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CONTENTS
1. Global market review 2. US market review 3. Canada market review 4. Latin America market review 5. EMEA market review 6. Asia market review 7. Table criteria
DATA SUBMISSIONS AND QUERIES
Contact Phone Email North America Irina Arefyeva +1 646 324 4663 [email protected]
EMEA Karan Aswani
+44 20 3525 4331 [email protected]
Asia Pacific Ee Wen Tay +65 62313404 [email protected]
Bloomberg’s global equity offerings database consists of nearly 87,000 deals (with approximately 43,000 IPOs and over 43,000 additional offerings), and coverage of more than 500 financial advisors and 500 legal advisors.
LEAG<GO> for a full range of league tables
IPO<GO> for Bloomberg’s equity offerings product
Due to the dynamic nature of the Professional Service product, league table rankings may vary between this release and data found on the Bloomberg Professional Service.
FY 2016
MANAGER RANKINGS
GLOBAL EQUITY, EQUITY LINKED & RIGHTS
© 2016 Bloomberg Finance L.P. All rights reserved.
Bloomberg GlobalEquity|FY2016
BloombergLeagueTableReports Page1
GlobalEquityReviewFY2016creditedGlobalEquity,EquityLinked&Rightsvolumedecreased29.33%toUSD554.0Blnwhiledealcountdecreased9.56%to3,880offeringsyear-on-year.GlobalEquityIPOvolumedecreased30.24%year-on-yeartoUSD134.6Blnwhilethedealcountdecreased14.65%to1,113.GlobalEquityLinkedvolumedecreased8.53%year-on-yeartoUSD78.5Blnover297deals.JPMorganrankedasthetopGlobalEquity,EquityLinked&RightsunderwriterforFY2016with9.78%marketshare.Thebankunderwrote332dealsovertheperiod.MorganStanleyandGoldmanSachsrankedsecondandthirdwith8.13%and7.98%marketshare,respectively.
GlobalEquity,EquityLinked&Rights:HighlightsofFY2016
GlobalEquity,EquityLinked&Rights:QuarterlyVolume
Q42011
Q42011
Q42012
Q42012
Q42013
Q42013
Q42014
Q42014
Q42015
Q42015
QuartersQuarters
Q42016
Q42016
5050
100100
150150
200200
250250
USDBln
USDBln
00
300300
500500
1,0001,000
1,5001,500
DealC
ountDealC
ount
00
1
DealCount Rights Equity-Linked IPO
Add'l
TopUnderwriterJPMorgan
Numberofdeals 332
Volume(USDMln) 54,166
AvgDealsize(USDMln) 163.2
MarketSummaryNumberofdeals 3,880
Volume(USDMln) 553,999
AvgDealsize(USDMln) 142.8
Issuer Industry Volume(USDMln) Date
PostalSavingsBankofChinaCoLtd Financials 7,626 09/21/2016
MandatoryExchangeableTrust Financials 6,600 06/02/2016
InnogySE Energy 5,180 10/06/2016
BayerCapitalCorpBV HealthCare 4,278 11/16/2016
KyushuRailwayCo ConsumerDiscretionary 4,003 10/17/2016
SaipemSpA Energy 3,965 02/11/2016
AirLiquideSA Materials 3,634 10/11/2016
TransCanadaCorp Energy 3,399 03/17/2016
ArcelorMittal Materials 3,143 03/30/2016
