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www.steps-centre.org/
www.sussex.ac.uk/spru/
www.multicriteria-mapping.org
www.sussex.ac.uk/spru/people/peoplelists/person/7513
Andy Stirling
SPRU & STEPS Centre
University of Sussex
a keynote talk for conference of Melbourne School of Government,
‘A Crisis of Expertise? Legitimacy and the challenge of policymaking’
University of Melbourne
Friday 16th February 2018
Expertise and Democracy
from adversarial crisis
to mutualistic renewal
“Crisis of Expertise”?
“This very expensive GLOBAL WARMING bullshit
has got to stop”
“Crisis of Expertise”: undermining?
“we'll restore science to its
rightful place”…
“Our hope … relies on
scientific and technological
progress”
“One can not impede
scientific progress.””
“the Government’s
strategy is …
pro-innovation”
“this government's
approach is to
make decisions …
on the basis of
sound science”
democracy as “the
enemy of nature”
climate change means:
“… put democracy
on hold for a while”
Lisbon Strategy for:
“pro-innovation action”
“Crisis of Expertise”: or entrenching?
Energy regulation: most mature, sophisticated comparative analysis…
Expertise: as much about justification as veracity?
0.001 0.1 10 1000
externality’: cUS/kWh (after Sundqvist et al, 2005)low RISK high
coal
oil
gas
nuclear
hydro
wind
solar
biomass
Expertise: as much about justification as veracity?
Energy regulation: most mature, sophisticated comparative analysis…
0.001 0.1 10 1000
coal
oil
gas
nuclear
hydro
21
wind
solar
biomass
n =
‘externality’: cUS/kWh (after Sundqvist et al, 2005)
minimum maximum25% 75%
low RISK high
Expertise is as much about justification as veracity
Energy regulation: most mature, sophisticated comparative analysis…
coal
oil
gas
nuclear
hydro
36
20
wind 18
solar 11
biomass 22
31
21
16
n =
‘sound science’, ‘evidence based’ analyses can justify many policies
0.001 0.1 10 1000
‘externality’: cUS/kWh (after Sundqvist et al, 2005)low RISK high
Expertise is as much about justification as veracity
coal
oil
gas
nuclear
hydro
36
20
wind 18
solar 11
biomass 22
31
21
16
n =
0.001 0.1 10 1000
‘externality’: cUS/kWh (after Sundqvist et al, 2005)low RISK high
‘sound science’, ‘evidence based’ analyses can justify many policies
… but are typically invoked misleadingly to prescribe a single ‘decision’
Expertise is as much about justification as veracity
equally true of interpretive expertise … or of claims to ‘reflexivity’
All Expertise is Socially Framed and Constituted
too often, all sides of
debate see ‘truth’ (both
epistemic & ontological)
as if always necessarily
singular, rather than
plural & conditional
Are Expertise / Democracy Dynamics 1-D, Zero-Sum?
Are Expertise / Democracy Dynamics 1-D, Zero-Sum?
Just because many
differing representations
are equally ‘true’, does
not mean that ‘anything
goes’ – or some views
aren’t just plain ‘wrong’
Are Expertise / Democracy Dynamics 1-D, Zero-Sum?
