44
1-2011 OCTOBER EFTA Statistical Office EFTA BULLETIN EFTA/EU STATISTICAL COOPERATION HANDBOOK

EFTA BULLETIN · 2013. 4. 22. · Scheller and Kurt Wass, Head and the Deputy Head of ESO respectively. The authors of the first edition are also gratefully acknowledged here: Ayfer

  • Upload
    others

  • View
    4

  • Download
    0

Embed Size (px)

Citation preview

Page 1: EFTA BULLETIN · 2013. 4. 22. · Scheller and Kurt Wass, Head and the Deputy Head of ESO respectively. The authors of the first edition are also gratefully acknowledged here: Ayfer

1-2011 OCTOBER EFTA Statistical Office

EFTA BULLETIN

EFTA/EU STATISTICALCOOPERATION HANDBOOK

2443-Stats-Hanbook-2011-08:1897-THIS-IS-EFTA-24 27/10/11 13:43 Page 1

Page 2: EFTA BULLETIN · 2013. 4. 22. · Scheller and Kurt Wass, Head and the Deputy Head of ESO respectively. The authors of the first edition are also gratefully acknowledged here: Ayfer

• Project LeadersAndrea Scheller Kurt Wass

• ContributorsElla BrownØyvind BøAnne Camilla HiltonNikki HollisMarius VahlHeidi Vegsund

• Copy EditorJuliet Reynolds

• Printed by Drifosett, BrusselsLayout by Orangemetalic

1-2011 October

Cover picture: iStockphoto

Further copies of this issue are available free of charge by contacting [email protected]

EFTA/EU Statistical Cooperation

The EFTA Statistical Office

The EFTA Statistical Office (ESO) was created in 1991 as a liaison office between the Statistical Office of theEuropean Union (Eurostat) and the EFTA national statistical institutes. ESO's main objective is to sustain theintegration of the EFTA States in the evolving European Statistical System, and thus to provide harmonised andcomparable statistics supporting the general cooperation process between EFTA and the EU.

ESO is located on the premises of Eurostat in Luxembourg. Its staff of five consists of the Head of ESO, theDeputy Head of ESO, two assistants and a trainee. ESO is backed by the Working Group of the Heads of NationalStatistical Institutes. The Group meets at least once a year and brings together the directors-general of the nationalstatistical institutes of all the EFTA countries.

2443-Stats-Hanbook-2011-08:1897-THIS-IS-EFTA-24 27/10/11 13:43 Page 2

Page 3: EFTA BULLETIN · 2013. 4. 22. · Scheller and Kurt Wass, Head and the Deputy Head of ESO respectively. The authors of the first edition are also gratefully acknowledged here: Ayfer

This Bulletin is not a classical Festschrift but an updateof a hands-on publication describing the institutionaland practical aspects of EFTA statistical cooperationwithin and outside the EEA and Swiss/EUAgreements. It is designed mainly for staff of EFTANSIs who participate in activities organised within theframework of the ESS. It may also serve a largeraudience as a source of information on an area –official statistics – that is commonly considered amajor instrument for the functioning of democraticsocieties and a necessary condition for the smooth andsustainable running of market economies. Importantupdates to the first edition are found in the changes tothe legislative procedures of the EU as a result of theLisbon Treaty, and in the institutional set-up ofEuropean Statistics since the adoption of the so-called“Statistical Law”.

The authors of the update of the handbook are AndreaScheller and Kurt Wass, Head and the Deputy Head ofESO respectively. The authors of the first edition arealso gratefully acknowledged here: Ayfer Storrud,Richard Ragnarsøn and Gabriel Gamez. The EFTANSIs were invited to comment on this second editionand Judith Scherrer from the Swiss Federal StatisticalOffice expertly revised the section on the Swiss/EUAgreement.

On behalf of the Heads of the EFTA NSIs, I would liketo thank all contributors to this handbook, whichprovides exhaustive and accessible information onEFTA/EU statistical cooperation. I remain confidentthat it will continue to be recommended reading for allthose involved in European statistical cooperation.

Hans Henrik ScheelDirector General, Statistics Norway

Chair of the Working Group of the Heads of theNational Statistical Institutes

Dear Reader,

The EFTA Statistical Office (ESO) celebrates its 20th

anniversary this year. To mark the event, this Bulletinis dedicated to the success story of statisticalcooperation between EFTA and the EU. Over the last20 years, the combined efforts of ESO and the EFTAnational statistical institutes (NSIs) have resulted inclose cooperation with Eurostat and continuousprogress with regard to the European Economic Area(EEA). EFTA has contributed significantly to theadvancement of the European Statistical System (ESS)and is a visible and appreciated actor in training andtechnical assistance in the field of statistics.

ESO was established in 1991 as a result of the EFTAStates’ informal cooperation with the ESS – thenconsisting of Eurostat and the national statisticalinstitutes of the EU Member States. Its role as a centralbridging body between the EFTA NSIs and Eurostatwas formalised in 1994 through the EEA Agreement.Since then, over 300 EU statistical acts have beenincorporated into the Agreement and the three EEAEFTA States have participated in the ESS on an equalfooting with the EU Member States. Switzerlandfollowed in 2007 with the entry into force of theSwiss/EU Agreement in the field of statistics. Twentyyears on, the EFTA Statistical Office continues tosupport its partners in sustaining the EFTA States’integration into the ESS and providing harmonised andcomparable statistics to support the generalcooperation process between EFTA and the EU.

FOREWORDEFTA Statistical Office

2443-Stats-Hanbook-2011-08:1897-THIS-IS-EFTA-24 27/10/11 13:43 Page 3

Page 4: EFTA BULLETIN · 2013. 4. 22. · Scheller and Kurt Wass, Head and the Deputy Head of ESO respectively. The authors of the first edition are also gratefully acknowledged here: Ayfer

2443-Stats-Hanbook-2011-08:1897-THIS-IS-EFTA-24 27/10/11 13:43 Page 4

Page 5: EFTA BULLETIN · 2013. 4. 22. · Scheller and Kurt Wass, Head and the Deputy Head of ESO respectively. The authors of the first edition are also gratefully acknowledged here: Ayfer

EFTA

BU

LLET

IN 1

-201

1

5

TABLE OF CONTENTSINTRODUCTION AND BACKGROUND 6

The Purpose of EFTA/EU Statistical Cooperation 6

The European Free Trade Association in Brief 6

THE INSTITUTIONAL AND LEGAL FRAMEWORK OF EEA STATISTICAL COOPERATION 9

The European Economic Area 9

EEA Institutions 10

Legislative Procedure in the European Union 12

Decision Shaping in the EEA 14

Decision Making in the EEA 15

The Legal Basis for EEA Statistical Cooperation 16

EFTA Institutional Set-Up for EEA StatisticalCooperation 17

EEA Annual Statistical Programme 19

Financial Contribution to EEA Statistical Cooperation 20

STATISTICAL COOPERATION OUTSIDE THE EEA AGREEMENT 22

EFTA Technical Cooperation in the Field of Statistics 22

EFTA in the European Statistical TrainingProgramme 24

Swiss/EU Agreement in the Field of Statistics 24

THE EUROPEAN STATISTICAL SYSTEM 26

The European Statistical System in Brief 26

The Legal Basis of the European Statistical System 26

The European Statistics Code of Practice 27

The European Statistical System Committee 27

Eurostat 28

National Statistical Systems 30

A GUIDE TO PRACTICAL IMPLEMENTATIONOF EFTA COOPERATION 31

EFTA Participation in Eurostat Meetings 31

Inclusion of EU Legal Acts in Annex XXI 34

Data Transmission and Dissemination 36

EFTA Participation in Cofinanced Eurostat Projects 37

EFTA Experts Seconded to Eurostat 38

WEBLINKS 40

ABBREVIATIONS AND ACRONYMS 42

2443-Stats-Hanbook-2011-08:1897-THIS-IS-EFTA-24 27/10/11 13:43 Page 5

Page 6: EFTA BULLETIN · 2013. 4. 22. · Scheller and Kurt Wass, Head and the Deputy Head of ESO respectively. The authors of the first edition are also gratefully acknowledged here: Ayfer

EFTA

BU

LLET

IN 1

-201

1

6

INTRODUCTION AND BACKGROUNDThe Purpose of EFTA/EUStatistical CooperationThe availability of impartial, reliable and comparableinternational statistics is widely regarded as acornerstone of all democratic societies and aprerequisite for the smooth and sustainable functioningof a competitive market economy. Indeed, statistics areessential for planning, implementing and monitoringcompanies’ and governments’ policies, indispensablefor a better understanding of the society around us andnecessary for making comparisons between differentcountries and regions.

European integration has highlighted the necessity forall EFTA States to cooperate with their main partnersin order to ensure the production and dissemination ofcoherent and comparable statistical information fordescribing and monitoring relevant economic, socialand environmental policies.

Concretely, the Agreement on the European EconomicArea (EEA Agreement) and the Agreement betweenSwitzerland and the European Union in the field ofstatistics (Swiss/EU Agreement) foresee that thecontracting parties shall improve their cooperationthrough common programmes and procedures. Thepurpose of this cooperation is to achieve gradualharmonisation, as well as to ensure the coherentevolution of their legal framework for the production,transmission and dissemination of official statistics. Inthis respect, the agreements enable EFTA experts toparticipate fully in the work of EU committees andother EU technical bodies responsible for developingstatistical programmes and actions.

EFTA/EU statistical cooperation through the EEAAgreement and the Swiss/EU Agreement hasprogressively favoured strengthened collaborationbetween parties in the field of technical assistance forthird countries and training for statisticians.

The European Free TradeAssociation in BriefEFTA History

In 1960, in response to the formation of the EuropeanEconomic Community (EEC) three years earlier, Austria,Denmark, Norway, Portugal, Sweden, Switzerland and

the United Kingdom established the European FreeTrade Association (EFTA) to promote closer economiccooperation and free trade in Europe. These countrieswere later joined by Iceland, Finland and Liechtenstein.

Most of EFTA’s members have now left to join theEuropean Union. Today, EFTA comprises fourMember States: Iceland, Liechtenstein, Norway andSwitzerland. It has offices in Geneva (headquarters),Brussels and Luxembourg. A Secretary-General directsthe Secretariat, assisted by two Deputy Secretaries-General, based in Geneva and Brussels.

The EFTA Convention andRelations with Third CountriesThe EFTA Convention forms the legal basis of theorganisation and governs relations between the EFTAStates. The first EFTA Convention, signed inStockholm in 1960, was intended mainly to provide aframework for the liberalisation of trade in goodsbetween its Member States. The Convention wasupdated and became the Vaduz Convention, whichentered into force on 1 June 2002. The VaduzConvention contained several significant changes andinnovations, such as:

• Trade in services• Free movement of persons• Social security• Public procurement• Intellectual property rights

The objective of the update was to integrate into theConvention the principles and rules established withinthe framework of the EEA Agreement (see next section)and the content of the Agreement signed betweenSwitzerland and the EU in the field of statistics. The result is that all EFTA countries now benefit fromvirtually the same privileged relationship with eachother as they do with the EU. The annexes of the EFTAConvention are amended continuously to ensureconsistency with other legal commitments of the EFTAStates, such as the EEA Agreement.

In line with the broad objectives of the Convention,EFTA has developed economic relations with anumber of countries outside the European Union(referred to as “third countries”) through free trade and

2443-Stats-Hanbook-2011-08:1897-THIS-IS-EFTA-24 27/10/11 13:44 Page 6

Page 7: EFTA BULLETIN · 2013. 4. 22. · Scheller and Kurt Wass, Head and the Deputy Head of ESO respectively. The authors of the first edition are also gratefully acknowledged here: Ayfer

EFTA

BU

LLET

IN 1

-201

1

7

cooperation agreements. This network covers morethan 30 countries and territories and has securedEFTA’s economic operators free access to marketswith a total of around 440 million consumers outsidethe EU. EFTA’s trade activities are managed in Geneva.

The EFTA Council is the governing body of theAssociation. It is responsible for intra-EFTA relations,as well as relations between EFTA States and thirdcountries. Financial and common administrativematters lie with the Council, which meets once a monthat the level of heads of permanent missions to EFTA inGeneva and twice a year at ministerial level. AllMember States are represented and have one vote each.

The Agreement on the EuropeanEconomic Area

Three of the four EFTA Member States (Iceland,Liechtenstein and Norway) and the Member States ofthe European Union are signatories to the Agreementon the European Economic Area. Thus, the three EEAEFTA States participate in the EU’s Internal Market.The Secretariat in Brussels services the EFTA pillar ofthis extensive agreement.

The Standing Committee of the EFTA States is theforum for decision making, administration andmanagement of the EEA Agreement for the EEA EFTAStates. Subcommittees and working groups assist theStanding Committee. Among these is SubcommitteeIV, which is supported by the Working Group of theHeads of EFTA National Statistical Institutes and dealswith EEA statistical cooperation.

The EFTA Statistical OfficeThe EFTA Statistical Office (ESO) was created in 1991 asa liaison office between the Statistical Office of theEuropean Union (Eurostat) and the EFTA nationalstatistical institutes (NSIs). This also meant the creation ofa third duty station of the EFTA Secretariat in addition tothose in Geneva and Brussels. ESO’s main objective is tosustain the integration of the EFTA States into the evolvingEuropean Statistical System (ESS), thereby providingharmonised and comparable statistics supporting thegeneral cooperation process between EFTA and the EU.ESO is located on the premises of Eurostat inLuxembourg and has five staff members: the Head of theEFTA Statistical Office, the Deputy Head, two assistantsand a trainee, in general a young professional from oneof the EFTA national statistical institutes.

The EFTA Statistical Office team and the EFTA seconded national experts to Eurostat, October 2011. Photo: ESO

2443-Stats-Hanbook-2011-08:1897-THIS-IS-EFTA-24 27/10/11 13:44 Page 7

Page 8: EFTA BULLETIN · 2013. 4. 22. · Scheller and Kurt Wass, Head and the Deputy Head of ESO respectively. The authors of the first edition are also gratefully acknowledged here: Ayfer

EFTA

BU

LLET

IN 1

-201

1

8

Organisational Chart of the EFTA Secretariat

2011 Budget of the EFTA Secretariat

EFTA Budget 2011

EFTA Activities CHF

Trade relations 4 682 000Managing the EEA Agreement 8 824 000EFTA/EU statistical cooperation 747 000Secretary-General’s services 1 964 000EU/EFTA and EFTA cooperation programmes 3 245 000Internal activities 4 192 000Total EFTA Secretariat 23 654 000

Contributions to the EFTA Budget 2011

Member State Share % Contributions (in CHF)

Iceland 4.33 1 025 000Liechtenstein 0.87 205 000Norway 57.12 13 510 000Switzerland 37.68 8 914 000Total 100.00 23 654 000

Secretary-General’sOffice (GVA/BRU)

Legal Adviser (GVA)

InformationOfficer (BRU)

Administration(BRU/GVA)

Secretary-General

DeputySecretary-General

(GVA)

DeputySecretary-General

(BRU)

Separate operative

framework

FinancialMechanism

Office

(BRU)

Trade RelationsDivision

(GVA)

EEA Coordination

Division

(BRU)

Goods Division

(BRU)

Services,Capital,

Persons &Programmes

Division

(BRU)

EFTA StatisticalOffice

(LUX)

2443-Stats-Hanbook-2011-08:1897-THIS-IS-EFTA-24 28/10/11 15:54 Page 8

Page 9: EFTA BULLETIN · 2013. 4. 22. · Scheller and Kurt Wass, Head and the Deputy Head of ESO respectively. The authors of the first edition are also gratefully acknowledged here: Ayfer

EFTA

BU

LLET

IN 1

-201

1

9

THE INSTITUTIONAL AND LEGALFRAMEWORK OF EEA STATISTICALCOOPERATION

The European Economic Area What is the EEA?