DISHNetworkCorp Communications 3,000 08/03/2016
Financials29%
Energy14%
ConsumerDiscretionary10%
HealthCare9%
Industrials8%
Materials8%
Technology7%
Communications6%
Utilities5%
Others5%
GlobalEquity,EquityLinked&Rights:IndustryBreakdown
GlobalEquity,EquityLinked&Rights:IndustryBreakdown
Industry Volume(USDMln) %OfTotal %YOYChange
Financials 178,677 28.5% -42.7%
Energy 90,235 14.4% 41.5%
ConsumerDiscretionary 60,358 9.6% -37.8%
HealthCare 55,703 8.9% -39.8%
Industrials 50,546 8.1% -28.1%
Materials 48,127 7.7% 21.0%
Technology 45,581 7.3% -24.6%
Communications 34,573 5.5% -42.4%
Utilities 31,742 5.1% -6.8%
ConsumerStaples 30,971 4.9% 13.1%
GlobalEquity,EquityLinked&Rights:OfferingBreakdown
OfferingType Volume(USDMln) %OfTotal %YOYChange
AdditionalOfferings 307,353 49.4% -30.9%
IPO 137,631 22.1% -30.6%
Equity-Linked 104,025 16.7% -9.7%
RightsOfferings 73,138 11.8% -18.0%
29%
14%
10%9%
8%
8%
7%
6%5%
5%
Bloomberg GlobalEquity|FY2016
BloombergLeagueTableReports Page2
GlobalEquity,EquityLinked&RightsFY2016 FY2015
Firm Rank MktShare(%) Volume(USDMln) DealCount PrevRank PrevMktShare(%) MktShareChg(%)
JPMorgan 1 9.777 54,166 332 3 8.422 1.355
MorganStanley 2 8.133 45,058 265 2 8.701 -0.568
GoldmanSachs 3 7.984 44,230 250 1 8.752 -0.768
BankofAmericaMerrillLynch 4 6.148 34,060 231 4 6.726 -0.578
CreditSuisse 5 5.320 29,471 215 7 5.422 -0.102
Citi 6 5.286 29,283 236 6 5.809 -0.523
DeutscheBank 7 4.500 24,928 147 8 4.834 -0.334
UBS 8 3.764 20,855 174 5 6.327 -2.563
Barclays 9 3.650 20,222 151 9 4.215 -0.565
RBCCapitalMarkets 10 2.205 12,214 137 10 1.906 0.299
WellsFargo 11 1.737 9,623 122 13 1.487 0.250
Nomura 12 1.605 8,892 84 11 1.757 -0.152
TDSecurities 13 1.329 7,364 53 26 0.443 0.886
BMOCapitalMarkets 14 1.255 6,952 90 21 0.757 0.498
BNPParibas 15 1.235 6,840 64 16 1.266 -0.031
Jefferies 16 1.208 6,692 103 15 1.271 -0.063
HSBC 17 1.121 6,209 48 12 1.531 -0.410
MizuhoFinancial 18 0.995 5,511 66 17 1.091 -0.096
SumitomoMitsuiFinancial 19 0.793 4,392 53 19 0.931 -0.138
CIBC 20 0.758 4,198 43 30 0.409 0.349
TOTAL 100% 553,998 3,880 100%
GlobalEquity&EquityLinkedFY2016 FY2015
Firm Rank MktShare(%) Volume(USDMln) DealCount PrevRank PrevMktShare(%) MktShareChg(%)
JPMorgan 1 9.965 51,175 317 3 8.044 1.921
MorganStanley 2 8.586 44,091 256 2 8.847 -0.261
GoldmanSachs 3 8.327 42,763 242 1 8.928 -0.601
BankofAmericaMerrillLynch 4 6.157 31,616 223 4 6.454 -0.297
CreditSuisse 5 5.420 27,835 200 7 5.499 -0.079
Citi 6 5.333 27,385 226 5 6.049 -0.716
DeutscheBank 7 4.667 23,967 142 8 4.968 -0.301
UBS 8 3.753 19,271 158 6 5.948 -2.195
Barclays 9 3.613 18,554 143 9 4.473 -0.860