Expert performance of definitive singularity is easier with ontological distance
Double hermeneutic: justification helps drive epistemic hierarchies in expertise
Aggregation and reduction parameterise imaginations
eg:
- singular
‘bottom line’
- ‘simple
solutions’
- ‘sound
science’
- evidence
based policy
Subverting of appreciations for complexity, uncertainty,
context-sensitivity, multiple framings and diverse options
Definitive Ideas of Expertise Reinforce Incumbency
different possible
institutional
trajectories
eg:
- techno-fixes
- supply control
- product mixes
- IP intensity
- securitisation
- big pharma
- agri-biotech
- nuclear power
Restricts deep questions of direction merely to rate or risk
Singular Expertise Compounds Economic Lock-ins
whatever side is taken; even just idea of “speaking for science”
asserts that “there is no alternative” in directions for progress
- models
- missions
- handbooks
- manuals
- “road maps”
Even ‘the sustainability transition’ often singular & top-down
Even ‘Critical’ Expertise can also Entrench Power
Contrast: open, plural emergent actualities of transformation
Emphasising: “citizen participation” & “greater democracy”
In a sense, can be seen as:
a “second enlightenment”
Articulates agency not just
over ‘rate’, also ‘direction’ of
material or other progress
expert / value relations
escape 1-D zero sum to be
fractal, plural & conditional
environmental
integrity
social
equality
human
wellbeing
SUSTAINABLILITY
Sustainability: Explicit Normativity in Expertise
social equality
human wellbeing
ecological integrity
Even the most specific environmental issues, all initially vigorously resisted
pesticides…pesticides… asbestos…pesticides… asbestos… radiation…pesticides… asbestos… radiation… lead…pesticides… asbestos… radiation… lead… carcinogens…pesticides… asbestos… radiation… lead… carcinogens… CFCs…pesticides… asbestos… radiation… lead… carcinogens… CFCs… EDCs…
Sustainability is Rooted in Counter-Expertise
And innovations now mainstream were initially excluded and suppressed
organic farming…organic farming… wind turbines…organic farming… wind turbines… super-efficiency…organic farming… wind turbines… super-efficiency… closed cycle production…
Constituting problems as well as solutions of Sustainabilty
depend on assertively mobilising both resistance and alternatives
Sustainability is Rooted in Counter-Expertise
Even in SDGs: Expertise is ‘Plural and Conditional’
pluralities of expertise enabled as much within as between agendas
re-asserts conditionalitiess in epistemologies, ontologies & normativities
embodiment of non-zero sum relations between expertise & democracy
maintaining
“optimal
Holocene
conditions”
Sustainability Puts Expertise in Rigorous Context
Humility: knowledge and expertise are plural and conditional
Highlights collective agency, political struggle and choice as
constituting salience of expertise; basis for (not on) evidence
“control variables
of the Earth”
“non-negotiable”
“absolutely no
uncertainty” …
“no compromise”
humanity as a
“control force”
Anthropocene “planetary management” …
But Even Sustainability Expertise is Instrumentalised
expertise as
means to
“domination”
maintaining
“optimal
Holocene
conditions”
A ‘control discourse’ leading to planetary geoengineering?
But Even Sustainability Expertise is Instrumentalised
INPUTS
(aspects taken into
account within
practice of research
or appraisal)
problems,
options,
pros / cons,
issues,
uncertainties,
perspectives
INPUTS
(things that are
taken into account)
Pro
blems, options, pros
/ cons, issues,
uncertainties,
perspectives
narrow
broad
closing down opening up
quantitative /
analytic
interpretive /
deliberative
OUTPUTS
(aspects that are conveyed
outwards into wider discourse)
’Plural conditional’ conclusions…
… if X then A … if Y then B …
A multiplicity of institutional practices for ‘opening up ’can help resist
closure … help collective action reconcile crisis in democratic expertise
Practices to Defend Transdisciplinarity in Expertise
narrow
broad
closing down opening up
decision
analysis
INP
UT
S
OUTPUTS
sustainability
safety
impacts
quantitative /
analytic
interpretive /
deliberative
Practices to Defend Transdisciplinarity in Expertise
A multiplicity of institutional practices for ‘opening up ’can help resist
closure … help collective action reconcile crisis in democratic expertise
narrow
broad
closing down opening up
citizen’s juries
INP
UT
S
OUTPUTS
Practices to Defend Transdisciplinarity in Expertise
quantitative /
analytic
interpretive /
deliberative