The European Economic Area (EEA) unites the 27 EUMember States and the three EEA EFTA States(Iceland, Liechtenstein and Norway) in an InternalMarket governed by the same basic rules. These rulesaim to enable goods, services, capital and persons tomove freely about the EEA in an open and competitiveenvironment, a concept referred to as the “fourfreedoms”. In practice, this means that citizens of all30 countries, with almost 500 million consumers, havethe right to live, study, work, invest and set up businessin the EEA. In other words, the objective of the EEAAgreement is to promote a continuous and balancedstrengthening of trade and economic relations betweenthe EEA States with a view to creating a homogenousEuropean Economic Area.

The EEA Agreement was signed in 1992 and came intoforce on 1 January 1994. A public referendum in 1992in Switzerland rejected membership of the EEA.Subsequently, Switzerland has maintained anddeveloped its relationship with the EU through a seriesof sectoral agreements.

Flanking and Horizontal PoliciesThe EEA Agreement includes horizontal provisionsrelevant to the four freedoms. These provisions formthe legal basis for incorporating EU legislation onsocial policy, consumer protection, the environment,statistics and company law into the EEA Agreement.

In addition to the four freedoms and horizontalprovisions, the EEA Agreement covers flanking areasfor which cooperation is to be strengthened andbroadened through participation in EU programmes.

Bjørn Tore Godal, Foreign Minister of Norway, signs the EEA Agreement in Oporto, Portugal, 1992. This is the most comprehensive agreement ever signed by both EFTA and the EU. © Keystone

2443-Stats-Hanbook-2011-08:1897-THIS-IS-EFTA-24 27/10/11 13:44 Page 9

Page 10: EFTA BULLETIN · 2013. 4. 22. · Scheller and Kurt Wass, Head and the Deputy Head of ESO respectively. The authors of the first edition are also gratefully acknowledged here: Ayfer

EFTA

BU

LLET

IN 1

-201

1

10

Among the flanking policy areas are:

• Research and technological development• Education, training and youth• Public health• Statistics

The purpose of statistical cooperation in the EEAis to provide comparable and reliable statisticalinformation in order to describe and monitor allrelevant fields of cooperation covered by the EEAAgreement. Thus, both the EEA EFTA and EUMember States decided in as early as 1989 toconsider statistics as a horizontal and flankingpolicy area of the EEA with specific provisions inthe Agreement: Article 76, Protocol 30 and AnnexXXI.

What is the EEA Not?

The EEA contains a whole range of major policy areaslinked directly or indirectly to the four freedomscovering more than 80% of EU legislation. However,the EEA Agreement does not cover:

• Common Agricultural and Fisheries Policy (althoughthe Agreement does contain provisions on variousaspects of trade in agricultural and fish products)

• Common Foreign and Security Policy• Justice and Home Affairs Policy (even though the

EEA EFTA States are part of the Schengen area)• Common Trade Policy• Customs Union• Monetary Union

In addition to specific policy areas, there are certainpolitical procedures that do not apply to the EEA EFTAcountries. The EEA EFTA States have not transferredany legislative competence to the EEA institutions andall decisions on the EEA EFTA side are therefore takenunanimously. The policy areas mentioned above and thedifferent political procedures are important distinctionsbetween membership of the European Union andparticipation in the European Economic Area.

EEA InstitutionsEEA Joint Bodies

The institutional arrangements under the EEAAgreement are laid down in a two-pillar structure withthe EEA EFTA institutions matching those on the EU

side. Substantive decisions relating to the EEAAgreement and its operation are a joint venture and aretaken by joint bodies.

The EEA Joint Committee is responsible for themanagement of the EEA Agreement. In this forum,views are exchanged and decisions taken by mutualagreement to incorporate EU legislation into the EEAAgreement. It is made up of the ambassadors ofIceland, Liechtenstein and Norway to the EU andrepresentatives of the European External ActionService. Decisions are taken by unanimity. This meansthat the EEA EFTA States must agree (the “speakingwith one voice” principle) before the EEA JointCommittee can take a decision.

The EEA Council provides the political impetus for thedevelopment of the Agreement and guidelines for theJoint Committee. The EEA Council is composed ofEEA EFTA foreign ministers and – before the LisbonTreaty – the EU foreign ministers of the previous,current and forthcoming EU Council presidencies, theso-called “troika”. After the Lisbon Treaty, the EUCouncil decided that, until further notice, the EEACouncil would continue to be chaired on the EU sideby the rotating presidency.

Other joint EEA institutional organisations are theEEA Parliamentary Committee, comprising membersof the national parliaments of the EEA EFTA Statesand of the European Parliament (EP), and the EEAConsultative Committee, comprising members of theEFTA Consultative Committee and of the EuropeanEconomic and Social Committee. Both committees areadvisory bodies.

EEA EFTA Bodies The Standing Committee of the EFTA Statescoordinates the preparation for meetings of the EEAJoint Committee. It serves as a forum in which theEEA EFTA States can consult each other and arrive ata common position before meeting with the EU in theJoint Committee. The Standing Committee is made upof the ambassadors of Iceland, Liechtenstein andNorway to the EU as well as observers fromSwitzerland and the EFTA Surveillance Authority(ESA). The Standing Committee meets once a monthand the chair rotates between the EEA EFTA Statesevery six months.

2443-Stats-Hanbook-2011-08:1897-THIS-IS-EFTA-24 27/10/11 13:44 Page 10

Page 11: EFTA BULLETIN · 2013. 4. 22. · Scheller and Kurt Wass, Head and the Deputy Head of ESO respectively. The authors of the first edition are also gratefully acknowledged here: Ayfer

EFTA

BU

LLET

IN 1

-201

1

11

The substructure of the Standing Committee mirrorsthat of the EEA Joint Committee:

• Subcommittee I on the Free Movement of Goods• Subcommittee II on the Free Movement of Capital

and Services• Subcommittee III on the Free Movement of Persons• Subcommittee IV on Flanking and Horizontal

Policies, including EEA statistical cooperation

In 2003 the Standing Committee approved thepractical merger of Subcommittees II, III and IV, andin 2009 the Standing Committee further approved thepractical merger of Subcommittee I withSubcommittees II-IV. In addition to the four policysubcommittees, Subcommittee V on the EEA EFTAside deals with legal and institutional questions.

The EFTA Secretariat in Brussels and the EFTAStatistical Office in Luxembourg provide support tothe Standing Committee and its subsidiary bodies inthe administration of the EEA Agreement.

The EFTA Surveillance Authority monitors thefulfilment of obligations under the EEA Agreement,mirroring the role of the European Commission on

the EU side. In general terms, this means that ESAensures that the provisions of the Agreement,including the protocols and acts referred to in theannexes to the Agreement, are properly implementedin the national legal orders of the EEA EFTA States,and that their authorities apply the EEA rulescorrectly. ESA, like the European Commission, hasextended competence in the fields of publicprocurement, state aid and competition.

The EFTA Court has jurisdiction with regard to theEEA EFTA States. The Court deals mainly withinfringement actions brought by ESA against an EEAEFTA State concerning the implementation,application or interpretation of EEA rules. The Courthas competence to settle disputes between two or moreEFTA States, to handle appeals concerning decisionstaken by ESA and to give advisory opinions to thenational courts of the EEA EFTA States on theinterpretation of EEA rules. Thus, the jurisdiction ofthe EFTA Court largely reflects the jurisdiction of theCourt of Justice of the European Union vis-à-vis theEU Member States.

EFTA Court in session. © EFTA Court

2443-Stats-Hanbook-2011-08:1897-THIS-IS-EFTA-24 27/10/11 13:44 Page 11

Page 12: EFTA BULLETIN · 2013. 4. 22. · Scheller and Kurt Wass, Head and the Deputy Head of ESO respectively. The authors of the first edition are also gratefully acknowledged here: Ayfer

EFTA

BU

LLET

IN 1

-201

1

12

Legislative Procedure in theEuropean UnionThe Right of Initiative of theEuropean CommissionAccording to the Lisbon Treaty (the Treaty on EuropeanUnion (TEU) and the Treaty on the Functioning of theEuropean Union (TFEU)) only the Commission has theright of legislative initiative. The exception to this iswhere the Treaty provides otherwise, in particularconcerning judicial and police cooperation in criminalmatters. The European Parliament (EP) and the Councilhold the role of legislators.

The treaty of Lisbon also introduces the right ofinitiative for EU citizens, thereby increasing theirparticipation in the EU decision-making process. Itenables them, through the provision of at least onemillion signatures from a significant number ofMember States, to put forward proposals to theCommission.

Codecision as the “OrdinaryLegislative Procedure”

The codecision procedure (Article 251 TEC) wasintroduced by the Treaty of Maastricht (the Treatyestablishing the European Community (TEC)) andfurther strengthened by the Treaties of Amsterdam andNice. It means that the European Parliament and theCouncil decide jointly on whether to adopt or rejectlegislation proposed by the Commission. With theentry into force of the Lisbon Treaty, codecision hasbecome the “ordinary legislative procedure”. Asdefined in Article 294 TFEU, the ordinary legislativeprocedure is the central decision-making mechanismfor most policy areas, including the field of statistics(Article 338 TFEU).

Another important new element introduced into thelegislative procedure by the Lisbon Treaty is thestrengthened role of the national parliaments. Proposalsfrom the Commission are forwarded to Member States’national parliaments at the same time that they are sent

EFTA STANDINGCOMMITTEE

ICELANDLIECHTENSTEIN

NORWAY

EFTA SURVEILLANCEAUTHORITY

EFTA COURT

COMMITTEE OF MPsOF THE EFTA STATES

EFTA CONSULTATIVE

COMMITTEE

EUROPEAN EXTERNAL ACTION

SERVICE (EEAS)

EUROPEAN COMMISSION

COUNCILPRESIDENCY

& EEAS

EUROPEAN COURT

OF JUSTICE

EUROPEANPARLIAMENT

ECONOMICAND SOCIALCOMMITTEE

EEA COUNCIL

EEA JOINT COMMITTEE

EEA JOINT PARLIAMENTARY

COMMITTEE

EEA CONSULTATIVE

COMMITTEE

The Two-Pillar EEA Structure

This diagram illustrates the management of the EEA Agreement. The left pillar shows the EFTA States and their institutions, while the rightpillar shows the EU side. The joint EEA bodies are in the middle.

2443-Stats-Hanbook-2011-08:1897-THIS-IS-EFTA-24 27/10/11 13:44 Page 12

Page 13: EFTA BULLETIN · 2013. 4. 22. · Scheller and Kurt Wass, Head and the Deputy Head of ESO respectively. The authors of the first edition are also gratefully acknowledged here: Ayfer

EFTA

BU

LLET

IN 1

-201

1

13

to the EP and the Council (Protocol 1 TFEU, Article 2).The parliaments then have eight weeks to examinewhether the proposals encroach on the sovereignty ofthe Member States and exceed the powers conferred onthe EU (the subsidiarity test). If one-third of thenational parliaments agree that the proposal has failedthe test, the Commission must give a reasoned opinion,explaining its position. The Lisbon Treaty alsointroduced a control mechanism, whereby the nationalparliaments could trigger a special procedure by asimple majority; if 55% of the Member States in theCouncil or a simple majority in the EuropeanParliament agree that the proposal fails the subsidiaritytest, the Commission has to withdraw the proposal.

European legislation may take the form of a regulation,directive or decision:

• Regulations are binding and directly applicable inthe Member States. No national measures arerequired to apply them and therefore nothing maydelay their application. Regulations are the mostcommon form of statistical legislation.

• Directives bind Member States to transposecommon EU rules within a certain period. Thechoice of form and method is left to the MemberStates.

• Decisions are binding on their addressees. If allMember States are addressees, the effects ofdecisions are substantially the same as those ofregulations. Decisions are used in statisticsgenerally for specific topics or programme actions.

The treaties also provide for so-called “speciallegislative procedures” to be used in sensitive areas.According to these procedures, the EP or the Councilcan adopt alone with just the involvement of the other.This procedure will most likely be of no relevance tostatistical legislation.

“Comitology” after the LisbonTreaty

EU legislation may contain provisions conferringpower on the Commission to implement the act inquestion. The Lisbon Treaty substantially modifiedthis system of delegating implementing powers to theCommission. Two new provisions now regulate whatwas formerly known as comitology, rendering thecomitology system (and the name) partially redundant:delegated acts (Article 290 TFEU) and implementingacts (Article 291 TFEU). The TFEU provides a cleardistinction between these two types of acts. Under

Article 290 TFEU the legislator can delegate to theCommission the power to adopt non-legislative acts ofgeneral application to supplement or amend certainnon-essential elements of a legislative act, while underArticle 291 TFEU powers are conferred on theCommission by the legislator to implement theprovisions of a basic act if uniform conditions forimplementing it are needed.

• Delegated act: Article 290 TFEU provides that alegislative act may delegate power to theCommission to draft and adopt acts that amend abasic act by deleting, replacing or adding non-essential elements, or that supplement it with aseparate act enforcing non-essential rules or newnorms.

The system of delegated acts does not foresee anycomitology committees. These have been abolishedand replaced by the legislators’ extended rights ofobjection and revocation. Both the EP and theCouncil have the power to object to a delegated act.Consequently, delegated acts adopted by theCommission only enter into force after expiry of thetime period for objection, which is generally twomonths. Revocation is a power given to the EP andthe Council to call back wholly or partly the powersdelegated to the Commission. The decision torevoke may be taken at any time after the entry intoforce of the basic legislative act providing for it.

Even if national experts have no institutional role inthe decision-making process, the Commission hascommitted itself to carrying out appropriate andtransparent consultations with experts from allMember States whilst preparing a draft delegated act.Existing expert groups should typically be used forthis procedure and new ones established if necessary.

The European Parliament. © Architectes: Architecture Studio

2443-Stats-Hanbook-2011-08:1897-THIS-IS-EFTA-24 27/10/11 13:44 Page 13

Page 14: EFTA BULLETIN · 2013. 4. 22. · Scheller and Kurt Wass, Head and the Deputy Head of ESO respectively. The authors of the first edition are also gratefully acknowledged here: Ayfer

Article 290 TFEU applied to new legislative actswith the entry into force of the Lisbon Treaty on 1 December 2009. The provisions therein did notrequire any legally binding framework but weremade operational by a Common Understanding ofthe EP, the Council and the Commission[1].

