George W Lindberg Financial Disclosure Report for 2010

8/3/2019 George W Lindberg Financial Disclosure Report for 2010

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FINANCIAL DISCLOSURE REPORTFOR CALENDAR YEA R 2010

Report Required by the E thicsin Govermnent Act of 1978(5 U.S.C. app. 101-111)

1. Person Reporting ( last name, f irst, middle initial)L i n d b erg , G eo rg e W .

4. Tit le (Art icle 111 judges indica te act ive or senior sta tus;magist rate judges ind icate ful l - o r par t - t ime)Senior U .S. Dis t r ic t Judge

7. Chambers or Of f ice AddressDirksen U.S. Cour thouse2 1 9 S o u t h D earb o rn S t r ee tC h i c ag o , I L 6 0 6 04

2 . C o u r t o r O r g a n i z a t io nNorthern District of I l l inois

5a. Report Type (check appropria te type)] Nominat ion, D a t e[] Initial [] Annual [] Final5b. [] Amended Report8. O n th e ba s i s o f t h e i n fo rma t io n co n ta in e d in t h i s R e p o r t a n d a n ymodifica t ions perta ining there to , i t is , in my opinion, in com pliancewith app l ic ab le l aws and r egu la t ions .

R e v i e w i n g O f f i c e r D a t e

3. Date of Report05/12/201 I

6. Report ing Period01/01/2010to12/31/2010

I M P O R T A N T N O T E S : The instructions accompanying this form must be followetL Complete all parts,checking the NO NE box for each part where you have no reportable in formation. Sign on last page.

I . P O S I T I O N S . (Reporting individual only; seepp. 9-13 of fillng instructions.)~] N O N E (No reportable positions.)

P O S I T I O N

2.

3.

4.

5.

NAME OF ORGANIZATION/ENTITY

I I . A G R E E M E N T S . (Reporting individual only; see pp. 14-16 of fillng instructions.)N O N E (No reportable agreements.)

I. 01/672.3.

DATE PARTIES AND TERMSPen s i o n ag r eemen t s wi t h t h e S t a t e o f I l l i n o i s


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FINANCIAL DISCLOSURE REPORT Name of Person ReportingPage 2 o f 7 I L i n d b e r g , G e o r ge W .

I I I . N O N - I N V E S T M E N T I N C O M E . ( R e p o r t i n g i n d i v id u a l a n d s p o u s e ; s e e p p . I 7 - 2 4 o f ~ l i n g i n s , r u c t io n s . )A. F il e r s Non- Inve s tmen t Incom e

~] N O N E (No reportable non- investment income.)DATE SOURCE AND TYPE

2.

3.

4.

D a t e o f R e p o r t05/12/2011

INCOME( y o u r s , n o t s p o u s e s )

B . S p o u s e s N o n - I n v e st m e n t I n c o m e - lf you were married during any portion of the reporting year, complete this section.(Dollar am ount not required except for honoraria~)

N O N E (No reportable non- investment income.)DATE SOURCE AND TYPE

I.2.

3.

4.

I V . R E I M B U R S E M E N T S --transportation, lodging, food, entertainment.(Includes those to spouse and dependent children; see pp. 25-27 of filing instructions.)[-~ NONE (No reportable reimbursements.)

2.3.4.

5.

SOURCE DATES LOCATION PURPOSE ITEMS PAID OR PROVIDED


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FINANCIAL DISCLOSURE REPORTPage 3 of 7

Nam e of Pe rson Repor t ingL i n d b e r g , G e o r g e W .

Dateof Report05/12/201

V . G I F T S . a n c l u d e s t l , o s e to s p o u s e o n d d e p e n d e n t children; s e e p p . 2 8 - 3 1 of fillng instructions.)N O N E (No reportable gifts.)

S O U R C E D E S C R I P T I O NI.2.3.4.5.

V A L U E

V I . L I A B I L I T I E S . a n c l u d e s t h o s e o S s p o u s e u n d dependent children; see p p . 3 2 - 3 3 of filing instruction~)N O N E ( N o reportable liabilities.)

CREDITOR DESCRIPTION1 .2.3.4.5.

VALUECODE


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N a m e o f P e r s o n R e p o r ti n gLindberg , George W .

Dateof Report05/12/2011

V I I . I N V E S T M E N T S a n d T R U S T S - i.co,.., wl.e. ,~,,s.c,lo,,sN O N E (No reportable income, assets, or transactions.)