RBCCapitalMarkets 10 2.349 12,061 136 10 2.013 0.336
WellsFargo 11 1.874 9,623 122 12 1.579 0.295
Nomura 12 1.720 8,832 83 11 1.896 -0.176
TDSecurities 13 1.434 7,364 53 26 0.479 0.955
BMOCapitalMarkets 14 1.354 6,952 90 21 0.826 0.528
Jefferies 15 1.192 6,121 100 14 1.310 -0.118
BNPParibas 16 1.146 5,883 52 16 1.079 0.067
MizuhoFinancial 17 1.073 5,511 66 15 1.192 -0.119
HSBC 18 0.865 4,444 37 13 1.529 -0.664
SumitomoMitsuiFinancial 19 0.855 4,392 53 17 1.017 -0.162
CIBC 20 0.817 4,198 43 28 0.447 0.370
TOTAL 100% 513,526 3,635 100%
GlobalEquityOfferingsFY2016 FY2015
Firm Rank MktShare(%) Volume(USDMln) DealCount PrevRank PrevMktShare(%) MktShareChg(%)
JPMorgan 1 9.513 41,380 259 3 7.480 2.033
MorganStanley 2 8.270 35,975 230 2 9.064 -0.794
GoldmanSachs 3 8.259 35,927 212 1 9.680 -1.421
BankofAmericaMerrillLynch 4 6.254 27,204 195 5 6.175 0.079
CreditSuisse 5 5.553 24,157 180 7 5.570 -0.017
Citi 6 5.414 23,552 200 6 6.168 -0.754
UBS 7 4.103 17,850 145 4 6.571 -2.468
Barclays 8 3.933 17,107 133 9 4.195 -0.262
DeutscheBank 9 3.504 15,242 119 8 4.895 -1.391
RBCCapitalMarkets 10 2.519 10,958 121 10 1.916 0.603
WellsFargo 11 1.808 7,865 106 14 1.261 0.547
TDSecurities 12 1.647 7,167 47 26 0.487 1.160
BMOCapitalMarkets 13 1.503 6,540 79 19 0.787 0.716
Nomura 14 1.363 5,927 72 11 1.711 -0.348
Jefferies 15 1.255 5,460 92 12 1.359 -0.104
SumitomoMitsuiFinancial 16 0.927 4,034 48 17 0.902 0.025
MizuhoFinancial 17 0.866 3,766 57 18 0.825 0.041
CIBC 18 0.823 3,581 34 28 0.475 0.348
Nordea 19 0.724 3,150 30 55 0.271 0.453
Macquarie 20 0.695 3,023 47 15 1.003 -0.308
TOTAL 100% 435,004 3,338 100%
GlobalEquityIPOFY2016 FY2015
Firm Rank MktShare(%) Volume(USDMln) DealCount PrevRank PrevMktShare(%) MktShareChg(%)
JPMorgan 1 6.344 8,540 65 3 5.129 1.215
MorganStanley 2 6.023 8,108 63 1 7.581 -1.558
GoldmanSachs 3 5.044 6,791 58 2 5.568 -0.524
Citi 4 4.677 6,296 65 6 4.605 0.072
DeutscheBank 5 4.104 5,525 48 5 4.641 -0.537
CreditSuisse 6 3.869 5,208 51 8 3.011 0.858
BankofAmericaMerrillLynch 7 3.781 5,090 46 4 4.677 -0.896
UBS 8 3.299 4,441 35 7 4.573 -1.274
Nomura 9 2.459 3,311 30 11 1.867 0.592
CITICSecuritiesCoLtd 10 1.980 2,665 27 12 1.593 0.387
ChinaSecuritiesCoLtd 11 1.699 2,288 17 31 0.694 1.005
ChinaInternationalCapitalCorp 12 1.557 2,096 20 19 1.028 0.529
Barclays 13 1.465 1,973 31 9 2.801 -1.336
HuataiSecuritiesCoLtd 14 1.413 1,902 9 21 0.971 0.442
ChinaMerchantsSecurities 15 1.323 1,781 23 22 0.949 0.374
BankofChina 16 1.276 1,718 13 40 0.620 0.656
SumitomoMitsuiFinancial 17 1.206 1,624 18 16 1.146 0.060
HaitongSecuritiesCoLtd 18 1.187 1,598 28 30 0.700 0.487
