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CONG TY CO PHAN CHUNG KHoAN FPT CQNG HOA xA HQI CHU NGHIA VI~T NAMD(_)cl~p - T\f do - Hanh plnic

Ha N9i, ngay 26 thdng 07 nam 2018

BAo cAo TINH HINH QUANTRJ CONG TY(6 thang dftu nam 2018)

Kinh gui: Uy ban Chung khoan Nhit mnrc

SO-Giao djch Chung khoan TP. HB Chi Minh

SO-Giao djch Chung khoan Hit N(_)i

- Te.n cong ty dai chung: Cong ty C6 phan Chung khoan FPT

- Dia chi tru sa chinh: S6 52 Duong Lac Long Quan, Phuong Buoi, Quan Tay H6, Thanh ph6 Ha NQi

- V6n dieu l~: 1.093.136.880.000 dong

- Mil clnrng khoan: FTS

I. Hoat d(_)ngcua D~i h(_)idAng cB dong

Thong tin v~ cac cuoc hQP va Nghi quyet/ Quyet dinh cua Dai hQi d6ng e6 dong (bao gom ca cac Nghi quyet cua Dai hQi dong c6

dong diroc thong qua diroi hinh thirc l~y y kiSn bang van ban)

STT S6 Nghi quyet/ Quyet dinh Ngay NQi dung

1 01-2018INQIDHDCDIFPTS 10104/2018 Nghi quyet Dai hQi d6ng e6 dong thirong nien nam 2018

II. H(_)idAng quan tri ( Bao cao 6 thang nam 2018 )

1. Thong tin v~ thanh vien HQi d6ng quan tri ( HDQT )

1

STT Thanh vien HDQT Chirc vu Ngay bat d~uJ S6 buoi h9P Ty 1~tham Ly do khong thamKhong con 1a HDQT dir h9P du h9P

thanh vien HDQT tham du

1 Ong Nguyen Diep Tung Chu tich HDQT 19/7/2007 2/2 100%

Khong con la

2 Ong Nguyen Van Trung Thanh vien HDQT 25/312008 - 112 50% thanh vien HDQT10104/2018 k~ til ngay

10104/2018

3 Ong D6 San Giang Thanh vien HDQT 19/312010 212 100%

4 Ong Nguyen Kh~e Thanh Thanh vien HDQT 10/3/2011 212 100%

5 Ong Shuzo Shikata Thanh vien HDQT 22/3/2016 212 100%

La thanh vien6 Ong Nguy~n Van Dung Thanh vien HDQT 10104/2018 112 50% HDQT k~ til ngay

10104/2018

,,­I

)

(""

2. Hoat dong giam sat cua HDQT d6i voi Ban Giam d6e (T6ng Giam d6e):

Can cir Di~u l~ cong ty, HDQT thuc hien giam sat Tong Giam d6e va cac can bQ quan 1ykhac trong dieu hanh cong viec hangngay cua cong ty. Dinh ky hang quy HDQT yeu du Giam d6e l~p bao cao k~t qua SXKD, tien dQthuc hien cac nghi quyet cuaHDQT, nhfrng kh6 khan, thu~n 1qi nay sinh trong eong tae di~u hanh. Qua d6 yeu e~u BKS thfun dinh bao eao quy~t toan, gicimsat tinh hinh tai ehinh, tinh hqp phap trong cae ho~t dQng eua cae thanh vien BOD, cac can bQquan 1ycong ty, S\Iph6i hqp ho~tdQng v6i HDQT, BKS eong ty, nh~m dam bao th\Ie hi~n thea quy dinh eua phap 1u~t, eua Di~u 1~eong ty. Tren cO'sa cae baoeao va tinh hinh n~m duqe, HDQT t6 ehue h9P xem xet, dcinh gia k~t qua di~u hanh, e6 ngm quy~t kh~e ph\le t6n t~i va tri~n khaieong vi~e m6i thea ngm quy~t DHDCf) d~ ra.