A multiplicity of institutional practices for ‘opening up ’can help resist
closure … help collective action reconcile crisis in democratic expertise
narrow
broad
closing down opening up
citizen’s juries
participatory
appraisal
q-
method
scientometric
mapping
open
space
multicriteria
mapping
extended
foresightcitizen’s juries
decision
analysis
stakeholder
negotiation
participatory
sensitivity analysis
cost-benefit
analysis risk
assessment
interactive
modelling
structured
interviews
participant
observation
multi-site
ethnographic-
methods
citizen’s juries
consensus
conference
open
hearings
concurrent
evidence
critical
narratives
intervention
futures
PIPA
plural
photovoice
system
histories
innovation
histories
INP
UT
S
OUTPUTS
Practices to Defend Transdisciplinarity in Expertise
quantitative /
analytic
interpretive /
deliberative
A multiplicity of institutional practices for ‘opening up ’can help resist
closure … help collective action reconcile crisis in democratic expertise
spot-the-
narrative
narrow
broad
closing down opening up
citizen’s juries
decision
analysis
participatory
rural appraisal
q-method
sensitivity
analysis
deliberative
mappingscientometric
mapping
open
space
cost-benefit
analysis
risk
assessmen
t
interactive
modelling
structured
interviews
narrative-based
participant
observation
multi-site
ethnographic-
methods
citizen’s juries
consensus
conference
open
hearings
dissenting
opinions
multi-criteria
mapping
extended
foresight
optimising
models
cost-benefit
analysis
risk
assessment
INP
UT
S
OUTPUTS
The Dance between Expertise and Power
From ‘speaking truth to power’ to ‘speaking about power’:
- ‘resisting how power tries to shape truth’
sustainability
eg: multicriteria mapping
“CARING ATTENTION”
engineered
consensus
“CONTROLLING ANALYSIS”
narrow
broad
closing down opening up
participatory
appraisal
q-
method
open
space
multicriteria
mapping
participatory
sensitivity
analysis
intervention
futures PIPA
plural
photovoice
system
histories
innovation
histories
INP
UT
S
OUTPUTS
The Dance between Expertise and Power
From ‘speaking truth to power’ to ‘speaking about power’:
- ‘resisting how power tries to shape truth’
MULTIDISCIPLINARITY
- enquiry structured hierarchically
- impressive scope, reassuring applicability
- authority through integration
eg:
integrated assessment
global panels
narrow
broad
closing down opening up
expert /
analytic
participatory /
deliberative
INP
UT
S
OUTPUTS
“Talk About Power” in Closures of Expertise
A responsibility for neutrality means independent innovation research and
policy appraisal should deliberately counter pressures for closure
INTERDISCIPLINARITY
- enquiry structured by collaboration
- attention targeted on focal problem
- authority thro’ fidelity in addressing complexity
eg:
collaborative networks
multiple partnerships
narrow
broad
closing down opening up
expert /
analytic
participatory /
deliberative
INP
UT
S
OUTPUTS
“Talk About Power” in Closures of Expertise
A responsibility for neutrality means independent innovation research and
policy appraisal should deliberately counter pressures for closure
TRANSDISCIPLINARITY
- enquiry reflects wider extant framings
- flexible to divergent contexts
- authority thro’ salience and legitimacy
eg:
co-designed with
stakeholders
narrow
broad
closing down opening up
expert /
analytic
participatory /
deliberative
INP
UT
S
OUTPUTS
“Talk About Power” in Closures of Expertise
A responsibility for neutrality means independent innovation research and
policy appraisal should deliberately counter pressures for closure
Robust Expertise Means Knowledge Democracy
Science itself began with some aspects of an anti-authoritarian social movement
eg:
1660s
‘Royal Society of London for
Improving Natural Knowledge’
motto: “nullius in verba”
(~ ‘not on authority’)
1990s
‘the Royal Society’
mission: “promoting
excellence in science”
Secular dynamics of succession in hegemonic means to justification?
specific tech technological ‘lock-in’
risk
regulation ‘closed down’
instrumentalised
politics
risk
Op
tio
ns
risk
narrowed in
technical
assessment
knowledge
economy
$IIIIII
€
‘sound science’ ‘pro-innovation’ , ‘evidence based’ reductions are unscientific!
Robust Expertise Means Knowledge Democracy
possible paths
multiple feasible
Innovation trajectories
choice
discourse
risk
op
tio
ns
pe
rspe
ctive
ss
riskSustainability
innovation
democracy
“letting go”
diversity, disrupition, experiment
risk
‘second enlightenment’: agency not just on rate, but direction of progress
“opening up”
democratic
politics
“broadening out”
social
appraisal
Robust Expertise Means Knowledge Democracy