of electrical excitation. The properties of

piezoceramic change as a function of both strain and temperature. It should be known that the data

commonly presented represents values measured at low levels of approximately 20°C.

18

1.4 Piezoelectric Coefficients

Piezoelectric coefficients relating to input parameters to output parameters use double

subscripts. The first subscript indicates the electric field 𝐸 or dielectric displacement 𝐷 direction,

and the second subscript describes the direction of mechanical stress 𝑇 or strain 𝑆.

1.4.1 Mechanical Piezoelectric Constant

The piezoelectric coefficient 𝑑𝑖𝑗 The ratio of the strain in the 𝑗 − 𝑎𝑥𝑖s to the electric field

applied along the 𝑖 − 𝑎𝑥𝑖𝑠, when all external stresses are held constant.

Figure 1-9 shows that V's voltage is applied to a piezoelectric transducer, polarized in

direction 3. This voltage generates the electric field as in equation (1.5)

𝐸3 =

𝑉

𝑡

1.5

Which strains the transducer. In particular

휀1 =

∆𝑙

𝑙

1.6

In which

Figure 1-7 A piezoelectric transducer arrangement for d31 measurement

19

∆𝑙 =

𝑑31 𝑉 𝑙

𝑡

1.7

The piezoelectric constant 𝑑31 is usually a negative number; this is because the application

of a positive electric field will generate a positive strain in direction 3.

Another interpretation of 𝑑𝑖𝑗; The proportion of short circuit charge per unit area flowing

between connected electrodes perpendicular to the 𝑗 direction to the stress applied in the 𝑖 direction,

once a force 𝐹 is applied to the transducer in the 3 direction, generates the stress flowing through

the short circuit.

𝜎3 =

𝐹

𝑙 𝑤

1.8

which results in the electric charge

𝑞 = 𝑑33𝐹 1.9

If stress is operated equally in 1, 2, and 3 directions, and the electrodes are perpendicular

to axis 3, the resultant short-circuit charge (per unit area), divided by the applied stressed, is

denoted by 𝑑𝑝.

1.4.2 Electrical Piezoelectric Constant

The piezoelectric constant 𝑔𝑖𝑗 signifies the electric field established along the i-axis when

the material is stressed along the j-axis. Therefore, results in the voltage

𝑉 =

𝑔31 𝐹

𝑤

1.10

Another interpretation of 𝑔𝑖𝑗 is the ratio of strain established along the j-axis to the charge (per

unit area) deposited on electrodes perpendicular to the i-axis. Therefore, if an electric charge of 𝑄

is deposited on the surface electrodes, the thickness of the piezoelectric element will change by

20

∆𝑙 =

𝑔31𝑄

𝑤

1.11

1.4.3 Elastic Compliance Constant

The elastic compliance constant 𝑆𝑖𝑗 is the ratio of the strain in 𝑖 − 𝑑𝑖𝑟𝑒𝑐𝑡𝑖𝑜𝑛 to the stress

in the 𝑗 − 𝑑𝑖𝑟𝑒𝑐𝑡𝑖𝑜𝑛 -given that there is no change of stress along with the other two directions.

Direct strains and stresses are conveyed by indices 1 to 3. Shear strains and stresses are conveyed

by indices 4 to 6. Subsequently, 𝑆12 denotes the direct strain in the 1 − 𝑎𝑥𝑖𝑠 when the device is

stressed along the 2 − 𝑎𝑥𝑖𝑠, and stresses along with directions 1 and 3 are unchanged. Similarly,

𝑆44 refers to the shear strain around the 2 − 𝑎𝑥𝑖𝑠 due to the shear stress around the same axis.

A superscript "𝐸" is used to state that the elastic compliance 𝑆𝑖𝑗𝐸 is measured with the

electrodes short-circuited. Likewise, the superscript "𝐷" in 𝑆𝑖𝑗𝐷 conveys that the measurements were

taken when the electrodes were left open-circuited. Mechanical stress outcomes in an electrical

response that can increase the resultant strain. Therefore, it is natural to expect 𝑆𝑖𝑗𝐸 to be smaller

than 𝑆𝑖𝑗𝐷 . That is, a short-circuited piezo has a lesser Young's modulus of elasticity than when it is

open-circuited.

1.4.4 Dielectric Coefficient

The dielectric coefficient 𝑒𝑖𝑗 defines the charge per unit area in the 𝑖 − 𝑎𝑥𝑖𝑠 due to an

electric field applied in the 𝑗 − 𝑎𝑥𝑖𝑠. In general piezoelectric materials, a field applied along with

the 𝑗 − 𝑎𝑥𝑖𝑠 cause electric displacement only in that direction. The relative dielectric constant,

identified as the ratio of the absolute permittivity of the material by the permittivity of free space,

is symbolized by 𝐾. The superscript 𝜎 in 𝑒11𝜎 refers to the permittivity for a field applied in the

1 − 𝑑𝑖𝑟𝑒𝑐𝑡𝑖𝑜𝑛, when the material is not restrained.

21

1.4.5 Piezoelectric Coupling Coefficient

The piezoelectric coefficient 𝑘𝑖𝑗 signifies the ability of a piezoceramic material to

transform electrical energy into mechanical energy and vice versa. This conversion of energy

between mechanical and electrical domains is employed in both sensors and actuators made from

piezoelectric materials. The 𝑖𝑗 index indicates that the stress or strain is in the 𝑑𝑖𝑟𝑒𝑐𝑡𝑖𝑜𝑛 𝑗, and the

electrodes are perpendicular to the 𝑖 − 𝑎𝑥𝑖𝑠. For instance, if a piezoceramic is mechanically

strained in 𝑑𝑖𝑟𝑒𝑐𝑡𝑖𝑜𝑛 1, as a result of electrical energy input in 𝑑𝑖𝑟𝑒𝑐𝑡𝑖𝑜𝑛 3, while the device is

under no exterior stress, then the ratio of stored mechanical energy to the affected electrical energy

is denoted as 𝑘312 .

There are several ways that 𝑘𝑖𝑗 can be measured. One option is to apply a force to the

piezoelectric element while keeping its terminals open-circuited. The piezoelectric device will

deflect. This deflection ∆𝑧, can be evaluated, and the mechanical work performed by the applied

force 𝐹 can be determined

𝑊𝑀 =

𝐹∆𝑧2

1.12

Due to the piezoelectric effect, electric charges will be collected on the transducer's

electrodes transfer to the electrical energy

𝑊𝐸 =𝑄2

2𝐶𝑝

1.13

Which is stored in the piezoelectric capacitor. Therefore,

𝑘33 = √𝑊𝐸

𝑊𝑀=

𝑄

√𝐹 ∆𝑧 𝐶𝑝

1.14

The pairing coefficient can be written in terms of other piezoelectric constants. In particular

22

𝑘𝑖𝑗2 =

𝑑𝑖𝑗2

𝑆𝑖𝑗𝐸𝑒𝑖𝑗

𝜎 = 𝑔𝑖𝑗𝑑𝑖𝑗𝐸𝑝 1.15

Where 𝐸𝑝 is Young's modulus of elasticity of the piezoelectric material.

When a force is applied to a piezoelectric transducer, depending on whether the device is

open-circuited or short-circuited, one should expect to observe different stiffnesses. In particular,

if the electrodes are short-circuited, the device will appear to be "less stiff" because, upon applying

a force, the electric charges of opposite polarities collected on the electrodes terminate each other.

Consequently, no electrical energy can be stored in the piezoelectric capacitor. Denoting short-

circuit stiffness and open-circuit respectively as 𝐾𝑠𝑐 and 𝐾𝑜𝑐, it can be proved that [8]

𝐾𝑜𝑐𝐾𝑠𝑐

=1

1 − 𝑘2

1.16

23

1.5 Piezoelectric Sensor

After a piezoelectric transducer is mechanically stressed, it produces a voltage. This

phenomenon is dominated by the direct piezoelectric effect section (1.2). This property makes

piezoelectric transducers proper for sensing applications. Piezoelectric sensors offer a superior

signal-to-noise ratio and better high-frequency noise rejection contrasted to strain gauges.

Therefore, Piezoelectric sensors are quite suitable for applications that include measuring low

strain levels. They are compact, easy to embed, and need moderate signal conditioning circuitry.

If a PZT sensor shall be subject to a stress field, presuming the applied electric field is zero,

the resultant electrical displacement vector is:

𝐷1𝐷2𝐷3

= [0 0 00 0 0𝑑31 𝑑31 𝑑33

0 𝑑15 0𝑑15 0 00 0 0

]

𝜎1𝜎2𝜎3𝜏23𝜏31𝜏12

1.17

The generated charge can be determined from

𝑞 = ∬[𝐷1 𝐷2 𝐷3] [

𝑑𝐴1𝑑𝐴2𝑑𝐴3

] 1.18

where 𝑑𝐴1, 𝑑𝐴2, and 𝑑𝐴3 The differential electrode areas in the 2-3, 1-3, and 1-2 planes

correspondingly. The generated voltage 𝑉𝑝 is related to the charge via

𝑉𝑝 =𝑞

𝐶𝑝

1.19

where 𝐶𝑝 is the capacitance of the piezoelectric sensor.

Having measured the voltage, 𝑉𝑝, the strain can be determined by resolving the above

integral. If the sensor is a PZT patch up with two faces coated with thin electrode layers,

and if the stress field only occurs along the 1-axis, the capacitance can be determined from

24

𝐶𝑝 =

𝑙 𝑤 𝑒33𝜎

𝑡

1.20

Assuming the resultant strain is along the 1-axis, the sensor voltage is found to be

𝑉𝑠 =

𝑑31 𝐸𝑝 𝑤

𝐶𝑝 ∫휀1 𝑑𝑥𝑙

1.21

where 𝐸𝑝 is Young's modulus of the sensor, and 휀1 is averaged over the sensor's length.

The strain can then be calculated from

휀1 =

𝐶𝑝𝑉𝑠

𝑑31 𝐸𝑝 𝑙 𝑤

1.22

In deriving the above equations (1.17) (1.18) (1.19) (1.20) (1.21) and (1.22), the primary

assumption was that the sensor was strained along 1-axis only. If this assumption is

violated, which is frequently the case, then equation (1.22) should be modified to

휀1 =

𝐶𝑝𝑉𝑠(1 − 𝜈)𝑑31 𝐸𝑝 𝑙 𝑤

1.23

Where 𝜈 is the Poisson's ratio. [8]

The listed equations before can be summarized in Table 1-1

25

Table 1-1 Piezoelectric beam output equations [7]

Piezoelectric

configuration

Short-Circuit

Charge

Open-

Circuit

Voltage

Resonant

Frequency

Cantilevered Bending (𝑑31) Generator

𝑉 = 3 𝑙2

2 𝑡2 𝑑31𝐹 𝑉 =

3 𝑙

2𝑤 𝑡 𝑔31𝐹

𝑓𝑟 =0.16 𝑡

𝑙2 √𝐸𝑝

𝜌

𝑉 =3 𝑡 𝑤

8 𝑙 𝑌 𝑑31∆𝑥 𝑉 =

3 𝑡2

8 𝑙2 𝑌 𝑔31∆𝑥

26

1.6 Dynamic Input Forces or Displacements

Piezo is much more responsive to dynamic applications. Where dynamic inputs have two

categories, either be pulsed or continuous. Pulsed input or short duration, transient force, creep,

and electrical leakage issues are minor since there is insufficient time for their behavior to take

place. Continuously alternating input forces are when the generator is excited by an oscillating

force.

The strain of a piezoelectric

transducer is approximately independent of

frequency and proportional to the applied

stress below the resonant frequency.

Around the resonant frequency, strain

increases rapidly to a multiple of its

average value. The amplitude and

narrowness of the resonance vary with the

internal and external losses acting on the

generator. Beyond resonance, strain decreases steadily with the square of the frequency. Usually,

for quasi-static transducers, a value of about 2/3 of the fundamental resonance marks the limit of

the available frequency band. For resonant applications, the effective frequency range is limited to

a small band around the beneficial resonant modes. Figure 1-8 shows the strain as a function of

the operating frequency

Figure 1-8 Strain as a function of operating frequency

27

1.7 Electrical Outputs

Piezoelectric generators are

typically specified in terms of their short-

circuit charge and open-circuit voltage.

Short-circuit charge, 𝑄𝑠, refers to the total

charge established, at the maximum

recommended stress level, when the charge

is entirely free to travel from one electrode

to the other and is not asked to build up any

voltage. Open-circuit voltage, 𝑉𝑜 Refers to the voltage created, at the maximum proposed stress

level, when the charge is prohibited from traveling from one electrode to another. The charge is

maximum when the voltage is zero, and the voltage is at a maximum when the charge transfer is

zero. Every other simultaneous charge and voltage level value is governed by a line drawn between

these points on a voltage against the charge line, shown in Figure 1-9. Generally, a piezo generator

must transfer a specified amount of charge and supply a specific voltage, which defines its

operating point on the voltage vs. charge line. Work is amplified when the charge moved permits

one half the open-circuit voltage to be developed, which occurs when the charge equals one half

the short-circuit charge. [7]

Figure 1-9 The voltage versus charge diagram for a

piezoelectric generator element

28

1.8 Signal to Noise Ratio

The Signal-Noise Ratio (SNR) is how strong the signal is compared to the noise. Some

amount of noise contaminates every signal. This noise is added to the signal, and if it is too much,

it will make the signal undetectable. Therefore, it is desired to have a signal-to-noise ratio as high

as possible. The Signal-Noise Ratio is the ratio between the signal power and the noise power, and

it can be calculated as in equation 1.24

𝑆𝑁𝑅 =

𝑃𝑠𝑖𝑔𝑛𝑎𝑙

𝑃𝑛𝑜𝑖𝑠𝑒

1.24

The typical power of an AC signal is defined in physics as the average of voltage times

current.

𝑃 = 𝑉𝑅𝑀𝑆 𝐼𝑅𝑀𝑆 1.25

For resistive circuits, where voltage and current are in phase, this power is equivalent to

the product of the root mean square (RMS) voltage and current:

𝑃 =

𝑉𝑅𝑀𝑆2

𝑅 1.26

The same resister, R, was used in collecting the signal and the noise for this project. As a

reason, we can calculate the SNR from:

𝑆𝑁𝑅 =

𝑉𝑅𝑀𝑆 𝑆𝑖𝑔𝑛𝑎𝑙2

𝑉𝑅𝑀𝑆 𝑁𝑜𝑖𝑠𝑒2

1.27

The SNR usually standardized by converting it to dB

𝑆𝑁𝑅𝑑𝐵 = 10 log10(𝑆𝑁𝑅) = 20 log10 (

𝑉𝑅𝑀𝑆 𝑆𝑖𝑔𝑛𝑎𝑙

𝑉𝑅𝑀𝑆 𝑁𝑜𝑖𝑠𝑒)

1.28

This study defined the noise as the signal collected when no flow was passing in the setups,

and it is assumed the noise signal includes all the external and internal noise.

29

1.9 Surge and Stall

Surge is a global instability in a centrifugal compressor's flow resulting in a complete

failure and reversal of flow through the compressor. Surge happens just below the minimum flow

that the compressor can maintain against the existing suction to discharge pressure rise (head).

When a surge occurs, both flow rate and charge decrease rapidly, and gas flows backward within

the compressor. Surge is a source of large dynamic forces applied to the compressor elements and,

hence, a flow phenomenon that must be avoided. Surge avoidance is essential for pipeline

compressors and is typically achieved by recycling gas around the compressor to maintain a flow

of no less than the surge control flow rate. External measurements of head and speed generally are

used to retain the control surge line's operating flow rate. Although the operating point can be

maintained by recycling flow, recycling flow around compressors wastes energy and can be

extremely inefficient. If the physical approach of surge can be detected, then centrifugal

compressors can be operated closer to surge without recycling as much flow. The current surge

avoidance and control methods resulted in recycling valves being used extensively and opened

well before the compressor is in danger of reaching the surge. The purpose of the current direct

surge control effort, using measurements that are internal to the compressor, is to reduce surge

margins, use less recycle flow during operations, and reduce wasted fuel and operating costs.[52].

Compressor surge can be categorized into mild surge, deep surge, and. While the one without

reverse flows generally termed mild surge, a Compressor surge with negative mass flow rates is

considered a deep surge [53]. On a performance map, the steady operating range of a typical

performance map for a pipeline centrifugal compressor shows the pressure increase as head rise as

a function of inlet volumetric flow for a compressor range speeds shown in Figure 1-10.[54] This

compressor map indicates that there are limits on the operating range of such a compressor. The

30

limit for low-flow operations is set by a flow instability known as the surge. The accurate location

on the compressor map at which surge occurs is not customarily known. As a result, a surge control

line is established with a significant margin above the flow at which surge is expected to occur. A

typical surge margin is usually 10 percent or more of the design flow [52].

The effect of compressor surge is a disaster to the compressor and the whole machine.

When a compressor surge happens, the compressor's operating point is usually implied by the pair

of the mass flow rate and pressure ratio, trajectories along a surge cycle on the compressor

performing map. The compressor surge's unpredictable performance is not tolerable to machines

on which a compressor is affixed to ventilate or dense air. Except for changing performance,

compressor surge is also accompanied by loud noises. The compressor surge frequency can range

Figure 1-10 Compressor performance map [71]

31

from a few to dozens of Hertz, depending on the compression system's configuration. [55]

Although Helmholtz resonance frequency is often employed to characterize mild surges'

instability, it was observed that Helmholtz oscillation did not trigger a compressor surge in some

cases [56]. Another effect of compressor surge is on a solid structure. Violent compressor surge

flows repeatedly hit blades in the compressor, causing blade fatigue or even mechanical failure.

While a fully established compressor surge is axisymmetric, its initial phase is not necessarily

axisymmetric. In general, In most low-speed and low-pressure cases, a rotating stall comes before

compressor surge [57], [58]. However, a general cause-effect relation between rotational stall and

compressor surge has not been determined yet. [56] On a compressor's constant speed line, the

mass flow rate decreases as the compressor's pressure increases. Inner flows of the compressor are

in a substantial harmful pressure gradient, which tends to disrupt the flow and cause flow

separation. A wholly developed compressor surge can be modeled as a one-dimensional global

instability of a compression system that typically consists of inlet ducts, compressors, exit ducts,

gas reservoirs, and throttle valves.[59], [60] A cycle of compressor surge can be divided into

several phases, [61] If the throttle valve is turned to be a tiny opening, the gas reservoir would

have a positive net flux. The reservoir pressure keeps increasing and then exceeds the compressor

exit pressure, resulting in a harmful pressure gradient in exit ducts. This harmful pressure gradient

naturally decelerates flows in the entire system and lowers the mass flow rate. The gradient of a

constant speed line near the surge line is typically zero or even positive, which indicates that the

compressor cannot deliver a much higher pressure as lowering the mass flow rate. Hence, the

adverse pressure gradient could not be suppressed by the compressor. The system would rapidly

involve an overshoot of adverse pressure gradient, dramatically reducing the mass flow rate or

even cause flows to reverse. On the other hand, the reservoir's pressure would gradually drop due

32

to less flux delivered by the compressor, hence rebuilding a favorable pressure gradient in exit

ducts. After that, the mass flow rate would be recovered, and the compressor is back to work on a

constant speed line again, which would eventually trigger the next surge cycle. Therefore,

compressor surge is a process that keeps breaking the flow path of a compression system down

and rebuilding it [62]

A compressor will simply steadily pump air up to a certain pressure ratio. Further, from

this value, the flow will break down and become unbalanced. This unsteady flow occurs at the

surge line on a compressor map. The engine is designed to keep the compressor operating a little

distance below the surge pressure ratio on the compressor map's operating line. The space between

the two lines is the surge margin on a compressor map. Several things can occur during the engine's

operation to lower the surge pressure ratio or raise the operating pressure ratio. When the two

coincide, there is no longer any surge margin, and a compressor stage can stall, or the complete

compressor can surge as explained in the preceding sections. These pressure ratios typically

change when the power plant load changes and is more severe in the combined cycle.

Surge and stall are one of the operational challenges in Solid Oxide Fuel Cell / Gas Turbine

(SOFC/GT) hybrid systems. These situations, which start on the turbine side, leads to the failure

of the entire cycle. That can be expensive to maintain and increase the safety factors on operation

conditions and lower the efficiency. These conditions make it is hard to move forward on

commercializing the hybrid system. An advanced control system supported with accurate and fast

response sensors and instruments can minimize these effects and increase its overall efficiency. A

possible solution is to examine the flow rate at the compressor discharge and implement a

piezoelectric flow sensor to identify when surge and stall will occur and stop the process before a

catastrophic situation happens.

33

1.10 Practical Relevance

Improving the Hybrid Performance (HYPER) system's overall efficiency -and other energy

systems - may be achievable by integrating a smart sensor, such as the one proposed. The

compressor surge is destructible for the turbomachinery and extremely harmful for the fragile

SOFC electrolyte. Hence, compressor dynamics need to be controlled. A safe emergency system

needs to be implemented on this power plant to avoid surge during sudden maneuvers such as

emergency shut down. The challenges illustrated and discussed apply to any gas turbine-based

hybrid system. A significant volume is added between compressor and expander, such as

concentrated solar gas turbine hybrid plants, integrated thermal-energy-storage/gas turbine

systems, and integrated geothermal/gas turbine hybrids.

The compressor surge may be detected and avoided before causing damage if the

compressor dynamics are controlled faster than existing hardware allows. The HYPER facility's

operation may be improved, and compressor stall is mitigated during transient operation periods

if rapidly responding measurement sensors are integrated. It is investigating the use of

piezoelectric sensors for a variety of power generation monitoring applications. Recent work has

demonstrated a sensor's ability to be used in a wireless configuration to measure pressure change

using a lower temperature material, Lead-Zirconate Titanate (PZT). Developing a sensor that is

efficient in measuring immediate pressure measurements would prevent these tasks. The sensor

could be positioned on the surface of the measurement point of interest. Once in place, the sensor

will respond when exposed to a pressure change with time. The current produced by the sensor

can be calibrated to represent changes in pressure or wind and control the system.