Do thl,Ie hi~n dUng quy trinh, thu t\le ph6i hqp ho~t dQng gifra HDQT, BGD va BKS, eong vi~e di~u hanh SXKD eua BGD khongbi tra ng~i, vi~e giam sat eua HDQT va eua BKS duqe duy tri thuCmg xuyen, eh?t eM, dam bao ho~t dQng eua eong ty th\Ic hi~ndUng nghi quy~t DHDCD va nghi quy~t HDQT, th\Ie hi~n quan tfi eong ty thea chufuJ.m\Ie hanh vi, d~o duc ngh~ nghi~p euathanh vien HDQT, BGD, BKS vi quy~n 1qi cua e6 dong eong ty.

3. Ho~t dQng eua cae ti~u ban thuQe HQi d6ng quan tri:2

Cong ty khong thanh l~p ti~u ban thuoc HQi d6ng quan tri

4. Cac Nghi quyet/ Quyet dinh cua HQi d6ng quan tri (Bao cao 6 thang nam 2018 )

STT S6 Nghi quyet/ Quyet dinh Ngay NQi dung

1 01-2018/QD/HDQT/FPTS 1510112018 Quyet dinh mi~n nhiern ong Nguyen Van Trung thoi gift chirc vuGiam d6c Chi nhanh H6 Chi Minh

2 02-2018/QD/HDQT/FPTS 15101/2018 Quyet dinh b6 nhiem Ba Tu6ng Nu Thu Lan gitt chirc vu Giam d6cChi nhanh H6 Chi Minh

3 03-20 18/QD/HDQT IFPTS 16/0112018 Quyet dinh ban hanh Chinh sach Quan tri rui ro Cong ty C6 phanClnrng khoan FPT nam 2018

1. Thong qua Bao cao k@tqua hoat dong kinh doanh nam 2017 va k~hoach kinh doanh nam 2018

2. Thong qua viec thuc hien mua c6 phieu 10le lam c6 phieu quy

3. Thong qua viec b6 sung ten goi chi nhanh Cong ty C6 phan Chung4 01-20 18INQ/HDQT IFPTS 2510112018 khoan FPT tai Thanh ph6 H6 Chi Minh

4. Thong qua viec thanh l~p Phong giao dich Ky D6ng thuQc Cong tyC6 phk ChUng khoan FPT - Chi nhanh Tp. H6 Chi Minh

5. Thong qua NQi dung chuang trinh D;;tihQi d6ng c6 dong thuOngnien nam 2018

5 04-20 18/QD/HDQT IFPTS 3110112018 Thong qua k~ ho;;tchyay v6n t;;tiNgan hang Vi~t A chi nhanh Ha NQi

6 05-2018/QD/HDQT/FPTS 31/01/2018 Ban hanh l;;tiH~ th6ng thang luang, bang luang FPTS

7 06-20 18/QDIHDQT IFPTS 01/02/2018 Ban hanh Quy dinh v€ dinh muc mua sfun, chi phi xe 0 to

8 07-20 18/QD/HDQT IFPTS 28/02/2018 Thong qua k~ ho;;tchyay v6n t;;tiNgan hang Vi~t A chi nhanh Ha NQi

9 08-20 18/QD/HDQT IFPTS 28/02/2018 HQPD;;tihQi d6ng c6 dong nam 2018

...0)

3

Mi~n nhiem ba Nguyen Thi Phuong Anh thoi gift chirc vu Ngiroi phu10 09-20 18/QD/HDQT IFPTS 30103/2018 trach Quan tri cong ty kiem Thir ky Cong ty - Cong ty C6 phan clnrng

khoan FPT

11 10-2018/QD/HDQT/FPTS 30103/2018 Cir ba Trinh Thanh HfuIg lam Nguoi phu trach quan tri cong ty kiemThir ky cong ty - Cong ty C6 phan Chirng khoan FPT

1. Thong qua Bao cao k€t qua hoat dong kinh doanh Quy 1 nam2018 va K€ hoach kinh doanh Quy 2 nam 2018

2. Thong qua viec bau ong Nguyen Diep Tung gift clnrc vu Chu tich12 02-20 18INQ/HDQT IFPTS 10104/2018 HQi dong quan tri CTCP Chung khoan FPT nhiem ky 2018-2023