BNPParibas 19 1.184 1,593 13 25 0.837 0.347
GuotaiJunanSecuritiesCoLtd 20 1.183 1,592 23 43 0.554 0.629
TOTAL 100% 134,620 1,113 100%
Bloomberg GlobalEquity|FY2016
BloombergLeagueTableReports Page3
GlobalEquityLinkedFY2016 FY2015
Firm Rank MktShare(%) Volume(USDMln) DealCount PrevRank PrevMktShare(%) MktShareChg(%)
JPMorgan 1 14.069 9,094 52 1 11.856 2.213
GoldmanSachs 2 8.771 5,670 25 10 3.597 5.174
DeutscheBank 3 7.732 4,998 18 2 7.127 0.605
MorganStanley 4 7.064 4,566 23 4 6.657 0.407
BankofAmericaMerrillLynch 5 6.737 4,355 27 3 6.859 -0.122
Citi 6 5.425 3,507 24 12 2.802 2.623
BNPParibas 7 4.753 3,072 24 8 4.007 0.746
Nomura 8 4.494 2,905 11 7 4.154 0.340
CreditSuisse 9 4.481 2,896 16 6 4.351 0.130
HSBC 10 2.450 1,584 13 9 3.855 -1.405
UBS 11 2.198 1,421 13 18 1.772 0.426
CreditAgricoleCIB 12 1.982 1,281 13 16 2.073 -0.091
ChinaInternationalCapitalCorp 13 1.969 1,273 6 23 0.979 0.990
MizuhoFinancial 14 1.710 1,106 7 11 2.863 -1.153
Barclays 15 1.638 1,059 8 5 5.687 -4.049
WellsFargo 16 1.532 991 11 13 2.726 -1.194
SocieteGenerale 17 1.516 980 16 15 2.322 -0.806
RBCCapitalMarkets 18 1.401 906 13 14 2.439 -1.038
CITICSecuritiesCoLtd 19 1.096 708 6 22 1.046 0.050
Jefferies 20 1.023 661 8 20 1.226 -0.203
TOTAL 100% 64,642 280 100%
Bloomberg GlobalEquity|FY2016
BloombergLeagueTableReports Page4
USEquityReviewFY2016creditedUSEquity&EquityLinkedvolumedecreased21.49%toUSD184.4Blnwhiledealcountdecreased15.02%to741offeringsyear-on-year.USEquityIPOvolumedecreased42.19%year-on-yeartoUSD19.3Blnwhilethedealcountdecreased37.35%to104.USEquityLinkedvolumedecreased22.23%year-on-yeartoUSD26.3Blnover76deals.JPMorganrankedasthetopUSEquity&EquityLinkedunderwriterforFY2016with14.50%marketshare.Thebankunderwrote184dealsovertheperiod.GoldmanSachsandBankofAmericaMerrillLynchrankedsecondandthirdwith13.92%and9.73%marketshare,respectively.
USEquity&EquityLinked:HighlightsofFY2016
USEquity&EquityLinked:QuarterlyVolume
Q42011
Q42011
Q42012
Q42012
Q42013
Q42013
Q42014
Q42014
Q42015
Q42015
QuartersQuarters
Q42016
Q42016
2020
4040
6060
8080
USDBln
USDBln
00
100100
100100
200200
300300
DealC
ountDealC
ount
00
400400
DealCount Equity-Linked Add'l IPO
TopUnderwriterJPMorgan
Numberofdeals 184
Volume(USDMln) 26,731
AvgDealsize(USDMln) 145.3
MarketSummaryNumberofdeals 741
Volume(USDMln) 184,377
AvgDealsize(USDMln) 248.8
Issuer Industry Volume(USDMln) Date
DISHNetworkCorp Communications 3,000 08/03/2016
MolsonCoorsBrewingCo ConsumerStaples 2,585 01/28/2016
BaxaltaInc HealthCare 2,409 03/16/2016
TeslaMotorsInc ConsumerDiscretionary 2,300 05/19/2016
AnadarkoPetroleumCorp Energy 2,209 09/12/2016
