FINANCIAL DISCLOSURE REPORT · D D D I. Report Required by the Ethics AOIO FINANCIAL DISCLOSURE REPORT . in Government Act of . 1978. Rev. /2013 . FOR CALENDAR YEAR 2012 (5 .S.. app

D D

D

I.

Report Required by the Ethics AOIO FINANCIAL DISCLOSURE REPORT in Government Act of 1978Rev. l/2013 FOR CALENDAR YEAR 2012 (5 U.S.C. app. §§IOI-I I I)

1. Person Reporting (last name, first, middle initial)

Huvelle, Ellen S.

2. Court or Organization

US District Court for the District of Columbia

3. Date of Report

07/08/201 3

4. Title (Article Ill judges indicate active or senior status; magistrate judges indicate full- or part-time)

US District Judge - active

Sa. Report Type (check appropriate type)

D Nomination Date

Initial [{] Annual Final

Sb. Amended Report

6. Reporting Period

01/01/2012

to

12/3 1/20 1 2

7. Chambers or Office Address

333 Constitution Avenue NW Washington DC 20001

IMPORTANT NOTES: The instructions accompanying this form must be followed. Complete all parts, checking the NONE box for each part where you have no reportable information.

J. POSIT!0NS. (Reporting individual only; see pp. 9-13 of filing instructions.)

D NONE (No reportable positions.)

POSITION NAME OF ORGANIZATION/ENTITY

I. Board Member Boston College Law School Board of Overseers

2. Board Member Abramson Scholarship Foundation

3.

4.

5.

II, AGREEMENTS. (Reporting individual only; see pp. 14-16 of filing instructions.)

[{] NONE (No reportable agreements.)

PARTIES AND TERMS

2.

3.

3.

4.

4.

I.

4.

Name of Person Reporting Date of Report FINANCIAL DISCLOSURE REPORT

07/08/2013 Huvelle, Ellen S.Page 2 of20

III. N0N-INVESTMENT IN CO ME. (Reporting individ11al and spo11se; see pp. I 7-24 of filing instr11ctions.)

A. Filer's Non-Investment Income

[{] NONE (No reportable non-investment income.)

SOURCE AND TYPE INCOME (yours, not spouse's)

I.

2.

B. Spouse's Non-Investment Income - If you were married during any portion of the reporting year, complete this section.

(Dollar amount not required except.for honoraria.)

D NONE (No reportable non-investment income.)

SOURCE AND TYPE

I. 2012 Senior Counsel in Law Firm

2.

3 .

IV. REIMBURSEMENTS -- transportation, lodging,food, entertainment.

(Includes those to spouse and dependent children; see pp. 25-27 o.ffiling instructions.)

D NONE (No reportable reimbursements.)

SOURCE DATES LOCATION PURPOSE ITEMS PAID OR PROVIDED

University of Virginia Law 211 8/2012 - 211 9120 13 Charlottesville, VA Moot Court Transportation, hotel, food School

2. NY I ntellectual Property 3/23/2012 - 312412012 New York, NY Dinner for federal judiciary Transportation, hotel, food Association hosted by professional

association

3. Boston College Law School 5121201 2-5/4/2012 Boston, MA Meeting of Board of Transportation, hotel, food Trustees

Federal Bar Association, 5/24/201 2-5/25/20 12 Tampa Bay, FL Sentencing conference Transportation, hotel, food Tampa Chapter

5. America n Bar Association, 12/1/20 12-12/6/2012 Tunis, Tunisia Teaching Tunisian Judges Transportation, hotel, food CEELI Institute

3.

4.

FINANCIAL DISCLOSURE REPORT

Page 3 of20

Name of Person Reporting

Huvelle, Ellen S.

Date of Report

07/08/2013

V. GIFTS. (lnc/11des those to spouse and dependent children; see pp. 28-31 of filing instructions.)

[{] NONE (No reportable gifts.)

SOURCE DESCRIPTION VALUE

I.

2.

3.

4.

5.

VI. LIABILITIES. (Includes those ofspo11se and dependent children; see pp. 32-33 of filing instr11ctions.)

D NONE (No reportable liabilities.)

CREDITOR DESCRIPTION VALUE CODE

I. Nationstar (previously held by Bank of Mortgage on Rental Property, Washington, DC (Part VII, Line 1 19) L America)

2.

5.

(I) (I)

(Q-W)

(3) (4)


Huvelle, Ellen S. 07/08/2013Page 4 of20

VII. INVESTMENTS and TRUSTS -- income, value, transactions r1nc1udes 111ose of spouse and dependent children; see PP· 34-60 of filing ins1r11c1ions.J

D NONE (No reportable income, assets, or traflsactions.)

A. B. c. D. Description of Assets Income during Gross value at end Transactions during reporting period

(including tmst assets) reporting period of reporting period

(I) (2) (2) (2) (5) Place "(X)" after each asset Amount Type (e.g., Value Value Type (e.g., Date Value Gain Identity of

exempt from prior disclosure Code I div., rent, Code 2 Method buy, sell, mm/dd/yy Code 2 Code I buyer/seller (A-H) or int.) (J-P) Code 3 redemption) (J-P) (A-H) (if private

transaction)

I. Morgan Stanley Active Assets Tax Free Trust(Y)

2. Anheuser Busch Inbev SA SPON (BUD) A Dividend J T

3. America Online (Y)

4. Alliance Bernstein Int'! Value None Sold

5. AllianceBernstein Small CP Value C None Sold

6. Cambria Global Tactical c Dividend M T Buy

7. CSX Corp A Dividend K T

8. DC Ballpark 5% due 2/22 c Interest M T

9. Diamond Hill Long-Short None Sold

10. Eaton Vance Parametric Structured EM None Sold

1 1 . EMC None J T

12. Facebook None Buy

13 . Sold

14. FEDEX Corp A Dividend Sold

15. Franklin Hi Yield Tx Fr C B Interest Sold

16. Franklin Utilities C A Dividend Sold

17. Hussman Strategic Growth B Dividend M T Buy

1 1/ 19/12

1 1 /19/12

1 1/ 1 5/ 12

1 1/19/12

1 1/ 19/12

5/1 7/ 12

I0/3 1/12

10/3 1/ 12

1 1 /19112

1 1 / 19/12

12/ 19/ 12

K

J

M

K

L

J

J

J

K

K

M

B

A

c

A

I. Income GainCodes: A =$ 1.000 or less 13=$ 1 .00l ·$2.500 c =$2.501 -$5.000 D =$5.001 -$1 5.000 E =$ 1 5. 0 0 1 -$50.000