3. HDQT thong nh~t trien khai thirc hien viec Tra c6 tire bang tiSnva Phat hanh c6 phieu tra c6 nrcnam 2017 cho c6 dong hien hiruthea phuong an dll duoc DHDCD thong qua

Tri~n khai phuong an phat hanh e6 phieu tra c6 tire nam 2017 thea

13 11-2018/QD/HDQT/FPTS 18/04/2018 Nghi quy€t D~i hQi d6ng e6 dong thuang nien nam 2018 s6 01-2018INQIDHDCf)/FPTS ngay 10104/2018 eua Cong ty C6 ph~nchUng khoan FPT

14 12-20 18/QD/HDQT IFPTS 02/05/2018 Ngay dang ky cu6i cling d~ thllc hi~n quySn nh~ c6 mc nam 2017b~ng ti€n va b~ng c6 phi€u

Dy quySn ba De; NgQc Anh d~i di~n Chu tich HQi d6ng quan tri ky15 13-2018/QD/HDQT/FPTS 11/06/2018 Gi~y xac nh~n s6 hfru c6 ph~n cua Cong ty C6 phfuI ChUng khoan

FPT

Dy quySn ba Nguy~n Thu H6ng d~i di~n Chu tich HQi d6ng quan tri16 14-20 18/QD/HDQT IFPTS 11/06/2018 ky Gi~y xae nh~ s6 hfru e6 ph~n eua Cong ty C6 phfuI ChUng khoan

FPT

17 15-2018/QD!HDQT/FPTS 11/06/2018 Dy quySn ba CUAnh Thu d~i di~n Chu tieh HQid6ng quan tri ky Gi~yxac nh~ s6 hfru c6 ph~n cua Cong ty C6 ph~n ChUng khoan FPT

18 03-2018INQ/HDQT/FPTS 20106/2018 Thong qua vi~c ky hgp d6ng yay v6n t~i Ngan hang TMCP Qu6c tSVi~t Nam - Phong dinh eh€ tai ehinh - VIB HQi S6

,

1-

4

III. Ban ki~m soat ( Bao cao 6 thang nam 2018 )

1. Thong tin v@thanh vien Ban KiSm soat ( BKS )

STT Thanh vien BKS Clnrc vu Ngay b~t d~u1 S6 bu6i hop Ty 1~tham dir Ly do khongKhong con la BKS tham du hQP tham du hop

thanh vien BKS

1 D6 Thi Huang Truong ban 1917/2007 111 100%

2 Nguyen Thi Phuong Thanh vien 191712007 111 100%

Khong con la

3 Ong Tomohiro Yamaguchi Thanh vien 30103/2017 - 011 0% thanh vien BKS1010412018 kS illngay

10104/2018

4 Eiichiro So Thanh vien 10104/2018 111 100%

2. Hoat dQng giarn sat cua BKS d6i voi HDQT, Ban Giam d6c di@uhanh va c6 dong:

6 thang d~u nam 2018 Ban KiSm soat khong phat hien tnrong hQP b~t thuong nao trong hoat dong cua cac thanh vien HQi dang

Quan tri, thanh vien Ban T6ng giam d6c va cac can bQquan ly khac cua Cong ty C6 phan Clnrng khoan FPT.

Ban KiSm soat cho rang cac can bQ quan ly cua Cong ty C6 phan Chung khoan FPT di'ithS hi~n trach nhi~m cao trong vi~c di@u

hanh, di'ichu dQng cac phuong an thlJc hi~n vi v~y kSt qua ho~t dQng kinh doanh, lqi nhu~ 6 thang d~u nam 2018 kha t6t trong

kh6i cac cong ty chUng khoan.

Ban Li'inh d~o Cong ty chUng khoan FPT trong nam qua di'itiSp t\lC chi d~o thlJc hi~n xay dlJllg va hoan thi~n cac san phfun dich

V\l ti~n ich cho cac nha d~u tu, cung dp cho khach hang mQt h~ th6ng giao dich thu~n ti~n va an toan, nhanh chong va chinh xac,

cong bfmg va minh b~ch.

D~u nam 2018 HQi dang quan tri cong ty di'ithong qua chinh sach quan ly rui ro nam 2018.