34

1.11 Objective

As mentioned in the previous section, piezoelectric materials are used in the literature,

primarily energy harvesting devices to recover waste energy. Most studies present a cantilever

beam variation in a flowing stream to recover kinetic energy and convert it to electrical energy.

Typically, this is done for flow rates in the range of 3.97 × 10−2 𝑡𝑜 1.34 × 10−1 m3/s, which is

very low for industrial purposes. This dissertation investigates the sensor's signal output to indicate

the system's flow instead of energy harvesting methods. If the system can sense a change in the

flow, particularly at a rapid (5ms) sample rate, it would have many energy industry applications

based on the properties and behavior.

One of the applications that this sensor may be used is in the HYPER facility at the National

Energy Technology Laboratory. If the flow sensor can measure flows accurately, it may assist in

the mitigation of compressor stall during transient operational periods. Hence, this dissertation

investigates:

1) The feasibility of using a piezoelectric material as a flow measuring device for internal

flows

2) An investigation of the effect of piezoelectric dimensions on the output voltage signal

produced by the flow

Experimental setups were developed to complete the tasks for this project. The design of the

experimental setups is based on the listed criteria:

35

1) Design a system that can produce repeatable internal flow velocities and control

airflow velocities from 0-15 m/s.

2) Design a system with multiple fluid velocity profiles at room temperature and

pressure

3) Integrate the sensor into the NETL facility and have the capability to test various

geometries

36

Chapter 2: Methodology

2.1 Theory

This project has divided into two phases to achieve the tasks above, where:

• Phase 1: Design a system that can produce repeatable flow velocities and control airflow

velocities from 0-15 m/s. Test the sensor when exposed to multiple fluid velocities at room

temperature and pressure

• Phase 2: Test the sensors with different geometry (area, thickness, aspect ratio) when exposed

to multiple velocities.

2.1.1 Phase I: Piezoelectric as a Flow Rate Sensor and velocity profile.

2.1.1.1 Piezoelectric as flow rate:

A simple design of setups and sensing element is employed as the focus of this project is

to study the sensing element geometry.

Figure 2-1 Schematic of the piezo sensor as cantilever beam

37

The flow sensor's design is presented in Figure 2-1; the airflow applies a beam load. The

piezoelectric ceramic is fixed on one end, and the other end is free, making the system a cantilever

beam. Therefore, the magnitude of the voltage produced by a piezoelectric material is related to

stress or strain, as the equations presented in Chapter 1. Many forces may impact the stress field.

However, based on the experimental setup, it is hypothesized that the major contributor to internal

stress is the drag force. Equation (2.1) shows the general formula for the drag force.

𝐹𝑑 =

1

2 𝜌 𝐴 𝐶𝐷𝑣

2 2.1

Where

𝐹𝐷 ∶ Drag force, [N]

ρ is the fluid density of air at room temperature and pressure, [kg/m3]

𝐴 : The surface contact area between the fluid and body, [m2]

𝐶𝐷 : The drag coefficient

𝑣 : The average velocity of the fluid acting on the surface of the body. [m/s]

The drag coefficient was estimated based on the flow perpendicular to a flat plate [63].

The piezoelectric ceramic has its electrodes on the faces that are normal to 𝑧𝑦 plane (3 −

𝑑𝑖𝑟𝑒𝑐𝑡𝑖𝑜𝑛). The voltage generated is between the electrodes. To get the voltage in 3 − 𝑑𝑖𝑟𝑒𝑐𝑡𝑖𝑜𝑛,

we need the electric displacement in 3 − 𝑑𝑖𝑟𝑒𝑐𝑡𝑖𝑜𝑛, and since the strain and stress in the beam are

assumed to be only on 1 − 𝑑𝑖𝑟𝑒𝑐𝑡𝑖𝑜𝑛, there is no external electric field applied to the beam. The

coupling of force and voltage generated in the PZT relates to the flow field's velocity and

volumetric or mass flow rate.

38

2.1.1.2 Velocity and duct shape effect

Inside the rectangular and circular duct, the velocity of the flow changes depending on the

height. Therefore, the drag force will vary depending on the velocity profile. It will be calculated

for phase 1 & 2 as the average velocity from the velocity profile to impact the apparatus.

Figure 2-2 presents the velocity profile in a rectangular duct. The velocity profile is not

homogenous. The maximum velocity occurs in the duct center, while the velocity near the wall,

the velocity drops to zero. This profile is for a free stream with no obstruction for fully developed

flow.

Figure 2-2 Velocity profile in a rectangular duct [72]

39

Similar to the rectangular duct, Figure 2-3 presents the velocity profile in a circular duct.

The velocity profile is not homogenous. The maximum velocity occurs in the duct center, while

the velocity near the wall, the velocity drops to zero. This profile is for a free stream with no

obstruction for fully developed flow.

Two setups will be build to fulfill phase 1 & 2, where the velocity will change, and the

velocity profile will change. The data will then be collected and compared, and the effect of

velocity change and cross-section will be observed.

Figure 2-3 Velocity profile in a circular duct [72]

40

2.1.2 Phase II: Geometrical effect and Empirical Equation

Table 1-1summarize the equations used for the Piezoelectric cantilever beam generator,

and equation 2.2, 2.3 shows the relationship between the independent variables and voltage, and

drag force

𝑉 =3 𝑙

2𝑤 𝑡 𝑔31𝐹

2.2

𝐹𝑑 =1

2 𝜌 𝐴 𝐶𝐷𝑣

2 2.3

. Equation 2.4 is the combination of the previous equations.

𝑉 =

3

4 𝐶𝐷 . 𝜌. 𝑔31.

𝑙

𝑤.𝐴

𝑡. 𝑣2

2.4

However, when the equation was applied, the result was very different from the

experimental data. One assumption for these differences is the dynamic load (vibration) of the

flow, while the equation considers static load. Therefore, a correction factor is needed to adjust

this offset. Using Buckingham Pi-theorem [64], we can determine the factor. The assumption is

that the output voltage is a function of the variables shown below:

𝑉~𝑓(𝐶𝐷 , 𝜌, 𝑔31,

𝑙

𝑤,𝐴

𝑡, 𝑣) 2.5

Where

𝑉 : The voltage output [V]

𝐶𝐷: The drag coefficient [1]

𝜌 : the density of the fluid [kg/m3]

𝑔31 : The electrical piezoelectric constant [V.m/N]

𝑙

𝑤 : The aspect ratio [m/m]

𝐴

𝑡 : The thickness in [m2/m]

41

𝑣 : The free stream velocity [m/s]

In this phase, the test specimens have the same cross-section area (rectangular), and they

are made from the same material. Also, the working fluid to test the specimens is constant (Air).

Therefore 𝐶𝐷 , 𝜌, 𝑔31 considered constant and equation 2.5 become the following

𝑉~ 𝑓 (

𝑙

𝑤,𝐴

𝑡, 𝑣)

2.6

This equation can be described as

𝑉 = 𝑎. (

𝑙

𝑤)𝑏

. (𝐴

𝑡)𝑐

. 𝑣𝑑 2.7

These coefficients (a,b,c,d) can be estimated using multi-linear regression.

2.1.2.1 Multi-linear regression

linear regression is a linear method for modeling correlation between a dependent and one

or more independent variables (as known as a scalar reaction and explanatory variables). One

independent variable is simple linear regression, and for more than one independent variable, the

process is called multi-linear regression.

Linear regression is one of the first kinds of regression analysis studies rigorously and used

extensively in practical applications; because models that depend linearly on their unknown

parameters are easy to fit than models that are not non-linearly related to their parameters, and the

statistical properties of the resulting estimators are more comfortable to determine. This method's

goal is prediction, forecasting, or error reduction of the model, and linear regression can fit an

analytical model to an observed data set of values of the dependent and independent variable. After

utilizing such a model, if additional values of the independent variables are collected without an

additional response value, the fitted model can predict the response. Linear regression analysis can

be applied to calculate the strength of the relationship between the dependent and independent

42

variables, and in particular to determine whether some explanatory variables may have no linear

relationship with the response at all, or to identify which subsets of explanatory variables may

contain redundant information about the response.

Linear regression models are often fitted using the least-squares approach to calculate the

coefficients of the model.

The model of the linear regression takes the form of

𝑌 = 𝛽0 +∑𝛽𝑖𝑋𝑖

𝑛

𝑖=1

+ 𝜖 2.8

Where

𝑌 : The dependent or response variable (observed values)

𝑋𝑖 : The independent variable or variables (input values)

𝛽0 : The intersect coefficient

𝛽𝑖 : The predictor coefficient (regression coefficient)

𝜖 : The error variable

43

2.2 Experimental Setup

Three different setups were used to check the velocity profile's effect impacting the ceramic

sensor. The following is the description of the experimental setups.

2.2.1 Rectangular Test Section (RTS) Setup

Figure 2-4 presents the various components of the rectangular test section setup. Fans are

connected to the test section through a reduction coupling and flow delivery tubes. The fan

generates airflow at room temperature and pressure at velocities ranging between 0 to 15 m/s.

Airflow is passed through a flow strainer located at the inlet tube base to straighten the flow.

Finally, the air enters the test chamber, where it interacts with the piezoelectric test article. The

piezoelectric is attached to the amount at the center of the test chamber and bolted into place. The

drag force and pressure differences occurring in the test section cause the piezoelectric to vibrate

Figure 2-4 Experimental apparatus with rectangular test section (RTS)

44

and generate stress resulting in voltage output from the sensing element. This voltage is measured

and recorded using an oscilloscope, Figure 2-5.

The rectangular test section was made of 6 acrylic walls with a thickness of 0.6 cm. The

inner dimensions of the cube test section are 10 x10 x 10 cm. Three of the side walls have a 5.72

cm diameter hole in the center for airflow. Two ports are used for inlet flow, and they are adjacent

to each other, while the other is used for an outlet. Only two of the three ports are used,

corresponding to C and A in Figure 2-4. The third port is plugged only to allow flow in one

direction relative to the sensor. The top wall is adjustable in height, and it is held in place by pins

inserted in two of the side walls. The set height for the test chamber for this paper is 8 cm. The top

wall has a 1.8 cm diameter port at the center to insert the sensor mounting connected to the

piezoelectric sensor. The mounting of the sensor is made of polylactide (PLA). For this study, the

Figure 2-5 RTC layout and control schematic

45

sensor is always placed perpendicular to the flow. A DC axial fan with a nominal voltage of 24V,

capable of running from 0-9500 RPM, provides the airflow. A power supply powers the fans. Each

fan is connected to the test chamber through an acrylic tube. A reduction adapter allows the flow

to go from the fan to the chamber inlets through the tubes. The generated signal is measured and

recorded by an oscilloscope.

2.2.2 Circular Test Section (CTS) Setup

Figure 2-6 presents the laboratory scale wind tunnel that is used for experimentation. The

wind tunnel has a 10 cm diameter test section. Similar to RTC, the working fluid is air. The sensing

element is mounted on a holder and maintained perpendicular to the airflow. Like the RTC, an

Figure 2-6 Experimental apparatus with circular test section (CTS)

46

oscilloscope is used to collect the signal from the sensing elements. A fan drives the flow rate; by

manipulating the fan speed, the flow velocity is varied at average velocities of 2, 4, 9, and 14 m/s

for States 1,2,3 and 4, respectively. These values are based on preset fan control settings.

2.2.3 Geometrical test section (GTS) setup

Figure 2-7 presents the various components of the geometrical test section setup (GTS).

Air is provided to the test section through a 2" coupling from NETL Cold Flow CLR. The airflow

at ambient temperature and pressure at velocities ranging between 0 to 11 m/s. Airflow is passed

through a flow strainer located in the expander at the inlet pipe base to straighten the flow. Finally,

the air enters the test chamber, where it interacts with the piezoelectric test article. The

piezoelectric is attached to the amount near the outlet and fixed in place. The drag force and

Figure 2-7 Geometrical Test Section (GTS) Setup

E

D

C

B A

A B C D E

2” coupler 2” to 6”

expander

6” PVC

pipe

Sensing

element

holder

Sensing

element

and mount

47

pressure differences occurring in the test section cause the piezoelectric to vibrate and generate

stress resulting in voltage output from the sensing element. This voltage is measured and recorded

using a NI-DAQ, Figure 2-5.

The GTS was made of 6" PVC pipe as the testing chamber. The test chamber is connected

to the NETL air supply using a 2" coupler and two-step expander from 2"- 4" and 4"- 6". Inside

the test chamber, a 6" flow straightener to make the airflow more uniform before impact the test

article. The flow straightener was made of

PLA using a 3D printer at the University

of Texas at El Paso. The sensing element

holder and mount also 3d printed from

ABC using the NETL 3D printer. The

sensor is always placed perpendicular to

the flow.

As shown in Figure 2-8, the piezoelectric ceramic sensor was connected using an open-

circuit volt generator. A 560 𝑘Ω resiter was attached in parallel to the sensor; then, it is connected

to the data acquisition system, transferred, and saved the information to the computer.

Figure 2-8 GTS electrical connection diagram

48

2.3 Piezoelectric Sensors

The piezoelectric sensors were purchased from STEMiNC STEINER & MATINS, INC.

2.3.1 Piezo-P

Table 2-1 summarizes the dimensions of Piezo-P. It has two sections, piezoelectric ceramic

and an extended area (Flapper) with a thickness of 1.6 mm. Figure 2-9 shows a schematic of Piezo-

P and its mount system

Table 2-1 Piezo-P dimensions

Name Piezo-P

Description Piezo Fan SMPF61W20F50

PZT Flapper

Dim

ensi

ons

𝑙 mm 23 mm 58.5

𝑤 mm 20 mm 20

𝑡 mm 0.61 mm 0.188

Resonant frequency Hz 50

Material SM111

Figure 2-9 Piezo-P

Mount

PZT

Flapper

49

2.3.2 Piezo-A

Table 2-2 summarizes the dimensions of Piezo-A

Table 2-2 Piezo-A dimensions

Name Piezo-A

Description SMPL14W9T15111

Dimensions

𝑙 Mm 14.4

𝑤 Mm 9.7

𝑡 Mm 1.5

Resonant frequency MHz 1.5

Material SM111

Figure 2-10 shows Piezo-A and its relative size to GTS setup

Figure 2-10 Piezo-A & its relative size to

setup

50

2.3.3 Piezo-B

Table 2-3 summarizes the dimensions of Piezo-B

Table 2-3 Piezo-B dimensions

Name Piezo-B

Description SMPL20W15T14R111

Dimensions

𝑙 mm 20

𝑤 mm 15

𝑡 mm 1.4

Resonant frequency MHz 1.5

Material SM111

Figure 2-11 shows Piezo-B and its relative size to GTS setup

Figure 2-11 Piezo-B & its relative size to

setup

51

2.3.4 Piezo-C

Table 2-4 summarizes the dimensions of Piezo-C

Table 2-4 Piezo-C dimensions

Name Piezo-C

Description SMPL20W15T1R111

Dimensions

𝑙 mm 20

𝑤 mm 15

𝑡 mm 1

Resonant frequency MHz 1.5

Material SM111

Figure 2-12 shows Piezo- and its relative size to GTS setup

Figure 2-12 Piezo-C & its relative size to

setup

52

2.3.5 Piezo-D

Table 2-5 summarizes the dimensions of Piezo-D

Table 2-5 Piezo-D dimensions

Name Piezo-D

Description SMPL20W15T21R111

Dimensions

𝑙 mm 20

𝑤 mm 15

𝑡 mm 2.1

Resonant frequency MHz 1.5

Material SM111

Figure 2-13 shows Piezo-D and its relative size to GTS setup

Figure 2-13 Piezo-D & its relative size to setup

53

2.3.6 Piezo-E

Table 2-6 summarizes the dimensions of Piezo-E

Table 2-6 Piezo-E dimensions

Name Piezo-E

Description SMPL20W15T3R111

Dimensions

𝑙 mm 20

𝑤 mm 15

𝑡 mm 3

Resonant frequency MHz 1.5

Material SM111

Figure 2-14 shows Piezo-E and its relative size to GTS setup

Figure 2-14 Piezo-E & its relative size to setup

54

2.3.7 Piezo-F

Table 2-7 summarizes the dimensions of Piezo-F

Table 2-7 Piezo-F dimensions

Name Piezo-F

Description SMPL26W8T07111

Dimensions

𝑙 mm 26

𝑤 mm 8

𝑡 mm 0.7

Resonant frequency MHz 1.5

Material SM111

Figure 2-15 shows Piezo-F and its relative size to GTS setup

Figure 2-15 Piezo-F & its relative size to setup

55

2.3.8 Piezo-G

Table 2-8 summarizes the dimensions of Piezo-G

Table 2-8 Piezo-G dimensions

Name Piezo-G

Description SMPL60W05T21F27R

Dimensions

𝑙 mm 60

𝑤 mm 5

𝑡 mm 2.1

Resonant frequency MHz 1.5

Material SM111

Figure 2-16 shows Piezo-G and its relative size to GTS setup

Figure 2-16 Piezo-G & its relative size to setup

56

2.3.9 Piezo-H

Table 2-9 summarizes the dimensions of Piezo-H

Table 2-9 Piezo-H dimensions

Name Piezo-H

Description SMPL26W16T07111

Dimensions

𝑙 mm 26

𝑤 mm 16

𝑡 mm 0.7

Resonant frequency MHz 1.5

Material SM111

Figure 2-17 shows Piezo- and its relative size to GTS setup

Figure 2-17 Piezo-H & its relative size to setup

57

2.3.10 Piezoelectric Properties

Table 2-10 summarizes the SM111 material properties.

Table 2-10 Piezoelectric Properties

Property Unit Symbol SM111

Equivalence

Modify

PZT-4

Modify

Navy type I

Electromechanical

coupling coefficient

𝐾𝑝 0.58

𝐾𝑡 0.45

𝐾31 0.34

Frequency constant 𝐻𝑧.𝑚

𝑁𝑝 2200

𝑁𝑡 2070

𝑁31 1680

Piezoelectric constant

× 10−12 𝑚

𝑣

𝐷33 320

𝐷31 -140

× 10−3 𝑣𝑚

𝑁

𝐺33 25

𝐺31 -11

Elastic constant × 1010 𝑁

𝑚2

𝑌33 7.3

𝑌11 8.6

Mechanical quality factor 𝑄𝑚 1800

Dielectric constant @1 𝑘𝐻𝑧 휀33𝑡

휀0 1400

Dissipation factor % @ 1 𝑘𝐻𝑧 tan 𝛿 0.4

Curie temperature 𝐶𝑜 𝑇𝑐 320

Density 𝑔/𝑐𝑚3 𝜌 7.9

58

2.4 List of instrumentation

Below is a list of the instruments used for this project.

2.4.1 DC Axial Compact fan

An axial fan is a fan that causes fluid to flow across it in an axial direction, parallel to the

shaft, which the blades rotate about it. The fan is designed to produce a pressure difference to cause

a flow through the fan.

A 4-WIRE fan has power, ground, and tach signal, which provides a signal with a

frequency proportional to speed, a PWM input used to control the fan's speed. As A Substitute for

switching the power to the entire fan ON and OFF, only the drive coils' power is switched, making

the tach information available continuously. In brief, PWM uses the relative width of pulses in a

line up of on-off pulses to adjust the amount of power applied to the motor. Another advantage of

4-wire fans is that the fan speed can be controlled at speeds as low as 10% of the fan's full speed.

A 4114 N/2H7P DC Axial compact fan is used as it provides all characteristics for the experimental

Figure 2-18 6" DC Axial Compact Fan

59

setup. It is a clockwise rotor fan whose speed control range varies from 500 rpm-1 up to 950 rpm-

1. At 0% PWM, maximum speed if control cable (PWM) is interrupted.

2.4.2 Power Supply

The CSI3005SM is a compact benchtop linear power supply. For appliances that

require a decent amount of clean power, this unit can deliver up to 30 volts and 5 amps.

The user can preset the current and voltage output via two sets of multi-turn dials that

offer rough and slight adjustments for precise settings. The power supply provides

constant power to the DC Axial fan of 24V.

Figure 2-19 Power Supply

60

2.4.3 Function Generator

A function generator is an essential piece of electronic gear or software used to generate

different electrical waveforms over a wide-ranging of frequencies. Some of the most frequent

waveforms produced by the function generator are the sine wave, square wave, triangular wave,

and sawtooth shapes.

The Agilent Technologies 33210A used creates stable, accurate low distortion sine waves

and square waves with the rapid rise and fall times of 10 MHz and linear ramp waves up to 100

kHz. The square wave is a specific case of a pulse wave that allows arbitrary duration at minimum

and maximum. The high-level period to the total period of a pulse wave is known as the duty cycle.

The fan's duty cycle can be controlled using the apparatus, ranging from 20 to 100 %, meaning an

increment or decrease on the fan's RPM's.

Figure 2-20 Function Generator

61

2.4.4 Hotwire Anemometer

The anemometer used in this study provides multiple features that make it suitable to use

in such applications as environmental testing, balancing of fans/motors/blowers, air conveyors,

clean rooms, and flow hoods. The apparatus measures velocity and air temperature and has an

input socket that accepts a Type J or K thermocouple that can be used as a highly accurate

thermometer. The integrated hot wire and standard thermistors provide fast and accurate readings

even at low velocities.TES 1341 Hot-Wire Anemometer, the Portable Air Velocity Meter is a

lightweight instrument that can be used anywhere to measure air velocity. The Velocity Probe

range between 0 to 30 m/s (0 to 6000 ft/min) with -Resolution of 0.01 m/s (1 ft/min) and Accuracy:

±3% of reading ±1%FS

Figure 2-22 HWA2005DL Hot

Wire Anemometer with Real-Time

Data Logger Figure 2-21 TES 1341 Hot-Wire anemometer

62

2.4.5 Oscilloscope

An oscilloscope is used to show and analyze the waveform of electronic signals. Essentially,

the device draws a graph of the instantaneous signal voltage as a function of time. The horizontal

sweep is evaluated in seconds per division in any oscilloscope, and the vertical deflection is

measured in volts per division. It has multiple inputs, called channels, and each one of these acts

independently.