WalgreensBootsAllianceInc ConsumerStaples 1,668 11/01/2016
PioneerNaturalResourcesCo Energy 1,615 01/05/2016
SouthernCo/The Utilities 1,611 08/17/2016
GreatPlainsEnergyInc Utilities 1,600 09/28/2016
NextEraEnergyInc Utilities 1,500 08/02/2016
Energy25%
Financials21%
HealthCare14%
Utilities8%
Technology8%
ConsumerStaples6%
Materials6%
ConsumerDiscretionary6%
Others6%
USEquity&EquityLinked:IndustryBreakdown
USEquity&EquityLinked:IndustryBreakdown
Industry Volume(USDMln) %OfTotal %YOYChange
Energy 46,933 24.8% 25.1%
Financials 40,531 21.4% -30.9%
HealthCare 27,310 14.4% -50.6%
Utilities 14,647 7.7% 117.7%
Technology 14,625 7.7% -51.2%
ConsumerStaples 11,830 6.3% 40.9%
Materials 11,202 5.9% 58.3%
ConsumerDiscretionary 10,860 5.7% -55.7%
Communications 6,277 3.3% -20.6%
Industrials 4,914 2.6% -10.9%
USEquity&EquityLinked:OfferingBreakdown
OfferingType Volume(USDMln) %OfTotal %YOYChange
AdditionalOfferings 140,354 74.2% -17.6%
Equity-Linked 29,052 15.4% -22.2%
IPO 19,725 10.4% -41.9%
25%
21%
14%
8%
8%
6%
6%
6%
6%
Bloomberg GlobalEquity|FY2016
BloombergLeagueTableReports Page5
USEquity&EquityLinkedFY2016 FY2015
Firm Rank MktShare(%) Volume(USDMln) DealCount PrevRank PrevMktShare(%) MktShareChg(%)
JPMorgan 1 14.498 26,731 184 1 12.295 2.203
GoldmanSachs 2 13.921 25,667 134 6 9.143 4.778
BankofAmericaMerrillLynch 3 9.734 17,946 139 5 9.425 0.309
MorganStanley 4 8.475 15,626 113 2 9.965 -1.490
Barclays 5 7.875 14,519 99 7 8.569 -0.694
Citi 6 7.699 14,195 104 3 9.758 -2.059
CreditSuisse 7 7.689 14,176 114 4 9.726 -2.037
WellsFargo 8 5.173 9,537 119 9 4.779 0.394
DeutscheBank 9 4.987 9,196 60 8 5.289 -0.302
RBCCapitalMarkets 10 2.630 4,850 75 10 2.802 -0.172
UBS 11 2.027 3,738 44 12 2.073 -0.046
Jefferies 12 1.959 3,611 66 11 2.309 -0.350
BMOCapitalMarkets 13 1.350 2,490 40 18 0.879 0.471
SunTrustRobinsonHumphrey 14 1.010 1,863 29 19 0.854 0.156
MizuhoFinancial 15 0.824 1,519 9 15 0.929 -0.105
RaymondJames&Associates 16 0.764 1,408 35 20 0.644 0.120
Stifel 17 0.726 1,338 36 17 0.893 -0.167
KeyBancCapitalMarkets 18 0.705 1,301 26 21 0.568 0.137
LeerinkPartnersLLC 19 0.684 1,261 23 14 1.038 -0.354
Cowen&Co 20 0.575 1,060 34 13 1.225 -0.650
TOTAL 100% 184,376 741 100%
USEquityOfferingsFY2016 FY2015
Firm Rank MktShare(%) Volume(USDMln) DealCount PrevRank PrevMktShare(%) MktShareChg(%)
JPMorgan 1 15.019 23,744 155 1 11.571 3.448
GoldmanSachs 2 13.808 21,830 116 4 9.842 3.966
BankofAmericaMerrillLynch 3 10.077 15,932 121 7 8.606 1.471
MorganStanley 4 9.128 14,431 102 5 9.708 -0.580
Barclays 5 8.556 13,526 92 6 8.884 -0.328
CreditSuisse 6 8.193 12,953 104 2 10.466 -2.273
Citi 7 7.718 12,201 91 3 9.928 -2.210