5

Ban KiSm soat cho rang, nam 2018 thi tnrong chirng khoan co thS v§:ndiSn bi~n kho luang vi vay HQi d6ng Quan tri tiep tuc dn

co cai nhin than trong, khong chu quan, c&ndanh gia ky cac tac dong cua cac chinh sach vimo d~n thi tnrong clnrng khoan, luang

tnroc cac nii ro d~ xay dung, hoan thien M thong quan tri rui ro va co cac hanh dong phong ngira phil hop, kip thai, tranh cac t6n

th~t co thS xay ra trong tuong lai.

3. Str phoi hop hoat dong gitra BKS d6i voi hoat dong cua HDQT, Ban giam d6c dieu hanh va cac bQ quan ly khac

6 thang d&unam 2018, Ban lanh dao Cong ty C6 phan Chung khoan FPT da thuc hi~n nghiem tuc cac yeu du v~ vi~c cung dp

cac thong tin dn thi~t cho Ban KiSm soat. Cac thanh vien Ban KiSm soat duqc mai tham gia d&ydu cac cUQchQp cua HQi d6ng

Quan tri va duqc cung dp d&ydu va kip thai cac thong tin dn thi~t.

4. Ho~t dQng khac cua BKS:

Ngay 10104/2018 Ban kiSm soat da ti~n hanh HQPb&uTruOng Ban ki~m soat nhi~m ky 2018 - 2023.

IV. Dao t~ov~quan tri cong ty

Cong ty da Cll can bQtham gia cac hQi thao, t~p hu~n v~ Thi truang chUng khoan phai sinh do Uy ban chUng khoan nha nuac va

cac sa giao dich chUng khoan t6 chuc.

V. Danh sach cB dong ni)i bi) va ngU'Oico lien quan

1. Danh sach ngum nQi bQ va nguai co lien quan cua ngum nQi bQ

Chfrc VI} S5CMND Tho-idi~m Tho-idi~mkhOngcon

STT Ten tAchfrc/ca nhan TKCK tl.licong Dja chi bit dAu lit lit ngU"o-i Lydo(n€u co) ty (n€u ngU"o-icoco) S6 CMND Ngity dp No·idp lien quan co lien