Pre-Lisbon regulatory procedure with scrutiny –The delegated act is the successor of the pre-Lisboncomitology mechanism, Regulatory Procedure withScrutiny (RPS), but there is no automatic alignmentfrom RPS to delegated acts. This means that RPSwill continue to exist as a procedure in committeesfor some years more. The Commission hascommitted itself to finalising legislative revisionsof basic acts foreseeing RPS by the end of 2014,basically replacing them with delegated acts on acase-by-case basis.

• Implementing act: Under Article 291 TFEU,Member States are primarily responsible for theimplementation of EU law. Where uniformconditions for implementing legally binding actsare needed, these acts confer implementing powerson the Commission under the supervision of theMember States. The rules and principles forMember States’ control of the Commission’sexercise of implementing powers are laid down inRegulation (EU) No 182/211 and came into forceon 1 March 2011[2].

Member States control the Commission’s executivepowers in accordance with one of only twoprocedures: the advisory procedure, which existedin pre-Lisbon comitology, or the examinationprocedure, which is a merger of the pre-Lisbonmanagement and regulatory procedures. The actthat confers the implementing powers will also statewhich of the two procedures applies. In both cases,committees formed of representatives of MemberStates and chaired by the Commission areresponsible for scrutinising the proposedimplementing acts. The control mechanism can alsoinclude referral to an appeal committee.

Advisory procedure – Member States, through anadvisory committee, give non-binding advice to theCommission by a simple majority. Even if notbinding, the Commission takes the utmost accountof the opinion delivered by the committee, but thelatter cannot prevent the Commission fromadopting the measures it considers mostappropriate.

Examination procedure – Member States, throughan examination committee, give binding advice tothe Commission by a qualified majority. A positiveopinion from the committee implies that theCommission shall adopt the implementingmeasures, and the absence of an opinion (except insome particular cases) gives the Commission thepossibility to adopt the implementing measures.The Commission shall not adopt the proposedimplementing measures when it receives a negativeopinion. It may submit an amended version to thesame committee or submit the original proposal tothe appeal committee.

Pre-Lisbon comitology procedures – An automaticalignment guarantees the immediate switchoverfrom pre-Lisbon procedures to the two newprocedures for committees. The pre-Lisbonadvisory procedure is aligned to the new procedureof the same name, and for the management and regulatory procedures the examinationprocedure applies.

Soft Law Instruments

In the European Union the term “soft law” is used todescribe various types of instruments with no legaleffects of their own, such as recommendations,guidelines, resolutions and gentlemen’s agreements.Soft law instruments are in some cases preferred, asthey have some advantages in terms of efficiency andflexibility compared to legal acts.

Decision Shaping in the EEAAccording to the EEA Agreement, the EEA EFTAStates have the opportunity to contribute to the shapingof EU legislation at the preparatory or pre-pipelinestage by participating in the Commission’s expertsgroups, committees and other advisory bodies.

EEA EFTA Participation in Expert Groups

As the initiator of EU legislation, the Commission isresponsible for the preparatory work leading to draftproposals. For this purpose, advice is often soughtfrom experts of the Member States. EEA EFTA States’influence on the shaping of legislation is significant atthis pre-pipeline stage, as the EEA Agreement providesfor extensive participation by EEA EFTA experts in thepreparatory work of the Commission. In accordancewith the EEA Agreement, the Commission shall

EFTA

BU

LLET

IN 1

-201

1

14

[1] Council note on Common Understanding - Delegated Acts, doc no 8753/11. [2] Regulation (EU) No 182/2011 of the European Parliament and of the Council of 16 February 2011 laying down the rules and general principles concerning mechanisms

for control by Member States of the Commission’s exercise of implementing powers.

2443-Stats-Hanbook-2011-08:1897-THIS-IS-EFTA-24 27/10/11 13:44 Page 14

Page 15: EFTA BULLETIN · 2013. 4. 22. · Scheller and Kurt Wass, Head and the Deputy Head of ESO respectively. The authors of the first edition are also gratefully acknowledged here: Ayfer

EFTA

BU

LLET

IN 1

-201

1

15

informally seek advice from experts of the EEA EFTAStates in the same way that it seeks advice fromexperts of the EU Member States.

More concretely, EEA EFTA experts shall be includedin the preparatory work of the Commission throughexpert group meetings. In the field of statistics, thesegroups are generally called advisory committees,directors groups, working groups or task forces (TFs).They are formed with the purpose of advising theCommission (Eurostat) and assisting it with thedrafting of new laws, which are later to be adoptedthrough codecision or through delegated orimplementing acts.

EEA EFTA Participation in EU Committees

In addition to the meetings of the experts mentionedabove, the EEA EFTA States have the right ofparticipation in committees (Article 100 EEA) thatassist the European Commission to exercise itsexecutive powers when adopting implementing acts.Article 81 and Protocol 30 of the EEA Agreement onspecific provisions on the organisation of cooperationin the field of statistics assert that the EEA EFTA Statesshall participate fully without the right to vote in manyof the committees in the area of statistics. TheCommission transmits to the Council and the EP theviews of the experts of the EEA EFTA States alongwith the result of the votes under the implementingacts procedure.

Information to EEA EFTA States’National Parliaments

Like the national parliaments of the EU MemberStates, the EEA EFTA national parliaments receive allproposals for ordinary legislative procedures from theCommission for information as soon as they areidentified by the EFTA Secretariat.

Decision Making in the EEAPrinciple of Homogeneity

The underlying principle of the EEA is that ofhomogeneity. This is to be achieved through the timelyincorporation of EU legislation (acquiscommunautaire) into the EEA Agreement. This meansthat as soon as a relevant EU legal act has beenformally adopted through the codecision procedure(Council and European Parliament) or implemented

through delegated or implementing acts, the EEA JointCommittee shall take a decision on the appropriateamendment to the EEA Agreement.

Legal texts adopted by the European Union in the fieldof statistics that are also made part of the EEAAgreement through an EEA Joint Committee Decisionare included in Annex XXI. This Annex also notes anyEEA specific amendments or adaptations. When theEEA Agreement entered into force, 26 legal acts werepart of Annex XXI. In 2011 there are just over 300.

EEA statistical cooperation is to a great extent basedon law. However, parts of the commitments within theEuropean Statistical System (ESS) are based on so-called “soft law instruments” such as gentlemen’sagreements, to which the EEA States also adhere butwhich are not incorporated into Annex XXI. In 2011there are some 40 gentlemen’s agreements in effect,most of which include participation by at least oneEEA EFTA State.

Concept of EEA RelevanceEEA relevant acts are those acts that are covered by theEEA Agreement. Broadly speaking, these are all legalacts that support the achievement of a homogeneousEuropean Economic Area through the implementationof the free movement of goods, persons, services andcapital, including cooperation in flanking andhorizontal policies.

The relevance of an EU legal act is first assessedindependently by the parties according to their owninternal procedures and then submitted to the EEAJoint Committee for a final decision. TheCommission mentions in the heading of an EU legalact when it believes that a piece of legislation is EEArelevant. Nevertheless, this does not constitute abinding indication for the EFTA pillar of the EEAAgreement and a certain number of legal actswithout this indication have also been included in the Agreement.

Constitutional RequirementsThe contracting parties of the EEA Agreement havenot transferred any legislative powers to the EEA JointCommittee. It has therefore been necessary to regulatethe situation in which, according to their constitutions,an EEA Joint Committee Decision can only be bindingonce it has been approved by national parliament or byreferendum (Article 103 EEA).

2443-Stats-Hanbook-2011-08:1897-THIS-IS-EFTA-24 27/10/11 13:44 Page 15

Page 16: EFTA BULLETIN · 2013. 4. 22. · Scheller and Kurt Wass, Head and the Deputy Head of ESO respectively. The authors of the first edition are also gratefully acknowledged here: Ayfer

EFTA

BU

LLET

IN 1

-201

1

16

The fulfilment of constitutional requirements has animpact on the date of entry into force of the JointCommittee Decision. When one of the contractingparties needs to fulfil constitutional requirements, theconfirmed date of entry into force will be the first dayof the second month following the final notification.

Exemption/Derogation

With regard to exemptions/derogations from certainprovisions of an EU act, there are two formalprocedures:

The legal act to be incorporated into the EEAAgreement foresees a provision that gives thecompetence to the Commission to grant exemptions/derogations to an EU Member State. In this case, asimilar exemption/derogation to an EEA EFTA Statemay be granted in accordance with the two-pillarstructure of the EEA, by the EFTA SurveillanceAuthority. Consequently, an EEA EFTA State wishingto obtain such exemption/derogation will have toaddress a request to ESA once the EU act mandating theCommission to grant exemptions/ derogations has beenincorporated into the EEA Agreement.

In all other cases, if an EEA EFTA State wishes toobtain an exemption/derogation from an EU legalact, it will have to request an adaptation text in theJoint Committee Decision incorporating the relevantact into the EEA Agreement. In other words, it is theJoint Committee that will decide on exemption orderogation in the last instance. In this case theCouncil will clear the Joint Committee Decision onthe EU side.

The Legal Basis for EEAStatistical CooperationArticle 76

The EEA EFTA States and the EU both recognise theimportance of reliable and comparable statistics fordescribing and monitoring all relevant policies andprogrammes within the framework of the EEAAgreement. EEA cooperation in the field of statisticsshould therefore be seen in relation to the overallobjective of the Agreement:

“to promote a continuous and balancedstrengthening of trade and economic relationsbetween the contracting parties with equalconditions of competition, and the respect of the

same rules, with a view to creating a homogeneousEuropean Economic Area.” (Article 1 of the EEAAgreement)

In its provisions on statistics, Article 76 stipulates that:

• Statistical cooperation shall cover all relevanteconomic, social and environmental aspects of theEEA.

• Contracting parties shall harmonise methods,definitions and classifications.

• Annex XXI contains the list of relevant legal acts inthe field of statistics.

• Protocol 30 settles the organisation of statisticalcooperation.

Protocol 30Protocol 30 of the EEA Agreement provides for thepractical organisation of statistical cooperationbetween parties and in particular:

• The EEA Statistical Conference (EEA NSIs,Eurostat and ESO) guides statistical cooperation incombined meetings with the European StatisticalSystem Committee (ESSC).

• EFTA States shall participate fully, without the rightto vote, in EU committees, working groups andother bodies dealing with statistics.

• A specific EEA annual statistical programme shallbe developed by ESO in consultation with theHeads of EEA EFTA NSIs.

• Cooperation shall include data dissemination, EEAEFTA contribution and seconded national experts.

Secondary Legislation on StatisticsAnnex XXI to the EEA Agreement contains allsecondary EU legal acts (acquis communautaire) in thefield of statistics that are EEA relevant. Legal actsincorporated into Annex XXI are binding for all partiesto the EEA Agreement.

In brief, Annex XXI contains a list of EU legal acts(regulations, directives and decisions) in the field ofstatistics adopted by the EEA Joint Committee, andnotification of any EEA specific adaptations to EUlegislation adopted by the EEA Joint Committee.

According to the two-pillar structure of the EEAAgreement, follow-up of the implementation of EEArelevant legislation is the exclusive competence ofESA on the EFTA side and of the EuropeanCommission on the EU side.

2443-Stats-Hanbook-2011-08:1897-THIS-IS-EFTA-24 27/10/11 13:44 Page 16

Page 17: EFTA BULLETIN · 2013. 4. 22. · Scheller and Kurt Wass, Head and the Deputy Head of ESO respectively. The authors of the first edition are also gratefully acknowledged here: Ayfer

EFTA

BU

LLET

IN 1

-201

1

17Statistics as a Flanking andHorizontal Policy

As mentioned in the introduction, the purpose ofstatistical cooperation within the framework of theEEA is to provide comparable and reliable statisticalinformation for describing and monitoring all relevantfields of cooperation covered by the EEA Agreement.The Agreement considers statistics as a horizontal andflanking policy area.

EFTA Institutional Set-Up forEEA Statistical CooperationThe Working Group of the Headsof the National StatisticalInstitutes

The Standing Committee of the EFTA States is assistedby five subcommittees. Subcommittee IV on Flankingand Horizontal Policies is in charge of EEA statisticalcooperation.

In 1994, Subcommittee IV formally established theWorking Group of the Heads of the National StatisticalInstitutes (WG of Heads of NSIs) to assist it in all

issues related to statistical cooperation under the EEAAgreement. This decision was replaced by a decisionin 2011 and confirmed the WG of Heads of NSIs as asubsidiary body of Subcommittee IV[3].

According to the decision, the WG of Heads of NSIsshall assist Subcommittee IV in all matters relevant totheir respective field and in particular in the informationand consultation process relating to the incorporation ofEU legislation into the EEA Agreement.

In addition to the formal EEA mandate of the WG ofHeads of NSIs, with Switzerland participating purelyas an observer, the WG deals with EFTA statisticalcooperation issues outside the framework of the EEAAgreement, such as technical assistance and training.For these activities concerning the four EFTA States,the WG reports to the EFTA Council in Geneva. TheWG has no formal mandate for activities outside theEEA Agreement.

The WG consists of the directors-general of the fourEFTA NSIs and meets at least once a year. A chairperson is elected for two years, a term of officethat is renewable. Switzerland has observer status forEEA relevant matters. ESO is the secretariat of the WGof Heads of NSIs and hence serves the group in allrelevant issues.

The four freedoms and relatedhorizontal provisions

Flanking areas and related horizontalprovisions

Statistics – Article 76/ Annex XXI

Consumer protection – Article 72/ Annex XIXSe

rvices

Cap

ital

Pe

rson

s

Go

od

s

Edu

cation

, trainin

g an

d yo

uth

Statistics – A

rticle 7

6/ P

roto

col 3

0

Enviro

nm

en

t

Re

search

and

tech

no

log

ical d

eve

lop

me

nt

[3] Decision of Subcommittees I, II, III and IV of the Standing Committee of the EFTA States No 01/11/I-II-III-IV of 1 February 2011 on Working Groups in the field of FreeMovement of Goods, Capital and Services, Free Movement of Persons and Flanking and Horizontal Policies.

2443-Stats-Hanbook-2011-08:1897-THIS-IS-EFTA-24 27/10/11 13:44 Page 17

Page 18: EFTA BULLETIN · 2013. 4. 22. · Scheller and Kurt Wass, Head and the Deputy Head of ESO respectively. The authors of the first edition are also gratefully acknowledged here: Ayfer

EFTA

BU

LLET

IN 1

-201

1

18

[4] The office was first named the Office of the Statistical Adviser (OSA), then the Statistical Adviser's Office (SAO) and finally in 2006 it was renamed as the EFTA StatisticalOffice (ESO).

Working Group of the Heads of the National Statistical Institutes. From left to right: Wilfried Oehry, Head, Liechtenstein; Christian Brunhart, Liechtenstein; Ólafur Þórðarson,Iceland; Olav Ljones, Norway; Andrea Scheller, ESO; Ólafur Hjálmarsson, Head, Iceland; Jürg Marti, Head, Switzerland; Richard Ragnarsøn, Norway; Hans Henrik Scheel, Head,Norway; Judith Scherrer, Switzerland; Kurt Wass, ESO. Photo: ESO

The chair of the WG is also the EEA EFTA speaker incombined European Statistical System Committee/EEA Conference meetings when the EEA EFTAcountries deliver their opinion according to the “onevoice” principle.