(Soc Columns 131 and D4) I' =$50.00 I -$I 00.000 G =$ 100.001 -$ 1 .000.000 1 1 1 =$ 1 .000.00 I -$5.000.000 1 12 =More than $5.000.000

2. Value Codes J=$ 1 5.000 or less K =$ 15.001 -$50.000 L =$50.001 -$1 00.000 M =$ 1 00.001 -$250.000

(Sec Columns CI and D3) N =$250.001 -$500.000 0 =$500.00 I • $ 1 . 000.000 Pl =$ 1 ,000.001 -$5.000.000 1'2 =$5.000.001 -$25,000.000

1'3 =$25.000.00 I -$50.000.000 1'4 =More than $50.000.000 3. Vnluc Mclhod Codes Q =Appr aisnl R =Cost (llcal Estate Only) S =Assessment T =Cash Market

(Sec ColumnC2) U =Book Value· V=Othcr W =:Estimnicd

--

(2) (2) (I)

Date of Report Name of Person Reporting FINANCIAL DISCLOSURE REPORT

07/08/2013Huvelle, Ellen S.Page 5of20

VII. INVESTMENTS and TRUSTS income, value, transactions (Includes those of spouse and dependent children; see PP· 34-60 of filing ins/ructions.)

D NONE (No reportable income, assets, or transactions.)

A. B. c. D. Description of Assets Income during Gross value at end Transactions during repo11ing period (including tnist assets) reporting period of reporting period

(1) (I) (2) (3) (4) (5) Place "(X)" after each asset Amount Type (e.g., Value Value Type (e.g., Date Value Gain Identity of


(Q-W) transaction)

18. Intel Corp A Dividend Buy

19. Sold

20. INVESCO Developing Markets A Dividend Sold

21. INVESCO Intl Growth A Dividend L T Sold (part)

22. iShares 2017 S&P AMT-FREE A Interest K T

23. iShares Barclays 1-3 Yr Treasury Bd A Dividend Sold

24. iShares Dj US Healthcare Shares A Dividend K T

25. iShares MSC! Brazil A Dividend Sold

26. iShares MSC! EAFE Fund c Dividend M T

27. iShares Sm Cap 600 Growth A Dividend K T

28. Johnson & Johnson A Dividend Sold

29. JPMorgan Chase A Dividend Buy

30. Sold

31. Market Vectors Gold Miners A Dividend K T

32. MFS New Discovery None Sold

33. MFS Muni Bond B lnt./Div. Sold

34. MFS Utilities A Dividend Sold

5/8/12 J

10/3 1/12 J

11/19112 K B

11/19/12 J A

11/19/12 M A

11/19/12 J

10/31112 K A

03/19112 J

10/31/12 J

11/19/12 K

11/19112 L D

11/19/12 K A

I. Income Gain Codes: A =$1 .000 or less ll =$1,001 - $2.500 c =$2.501 - $5.000 D =$5,00l - $1 5,000 E =$15.001 - $50.000

(Sec Co lumns U I and D4) f = $50.001 - $ 1 00.000 G = $ 1 00.001 - $ 1 .000.000 Ill =$1 .000.001 - $5.000.000 112 =More Ihan $5,000.000

2. Value Codes J =$1 5.000 or less K = $ 1 5.001 - $50.000 L =$50.00 1 - $!00.000 M =$1 00.001 - $250.000

(SccCohmms CI and D3) N =$250,001 - $500.000 0 =$500.001 - $ 1 .000.000 Pl =$1 ,000.001 - $5.000.000 1'2 =$5.000.001 - $25.000.000

1'3 =$25.000.001 - $50.000.000 1 '4 =More than $50.000.000

3. V:iluc Method Codes Q =Appraisa l R =Cost (Real Estato Only) S =Assessment T =Cash Market

(Sec Column C2) U =Book Value V =01hcr W =Estimated

c.

(2) (I)

(Q-W)

(2) (3)


Huvelle, Ellen S. 07/08/2013Page 6of20

VII. INVESTMENTS and TRUSTS --income, vatue, transactions r1nc1udes those of spouse and dependent children; see PP· 34-60 of filing instructions.)


A. B. D. Description of Assets Income during Gross value at end Transactions during reporting period (including tnist assets) reporting period of reporting period

(I) (2) (I) (4) (5) Place "(X)" after each asset Amount Type (e.g., Value Value Type (e.g., Date Value Gain Identity of

exempt from prior disclosure Code 1 div., rent, Code 2 Method buy, sell, mm/dd/yy Code 2 Code 1 buyer/seller (A-H) or int.) (J-P) Code 3 redemption) (J-P) (A-H) (if private

transaction)

35. Montgomery Co. MD 5.0% 10/01/12 B Interest Matured

36. M S Limited Duration US Gov't Tr B Dividend Sold

37. Nuance None K T

38. Oppenheimer Developing Markets Fund None K T

39. Oppenheimer Rochester B Int./Div. Sold

40. Oracle Corp A Dividend L T

41. Pepsico Inc NC A Dividend K T

42. Powershares Wilderhill Progressive Energy A Dividend Sold

43. Schlumberger A Dividend J T

44. Schwab Government Securities A Dividend 0 T Buy

45. SPDRs S & P 500 Fd ETF B Dividend M T Buy

46. Taiwan Semiconductr A Dividend Buy

47. Sold

48. Templeton Globabl Bond - B Dividend Sold

49. Time Warner Cable A Dividend K T

50. Time Warner A Dividend Sold

51. Utili ties Sel Sect SPDR A Dividend Sold

10/1/12 K

11/19/12 M

11119/12 K B

11/19/12 J

11119/12 0

I0/31112 M

03119112 K

10/31/12 K A

11/19112 K A

I 0/31112 J A

11/19/12 J

I. Income Gnin Codes: A =$1.000 or less B =$1.001 - $2.500 c =$2.501 - $5.000 0 = $5.001 - $ 15.000 E =$1 5.001 - $50.000