A RIGOL DS1102E Oscilloscope has a sampling rate of 1GSa/s maximum real-time

sample rate and 25GSa/s maximum equivalent sample rate, with a Bandwidth of 100MHz per

channel. It has a maximum 16k- point regular record length and one million points on maximum

record length.

Table 2-11 Oscilloscope configuration

Channel Mode Sample rate Memory Depth

(average)

Memory Depth

(a long record)

Single channel 1GSa/s 16kpts N.A.

Single channel 500MSa/s or lower 16kpts 1Mpts

Dual channel 500MSa/s or lower 8kpts N.A.

Dual channel 250MSa/s or lower 8kpts 512kpts

The oscilloscope can be adjusted to observe repetitive signals as a continuous shape on the

screen. Using real-time sampling configuration, the oscilloscope samples the waveform often

enough to capture the waveform's complete image with each acquisition. The oscilloscopes can

Figure 2-23 Oscilloscope

63

capture complex signals in great detail over extended periods to utilize the extended memory,

which allows an observer to examine high-frequency effects within the captured waveform.

Typically, when multiple channels are in use, the sample rate is split up among the channels.

So, looking at long periods with a high resolution between points, deep memory will be

needed. A sample rate must be required to provide enough detail to see any unexpected glitches or

anomalies. To utilizing the extended memory, RIGOL scopes can capture complex signals in great

detail over extended periods. This allows an observer to examine high-frequency effects within

the captured waveform. For the data analysis, data is imported from the Oscilloscope and then

transferred to MS Excel; it will then be used to analyze the measurement data obtained from the

experiment.

64

2.4.6 NI-9215 with BNC DAQ

The NI 9215 is an analog input module for use with NI CompactDAQ and CompactRIO

systems. The NI 9215 includes four simultaneously sampled analog input channels and successive

approximation register (SAR) 16-bit analog-to-digital converters (ADCs) with a 100 kS/s/ch

sample rate.

The NI 9215 contains NIST-traceable calibration, a channel-to-earth ground double

isolation barrier for safety and noise immunity, and a high common-mode voltage range.

Figure 2-24 NI-9215 with BNC DAQ

65

2.4.7 Department of Energy (DOE) / National Energy Technology Laboratory (NETL)

This work was a cooperative research and development agreement between the University

of Texas El Paso (UTEP) and NETL. This research involved two facilities and projects: The

Hybrid Performance (HYPER) Project, the Chemical looping Combustion facility, and the UTEP

lab. Below is a brief on these projects and facilities.

2.4.7.1 Hybrid Performance (HYPER) Test Facility

The U.S. Department of Energy (DoE), through the National Energy Technology

Laboratory (NETL), has researched fuel cell (FC) gas turbine hybrid systems for over a decade.

Studies have shown that pressuring a solid oxide fuel cell (SOFC) increases its efficiency and

would enhance the efficiency of existing conventional power plants by 70% based on natural gas

and by 65% based on coal or when the FC is coupled to a gas turbine. The FC would replace the

combustor within a conventional power plant, providing the turbine's thermal heat. By utilizing

the compressor's pressurized air, the SOFC, in turn, benefits, and it is this reciprocity between the

two power-generating devices, which produces the overall predicted efficiency. The synergy that

Figure 2-25 The Hybrid Performance (HYPER) Project Diagram

66

results in this concept holds the promise of a reduced emissions system with the potential to include

renewable energy sources[65]. The experiments were carried out using a cyber-physical simulation

approach. In this method, the hardware components of the HyPer facility were coupled with a real-

time numerical model of the Solid Oxide Fuel Cell (SOFC), which led to the heat source of the

system. The fuel cell emulator's hardware components included a natural gas combustor to

simulate the fuel cell's heat and two vessels to mimic the fuel cell system's volumes. They were

physically coupled to a recuperated gas turbine. A diagram representation of the plant is presented

in Figure 2-25. The model also contains a dynamic module of a biomass gasifier, not included in

this work. The turbine exhaust preheated the compressed air into the two counter-flow heat

exchangers before supplying the cathode and air manifold volumes emulator. The pressure

dynamics of the fuel cell have been replicated. After the volume, a natural gas combustor produced

the heat calculated in the fuel cell model. A second vessel was positioned after the combustor to

simulate the post-combustor volume in the fuel cell system. Three bypass valves were used for

regulating purposes:1) Bleed air valve, which blew compressed air into the atmosphere, 2) Cold

air bypass, which diverted air from the compressor outlet to the post-combustor volume, and 3)

Hot air bypass, which was positioned at the heat exchangers outlet and bypassed the fuel cell

emulator. A cold air valve was observed to impact cathode airflow, turbine inlet temperature,

turbine speed, system pressures, and surge margin. It was considered an essential actuator because

it is advantageous in varying fuel cell temperature distribution. Hence, its complete

characterization was considered fundamental for system control. [66]

The plenum of air for this system is significantly larger, two orders of magnitude, than the

typical compressor volume for this type of cycle. The large volume results in a complicated

dynamic response of the system. For example, change in turbine operating conditions caused by

67

load variation, fuel, or heat absorption in the SOFC result in different inlet airflow and pressure

ratios in the compressor because of the system's large volume. This method results in complicated

compressor dynamics and tends to result in challenging behaviors to predict in advance, once such

behavior is compressor surge. Compressor surge can be destructive for both the turbomachinery

and the SOFC. If the compressor dynamics could be controlled at a rate that is faster than existing

hardware allows, compressor surge may be detected and avoided before causing damage, as

mentioned before. [67]

Love et al. and Lin et al. have investigated the use of piezoelectric/pyroelectric sensors for

various power generation monitoring applications. The proposed project recently developed a

sensor capable of measuring instantaneous temperature and pressure measurements with a wafer

of Lithium Niobate (LiNbO3)[42], [68]. The wafer could be placed on the surface of the

measurement point of interest. Once in place, the material generates a current when exposed to a

temperature or pressure change with time. The current generated by the sensor can be calibrated

to represent changes in temperature or pressure, depending on the application. Recent work by

Love et al. and Lin et al. have demonstrated the sensor's ability to be used in a wired or wireless

design to measure temperature. Pressure measurements have also been demonstrated using a lower

temperature material, Lead-Ziroconate Titanate (PZT); however, it could easily be demonstrated

using the Lithium Niobate sensor instead. Lithium Niobate is preferable for most applications

involving a harsh environment because of the higher Curie temperature of 1210oC and tunable

frequency response time up to the 1 MHz range. [43], [69] Besides, they have successfully

demonstrated the feasibility of printing piezoelectric ceramics with designed geometry for specific

temperature and pressure sensing applications.

68

The HYPER facility's operation may be improved, and compressor stall is mitigated during

periods of transient operation if rapidly responding measurement sensors developed by this study

could be coupled with existing control strategies developed by NETL. One proposed method may

be the detection parameters such as mass flow rate, temperature, or pressure downstream of the

compressor exit at frequencies of 200Hz.

In this system, the air is extracted from the compressor and fed to the cathode side of SOFC.

The volume of a hybrid involves two orders of magnitude more than the compressor plenum

volume of a simple cycle, which results in a degradation of compressor surge margin and complex

compressor dynamics. When turbine rotational speed is reduced during transients, compressor inlet

airflow and pressure ratio decrease at different rates due to large volume. In this case, the

compressor map's operating point can follow a path toward the stall line. Drastic changes in turbine

load or fuel or sudden heat absorption in the fuel cell stack, for example, can thus lead the

compressor operation close to stall and surge conditions if not mitigated.[67]

2.4.7.2 Chemical looping Combustion facility

Chemical looping (CL) is a process to indirectly oxidize fuels with air, transforming the

chemical energy in fuels to thermal energy. On the other hand, to direct oxidation with air, carbon

dioxide and nitrogen are in different exhaust streams. This technology facilitates the sequestration

of CO2 without a separate gas separation system before (e.g., oxy-fuel combustion) or after the

combustor. The system only requires a condenser to eliminate the water. As shown in Figure 2-26,

the left is a diagram of the CL system based on two fluidized bed reactors. Solid particles have

circulated the loop, which oxidizes in the air reactor and reduces in the fuel reactor. Regular carrier

materials include metals such as copper, iron, or nickel. The air reactor's reaction is usually

69

exothermic, while the reaction in the fuel reactor can be somewhat endothermic or exothermic

depending on the fuel gas composition and the carrier used. Many proposed designs use the

circulating solids' thermal energy to provide the necessary heat to maintain the fuel reactor's

temperature for endothermic systems. From the standpoint of and modeling simulation, NETL has

three systems onsite to validate chemical looping models. Several smaller systems (TGA and fixed

bed) are used for the calibration of reaction models.

In Figure 2-27, The leftmost figure shows the "single fluid bed" reactor. The reactor has a

2.5-inch inner diameter and is insulated and heated to maintain a specified operating temperature.

This apparatus investigates interactions between flow dynamics and reactivity on a smaller, more

controlled size than the CLR.

Figure 2-26 Chemical Looping Diagram

70

The center figure illustrates the chemical looping reactor (CLR). The structure is several

meters high and has a design capacity of 50kW thermal power. The air reactor is 6 inches in

diameter, and the fuel reactor is 8 inches in diameter.

The rightmost figure shows the cold flow (CLR). It has approximately the same geometry

as the CLR. This system is used to guide the full system's operation and general exploration of

circulating chemical looping systems' dynamics. The system can run in both batches of circulation

modes. The NETL Cold Flow CLR facility had an air supply with a volumetric flow rate of up to

24000 SCFH and ambient pressure. [70]

Figure 2-27 NETL Chemical looping experimental systems

71

2.5 Test Matrix

As mentioned in the Theory section, the project has three phases. Below are the details of

the experiments used to fulfill the three phases of the project.

2.5.1 Phase-I: Piezoelectric as a Flow Rate Sensor

The velocity inside the RTS and CTS will be measured using the hotwire anemometer. The

anemometer will be at the same location as the piezoelectric sensor. The velocity profile for both

setups will be measured at different vertical points. The experiment will be repeated five times.

The velocity will be varied according to the state mentioned in the experiment setup, and each

state will be repeated five times. Then, the statistical study will be performed on the data.

The flow rate will be calculated from the velocity study, as shown in equation 2.9, based

on each setup's cross-section duct area.

𝑉 = 𝐴𝑐 𝑣 2.9

Where:

𝑉 : the volumetric flow rate [m3/s]

𝐴𝑐: the cross-section area [m2]

𝑣 : the average velocity [m/s]

The main force acting on the piezoelectric is assumed to be a drag. The drag force will be

estimated from the average velocity acting on the piezoelectric surface, as shown in equation 2.10.

𝐹𝐷 =

1

2 𝐶𝐷 𝜌 𝐴 𝑣

2 2.10

72

The Piezo-P will be inserted in RTS and CTS, the flow rate will be varied, and the sensor's

voltage output will be collected. Table 2-12 shows the test plan, and the four different states

correspond to different preset values on each experimental setup.

Table 2-12 Velocity variation for CTS and RTS

Velocity (𝑚/𝑠)

CTS Setup

State 1 State 2 State 3 State 4

RTS Setup

The velocity profile inside the CTS and RTS setups will be measured at the test article's

location with a cross-section height variation. The same method was used before for statistical

analysis. After that, in one of the previous states, where the average velocity was close, the voltage

output will be collected. This procedure will validate Phase 2 if the velocity profile affects the

voltage output. The case plan is shown in Table 2-13

Table 2-13 Duct Shape variation at the same velocity

Piezo-P

CTS State 2

RTS State 2

73

2.5.2 Phase-II: Geometrical effect and Empirical Equation

Equation 2.7 can be written as

𝐿𝑜𝑔10(𝑉) = 𝐿𝑜𝑔10(𝑎) + 𝑏 𝐿𝑜𝑔10 (

𝑙

𝑤) + 𝑐 𝐿𝑜𝑔10 (

𝐴

𝑡) + 𝑑 𝐿𝑜𝑔10(𝑣)

2.11

From crossing equations 2.8 and 2.11, the coefficient could be written as

𝛽0 = 𝐿𝑜𝑔10(𝑎), 𝛽1 = 𝑏, 𝛽2 = 𝑐, 𝛽3 = 𝑑 2.12

Equations 2.11and 2.12 show that the voltage output is the primary variable and correlation

that needs to be defined from experimental tests summaries of the test specimens to be tested in

this phase.

Table 2-14 Piezo cases dimension summary

Name

Dimensions Area

𝑤 𝑙 𝑡

mm mm mm mm2

A 14.4 9.7 1.5 140

B 20 15 1.4 300

C 20 15 1 300

D 20 15 2.1 300

E 20 15 3 300

F 26 8 0.7 208

G 60 5 2.1 300

H 26 16 0.7 416

The piezo specimen will be inserted in GTS, and the flow will be changed according to the

state mentioned before. The change in flow will be shown in Figure 2-28

74

This method will capture the change in output when the flow rate is increased and

decreased, which will reduce the error. Each case is repeated four times for the statistical analysis.

At the end of the experiment, the output is recorded for no flow, where this data will be considered

the noise signal. This process was repeated for each piezo specimen.

5

11

17 17

11

5 5

11

17 17

11

5

0

FLO

W R

AT

E [S

CFH

]

Figure 2-28 Flow rate change for the GTS setup

75

Chapter 3: Results and discussion

In this chapter, the data from phase-I is presented and displayed

3.1 Results and discussion for phase-I

3.1.1 Velocity Profile Results

The average velocity acting on the piezoelectric surface was calculated by measuring the

velocity profile inside the CTS and RTC test section with a hotwire anemometer. It was were

measured at the same location as the position of the piezoelectric sensor. The velocity profiles

within the test sections were measured at preset settings of States 1 to 4. The velocities associated

with these states are presented in Table 3-1. The four different states correspond to different preset

values on each experimental setup.

Table 3-1 Velocities tested in the circular and rectangular test section setups

CTS Average Velocity

(m/s)

RTS Average Velocity

(m/s)

State 1 1.9 2.83

State 2 4.3 4.41

State 3 9.0 9.06

State 4 14.5 `

76

Figure 3-3 presents the velocity profiles at the location of the sensor in the circular cross-

section setup. The y-axis represents the distance at the centerline of the test section measured in a

vertical direction, and it has a diameter of 10 cm. However, due to the hot wire anemometer's size,

the wall's velocity profile was not measured. The CTS velocity profiles were nearly uniform at all

conditions due to the flow straightener's presence upstream of the test section. At higher velocities,

States 3 and 4, the profiles were more strongly influenced by the wall and no-slip condition, as

demonstrated by the higher velocity near the tube's center. These data were used to calculate the

air's average velocity in contact with the piezoelectric sensor, shown in Table 3-1 and Figure 3-1.

0.00

2.00

4.00

6.00

8.00

10.00

12.00

14.00

16.00

State1 State2 State3 State4

CTS RTS

Figure 3-1 The average velocities in CTS and RTS

77

The velocity profiles within the rectangular test section are also measured at preset settings

State 1 to 4. Figure 3-2 presents the velocity profiles of the rectangular test section (RTS). The test

0

1

2

3

4

5

6

7

8

9

10

0 1 2 3 4 5 6 7 8 9 10 11 12 13 14 15 16 17

Dis

tan

ce o

n Y

[cm

]

Veloctiy [m/s]

State 1 State 2 State 3 State 4 Piezo-P

Figure 3-3 Circular test section velocity (CTS) profiles

0

1

2

3

4

5

6

7

8

0 1 2 3 4 5 6 7 8 9 10 11 12 13 14 15 16 17 18 19 20

Dis

tan

c o

n y

[cm

]

Velocity [m/s]

State1 State2 State3 State4 Piezo-P

Figure 3-2 Rectangular Test Section velocity (RTS) profiles

78

section has a height of 8 cm. Near wall velocities were not recorded due to the hot wire

anemometer's size. For these velocity profiles, low velocity is measured near the bottom and top

Figure 3-3 and Figure 3-2, the velocities profiles are different for each setup. The main

differences between the two setups are the velocity profile and the duct's height, which impact the

region where the stream interacts with the Piezo-P.

79

3.1.2 Drag Force Results

Figure 3-3 and Figure 3-2 show how Piezo-P and its length compared to the setup length.

Also, the figures show the velocity profile points interacting on Piezo-P. The drag force is

calculated from equation (2.1), and Figure 3-4 represents the results in CTS and RTS setups. The

drag force in both setups is nearly equal, as the effective velocities are very similar. The maximum

force acted on Piezo-P in RTS is 195.3 mN, where it is 181.5 mN in CTS.

0

50

100

150

200

250

0 2 4 6 8 10 12 14 16

Dra

ge f

orc

e [

mN

]

Effective Velocity [m/s]

CTS RTS

Figure 3-4 Drag force acting on Piezo-P in CTS and RTS

80

3.1.3 Voltage Output Results

After exposure to these profiles, the signal collected is an oscillation voltage. The root

means square (RMS) value of the measured signal voltage from the sensor is then processed. 𝑉𝑅𝑀𝑆

also called the AC equivalent to DC voltage. It is equivalent to a DC voltage that would provide

the same amount of power as the AC voltage would apply to that same resistor. As a reason, it is

essential to convert the oscillating signal to its RMS value to compare the signals with each other.

After that, 𝑉𝑅𝑀𝑆 averaged over the test's time duration. The measurements were repeated several

times.

Figure 3-5 shows the results of effective velocities and their voltage output. Both setups

have an increasing trend; as the velocities increase, the voltage output increases. The trendline

could be estimated as a linear trend for both setups. On the other hand, the RTS output voltage is

higher than the voltage output in CTS. The slop on RTS is estimated to be 1.9 times higher from

0

50

100

150

200

250

300

0 2 4 6 8 10 12 14 16

Vo

ltag

e o

utp

ut

[mV

]

Effective velocity [m/s]

CTS RTS

Figure 3-5 Voltage Vs. Effective Velocity in CTS & RTS

81

the CTS linear trend. The maximum voltage output in RTS at the maximum effective velocity is

258.2 mV, where it is 135.3 mV in CTS.

The Piezo-P covers 81% of the chamber cross-section area, 75% of the height, and 25% of

the width. Unlike CTS, the Piezo-P covers 85% of the area, 60% of the height, and 20% of the

width. The overall coverage area for both RTS and CTS by Piezo-P is about the same (4%

different). The main factor for the differences in voltage output is the velocity profile. Even the

RTC chamber is rectangular, but it has a circular inlet with a diameter of 5 cm. This cross-section

area change leads to higher velocity in the medial and lower velocities at the top and bottom. The

CTS has a constant cross-section area and leads to a more uniform velocity profile.

Figure 3-6 shows the results of the drag force and its voltage output. Similar to velocity

results, both setups have an increasing trendline; as the velocities increase, the voltage output

increases. The trendline could be estimated as a linear trend for both setups. On the other hand, the

0

25

50

75

100

125

150

175

200

225

250

275

0 20 40 60 80 100 120 140 160 180 200

Vo

ltag

e o

utp

ut

[mV

]

Drage force [mN]

CTS RTS

Figure 3-6 Voltage Vs. Drag Force in CTS & RTS

82

RTS output voltage is higher than the voltage output in CTS. Like the velocity plot, the slop on

RTS is estimated to be 1.9 times higher from the CTS linear trend and trend. The maximum voltage

output in RTS at the maximum effective velocity is 258.2 mV, where it is 135.3 mV in CTS.

Even the relationship between drag force and velocity is quadratic, the relationship between

drag force and velocities kept a linear relationship with voltage output with the same slope. The

linear relationship is essential for the sensor output as it makes signal processing and results more

consistent.

83

3.1.4 Signal to Noise Ratio results

SNR's importance is showing the signal's quality; the higher the ratio, the better signal.

Defining noise is a significant concern for all signal outputs, becoming overly complicated and

changing this study's focus. As a reason, the noise for this study is defined as a signal collected

when airflow is at 0for 1 minute. This noise is estimated to have most of the external and internal

noise. Figure 3-7 shows how the signal to noise ratio (SNR) for each state voltage output. The

SNR is calculated from equation (1.28). It is very close in results between CTS and RTS, which

means the change in velocity profile or the duct shape has no effect on SNR and is mainly a factor

of the piezoelectric material and its shape and geometry.

0.0

5.0

10.0

15.0

20.0

25.0

30.0

35.0

State 0 State 1 State 2 State 3 State 4

Sign

al t

o N

ois

e R

atio

(SN

R)

[dB

]

CTS RTS

Figure 3-7 Signal to Noise Ratio in Piezo-P

84

3.2 Results and discussion for phase-II

After exposure to each piezos for Cases from 0 to 3, the data was collected with NI-9215

DAQ and processed through NI DIAdem. The experiments were conducted in two cycles. The

cycle is case 1, case 2, case 3, case 3, case2, case 1, which correspond to the following velocities.

Units Case 0 Case 1 Case 2 Case 3

Velocity m/s 0.0 2.24 4.85 7.56

This cycle was repeated for the statistical study. After that, case 0 is conducted to collect

references and noise. The sample rate used for data acquisition is 4.25 𝜇𝑠, and the time recorded

was about five minutes for each case for each piezo. The total cases evaluated were 114 cases; the

accepted cases are 102 cases with an average duration for each piezo of 85 min. To be able to

collect data, a 560 𝑘Ω resister is connected at the two electrodes and the DAQ.

The detected frequency was determined by applying Forward Fourier Transfer (FFT) on

the signal. After the oscillation, data was transferred into the root mean square value (RMS) to

show the effective voltage. As the testing time contained increasing in the flow (or decreasing) to

go from one case to another, the data included a transfer and steady states. As a reason, dividing

the signal was required to split the two states where the steady-state was selected to show the

geometrical effect on steady operating conditions. (The transient state could be studied later to

determine the response time as other transient factors, but it was out of the scope of this project.)