The EFTA Statistical Office[4]

The EFTA Statistical Office’s main objective is tosustain the integration of the EFTA States into theevolving European Statistical System (ESS), therebyproviding harmonised and comparable statisticssupporting the general cooperation process betweenEFTA and the EU. ESO’s responsibilities include:

• Following up on and implementing the proceduresfor incorporating EU statistical acts into AnnexXXI to the EEA Agreement after adoption by theEEA Joint Committee.

• Contributing to the development of the EEAStatistical Programme. This programme is a subsetof the EU Statistical Programme and is revisedannually.

• Supporting the production and dissemination ofEEA statistics (via Eurostat). This includes regularassessment of the inclusion of EFTA data inEurostat publications and databases.

• Informing the EFTA national statistical authoritiesof Eurostat meetings and coordinating EFTAexperts’ participation in those meetings. Allinvitations to EFTA experts are sent through ESO.

• Acting as the point of liaison between Eurostat andthe EFTA national statistical institutes in therecruitment of EFTA national experts seconded toEurostat.

• In close cooperation with Eurostat, designing andimplementing EFTA technical assistance projectsin the field of statistics for third countries and

2443-Stats-Hanbook-2011-08:1897-THIS-IS-EFTA-24 28/10/11 15:58 Page 18

Page 19: EFTA BULLETIN · 2013. 4. 22. · Scheller and Kurt Wass, Head and the Deputy Head of ESO respectively. The authors of the first edition are also gratefully acknowledged here: Ayfer

EFTA

BU

LLET

IN 1

-201

1

19

participating in the European Statistical TrainingProgramme.

ESO is located in Luxembourg on the premises ofEurostat and is institutionally part of the EFTASecretariat. Its main driving force is the WG of Heads ofNSIs.

EEA Annual StatisticalProgrammeEuropean Multiannual StatisticalProgramme

This comprehensive and strategic multiannualprogramme, not exceeding five years, focuses on theproduction and dissemination of statistical information,the improvement of the quality of statistics and furtherdevelopment of the European Statistical System (ESS).

The EFTA Statistical Office team. From left to right: Heidi Vegsund, Trainee; NikkiHollis, Assistant; Andrea Scheller, Head; Ella Brown, Assistant; Kurt Wass, Deputy Head. Photo: ESO

EFTA pillar

EFTA StandingCommittee

Joint bodies

WG of Heads of NSIs

EFTA Statistical Office

Eurostat

Joint ESSC/EEA Conference

EEA Joint Committee

European External Action Service

EU pillar

Sub

com

mitte

e I

Sub

com

mitte

e II

Sub

com

mitte

e III

Su

bco

mm

ittee

IV

Sub

com

mitte

e V

Sub

com

mitte

e I

Sub

com

mitte

e II

Sub

com

mitte

e III

Su

bco

mm

ittee

IV

The Two-Pillar EEA Structure in the Field of Statistics

2443-Stats-Hanbook-2011-08:1897-THIS-IS-EFTA-24 27/10/11 13:44 Page 19

Page 20: EFTA BULLETIN · 2013. 4. 22. · Scheller and Kurt Wass, Head and the Deputy Head of ESO respectively. The authors of the first edition are also gratefully acknowledged here: Ayfer

EFTA

BU

LLET

IN 1

-201

1

20

The EFTA States are directly involved in thepreparation of the statistical programme, since nationalstatistical authorities are consulted in detail throughworking groups assisting Eurostat in its activities andthrough the European Statistical System Committee(ESSC). The programme is approved by the Counciland European Parliament (by codecision procedure)and provides the general framework for EEA statisticalactions to be carried out over the next multiannualperiod. Following Protocol 30, all main fields andstatistical themes of the programme are considered tobe relevant to EEA statistical cooperation and shalltherefore be open to full participation by the EEAEFTA States.

Annual Work Programme of the Commission

The European multiannual statistical programme isimplemented through annual work programmes drawnup by the Commission, which provide more detailedwork objectives for each year. The programmecontains the Commission’s priorities on statisticalwork, which are enshrined in the Commission’s annualpolicy strategy.

Regulation (EC) No 223/2009 of the EuropeanParliament and of the Council of 11 March 2009 onEuropean Statistics states how the multiannual andannual programmes are implemented. The programmeis divided into domains, themes, actions and modules.

EEA Annual Statistical Programme

According to Protocol 30 to the EEA Agreement, theEFTA Statistical Office is to develop a specific EEAannual statistical programme in consultation with theWG of Heads of NSIs. The programme is a subset ofand runs in parallel with the annual work programmeof the Commission.

The main objective of the EEA annual statisticalprogramme is to identify modules of the annual workprogramme of the Commission where EEA EFTAparticipation could contribute to the attainment of thecommon objectives mentioned in Article 76 of theAgreement.

The inclusion or exclusion of a module in the EEAannual statistical programme could impact on:

• Statistical priorities in the EEA EFTA States• Respondent burden in the countries

• Allocation of human and financial resources innational statistical authorities

It could also have implications for the degree to whichthe EEA EFTA States are integrated into the EuropeanStatistical System, and for more specific issues such asparticipation in meetings, grant programmes andfinancial contribution.

Establishment of the EEA AnnualStatistical Programme

The procedure for adopting the EEA annual statisticalprogramme involves the following steps:

• A draft programme is sent to the experts in the EEAEFTA NSIs for their comments and advice shortlyafter the adoption of the annual work programme ofthe Commission.

• A consolidated version of the programme iselaborated on the basis of their comments.

• The experts are consulted again if necessary.• ESO consults the relevant unit in Eurostat on the

draft EEA annual statistical programme.• A final version of the programme is then prepared

and presented to the heads of national statisticalinstitutes for approval.

• The final EEA annual statistical programme is sentto the EFTA NSIs, Eurostat and the EFTASecretariat in Brussels.

A specific Swiss/EU annual statistical programmeexists on the basis of the Swiss/EU Agreement onStatistical Cooperation.

Financial Contribution to EEAStatistical CooperationIn accordance with Article 82.1(a)(b) of the EEAAgreement and the provisions of Protocol 30, the EEAEFTA States shall contribute financially every year tothe statistical programme of the European Union. Thiscontribution can be divided into operational andadministrative costs.

The EEA EFTA contribution to operational costsrefers to the relevant budget lines of the general budgetof the European Union, calculated on the basis of theso-called “proportionality factor”. The proportionalityfactor for participation by the EEA EFTA States in allEU programmes is fixed annually according to theGDP share of the EEA EFTA countries. As not all

2443-Stats-Hanbook-2011-08:1897-THIS-IS-EFTA-24 27/10/11 13:44 Page 20

Page 21: EFTA BULLETIN · 2013. 4. 22. · Scheller and Kurt Wass, Head and the Deputy Head of ESO respectively. The authors of the first edition are also gratefully acknowledged here: Ayfer

EFTA

BU

LLET

IN 1

-201

1

21

elements of the EU’s statistical programme arerelevant to EEA statistical cooperation, the EEA EFTAStates’ actual payment is 75% of their calculated share.

The EEA EFTA contribution to administrative costsis subject to an annual agreement between the EEAEFTA States and the Commission through the WorkingGroup on Budgetary Matters. This contribution can bedivided into three elements:

• A contribution to Eurostat for storing, processingand disseminating EEA EFTA data. Thiscontribution is paid partly in kind through fourseconded national experts (SNEs) to Eurostat andpartly in cash for three administrative staff andinformation and technology costs.

• A financial contribution to meetings, conferencesand missions.

• A financial contribution to overhead costs for thefour SNEs and three support staff.

The total financial contribution is divided between theindividual EEA EFTA States based on a cost-sharingformula calculated according to GDP.

The table below shows EEA EFTA financialcontribution to operational and administrative costs forthe statistical programme 2008-2012, the completionof the statistical programme 2003-2007 and aparticular module outside the programmes on theModernisation of European Enterprise and TradeStatistics (MEETS):

Statistical Programme 2008 – 2012Operational costs (75%) 40 987 160 731 621 21 510 9 218 700 893Administrative costs 507 140 14 910 6 390 485 840Result 2009 -2 560 -123 -26 -2 411

Statistical Programme 2003 – 2007 (completion)Operational costs (75%) 2 856 537 50 989 1 499 642 48 848Result 2009 0 0 0 0

MEETSOperational costs (75%) 3 336 537 59 557 1 751 750 57 056Result 2009 36 288 1 749 363 34 176Net contribution 2011 1 315 579 38 044 16 664 1 260 871

Payments in €in 2011

EUEEA EFTA

2.38%

Total EEA EFTA

Total

IS

2.94%

LI

1.26%

NO

98.80%

2443-Stats-Hanbook-2011-08:1897-THIS-IS-EFTA-24 27/10/11 13:44 Page 21

Page 22: EFTA BULLETIN · 2013. 4. 22. · Scheller and Kurt Wass, Head and the Deputy Head of ESO respectively. The authors of the first edition are also gratefully acknowledged here: Ayfer

EFTA

BU

LLET

IN 1

-201

1

22

STATISTICAL COOPERATION OUTSIDETHE EEA AGREEMENT

EFTA Technical Cooperation inthe Field of Statistics General Background

The availability of impartial and reliable statisticalinformation is widely considered as a prerequisite for ademocratic society and a necessary condition for thesmooth running of a competitive market economy.Thus, EFTA and the EU have a common interest inassisting countries neighbouring the enlargedEuropean Economic Area to develop their statisticalcapacity and to harmonise statistical methods andstandards with international norms.

In 1992, EFTA started participating in the PHAREprogramme. The EU established this programme in1989 to support economic and political reform incentral and eastern European countries by providingfinancial and technical support in a large number ofareas, including statistics. Initially, EFTA technical

assistance targeted mainly the Baltic States. It wasextended first to other east European countries, then tothe Western Balkans, and is now extending beyond theeastern boundaries of Europe.

In parallel, EFTA has become active in the MEDSTATprogramme. This statistical cooperation programme isdedicated to countries of the southern and eastern rimsof the Mediterranean Sea. This part of the world is ofeconomic importance to EFTA since most of thecountries in the region have signed a declaration oncooperation or free trade agreement with EFTA.

Aim and Coverage of EFTATechnical Cooperation

Since 2005, cooperation between the EFTA Secretariatand Eurostat in assisting third countries has beengoverned by a Memorandum of Understanding (MoU)on technical cooperation in the field of statistics. EachMoU covers a three-year period and is approved by the

Joint Seminar of EFTA, Eurostat and UNECE on Streamlining Statistical Production, Serbia, 2011. With participants from Albania, Armenia, Bosnia & Herzegovina, Croatia, the former Yugoslav Republic of Macedonia, Montenegro, Russia, Serbia, Turkey, Ukraine, Statistics Netherlands, Statistics Norway and the Statistical Office of the Republic of Slovenia. Photo: ESO

2443-Stats-Hanbook-2011-08:1897-THIS-IS-EFTA-24 27/10/11 13:44 Page 22

Page 23: EFTA BULLETIN · 2013. 4. 22. · Scheller and Kurt Wass, Head and the Deputy Head of ESO respectively. The authors of the first edition are also gratefully acknowledged here: Ayfer

EFTA

BU

LLET

IN 1

-201

1

23

Council and generally signed by the Director-General ofEurostat and the Secretary-General of EFTA. So farthere have been three MoUs covering 2005-2007, 2008-2010 and 2011-2013. The 2011-2013 MoU concernsfunds totalling EUR 2.1 million.

The overall objective of EFTA technical cooperation inthe field of statistics is to promote and develop closelinks between the EFTA States and Eurostat in a numberof programmes. Through such cooperation, EFTA seeksactive and visible participation in the planning,execution and follow-up of EFTA/EU projects.

EFTA gives priority to countries that have concludeddeclarations on cooperation or free trade agreementswith EFTA. Support is mainly granted to developingcountries and economies in transition in the Balkanand Mediterranean regions, as well as to recent andprospective partners in other geographical areas,including countries east of the enlarged EU. The scopeof cooperation can also include EFTA free trade andprospective partners in other regions of the world.

Two EFTA national experts are seconded to Eurostatas part of EFTA’s contribution, ensuring continuity ofsupport and EFTA visibility in the overallprogramming and management of EFTA/EU actions.

The EFTA Secretariat, represented by the EFTAStatistical Office in Luxembourg, acts as a linkbetween Eurostat and the EFTA Member States forcooperation programmes and actions. The main dutiesfor ESO are to design, implement and follow up ontechnical assistance projects and programmes in closecooperation with Eurostat and the EFTA States. ESOis therefore invited to participate in the variousmeetings organised by the Commission in the field ofstatistical cooperation.

EFTA is particularly active in:

• Capacity building, and strengthening andincreasing the efficiency of national statisticalsystems and their institutional frameworks.

• Strengthening the comparability, conformity andharmonisation of statistics with internationalstandards and norms.

• Exchanging information, disseminating statisticsand using new technologies.

• Producing statistical information necessary for theestablishment of free trade areas.

• Developing human resources, in particular trainingin support of the areas listed above.

A key programme with regard to these objectivesconsists of the so-called “adapted global assessments”and “light peer reviews” of national statistical systems inthird countries, conducted jointly by Eurostat, UNECEand EFTA. The programme has run since 2008 and is ingreat demand among our partners. It currently covers theWestern Balkan, Eastern European, Caucasian andCentral Asian countries. After a first high-levelconference in 2009 which marked the launch of theprogramme, a second such event is planned for 2013 totake stock of the progress of this common endeavourand to adapt its orientation and instruments.

Modalities of Cooperation

EFTA’s technical cooperation activities with thirdcountries are governed by the EFTA CouncilGuidelines on Technical Cooperation and cover aseries of programmes and projects, includingstatistics, funded by the Association’s budget.

EFTA’s technical cooperation activities do not need tobe systematically initiated by ESO in collaborationwith Eurostat. ESO welcomes specific requestssubmitted by EFTA NSIs, EFTA partner countries andinternational organisations. Nevertheless, even if aproject falls within the scope of the MoU withEurostat, the EFTA Council may reject it. It istherefore important to keep in mind the followingcriteria when submitting a project to ESO:

• The beneficiary country should have a free tradeagreement or declaration on cooperation with EFTA(the list of countries can be found on the EFTAwebsite), or be in the process of negotiating one.

• The project should be in line with the generalobjectives of the Association, which are to promotegrowth and prosperity through closer economiccooperation and in particular to contribute to theexpansion of trade in the world.

• The project should create good visibility for theEFTA Secretariat and the EFTA States, e.g. byinvolving EFTA experts.

• The EFTA contribution should respect the criteriaof proportionality (costs v results).

When required and only after approval of the projectby the EFTA Council, a contract is signed betweenESO and the implementing organisation (e.g. theEFTA NSIs or statistical authorities of partnercountries). The contract lays down the modalities forimplementing the project: expected outcome,timeframe, costs and payment procedures.