(Sec Colmnns l3 I and 04) F = $50.001 • $1 00.000 G = $1 00.00 I - $1.000.000 1 1 1 =$1 .000.001 - $5.000.000 1 1 2 =More than $5.000.000

2. Va lue Codes J =$1 5.000 or less K = $ 1 5.001 - $50.000 L =$50.001 - $ 1 00.000 M =$1 00.001 - $250.000

(Sec Cohunns Cl and 03) N =$250.001 - $500.000 0 =$500.00 I - $ 1 .000.000 Pl = $1 .000.001 - $5.000.000 1'2 = $5.000.001 - $25.000.000

1'3 =$25.000.001 - $50.000.000 P4 =More than $50.000.000 3. Value Method Codes Q=Appmisal R =Cost (Rea l Estate Only) S =Asscss1ncnt T =Cash Market

(Sec Column C2) U :.: l3ook Value V =Other W =Estimated

(2)

(J-P)



VII. INVESTMENTS and TRUSTS -- income, va111e, transactions (1nc111des those of spouse and dependent children; see PP· 34-60 of filing instr11ctions.J


A. B. c. D. Descripti on of Assets Income during Gross value at end Transactions during reporting period

(including trust assets) rep orting period of reporting peri od

(I) (2) (I) (I) (2) (3) (4) (5) Place "(X)" after each asset Amount Type (e.g., Value Value Type (e.g., Date Value Gain Identity of

Code Iexempt from prior disclosure div., rent, Code 2 Method buy, sell, mm/dd/yy Code 2 Code I buyer/seller (A-H) or int.) (J-P) Code 3 redempti on) (A-H) (if private

(Q-W) transaction)

52. Vanguard High Dividend Yield B Dividend M T Buy

53. Vanguard Inter-Term Tax-Exempt Adm B Dividend 0 T Buy

54. Vanguard Ltd Term Tax-Exempt Adm A Dividend M T Buy

55. Walgreen Co A Dividend Sold

56. Yum Brands (X) A Dividend K T

57. IRA #2 Charles Schwab (H) D Dividend P l T

58. -Abbott Laboratories Sold

59. Buy

60. -Arbitrage Fds Cl I Buy

61. -Cap Protected Notes on S&P 500 I ndex Sold

62. -DWS Commodity Securities Buy

63. -iShares Barclays TIPS Bond Fund

64. -iShares iBoxx Corp Bond Fund Buy

65. Sold

66. -iShares Msc I EAFE Sold

67. -iShares S&P Growth Sold

68. -iShares S&P Value Sold

11/19/12 M

11/15/12 0

11/19/12 M

3/2/12 J

12/10/12 J B

12/17/12 J

12/10/12 M

11/1/12 L E

12/10/12 M

12/10/12 L

12/10/12 K B

12/10/12 J

12/10/12 M E

12/10/12 M E

I. Income Gain Codes: A = $1 .000 or kss B =$1 .00l · $2.500 C =$2.50 I - $5 .000 0 45.001 • $1 5.000 E 41 5.001 • $50.000

(Sec ColumnsBI and 04) F =$50.00 1 • $100.000 G =$1 00.00 1. $1 .000.000 I l l =$1 .000.001 • $5.000.000 112 =More than $5.000,000

2. Value Codes J =$1 5,000 or less K =$1 5.001 • $50.000 L =$50.001 • $1 00.000 M =$100.00 I • $250.000

(Sec Columns CI and 03) N = $250,00 1 - $500,000 0 =$500.00 1 • $1 .000.000 P l =$1 .000.001 • $5,000.000 P2 =$5.000.001 - $25.000.000

1'3 =$25.000,001 - $50,000.000 1'4 =More than $50.000.000

3. Vnluc Mc1hod Codes Q =Apprnisn l R =Cost (Real Estate Only) S = sscssmcnt T =Cash Market

(Sec Column C2) U :::Book Vnluc V =Other W =Estimated

(I) (3) (4) (5)


07/08/20 1 3 Huvelle, Ellen S. Page 8 of20

VII. INVESTMENTS and TRUSTS -- income, va111e, transactions r1nc1udes those of spouse and dependent children; see PP· 34-60 of filing instmctions.J


A. B. c. D. Description of Assets Income during Gross value at end Transacti ons during reporting period (including tmst assets) reporting period of reporting peri.od

(I) (2) (I) (2) (2) Place "(X)" after each asset Amount Type (e.g., Value Value Type (e.g., Date Value Gain Identi ty of exempt from prior disclosure C ode I div., rent, Code 2 Method buy, sell, mm/dd/yy Code 2 Code I buyer/seller

(A-H) or int.) (J-P) Code 3 redemption) (J-P) (A-H) (if private

(Q-W) transaction)

69. -iShaes Small Cap Growth Sold 12/ 10/ 12 L E

70. -PIMCO H igh Yield Buy 12/10/ 12 M

7 1 . -PIMC O Total Return Buy 1 1/ 1 5/ 12 M

72. -Principal Protected Notes Sold 1 2/ 1 7/ 1 2 K c

73. -Schwab Government Securities Buy 12/10/ 12 K

74. -Templeton Income Global Bond adv Buy 12/10/12 K

75. -Under Armour Sold 12/10/12 K E

76. Buy 12/17/12 K

77. -Vanguard Extended Market Index Buy 12/IO/I2 M

78. -Vanguard FTSE Emerging Markets Buy 12/I0/ 12 M

79. -Vanguard REIT ETF Buy l l/I5/12 L

80. -Vanguard Short-Term Investment-Grade Buy 12/10/12 L

8 1 . -Morgan Stanley Limited Duration Sold 1 2/ 1 0/ 12 M

82. -AllianceBernstein Global Bond Sold 12/10/12 K A

83. -Investment Company of America Sold 12/10/ 12 L D

84. -Calvert Large Growth Sold 12/ 1 0/12 K

85. -Delaware Small Cap Value Sold 12/10/12 K D

I. Income Gain Codes: A =$1 .000 or less ll =$1.001 - $2.500 c =$2.501 - $5.000 0 =$5.001 - $15.000 E = $ 1 5.001 - $50.000

(Sec Columns Ill and 04) f =$50.001 - $ 1 00.000 G =$I 00,00 I - $ 1 .000.000 Ill = $1 .000.001 - $5.000.000 1 12 =More than $5.000.000

2. Vnluc Codes J =$1 5.000 or less K =$1 5.001 - $50.000 L = $50.00 I - $I 00.000 M =$100.00 I - $250.000

(Sec Columns CI and 03) N =$250.001 - $500.000 0 =$500.00 I - $ 1 .000.000 P l =$1 ,000.001 - $5.000.000 P2 =$5.000.001 - $25,000.000

1 '3 =$25.000.001 - $50.000.000 P4 =More than $50.000.000

3. Va lue Method Codes Q =Appraisal R =Cost (Real Estate Only) S =Assessment T=Cash Market

(Sec Column Cl) U =Book Value V==Othcr W =Estimated

(1) (2) (4)



VII. INVESTMENTS and TRUSTS --income, value, transactions (Includes those of spouse and dependent children; see PP· 34-60 of filing instructions.)