quanChu tjchHDQT

1 Nguy~n Di~p Tung TAng 2007Giamd5c

1.1 Nguyen Thi Lan Mit

6

1.2 Nguyen Quoc Ung Anh

l.3 Nguyen H6ng Nhung Chi

1.4 Nguyen Thi Chung Em

1.5 Nguyen Ki~u Nga Em

l.6 Nguyen Van Bach Em

1.7 Nguy€n Thi Thom Vq

l.8 Nguyen Tu~n Anh Con

1.9 Nguyen Dire Anh Con

1.10 Nguyen HUng Anh Con

Mi~n nhi~mThanh theo Nghi

2 Nguy~n Van Trung vien 10/04/2018 quy~t 01-HBQT 2018INQ/DHD

CDIFPTS

2.1 Nguyen Van Viet B6

2.2 Nguyen Thi Vf;l.t My

2.3 Nguyen Van Nam Anh

2.4 Nguyen Van BQ Anh

2.5 Nguyen Thi Hi~n Chi

2.6 Tf;l.Thi Phuong Hft Vq

2.7 Nguyen Minh Nghla Con

-C

7

2.8 Nguyen Nhat Minh Con

2.9 Nguyen Ha Linh Con

2.10 Nguyen Ha Anh Con

Thanh

3 D6 Son Giang vien 2007HDQT

3.1 Tnrong Thi Quy My

3.2 Pham Tuy~tMai Vg

3.3 1)6Nh~tMinh Con

3.4 1)6Nguyet Minh Con

Nguy@nKh~c Thanh4 vien 2007Thanh HDQT

4.1 Nguyen Thj Nhien Chi

4.2 Nguy~nThj Tan Chi

4.3 Nguyen KhftcThu~t Anh

4.4 Nguyen Thj Vi~tNga Vg

4.5 Nguyen Lam Khue Con

Thanh5 Shuzo Shikata vien 22/03/2016

HDQT

5.1 Erika Shikata Vg

5.2 Shogo Shikata B6

8

5.3 Kyoko Shikata Mt;:

5.4 Riku Shikata Con

5.5 Masakazu Shikata Anh

5.6 Keiji Shikata Anh

l>U'(lcbiu ClrThanh theo Nghj

6 Nguy~n Viin Dung vien 10/04/2018 quy~t 01-HI>QT 2018/NQIDHI>

CI>IFPTS

6.1 Nguyen Van Ruyen B6

6.2 Nguyen Van Duyen Anh

6.3 Nguyen Van Kien Anh

6.4 Nguyen Van Kiern Anh

6.5 Nguyen Van Quyen Anh

6.6 Nguyen Thi Chien Chi

6.7 Dao Phuong Mai Vg

6.8 Nguy~nDue Long Con

6.9 Nguyen Due Anh Con

Truong

7 1>6 Thi Huong Ban 2007ki~msoat

7.1 D6 Vi~tHoa B6

9

7.2 Nguyen Thi xs M~

7.3 f>6 Vi~t HUng Anh

7.4 f>6 Thi Dung Chi

7.5 f>6 Vi~t Diing Em

7.6 f>6 KimHoa Em

7.7 Nguyen Quoc Tuan Chong

7.8 Nguyen f>6 HoangConHa

7.9 Nguyen f>6 H6ng Ha Con

Thimh8 Nguy~n Th] Phuong vien Ban 2007Ki~m

scat

8.1 Ha Thi Nhe M~

8.2 Trinh Huu Vien Chong

8.3 Trinh Httu Th~ng Con

8.4 Trinh Thi ThUy Con

Thanh Mi~n nhi~mtheo Nghj

9Tomohiro vien Ban

10/04/2018 quyet 01-Yamaguchi Ki~m 2018INQ/DHDsolit CDIFPTS

9.1 Mitchio Yamaguchi B6

9.2 Yoko Yamaguchi M~

10

9.3 Naoko Yamaguchi Vq

9.4 Tomoya Yamaguchi Con trai

ThanhDuQ'c biu Clf

vien Bantheo Nghj

10 Eiichiro So Ki~m10/0412018 quy~t 01-

soat 2018INQIDHDCD/FPTS

10.1 Tadashi So Cha

10.2 Fumiko SoM~

10.3 Mamiko So Em

10.4 Mami So Vq

10.5 Shunsuke So Con

10.6 Manami So Con

11 Nguy~n Thj Thu K~ toan 2007Huong trurrng

11.1 Nguyen Quang Ttr B6

11.2 Nguy~n Thj Mai M~

11.3 Nguyen Huy Binh Em

11.4 Hoang Trung Nghia Chong

11.5 Hoang Thj Thu Ha Con

11.6 Hoang Nh~t Minh Con

Nguy~n Th] Phuong Nguiri Duq'c uy quy~n12 dUQ'cuy 12/0212018 01/04/2018 theo Cong van

Anh quy~n iiy quy~n tlnrc

;i

11

Cong b6 hi~n CBTT s6thOng tin 511-2018/FPTS

va Huy uyquy~n theoThOng baoHuy uy quyenthuc hi~nCBTT s6 833-2018IFPTS

12.1 Nguyen Van Tu 86

12.2 Nguyen Thi Hoan M~

12.3 Nguyen Thi QuynhChiTrang

Ngm:ri Du·gc uy quyendtrQ·cuy theo Cong van

13 Trinh Thanh Hing quy~n 01104/2018 uy quyen thucCong b6 hi~n CBTT s6thOng tin 834-20 18/FPTS

13.1 Trinh HiruThem B6

13.2Nguyen Thanh

M~Huyen

13.3 Nguyen Viet CUOng Chong

13.4 Nguyen Vi~t Bach Con

13.5Nguyen Kim Cat

ConTien

1[

2. Giao dich giira cong ty voi ngiroi co lien quan cua cong ty; hoac gitra cong ty voi c6 dong 100,ngiroi nQihQ, ngiroi c6 lien quan cuangiroi nQibQ(Khong co)

3. Giao dich gifra ngiroi nQibQcong ty niem y~t,ngiroi co lien quan cua ngiroi nQibQ voi cong ty con, cong ty do cong ty niem y~tnamquyenki~msoat(Khongco)