2443-Stats-Hanbook-2011-08:1897-THIS-IS-EFTA-24 27/10/11 13:44 Page 23

Page 24: EFTA BULLETIN · 2013. 4. 22. · Scheller and Kurt Wass, Head and the Deputy Head of ESO respectively. The authors of the first edition are also gratefully acknowledged here: Ayfer

EFTA

BU

LLET

IN 1

-201

1

24

EFTA in the EuropeanStatistical Training ProgrammeBackground Information

In order to maintain a high level of competence and toensure data consistency throughout the ESS,statisticians require continuous training in newmethods, new techniques and best practices. EFTA hasalways placed great importance on the quality andcomparability of European statistics and thereforesupports Eurostat in the design and implementation ofthe ambitious European Statistical TrainingProgramme (ESTP).

Agreement Between the EFTASecretariat and Eurostat

With a view to securing full participation by EFTAstatisticians in the ESTP, the EFTA Secretariat hascommitted itself, through an exchange of letterswith Eurostat, to finance the organisation of at leasttwo courses per year. The exchange of letters isrenewed every four years, the latest one covering theperiod 2011-2014. These EFTA courses are given byEFTA national statistical institutes and are open tostatisticians from the EFTA and EU Member States.In return, Eurostat ensures that EFTA statisticianshave the right to participate in all ESTP coursesfinanced by Eurostat.

Since 2006, Statistics Norway (SSB) and the FederalStatistical Office of Switzerland (FSO) have eachorganised one to two courses per year on topics suchas user-friendly dissemination of official statistics,the use of administrative registers, the use ofbusiness registers, methods of survey and sampling,and data analysis and modelling. These courses haveproven to be among those of the programme most indemand.

Involvement of EFTA NSIs in ESTPCourses Financed by Eurostat

For the periods 2006-2011 and 2012-2015 Eurostathas contracted a consortium to organise severalcourses within the framework of the ESTP. Theconsortium comprises – other than two implementingprivate agencies – a number of national statisticalinstitutes of the European Statistical System,including SSB and FSO, who lead and/or co-organisethe training courses.

In parallel with these courses, certain courses areorganised in-house when the relevant know-how isavailable within Eurostat.

In order for ESO to follow up on participation byEFTA statisticians in ESTP courses, Eurostat annuallysends ESO a final list of participants.

Swiss/EU Agreement in theField of StatisticsAfter Swiss voters narrowly rejected joining theEuropean Economic Area, seven sectoral agreements,such as the Agreement on the Free Movement ofPersons, were concluded between the European Unionand Switzerland in 1999.

As this cooperation proved successful, a secondpackage of nine sectoral agreements between the EUand Switzerland followed in 2004. In addition to theSchengen/Dublin and other agreements, this secondpackage included the Agreement on Cooperation inthe Field of Statistics, which came into force on 1January 2007. This agreement ensures the productionand dissemination of coherent and comparablestatistical information for describing and monitoringall economic, social and environmental policiesrelevant to bilateral cooperation.

The Swiss/EU Agreement comprises a main section,governing the rights and obligations of both parties,and two annexes. Annex A contains all EU legislationrelevant to Switzerland for the policy areas mentionedabove, and Annex B governs the financial contributionpaid by Switzerland on an annual basis for itsparticipation in the EU’s statistical programme.

A Joint Swiss/EU Committee is responsible forimplementing the Agreement, as well as for updatingAnnexes A and B. It is composed of representatives ofboth contractual parties in equal numbers and is chairedby both the General Director of Eurostat and the FederalStatistical Office. The Joint Committee has held threemeetings to date and has revised Annex A twice. Everyyear it adopts a Swiss/EU statistical work programme,which is a subset and runs in parallel with the annualwork programme of the Commission.

Through this agreement, Switzerland is entitled toparticipate on an equal footing with the EU MemberStates in the European Commission’s experts groups,committees and other advisory bodies that assist the

2443-Stats-Hanbook-2011-08:1897-THIS-IS-EFTA-24 27/10/11 13:44 Page 24

Page 25: EFTA BULLETIN · 2013. 4. 22. · Scheller and Kurt Wass, Head and the Deputy Head of ESO respectively. The authors of the first edition are also gratefully acknowledged here: Ayfer

EFTA

BU

LLET

IN 1

-201

1

25

Commission in the management and development ofprogrammes and actions (“decision shaping”), butwithout the right to vote or receive grants. It also securesthe publication of Swiss data in all of Eurostat’sdissemination tools. In return, Switzerland contributesfinancially to the EU statistical programme and secondstwo to three national experts to Eurostat. The averageannual financial contribution by Switzerland over thepast five years has been EUR 4 million.

The main differences between EEA and Swiss/EUcooperation are:

• Statistical cooperation under the EEA Agreement ispart of an extensive “multi-sectional” arrangement,while the Swiss/EU Agreement is specificallydevoted to statistics. This explains why the EEAJoint Committee is responsible for the managementof all fields covered by the EEA Agreement, whilethe Swiss/EU Joint Committee is only in charge ofthe implementation of statistical cooperation.

• Institutional provisions for statistical cooperationunder the EEA Agreement are laid out in Protocol30 to the Agreement, whereas the Swiss/EUAgreement itself contains all practical andinstitutional provisions for statistical cooperation.

With this agreement, Switzerland increased thecomparability of its statistical information not only withthe EU Member States, but also with its EFTA partners.

Since the Swiss/EU Agreement is a strictly bilateralarrangement, the EFTA Secretariat is, from a legal andinstitutional point of view, not involved in itsimplementation. Nevertheless, all parties have agreedthat the EFTA Statistical Office shall also providetechnical support to Switzerland in the implementationof its agreement on statistical cooperation with the EU.

The tower of the Swiss Federal Statistical Office. © Swiss Federal Statistical Office

2443-Stats-Hanbook-2011-08:1897-THIS-IS-EFTA-24 27/10/11 13:44 Page 25

Page 26: EFTA BULLETIN · 2013. 4. 22. · Scheller and Kurt Wass, Head and the Deputy Head of ESO respectively. The authors of the first edition are also gratefully acknowledged here: Ayfer

EFTA

BU

LLET

IN 1

-201

1

26

THE EUROPEAN STATISTICAL SYSTEM The European StatisticalSystem in BriefThe Statistical Office of the European Union(Eurostat) was set up in 1953 to supply the statisticalinformation that the European Coal and SteelCommunity (ECSC) needed in order to functionsmoothly. Over the years, Eurostat’s sphere of activitygrew and in 1958, with the establishment of theEuropean Economic Community, it became adirectorate-general of the European Commission.

As a directorate-general, Eurostat stands apart inseveral respects. Typically, Commission offices areinvolved in the preparation of proposed legislation,which they tend not to discuss with the MemberStates in order to avoid any interference from lobbygroups or national objections to changes in the statusquo. Discussions with Member States take placeafter the Commission has submitted its proposals tothe Council and, as required, to the EuropeanParliament. Eurostat operates differently by seekingconsensus among EU and EFTA national statisticalinstitutes, drawing on their experience and onnational best practices, before discussing with theCouncil and Parliament.

This partnership between the national statisticalinstitutes and Eurostat led to the establishment of aninformal structure in the European Commission − thefirst of its kind − namely the European StatisticalSystem (ESS). The aim of the ESS is to providereliable and comparable statistics for all EU and EFTAMember States.

The ESS was created mainly because the work wastechnical rather than political and because of the needto assemble a body of expertise to cope with themounting complexity of the statistical informationrequired. The production of national statistics,however, remains the responsibility of the nationalstatistical institutes, which check and analyse theirnational data before transmitting it to Eurostat.Eurostat’s work thus consists essentially of processingstatistical information and publishing it at Europeanlevel, as well as ensuring that the data is comparable bydeveloping a harmonised methodology for all EU andEFTA Member States.

The Legal Basis of theEuropean Statistical SystemIn 1997, three very important pieces of legislation wereadopted, giving European statistics a firm legalfoundation for the first time.

• The Treaty of Amsterdam introduced a specific articleon statistics, giving the European Community’sstatistics system its first constitutional basis. Article285 EC provided for the Council, where necessary, toadopt measures for the production of statistics. Thereality was that the needs of the EU and its MemberStates had grown to the point where it was no longerpossible to collect harmonised statistics and makethem available simply on the basis of gentlemen’sagreements.

• Council Regulation 322/97 of 17 February 1997 onCommunity Statistics provided for responsibilitysharing between national statistical authorities andthe Community according to the principle ofsubsidiarity. It also set forth the basic criteria,procedures and general provisions for theproduction of official statistics at EU level.

• Eurostat’s function as the Community statisticalauthority, as stipulated in the Regulation, wassubsequently spelled out in Commission Decision97/281 of 21 April 1997 on the role of Eurostat asregards the production of Community statistics.

In 2009, Regulation (EC) No 223/2009 on EuropeanStatistics[5] replaced Council Regulation 322/97. Thisso-called “Statistical Law” established a legalframework not only for the production, but also for thedevelopment and dissemination of European statistics.The European Statistical System is legally recognisedand defined as “the partnership between theCommunity statistical authority, which is theCommission (Eurostat), and the national statisticalinstitutes (NSIs) and other national authoritiesresponsible in each Member State for the development,production and dissemination of European statistics”.This partnership also includes the EFTA States[6].

The Regulation establishes the European StatisticalSystem Committee (ESSC) and defines its role. It also

[5] Regulation (EC) No 223/2009 of the European Parliament and of the Council of 11 March 2009 on European statistics.[6] The EEA EFTA States have been partners since the signature of the EEA Agreement in 1992, while Switzerland became a member after its agreement with the EU in the

field of statistics came into force on 1 January 2007. More recently, the partnership was reiterated through the incorporation of Regulation (EC) No 223/2009 into theannexes of both agreements.

2443-Stats-Hanbook-2011-08:1897-THIS-IS-EFTA-24 27/10/11 13:44 Page 26

Page 27: EFTA BULLETIN · 2013. 4. 22. · Scheller and Kurt Wass, Head and the Deputy Head of ESO respectively. The authors of the first edition are also gratefully acknowledged here: Ayfer

EFTA

BU

LLET

IN 1

-201

1

27

reasserts compliance with the principle of subsidiarity,entrenches the basic statistical principles –professional independence, impartiality, objectivity,reliability, statistical confidentiality and cost-effectiveness – and recognises the European StatisticsCode of Practice.

These legal instruments are vital for the smoothfunctioning of the European Statistical System,because they secure a sustainable basis from which totackle new statistical challenges, including thoseassociated with European integration. They also assurethe statistical authorities’ professional independence,integrity and accountability, and assert at aconstitutional level the fundamental principles thatunderpin statistical systems in a democratic society.They confirm the distinction between politics andadministration and official statistics. The instrumentsalso provide the organisational settings helping tocement the partnership between Eurostat and theMember States’ statistical authorities

The European Statistics Codeof Practice Harmonising methods and concepts at European levelthrough informal agreements or binding legislation isan important element of the production of comparableEuropean statistics. Nevertheless, institutional,organisational and professional factors can also have asignificant influence on the reliability andcomparability of official European statistics.

Therefore, in May 2005, the European Commissionadopted a recommendation on the independence,integrity and accountability of the national andEuropean statistical authorities promulgating theEuropean Statistics Code of Practice (CoP). The CoP isan ambitious set of 15 principles that aim to foster ahigh quality environment for the production anddissemination of European statistics.

The CoP is an instrument with a dual purpose:

• To improve trust and confidence in the statisticalauthorities by proposing certain institutional andorganisational arrangements.

• To reinforce the quality of produced anddisseminated statistics by promoting coherentapplication of the best international statisticalprinciples, methods and practices by all producersof official statistics in Europe.

EFTA’s national statistical institutes have adhered tothe CoP from the beginning and the correspondingrecommendation of the European Commission[7] hasbeen incorporated in the statistical annexes of the EEAand the Swiss/EU Agreements. The CoP is now anintegral part of the “Statistical Law” (Regulation223/2009) adopted by all EFTA States. Consequently,the EFTA States commit themselves to adhering to theprinciples of the CoP, and more concretely, statisticsproduced by the EFTA States and their statisticalsystems are subject to the same scrutiny throughassessments and peer reviews as those produced by theEU Member States. A high-level task force of the ESSunder the co-chairmanship of Eurostat and Norway hasrecently elaborated recommendations for an update ofthe CoP. This so-called “Sponsorship on Quality”proposed a revised version of the CoP, which wasadopted by the ESSC on 28 September 2011.

The European StatisticalSystem Committee At the heart of the ESS is the ESS Committee (ESSC).It was established in 1989 as the Statistical ProgrammeCommittee (SPC) and in 2009 became the ESSC. It iscomposed of representatives of Member States’national statistical institutes and is chaired by Eurostat.The ESSC has two main assignments:

• Article 7 of the Statistical Law stipulates that theESSC “shall provide professional guidance to theESS for developing, producing and disseminatingEuropean statistics in line with the statisticalprinciples”. In this advisory function the ESSC isthe cornerstone of the ESS architecture, providing

[7] Commission Recommendation COM(2005) 217 of 25 May 2005 on the independence, integrity and accountability of the national and Community statistical authorities.

EFTA participation in ESSC meeting, Germany, 2011. On the left the delegationfrom Statistics Norway. Photo: ESO

2443-Stats-Hanbook-2011-08:1897-THIS-IS-EFTA-24 27/10/11 13:44 Page 27

Page 28: EFTA BULLETIN · 2013. 4. 22. · Scheller and Kurt Wass, Head and the Deputy Head of ESO respectively. The authors of the first edition are also gratefully acknowledged here: Ayfer

EFTA

BU

LLET

IN 1

-201

1

28

opinions on issues such as planning andprogramming, quality and methodology, costs andburdens, priority setting and internationalcooperation.

• Article 27 of the Statistical Law specifies that “theCommission shall be assisted by the ESSCommittee”. In this function, the ESSC givesopinions on, among others, statistical programmesand new legal acts in the field of statistics proposedby the Commission.

The members of the ESSC are the directors-general orpresidents of the national statistical institutes of the EUand EFTA Member States. The Director-General ofEurostat chairs the ESSC, which meets three to fourtimes a year, normally in February, May, Septemberand November.

The EFTA States attend the ESSC meetings on allrelevant matters. For matters only relevant to the EU,representatives of EFTA States have the status ofobservers. On legal issues, immediately after theformal voting procedure for the EU Member States, thechair requests the opinion of the EEA EFTA States andthen for the opinion of Switzerland. Under thisprocedure, the Head of the WG of Heads of NSIs is theEEA EFTA spokesperson.

ESO, represented by the Head or Deputy Head of theEFTA Statistical Office, is a partner in the ESSC for allEEA relevant matters. Other international bodies thatmay participate as observers include the Committee onMonetary, Financial and Balance of PaymentsStatistics (CMFB), the European Central Bank (ECB),the European Statistical Advisory Committee (ESAC),the Organisation for Economic Co-operation andDevelopment (OECD), the United Nations Economic

Commission for Europe (UNECE) and theInternational Monetary Fund (IMF).

The strategic advisory body of the European StatisticalSystem Committee is the Partnership Group, whosemission is to foster the development of the ESS at thehighest level, notably by ensuring the effectivefunctioning of the ESSC. The Partnership Groupfocuses particularly on strategic issues to be discussedin the ESSC. It consists of seven directors-general ofthe national statistical institutes of the ESS, and theDirector-General of Eurostat. The directors-general ofthe EFTA national statistical institutes are also eligibleto participate in this group[8]. The group works in aninclusive way, keeping all heads of NSIs informed ofdiscussions and actions and ensuring that non-members’ views can be taken into account.