A. B. C. D. Description of Assets Income during Gross value at end Transactions during reporting period (including tmst assets) reporting period of reporting period

(I) (2) (2) (I) (3) (5) Place "(X)" after each asset Amount Type (e.g., Value Value Type (e.g., Date Value Gain Identity of


(Q-W) transaction)

86. -Eaton Vance Large Value Fund Sold

87. -Goldman Sachs Small Value Sold

88. - INVESCO Comstock Developing Markets Sold

89. -Ivy Asset Strategies Sold

90. -MFS Emerging Markets Debt Sold

9 1 . -MFSValue Sold

92. -Sentinel Small Company Sold

93. Active Assets Tax Free A Interest 0 T

94. Allianz NFJ Div. Value A Dividend L T

95. .AmCap None K T

96. Apple Computer A Dividend L T Buy (add'!)

97. Delaware Emerging Markets None Sold

98. Diamond Hill Small Cap None Sold

99. ExxonMobil c Dividend M T

100. Franklin Small Midcap Growth None L T

1 0 I. General Electric c Dividend M T

I 02. Henderson International Opportunties - None Sold

1 2/ 10/ 12 K

1 2/ 10/12 K A

12/10/ 12 K c

1 2/ 1 0/12 K c

12/10/ 12 K c

1 2/ 1 0/ 12 L D

1 2/ 10/12 L B

3/22/12 K

1 1/26/12 K A

1 1/26/12 M D

1 1 /26/12 L

I. Income Gain Codes: A =$ 1 .000 or less B =$ 1,00 I •$2.500 c =$2.501 • $5.000 045,001 • $15.000 E =$15.00 I •$50.000

(Sec Columns BI and 04) F =$50.00 I • $I 00.000 G =$ 100.001 •$ 1 .000.000 1 1 1 =$ 1 ,000.001 -$5.000.000 1 12 =More than $5.000.000

2. Value Codes J =$ 1 5.000 or less K =$ 1 5,001 • $50.000 L =$50.001 • $ 1 00.000 M =$ 100.001 -$250.000

(See ColtmmsCI and 03) N =$250.001 •$ 500.000 0 =$500.00 I •$ 1 .000.000 Pl =$1.000.001 •$5.000.000 P2 =$5.000.001 •$25.000.000

P3 =$25.000.00 I •$50.000.000 P4 =More than$50.000.000

3. Vnluc Mclhod Codes Q =Appraisal R =Cost (Real Estate Only) S =Assessment T =Cash Market

(Sec Column C2) U =Book Value V =01hcr W =Estimated

(I) (2) (I) (5)

(Q-W)


Huvelle, Ellen S. 07/08/2013 Page lOof 20

VII. INVESTMENTS and TRUSTS - - income, value, transactions r1nc1m1es those of spouse and dependent children; see PP· 34-60 of filing ins1ruc1ions.J



(including trnst assets) reporting period of reporting period

(2) (I) (2) (3) (4) Place "(X)" after each asset Amount Type (e.g., Value Value Type (e.g. , Date Value Gain Identity of exempt from prior disclosure Code 1 div., rent, Code 2 Method buy, sell, mm/dd/yy Code 2 Code I buyer/seller

(A-H) or int.) (J-P) Code 3 redemption) (J-P) (A-H) (if private transaction)

1 03. IBM ·A Dividend K T

1 04 .. INVESCO Diversified Dividend B Dividend L T

1 05. INVESCO Developing Markets A Dividend K T

1 06. iShares iBo)lx I nvest Grade Corp Bond Fd A Dividend M T Buy 12/ 19/ 12 L

1 07. iShares MSCJ EAFE A Dividend M T Buy I 1 /26/12 M (add'!)

108. iShares Morningstar Large Value c Dividend M T

1 09. iShares Morningstar Mid Value c Dividend M T

I I 0. iShares S&P 500 Growth B Dividend L T

11 1 . iShares SIT Munis A Jnt./Div. Sold 1 0/31/ 12 L

1 12. iShares Small Cap Growth A Dividend K T

1 13. iShares S&P Natl Mun Bd Fd B Int./Div. M T

1 1 4. Loomis Sayles Fds I Global Bond I nst A Dividend M T Buy 1 1 / 15112 M

11 5. MFS Intematonal Value None Sold 1 1 /261 12 K B

1 16. Lincoln National American Legacy None Distributed 10/26112 M

1 1 7. Neustar CLA A None K T

1 1 8. New York GO 3% due 2/ 12 B Interest Matured 2/15/12 L

119. Nuance None Merged 09110112 K (with line 37)

I. Income Gain Codes: A =$ t .000 or kss 1 3 =$ 1 .001 -$2.500 c =$2.501 •$5.000 D =$5.001 -$15.000 E =$ 1 5.001 -$50.000

(Sec Columns Bl and D4) I' =$50.001 •$ 1 00.000 G =$I 00,00 I -$ 1 .000.000 Ill =$ 1 .000.001 •$5.000.000 112 =More than $5.000.000

2. Value Codes J =$ 1 5.000 or less K =$ 1 5.00 I •$50.000 L =$50.001 •$ 1 00.000 M =$100.001 •$250.000

(Sec Columns Cl and 03) N =$250.001 •$500,000 0 =$500.001. $ 1 .000.000 Pl =$ 1 .000.001 ·$5.000.000 P2 =$5.000.001 •$25.000.000

1'3 =$25.000.00 I •$50.000.000 1'4 =More than $50.000.000

3. Value Method Codes Q =Apprnisal R =Cost (Kcal Estate Only) S ::Assessment T =Cash Market

(Sec Column Cl) U =llook Value V = Other W =Estimated

(2) (2) (2) (4)


Huvelle, Ellen S. 07/08/20 1 3 Page 1 1 of20

VII. INVESTMENTS and TRUSTS - - income, vatue, transactions r1nc1udes those o f spouse and dependent children; see PP· 34-60 o f filing instructions.)