A. B. C.Description of Assets Income during Gross va lue a t end(includ ing trust assets) repom ng period of reporting period

( 1 ) ( 2 ) (1) (2)Place "(X)" af ter each asset A m o u n t T y p e (e .g ., V alu e V a lu e

exempt f rom prio r d isc losure C o d e 1 div., rent, C ode 2 M ethod

Transactions during report ing period(l ) (2) (3)

Type (e.g., Date V alu eb u y , sell, mmMd/yy C o d e 2

redem ption) (J-P)

1 . Capital One Bank CD~2. C o l u m b u s O h i o R e g i o n a l B o n d A3. N ev ad a S t , N a t u ra l B o n d A4. P u er t o R i c o C o m m o n w ea l t h B o n d B5. A z u s a B o n d A6. Massachuset t s Sta t e Bond A7. H am m o n d M u l t i - S c h o o l B o n d A8. A r l i n g t o n T x B o n d A9. N ew Y o rk S t . U rb an B o n d A

1 0 . M i c h i g a n S t . Ho s p it a l B o n d A1 1 . W as h i n g t o n S t a t e B o n d A1 2 . Ed w a r d J o n e s M o n e y M a r k e t (M FT F) A1 3 , A m e r i c an H i g h I n c o m e B o n d F u n d ( a m h i x ) B1 4 . T a x E x e m p t B o n d F u n d o f A m e r i c a ( a ft e x ) B1 5 . Ed w a r d J o n e s M FR S R e t i r e m e n t M o n e y AM kt1 6 . G E M o n e y B an k C D B17. Income FundofAmerica (amecx) A

( A - H ) or int) (J-P) Co d e 3(Q-W)

N o n eInterest K TInterest J TInterest K TInterest K TInterest J TInterest J TInterest J TInterest J TInterest J TInterest J T

Di v i d e n d J TDi v i d e n d K TDi v i d e n d L TDi v i d e n d J TInterest K T

Di v i d e n d J T

Redeemed 03/24/10 K

Bu y 04/06/10Bu y 04/06/10

Bu y 02/12/10

J

J

(4 ) (5 )Gain Identity of

C o d e I buyer/se l le r(A-H) ( i f p r i v a t e

transaction)

1. Incom e Ga in C odes : A =$1,000 or less B =$|,001 - $2,500 C = $2,501 - $ 5 ,000 D =$5,001 - $ 15,000( S e e C o l u n m s B I a n d D 4 ) F -$50,001 - $100,000 G = $1 00,001 - $ 1,000,000 H 1 ~ $1,000,001 - $ 5,000,000 H 2 = Mo re th an $5 ,000,000

2. Va lue C odes J =$15,000 or less K =$15,001 - $50,000 L =$50,001 - $100,000 M =$100,001 - $ 250,000( S e e C o l u m n s C I a n d D 3 ) N =$ 250,001 - $ 500,000 O =$5 00,001 - $ 1,000,000 P I =$ 1 ,000,001 - $5 ,000,000 P 2 =$5,000,001 - $25,000,000

P3 $ 25,000,001 - $50,000,000 P4 =More than $50,000,0003 . Va lue Me thod C odes Q =A ppr ai sa l R =Cost ( Real Est a t e Onl y) S =Asses sm en t T = C a s h M a r k et( S e e C o l u m n C 2 ) U =Book Va lue V = O t h e r W =Est i mat ed

=$15,001 - $50,000


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FINANCIAL DISCLOSURE REPORTP a g e 5 o f 7

Name of Person ReportingLindberg, George W.

Dateof Report05/12/201 I

V I I . I N V E S T M E N T S a n d T R U S T S - incom e, value, transactions (Includes those of spouse and depen dent children; see pp. 34-60 of f il ing instructions.)N O N E (No reportable income, assets, or transactions.)

Descrip tion of A ssets In co m e du ring(includ ing t rust assets) reporting period(1) (2)

P lace " (X )" after each asset A m ount Type (e.g.,exempt f rom prio r d isc losure C o d e l div., rent,(A-H) o r i n t " ~

1 8 . C o n o c o P h i l li p s B D i v i d e n d1 9 . D u k e E n e r g y A D i v i d e n d20 . E m e r s o n E l e c t r ic A D i v i d e n d

21 . F r o n t ie r C o m m u n i c a t i o n s A D i v i d e n d22 . J o h n s o n & J o h n s o n A D i v i d e n d

23 . K i m b e r l y C l a r k A D i v i d e n d24 . S y s c o C o r p A D i v i d e n d25 . V e r i z o n C o m m u n i c a t i o n s A D i v i d e n d26 . C a p i t a l I n c o m e B u i l d e r A D i v i d e n d27 . C a p i t a l W o r l d G r o w t h & I n c o m e A D i v i d e n d

28 . G r o w t h F u n d o f A m e r i c a A D i v i d e n d29 . F u n d a m e n t a l I n v e s to r s B D i v i d e n d3 0. BankofHighwoodCD A Interes t