At an operational level, ESSC activities are supportedby the Network Group, which consists ofrepresentatives of all NSIs, mainly their heads ofinternational service, and Eurostat as an observer. Themain task of this group is to prepare for upcomingESSC meetings by coordinating voting intentions andopinions on the agenda items. This group ensures theefficient distribution of ESSC documents in eachcountry as well as other information relevant to thesuccessful functioning of the ESS.

Registered members can access documents concerningthe ESSC, the Network Group and the PartnershipGroup on Eurostat’s site: Communication andInformation Resource Centre Administrator (CIRCA).

EurostatEurostat’s Mission

The mission of Eurostat, theStatistical Office of the EuropeanUnion, is to provide the EU with ahigh quality statistical informationservice. Eurostat is one of the 33 directorates-general of the

European Commission and is located in Luxembourg.The Commissioner for Economic and Monetary Affairs isalso in charge of Eurostat.

Eurostat is responsible for producing harmonised andcomparable statistics across the countries and regionsof the EU and EFTA. As head of the ESS, Eurostat isresponsible for creating common standards andclassifications and proposing harmonisedmethodology that extends to the EFTA States.

EFTA participation in ESSC meeting, Germany, 2011. Christian Brunhart andWilfried Oehry, Office of Statistics Liechtenstein. Photo: ESO

[8] The EFTA States were represented in the Partnership Group by Hallgrimur Snorrason, Director-General of Statistics Iceland, from 2000 to 2004, and by Øystein Olsen,Director-General of Statistics Norway, from 2007 to 2010.

2443-Stats-Hanbook-2011-08:1897-THIS-IS-EFTA-24 27/10/11 13:44 Page 28

Page 29: EFTA BULLETIN · 2013. 4. 22. · Scheller and Kurt Wass, Head and the Deputy Head of ESO respectively. The authors of the first edition are also gratefully acknowledged here: Ayfer

EFTA

BU

LLET

IN 1

-201

1

29

Eurostat is also the statistical office for the EFTAcountries concerning EEA or Swiss/EU relevantstatistics. For these statistics, the EFTA States areobliged to comply with EU legislation, while Eurostathas the duty to store and disseminate their data.

Data is not collected directly from statistical units inthe EU and EFTA Member States by Eurostat. This isdone by the national statistical authorities. Eurostat’srole is to consolidate the data and to ensure that it iscomparable using harmonised methodology. Eurostatis the most important provider of statistics at Europeanlevel. Eurostat’s role was formalised in a CommissionDecision of 1997, confirming Eurostat as the sole EUauthority entrusted with the production of statistics.

Eurostat’s Organisation and Budget

Being a directorate-general of the Commission,Eurostat is headed by a director-general, and itsactivities are divided into seven directorates:

• Cooperation in the European Statistical System,international cooperation, resources

• IT and methodology• National accounts, prices and key indicators • Government Finance Statistics (GFS)• Statistics on agriculture, environment, sector

statistics and geographical information • People’s Europe and social statistics• Business statistics

Eurostat has around 900 posts, of which more than 650are permanent, over 60 are filled by seconded nationalexperts and approximately 140 are contractual. Of the60 national experts, nine come from EFTA countries,i.e. four through the EEA Agreement, two through theMoU on Technical Assistance and three through theSwiss/EU Agreement.

Eurostat’s own budget was around EUR 89 million in2010 (excluding costs of statutory staff), of whichEUR 69.6 million was budgeted for the production ofstatistical information. An additional budget (EUR

Eurostat management chairing the ESSC meeting, Luxembourg. © Eurostat

Significant Dates in Eurostat’s History

1953 Statistics Division of the European Coal and Steel Community established.1958 Eurostat becomes a directorate-general of the European Community.1974 First statistical domain accessible through an electronic database.1989 Statistical Programme Committee (SPC) established and the first multiannual programme (1989-1992)

adopted by the Council.1992 Iceland, Liechtenstein and Norway join the European Statistical System (ESS).1993 Implementation of the Maastricht Treaty extends Eurostat’s mandate, e.g. launching of new Community

statistics on intra-EU trade (Intrastat). Eurostat starts issuing regular news releases.1997 Statistics added for the first time to the Treaty of Amsterdam and the Statistical Law, a new legal

framework for European statistics, is approved by the Council. 1998 Eurostat produces the first indicators specific to the European Monetary Union (EMU) area. 2002 Launch of the euro, 1 January. 2004 Largest enlargement in the history of the European Union: Ten countries join the EU and consequently the

EEA.2005 Adoption of the European Statistics Code of Practice by the SPC.2007 Switzerland becomes a full member of the ESS, along with the two new EU Member States, Romania and

Bulgaria.2009 The Statistical Law enters into force, and the ESS and ESSC are legally established.

The Lisbon Treaty enters into force, substantially modifying “comitology” procedures.2010 The powers of Eurostat in the verification process of Excessive Deficit Procedure (EDP) statistics are

considerably extended with the adoption of Council Regulations 479/2009/EC and 679/2010/EU.

2443-Stats-Hanbook-2011-08:1897-THIS-IS-EFTA-24 27/10/11 13:44 Page 29

Page 30: EFTA BULLETIN · 2013. 4. 22. · Scheller and Kurt Wass, Head and the Deputy Head of ESO respectively. The authors of the first edition are also gratefully acknowledged here: Ayfer

EFTA

BU

LLET

IN 1

-201

1

30

21.1 million in 2010) is sub-delegated to Eurostat byother directorates-general, mainly to finance statisticalsurveys needed to monitor the structures of agriculturalholdings in the European Union.

National Statistical SystemsPrinciple of Subsidiarity

The European Statistical System is a partnershipbetween Eurostat, the national statistical institutes andother agencies and ministries collecting officialstatistics in the EU and EFTA Member States.According to the principle of subsidiarity, theproduction of national statistics is the responsibility ofthe national authorities, which check and analyse theirdata before transmitting it to Eurostat. As mentionedpreviously, Eurostat’s work consists chiefly ofprocessing statistical information and publishing it atEuropean level, ensuring that the data is comparable bydeveloping a harmonised methodology for all EU andEFTA Member States.

The Coordination Role of theNational Statistical InstitutesDepending on various political and administrativefactors, national statistical systems can be more or lessdecentralised from a geographical and/or functionalpoint of view. This might lead in extreme cases to awide scattering of institutions in charge of theproduction at national level of official statistics.Nevertheless, at international level, it is important thateach national statistical system speaks with one voice.This means that a national coordination body gathersviews from the relevant statistical bodies in order toestablish and then support the stand that appears to bemost representative of the national statistical system.This coordination role is the prerogative of the nationalstatistical institutes.

At European level, the Conference of Directors-General of the National Statistical Institutes (DGINS)was created on 15 July 1953 in Luxembourg. Theconference is held once a year with the aim ofdiscussing topics related to the organisation andmanagement of statistical work within the ESS, theidentification of future needs for statistics and thepursuit of existing needs not being met. Each year adifferent Member State hosts the conference and thedirector-general of the host country chairs theconference. Later a Council Decision established theStatistical Programme Committee, which is also

explicitly composed of the directors-general orpresidents of all ESS NSIs. This became the EuropeanStatistical System Committee in 2009 when Regulation223/2009/EC entered into force.

The Role of National StatisticalAuthorities in the LegislativeProcedure

Apart from the production of official statistics, nationalstatistical authorities, and in particular statisticalinstitutes, play an important role in the legislativeprocedure of the European Union:

• Decision shaping: Experts from national statisticalauthorities are invited to participate actively inworking groups, task forces and other meetingsorganised by Eurostat. No formal voting proceduresare expected at these meetings and therefore all EFTAState representatives are treated on a strictly equalfooting with experts from the EU Member States.

• Decision making: Representatives of the EUMember States are consulted within the frameworkof certain legislative procedures. For the EuropeanStatistical System Committee, heads of NSIsrepresent their respective national statisticalsystems and provide opinions on their behalf. TheEFTA States participate fully in these committeesbut do not participate in the formal votingprocedure. Nevertheless, the Commission seeks theopinion of the EFTA States each time a formalvoting procedure is organised.

2443-Stats-Hanbook-2011-08:1897-THIS-IS-EFTA-24 27/10/11 13:44 Page 30

Page 31: EFTA BULLETIN · 2013. 4. 22. · Scheller and Kurt Wass, Head and the Deputy Head of ESO respectively. The authors of the first edition are also gratefully acknowledged here: Ayfer

EFTA

BU

LLET

IN 1

-201

1

31

A GUIDE TO PRACTICALIMPLEMENTATION OF EFTACOOPERATION

EFTA Participation in EurostatMeetingsThe EFTA States do not have the formal right toparticipate in the decision-making process in the EUinstitutions. According to the EEA Agreement and theSwiss/EU Agreement, however, they have theopportunity to contribute to the shaping of EU legislationat the preparatory or pre-pipeline stage by participatingin the Commission’s experts groups, committees andother advisory bodies. The EFTA Statistical Office is thecontact point between Eurostat and the EFTA nationalstatistical institutes when it comes to participation byEFTA experts in most meetings organised by Eurostat. It is therefore important for all parties involved to followgood practices, which can differ according to the type of meeting.

Based on the statistical programme, Eurostat drafts alist of planned Eurostat meetings includingcommittees, workshops, working groups, task forces,seminars and subgroups for the coming year. This draft list is put on the Eurostat CIRCA siteunder the ESSC Network Group and is updatedthroughout the year.

ESS BodiesCommittees, directors groups, working groups andtask forces set up by Eurostat meet in total up to 200times a year. It is therefore important to get a broadpicture of the role of these different bodies andrespectively the participation rights of EFTA experts.

CommitteesThere are two different kinds of committees:committees and advisory committees.

Committees are established by the EuropeanParliament and the Council to assist the Commission inpolicy areas where the Commission is empowered toimplement legislation. In the field of statistics, thesecommittees are:

• European Statistical System Committee (ESSC),Regulation 223/2009/EC of the European Parliamentand of the Council (11 March 2009). The ESSC alsotook over the specific responsibilities of theCommittee on Statistical Confidentiality(Confidentiality Committee), Council Regulation90/1588/EEC (11 June 1990), which ceased to exist.

• Standing Committee on Agricultural Statistics (SCAS),Council Decision 72/279/EEC (31 July 1972).

• Committee on the harmonisation of gross nationalincome at market prices (GNI Committee), CouncilRegulation 1287/2003 (15 July 2003).

• Committee for the statistics on the trading of goodsbetween Member States (Intrastat Committee),Regulation 638/2004 of the European Parliamentand of the Council (31 March 2004).

• Balance of Payments Committee (BoP Committee),Regulation 184/2005 of the European Parliamentand of the Council (12 January 2005).

• Committee on infrastructure for spatial informationin the European Community (INSPIRE), Directive2007/2/EC of the European Parliament and of theCouncil (14 March 2007).

• Committee on statistics relating to the trading ofgoods with non-member countries (ExtrastatCommittee), Regulation 471/2009 of the EuropeanParliament and of the Council (6 May 2009).

According to the EEA Agreement and the Swiss/EUAgreement, EFTA States may participate fully in thesecommittees without the right to vote. Nevertheless,after the formal procedure (voting by EU MemberStates) the Commission (Eurostat) seeks the opinion ofthe EEA EFTA States and then the opinion ofSwitzerland. Usually the country in the chair of theWG of Heads of NSIs is the EEA EFTA spokesperson.

Advisory committees are established by the EuropeanParliament and Council to assist the Commission(Eurostat) but are not empowered to implementlegislation. In the field of statistics these are:

• European Statistical Advisory Committee (ESAC),Decision 234/2008/EC of the European Parliament

2443-Stats-Hanbook-2011-08:1897-THIS-IS-EFTA-24 27/10/11 13:44 Page 31

Page 32: EFTA BULLETIN · 2013. 4. 22. · Scheller and Kurt Wass, Head and the Deputy Head of ESO respectively. The authors of the first edition are also gratefully acknowledged here: Ayfer

EFTA

BU

LLET

IN 1

-201

1

32

and of the Council (11 March 2008). The ESAC,which in 2008 replaced the European AdvisoryCommittee on Statistical Information in theEconomic and Social Spheres (CEIES), has 24members representing users, respondents and otherstakeholders of European Statistics (including thescientific community, social partners and civilsociety) as well as institutional users like theCouncil and the European Parliament. TheCommittee’s role is to ensure that users’requirements, as well as the burden of response oninformation providers and producers, are taken intoaccount in developing the statistical programmes ofthe Commission. The EFTA countries share onepermanent place on the ESAC with observer status,and appointed the Head of the EFTA StatisticalOffice to act as their representative.

• European Statistical Governance Advisory Board(ESGAB), Decision 235/2008/EC of the EuropeanParliament and of the Council (11 March 2008).ESGAB comprises seven independent memberswith outstanding competence in the field ofstatistics. Its purpose is to provide an independentview on the implementation of the EuropeanStatistics Code of Practice in order to enhance theprofessional independence, integrity andaccountability of the European Statistical System,as such the quality of European statistics.

• Committee on Monetary, Financial and Balance ofPayments Statistics (CMFB), Council Decision2006/856/EC (13 November 2006). CMFB wasestablished by a Council Decision in 1991 to assistthe European Commission in drawing up andimplementing work programmes concerningmonetary, financial and balance of paymentsstatistics. In recent years, the CMFB has played animportant advisory role in the statistical issuesrelated to Excessive Deficit Procedure (EDP)decisions. The CMFB is the forum for the

coordination of statisticians from the nationalstatistical institutes and Eurostat on the one hand,and the national central banks and the EuropeanCentral Bank on the other.

No formal voting is organised in these committees andtherefore the EFTA States participate on a strictly equalfooting with the EU Member States.

Expert groups An expert group is a consultative entity set up by theCommission comprising national experts. Its main taskis to advise the Commission and its services during thepreparation of legislative proposals and policyinitiatives, and in its tasks of monitoring andcoordinating/cooperating with Member States.

In the field of statistics, expert groups are generallydesignated as working groups. Aside from advisingEurostat on statistical policy development,implementation and monitoring, working groups offera privileged forum for the exchange of views betweennational experts.

EFTA States participate in expert groups on a strictlyequal footing with EU Member States.

Directors’ groups Directors’ groups have been introduced progressivelyand play an important role as intermediary bodiesbetween working groups and committees in theirrespective sectors. In the ESS, there are directors’groups for the following sectors:

• Agricultural statistics• Business statistics• Information technology• Macroeconomic statistics• Methodology• Regional, spatial and environmental statistics and

accounts• Social statistics

Task forcesA task force (TF) consists of a small group of expertswith a clear mandate to achieve a very specific goal.Although the existence of a TF is limited in time, someare permanent. TFs can be established by committeesor experts groups. Participation in a TF requires activecontribution by all experts, which implies an additionalworkload when preparing for the meetings. TFs are ingeneral not officially recorded and are therefore quitedifficult for ESO to monitor.