A. B. c. D. Description of Assets Income during Gross value at end Transactions during reporting period (including tmst assets) reporting period of reporting period

(1) (I ) (1) (3) (5) Place "(X)" after each asset Amount Type (e.g., Value Value Type (e.g., Date Value Gain Identity of exempt from prior disclosure Code I div., rent, Code 2 Method buy, sell, mm/dd/yy Code 2 Code 1 buyer/seller

(A-H) or int.) (J-P) Code 3 redemption) (J-P) (A-H) (if private

(Q-W) transaction)

120. Oppenheimer Developing Markets Fund None K T

12 1 . Osceola 5% of6/15 D I nterest M T

122. Prudential Jennison Small Company A Dividend L T

123. Schwab Government Securities A Dividend N T

124. Sentinel Short Term Government c Dividend Sold

125. SPDRs S&P 500Fd ETF B Dividend M T Buy

126. Thornburg Int Muni Natl A l nt./Div. Sold

127. Vanguard High Dividend Yield None M T Buy

128. Vanguard Inter-Term Tax-Exempt Adm B Dividend N T Buy

129. Vanguard FTSE Emerging Markets ETF B Dividend M T Buy

130. IRA #I A Int./Div. M T

1 3 1 . -Morgan Stanley Bank/Liquid Asset Fund

(Y)

132. -Delaware Small Cap Value Fund Sold

133. -PlMCO Total Return Buy

134. -Harbor Capital Appreciation Buy

135. ·- Defined Benefit Plan c lnt./Div. Closed

136. Greenwood at Cleveland Park LLC None J w

1 1/26/1 2 M

1 1/26/12 M

1 1 /26/12 M D

1 0/3 1/12 M

1 1/26/ 1 2 N

1 1 /26/12 M

1 1/ 19/ 12 L E

1 1/19/1 2 K

1 1/19/ 1 2 L

09/24/12 M

I. Income Gnio Codes: A =$1 .000 or less ll = $ 1 .001. $2.500 c =$2.501 - $5.000 D= $5,001 - $1 5.000 E = $15.001 - $50.000

(Sec Columns Ill and 04) F =$50.00 1 - $1 00.000 G =$1 00.00 I - $ 1 .000.000 Ill =$1 .000.001 - $5.000,000 112 =More than $5.000.000

2. Value Codes J =$15.000 or less K =$1 5.001 - $50.000 L =$50.001 - $ 1 00.000 M = $1 00.001 - $250.000

(Sec Columns Cl and 03) N =$250.00 1 - $500.000 0 =$500.00 I - $ 1 .000.000 Pl = $1 ,000.001 - $5,000.000 P2 = $5.000.001 - $25,000.000

1'3 =$25,000.001 - $50.000.000 1'4 =More than $50.000.000

3. Value Method Codes Q =Appmisnl R =Cost (Real Estate Only) S =Assessment T=Cash Market

(Sec Column C2) U Book Value V =Other W =Estimated

(I)

(J-P)

(Q-W)

(3) (4)


Huvelle, Ellen S. 07/08/201 3 Page 1 2 of20

VII. INVESTMENTS and TRUSTS income, va111e, transactions <1nc111des those ofspo11se and dependent children; see PP· 34-60 of filing instr11ctions.J -




(I) (2) (I) (2) (2) (5) Place "(X)" after each asset Amount Type (e.g., Value Va\ue Type (e.g., Date Value Gain Identity of

Code Iexempt from prior disclosure div., rent, Code2 Method buy, sell, mm/dd/yy Code2 Code I buyer/seller (A-H) or int.) Code 3 redemption) (J-P) (A-H) (if private

transaction)

13 7. Rental Property, Washington, DC E Rent N w

138. Winslow Green Mutual Fund None Sold

139. Retirement Account (H) E lnt./Div. K T

140. -Dodge & Cox Sold

14 1 . -JPMorgan Large Cap Growth R5 Sold

142. -Lazard Emerging Mkts Buy (add'!)

143. Buy (add'!)

144. Buy (add'!)

145. Buy (add'!)

146. Buy (add'!)

147. Buy (add'!)

148. Sold

149. Buy (add'l)

150. -PIM CO Total Return Buy (add'l)

1 5 1 . Buy (add'l)

1 52. Buy {add'!)

1 53. Buy (add'l)

115112 J

09/24/1 2 M D

09/24/ 12 M D

01/04/12 J

03/02/1 2 J

04/03/12 J

05102112 J

06/04/12 J

07/03112 J

09/24/ 12 N E

1 0/01/12 K

1/41 12 J

02/02/12 J

3/211 2 J

4/3/12 J

I. Income Gain Codes: A =$ 1 .000 or less B =$ 1 ,001 • $2.500 c =$2.501 -$5.000 0 =$5,00 1 -$ 15.000 E =$ 15.00 1 -$50.000

(Sec Columns Bl and 04) F =$50.001 · $100.000 G =$100.001 -$1.000.000 1 1 1 =$1 .000 .00 1 . $5.000.000 1 1 2 =More than $5.000.000

2. Value Codes J =$ 15.000 or less K =$15.001 -$50.000 L =$50.00 1 -$ 100.000 M =$ 100.00 1 -$250.000

(Sec Columns Cl and 03) N =$250.001 -$500.000 0 =$500,00 I • $ 1 .000.000 Pl =$ 1 .000.001 -$5,000.000 1'2 =$5.000.00 1 -$25.000.000

1'3 =$25.000.001 • $50.000.000 1'4 =More than $50.000.000

3. Value Method Codes Q=Appmisnl R =Cost (Real Estate Only) S =Assessment T =C ash Market

(Sec Colu nm C2) U :..:Uook Value V =Other W =Estimated

A. c.

(2) (2) (3) (5)

(Q-W)


Huvelle, Ellen S. 07/08/2013 Page 1 3 of20

VII. INVESTMENTS and TRUSTS -- income, value, transactions r1nc111des those of spouse and dependent children; see PP· 34-60 of filing instructions.)