12

4. Giao dich gitra cong ty voi cac d6i nrong khac

STT Cac ben lien quan M8i quan h~ N{}idung giao djch S8 ti~n ( VNE>)

1 Cong ty c6 phan FPTC6 dong 100 (20% V6n Phi hru ky, Phi quan ly c6 dong chua tai hru ky,

82,785,807diSu l~)· Phi tu v~n t6 chirc Dai hQi d6ng c6 dong

2 Cong ty C6 phan Vi~n Thong FPT Ben co lien quanPhi tu v~ t6 chirc Dai hQi c6 dong, Phi quan ly

135,300,000c6 dong chua tai hru ky

3 CT TNHH Phan phoi FPT Ben co lien quan Thi~t bi tin hoc 35,700,000

4 CT TNHH Dich vu tin hoc FPT Ben co lien quan Thi~t bi tin hoc, dich vu tin hoc 142,139,536

5CT TNHH H~ thong thong tin

Ben co lien quan DV bao tri, DV chtr ky s6, Thi~t bi thoai 460,464,000FPT

6CN CT TNHH MTV Vi~n thong

Ben co lien quan CUGCdich vu vi~n thong 274,269,600Quoc t~ FPT

7Cong ty TNHH MTV Vi~n thong

Ben co lien quan CUGCdich vu vi~n thong 33,264,000Quoc t~ FPT

8Chi Nhcinh Cong Ty C6 Phan

Ben co lien quan Chi phi dirong truyen 93,720,000Vi~n Thong FPT

9 CN CT TNHH Phan phoi FPT Ben co lien quan Thi~t bi tin hoc 307,230,000

10 Cong ty CP Quan ly Quy FPT Ben co lien quan Phi hru ky 897,001

CN CTTNHH dich V\l tin h<;>cThi~t bi tin h<;>c11 Ben co lien quan 1,628,000

FPT

12 Cong ty TNHH E>~utu FPT Ben co lien quan Phi chuy~n nhm;mg chUng khoan chua niem y~t 56,364,000

(

J)

VI. Giao dieh eAphi~u eua ngtrOi n{}ib{}va ngrrOi lien quan eua ngrrOin{}ib{}(Bao eao 6 thang nam 2018 )

1. Danh sach nguai nQibQva nguai co lien quan cua ngum nQi bQ

13

TYI~se c6 sO' hu'u

STT He}ten Tilikho3n Clnrc vI} tai s6 Dja chi phi~u SO' co Ghi chuGDCK Cong ty CMND/DKKD hfiu cu6i phi~uky cu6iky