EFTA Seminar on the visibility of EFTA in the European Statistical System,Switzerland, January 2010. Photo: ESO

2443-Stats-Hanbook-2011-08:1897-THIS-IS-EFTA-24 27/10/11 13:44 Page 32

Page 33: EFTA BULLETIN · 2013. 4. 22. · Scheller and Kurt Wass, Head and the Deputy Head of ESO respectively. The authors of the first edition are also gratefully acknowledged here: Ayfer

EFTA

BU

LLET

IN 1

-201

1

33

Since fewer experts than ESS Members States areinvited to participate in TFs, EFTA States are notrepresented systematically but, like all others,depending on their expertise in the field of the TF.

Protocol for Eurostat Meetings

Eurostat meetings are generally organised inLuxembourg on the Eurostat premises (Bech Building)or in the Jean Monnet Building (JMO). ESO andEurostat have agreed on a certain number of rules andprocedures to be respected. In general, EFTA States aretreated on an equal footing with EU Member States,apart from the formal voting procedure andreimbursement of travel expenses.

EFTA participants should be aware of the following:

• On the first day of a meeting, the security service atthe entry to the Bech Building or JMO delivers anominal badge to each participant. These badgesare prepared in advance and it is not rare for namesand surnames to be inverted.

• A name plate of the country is prepared in advancefor each EFTA State participating in a Eurostatmeeting. EFTA participants are seated amongstexperts from the EU Member States in alphabeticalorder of their country’s name; in the originallanguage of the EU Member States and in Englishfor the EFTA States.

This protocol order is to be used for all committeeand working group meetings held in meeting rooms

in the Bech Building or JMO. The seating order ismandatory for committee meetings and stronglyrecommended for working groups.

• In committees under the procedure of implementingacts, voting might take place. The EFTA States arenot part of the formal voting procedure but the EEAEFTA States are consulted immediately aftervoting, followed by Switzerland.

In all other meetings and other matters incommittees, the chair seeks the opinion of thedelegates and does a “tour de table” on a particularissue. All delegations, including those from theEFTA States, then have the opportunity to give theiropinions following the seating order. In this case,each EEA EFTA State can give its opinionseparately.

• In general, the Commission does not reimbursethe travel or accommodation costs of experts fromEFTA States participating in Eurostat meetings.Exceptionally, such costs relating to certain kindsof meetings, e.g. task forces, may be covered.This should be clarified in advance with themeeting organisers.

This protocol can be strictly followed by the meetingorganisers if the EFTA procedure for participation inmeetings has been respected. It is therefore importantthat ESO is informed in advance of any participation byexperts from the EFTA States in Eurostat meetings. TheEFTA Secretariat in Luxembourg is available to respondto any questions on the issues mentioned above.

How to get to Eurostat

• Take any “Eurobus” (numbers 16, 120, 125, 192, 194) from the railway stationor the town centre.

• Get off at the bus stop opposite the Auchan Building (see picture on left) rue J. F. Kennedy.

• Cross the road and take the road to the left of the Auchan Building (rue Alphonse Weicker).

• Continue until you reach the entrance of the Bech Building (see picture on right).

• Go in the main entrance. A badge will be available for you at thesecurity desk to the right of the lobby.

2443-Stats-Hanbook-2011-08:1897-THIS-IS-EFTA-24 27/10/11 13:44 Page 33

Page 34: EFTA BULLETIN · 2013. 4. 22. · Scheller and Kurt Wass, Head and the Deputy Head of ESO respectively. The authors of the first edition are also gratefully acknowledged here: Ayfer

EFTA

BU

LLET

IN 1

-201

1

34

EFTA procedure for participating in meetings

1. Informing EFTA NSIs of upcoming Eurostat meetingsAbout six weeks prior to the month of reference, an updated monthly list of planned Eurostat meetings is sentout to the EFTA national statistical institutes.

The list is sent to the service in charge of ESS meeting coordination in each EFTA NSI, which also informsother relevant national statistical authorities.

2. Informing ESO of upcoming Eurostat meetingsEurostat informs the EFTA Statistical Office of a meeting roughly four to six weeks in advance.

Subsequently, ESO sends out invitations, agendas and registration forms to the service in charge of ESSmeeting coordination in each EFTA NSI, which in turn informs other relevant national statistical authorities.

Invitations to participate in task forces and committees may be sent directly to the EFTA NSIs with a copy to ESO.

3. Informing Eurostat of EFTA participationEFTA NSIs inform ESO of any participation in Eurostat meetings by sending back the completed registration form.

A few days before the meeting, ESO ensures that EFTA delegates have been included in the official list ofparticipants and that the security services have been informed. Participants also receive access to the CIRCAsite in order to access working documents for the meeting.

Inclusion of EU Legal Acts inAnnex XXIThe basic procedure for including EU legal acts inAnnex XXI is to answer a series of questions:

Is the EU Legal Act Relevant?The question of whether an EU legal act is relevant tothe EEA Agreement, and therefore to be incorporatedinto the Agreement, is put to the EEA EFTA NSIs byway of a standard sheet. There are two main scenarios:

• An EU legal act amends or implements an actalready referred to in one of the annexes to theEEA Agreement.In this case, there is normally no doubt as to the EEArelevance of the legislative act in question. As theannexes constitute an integrative part of the EEAAgreement, any amendment or implementation of alegislative act referred to therein is a matter that isgoverned by the EEA Agreement.

Nevertheless, in accordance with the two-pillarstructure, legal acts from the Commission grantingderogations to EU Member States are in general not

relevant for inclusion in Annex XXI. EEA EFTAStates may request similar derogations from theEFTA Surveillance Authority.

• An EU legal act does not amend or implement anact already included in Annex XXI.In this case, the EEA relevance of the legal actshould be assessed in light of Article 76 of the EEAAgreement, which states that the contracting partiesshall ensure the production and dissemination ofcoherent and comparable statistical information fordescribing and monitoring all relevant economic,social and environmental aspects of the EEA.

The evaluation of the EEA relevance of a new basiclegal act should be carried out at an earlier stage in theprocess, ideally during the decision-shaping phase, andshould involve the experts participating in the relevantworking groups, the management of the nationalstatistical institutes and ESO. A rather simple criterionfor this assessment is whether the legal act underscrutiny provides information supporting policy areasgoverned by the EEA Agreement, including statisticalcooperation, and therefore contributes to the balancedand homogeneous development of the EEA.

2443-Stats-Hanbook-2011-08:1897-THIS-IS-EFTA-24 27/10/11 13:44 Page 34

Page 35: EFTA BULLETIN · 2013. 4. 22. · Scheller and Kurt Wass, Head and the Deputy Head of ESO respectively. The authors of the first edition are also gratefully acknowledged here: Ayfer

EFTA

BU

LLET

IN 1

-201

1

35

Inclusion of EU legal acts in Annex XXI to the EEA Agreement: step-by-step

1. Identification of newly adopted legal acts published in the Official JournalESO consults the Official Journal of the European Union (OJ) on a daily basis to find out whether any legalacts concerning statistics have been published.

2. ESO informs NSIs of newly adopted EU legislationWith regard to newly adopted legislation, the Secretariat sends a standard sheet to the experts, containing thefollowing information:• OJ reference (where available)• Title of act• Adoption date• Compliance date in the EU• Indication of declarations in the Council where these exist

The standard sheet requests the following information from the experts: • Relevant (yes/no)• Technical or other adaptations required, if any• Need for constitutional procedures as referred to in Article 103

The standard sheet and all other relevant information are sent to the EEA EFTA NSIs by email with a copy toSwitzerland.

The EEA EFTA NSIs are given four weeks (or less for more urgent matters) to complete the standard sheet andadd their comments on the relevance of the act and/or whether any adaptations are required. When opinions onrelevance diverge, ESO coordinates with the NSIs so that a common EEA EFTA position can be reached andthen sends the completed standard sheets to the relevant EFTA legal officer in Brussels for drafting of the JointCommittee Decision.

3. Drafting of the Joint Committee DecisionOnce the EFTA States agree that an act is EEA relevant and requires no adaptations, or agree on theadaptations, the EFTA Secretariat can draft a Joint Committee Decision.

Acts are grouped in “package decisions” where appropriate and of practical benefit.

4. Approval of the draft Joint Committee Decision by NSIsESO forwards the draft Joint Committee Decision to the NSIs for approval. Experts have seven working daysto confirm or withhold approval.

When the draft is cleared, it is sent to Subcommittee IV.

5. Approval of the draft Joint Committee Decision by Subcommittee IVSubcommittee IV approves a draft Joint Committee Decision within one week of experts clearing the draft.

When the draft has been approved, it is sent to the European External Action Service.

6. Adoption of a Decision by the Joint CommitteeThe legal act is published in the Official Journal under Decision of the EEA Joint Committee, and isincorporated into Annex XXI.

2443-Stats-Hanbook-2011-08:1897-THIS-IS-EFTA-24 27/10/11 13:44 Page 35

Page 36: EFTA BULLETIN · 2013. 4. 22. · Scheller and Kurt Wass, Head and the Deputy Head of ESO respectively. The authors of the first edition are also gratefully acknowledged here: Ayfer

EFTA

BU

LLET

IN 1

-201

1

36

Are any Adaptations or Exemptions Necessary?The fact that the answer to the question on EEArelevance is positive does not prevent an EEA EFTAState from asking for a specific adaptation or even atotal derogation. For example, an EU legal act could berelevant for inclusion in Annex XXI but forgeographical or structural reasons, a specific countrymight not be affected. Adaptations and derogationsapproved by the EEA Joint Committee are then alsoincorporated in Annex XXI.

Mere technical adaptations, such as the extension of anEU legal act to the EEA (e.g. extension of the list ofairports in the EU to the EEA EFTA States) shall beapproved by the European External Action Service.For all other adaptations or exemptions the EuropeanCouncil shall clear the Joint Committee Decision onthe EU side[9].

In order to anticipate which procedure for clearancemay be applied on the EU side, the EFTA standardsheet makes the distinction between technicaladaptations and other adaptations.

Is Formal Approval Needed by Parliament or byReferendum?In some cases, according to specific provisions innational constitutions, an EEA Joint CommitteeDecision can only be binding once approved byparliament or even by referendum.

Data Transmission andDisseminationData Transmission

Eurostat annually receives more than 50 000 data filesfrom around 1 000 national authorities in the EU and

EFTA States. In 2010, 81% of the data was transmittedthrough the electronic Data files Administration andManagement Information System (eDAMIS), thesingle entry point for data transmission introduced in2005. It is of greatest importance that eDAMIS is usedfor data transmission.

Monitoring the Inclusion of EFTAData in Eurostat PublicationsAll Eurostat publications and main databases can beaccessed free of charge on the Eurostat website. Since2007, all Eurostat publications have appeared underthe following categories:

• Statistical Books: Larger publications containingcomprehensive statistics, such as the EurostatYearbook.

• Statistics in Focus: Updated summaries of themain results of surveys and statistical analyses.

• Data in Focus: A new type of publication similar toStatistics in Focus but only containing graphs,tables and methodological notes.

• Pocketbooks: Pocket-sized publications providingthe main indicators for the European Union and itsmain partners, including the EFTA States.

• Methodologies and Working Papers: Technicalpublications for experts in their respective fields.

In 2009, “Statistics Explained” was created, anofficial Eurostat website presenting information on anystatistical subject treated by Eurostat in an easilyunderstandable way. It serves as an encyclopaedia onEU statistics, a portal to further information foroccasional and regular users and a statistical glossary.Because it works in a way similar to Wikipedia, it iseasy to use and easy to navigate.

In order to monitor the inclusion of EFTA data inEurostat publications, ESO conducts inventory studies ofthe most important means of dissemination. The EurostatYearbook, the Eurostat Regional Yearbook and thecollections Statistics in Focus and Data in Focus areregularly scrutinised and the inclusion of EFTA dataevaluated and analysed. In general, the inclusion ofEFTA data in Eurostat databases and publications hasincreased in recent years. More EFTA data is beingincorporated into the electronic reference database thanever before. This has had a positive effect on the inclusionof EFTA statistical information in derived publications,such as the Eurostat Yearbook. For the purpose ofmonitoring the inclusion of candidate countries’ data,Eurostat has adopted EFTA’s methodology.

Kurt Wass and Heidi Vegsund, EFTA Statistical Office, discussing the EEA relevanceof new regulations. Photo: ESO

[9] Council Regulation (EC) No 2894/94 of 28 November 1994 concerning arrangements for implementing the Agreement on the European Economic Area.

2443-Stats-Hanbook-2011-08:1897-THIS-IS-EFTA-24 27/10/11 13:44 Page 36

Page 37: EFTA BULLETIN · 2013. 4. 22. · Scheller and Kurt Wass, Head and the Deputy Head of ESO respectively. The authors of the first edition are also gratefully acknowledged here: Ayfer

EFTA

BU

LLET

IN 1

-201

1

37

Why is EFTA Data Not SystematicallyIncluded in Eurostat Publications?Possible reasons for EFTA data not being included inEurostat publications are:

• It has not been collected or produced.• It has been produced, but not reported.• It has been produced and reported, but not

according to the specifications on format,methodology, timeliness, etc.

• There is a lack of awareness or space on the part ofEurostat.

• In some cases basic data has been produced, butsome of the derived indicators have not.

• Some Eurostat publications report on the progressof a specific EU policy (e.g. sustainable developmentstrategy, Lisbon strategy, Europe 2020).

• There are confidentiality issues.

What can be done to Improve theInclusion of EFTA Data?Some actions and initiatives on the part of ESO and theEFTA NSIs could impact positively the inclusion ofEFTA data in Eurostat publications:

• Better informing Eurostat’s production unit ofstatistical cooperation agreements with the EFTAStates (ESO).

• Collecting data and sending it to Eurostat accordingto the specifications and common means oftransmission (EFTA NSIs).

• Following, on a regular basis, Eurostat datadissemination and informing ESO when data hasnot been published (EFTA NSIs).

• Regularly assessing the inclusion rate of EFTA datain cooperation with Eurostat (ESO).

EFTA Participation inCofinanced Eurostat ProjectsGrants and Tenders

In a tender, the proposed action entails the acquisitionof a service which the Commission needs for its ownoperation. Thus, the initiative and control lie with theCommission and since the outcome is purchased andpaid for by the Commission, it belongs to theCommission in its entirety.

A grant entails the promotion and encouragement of an

action recognised as useful by the Commission, butwhich falls primarily within the scope of the beneficiary’sactivities. With grants, the initiative generally comes fromthe beneficiary, which either organises or launches anaction, or proposes an action which the Commissionwishes to support. The beneficiary generally manages theoperations. With grants, in principle the outcome belongsto the beneficiary.

Total participation, i.e. bearing 100% of the costs, isgenerally characteristic of tenders whereas cofinancingnormally occurs in the case of grants. There may becases, however, where a tender is cofinanced by two ormore bodies.

Service contracts and grants are published on theEurostat website.