B. D. Description of Assets Income during Gross value at end Transactions during reporting period 'including tmst assets) reporting period of reporting period



transaction)

1 54. Buy 5/2/1 2 J (add'!)

1 55. Buy 06/04/1 2 J (add'!)

1 56. Buy 7/3/1 2 J (add'!)

1 57. Sold 9/24/1 2 N D

1 58. Buy 1 0/1/ 12 K

159. -Schwab Pooled Stable Value Sold 9/24/1 2 0 c

160. -Schwab US Treasury Money Market (X)

1 6 1 . -Thornburg International Equity Fund Sold 9/24/1 2 M D

162. -Vanguard Institutional Index Inst! Sold 9/24/1 2 M D

163. -Vanguard Extended Market Idx Inst! Sold 9/24/12 L c

164. Retirement Account-IRA #3 (H) (X) B Dividend Pl T

165. -Aberdeen Equity Long Short Fund Buy 1112/ 1 2 J (add'!)

166. Sold 12/31 12 K B

16 7. -Absolute Strategies Inst Buy 1/ 12/ 1 2 J (add'!)

168. Sold 12/3112 L B

169. -Arbitrage Fds Cl I Buy 1 1115112 L

170. -Blackrock Equity Dividend Fd Buy 1/12/ 12 J (add'!)

I. Income Gnin Codes: A =$ 1 .000 or less ll =$1 .001 -$2.500 c=$2.501 •$5.000 0=$5.001 -$ 1 5.000 E = $ 1 5.001 -$50.000

(Sec Columns Ill and 04) F =$50.001 -$ 1 00.000 G =$1 00.001 -$ 1 .000.000 1 1 1 =$ 1 .000.001 -$5.000.000 112 =More than $5.000.000

2. Va lue Co<lcs J =$ 1 5.000 or less K =$ 1 5.00l -$50.000 L =$50.00 I -$ 1 00.000 M =$ 100.001 -$250,000

(Sec Columns Cl and D3) N =$250.001 -$500.000 0 =$500.001 -$ 1 .000.000 Pl =$1 .000.001 -$5.000.000 1'2 =$5.000.001 -$25.000.000

1'3 =$25.000.00 I •$50.000.000 P4 =More than $50.000.000

3. Value Mc1hod Codes Q = Appraisal R = Cost (Real Estate On ly) S =Assessment T =Cash Market

(Sec Column C2) U :.::Uook Yn luc v 0·0thcr W =Estimated

(I) (I) (2)

(J-f>)

(2) (5)


Huvelle, Ellen S. 07/08/2013 Page 14of 20

VII. INVESTMENTS and TRUSTS - income, va111e, transactions r1nc1udes those of spouse and dependent children; see PP· 34-60 of filing instructions.) -


A. B. c. D. Description of Assets Income during Gross value at end Transactions during reporting period (including tmst assets) reporting period of reporting period

(2) (I) (3) (4) ?lace "(X)" after each asset Amount Type (e.g., Value Value Type (e.g., Date Value Gain Identity of

Code Iexempt from prior disclosure div., rent, Code 2 Method buy, sell, mm/dd/yy Code 2 Code I buyer/seller (A-H) or int.) Code 3 redemption) (J-P) (A-H) (if private

(Q-W) transaction)

1 7 1 . Sold

1 72. -Blackrock Global Div Income Port Buy (add'!)

1 73. Sold

I 74. -Cambria Global Tactical ETF Buy

1 75. -Columbia Acorn Class Z Buy (add'!)

I 76. Sold

1 77. -DWS Commodity Securities Inst B _ uy

1 78. -Eaton Vance Atlanta Cap Smid Cap Fd Buy (add'!)

1 79. Sold

1 80. -Federated Strategic Value Dividend Sold

1 8 1 . -Fidelity Advisor FL Rate High Inc Buy (add'!)

1 82. Sold

1 83. -Fidelity Advisor New Insights Buy (add'!)

1 84. Sold

1 85. -Goldcorp Inc New Buy

1 86. Sold

1 87. -Harbor Capital Appreciation Buy

12/3/ 12 L D

01/ 12/ 12 J

12/3/1 2 L D

12/3/ 1 2 M

Ol/I 2/ 12 J

12/3/ 12 K c

1 0/3 1/I2 L

1 / 17/ 12 J

12/3/ 12 K D

12/3/12 M D

1/ 12/ 12 J

12/3/ 12 K B

01/12/ 12 K

12/3/1 2 L D

04/ 1 0112 J

10/3 1/ 12 J B

3120112 L

I. Income Gain Codes: A 41 .000 or less B =$1,001 • $2.500 c =$2.501 • $5.000 D =$5,001 - $1 5.000 E =$15.001 • $50.000

(Sec Columns Bl and D4) F = $50.001 • $1 00.000 G =$I 00.00 I - $ 1 .000.000 Ill =$1 .000.001 - $5.000.000 112 =More than $5.000.000

2. Value Codes J = $ 1 5.000 or less K =$15.001 - $50.000 L = $50.00 I - $I 00.000 M =$1 00.00 I - $250.000

(SeeColumnsCI and DJ) N =$250.001 • $500.000 0 =$500.00 I - $ 1.000.000 Pl =$1 .000.001 - $5.000.000 1'2 = $5.000.001 - $25,000.000

1'3 =$25.000.00 1 • $50.000.000 1'4 =More than $50.000.000

3. Value Method Codes Q =Appraisal R =Cost (Real Estate Only) S =Assessment T =Cash Market

(Sec Column C2) U =Hook Value V =Other W =Estimated

(I)

(J-P)

(2) (2) (4)

(J-P)


07/08/2013 .Huvelle, Ellen S. Page 15of 20

VII. INVESTMENTS and TRUSTS -- income, vallle, transactions (Includes those of spouse and dependent children; see PP· 34-60 of filing ins/ructions.)