Due to the large amount of data collected, an automated algorithm needed to process this

data and decided at which time (or point) the data considered changed from transient to steady-

state. The point was chosen based on the flow rate data as this data was more reliable, consistent,

and accurate. (the NETL officials provided the data). The separating point was determined based

on the signal's histogram, where the most repeated value was considered steady-state value. After

85

that, the equivalent time for this value was looked up and recorded. The time value was then looked

up in the RMS voltage signal and the data divided at this point. The data after the selected point is

considered steady-state, and before the point is transient. The steady-state values are then averaged

over the duration and categorized bases on Case 0, Case 1, Case 2, and Case 3. Then each matching

case was averaged, and statistical analysis was conducted on them. The following shows the final

results.

3.2.1 Velocity results

The average velocity acting on the piezoelectric surface was calculated by measuring the

CLR mass flow controller's volumetric flow rate pass in the GTS test section. Three flow rates

were chosen to cover the range of operation. Low, medium, and high flow rates at 5000, 11000,

and 17000 SCFH, respectively, are equivalent to 3.97E-2, 8.60E-2, and 1.34E-1 m3/s. Also, they

are called Case 1, Case 2, and Case 3, respectively. In addition to these cases, a reference case was

conducted at no flow condition to count for the noises. Table 3-2 and Figure 3-8 show the resulting

velocities for each case. The relationship between the velocities and the flow rate is linear. The

mean velocities for each case are 0, 2.24, 4.85, and 7.56 m/s, respectively. The collected data has

a small error in general, and case 2 has the highest error of 0.26 m/s variation of the mean. These

velocities will be used for all the specimens calculation in this phase.

Table 3-2 Velocity Vs. Flow rate results

Units Case 0 Case 1 Case 2 Case 3

Flow rate m3/s 0.0 3.97E-2 8.60E-2 1.34E-1

Velocity m/s 0.0 2.24 4.85 7.56

86

0

1

2

3

4

5

6

7

8

0.00 0.02 0.04 0.06 0.08 0.10 0.12 0.14 0.16

Ve

loci

ty [

m/s

]

Flow Rate [m3/s]

Figure 3-8 Flow Rate Vs. Velocity

87

3.2.2 Drag Force Vs. Velocity

The drag forces are calculated using equation 2.1. the following plots show the drag force

calculated for each case and each specimen. In general, the relationship between the drag and

velocity is parabolic as it is a function of the square of the velocity. The drag force might differ for

each specimen based on their frontal area interacting with the air stream. Throughout the

calculation, the density and the drag coefficient hold constant at 1.1849 kg/m3 and 1.28,

respectively.

3.2.2.1 Piezo-A

Figure 3-9 and Table 3-3 present the drag force acting upon Piezo-A

The area of Piezo-A is 1.4E-4 m2, and the maximum force is 6 mN at the highest flow.

0

1

2

3

4

5

6

7

0 1 2 3 4 5 6 7 8

Dra

g F

orc

e [m

N]

Free Stream Velocity [m/s]

A

Figure 3-9 Piezo-A Drag Force Vs. Free Stream Velocity

88

Table 3-3 Drag force results for Piezo-A

Units Case 0 Case 1 Case 2 Case 3

Velocity m/s 0.0 2.24 4.85 7.56

Drag force mN 0.0 0.53 2.49 6.06

3.2.2.2 Piezo-B

Figure 3-10 and Table 3-4 present the drag force acting upon Piezo-B

The area of Piezo-B is 3 E-4 m2, and the maximum force is 13 mN at the highest flow.

Table 3-4 Drag force results for Piezo-B

Units Case 0 Case 1 Case 2 Case 3

Velocity m/s 0.0 2.24 4.85 7.56

Drag force mN 0.0 1.14 5.36 13.01

0.0

2.0

4.0

6.0

8.0

10.0

12.0

14.0

0.0 1.0 2.0 3.0 4.0 5.0 6.0 7.0 8.0

Dra

g F

orc

e [m

N]

Free Stream Velocity [m/s]

B

Figure 3-10 Piezo B Drag Force Vs. Free Stream Velocity

89

3.2.2.3 Piezo-C

Figure 3-11and Table 3-5 present the drag force acting upon Piezo-C

The area of Piezo-C is 3 E-4 m2, and the maximum force is 13 mN at the highest flow.

Table 3-5 Drag force results for Piezo-C

Units Case 0 Case 1 Case 2 Case 3

Velocity m/s 0.0 2.24 4.85 7.56

Drag force mN 0.0 1.14 5.36 13.01

0.0

2.0

4.0

6.0

8.0

10.0

12.0

14.0

0.0 1.0 2.0 3.0 4.0 5.0 6.0 7.0 8.0

Dra

g F

orc

e [m

N]

Free Stream Velocity [m/s]

C

Figure 3-11 Piezo C Drag Force Vs. Free Stream Velocity

90

3.2.2.4 Piezo-D

Figure 3-12 and Table 3-6 present the drag force acting upon Piezo-D

The area of Piezo-D is 3 E-4 m2, and the maximum force is 13 mN at the highest flow.

Table 3-6 Drag force results for Piezo-D

Units Case 0 Case 1 Case 2 Case 3

Velocity m/s 0.0 2.24 4.85 7.56

Drag force mN 0.0 1.14 5.36 13.01

0.0

2.0

4.0

6.0

8.0

10.0

12.0

14.0

0.0 1.0 2.0 3.0 4.0 5.0 6.0 7.0 8.0

Dra

g F

orc

e [m

N]

Free Stream Velocity [m/s]

D

Figure 3-12 Piezo D Drag Force Vs. Free Stream Velocity

91

3.2.2.5 Piezo-E

Figure 3-13 and Table 3-7 present the drag force acting upon Piezo-E

The area of Piezo-E is 3 E-4 m2, and the maximum force is 13 mN at the highest flow.

Table 3-7 Drag force results for Piezo-E

Units Case 0 Case 1 Case 2 Case 3

Velocity m/s 0.0 2.24 4.85 7.56

Drag force mN 0.0 1.14 5.36 13.01

0.0

2.0

4.0

6.0

8.0

10.0

12.0

14.0

0.0 1.0 2.0 3.0 4.0 5.0 6.0 7.0 8.0

Dra

g F

orc

e [m

N]

Free Stream Velocity [m/s]

E

Figure 3-13 Piezo E Drag Force Vs. Free Stream Velocity

92

3.2.2.6 Piezo-F

Figure 3-14and Table 3-8 present the drag force acting upon Piezo-F

The area of Piezo-F is 2.08 E-4 m2, and the maximum force is 9.0 mN at the highest flow.

Table 3-8 Drag force results for Piezo-F

Units Case 0 Case 1 Case 2 Case 3

Velocity m/s 0.0 2.24 4.85 7.56

Drag force mN 0.0 0.79 3.71 9.02

0.0

1.0

2.0

3.0

4.0

5.0

6.0

7.0

8.0

9.0

10.0

0.0 1.0 2.0 3.0 4.0 5.0 6.0 7.0 8.0

Dra

g F

orc

e [m

N]

Free Stream Velocity [m/s]

F

Figure 3-14 Piezo F Drag Force Vs. Free Stream Velocity

93

3.2.2.7 Piezo-G

Figure 3-15 and Table 3-9 present the drag force acting upon Piezo-G

The area of Piezo-G is 3 E-4 m2, and the maximum force is 13 mN at the highest flow.

Table 3-9 Drag force results for Piezo-G

Units Case 0 Case 1 Case 2 Case 3

Velocity m/s 0.0 2.24 4.85 7.56

Drag force mN 0.0 1.14 5.36 13.01

0.0

2.0

4.0

6.0

8.0

10.0

12.0

14.0

0.0 1.0 2.0 3.0 4.0 5.0 6.0 7.0 8.0

Dra

g F

orc

e [m

N]

Free Stream Velocity [m/s]

G

Figure 3-15 Piezo G Drag Force Vs. Free Stream Velocity

94

3.2.2.8 Piezo-H

Figure 3-16 and Table 3-10 present the drag force acting upon Piezo-H

The area of Piezo-H is 4.16 E-4 m2, and the maximum force is 18 mN at the highest flow.

Table 3-10 Drag force results for Piezo-H

Units Case 0 Case 1 Case 2 Case 3

Velocity m/s 0.0 2.24 4.85 7.56

Drag force mN 0.0 1.59 7.43 18.04

0.0

2.0

4.0

6.0

8.0

10.0

12.0

14.0

16.0

18.0

20.0

0.0 1.0 2.0 3.0 4.0 5.0 6.0 7.0 8.0

Dra

g F

orc

e [m

N]

Free Stream Velocity [m/s]

H

Figure 3-16 Piezo H Drag Force Vs. Free Stream Velocity

95

3.2.3 Voltage Output Vs. Drag Force

After exposure specimen to airflow, the signal collected was transferred to the root mean

square (RMS), as mentioned before. The RMS values were then averaged over the test time

duration and plotted against the drag force calculated previously.

3.2.3.1 Piezo-A

Figure 3-17 Piezo A Voltage Output Vs. Drag ForceFigure 3-17 and Table 3-11present the

voltage output due to drag force acting upon Piezo-A. The relationship between the voltage output

and drag force could be estimated as non-linear, where the voltage initially is increasing rapidly

then flat out near the maximum force.

The maximum voltage generated from Piezo-A is 3.46 mV at 6.06 mN of drag force.

Table 3-11 Drag force Vs. Voltage output results for Piezo-A

Units Case 0 Case 1 Case 2 Case 3

0.0

0.5

1.0

1.5

2.0

2.5

3.0

3.5

4.0

0.0 1.0 2.0 3.0 4.0 5.0 6.0 7.0

Vo

lta

ge

Ou

tpu

t [m

V]

Drag Force [mN]

A

Figure 3-17 Piezo A Voltage Output Vs. Drag Force

96

Drag force mN 0.00 0.53 2.49 6.06

Voltage mV 0.99 1.53 2.71 3.46

3.2.3.2 Piezo-B

Figure 3-18 and Table 3-12 present the voltage output due to drag force acting upon Piezo-

B. The relationship between the voltage output and drag force could be estimated as non-linear,

where the voltage initially dropped down below the reference value at no flow. This drop was

possibly caused by an error when the specimen was mounted as the clamps were tightened more

than the rest of the specimen, causing the reference value to be higher. After the air start flowing,

at case 1, the balanced forces resulted in lower voltage output. The voltage behaved similarly to

Piezo-A, where the voltage is increasing rapidly and then flat out near the maximum force. The

maximum voltage generated from Piezo-B is 4.75 mV at 13 mN of drag force.

Table 3-12 Drag force Vs. Voltage output results for Piezo-B

Units Case 0 Case 1 Case 2 Case 3

Drag force mN 0.00 1.14 5.36 13.01

0.0

1.0

2.0

3.0

4.0

5.0

6.0

0.0 2.0 4.0 6.0 8.0 10.0 12.0 14.0

Vo

lta

ge

Ou

tpu

t [m

V]

Drag Force [mN]

B

Figure 3-18 Piezo B Voltage Output Vs. Drag Force

97

Voltage mV 2.56 2.27 4.02 4.75

3.2.3.3 Piezo-C

Figure 3-19 and Table 3-13present the voltage output due to drag force acting upon Piezo-

C. The relationship between the voltage output and drag force could be estimated as non-linear,

where the voltage initially dropped down below the reference value at no flow. This drop was

possibly caused by an error when the specimen was mounted as the clamps were tightened harder,

causing the reference value to be higher. After the air start flowing, at case 1, the balanced forces

resulted in lower voltage output. The voltage behaved similarly to Piezo-A, where the voltage is

increasing rapidly and then flat out near the maximum force. The maximum voltage generated

from Piezo-C is 3.56 mV at 13 mN of drag force.

Table 3-13 Drag force Vs. Voltage output results for Piezo-C

Units Case 0 Case 1 Case 2 Case 3

Drag force mN 0.00 1.14 5.36 13.01

0.0

0.5

1.0

1.5

2.0

2.5

3.0

3.5

4.0

0.0 2.0 4.0 6.0 8.0 10.0 12.0 14.0

Vo

lta

ge

Ou

tpu

t [m

V]

Drag Force [mN]

C

Figure 3-19 Piezo C Voltage Output Vs. Drag Force

98

Voltage mV 2.08 1.88 2.47 3.59

3.2.3.4 Piezo-D

Figure 3-20 and Table 3-14 present the voltage output due to drag force acting upon Piezo-

D. The relationship between the voltage output and drag force could be estimated as non-linear,

where the voltage is initially increasing and then flat out near the maximum force.

The maximum voltage generated from Piezo-D is 6.43 mV at 13 mN of drag force

Table 3-14 Drag force Vs. Voltage output results for Piezo-D

Units Case 0 Case 1 Case 2 Case 3

Drag force mN 0.00 1.14 5.36 13.01

Voltage mV 2.95 3.23 4.65 6.43

0.0

1.0

2.0

3.0

4.0

5.0

6.0

7.0

0.0 2.0 4.0 6.0 8.0 10.0 12.0 14.0

Vo

lta

ge

Ou

tpu

t [m

V[

Drag Force [mN]

D

Figure 3-20 Piezo D Voltage Output Vs. Drag Force

99

3.2.3.5 Piezo-E

Figure 3-21 and Table 3-15 present the voltage output due to drag force acting upon Piezo-

E. The relationship between the voltage output and drag force could be estimated as non-linear,

where the voltage is initially increasing and then flat out near the maximum force.

The maximum voltage generated from Piezo-E is 18.03 mV at 13 mN of drag force

Table 3-15 Drag force Vs. Voltage output results for Piezo-E

Units Case 0 Case 1 Case 2 Case 3

Drag force mN 0.00 1.14 5.36 13.01

Voltage mV 3.53 8.05 14.12 18.03

0.0

2.0

4.0

6.0

8.0

10.0

12.0

14.0

16.0

18.0

20.0

0.0 2.0 4.0 6.0 8.0 10.0 12.0 14.0

Vo

lta

ge

Ou

tpu

t [m

V]

Drag Force [mN]

E

Figure 3-21 Piezo E Voltage Output Vs. Drag Force

100

3.2.3.6 Piezo-F

Figure 3-22 and Table 3-16 present the voltage output due to drag force acting upon Piezo-

F. The relationship between the voltage output and drag force could be estimated as non-linear,

where the voltage is initially increasing and then flat out near the maximum force

The maximum voltage generated from Piezo-E is 4.41 mV at 9.02 mN of drag force

Table 3-16 Drag force Vs. Voltage output results for Piezo-F

Units Case 0 Case 1 Case 2 Case 3

Drag force mN 0.00 0.79 3.71 9.02

Voltage mV 1.52 2.18 3.89 4.41

0.0

0.5

1.0

1.5

2.0

2.5

3.0

3.5

4.0

4.5

5.0

0.0 1.0 2.0 3.0 4.0 5.0 6.0 7.0 8.0 9.0 10.0

Vo

lta

ge

Ou

tpu

t [m

V]

Drag Force [mN

F

Figure 3-22 Piezo F Voltage Output Vs. Drag Force

101

3.2.3.7 Piezo-G

Figure 3-23 andTable 3-17 present the voltage output due to drag force acting upon Piezo-

G. The relationship between the voltage output and drag force could be estimated as non-linear,

where the voltage is initially increasing and then flat out near the maximum force

The maximum voltage generated from Piezo-G is 30.11 mV at 13 mN of drag force

Table 3-17 Drag force Vs. Voltage output results for Piezo-G

Units Case 0 Case 1 Case 2 Case 3

Drag force mN 0.00 1.14 5.36 13.01

Voltage mV 3.27 14.08 23.84 30.11

0.0

5.0

10.0

15.0

20.0

25.0

30.0

35.0

0.0 2.0 4.0 6.0 8.0 10.0 12.0 14.0

Vo

lta

ge

Ou

tpu

t [m

V]

Drag Force [mN]

G

Figure 3-23 Piezo G Voltage Output Vs. Drag Force

102

3.2.3.8 Piezo-H

Figure 3-24 and Table 3-18 present the voltage output due to drag force acting upon Piezo-

G. The relationship between the voltage output and drag force could be estimated as non-linear,

where the voltage is initially increasing and then flat out near the maximum force

The maximum voltage generated from Piezo-G is 4.56 mV at 18 mN of drag force

Table 3-18 Drag force Vs. Voltage output results for Piezo-H

Units Case 0 Case 1 Case 2 Case 3

Drag force mN 0.00 1.59 7.43 18.04

Voltage mV 1.63 2.65 3.13 4.56

0.0

1.0

2.0

3.0

4.0

5.0

6.0

0.0 2.0 4.0 6.0 8.0 10.0 12.0 14.0 16.0 18.0 20.0

Vo

lta

ge

Ou

tpu

t [m

V]

Drag Force [mN]

H

Figure 3-24 Piezo H Voltage Output Vs. Drag Force

103

Figure 3-25 and Table 3-19 present the summary of the drag force and voltage output for

all the specimens. The output varies with the same flow due to other factors that impact the results.

Most of the Piezo have different geometries; therefore, the drag force will vary based on the area,

0.0

1.0

2.0

3.0

4.0

5.0

6.0

7.0

0 2 4 6 8 10 12 14 16 18 20

Vo

ltag

e O

utp

ut

[mV

]

Drage Force [mN]

A B C D F H

0

5

10

15

20

25

30

35

0 2 4 6 8 10 12 14

Vo

ltag

e O

utp

ut

[mV

]

Drage Force [mN]

E G

Figure 3-25 Drag force Vs, voltage output summary

104

thickness, length, and width. Piezo B, C, D, E, and G have the same area but differ in thickness,

and Piezo-G has different length and width. As a reason, the voltage was very different even when

the force was constant. This part will be explained later in this study.

Table 3-19 Drag force and voltage output summary

Case 0 Case 1 Case 2 Case 3

mN mV mN mV mN mV mN mV

A 0.00 0.99 0.53 1.53 2.49 2.71 6.06 3.46

B 0.00 2.56 1.14 2.27 5.36 4.02 13.01 4.75

C 0.00 2.08 1.14 1.88 5.36 2.47 13.01 3.59

D 0.00 2.95 1.14 3.23 5.36 4.65 13.01 6.43

E 0.00 3.53 1.14 8.05 5.36 14.12 13.01 18.03

F 0.00 1.52 0.79 2.18 3.71 3.89 9.02 4.41

G 0.00 3.27 1.14 14.08 5.36 23.84 13.01 30.11

H 0.00 1.63 1.59 2.65 7.43 3.13 18.04 4.56

105

3.2.4 Voltage Output Vs. Flow Rate

The flow meter design needs to map the change in the flow rate and the resulting voltage.

Therefore, it is essential to see the overall relationship between flow rate and voltage output.

The following sections show the average voltage over the test cases with a statistical study

and its relationship with change in the flow rate. A curve fit method was also used to approximate

an equation used to predict the voltage output for unknown flow rates. A sigmoid curve fit with

four constants was used to estimate the best curve fit, as shown in equation 3.1. SigmaPlot software

was used to calculate the coefficients.

The sigmoid curve fit was chosen as it represents a realistic scenario with lower and upper

limits where the sensor response would be constant.

3.2.4.1 Piezo-A

Figure 3-26 presents the voltage output due to a change in the flow rate for Piezo-A. The

relationship between the voltage output and the flow rate could be estimated as non-linear. The

voltage is initially increasing flat out near the maximum flow rate forming an S curve.

𝑦 = 𝑦0 +𝑎

1 + 𝑒−(𝑥−𝑥0𝑏

)

3.1

106

Figure 3-27 presents the curve fit for the data point from Piezo-A. The results for the curve

fit coefficient with 𝑅2 value as an statistic indicator for the goodness of the fit are shown in Table

3-20

Table 3-20 Piezo-A curve fit coefficient

Coefficient 𝑦0 𝑥0 𝑎 𝑏 𝑅2

Value 0.75 0.07 2.99 0.03 0.967

From the curve fit near the maximum voltage, the curve starts to turn and flat out, indicating

that the sensor is near the max operation point.

0.0

0.5

1.0

1.5

2.0

2.5

3.0

3.5

4.0

0.00 0.02 0.04 0.06 0.08 0.10 0.12 0.14 0.16

Vo

lta

ge

Ou

tpu

t [m

V]

Volumetric Flow Rate [m3/s]

A

Figure 3-26 Piezo A Voltage Output Vs. Volumetric Flow Rate

107

3.2.4.2 Piezo-B

Figure 3-28 presents the voltage output due to a change in the flow rate for Piezo-B. The

relationship between the voltage output and the flow rate could be estimated as non-linear. The

voltage is initially increasing flat out near the maximum flow rate forming an S curve. As the drag

force plot, the curve with flow rate took the same trend in case 1, where the voltage value was less

than the reference value.

0.0

0.5

1.0

1.5

2.0

2.5

3.0

3.5

4.0

0.00 0.02 0.04 0.06 0.08 0.10 0.12 0.14 0.16

Vo

lta

ge

Ou

tpu

t [m

V]

Flow rate [m3/s]

Piezo-A Curve Fit Piezo-A

Figure 3-27 Piezo-A curve fit

108

Figure 3-29 presents the curve fit for the data point from Piezo-B. The results for the curve

fit coefficient with 𝑅2 value as an statistic indicator for the goodness of the fit are shown in Table

3-21

Table 3-21 Piezo-B curve fit coefficient

Coefficient 𝑦0 𝑥0 𝑎 𝑏 𝑅2

Value 2.553 0.079 2.209 0.011 0.819

From the curve fit near the maximum voltage, the curve starts to turn and flat out, indicating

that the sensor is near the max operation point. The voltage range for Piezo-B is less than the range

in Piezo-A, which means that the Piezo-B has less capacity than Piezo-A

0.0

1.0

2.0

3.0

4.0

5.0

6.0

0.00 0.02 0.04 0.06 0.08 0.10 0.12 0.14 0.16

Vo

lta

ge

Ou

tpu

t [m

V]

Volumetric Flow Rate [m3/s]

B

Figure 3-28 Piezo B Voltage Output Vs. Volumetric Flow Rate

109

3.2.4.3 Piezo-C

Figure 3-30 presents the voltage output due to a change in the flow rate for Piezo-C. The

relationship between the voltage output and the flow rate could be estimated as non-linear. The

voltage is initially increasing flat out near the maximum flow rate forming an S curve. As the drag

force plot, the curve with flow rate took the same trend in case 1, where the voltage value was less

than the reference value.