3 1. B a n k o f H ig h w o o d C D A Interes t3 2. B a n k o f H i g h w o o d C D A Interes t3 3 . B a n k o f H i g h w o o d C D N o n e

Gross va lue a t endof reporting period(1) (2)

V alu e V a l u eC o d e 2 Method

(J-P) C o d e 3( Q - W )

J T

J T

J T

J T

J T

J T

J T

J T

K T

K T

K T

Transact ions during report ing per iod(1 ) (2) (3)

Type (e.g., D a t e V alu ebuy, se l l , m m /dd /yy C ode 2

redem ption ) (J-P )

Bu y 04/06/10 JBu y 0 4 / 0 6 / 1 0 JBu y 04/06/10 JBu y 04/06/101 JBu y 04/06/10 JBu y 04/06/10 JBu y 04/06/10 JBu y 04/06/10 JBu y 03/26/10 JBu y 03/26/10 JBu y 03/26/10 J

M

T B u y 03/ 26 / 10 J

R e d e e m e d 0 4 / 1 3 / 1 0 KR e d e e m e d 11/16/10 KR e d e e m e d 12/03110 K

T

( 4 ) ( 5 )Gain I d e n t i t y o f

Code 1 buyer/se l le r(A-H) ( i f p r i v a t e

transaction)

I . Incom e Ga in C odes : A =$1,000 or less B =$ 1,001 - $ 2,5 00 C ~$2,501 - $5 ,000 D =$5.001 - $15,000( S e e C o l u m n s B I a n d D 4 ) F -$50,001 - $1 00,000 G =$ I 00 ,0 01 - $1 ,000 ,000 1 11 =$ 1,000,001 - $ 5,000,000 It2 =Mo re than $5,000,0002. Va lue C odes J =$ 1 5,000 o r less K = $15 ,001 - $ 50,000 L =$5 0,001 - $100,000 M =$ 100,001 - $ 25 0,000( S e e C o l u m n s C I a n d D 3 ) N =$250,001 - $5 00,000 O =$500,001 - $1,000,000 P I = $1 ,000,001 - $5 ,000,000 P 2 =$ 5,000,001 - $25.000,000

P3 =$25,000,001 - $50,000,000 P4 =More than $50,000.0003 . Va lue Me thod C odes Q =A ppr ai sa l R =Cost ( Real Est a t e Onl y) S =Asses sm en t T = C a s h M a r k et( S e e C o l u m n C 2 ) U =Book Va lue V = O t h e r W =Es t im a ted

E =$1 5, 001 - $50, 000


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Nam e of Pe rson Repor t ingL i n d b e r g , G e o r g e W .

Date of Report05/12/2011

VI II. AD D IT IO N AL IN FO RM AT I O N O R E X PLAN A T IO N S. (lndicate part of report.)


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Na m e o f Pe r so n R e p o r t i n gLindberg, George W.

Date of Report05/12/2011

I X . C ER T I F I C A T I O N .I c e r ti f y t h a t a ll i n f o r m a t i o n g i v e n a b o v e ( i n c lu d i n g i n f o r m a t i o n p e r t a in i n g t o m y s p o u s e a n d m i n o r o r d e p e n d e n t c h i l d r e n , i f a n y ) i sa c c u r a te , t r u e , a n d c o m p l e te t o t h e b e s t o f m y k n o w l e d g e a n d b e l ie f , a n d t h a t a n y i n f o r m a t i o n n o t r e p o r t e d w a s w i t h h e l d b e c a u s e i t m e t a p p l i c a b le s t a t u to r yp r o v i s i o n s p e r m i tt i n g n o n - d i s c lo s u r e .1 f u r t h e r c e r ti f y t h a t e a r n e d i n c o m e f r o m o u t s i d e e m p l o y m e n t a n d h o n o r a r i a a n d t h e a c c e p t a n c e o f g i f ts w h i c h h a v e b e e n r e p o r t e d a r e i ncom pl i a nce wi t h t he p r o v i s i ons o f 5 U . S . C . a pp . 5 0 1 e t . s e q ., 5 U . S .C . 73 5 3 , a nd J u d i c i a l Con f e r e nce r e gu l a t i ons .

S i gna tu r e : S / G eo rg e W . Li nd b erg

N O T E : A N Y I N D I V I D U A L W H O K N O W I N G L Y A N D W 1 L F U L LY F A L S IF I E S O R F A I L S T O F I L E T H I S R E P O R T M A Y B E S U B J E C T T O C I V I LA N D C R I M I N A L S A N C T I O N S ( 5 U . S .C . a p p . 1 04 )

Committee on Financial DisclosureAdministrative Office of the United States CourtsSuite 2-301One Columbus Circle, N.E.Washington, D.C. 20544

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George W Lindberg Financial Disclosure Report for 2010