Code I exempt from prior disclosure div., rent, Code 2 Method buy, sell, mm/dd/yy Code 2 Code I buyer/seller (A-H) or int.) Code 3 redemption) (A-H) (if private

(Q-W) transaction)

1 88. -Hussman Strategic Growth

189. -ilshares Barclays Treas

190. -iShares iBoxx Invest Grade Corp Bond Fd

1 91. -iShares MSC! EAFE ETF

1 92. -iShares Tr Russell 2000 Value Index Fd

193.

1 94. -Matthews Asian Growth & I ncome I nst!

195. -MFS International Diversification Fd

1 96.

1 97. -PIMCO Commodity Real Return I nst!

1 98. -PIMCO Total Return Inst!

1 99. -Principal High Yield

200.

201. -Schwab Government Securities

202. -SPDR Gold Trust

203. -SPDRs S&P 500Fd ETF

204. -Templeton Global Bond Advisor

Buy

Buy (add'!)

Buy

Buy

Buy (add'!)

Sold

Buy

Buy (add'!)

Sold

Buy (add'!)

Buy (add'!)

Buy (add'!)

Sold

Bu y

Buy

Buy (add'!)

1 1 / 15/ 12 M

01/17/12 J

1 1/15/12 L

1 2/31/12 K

1/17/ 12 J

12/3/1 2 K B

12/3/1 2 M

01/17/12 J

12/3/1 2 L D

1/1 2/12 J

01112/12 K

1/17/ 12 J

12/3/12 K c

04/10/12 K

12/311 2 M

111 7/12 J

1. Income Gain Codes: A = $1 ,000 or less B =$1,001 • $2.500 c =$2.501 - $5.000 0 =$5.001 - $ 1 5.000 E =$15.001 - $50.000

(Sec Columns Bl and 04) F = $50,001 - $ 1 00.000 G = $1 00.001 - $ 1 .000.000 I l l = $1 .000.001 - $5.000.000 1 1 2 =More than $5.000.000

2. Value Codes J =$1 5.000 or less K =$1 5.001 - $50.000 L = $50.00 I - $I 00.000 M =$100.001 - $250.000

(Sec Columns Cl and 03) N = $250.001 • $500.000 0 =$500.001 - $ 1 .000.000 Pl =$1 .000,001 - $5.000.000 P2 =$5.000.001 - $25,000,000

P3 = $25.000.00t • $50,000.000 P4 =Mor e than $50.000.000

3. Va lue Method Codes Q =Appraisnl R =Cost (Rea l Est ate Only) S =Assessment T =Cash Market

(Sec Column C2) U =!look Value V =Other W =Estimated

(I) (I) (2) (3)


07/08/2013Huvelle, Ellen S.Page 1 6 o f 20

VII. INVESTMENTS and TR us Ts -- income, value, transactions (Includes those of spouse and dependent children; see PP· 34-60 of filing instructions.)



(including trust assets) reporting period of rep011ing period

(2) (I) (2) (4) (5) Place "(X)" after each asset Amount Type (e.g., Value Value Type (e.g.,

exempt from prior disclosure Code I ·div., rent, Code 2 Method buy, sell, (A-H) or int.) (J-P) Code 3 redemption)

(Q-W)

205. -T Rowe Price Large Cap Value Buy

206. -Vanguard Extended Market I ndex Buy

207. -Vanguard REIT ETF Buy

208. -Vanguard Short Term Bond Index I nvestor Buy (add'!)

209. Sold

210. -Vanguard Index Trust Sm CapGrwth Inv Buy (add'!)

211. Sold

212. -Vanguard Total Bond Market Buy

213. Aberdeen Equity Long Short Fund None Sold

214. Eaton Vance Atlanta Cap Smid Cap Fd None Sold

215. Federated Strategic Value Dividend A Dividend Sold

216. Absolute Strategies I nstitutional A Dividend Sold

217. Goldman Sachs Short Duration T IF Inst! A Dividend Sold

218. T Rowe Price Inst! Large Cap Growth None Sold

219. Manning & Napier World Oppt Ser A Dividend Sold

220. Nuveen High Yield Municipal A Dividend Sold

221. Oppenheimer Dev Markets Fd None Sold

Date Value Gain Identity of mm/dd/yy Code 2 Code I buyer/seller

(J-P) (A-H) (if private transaction)

12/3/12 M

12/3/12 M

12/19/12 L

1/12/12 J

12/3/12 K A

1/12/12 J

12/3/12 K c

12/3/12 M

11/26/12 J A

11/26/12 J B

11/26/12 K B

11/26/12 K A

11/26/12 K A

9/12/12 K c

11/26/12 K

11/26/12 J A

11/26/12 J A

I. Income Gain Codes: A = $ 1 .000 or less B =Sl.00 1-$2.500 C =$2.50 I •$5.000 0 =$5.00 1 • $15.000 E =$ 15.00 1 • $50.000

(Sec Columns Bl and 04) f =$50.00 1 . $ 100.000 G =$ 100.00 1 • $ 1 .000.000 1 1 1 =$ 1 .000.00 1 • $5.000.000 112 =More than $5.000.000

2. Value Codes J =$ 15.000 or less K =$ 15.00 1 • $50.000 L =$50.00 1 • $100.000 M =$ I00.00 I • $250,000

(Sec Columns Cl and 03) N =$250.00 1 • $500.000 0 =$500.00 I • $ 1 .000.000 Pl =$1 .000.00 1 • $5.000.000 1'2 =$5.000.00 1 • $25,000.000

1'3 =$25.000.00 1 •$50.000.000 1 '4 =More than $50.000.000

3. Value Method Codes Q =Apprnisnl R =Cost (Real Estate Only) S =Assessment T =Cash Market

(Sec Column C2) U :.:Book Value V ;'OOthcr W '-Estimated

-

(2) ( I) (2) (I)

(J-P)

(2) (5)


Huvelle, Ellen S. 07/08/2013 Page 17 of 20

VII. INVESTMENTS and TRUSTS -- income, vaille, transactions (Includes those of spouse and dependent children; see PP· 34-60 offiting instr11ctions.J


A. B. c. D. Description of Assets Income during Gross value at end Transactions during reporting period (including trust assets) reporting pe1iod of reporting period

( I ) (3) (4) Place "(X)" after each asset Amount Type (e.g., Value Value Type (e.g., Date Value Gain Identity of

exempt from prior disclosure Code I div., rent, Code 2 Method buy, sell, mm/dd/yy Code 2 Code I buyer/seller (A-H) or int.) Code 3 redemption) (J-P) (A-H) (if private