0.0

1.0

2.0

3.0

4.0

5.0

6.0

0.00 0.02 0.04 0.06 0.08 0.10 0.12 0.14 0.16

Vo

lta

ge

Ou

tpu

t [m

V]

Flow Rate [m3/s]

Piezo-B Curve Fit Piezo-B

Figure 3-29 Piezo-B Curve Fit

110

Figure 3-31 presents the curve fit for the data point from Piezo-C. The results for the curve

fit coefficient with 𝑅2 value as a statistic indicator for the goodness of the fit are shown in Table

3-22

Table 3-22 Piezo-B curve fit coefficient

Coefficient 𝑦0 𝑥0 𝑎 𝑏 𝑅2

Value 1.899 0.104 1.953 0.016 0.976

From the curve fit near the maximum voltage, the curve starts to turn and flat out, indicating

that the sensor is near the max operation point. The voltage range for Piezo-C is less than the range

in Piezo-B, which means that the Piezo-C has less capacity than Piezo-A and B

0.0

0.5

1.0

1.5

2.0

2.5

3.0

3.5

4.0

0.00 0.02 0.04 0.06 0.08 0.10 0.12 0.14 0.16

Vo

lta

ge

Ou

tpu

t [m

V]

Volumetric Flow Rate [m3/s]

C

Figure 3-30 Piezo C Voltage Output Vs. Volumetric Flow Rate

111

3.2.4.4 Piezo-D

Figure 3-32 presents the voltage output due to a change in the flow rate for Piezo-D. The

relationship between the voltage output and the flow rate could be estimated as non-linear. The

voltage is initially increasing flat out near the maximum flow rate forming an S curve.

0.0

0.5

1.0

1.5

2.0

2.5

3.0

3.5

4.0

4.5

0.00 0.02 0.04 0.06 0.08 0.10 0.12 0.14 0.16

Vo

lta

ge

Ou

tpu

t [m

V]

Flow Rate [m3/s]

Piezo-C Curve Fit Piezo-C

Figure 3-31 Piezo-C Curve Fit

112

Figure 3-33 presents the curve fit for the data point from Piezo-D. The results for the curve

fit coefficient with 𝑅2 value as a statistic indicator for the goodness of the fit are shown in Table

3-23

Table 3-23 Piezo-D curve fit coefficient

Coefficient 𝑦0 𝑥0 𝑎 𝑏 𝑅2

Value 2.758 0.104 4.723 0.028 0.983

From the curve fit near the maximum voltage, the curve starts to turn and flat out, indicating

that the sensor is near the max operation point.

0.0

1.0

2.0

3.0

4.0

5.0

6.0

7.0

0.00 0.02 0.04 0.06 0.08 0.10 0.12 0.14 0.16

Vo

lta

ge

Ou

tpu

t [m

V]

Volumetric Flow Rate [m3/s]

D

Figure 3-32 Piezo D Voltage Output Vs. Volumetric Flow Rate

113

3.2.4.5 Piezo-E

Figure 3-34presents the voltage output due to a change in the flow rate for Piezo-E. The

relationship between the voltage output and the flow rate could be estimated as non-linear. The

voltage is initially increasing flat out near the maximum flow rate forming an S curve.

0.0

1.0

2.0

3.0

4.0

5.0

6.0

7.0

8.0

0.00 0.02 0.04 0.06 0.08 0.10 0.12 0.14 0.16

Vo

lta

ge

Ou

tpu

t [m

V]

Flow Rate [m3/s]

Piezo-D Curve Fit Piezo-D

Figure 3-33 Piezo-D Curve Fit

114

Figure 3-35 presents the curve fit for the data point from Piezo-E. The results for the curve

fit coefficient with 𝑅2 value as a statistic indicator for the goodness of the fit are shown in Table

3-24

Table 3-24 Piezo-E curve fit coefficient

Coefficient 𝑦0 𝑥0 𝑎 𝑏 𝑅2

Value 0 0.055 20.056 0.037 0.98

From the curve fit near the maximum voltage, the curve starts to turn and flat out, indicating

that the sensor is near the max operation point.

0.0

2.0

4.0

6.0

8.0

10.0

12.0

14.0

16.0

18.0

20.0

0.00 0.02 0.04 0.06 0.08 0.10 0.12 0.14 0.16

Vo

lta

ge

Ou

tpu

t [m

V]

Volumetric Flow Rate [m3/s]

E

Figure 3-34 Piezo E Voltage Output Vs. Volumetric Flow Rate

115

3.2.4.6 Piezo-F

Figure 3-36 presents the voltage output due to a change in the flow rate for Piezo-F. The

relationship between the voltage output and the flow rate could be estimated as non-linear. The

voltage is initially increasing flat out near the maximum flow rate forming an S curve.

0.0

5.0

10.0

15.0

20.0

25.0

0.00 0.02 0.04 0.06 0.08 0.10 0.12 0.14 0.16

Vo

lta

ge

Ou

tpu

t [m

V]

Flow Rate [m3/s]

Piezo-E Curve Fit Piezo-E

Figure 3-35 Piezp-E Curve Fit

116

Figure 3-37presents the curve fit for the data point from Piezo-F. The results for the curve

fit coefficient with 𝑅2 value as a statistic indicator for the goodness of the fit are shown in Table

3-25

Table 3-25 Piezo-F curve fit coefficient

Coefficient 𝑦0 𝑥0 𝑎 𝑏 𝑅2

Value 0.749 0.050 3.751 0.023 0.987

From the curve fit near the maximum voltage, the curve starts to turn and flat out, indicating

that the sensor is near the max operation point.

0.0

0.5

1.0

1.5

2.0

2.5

3.0

3.5

4.0

4.5

5.0

0.00 0.02 0.04 0.06 0.08 0.10 0.12 0.14 0.16

Vo

lta

ge

Ou

tpu

t [m

V]

Volumetric Flow Rate [m3/s]

F

Figure 3-36 Piezo F Voltage Output Vs. Volumetric Flow Rate

117

3.2.4.7 Piezo-G

Figure 3-38 presents the voltage output due to a change in the flow rate for Piezo-G. The

relationship between the voltage output and the flow rate could be estimated as non-linear. The

voltage is initially increasing flat out near the maximum flow rate forming an S curve.

0.0

0.5

1.0

1.5

2.0

2.5

3.0

3.5

4.0

4.5

5.0

0.00 0.02 0.04 0.06 0.08 0.10 0.12 0.14 0.16

Vo

lta

ge

Ou

tpu

t [m

V]

Flow Rate [m3/s]

Piezo-F Curve Fit Piezo-F

Figure 3-37 Piezo-F Curve Fit

118

Figure 3-39 presents the curve fit for the data point from Piezo-G. The results for the curve

fit coefficient with 𝑅2 value as a statistic indicator for the goodness of the fit are shown in Table

3-26

Table 3-26 Piezo-G curve fit coefficient

Coefficient 𝑦0 𝑥0 𝑎 𝑏 𝑅2

Value 0 0.050 31.87 0.031 0.982

From the curve fit near the maximum voltage, the curve starts to turn and flat out, indicating

that the sensor is near the max operation point.

0.0

5.0

10.0

15.0

20.0

25.0

30.0

35.0

0.00 0.02 0.04 0.06 0.08 0.10 0.12 0.14 0.16

Vo

lta

ge

Ou

tpu

t [m

V]

Volumetric Flow Rate [m3/s]

G

Figure 3-38 Piezo G Voltage Output Vs. Volumetric Flow Rate

119

3.2.4.8 Piezo-H

Figure 3-40 presents the voltage output due to a change in the flow rate for Piezo-H. The

relationship between the voltage output and the flow rate could be estimated as non-linear. The

voltage is initially increasing flat out near the maximum flow rate forming an S curve.

0.0

5.0

10.0

15.0

20.0

25.0

30.0

35.0

0.00 0.02 0.04 0.06 0.08 0.10 0.12 0.14 0.16

Vo

lta

ge

Ou

tpu

t [m

V]

Flow Rate [m3/s]

Piezo-G Curve Fit Piezo-G

Figure 3-39 Piezo-G Curve Fit

120

Figure 3-41 presents the curve fit for the data point from Piezo-H. The results for the curve

fit coefficient with 𝑅2 value as a statistic indicator for the goodness of the fit are shown in Table

3-27

Table 3-27 Piezo-G curve fit coefficient

Coefficient 𝑦0 𝑥0 𝑎 𝑏 𝑅2

Value 0 0.050 31.87 0.031 0.982

From the curve fit near the maximum voltage, the curve starts to turn and flat out, indicating

that the sensor is near the max operation point.

0.0

1.0

2.0

3.0

4.0

5.0

6.0

0.00 0.02 0.04 0.06 0.08 0.10 0.12 0.14 0.16

Vo

lta

ge

Ou

tpu

t [m

V]

Volumetric Flow Rate [m3/s]

H

Figure 3-40 Piezo H Voltage Output Vs. Volumetric Flow Rate

121

Table 3-28 shows the final data for the voltage output in each piezo in mV.

Table 3-28 Voltage output for all cases

Name Units Case 0 Case 1 Case 2 Case 3

A mV 0.99 1.53 2.71 3.46

B mV 2.56 2.27 4.02 4.75

C mV 2.08 1.88 2.47 3.59

D mV 2.95 3.23 4.65 6.43

E mV 3.53 8.05 14.12 18.03

F mV 1.52 2.18 3.89 4.41

G mV 3.27 14.08 23.84 30.11

H mV 1.63 2.65 3.13 4.56

0.0

1.0

2.0

3.0

4.0

5.0

6.0

0.00 0.02 0.04 0.06 0.08 0.10 0.12 0.14 0.16

Vo

lta

ge

Ou

tpu

t [m

V]

Flow Rate [m3/s]

Piezo-H Curve Fit Piezo-H

Figure 3-41 Piezo-H Curve Fit

122

Figure 3-42 graphically shows the previous results. The Piezo-G has the highest voltage

generated than Piezo-E. The rest of the piezos were very close to the results. All piezo generated

an increasing signal responded to increasing velocity (or flow) in what could be considered a linear

manner. The variation in the signal output due to the geometry effect will be discussed later in this

chapter.

0

5

10

15

20

25

30

35

A B C D E F G H

Vo

ltag

e o

utp

ut

[mV

]

Case 0 Case 1 Case 2 Case 3

Figure 3-42 Voltage output for all Piezos

123

A C F H B D E G

Case 1 0.99 2.08 1.52 1.63 2.56 2.95 3.53 3.27

Case 2 1.53 1.88 2.18 2.65 2.27 3.23 8.05 14.08

Case 3 2.71 2.47 3.89 3.13 4.02 4.65 14.12 23.84

Case 4 3.46 3.59 4.41 4.56 4.75 6.43 18.03 30.11

0

5

10

15

20

25

30

35

Vo

ltag

e [m

V]

Piezoelectric Specimen

124

3.2.5 Frequency response

The dominated frequencies were calculated by applying Forward Fourier Transfer on the

oscillating signal collected.NI DIAdem software was used to achieve this function in Table 3-29,

and Figure 3-43 shows the detected frequency results.

Table 3-29 Detected Frequency

Detected Frequency [Hz]

Case 0 Case 1 Case 2 Case 3

A 945.6 938.3 936.0 930.2

B 939.8 938.2 1003.8 1013.0

C 951.2 944.0 950.8 950.9

D 936.4 933.4 940.7 942.7

E 927.0 928.6 933.1 942.3

F 952.1 949.8 959.3 928.6

G 946.5 946.0 955.0 931.5

H 952.0 935.7 947.0 906.0

0

200

400

600

800

1000

1200

Det

ecte

d F

req

uen

cy [

Hz]

Case 0 Case 1 Case 2 Case 3

Figure 3-43 Detected Frequency

125

The detected frequency for each Piezo is similar, which means that the system responds in

the same frequency regarding the Piezo specimen inserted in it. As a reason, the system considers

stable.

3.2.6 Signal to noise ratio

SNR's importance is showing the signal's quality; the higher the ratio, the better signal.

Defining noise is a significant concern for all signal outputs, becoming overly complicated and

changing this study's focus. As a reason, the noise for this study is defined as a signal collected

when airflow is at 0. This noise is estimated to have most of the external and internal noise. Table

3-30 and Figure 3-44 shows how the signal to noise ratio (SNR) for each state voltage output. The

SNR is calculated from equation (1.28) in dB.

The SRN is increasing for each case, which leads to better signal over noise. The SNR

shows the same pattern as the voltage output where Piezo-G has the highest SNR, then Piezo-E

and the rest had similar ratios.

Table 3-30 Signal to Noise Ratio (SNR)

SNR

Case 1 Case 2 Case 3

A 3.79 8.75 10.88

B -1.06 3.91 5.36

C -0.86 1.52 4.75

D 0.80 3.96 6.77

E 7.17 12.05 14.17

F 3.14 8.15 9.24

G 12.68 17.25 19.28

H 4.22 5.67 8.94

126

3.2.7 Thickness Variation Results

Piezos C, B, D, and E have the same dimensions except for the thickness. Thicknesses are

1, 1.4, 2.1, and 3 mm, as shown in Table 3-31 and Figure 3-45

Table 3-31 Thickness Variation results

t Case 0 Case 1 Case 2 Case 3

mm mV mV mV mV

C 1 2.08 1.88 2.47 3.59

B 1.4 2.56 2.27 4.02 4.75

D 2.1 2.95 3.23 4.65 6.43

E 3 3.53 8.05 14.12 18.03

-5

0

5

10

15

20

25

Sign

al t

o N

ois

e R

atio

(SN

R)

[dB

]Case 1 Case 2 Case 3

Figure 3-44 Signal to Noise Ratio (SNR)

127

As mentioned before, the voltage is increased when the flow increased for each piezo. Also,

the voltage output increased when the thickness is increased. Piezo-E with a thickness of 3mm and

the rest of the dimensions are the same as other cases. Therefore, the drag force and velocities are

the same. Therefore, increasing the thickness case increasing in voltage output. The maximum

voltage generated is 18 mV in Piezo-E at Case-3, and it is 5 times greater than Case 0. At the same

time, Case 0 in all piezos has the relatively same value.

0

2

4

6

8

10

12

14

16

18

20

1 1.4 2.1 3

Vo

lta

ge

ou

tpu

t [m

V]

Tickness (t) [mm]

Case 0 Case 1 Case 2 Case 3

Figure 3-45 Thickness variation voltage output

128

3.2.8 Area to Thickness Variation Results

Piezo A and B have a thickness of 1.5 and 1.4 mm. The aspect ratio is 1.5 and 1.3, and their

areas are 140 and 300 mm2. The area to thickness ratios is 93 and 214, and the corresponding

voltage output is represented in Table 3-32.

Table 3-32 Piezo sensors with the area to thickness variation

A/t Case 0 Case 1 Case 2 Case 3

mm2/mm mV mV mV mV

A 93 0.99 1.53 2.71 3.46

B 214 2.56 2.27 4.02 4.75

Figure 3-46 shows the voltage output results, and it shows that the voltage increases with

the flow. The differences between the two ratios are almost double, but the voltage output

differences are not significant (about 20%). More cases needed to be evaluated to confirm if the

129

change in the ratio has any meaningful results. These two cases were the only cases in the piezo

list that had all the parameters are close except the area to thickness ratio.

0.0

0.5

1.0

1.5

2.0

2.5

3.0

3.5

4.0

4.5

5.0

93 214

Vo

lta

ge

Ou

tpu

t [m

V]

Area to Thickness Ratio (A/t) [mm2/mm]

Case 0 Case 1 Case 2 Case 3

Figure 3-46 Area to thickness ratio

130

3.2.9 Width variation results

Piezo F and H have a thickness of 0.7 mm and a length of 26 mm; the only change is in the

piezo's width, and the corresponding voltage output is represented in Table 3-33.

Figure 3-47 shows the voltage output results, and it shows that the voltage increases with

the flow. The differences between the two ratios are double. Still, the voltage output differences

are not significant—more cases need to be evaluated to confirm if the ratio change has any

meaningful results.

Table 3-33 Width variation

w Case 0 Case 1 Case 2 Case 3

mm mV mV mV mV

F 8 1.52 2.18 3.89 4.41

H 16 1.63 2.65 3.13 4.56

0.0

0.5

1.0

1.5

2.0

2.5

3.0

3.5

4.0

4.5

5.0

8 16

Volt

age

Ou

tpu

t [m

V]

Width [mm]

Case 0 Case 1 Case 2 Case 3

Figure 3-47 Width variation results

131

3.2.10 Aspect Ratio Variation

Piezo D and G have a thickness of 2.1 mm and an area of 300 mm2. The only change is in

the aspect ratio of the piezo and corresponding voltage output represented in Table 3-34

Figure 3-47 shows the voltage output results, and it shows that the voltage increases with

the flow. The differences between the two ratios are double. Still, the voltage output differences

are not significant—more cases need to be evaluated to confirm if the ratio change has any

meaningful results.

Table 3-34 Piezo sensors with aspect ratio variation

l/w Case 0 Case 1 Case 2 Case 3

mm mV mV mV mV

D 1.3 2.95 3.23 4.65 6.43

G 12 3.27 14.08 23.84 30.11

132

0

5

10

15

20

25

30

35

1.3 12.0

Volt

age

Ou

tpu

t [m

V]

Aspect Ratio (l/w) [mm/mm

Case 0 Case 1 Case 2 Case 3

Figure 3-48 Aspect ratio results

133

3.2.11 Piezo Empirical Equation

As mentioned in the theory and test matrix sections, The multi-linear regression equation

is

𝑌 = 𝛽0 +∑𝛽𝑖𝑋𝑖

𝑛

𝑖=1

+ 𝜖 3.2

The empirical voltage output equation

𝑉 = 𝑎. (

𝑙

𝑤)𝑏

. (𝐴

𝑡)𝑐

. 𝑣𝑑 3.3

After the log transformation on these values, the data plugged in SigmaPlot software, and

multi-linear regression analysis were performed to calculate the equation 2.12. 1

𝐿𝑜𝑔10(𝑉) = 𝐿𝑜𝑔10(𝑎) + 𝑏 𝐿𝑜𝑔10 (

𝑙

𝑤) + 𝑐 𝐿𝑜𝑔10 (

𝐴

𝑡) + 𝑑 𝐿𝑜𝑔10(𝑣) 3.4

The dependent variable for the multi-linear regression analysis is the 𝐿𝑜𝑔10(𝑉), and the

independent variables are 𝐿𝑜𝑔10(𝑣), 𝐿𝑜𝑔10 (𝑙

𝑤) , 𝑎𝑛𝑑 𝐿𝑜𝑔10 (

𝐴

𝑡). Where the voltage (𝑉) is

recorded from the experiment, the velocity (𝑣) calculated from the flow rate (measured in the

experiment), where the manufacturer provided the value of the aspect ratio (𝑙

𝑤) and the area to

thickness ratio (𝐴

𝑡). In total, one dependent and three independent variables, with 96 data points

from all the analysis experiments.

1 The full report is provided in the appendix

134

3.2.11.1 SigmaPlot Report

From the sigmaplot report

𝑅 𝑅2 𝑅𝑎𝑑𝑗2

0.767 0.588 0.575

Where 𝑅, the correlation coefficient, and 𝑅2, the coefficient of determination is both

measures of how well the regression model describes the data. 𝑅 values near 1 indicate that the

straight line is a good description of the relation between the independent and dependent variables.

𝑅𝑎𝑑𝑗2 It is also a measure of how well the regression model describes the data but considers

the number of independent variables, reflecting the degrees of freedom. Larger values (nearer to

1) indicate that the equation is a good description of the relation between the independent and

dependent variables. The results are acceptable, with room for improvement with more data points

in future work.

The standard error of the estimate, syx, is 0.23, and it is a measure of the actual variability

about the regression line of the underlying population. The underlying population generally falls

within about two standard errors of the observed sample.

The statistically summary table:

Coefficient Std. Error t P

𝛽0 -3.147 0.0932 -33.778 <0.001

𝛽1 0.488 0.0996 4.894 <0.001

𝛽2 -0.479 0.0914 -5.249 <0.001

𝛽3 0.637 0.0742 8.591 <0.001

Where

135

• Coefficients. The value for the constant (intercept or 𝛽0) and the coefficient of the

independent variable (slope or 𝛽1, 𝛽2, 𝛽3) for the regression model are listed.

• Standard Error. The intercept and slope's standard errors measure the precision of

the regression coefficients' estimates (analogous to the standard error of the mean).

The actual regression coefficients of the underlying population generally fall within

about two standard errors of the observed sample coefficients. These values are

used to compute t and confidence intervals for the regression.

• t Statistic. The t statistic tests the null hypothesis that the independent variable's

coefficient is zero; that is, the independent variable does not contribute to predicting

the dependent variable. t is the ratio of the regression coefficient to its standard

error, or

𝑡 =𝑟𝑒𝑔𝑟𝑒𝑠𝑠𝑖𝑜𝑛 𝑐𝑜𝑒𝑓𝑓𝑖𝑐𝑖𝑒𝑛𝑡

𝑠𝑡𝑎𝑛𝑑𝑒𝑟 𝑒𝑟𝑟𝑜𝑟 𝑜𝑓 𝑟𝑒𝑔𝑟𝑒𝑠𝑠𝑖𝑜𝑛 𝑐𝑜𝑒𝑓𝑓𝑖𝑒𝑛𝑡

The "large" t values conclude that the independent variable and can be used to

predict the dependent variable

• P-Value. P is the P-value calculated for t. The P-value is the probability of being

wrong in concluding a real association between the variables. The smaller the P-

value, the greater the probability that the independent variable can predict the

dependent variable. Traditionally, the independent variable can be used to predict

the dependent variable when P < 0.05.