(%)Chu tjch

1 Nguy~n Di~p Tung HDQT- T6ng 3,574,998 3.27040GD

1.1 Nguyen Thi Lan Mtt

1.2 Nguyen QU6c U'ng Anh

1.3 Nguyen H6ng Nhung Chi

1.4 Nguyen Thi Chung Em

l.5 Nguyen Kieu Nga Em

l.6 Nguyen Van Bach Em

l.7 Nguyen Thi Thom Vq

l.8 Nguy~n Tuan Anh Con

l.9 Nguyen Dire Anh Con

1.10 Nguyen Hung Anh Con

2 Nguy~n Van Trung Thanh vien 2,055,541 1.88041HDQT

2.1 Nguyen Van Vi~t B6

2.2 Nguysn Thj V;:tt Mtt

2.3 Nguyen Van Nam Anh

2.4 Nguyen Van B9 Anh

2.5 Nguyen Thi Hien Chj

14

2.6 T;;tThi Phuong Hit Vg

2.7 Nguyen Minh Nghia Con

2.8 Nguy~n Nh~t Minh Con

2.9 Nguyen Hit Linh Con

2.10 Nguyen Hit Anh Con

3 D6 SIYnGiang Thanh vien 274,291 0.25092HDQT

3.1 Truong Thi Quy M~

3.2 Pham Tuyet Mai Vg

3.3 D6 Nh~tMinh Con

3.4 D6 Nguyet Minh Con

4 Nguy~n Khl\c Thanh Thanh vien 159,007 0.14546HDQT

4.1 Nguyen Thj Nhien Chi

4.2 Nguyen Thi Tan Chi

4.3 Nguyen Kh~c Thu~t Anh

4.4 Nguyen Thi Vi~t Nga 5,562 0.00509 Vg

4.5 Nguyen Lam Khue Con

5 Shuzo Shikata Thanh vienHDQT

5.1 Erika Shikata Vg

5.2 Shogo Shikata B6

5.3 Kyoko Shikata M~

15

~c\

5.4 Riku Shikata Con

5.5 Masakazu Shikata Anh

5.6 Keiji Shikata Anh

6 Nguy~n Van Dung Thanh vien 322,080 0.29464HDQT

6.1 Nguyen Van Ruyen B6

6.2 Nguyen Van Duyen Anh

6.3 Nguyen Van Kien Anh

6.4 Nguyen Van Kiem Anh

6.5 Nguyen Van Quyen 4,920,731 4.50148 Anh

6.6 Nguyen Thi Chien Chi

6.7 Dao Phuong Mai Vq

6.8 Nguyen Due Long Con

6.9 Nguyen Due Anh Con

7 D6 Thj Hurrng Trurrng BKS 17 0.00002

7.1 D6 Vi~tHoa B6

7.2 Nguyen Thi xs M~

7.3 D6 Vi~tHUng Anh

7.4 D6 ThiDung Chi

7.5 D6 Vi~tDung Em

7.6 D6KimHoa Em

16

7.7 Nguyen Quoc Tuftn Chang

7.8 Nguyen 1)6 Hoang Ha Con

7.9 Nguyen 1)6 Hang Ha Con

8 Nguy~n Th] Phuong Thanh vien 59,628 0.05455BKS

8.1 Ha Thj Nbe M~

8.2 Trinh Hiru Vien Chang

8.3 Trinh Htru Thing 11,579 0.01059 Con

8.4 Trinh Thj Thuy Con

9 Tomohiro Yamaguchi Thanh vienBKS

9.1 Mitchio Yamaguchi B6

9.2 Yoko Yamaguchi M~

9.3 Naoko Yamaguchi Vq

9.4 Tomoya Yamaguchi Con

10 Eiichiro So Thanh vienBKS

10.1 Tadashi So B6

10.2 Fumiko So M~

10.3 Mamiko So Em

10.4 MamiSo Vq

10.5 Shunsuke So Con

10.6 Manami So Con

17

11 Nguy~n Thi Thu K~ toan 99,378 0.09091Hurmg truong

11.1 Nguyen Quang Tir B6

11.2 Nguyen Thi Mai Mit

11.3 Nguyen Huy Binh Em

11.4 Hoang Trung Nghla Ch6ng

11.5 Hoang Thi Thu Ha Con

11.6 Hoang Nh~t Minh Con

Nguy~n Th] Phuong NgU'iri ?U'Q'c12 Anh uy quyen cong

b6 thong tin

12.1 Nguyen Van Tu B6

12.2 Nguyen Thi Hom Mit

12.3 Nguy~n Thi QuynhChiTrang

Trinh Thanh H~ngNgU'iri?u'Q'c

13 oy quyen cong 09 0.00001b6 thong tin

13.1 Trinh Hfru Them B6

13.2 Nguyen Thanh Huyen Mit

13.3 Nguyen Vi~t Cirong Chong

13.4 Nguyen Vi~t Bach Con

13.5 Nguyen Kim Cat Tien Con

18

2. Giao dich cua nguoi nQi bQva ngiroi co lien quan d6i voi e6 phieu cua cong ty niem ySt

Nguoi thuc hien S6 c6 phieu sa hlru d§u ky S6 c6 phieu sa hiru cu6i ky Ly do tang, giamSTT S6DKSH Chirc danh (mua, ban, chuyen d6i,giao dich

thuong)S6 c6 phieu Ti te (%) S6 c6 phieu Ti ie (%)

1 Trinh Hlru Thing Con cua Thanh vien2,527 0.00231 11,579 0.01059 Mua them 8.000 c6 phieu

BKS C6 nrc 1.052 c6 phieu

VII. Cac v§n d~ cAn IU'U y khac: Khong

Nguy~n Di~p Tung

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