(Q-W) transaction)

222. PIMCO Commodity Real Return Inst None Sold

223. Ridgeworth Invst Gr Tax Exempt Bd A Dividend K T

224. Rydex SOI Managed Futures Strat None Sold

225. Vanguard Short Term Tax Exempt I nvestor A Dividend Sold

226. Variable Annuity Account (H)

227. -DWS VIP Small Cap J T Buy

228. -MFS!nternational Value J T Buy

229. -PIMCO Low Duration K T Buy

230. -PIMCO VIT High Yield J T Buy

23 1 . -PIMCO Total Return L T Buy

232. -Putnam VT Equity Income K T Buy

233. -Schwab S & P 500 K T Buy

234. -Templeton Foreign Securities J T Buy

235. -Van Eck VIP Global Bond J T Buy

236. -Van Eck VIP Global Hard Assets J T Buy

237. 529 Account (Y) (H)

238. -AF-Capital Income Builder J T Buy

I 1/26/ 12 J

11126/1 2 J

1 1 / 15/ 12 J A

1 0/26/12 J

1 0/26/1 2 J

1 0/261 12 K

10/26112 J

1 0/26112 L

10/26/1 2 K

1 0/26/1 2 K

10/26112 J

1 0/26/12 J

10/26/12 J

1 112 1 / 12 J

I. Income Gnin Codes: A =$1 .000 or less ll =$1 .001 - $2.500 c =$2.50t - $5.000 0 =$5,001 - $1 5.000 E =$15.001 - $50.000

(Sec Columns Bl and 04) F =$50.00 t - $t OO.OOO G =$1 00.00 I - $ 1 .000.000 I l l =$1 .000.001 - $5,000.000 112 =More than $5.000.000

2. Value Codes J =$15.000 or less K =$1 5.001 • $50.000 L =$50.001 • $ 1 00.000 M =$1 00.001 - $250.000

(Sec Columns CI and 03) N =$250.00 1 - $500.000 0 =$500.00 I - $ 1 .000.000 Pl =$1 .000.001 - $5,000.000 1'2 =$5.000.001 - $25.000.000

1'3 =$25.000.00 1 - $50.000.000 1'4 =More than $50.000.000

3. Value Mclhod Codes Q =Apprnis11I R "Cost ( Real Es1mc Only) S = Assessment T =Cash Market

(Sec Co lumn C2) U '-'Book Valul! V =Other W =Esti 1natcd

--

(I) (2) (2) (5)

(J-P)

(Q-W)


Huvelle, Ellen S. 07/08/20 13 Page 1 8 o f 20

VII. INVESTMENTS and TR u STS income, value, transactions (Includes those of spo11se and dependent children; see PP· 34-60 of filing instr11ctions.)



(including trnst assets) reporting period of reporting period

(I) (I) (2) (3) (4) Place "(X)" after each asset Amount Type (e.g., Value Value Type (e.g., Date Value Gain Identity of

Code I exempt from prior disclosure div., rent, Code 2 Method buy, sell, mm/dd/yy Code 2 Code 1 buyer/seller (A-H) or int.) (J-P) Code 3 redemption) {A-H) (if private

transaction)

239. -AMCAP Fund 529F J T Buy 1 1 /2 1/12 J

240. -American High Income Tr J T Buy 1 1/2 1112 J

24 1 . -Euro Pacific Growth Fund 529F J T Buy I I /211 12 J

242. -Fundamental Investors 529F J T Buy I l /2 I / 12 J

I. Income Gain Codes: A =$ 1 .000 or less 13 =$ 1 .00 I •$2.500 c =$2.501 -$5.000 D =$5.001 -$ 1 5 .000

(Sec Colum ns U I and 04) 1' =$50.00 1 -$1 00.000 G =$100.001 -$1 .000.000 Ill =$ 1 .000.001 -$5.000.000 HZ =More than $5.000.000

2. Value Codes J =$ 15.000 o r less K =$15.001 -$50.000 L =$50.00 I -$ I OD.ODO M =$ 1 00.00 I -$250.000

(SccColumns CI andD3) N =$250.001 -$500.000 0 =$500.001 -$ 1 .000.000 Pl =$ 1 .000.001 -$5.000.000 P2 $5.000.001 -$25.000.000

1'3 =$25.000.00 I • $50.000.000 P4 =More than $50.000.000

3. Vnlrn:: Method Codes Q =Appmis.11 R =Cost ( Real Estntc Only) S =Assessment T =Cash Market

{Sec Column C2) U =Book Va lue V =Other W =Estimated

E 415.001 -$50.000


Huvelle, Ellen S. 07/08/2013 Page 1 9 o f 20

VIII. ADDITIONAL INFORMATION OR EXPLANATIONS. (lndicate parl ofrepor/.)

Date of Report Name o f Person Reporting FINANCIAL DISCLOSURE REPORT

07/08/2013 Huvelle, Ellen S. Page 2 0 of20

IX. CERTIFICATION.

I certify that all information given above (including information pertaining to my spouse and minor or dependent children, if any) is accurate, true, and complete to the best of my knowledge and belief, and that any information not reported was withheld because it met applicable statutory provisions permitting non-disclosure.

I further certify that earned income from outside employment and honoraria and the acceptance of gifts which have been reported are in compliance with the provisions of 5 U.S.C. app. § 501 et. seq., 5 U.S.C. § 7353, and Judicial C.onference regulations.

Signature: s/ Ellen S. Huvelle

NOTE: ANY INDIVIDUAL WHO KNOWINGLY AND WILLFULLY FALSIFIES OR FAILS TO FILE THIS REPORT MAY BE SUBJECT TO CIVIL AND CRIMINAL SANCTIONS (5 U.S.C. app. § 104)

Committee on Financial D isclosure Administrative Office of the United States Courts Suite 2-301

One Columbus Circle, N.E. Washington, D.C. 20544

Documents

FINANCIAL DISCLOSURE REPORT · D D D I. Report Required by the Ethics AOIO FINANCIAL DISCLOSURE REPORT . in Government Act of . 1978. Rev. /2013 . FOR CALENDAR YEAR 2012 (5 .S.. app