136

The analysis of variance:

DF SS MS F P

Regression 3 6.929 2.310 43.830 <0.001

Residual 92 4.848 0.0527

Total 95 11.776 0.124

Where

• DF (Degrees of Freedom) represent the number of observations and variables in the

regression equation.

o The regression degrees of freedom is a measure of the number of

independent variables in the regression equation

o The residual degrees of freedom is a measure of the number of observations

less the number of terms in the equation

o The total degrees of freedom is a measure of total observations

• SS (Sum of Squares). The sum of squares are measures of variability of the

dependent variable.

o The sum of squares due to regression (𝑆𝑆𝑟𝑒𝑔 ) measures the difference of

the regression line from the mean of the dependent variable

o The residual sum of squares (𝑆𝑆𝑟𝑒𝑠 ) is a measure of the residuals' size,

which are the differences between the dependent variable's observed values

and the values predicted by the regression model.

o The total sum of squares (𝑆𝑆𝑡𝑜𝑡 ) is a measure of the overall variability of

the dependent variable about its mean value

137

• MS (Mean Square). The mean square provides two estimates of the population

variances. Comparing these variance estimates is the basis of the analysis of

variance.

The mean square regression is a measure of regression variation from the mean of

the dependent variable, or

𝑆𝑆𝑟𝑒𝑔

𝐷𝐹𝑟𝑒𝑔= 𝑀𝑆𝑟𝑒𝑔

• The residual mean square is a measure of the variation of the residuals about the

regression line, or

𝑆𝑆𝑟𝑒𝑠𝐷𝐹𝑟𝑒𝑠

= 𝑀𝑆𝑟𝑒𝑠

• F Statistic is a gauge of the contribution of the independent variable in predicting

the dependent variable. It is the ratio

𝑀𝑆𝑟𝑒𝑔

𝑀𝑆𝑟𝑒𝑠= 𝐹

If F is a large number, the independent variable contributes to the prediction of the

dependent variable. If the F ratio is around one, conclude that there is no association

between the variables

3.2.11.2 Empirical Equation Model

After plugging the coefficient from the report above, the regression model can be written

as

𝑉 = 7.13 × 10−4. 𝑣0.488. (

𝐴

𝑡)−0.479

. (𝑙

𝑤)0.637

3.5

138

From the equation above, the dominant variable in this equation is the aspect ratio (𝑙

𝑤) It

has a power of 0.637. According to the width variation results, the width does not have a major

impact on the signal. Therefore, most likely that length has a main effect on the signal output. The

velocity is the second dominant variable with a power of 0.49, which is very different from

equation 2.4, where the velocity has the power of 2. In that equation, the force is assumed to be

applied as a statistic force where the force applied in the experiment is dynamic as the output signal

is oscillating. The output signal has been transferred using the root mean square method to use the

signal's power as a useful signal. The dynamic force and the RMS value from equation 3.5,

resulting in velocity to be a function of power 0.49 (almost square root of velocity). More tests are

required to validate this assumption. Finally, the area to thickness ratio has a power of -0.479,

which means that the thickness is probational, and the area is inversely proportional to the signal

output.

To visuals the goodness of the model, the actual value collected from the experiment and

the data was predicted using the model of multi-linear regression were plotted ageist each other

139

Figure 3-49 shows the data and curve fit. With a closer look at the plot, there regains can

be identified. Voltage below 5.0 mV, the model has a sufficient prediction. The voltage between

5.0 mV and 10.0 mV the model predicts the values. Voltage above 10.0 mV, the model has a good

prediction of the values. The curve fit indicates the relationship between the two value is linear

with a slope of 1.21 and 𝑅2of 0.87. The slop shows that the model underpredicted the value of the

voltage by about 21%.

y = 1.2098x

R² = 0.8785

0

5

10

15

20

25

30

35

0 5 10 15 20 25

Act

ua

l V

olt

ag

e O

utp

ut

[mV

]

Predicted Voltage Output [mV]

V actual Linear (V actual)

Figure 3-49 Actual voltage output Vs. Predicted Voltage output

140

Chapter 4: Summary and Conclusions

4.1 Summary of the Results

In many literature applications, the piezoelectric effect produces a voltage that is captured

for energy harvesting applications. However, in this study, the voltage output is used for a different

purpose. A piezoelectric cantilever beam is placed in a flowing air stream and used to measure a

fluid's velocity. The piezoelectric is advantageous due to its potential durability at higher

temperatures and self-powered characteristics. This study has two phases to address the velocity

profile influence on the output voltage and the piezoelectric sensor's geometry effect.

Phase I has two different experimental setups with rectangular and circular cross-sections

to test the velocity profile's impact. The following summarizes the main findings from this study:

• The voltage increases non-linearly as the velocity is increased in the test sections of the

experimental setups for both piezoelectrics, which indicates that the piezoelectric voltage

output could be calibrated to correspond to different flow velocities.

• Due to the different cross-section setup, the corresponding velocity profiles produced

different voltage outputs even with the same amount of drag force applied on the sensor.

The slop on RTS is estimated to be 1.9 times higher than the slop on CTS.

• The maximum voltage output in RTS at the maximum effective velocity is 258.2 mV,

where it is 135.3 mV in CTS.

• The relationship between drag force/velocity and voltage produced by the sensor is

observed to be linear, indicating that this could be calibrated as a sensor

141

Phase II used eight piezoelectric specimens with the same cross-sectional area. These

piezoelectrics had varying thickness, width, and length to test geometry's effect on the sensor’s

voltage output. The following summarizes the main findings from this portion of the study:

• The Chemical Looping Reactor system at the National Energy Technology

Laboratory provided airflow to pass to the GTS experimental system. Four cases

were tested 0, 2.24, 4.85, and 7.56 m/s.

• Based on Phase I's findings, the voltage output was determined primarily depending

on the thickness of the piezoelectric, the velocity of the flow, aspect ratio, and area

to thickness ratio of the piezoelectric.

• A multi-linear regression analysis was used to determine the relationship between

the voltage and the other important factors. The following is the best-fit curve

equation that may be used to predict the sensor's voltage output. The equation has

an R2 value of 57%.

• This equation shows that although it was expected that velocity varies to the square,

velocity varies to the 0.488 power. Thus, the effect of drag force on the sensor is

not the only force, and there may be multiple factors influencing the effect of

velocity on the sensor. The other factors may include pressure distributions within

the system, material effects, and the sensor's oscillating behavior, resulting in a

variation to the square-root of the velocity.

𝑉 = 7.13 × 10−4. 𝑣0.488. (

𝐴

𝑡)−0.479

. (𝑙

𝑤)0.637

142

4.2 Conclusion

Based on the results found in this dissertation, the piezoelectric materials presented here

may be used as a flow sensor. The design tested in this study was a cantilever beam interacting

with the flow. The main factors that determined the voltage output in the order of importance were

aspect ratio, velocity, and thickness to area ratio. It is thought that dynamic loads applied to the

beam caused voltage variation with velocity to vary with a power of 0.5 instead of the original

squared power. The model had an error of 13% based on regression analysis and curve fit.

4.3 Future Work

The experiments performed in this study used essentially the same geometry and, thus, the

same drag coefficient, fluid density, and piezoelectric coefficient. the other variables could be

varied to check their impact on the signal output and develop a more inclusive equation. Therefore,

tests with a piezoelectric beam or other cross-section shapes such as circular, triangular could be

used. Furthermore, the variation of the piezoelectric coefficient with temperature may also be done

to determine the voltage signal's effect.

Another important factor that should be investigated is the lifetime of the sensing element.

Therefore, a fatigue analysis is needed to estimate the lifetime of the sensor. Also, the degradation

of the piezoelectric coefficient with time is needed to be estimated as well to evaluate how long

the sensor will provide an accurate signal without recalibration

143

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energy-facts/. [Accessed: 24-Sep-2020].

[2] A. Del Rosario, “Comparison of Energy Systems Using Life Cycle Assessment Officers of

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151

Appendix

Appendix A

Test Procedure

Setup connectivity

Ensure the physical configuration follows the diagram (System fluid schematic). First of

all, connect all equipment following the test procedure instructions and then set parameters before

testing. Also, follow the safety rules that describe the use of Safety glasses inside the lab and gloves

for manipulating the sensor

Following the Schematic diagram in chapter two, a 4-WIRE fan has power, ground, tach

signal, and a PWM input. The red wire (power) will be directly connected to the red port on the

power supplier and the blue wire (ground) to the power supplier's black port. All three devices are

connected to the ground and connected to the fan's negative wire connected to the power supplier's

black output, as showed. The power supplier used an Alligator Clip and Stacking Banana Plug for

both ports. Fan’s positive wire is connected directly to the positive output from the power supplier

PWM wire connected to the function generator output to control the duty cycles using a Test Lead

BNC Male to Test Clips wire. In this case, the Tachometer wire is connected to the first channel

on the oscilloscope using the Scope Clip Oscilloscope Probe cable. Two cable wires (positive and

negative wires) are connected to the piezoelectric ceramic, carefully making sure they are correctly

connected and not touching each other. Then they are connected to the corresponding Oscilloscope

channel to captured data. Cables used were a cable BNC Male to BNC Male cable and a BNC

Male cable to Test Clips wire. The piezoelectric fan, which has cables attached to it, just connected

the corresponding wires to the sensor and inserted it into the channel to process data.

152

Looking for the velocity profile, the anemometer and hotwire are portable devices and does

not require any connections. They are being placed at the same spot as the sensing element for

velocity measurements.

Instrumentation

1) Function generator

A function generator is set to a square wave function. Six blue buttons allow selecting the

output waveform parameters to control the fan’s duty cycles. The parameter value can be adjusted

with the numbered keys, arrow buttons, and the knob located in the front panel's upper-right corner

after selecting a parameter. The highlighted label corresponds to the parameter that is currently

selected, and its value will be shown on display. Adjust the Freq, Amplitude, Offset, Width, and

Duty Cycle parameters.

Table 0-1 Function generator parameters

Parameters Value Units

Frequency 2 kHz

Amplitude 2.5 V

Offset 1.25 V

High level 2.5 V

Low level 0 V

Amplitude and Offset softkeys toggle together to Hi-Level and Lo-Level, respectively.

Output button turns on the output voltage, which should be off to have a 100% duty cycle

2) Power supply

Power supplier is set to a nominal voltage of 24 V

153

3) DC Axial fan

After the fan turn on, it must be warmed up for 5 min to reach a steady-state

4) Oscilloscope configuration

A storage oscilloscope can capture a single event and display it continuously,

so the user can observe events that would otherwise appear too briefly to see directly

• To operate an oscilloscope, first, plug the electrical signal would like to view into one of

the oscilloscope’s inputs (channel one)

• Digital Oscilloscope is set to auto to display automatic calculations for the most efficient

display adjustment (changes will be made for different purposes)

• Click back on the menu to close Auto settings

• Click on CH1 (channel one) and set Coupling to DC, Bandwidth limit to “ON” status,

Probe x1 and digital filter must be off

• The vertical deflection is set to 100 mV

• The horizontal sweep is set to 10 seconds

• An oscilloscope's trigger function is essential to achieve precise signal characterization,

as it synchronizes the horizontal sweep of the oscilloscope to the appropriate point of the

signal. The trigger will be adjusted to stabilize repetitive waveforms as well as capture a

single-shot waveform. The trigger is set to the 50% button, which sets the trigger level to

the center of the signal

• Under standard menu bottoms, click on Acquire and make sure that Acquisition is set to

normal, sampling is on real-time, memory depth is set to long memory, and finally, sinx/x

is ‘ON.’

154

5) Testing

• During testing, all equipment should be on a table with no movement at all since it could

affect lectures on the oscilloscope

• After all, parameters are set and check, modified the necessary duty cycle for testing

• For multiple testing, 30 seconds is enough between each test to let the flow stabilize before

importing data

• A full duty cycle test consists on (20,30,40,50,60,70,80,100, and 20 %) and (2.5,5,10, and

15 m/s)

6) Post-test

• Connect a USB Flash Drive to the USB host of the oscilloscope

• Press the “Storage” button, and a menu appears on the right side of the screen

• Press the “Storage” button to select “Bit map” or ‘’ CSV’’. These files can be saved and

opened directly in Excel or other PC-based analysis tools.

• Data depth should be on maximum and Para Save set ‘ON’ to save the current oscilloscope

settings in a different format with the same file name

• Press the “External” button, and a new menu appears on the screen.

155

Press the “New File” button, and a new menu appears on the screen. Use the Multi-function

knob on the oscilloscope to name the file and press “Ok” to save the file to the USB Flash Drive

as a bit map file or CSV file. Saving to an external USB may take some time.

Saving data from the oscilloscope

156

Appendix B

Safety Considerations

Personal protective equipment (PPE) will be used at all times and for the following phases

of the experiments: Test Setup Buildup, Hardware Installation, and general test operations.

Personal Protective Equipment

Eyes Safety glasses shall be worn at all times when inside the lab

Feet Closed-toe shoes (steel toe) shall be worn at all times when inside the lab

Body Lab coats shall be worn at all times inside the lab

Ears Ear protection shall be worn by technicians inside the bunker when a loud noise is

occurred at the lab (above 15 dB)

157

Appendix C

Hazard Analysis

LEAD ZIRCONATE TITANATE (PZT) PIEZO CERAMIC

1) Identification:

Product type: Lead Zirconate Titanate (PZT)

Chemical Family: Ceramic Materials

Formula: Proprietary

Table 0-2 PZT Hazardous material

Hazardous Components Material %

Lead Oxide 55-72

Zirconium Oxide 4-25

Titanium Oxide 4-15

2) Physical Data:

Form: Solid Ceramic Material

Appearance: Yellow – White - Silver

Odor: None

Solubility in Water: Insoluble

3) Hazards/Reactivity:

Instability: This product is ordinarily stable

Incompatibility: None

Polymerization: This product does not normally polymerize significantly.

158

4) Fire & Explosion Data:

Flash Point: None; a solid material

Fire & Explosion Hazards: None, nonflammable

5) Health Hazard Information:

Solid Lead Zirconate Titanate (PZT) ceramic materials are generally non-hazardous, but

toxic dust may be generated by breaking it or machining processes. The primary route of entry is

either by inhalation or ingestion. This material can be in the form of a powder or solid. If inhaled

or ingested, the toxicology of lead predominates. These hazards include the potential for damage

to the kidneys, blood-forming organs, the reproductive system, and the nervous system. Ingestion

can cause vomiting, diarrhea, nausea, and abdominal pain. Inhalation may irritate the nose and

throat, cough, dyspnea, chest pains, fever, and chills. PZT ceramics contain Lead, which is a known

carcinogen.

6) Material Safety Data Sheet (MSDS)

Piezoceramic Material Acute lead poisoning can lead to acute encephalopathy, which may

rapidly develop into seizures, coma, and, eventually, death.

7) Exposure Limits:

Table 0-3 PZT exposure limits

Material Name OSHA PEL (mg/m3) ACGIH TLV (mg/m3)

159

Lead 0.05 0.05

Zirconium Oxide 5.0 5.0

Titanium Oxide 15.0 (Total dust) 10

8) First Aid Instructions:

Ingestion: If conscious, induce vomiting.

Inhalation: Remove to fresh air and if breathing is difficult, give oxygen.

Skin Contact: Wash thoroughly.

Eye Contact: Flush with plenty of water for 15 minutes.

In all cases, seek appropriate medical advice & treatment.

9) Personal Protection Information:

Respiratory Protection: Selection of a suitable respirator will depend on the contaminant(s)

properties and their actual or expected air concentration(s) versus applicable limits. Gloves: Gloves

should be used when the possibility of skin contact exists. A special glove and glove material's

suitability should be determined as part of an overall glove personal protection program.

Considerations should include chemical breakthrough time, permeation rate; abrasion, cut and

puncture resistance; and duration of contact, etc. Recommended glove material: Latex.

Other personal protection practices: Appropriate eye protection such as safety glasses

should be used where the possibility of eye contact exists. Protective outer clothing should be used

where the possibility of body contact exists. Contaminated work clothing should not be allowed

out of the workplace. Smoking or consuming food or beverages should be prohibited where the

material is handled or stored after handling this material, washing hands thoroughly before leaving

the work area.

160

Additional Engineering Controls: Local exhaust ventilation is recommended where

airborne dust or powder is generated. Work practices and training may be required depending on

the exposure level. Many of these points are discussed in the OSHA Respiratory Protection

Standard

(29 CFR 1910.134), the OSHA Hazard Communication Standard (29 CFR 1910.1200) and

the OSHA Lead Standard (29 CFR 910.1025).

10) Disposal Information:

Contaminated items: Empty product containers, contaminated clothing and cleaning

materials, etc., should be considered hazardous until decontaminated or adequately disposed of.

Dispose of waste by federal, state, and local regulations. It is typically defined as a hazardous

waste by EPA.

11) Storage Information:

Store in tightly closed containers—label with the name of contents.

12) Fan’s Safety Regulations

Pay attention to the following warnings to avoid risk to persons or malfunctioning. The

following risk ratings are used in this operating manual to denote potential risk situations and

important safety instructions:

161

Hazard

classification

of warning

notices

DANGER WARNING CAUTION SOLUTION

Basic safety

regulations N/A

Impermissible

high load N/A

Stop the product

immediately after

impermissible loading

(e.g., impact, heat,

overvoltage).

Electrical

voltage and

current

Electrical

voltage N/A N/A

Regularly check the

electrical equipment

of the product.

Eliminate immediately

loose connections and

defective cables.

Electrical voltage

Only connect the

product to current

circuits that can be

switched off by a

switch (all poles

disconnected). When

working on the

product, secure the

system/machine in

which the product is

installed against

switching on again

Electrical

voltage

at motor

N/A N/A

Wait five minutes after

the voltage (all poles)

has been switched off

162

before opening the

product

Safety and

protective

functions

We were

missing safety

devices and

faulty

protective

equipment.

N/A N/A

Without protective

equipment, severe

injuries can occur, e.g.,

by taking hold of the

rotating equipment.

Operate the product

with protection guards

only.

Electromagnetic

radiation N/A N/A

Electromagnetic

compatibility (EMC)

may affect the system

integration of the

product due to

interaction. Ensure the

electromagnetic

compatibility of the

entire system.

Moving parts

DANGER Self-

starting

product

N/A N/A

If the voltage is

applied, the motor

automatically restarts

after a mains failure or

when blocking has

been eliminated. Do

not stand in the danger

zone of the product.

Switch off the mains

voltage when working

on the product and

secure against

switching on again.

DANGER

impeller

Rotating

N/A N/A

Contact with the

impeller may result in

injuries. Before

starting the product,

ensure that it is

securely fixed and that

163

the guards are in

place.

N/A High risk of fire

spreading

High risk of fire

spreading. It can cause

the fire to spread.

Never direct the

airflow

(intake/exhaust side)

at a potential source of

the fire.

Blocking routes

of escape N/A N/A

The product can create

dangerously high

pressure. When

operating the product,

ensure that there are

adequate supply and

exhaust air.

N/A

Parts

transported

by the

airflow

N/A

The product can

transport small parts in

the airflow and

catapult them out.

Ensure that there are

no loose small- Parts

in the intake and

exhaust area. Do not

stand in the danger

zone of the product.

N/A Rotating fan N/A Long hair, loose-fitting

garments, and jewelry

can be caught and

pulled into the

product—risk of

injury. Do not wear

loose-fitting garments

or jewelry when

164

working on moving

parts.

Protect long hair by

wearing a hairnet.

Hot surface N/A High temperature

at

motor housing.

Risk of burns

Hazard classification

of warning notices

Emissions Acoustic alarms

can be

overheard.

N/A N/A Alarm signals can be

overheard. Take

technical protective

measures, e.g., visual

warnings.

N/A A noise

pressure level

higher than

70dB(A) is

possible

depending on

the

installation

and operating

conditions.

N/A Risk of deafness due to

noise. Take technical

protective measures.

Provide operating

personnel with

protective equipment,

e.g., ear protection.

Connection

commissioning

N/A N/A Risk of

cutting/squashing

when removing

the product from

Grasp the housing and

lift the product

carefully out of the

packaging. Avoid

165

the packaging

and

during mounting.

impact. Wear safety

boots and cut-resistant

gloves.

N/A N/A Risk of damage to

electronic

components.

Use ESD protective

equipment when

mounting.

Compliance

with the

electrical

installation

regulations

N/A Observe the

connection regulations

that are valid in your

country. (e.g., fusing,

GFCI)

13) Transport

Only transport the product in its original packaging. Secure during transport. The vibration

values, temperature, and climate ranges should not be exceeded during transport.

14) Storage

Store the product in a dry and clean environment that is well protected. If the product is

not operated for a more extended period, we recommend running it for approx. 15 minutes annually

to move the motor bearings.

15) Intended use includes:

• Operating the product with all protective equipment

• Do not put the product into operation before it has been installed in the customer's

application

• Observation of the operating manual

166

The product is intended for use in private rooms with controlled temperature and controlled

humidity. Direct exposure to water must be avoided—pollution degree 1 (according to DIN EN

60664-1). There is either no pollution, and it occurs only dry non-conductive pollution. The

pollution has no negative impact.

16) Ambient conditions

Ambient conditions

Permitted ambient temperature

Transport and storage Operation

-40 °C ... 80 °C -20 °C ... 75 °C

17) Voltage control

Speed control via the supply voltage is only permitted within the stipulated supply

voltage range. Before connecting the product, ensure that the supply voltage corresponds

with the product voltage. Check whether the data on the nameplate corresponds with the

interface data. Only use cables that are designed for the current on the nameplate and the

corresponding ambient conditions.

