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    SA Technologies, Inc.

    Bringing Cognitive Engineering to the

    Information Fusion Problem:Creating Systems that Understand Situations

    Mica R. EndsleySA Technologies, Inc

    Presentation to Fusion 2011Chicago July 2011

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    SA Technologies, Inc.

    Goals for Computer Models of SA

    Augment human decision making

    Must be capable ofsharing its SA

    Replace human decision making

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    SA Technologies, Inc.

    What do we mean by Computer SA?

    Do computers have awareness ?

    SA = Model of the current situation

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    SA Technologies, Inc.

    Computer SA

    Model of the current situation Perception of elements Comprehension of meaning Projection of future status

    World State

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    SA Technologies, Inc.

    Field Needs To Move From Level 0/1 FusionTo Higher Level Data Fusion

    Where are we?Where are they?What is the weather?What is the terrain?

    Highest priority threatDeviation from planCombat readinessLevel of risk to assetsPriority of information

    Areas needing coverage

    SpecificRequirementsCan be DefinedFor a Given Position

    Predicted enemy COAsPredicted friendly COAsPredicted impact of friendly

    actions on enemy COAsPredicted location of weapons

    systemsPredicted effects of weatherPredicted effects of terrainPredicted enemy objectives

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    SA Technologies, Inc.

    Challenges for SA

    Lots of Data Some relevant/some not Varying levels of reliability

    Lots of Noise Transmission issues Conflicting data

    Limited Bandwidth Limited Processors

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    SA Technologies, Inc.

    Learning fromHuman Situation Awareness

    State Of TheEnvironment

    Decision

    SITUATION AWARENESS

    Performance Of

    Actions

    PerceptionOf ElementsIn CurrentSituation

    ComprehensionOf CurrentSituation

    ProjectionOf FutureStatus

    Feedback

    Level 1 Level 2 Level 3

    Abilities Experience Training

    Goals & Objectives Preconceptions (Expectations)

    Individual Factors

    Information ProcessingMechanisms

    Long TermMemory Stores Automaticity

    Task System Factors

    System Capability Interface Design Stress & Workload Complexity Automation

    Endsley, 1988, 1995

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    SA Technologies, Inc.

    Mechanisms of SA

    Goals

    Active Goal Selects Model

    Perception Comprehension Projection

    Directs Attention

    Mental Model

    ProvidesComprehension& Projection

    SA Guides Selectionof Active Goal

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    SA Technologies, Inc.

    What Allows People to AchieveHigh Levels of SA?

    Mental Model

    Schema Prototypical & Expected Objects Scenes Order of Events

    What information is attended to

    How information is interpretedand integrated

    What projections are made CriticalCues

    Comprehension Projection

    Situation Model (SA)

    External Cues Perception

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    SA Technologies, Inc.

    Evolution of Mental (Computer) Models

    FeedbackLearning

    A1

    B1

    C1 C2

    B2

    C3

    Model A

    Prediction ofworld state

    Comparison toactual world state

    A1

    B1

    C1 C2

    B3

    C3 c4

    Model A

    Refinement of Model- better categorization- more categories- better transition functions

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    SA Technologies, Inc.

    Situation Model must CaptureUncertainty (Confidence Level)

    State of theEnvironment Decision

    SITUATION AWARENESS

    Perceptionof Elementsin CurrentSituation

    Level

    Projectionof Future

    Status

    Comprehensionof CurrentSituation

    Level 2 Level 3

    U 1 U 2 U 3 U d

    Missing data Reliability of data Conflicting data

    Timeliness of data Ambiguous/noisy data

    Mapping of datato relevantcategories/

    schema

    Future inherentlyuncertain

    Models for

    prediction onlyprobabilistic

    Probability thatselected courseof action will

    result in desiredoutcome

    As fusion level goes up, so does need tosupport confidence assessments

    Endsley, Bolte & Jones, 2003

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    SA Technologies, Inc.

    Information Confidence & Uncertainty

    SituationAwareness

    Confidence

    Level

    Good Poor

    High

    Low

    GoodOutcome

    Do Nothing(Ineffectual)

    BadOutcome

    OkayOutcome

    (Delay)

    Christ et. al. (1994) and Endsley and Jones (1997)

    SA and Confidence Levelin that SA will EffectWillingness to Act &

    Outcome

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    SA Technologies, Inc.