Grants

A grant given by Eurostat aims to partially cover theeligible costs incurred by a body in order toimplement a project related to the production ofstatistical information. The main objective of a grantis to contribute to the main development of theEuropean Statistical System by improving thecollection and harmonisation of joint data for theEEA. Grants do not finance the entire project. The level of cofinancing from the EU budget rangesfrom 50% to 90%, depending on Eurostat’s interestin the project.

There are three types of grants:

• Open calls for proposals (O)• Grants limited to bodies identified by a basic act (L)• Calls for pre-identified grant recipients (P)

The most common type of grant in the ESS is the grantlimited to bodies identified by a basic act, basicallynational statistical institutes.

Procedures for grants (calls for interest)Projects relating to the last two categories, (L) and (P)are announced on Eurostat’s website for informationpurposes only. ESS members and pre-identified grantrecipients are contacted directly through a call forproposals when a project is launched. A set ofdocuments is sent to ESS members with a detailedletter explaining the objectives, expected results,timetable, selection and award criteria, contact people,and guidelines on how to fill in the standard forms andwhich documents to provide.

2443-Stats-Hanbook-2011-08:1897-THIS-IS-EFTA-24 27/10/11 13:45 Page 37

Page 38: EFTA BULLETIN · 2013. 4. 22. · Scheller and Kurt Wass, Head and the Deputy Head of ESO respectively. The authors of the first edition are also gratefully acknowledged here: Ayfer

According to Article 6 of the Swiss/EU Agreement inthe field of statistics, Switzerland is entitled toparticipate in specific programmes managed byEurostat with the same rights and obligations asother countries. However, it is not entitled to receiveany financial contribution from Eurostat and thuscannot apply for grants.

ESSnet (collaborative ESS networks)During their meeting in Palermo in September 2002,the Directors-General of the National StatisticalInstitutes (DGINS) expressed the need to findsynergies, harmonisation and dissemination of bestpractices in the European Statistical System. Theyproposed creating an appropriate instrument: theCentres and Networks of Excellence (Cenex, nowcalled ESSnet) projects, for combining expertisedistributed throughout the ESS organisations in orderto develop specific actions that would benefit thewhole system. ESSnet actions should be in line withthe multiannual statistical programme as they arebeing financed partly by Eurostat. The transfer ofresults and of knowledge to non-participatingpartners for the benefit of the entire ESS is anessential characteristic of ESSnet projects.

After some Cenex pilots, the programme wasproperly launched under the new label of ESSnet in2008. In 2011, the balance shows eight finishedprojects, approximately 20 ongoing projects and adozen more under preparation. The EFTA Statesparticipate under the same conditions as in othergrant programmes. Norway currently participates infive such projects and Switzerland in three. ESSnetaction plans are presented annually to the ESSC.

Service Contracts (Calls for Tenders)

Public and private entities established in the EEAEFTA countries may apply for service contracts.Entities established in Switzerland are not directlyeligible but can be part of a consortium.

EFTA NSIs can also participate in calls for tendersoutside the scope of the five-year EU statisticalprogramme, such as the research frameworkprogramme. Nevertheless, as the seventh frameworkprogramme does not fall within Eurostat’scompetence, calls for tenders are advertised by theDirectorate-General for Research & Innovation ofthe European Commission.

EFTA Experts Seconded to EurostatStatistical experts from EFTA countries have beenworking in Eurostat as seconded national experts(SNEs) since 1991. These secondments areimportant since they secure the exchange ofknowledge and promote integration of the EuropeanStatistical System. Eurostat continuously expressesits interest in maintaining this high level of EFTAexpert involvement.

In 2011, three categories of experts were seconded toEurostat:

• EEA EFTA SNEs: Four experts are seconded toEurostat as a contribution in kind to thepublication and dissemination of EEA EFTAstatistical data by Eurostat. This concerns expertsfrom Iceland, Liechtenstein and Norway only.Salary and expatriation allowances for theseSNEs are covered directly by the relevant NSI.

• EFTA SNEs: Two experts are seconded toEurostat as a contribution in kind by the EFTASecretariat to the statistical cooperationprogrammes of Eurostat in the field of statistics.The secondment of EFTA experts is governed bya memorandum of understanding on technicalcooperation and applies to all EFTA States. Thecosts of these experts are fully covered by thebudget of the EFTA Secretariat for technicalcooperation.

• Swiss SNEs: Two to three experts are seconded toEurostat as a contribution in kind by Switzerlandtowards participation in the European statisticalprogramme. These experts can only be fromSwitzerland and ESO’s involvement in theselection procedure is limited. Salary andexpatriation allowances for these SNEs arecovered directly by Switzerland.

For all experts, the secondment is governed by theDecision of the European Commission on rulesapplicable to national experts seconded to theCommission, with the exception of Chapter III onallowances and expenses. This is due to the fact thatEEA EFTA, EFTA and Swiss SNEs are cost-freeexperts for the Commission. A secondment may notlast less than six months or more than two years.Contracts may be renewed once or more, in general up

EFTA

BU

LLET

IN 1

-201

1

38

2443-Stats-Hanbook-2011-08:1897-THIS-IS-EFTA-24 27/10/11 13:45 Page 38

Page 39: EFTA BULLETIN · 2013. 4. 22. · Scheller and Kurt Wass, Head and the Deputy Head of ESO respectively. The authors of the first edition are also gratefully acknowledged here: Ayfer

to a total period not exceeding four years or, inexceptional cases, six years. The general practice is to

establish a first secondment period of two years and toextend it once (exceptionally twice) by two years.

EFTA

BU

LLET

IN 1

-201

1

39

Procedure for selecting an SNE

1. Informal matching procedureDuring the matching procedure ESO acts as the contact point between Eurostat and the relevant NSIs.

The procedure starts with a list of candidates sent by the relevant EFTA NSI(s) and concludes with the informalagreement on the expert to be seconded to Eurostat.

This procedure is coordinated by ESO for all SNEs (EEA EFTA, EFTA and CH).

2. Formal agreement with the European CommissionAn exchange of letters takes place between the competent EFTA authority and the Directorate-General forHuman Resources on the name of the candidate and the period of secondment.

ESO is the competent EFTA authority for EEA EFTA and EFTA SNEs. The Swiss Federal Statistical Office (viathe Swiss Mission to the European Union) is the competent Swiss authority for Swiss experts.

3. Contractual and financial agreementThe competent EFTA authority signs a contract/agreement with the SNE.

For EFTA SNEs, an agreement is concluded between the EFTA Secretariat and the NSI and a second one betweenthe EFTA Secretariat and the seconded expert. No further official arrangement with the EFTA Secretariatconcerning EEA EFTA and Swiss SNEs is required.

2443-Stats-Hanbook-2011-08:1897-THIS-IS-EFTA-24 27/10/11 13:45 Page 39

Page 40: EFTA BULLETIN · 2013. 4. 22. · Scheller and Kurt Wass, Head and the Deputy Head of ESO respectively. The authors of the first edition are also gratefully acknowledged here: Ayfer

EFTA

BU

LLET

IN 1

-201

1

40

WEBLINKSEFTAEFTA Secretariat: http://www.efta.int

EFTA Statistical Office: http://www.efta.int/statistics

EFTA Surveillance Authority: http://www.eftasurv.int

EFTA Court: http://www.eftacourt.int

EFTA Publications: http://www.efta.int/publications.aspx

The EEA and Related Statistical CooperationEuropean Economic Agreement: http://www.efta.int/eea

Agreement, Protocol 30, Annex XXI, legal texts and adopted Joint Committee Decisions:http://www.efta.int/legal-texts/eea

EU statistical legislation in force, sorted by theme:http://www.epp.eurostat.ec.europa.eu/portal/page/portal/pgp_ess/about_ess/legislation

Access to EU law: http://www.eur-lex.europa.eu/en/index.htm

The Swiss/EU Agreement in the Field of StatisticsAgreement between the European Union and the Swiss Confederation on cooperation in the field of statistics:http://www.bfs.admin.ch/bfs/portal/en/index/institutionen/oeffentliche_statistik/rechtliche_grund/bilaterale_vertraege_eu_schweiz.html

The European Statistical SystemEuropean Statistical System:http://www.epp.eurostat.ec.europa.eu/portal/page/portal/pgp_ess/ess/ess_news

Eurostat: http://www.epp.eurostat.ec.europa.eu

Statistical committees (ESSC, PG, DGINS, ESGAB, ESAC):http://www.epp.eurostat.ec.europa.eu/portal/page/portal/pgp_ess/about_ess/statistical_committees

Committee register: http://www.ec.europa.eu/transparency/regcomitology/index.cfm

Committee on Monetary, Financial and Balance of Payments statistics (CMFB):http://www.cmfb.org/index.htm

Register of Commission expert groups:http://www.ec.europa.eu/transparency/regexpert/index.cfm

CIRCA documents and meetings:http://www.circa.europa.eu/Public/irc/dsis/Home/main?index

Data transmission eDAMIS: https://www.webgate.ec.europa.eu/edamis

Grants, ESSnet, tenders:http://www.epp.eurostat.ec.europa.eu/portal/page/portal/about_eurostat/corporate/introduction

2443-Stats-Hanbook-2011-08:1897-THIS-IS-EFTA-24 27/10/11 13:45 Page 40

Page 41: EFTA BULLETIN · 2013. 4. 22. · Scheller and Kurt Wass, Head and the Deputy Head of ESO respectively. The authors of the first edition are also gratefully acknowledged here: Ayfer

EFTA

BU

LLET

IN 1

-201

1

41

National Statistical InstitutesStatistics Iceland: http://www.statice.is

Office of Statistics Liechtenstein: http://www.as.llv.li

Statistics Norway: http://www.ssb.no

Swiss Federal Statistical Office: http://www.bfs.admin.ch

Technical Assistance in the Field of StatisticsEFTA technical assistance

EFTA technical assistance: http://www.efta.int/free-trade/technical-assistance.aspx

EFTA technical cooperation in statistics: http://www.efta.int/statistics/technical-cooperation.aspx

Eurostat technical cooperation

Candidate and potential candidate countries:http://www.epp.eurostat.ec.europa.eu/portal/page/portal/candidate_and_potential_candidate_countries/introduction/process_enlargement

European Neighbourhood Policy countries:http://www.epp.eurostat.ec.europa.eu/portal/page/portal/european_neighbourhood_policy/introduction

International statistical cooperation:http://www.epp.eurostat.ec.europa.eu/portal/page/portal/international_statistical_cooperation/introduction

European Statistical Training Programme:http://www.epp.eurostat.ec.europa.eu/portal/page/portal/pgp_ess/about_ess/estp

2443-Stats-Hanbook-2011-08:1897-THIS-IS-EFTA-24 27/10/11 13:45 Page 41

Page 42: EFTA BULLETIN · 2013. 4. 22. · Scheller and Kurt Wass, Head and the Deputy Head of ESO respectively. The authors of the first edition are also gratefully acknowledged here: Ayfer

EFTA

BU

LLET

IN 1

-201

1

42

ABBREVIATIONS AND ACRONYMSBOP Balance of PaymentsCenex Centres and Networks of Excellence (now ESSnet)CH Switzerland (Confœderatio Helvetica) CIRCA Communication and Information Resource Centre AdministratorCMFB Committee on Monetary, Financial and Balance of Payments StatisticsCoP Code of PracticeDG Directorate-GeneralDGINS Directors-General of the National Statistical InstitutesEC European CommunityECB European Central BankECSC European Coal and Steel CommunityeDAMIS electronic Data files Administration and Management Information SystemEDP Excessive Deficit ProcedureEEA European Economic Area (EU and EFTA countries without CH)EEC European Economic CommunityEFTA European Free Trade Association (CH, IS, LI, NO)EMU European Monetary UnionEP European ParliamentESA EFTA Surveillance AuthorityESAC European Statistical Advisory CommitteeESGAB European Statistical Governance Advisory BoardESO EFTA Statistical OfficeESS European Statistical SystemESSC European Statistical System CommitteeESSnet Collaborative ESS networksESTP European Statistical Training ProgrammeEU European UnionEurostat Statistical Office of the European UnionFSO Swiss Federal Statistical OfficeFTA Free Trade AgreementGDP Gross Domestic ProductGNI Gross National IncomeGNP Gross National ProductIMF International Monetary FundIT Information TechnologyJMO Jean Monnet BuildingMEDSTAT Mediterranean StatisticsMEETS Modernisation of European Enterprise and Trade StatisticsMoU Memorandum of UnderstandingNSI National Statistical InstituteOECD Organisation for Economic Co-operation and DevelopmentOJ Official Journal of the European UnionPHARE Programme of Community aid to the countries of Central and Eastern EuropeSCAS Standing Committee on Agricultural StatisticsSNE Seconded National ExpertSPC Statistical Programme CommitteeSSB Statistics NorwayTEC Treaty establishing the European CommunityTEU Treaty on European UnionTF Task ForceTFEU Treaty on the Functioning of the European UnionUN United NationsUNECE United Nations Economic Commission for EuropeWG Working Group

2443-Stats-Hanbook-2011-08:1897-THIS-IS-EFTA-24 27/10/11 13:45 Page 42

Page 43: EFTA BULLETIN · 2013. 4. 22. · Scheller and Kurt Wass, Head and the Deputy Head of ESO respectively. The authors of the first edition are also gratefully acknowledged here: Ayfer

2443-Stats-Hanbook-2011-08:1897-THIS-IS-EFTA-24 27/10/11 13:45 Page 43

Page 44: EFTA BULLETIN · 2013. 4. 22. · Scheller and Kurt Wass, Head and the Deputy Head of ESO respectively. The authors of the first edition are also gratefully acknowledged here: Ayfer

9-11, rue de Varembé1211 Geneva 20Switzerland

Tel: +41 22 33 22 600Fax: +41 22 33 22 677Email: [email protected]://www.efta.int/

EFTA Secretariat, Geneva (Headquarters)

Rue Joseph II, 12-16 1000 BrusselsBelgium

Tel.: +32 2 286 17 11Fax: +32 2 286 17 50Email: [email protected]://www.efta.int/

EFTA Secretariat, Brussels

Bâtiment BechOffice F2/9085 Rue Alphonse Weicker2721 Luxembourg

Tel: +352 4301 37775Fax: +352 4301 32145Email: [email protected]://www.efta.int/

EFTA Statistical Office, Luxembourg

ISB

N-1

0: 9

2-9

90

04

2-1

-8

The European Free Trade Association (EFTA) is an intergovernmental organisation for the promotion of free trade and economic integration, to the benefit of its four Member States: Iceland, Liechtenstein, Norway and Switzerland. The Association is responsible for the management of:

• The EFTA Convention, which forms the legal basis of the organisation and governs free trade relations between the EFTA States;

• EFTA’s worldwide network of free trade and partnership agreements; and

• The Agreement on the European Economic Area (EEA), which enables three of the four EFTA Member States (Iceland, Liechtenstein andNorway) to participate fully in the Internal Market of the European Union.

The EFTA Bulletin is intended to serve as a platform for discussion and debate on topics of relevance to European integration, as well as themultilateral trading system. In this endeavour, the EFTA Bulletin draws on the experience and expertise of academics, professionals andpolicy makers alike.

2443-Stats-Hanbook-2011-08:1897-THIS-IS-EFTA-24 27/10/11 13:45 Page 44