167

Appendix D

SigmaPlot Curve Fitting

To do the curve fit using SigmaPlot, a regression wizard function through the following steps are

used

• Select the equation to use

• Select the variables to fit

• View fit results

• Set numeric output option

• Set graph options

• Selecting columns for graph data

• Finish the regression

Assumption Checking

Select the Assumption Checking tab from the Report Options for Nonlinear Regression to

view the Normality, Constant Variance, and Durbin-Watson options. These options test your data

for its suitability for regression analysis by checking three assumptions that a linear regression

makes about the data. A nonlinear regression assumes:

• That the source population is normally distributed about the regression.

• The dependent variable in the source population is constant regardless of the independent

variable's value (s).

• That the residuals are independent of each other.

All assumption checking options are selected by default. Only disable these options if you

are confident that the data was sampled from normal populations with constant variance and that

the residuals are independent of each other.

Normality Testing.

SigmaPlot uses the Kolmogorov-Smirnov test to test for a normally distributed population.

Constant Variance Testing.

168

SigmaPlot tests for a constant variance by computing the Spearman rank correlation

between the residuals' absolute values and the dependent variable's observed value. When this

correlation is significant, the constant variance assumption may be violated. It would be best to

consider trying a different model (for example, one that more closely follows the data pattern) or

transforming one or more independent variables to stabilize the variance.

P Values for Normality and Constant Variance.

The P-value determines the probability of being incorrect in concluding that the data is not

normally distributed (P-value is the risk of falsely rejecting the null hypothesis that the data is

normally distributed). If the P computed by the test is greater than the P set here, the test passes.

To require stricter adherence to normality and constant variance, increase the P-value.

Because the parametric statistical methods are robust in detecting the assumptions, the suggested

value in SigmaPlot is 0.05. Larger values of P (for example, 0.10) require less evidence to conclude

that the residuals are not normally distributed, or the constant variance assumption is violated. To

relax the normality and constant variance requirement, decrease P. Requiring smaller values of P

to reject the normality assumption means that you are willing to accept more significant deviations

from the theoretical normal distribution before you flag the data non-normal. For example, a P-

value of 0.01 for the normality test requires more significant deviations from normality to flag the

data as non-normal than a value of 0.05.

Note: Although the assumption tests are robust in detecting data from non-normal

populations or with non-constant variances, there are extreme conditions of data distribution that

these tests cannot detect; however, these conditions should be easily detected by visually

examining the data without resorting to the automatic assumption tests.

169

Fit Results

The initial results are displayed in the results window, in five columns.

• Parameter. The parameter names are shown in the first column. These parameters are

derived from the original equation.

• Value. The calculated parameter values are shown in the second column.

• StdErr. The asymptotic standard errors of the parameters are displayed in column three.

The standard errors and coefficients of variation can be used as a gauge of the fitted curve's

accuracy.

• CV (%). The parameter coefficients of variation, expressed as a percentage, are displayed

in column four. This is the normalized version of the standard errors:

𝐶𝑉 =𝑆𝑡𝑎𝑛𝑑𝑎𝑟𝑑 𝑒𝑟𝑟𝑜𝑟 × 100

𝑃𝑎𝑟𝑎𝑚𝑎𝑡𝑒𝑟 𝑣𝑎𝑙𝑢𝑒

The coefficient of variation values and standard errors can gauge the accuracy of the fitted curve.

• Dependency. The last column shows the parameter dependencies. The dependence of a

parameter is defined to be

𝐷𝑒𝑝𝑒𝑛𝑑𝑒𝑛𝑐𝑒 = 1 −𝑣𝑎𝑟𝑖𝑎𝑛𝑐𝑒 𝑜𝑓 𝑝𝑎𝑟𝑎𝑚𝑒𝑡𝑒𝑟, 𝑜𝑡ℎ𝑒𝑟 𝑝𝑎𝑟𝑎𝑚𝑒𝑡𝑒𝑟𝑠 𝑐𝑜𝑛𝑠𝑡𝑎𝑛𝑡

𝑣𝑎𝑟𝑖𝑎𝑛𝑐𝑒 𝑜𝑓 𝑡ℎ𝑒 𝑝𝑎𝑟𝑎𝑚𝑒𝑡𝑒𝑟, 𝑜𝑡ℎ𝑒𝑟 𝑝𝑎𝑟𝑎𝑚𝑒𝑡𝑒𝑟𝑠 𝑐ℎ𝑎𝑛𝑔𝑖𝑛𝑔

Parameters with dependencies near 1 are strongly dependent on one another. This may indicate

that the equation(s) used are too complicated and over-parameterized—too many parameters are

being used, and using a model with fewer parameters may be better.

170

Residuals

Click the Residuals tab in the Report Options for Nonlinear Regression dialog box to view

the Predicted Values, Raw, Standardized, Studentized, Studentized Deleted, and Report Flagged

Values Only options.

Studentized Residuals.

Studentized residuals scale the standardized residuals by considering the regression line is

greater precision near the middle of the data versus the extremes. The Studentized residuals tend

to be distributed according to the Student t distribution so that the t distribution can define "large"

values of the Studentized residuals. SigmaPlot automatically flags data points with "large" values

of the Studentized residuals, for example, outlying data points; the suggested data points flagged

lie outside the 95% confidence interval for the regression population.

To include studentized residuals in the report, make sure this check box is selected. Click

the selected check box if you do not want to include studentized residuals in the worksheet.

Studentized Deleted Residuals.

Studentized deleted residuals are similar to the Studentized residual, except that the

residual values are obtained by computing the regression equation without using the data point in

question.

To include Studentized deleted residuals in the report,

make sure this check box is selected. Click the selected check box if you do not want to

include Studentized deleted residuals in the worksheet.

SigmaPlot can automatically flag data points with "large" values of the Studentized deleted

residual, for example, outlying data points; the suggested data points flagged lie outside the 95%

confidence interval for the regression population.

171

Note: Both Studentized and Studentized deleted residuals use the same confidence interval

setting to determine outlying points.

Raw Residuals.

The raw residuals are the differences between the predicted and observed values of the

dependent variables. To include raw residuals in the report, make sure this check box is selected.

Click the selected check box if you do not want to include raw residuals in the worksheet.

To assign the raw residuals to a worksheet column, select the number of the desired column

from the corresponding drop-down list. If you select none from the drop-down list and the Raw

check box is selected, the report's values are not assigned to the worksheet.

Predicted Values.

Use this option to calculate the dependent variable's predicted value for each observed

value of the independent variable(s), then save the results to the worksheet. Click the selected

check box if you do not want to include raw residuals in the worksheet.

To assign predicted values to a worksheet column, select the worksheet column you want

to save the predicted values from the corresponding drop-down list. If you select none and the

Predicted Values check box is selected, the report's values are not assigned to the worksheet.

Standardized Residuals.

The standardized residual is the residual divided by the standard error of the

estimate. The residuals' standard error is the standard deviation of the residuals and

variability around the regression line. To include standardized residuals in the report, make

sure this check box is selected. Click the selected check box if you do not want to include

raw residuals in the worksheet.

172

Flag Values

SigmaPlot automatically flags data points lying outside of the confidence interval

specified in the corresponding box. These data points are considered to have "large" standardized

residuals, for example, outlying data points. You can change which data points are flagged by

editing the Flag Values > edit box. The suggested residual value is 2.5.

Report Flagged Values Only.

To include only the flagged standardized and Studentized deleted residuals in the report,

make sure the Report Flagged Values Only check box is selected. Clear this option to include all

standardized and Studentized residuals in the report.

More Statistics

Click the More Statistics tab in the Report Options for Nonlinear Regression dialog box to

view options for Confidence and Prediction Intervals and PRESS Prediction Error.

Confidence Intervals.

You can set the confidence interval for the population, regression, or both and then save

them to the worksheet.

• Prediction Interval. The confidence interval for the population gives the range of values that define the region

that contains the population from which the observations were drawn. To include confidence intervals for the report

population, make sure the Population check box is selected. Click the selected check box if you do not want to include

the report population's confidence intervals.

• Confidence Interval. The regression line's confidence interval gives the range of values that defines the region

containing the genuine mean relationship between the dependent and independent variables.

173

To include confidence intervals for the regression in the report,

make sure the Regression check box is selected, then specify a confidence level by entering

a value in the percentage box. The confidence level can be any value from 1 to 99. The suggested

confidence level for all intervals is 95%.

Click the selected check box if you do not want to include the report population's

confidence intervals. Click the selected check box if you do not want to include the report

population's confidence intervals.

They are saving Confidence Intervals to the Worksheet. To save the confidence intervals

to the worksheet, select the column number of the first column you want to save the intervals from

the Starting in Column drop-down list. The selected intervals are saved to the worksheet, starting

with the specified column and successive columns.

PRESS Prediction Error.

The PRESS Prediction Error is a measure of how well the regression equation fits the data.

Leave this check box selected to evaluate the fit of the equation using the PRESS statistic. Click

the selected check box if you do not want to include the PRESS statistic in the report.

AICc -- Akaike Information Criterion. The Akaike Information Criterion provides a method

for measuring the relative performance in fitting a regression model to a given set of data.

Other Diagnostics

Click the Other Diagnostics tab in the Report Options for Nonlinear Regression dialog box

to view options Influence, DFFITS, leverage, Cook's Distance, and power.

Influence.

Influence options automatically detect instances of significant data points. Most influential

points are data points outliers; that is, they do not "line up" with the rest of the data points. These

174

points can have a potentially disproportionately strong influence on the calculation of the

regression line. You can use several influence tests to identify and quantify influential points.

DFFITS.

DFFITS is the number of estimated standard errors that the predicted value changes for the

ith data point when removed from the data set. It is another measure of the influence of a data point

on the prediction used to compute the regression coefficients.

Predicted values that change by more than two standard errors when the data point is

removed are considered influential.

Select DFFITS to compute this value for all points and flag influential points, for example,

those with DFFITS greater than the value specified in the Flag Values > edit box. The suggested

value is 2.0 standard errors, which indicates that the point has a strong influence on the data. To

avoid flagging more influential points, increase this value to influential flagless points.

Leverage.

Leverage is used to identify the potential influence of a point on the results of the regression

equation. Leverage depends only on the value of the independent variable(s). Observations with

high leverage tend to be at the extremes of the independent variables. Small changes in the

independent variables can have large effects on the predicted values of the dependent variable.

Select Leverage to compute the leverage for each point and automatically flag potentially

influential points; for example, those points that could have leverages greater than the specified

value times the expected leverage. The suggested value is 2.0 times the expected leverage for the

regression. To avoid flagging more potentially influential points, increase this value; to flag points

with less potential influence, lower this value.

175

Cook's Distance.

Cook's distance is a measure of how great an effect each point has on the estimates of the

regression equation's parameters. Cook's distance assesses how much the regression coefficients'

values change if a point is deleted from the analysis. Cook's distance depends on both the values

of the independent and dependent variables.

Select Cook's Distance to compute this value for all points and flag influential points, for

example, those with a Cook's distance more significant than the specified value. The suggested

value is 4.0. Cook's distances above 1 indicate that a point is possibly influential. Cook's distances

exceeding 4 indicate that the point has a significant effect on parameter estimates' values. To avoid

flagging more influential points, increase this value: to influential flagless points, lower this value.

Power.

The power of regression is the power to detect the observed relationship in the data. The

alpha is the acceptable probability of incorrectly concluding there is a relationship.

Select Power to compute the power for the linear regression data. Change the alpha value

by editing the number in the Alpha Value edit box. The suggested value is α = 0.05. This indicates

that a one in twenty chance of error is acceptable or that you are willing to conclude a significant

relationship when P < 0.05.

Report Flagged Values Only.

Only include only the influential points flagged by the report's influential point tests; select

Report Flagged Values Only. Clear this option to include all influential points in the report.

176

Rsqr

R2 is the coefficient of determination, the most common measure of how well a regression

model describes the data. The closer R2 is to one, the better the independent variables predict the

dependent variable.

R2 equals 0 when the independent variable's values do not predict the dependent variables

and equal 1 when you can correctly predict the dependent variables from the independent variables.

Sigmoid Function

A sigmoid function is a mathematical function having a characteristic "S"-shaped curve or

sigmoid curve. It is a bounded, differentiable, real function defined for all real input values and

has a non-negative derivative at each point and precisely one inflection point. A typical example

of a sigmoid function is the logistic function shown in the first figure and defined by the formula.

In general, a sigmoid function is monotonic and has a first derivative, which is bell-shaped.

Conversely, the integral of any continuous, non-negative, bell-shaped function (with one local

maximum and no local minimum, unless degenerate) will be sigmoidal. Thus the cumulative

distribution functions for many standard probability distributions are sigmoidal. One such example

is the error function related to the cumulative distribution function of a normal distribution.

Many natural processes, such as those of complex system learning curves, exhibit a

progression from small beginnings that accelerates and approaches a climax over time. When a

specific mathematical model is lacking, a sigmoid function is often used.

177

Appendix E

SigmaPlot Reports for Curve Fitting

Piezo-A Report

Nonlinear Regression

Data Source: Piezo-A

Equation: Sigmoidal, Sigmoid, 4 Parameter

𝑓 = 𝑦0 +𝑎

1 + 𝑒−(𝑥−𝑥0𝑏

)

R Rsqr Adj Rsqr Standard Error of Estimate

0.975 0.950 0.933 0.238

CoefficientStd. Error t P

a 2.996 0.851 3.519 0.0065

b 0.029 0.013 2.232 0.0525

x0 0.070 0.011 6.342 0.0001

y0 0.746 0.540 1.383 0.2001

Analysis of Variance:

DF SS MS

Regression4 87.291 21.823

Residual 9 0.511 0.057

Total 13 87.803 6.754

Corrected for the mean of the observations:

DF SS MS

Regression3 9.654 3.218

Residual 9 0.511 0.057

Total 12 10.165 0.847

Statistical Tests:

Normality Test (Shapiro-Wilk) Passed (P = 0.5330)

W Statistic= 0.9456 Significance Level = 0.0500

Constant Variance Test (Spearman Rank Correlation) Passed (P = 0.3516)

178

Fit Equation Description:

[Variables]

x = col(22)

y = col(23)

reciprocal_y = 1/abs(y)

reciprocal_ysquare = 1/y^2

reciprocal_x = 1/abs(x)

reciprocal_xsquare = 1/x^2

reciprocal_pred = 1/abs(f)

reciprocal_predsqr = 1/f^2

weight_Cauchy = 1/(1+4*(y-f)^2)

[Parameters]

a = 5 ' previous: 2.99641

b = 0.0444179 ' previous: 0.0287865

x0 = 0.127955 ' previous: 0.0702089

y0 = 1.84026 ' previous: 0.746203

[Equation]

f = y0+a/(1+exp(-(x-x0)/b))

fit f to y

''fit f to y with weight reciprocal_pred

''fit f to y with weight reciprocal_y

''fit f to y with weight reciprocal_ysquare

''fit f to y with weight reciprocal_x

''fit f to y with weight reciprocal_xsquare

''fit f to y with weight reciprocal_predsqr

[Constraints]

y0>0

a<3

[Options]

tolerance=1e-10

stepsize=1

iterations=1000

Number of Iterations Performed = 11

179

Piezo-B Report

Nonlinear Regression

Data Source: Piezo-B

Equation: Sigmoidal, Sigmoid, 4 Parameter

𝑓 = 𝑦0 +𝑎

1 + 𝑒−(𝑥−𝑥0𝑏

)

R Rsqr Adj Rsqr Standard Error of Estimate

0.905 0.819 0.758 0.539

CoefficientStd. Error t P

a 2.209 0.748 2.954 0.0161

b 0.011 0.026 0.419 0.6848

x0 0.079 0.021 3.736 0.0047

y0 2.553 0.552 4.625 0.0012

Analysis of Variance:

DF SS MS

Regression4 179.580 44.895

Residual 9 2.618 0.291

Total 13 182.198 14.015

Corrected for the mean of the observations:

DF SS MS

Regression3 11.829 3.943

Residual 9 2.618 0.291

Total 12 14.447 1.204

Statistical Tests:

Normality Test (Shapiro-Wilk) Failed (P = 0.0018)

W Statistic= 0.7495 Significance Level = 0.0500

Constant Variance Test (Spearman Rank Correlation) Passed (P = 0.4809)

180

Fit Equation Description:

[Variables]

x = col(22)

y = col(23)

reciprocal_y = 1/abs(y)

reciprocal_ysquare = 1/y^2

reciprocal_x = 1/abs(x)

reciprocal_xsquare = 1/x^2

reciprocal_pred = 1/abs(f)

reciprocal_predsqr = 1/f^2

weight_Cauchy = 1/(1+4*(y-f)^2)

[Parameters]

a = max(y)-min(y) ''Auto previous: 2.20881

b = if(xwtr(x,y-min(y),.5)<>0, xwtr(x,y-min(y),.5)/4, 1) ''Auto previous: 0.010873

x0 = x50(x,y-min(y),.5) ''Auto previous: 0.0789339

y0 = min(y) ''Auto previous: 2.55263

[Equation]

f = y0+a/(1+exp(-(x-x0)/b))

fit f to y

''fit f to y with weight reciprocal_y

''fit f to y with weight reciprocal_ysquare

''fit f to y with weight reciprocal_x

''fit f to y with weight reciprocal_xsquare

''fit f to y with weight reciprocal_pred

''fit f to y with weight reciprocal_predsqr

''fit f to y with weight weight_Cauchy

[Constraints]

y0>0

[Options]

tolerance=1e-10

stepsize=1

iterations=200

Number of Iterations Performed = 9

181

Piezo-C Report

Nonlinear Regression

Data Source: Piezo-C

Equation: Sigmoidal, Sigmoid, 4 Parameter

𝑓 = 𝑦0 +𝑎

1 + 𝑒−(𝑥−𝑥0𝑏

)

R Rsqr Adj Rsqr Standard Error of Estimate

0.988 0.976 0.968 0.131

CoefficientStd. Error t P

a 1.953 0.823 2.375 0.0416

b 0.016 0.014 1.189 0.2650

x0 0.104 0.019 5.456 0.0004

y0 1.899 0.106 17.994 <0.0001

Analysis of Variance:

DF SS MS

Regression4 94.320 23.580

Residual 9 0.155 0.017

Total 13 94.474 7.267

Corrected for the mean of the observations:

DF SS MS

Regression3 6.226 2.075

Residual 9 0.155 0.017

Total 12 6.381 0.532

Statistical Tests:

Normality Test (Shapiro-Wilk) Passed (P = 0.5689)

W Statistic= 0.9480 Significance Level = 0.0500

Constant Variance Test (Spearman Rank Correlation) Passed (P = 0.7784)

182

Fit Equation Description:

[Variables]

x = col(22)

y = col(23)

reciprocal_y = 1/abs(y)

reciprocal_ysquare = 1/y^2

reciprocal_x = 1/abs(x)

reciprocal_xsquare = 1/x^2

reciprocal_pred = 1/abs(f)

reciprocal_predsqr = 1/f^2

weight_Cauchy = 1/(1+4*(y-f)^2)

[Parameters]

a = max(y)-min(y) ''Auto previous: 1.95334

b = if(xwtr(x,y-min(y),.5)<>0, xwtr(x,y-min(y),.5)/4, 1) ''Auto previous: 0.0164483

x0 = x50(x,y-min(y),.5) ''Auto previous: 0.103582

y0 = min(y) ''Auto previous: 1.89879

[Equation]

f = y0+a/(1+exp(-(x-x0)/b))

fit f to y

''fit f to y with weight reciprocal_y

''fit f to y with weight reciprocal_ysquare

''fit f to y with weight reciprocal_x

''fit f to y with weight reciprocal_xsquare

''fit f to y with weight reciprocal_pred

''fit f to y with weight reciprocal_predsqr

''fit f to y with weight weight_Cauchy

[Constraints]

y0>0

[Options]

tolerance=1e-10

stepsize=1

iterations=200

Number of Iterations Performed = 11

183

Piezo-D Report

Nonlinear Regression

Data Source: Piezo-C

Equation: Sigmoidal, Sigmoid, 4 Parameter

𝑓 = 𝑦0 +𝑎

1 + 𝑒−(𝑥−𝑥0𝑏

)

R Rsqr Adj Rsqr Standard Error of Estimate

0.991 0.983 0.977 0.213

CoefficientStd. Error t P

a 4.723 1.672 2.825 0.0199

b 0.028 0.014 2.005 0.0760

x0 0.100 0.015 6.833 <0.0001

y0 2.758 0.415 6.651 <0.0001

Analysis of Variance:

DF SS MS

Regression4 302.045 75.511

Residual 9 0.407 0.045

Total 13 302.452 23.266

Corrected for the mean of the observations:

DF SS MS

Regression3 23.467 7.822

Residual 9 0.407 0.045

Total 12 23.874 1.990

Statistical Tests:

Normality Test (Shapiro-Wilk) Passed (P = 0.6343)

W Statistic= 0.9524 Significance Level = 0.0500

Constant Variance Test (Spearman Rank Correlation) Passed (P = 0.6425)

184

Fit Equation Description:

[Variables]

x = col(22)

y = col(23)

reciprocal_y = 1/abs(y)

reciprocal_ysquare = 1/y^2

reciprocal_x = 1/abs(x)

reciprocal_xsquare = 1/x^2

reciprocal_pred = 1/abs(f)

reciprocal_predsqr = 1/f^2

weight_Cauchy = 1/(1+4*(y-f)^2)