    Levels vs Stages

    Perception Comprehension Projection

    Levels 2 & 3Can be usedTo drive the searchFor Level 1 info

    Default values from the

    mental model canprovide reasonablevalues, even when nolevel 1 info has beenperceived on anelement

    Perception, Comprehension & Projection are not necessarily linear stages

    Decide: Needmore info

    Act: DirectedSearch

    Confidence in SA

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    SA Technologies, Inc.

    Meaning is not DeterminateDepends on Goals

    Meaning is in the eye of the beholder

    Workplace Obstacle

    Terrorist Target

    Sightseeing

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    SA Technologies, Inc.

    Situation Awareness - Driven by AlternatingData Driven and Goal Driven Processing

    ! Goal Driven Processing (Top-down)! Goals Determine Selection of Model for Interpreting

    Information! Goals Determine Development of Level 2 SA! Goals Direct Attention

    ! Data Driven Processing (Bottom-up)! Salient Cues Catch Attention

    ! Cues Interpreted! Options Generated/Evaluated! Option Selected! Appropriate Actions taken

    Goal 1 Goal 2 Goal 3 Goal 4 Goal 5

    Goal 2 Goal 3 Goal 5

    Goal 5

    Goals are key organizing

    feature for cognitive work

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    SA Technologies, Inc.

    Transitioning Goals

    MainGoal

    Subgoal1

    Subgoal

    1.1

    Subgoal

    1.2

    Subgoal2

    Subgoal

    2.1

    Subgoal

    2.2

    Subgoal

    2.3

    Activationcriteria

    Activationcriteria

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    SA Technologies, Inc.

    Goals & Mental Models in SA

    MENT L

    MODEL

    C T I O N S

    E N V I R O N M E N T

    G O L S

    (IDEAL STATE)

    P L N S

    (PROJECTED STATE)

    S I T U T I O N

    W R E N E S S

    S C R I P T S

    (OUTCOME)

    (SITUATION MODEL)

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    SA Technologies, Inc.

    Summary

    Information from the world is filtered through the users senses to form SA.SA influences goal activation, active goals drive mental model selection, and mental

    models direct attention to sensory information.

    Perception Comprehension Projection SituationAwareness Action

    Decision

    GoalMentalModel

    MentalModel

    MentalModel

    MentalModel

    Directs attention Influencesgoal

    Selectsmodel

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    SA Technologies, Inc.

    Approaches to Fusion

    Bottom up

    Elements(Level 1)

    Comprehension

    (Level 2)

    Projection(Level 3)

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    SA Technologies, Inc.

    Approaches to Fusion

    Top Down

    Elements(Level 1)

    Comprehension(Level 2)

    Projection(Level 3)

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    SA Technologies, Inc.

    Computer Models of SA Will Need:

    An internal Mental Model

    of the system/environment Defines Relevant

    Provides Dynamic Information Prioritization Provides Mechanism for Dynamic Integration of Data Creating

    Meaning Comprehension required Projections required

    Active Learning and Model Refinement Links to Schema and Scripts for Prototypical Situations

    Goals Pre-requisite to Relevance and Meaning There are frequently Multiple Goals which Vary in Priority Need a Mechanism for Goal Prioritization

    Critical Cues to Trigger Goal Priorities

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    SA Technologies, Inc.

    Towards Methods for CreatingUsable Computer Models of SA

    Where are we?Where are they?What is the weather?What is the terrain?

    Highest priority threatDeviation from planCombat readinessLevel of risk to assets

    Priority of information Areas needing coverage

    SpecificRequirementsCan be DefinedFor a Given Position

    Predicted enemy COAsPredicted friendly COAsPredicted impact of friendly

    actions on enemy COAsPredicted location of weapons

    systemsPredicted effects of weatherPredicted effects of terrainPredicted enemy objectives

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    SA Technologies, Inc.

    Goal Directed Task Analysis

    1.0Major Goal

    1.1Subgoal

    1.2Subgoal

    1.3Subgoal

    Decisions Decisions Decisions

    SA Requirements:Level 3 - ProjectionLevel 2 - ComprehensionLevel 1 - Perception

    SA Requirements:Level 3 - ProjectionLevel 2 - ComprehensionLevel 1 - Perception

    SA Requirements:Level 3 - ProjectionLevel 2 - ComprehensionLevel 1 - Perception

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    SA Technologies, Inc.

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