[Parameters]

a = max(y)-min(y) ''Auto previous: 4.72262

b = if(xwtr(x,y-min(y),.5)<>0, xwtr(x,y-min(y),.5)/4, 1) ''Auto previous: 0.0282459

x0 = x50(x,y-min(y),.5) ''Auto previous: 0.0996556

y0 = min(y) ''Auto previous: 2.7577

[Equation]

f = y0+a/(1+exp(-(x-x0)/b))

fit f to y

''fit f to y with weight reciprocal_y

''fit f to y with weight reciprocal_ysquare

''fit f to y with weight reciprocal_x

''fit f to y with weight reciprocal_xsquare

''fit f to y with weight reciprocal_pred

''fit f to y with weight reciprocal_predsqr

''fit f to y with weight weight_Cauchy

[Constraints]

y0>0

[Options]

tolerance=1e-10

stepsize=1

iterations=200

Number of Iterations Performed = 11

185

Piezo-E Report

Nonlinear Regression

Data Source: Piezo-C

Equation: Sigmoidal, Sigmoid, 4 Parameter

𝑓 = 𝑦0 +𝑎

1 + 𝑒−(𝑥−𝑥0𝑏

)

R Rsqr Adj Rsqr Standard Error of Estimate

0.990 0.980 0.969 0.851

CoefficientStd. Error t P

a 20.056 6.012 3.336 0.0157

b 0.037 0.014 2.559 0.0430

x0 0.055 0.013 4.088 0.0064

y0 7.472E-0094.228 1.767E-009 1.0000

Analysis of Variance:

DF SS MS

Regression4 1654.075 413.519

Residual 6 4.350 0.725

Total 10 1658.425 165.842

Corrected for the mean of the observations:

DF SS MS

Regression3 209.199 69.733

Residual 6 4.350 0.725

Total 9 213.549 23.728

Statistical Tests:

Normality Test (Shapiro-Wilk) Passed (P = 0.7568)

W Statistic= 0.9575 Significance Level = 0.0500

Constant Variance Test (Spearman Rank Correlation) Passed (P = 0.3090)

186

Fit Equation Description:

[Variables]

x = col(22)

y = col(23)

reciprocal_y = 1/abs(y)

reciprocal_ysquare = 1/y^2

reciprocal_x = 1/abs(x)

reciprocal_xsquare = 1/x^2

reciprocal_pred = 1/abs(f)

reciprocal_predsqr = 1/f^2

weight_Cauchy = 1/(1+4*(y-f)^2)

[Parameters]

a = max(y)-min(y) ''Auto previous: 20.056

b = if(xwtr(x,y-min(y),.5)<>0, xwtr(x,y-min(y),.5)/4, 1) ''Auto previous: 0.0367937

x0 = x50(x,y-min(y),.5) ''Auto previous: 0.0547703

y0 = min(y) ''Auto previous: 7.47235e-009

[Equation]

f = y0+a/(1+exp(-(x-x0)/b))

fit f to y

''fit f to y with weight reciprocal_y

''fit f to y with weight reciprocal_ysquare

''fit f to y with weight reciprocal_x

''fit f to y with weight reciprocal_xsquare

''fit f to y with weight reciprocal_pred

''fit f to y with weight reciprocal_predsqr

''fit f to y with weight weight_Cauchy

[Constraints]

y0>0

[Options]

tolerance=1e-10

stepsize=1

iterations=200

Number of Iterations Performed = 10

187

Piezo-F Report

Nonlinear Regression

Data Source: Piezo-C

Equation: Sigmoidal, Sigmoid, 4 Parameter

𝑓 = 𝑦0 +𝑎

1 + 𝑒−(𝑥−𝑥0𝑏

)

R Rsqr Adj Rsqr Standard Error of Estimate

0.993 0.987 0.983 0.154

CoefficientStd. Error t P

a 3.751 0.378 9.932 <0.0001

b 0.023 0.004 6.322 0.0001

x0 0.050 0.005 10.616 <0.0001

y0 0.749 0.317 2.363 0.0424

Analysis of Variance:

DF SS MS

Regression4 158.390 39.598

Residual 9 0.213 0.024

Total 13 158.603 12.200

Corrected for the mean of the observations:

DF SS MS

Regression3 16.020 5.340

Residual 9 0.213 0.024

Total 12 16.232 1.353

Statistical Tests:

Normality Test (Shapiro-Wilk) Passed (P = 0.7670)

W Statistic= 0.9609 Significance Level = 0.0500

Constant Variance Test (Spearman Rank Correlation) Passed (P = 0.3616)

188

Fit Equation Description:

[Variables]

x = col(22)

y = col(23)

reciprocal_y = 1/abs(y)

reciprocal_ysquare = 1/y^2

reciprocal_x = 1/abs(x)

reciprocal_xsquare = 1/x^2

reciprocal_pred = 1/abs(f)

reciprocal_predsqr = 1/f^2

weight_Cauchy = 1/(1+4*(y-f)^2)

[Parameters]

a = max(y)-min(y) ''Auto previous: 3.75068

b = if(xwtr(x,y-min(y),.5)<>0, xwtr(x,y-min(y),.5)/4, 1) ''Auto previous: 0.0228536

x0 = x50(x,y-min(y),.5) ''Auto previous: 0.0501531

y0 = min(y) ''Auto previous: 0.74901

[Equation]

f = y0+a/(1+exp(-(x-x0)/b))

fit f to y

''fit f to y with weight reciprocal_y

''fit f to y with weight reciprocal_ysquare

''fit f to y with weight reciprocal_x

''fit f to y with weight reciprocal_xsquare

''fit f to y with weight reciprocal_pred

''fit f to y with weight reciprocal_predsqr

''fit f to y with weight weight_Cauchy

[Constraints]

y0>0

[Options]

tolerance=1e-10

stepsize=1

iterations=200

Number of Iterations Performed = 10

189

Piezo-G Report

Nonlinear Regression

Data Source: Piezo-C

Equation: Sigmoidal, Sigmoid, 4 Parameter

𝑓 = 𝑦0 +𝑎

1 + 𝑒−(𝑥−𝑥0𝑏

)

R Rsqr Adj Rsqr Standard Error of Estimate

0.991 0.982 0.976 1.331

CoefficientStd. Error t P

a 31.871 6.170 5.166 0.0006

b 0.031 0.008 3.859 0.0039

x0 0.050 0.009 5.366 0.0005

y0 5.923E-0104.866 1.217E-010 1.0000

Analysis of Variance:

DF SS MS

Regression4 6692.848 1673.212

Residual 9 15.953 1.773

Total 13 6708.802 516.062

Corrected for the mean of the observations:

DF SS MS

Regression3 858.269 286.090

Residual 9 15.953 1.773

Total 12 874.222 72.852

Statistical Tests:

Normality Test (Shapiro-Wilk) Passed (P = 0.7857)

W Statistic= 0.9621 Significance Level = 0.0500

Constant Variance Test (Spearman Rank Correlation) Failed (P = 0.0222)

190

Fit Equation Description:

[Variables]

x = col(22)

y = col(23)

reciprocal_y = 1/abs(y)

reciprocal_ysquare = 1/y^2

reciprocal_x = 1/abs(x)

reciprocal_xsquare = 1/x^2

reciprocal_pred = 1/abs(f)

reciprocal_predsqr = 1/f^2

weight_Cauchy = 1/(1+4*(y-f)^2)

[Parameters]

a = max(y)-min(y) ''Auto previous: 31.8714

b = if(xwtr(x,y-min(y),.5)<>0, xwtr(x,y-min(y),.5)/4, 1) ''Auto previous: 0.0312856

x0 = x50(x,y-min(y),.5) ''Auto previous: 0.0499244

y0 = min(y) ''Auto previous: 5.92275e-010

[Equation]

f = y0+a/(1+exp(-(x-x0)/b))

fit f to y

''fit f to y with weight reciprocal_y

''fit f to y with weight reciprocal_ysquare

''fit f to y with weight reciprocal_x

''fit f to y with weight reciprocal_xsquare

''fit f to y with weight reciprocal_pred

''fit f to y with weight reciprocal_predsqr

''fit f to y with weight weight_Cauchy

[Constraints]

y0>0

[Options]

tolerance=1e-10

stepsize=1

iterations=200

Number of Iterations Performed = 13

191

Piezo-H Report

Nonlinear Regression

Data Source: Piezo-C

Equation: Sigmoidal, Sigmoid, 4 Parameter

𝑓 = 𝑦0 +𝑎

1 + 𝑒−(𝑥−𝑥0𝑏

)

R Rsqr Adj Rsqr Standard Error of Estimate

0.978 0.956 0.937 0.292

CoefficientStd. Error t P

a 3.000 2.049 1.464 0.1865

b 0.016 0.029 0.537 0.6078

x0 0.098 0.030 3.288 0.0133

y0 2.160 0.339 6.368 0.0004

Analysis of Variance:

DF SS MS

Regression4 131.424 32.856

Residual 7 0.595 0.085

Total 11 132.019 12.002

Corrected for the mean of the observations:

DF SS MS

Regression3 12.857 4.286

Residual 7 0.595 0.085

Total 10 13.452 1.345

Statistical Tests:

Normality Test (Shapiro-Wilk) Passed (P = 0.3609)

W Statistic= 0.9248 Significance Level = 0.0500

Constant Variance Test (Spearman Rank Correlation) Passed (P = 0.3100)

192

Fit Equation Description:

[Variables]

x = col(22)

y = col(23)

reciprocal_y = 1/abs(y)

reciprocal_ysquare = 1/y^2

reciprocal_x = 1/abs(x)

reciprocal_xsquare = 1/x^2

reciprocal_pred = 1/abs(f)

reciprocal_predsqr = 1/f^2

weight_Cauchy = 1/(1+4*(y-f)^2)

[Parameters]

a = 5 ' previous: 3

b = 0.0444179 ' previous: 0.015642

x0 = 0.127955 ' previous: 0.0982315

y0 = 1.84026 ' previous: 2.16037

[Equation]

f = y0+a/(1+exp(-(x-x0)/b))

fit f to y

''fit f to y with weight reciprocal_y

''fit f to y with weight reciprocal_ysquare

''fit f to y with weight reciprocal_x

''fit f to y with weight reciprocal_xsquare

''fit f to y with weight reciprocal_pred

''fit f to y with weight reciprocal_predsqr

[Constraints]

y0>0

a<3

[Options]

tolerance=1e-10

stepsize=1

iterations=1000

Number of Iterations Performed = 8

193

Empirical equation Report

N = 96 Missing Observations = 16

R = 0.767 Rsqr = 0.588 Adj Rsqr = 0.575

Standard Error of Estimate = 0.230

Coefficient Std. Error t P VIF

Constant 1.291 0.222 5.822 <0.001

A/t [mm^2/mm] -0.479 0.0914 -5.244 <0.001 1.003

R [mm/mm] 0.638 0.0742 8.592 <0.001 1.003

v [m/s] 0.487 0.0997 4.890 <0.001 1.000

Analysis of Variance:

DF SS MS F P

Regression 3 6.928 2.309 43.802 <0.001

Residual 92 4.851 0.0527

Total 95 11.779 0.124

Column SSIncr SSMarg

A/t [mm^2/mm] 1.723 1.450

R [mm/mm] 3.945 3.892

v [m/s] 1.261 1.261

The dependent variable V [mV] can be predicted from a linear combination of the independent variables:

P

A/t [mm^2/mm] <0.001

R [mm/mm] <0.001

v [m/s] <0.001

All independent variables appear to contribute to predicting V [mV] (P < 0.05).

Normality Test (Shapiro-Wilk) Passed (P = 0.130)

Constant Variance Test (Spearman Rank Correlation): Passed (P = 0.113)

Power of performed test with alpha = 0.050: 1.000

=================

Regression Diagnostics:

=================

Row Predicted

1 0.654

2 0.423

3 0.363

4 0.507

5 0.582

6 0.602

7 1.132

8 0.266

9 0.627

10 0.423

194

11 0.353

12 0.507

13 0.582

14 0.602

15 1.116

16 0.266

17 0.655

18 0.424

19 0.354

20 0.507

21 0.582

22 0.603

23 1.118

24 0.267

25 0.604

26 0.422

27 0.334

28 0.505

29 0.582

30 0.595

31 1.115

32 0.266

33 0.604

34 0.422

35 0.334

36 0.505

37 0.582

38 0.595

39 1.115

40 0.266

41 0.773

42 0.588

43 0.517

44 0.669

45 0.748

46 0.768

47 1.282

48 0.435

49 0.811

50 0.423

51 0.521

52 0.691

53 0.749

54 0.770

55 1.293

56 0.435

57 0.790

58 0.588

59 0.519

60 0.672

61 0.747

62 0.769

63 1.271

64 0.434

65 0.885

195

66 0.681

67 0.613

68 0.767

69 0.841

70 0.863

71 1.376

72 0.525

73 0.884

74 0.681

75 0.611

76 0.765

77 0.840

78 0.862

79 1.375

80 0.526

81 0.884

82 0.681

83 0.611

84 0.767

85 0.841

86 0.861

87 1.374

88 0.527

89 0.883

90 0.680

91 0.610

92 0.767

93 0.840

94 0.861

95 1.373

96 0.525

=================

% Confidence Intervals:

=================

Row Predicted 95% Conf-L 95% Conf-U 95% Pred-L 95% Pred-U

1 0.654 0.566 0.742 0.189 1.118

2 0.423 0.349 0.498 -0.0388 0.885

3 0.363 0.285 0.441 -0.0995 0.826

4 0.507 0.429 0.586 0.0444 0.970

5 0.582 0.490 0.674 0.116 1.047

6 0.602 0.520 0.685 0.139 1.066

7 1.132 0.999 1.264 0.657 1.607

8 0.266 0.155 0.378 -0.203 0.736

9 0.627 0.534 0.721 0.162 1.093

10 0.423 0.349 0.498 -0.0388 0.885

11 0.353 0.272 0.434 -0.110 0.816

12 0.507 0.429 0.586 0.0444 0.970

13 0.582 0.490 0.674 0.116 1.047

14 0.602 0.518 0.685 0.138 1.065

15 1.116 0.981 1.251 0.641 1.592

16 0.266 0.155 0.378 -0.203 0.736

17 0.655 0.568 0.743 0.191 1.120

18 0.424 0.350 0.498 -0.0378 0.886

196

19 0.354 0.274 0.434 -0.109 0.817

20 0.507 0.429 0.586 0.0444 0.970

21 0.582 0.490 0.674 0.116 1.047

22 0.603 0.521 0.686 0.140 1.067

23 1.118 0.984 1.253 0.643 1.594

24 0.267 0.156 0.379 -0.202 0.737

25 0.604 0.505 0.703 0.138 1.071

26 0.422 0.348 0.497 -0.0398 0.884

27 0.334 0.248 0.420 -0.130 0.798

28 0.505 0.426 0.584 0.0424 0.968

29 0.582 0.490 0.674 0.116 1.047

30 0.595 0.510 0.680 0.131 1.059

31 1.115 0.980 1.250 0.640 1.591

32 0.266 0.155 0.378 -0.203 0.736

33 0.604 0.505 0.703 0.138 1.071

34 0.422 0.348 0.497 -0.0398 0.884

35 0.334 0.248 0.420 -0.130 0.798

36 0.505 0.426 0.584 0.0424 0.968

37 0.582 0.490 0.674 0.116 1.047

38 0.595 0.510 0.680 0.131 1.059

39 1.115 0.980 1.250 0.640 1.591

40 0.266 0.155 0.378 -0.203 0.736

41 0.773 0.695 0.852 0.311 1.236

42 0.588 0.531 0.644 0.128 1.047

43 0.517 0.452 0.582 0.0564 0.978

44 0.669 0.607 0.730 0.208 1.129

45 0.748 0.670 0.826 0.285 1.211

46 0.768 0.701 0.835 0.307 1.229

47 1.282 1.157 1.407 0.809 1.755

48 0.435 0.334 0.536 -0.0324 0.902

49 0.811 0.729 0.893 0.347 1.274

50 0.423 0.349 0.498 -0.0388 0.885

51 0.521 0.456 0.587 0.0606 0.982

52 0.691 0.626 0.755 0.230 1.151

53 0.749 0.670 0.827 0.286 1.211

54 0.770 0.703 0.838 0.309 1.231

55 1.293 1.168 1.419 0.820 1.766

56 0.435 0.334 0.536 -0.0324 0.902

57 0.790 0.710 0.870 0.327 1.253

58 0.588 0.532 0.645 0.129 1.048

59 0.519 0.454 0.584 0.0581 0.979

60 0.672 0.610 0.734 0.212 1.132

61 0.747 0.669 0.826 0.285 1.210

62 0.769 0.702 0.836 0.308 1.230

63 1.271 1.146 1.395 0.798 1.744

64 0.434 0.333 0.535 -0.0333 0.901

65 0.885 0.790 0.980 0.419 1.351

66 0.681 0.605 0.758 0.219 1.144

67 0.613 0.529 0.696 0.149 1.076

68 0.767 0.686 0.848 0.304 1.230

69 0.841 0.748 0.935 0.376 1.307

70 0.863 0.778 0.947 0.399 1.326

71 1.376 1.241 1.511 0.901 1.852

72 0.525 0.411 0.638 0.0548 0.995

73 0.884 0.789 0.979 0.418 1.350

197

74 0.681 0.604 0.757 0.218 1.143

75 0.611 0.528 0.694 0.148 1.075

76 0.765 0.685 0.845 0.302 1.228

77 0.840 0.746 0.933 0.374 1.305

78 0.862 0.777 0.946 0.398 1.326

79 1.375 1.240 1.509 0.899 1.850

80 0.526 0.413 0.640 0.0565 0.996

81 0.884 0.789 0.979 0.419 1.350

82 0.681 0.605 0.758 0.219 1.144

83 0.611 0.528 0.694 0.147 1.074

84 0.767 0.686 0.848 0.304 1.230

85 0.841 0.748 0.935 0.376 1.307

86 0.861 0.776 0.945 0.397 1.324

87 1.374 1.240 1.509 0.899 1.850

88 0.527 0.413 0.640 0.0567 0.997

89 0.883 0.788 0.978 0.417 1.349

90 0.680 0.604 0.757 0.218 1.143

91 0.610 0.527 0.692 0.146 1.073

92 0.767 0.686 0.848 0.304 1.230

93 0.840 0.746 0.933 0.374 1.305

94 0.861 0.776 0.945 0.397 1.325

95 1.373 1.239 1.507 0.898 1.848

96 0.525 0.412 0.638 0.0551 0.995

198

Appendix F

Phase II test Summary

Piezo A

Piezo Name Flow rate Duration

SCFH x1000 mm:ss

A

5 08:00

11 05:56

17 06:40

17 05:10

11 06:20

5 06:35

5 05:10

11 05:43

17 07:05

17 05:40

11 06:55

5 06:55

0 07:55

Piezo B

Piezo Name Flow rate Duration

SCFH x1000 mm:ss

B

` 08:10

11 06:10

17 06:30

17 05:58

11 06:50

5 06:10

5 05:30

11 16:10

17 06:45

17 04:15

11 06:00

5 06:30

0 08:50

199

Piezo C

Piezo Name Flow rate Duration

SCFH x1000 mm:ss

C

5 08:15

11 06:10

17 07:13

17 05:53

11 07:05

5 07:30

5 06:05

11 06:30

17 06:55

17 04:54

11 07:15

5 07:15

0 07:25

Piezo D

Piezo Name Flow rate Duration

SCFH x1000 mm:ss

D

5 05:00

11 05:00

17 06:45

17 05:00

11 06:00

5 05:45

5 05:00

11 05:30

17 04:25

17 05:00

11 05:30

5 05:15

0 07:00

200

Piezo E

Piezo Name Flow rate Duration

SCFH x1000 mm:ss

E

5 05:00

11 10:00

17 10:00

11 15:00

5 06:00

11 08:00

17 10:00

11 06:00

5 07:00

0 05:00

Piezo F

Piezo Name Flow rate Duration

SCFH x1000 mm:ss

F

0 03:15

5 08:10

11 06:10

17 06:30

17 04:50

11 06:55

5 05:55

5 05:55

11 06:25

17 06:20

17 06:25

11 06:25

5 06:55

0 09:00

201

Piezo G

Piezo Name Flow rate Duration

SCFH x1000 mm:ss

G

5 08:00

11 06:00

17 06:25

17 04:25

11 05:35

5 07:20

11 02:45

5 05:55

11 05:55

17 06:40

17 05:10

11 06:56

5 06:50

0 07:59

Piezo H

Piezo Name Flow rate Duration

SCFH x1000 mm:ss

H

5 08:30

11 06:33

17 06:57

17 06:00

11 07:00

5 07:00

5 06:00

11 06:55

17 06:50

17 06:00

11 06:50

5 06:40

0 10:55

202

Vita

Jad G. Aboud joined the University of Texas at El Paso (UTEP) in Fall 2012 as an

undergraduate student in Mechanical Engineering. During his study, he volunteered in

Musculoskeletal Lab, and he has been an active member of the University organizations as well.

Besides, he was on the dean’s list from 2012 to 2015 for each semester. He was selected as a team

leader for the joiner and senior projects. Jad graduated from the program with a GPA of 3.79, and

upon his graduation in Spring 2015, he was awarded the Superior Achievement Award for

exceptional performance throughout his undergraduate studies. After that, he joined the College

of Engineering graduate program to aspire to further aerospace and combustion studies. From an

undergraduate to a Graduate Research Assistant at the Center for Space Exploration Technology

Research Lab (cSETR) under the supervision of Dr. Norman Love Jr., Jad’s primary research

interest opened the doors for a collaboration with other researchers to design, model, and test a

supersonic, liquid-cooled combustor intended to be used in a direct power extraction system.

During the project, his work resulted in three publications and was awarded the best paper by the

AIAA Terrestrial Committee at the 2016 SciTech Conference in San Diego, California. He

graduated from the Master of Science program with a GPA of 3.9. Jad pursued his Doctor of

Philosophy in the Mechanical Engineering Program to succeed in this field. During his study, he

continued working in cSETR as a graduate research assistant. He was selected as a team leader.

Jad was selected for two internships at NETL in Albany, Oregon, and Morgantown, West Vergina,

though CIESESE and MLEF. His work resulted in a provisional patent number 17/100, 4094. After

graduation, Jad will pursue a job in the aerospace industry to succeed in this field.

Contact Information: [email protected]