WellsFargo 8 4.920 7,779 103 9 3.911 1.009
DeutscheBank 9 3.372 5,330 51 8 6.047 -2.675
RBCCapitalMarkets 10 2.520 3,984 66 10 2.671 -0.151
UBS 11 2.282 3,608 42 11 2.382 -0.100
Jefferies 12 2.045 3,234 61 12 2.345 -0.300
BMOCapitalMarkets 13 1.467 2,320 37 18 0.843 0.624
SunTrustRobinsonHumphrey 14 0.873 1,380 23 16 0.977 -0.104
KeyBancCapitalMarkets 15 0.823 1,301 26 20 0.622 0.201
Stifel 16 0.773 1,223 35 15 0.993 -0.220
RaymondJames&Associates 17 0.772 1,221 33 19 0.752 0.020
Cowen&Co 18 0.627 992 32 13 1.353 -0.726
LeerinkPartnersLLC 19 0.594 938 21 14 1.179 -0.585
PiperJaffray&Co 20 0.470 742 29 17 0.925 -0.455
TOTAL 100% 158,090 665 100%
USEquityIPOFY2016 FY2015
Firm Rank MktShare(%) Volume(USDMln) DealCount PrevRank PrevMktShare(%) MktShareChg(%)
Citi 1 11.054 2,129 22 1 10.157 0.897
GoldmanSachs 2 9.403 1,811 24 4 8.597 0.806
CreditSuisse 3 8.906 1,716 24 8 5.979 2.927
DeutscheBank 4 8.414 1,621 20 2 9.977 -1.563
JPMorgan 5 8.109 1,562 25 7 6.487 1.622
BankofAmericaMerrillLynch 6 6.891 1,327 18 3 9.809 -2.918
MorganStanley 7 6.859 1,321 21 5 7.620 -0.761
Barclays 8 5.251 1,011 20 6 6.960 -1.709
WellsFargo 9 4.494 866 15 9 3.740 0.754
RBCCapitalMarkets 10 3.689 711 19 10 3.653 0.036
Jefferies 11 3.337 643 14 11 3.642 -0.305
UBS 12 3.070 591 14 16 1.790 1.280
EvercorePartnersInc 13 1.831 353 3 20 1.004 0.827
BMOCapitalMarkets 14 1.629 314 6 19 1.216 0.413
Stifel 15 1.447 279 9 18 1.458 -0.011
SunTrustRobinsonHumphrey 16 1.200 231 4 13 1.984 -0.784
Cowen&Co 17 1.177 227 8 15 1.864 -0.687
PiperJaffray&Co 18 1.063 205 8 14 1.931 -0.868
KeyBancCapitalMarkets 19 0.910 175 4 33 0.202 0.708
CantorFitzgerald 20 0.779 150 1 12 2.120 -1.341
TOTAL 100% 19,263 104 100%
USEquityLinkedFY2016 FY2015
Firm Rank MktShare(%) Volume(USDMln) DealCount PrevRank PrevMktShare(%) MktShareChg(%)
DeutscheBank 1 14.706 3,866 9 19 0.778 13.928
GoldmanSachs 2 14.599 3,837 18 8 4.981 9.618
JPMorgan 3 11.366 2,988 29 1 16.599 -5.233
BankofAmericaMerrillLynch 4 7.665 2,015 18 2 14.295 -6.630
Citi 5 7.587 1,994 13 5 8.747 -1.160
WellsFargo 6 6.688 1,758 16 4 9.945 -3.257
CreditSuisse 7 4.654 1,223 10 7 5.324 -0.670
MorganStanley 8 4.547 1,195 11 3 11.496 -6.949
MizuhoFinancial 9 3.947 1,038 4 10 3.500 0.447
Barclays 10 3.777 993 7 6 6.696 -2.919
RBCCapitalMarkets 11 3.294 866 9 9 3.586 -0.292
MitsubishiUFJFinancialGroupInc 12 2.057 541 5 - - -
SunTrustRobinsonHumphrey 13 1.837 483 6 32 0.119 1.718
BNPParibas 14 1.540 405 4 11 2.127 -0.587
Jefferies 15 1.437 378 5 12 2.096 -0.659
LeerinkPartnersLLC 16 1.227 323 2 29 0.201 1.026
PiperJaffray&Co 17 0.864 227 3 21 0.702 0.162
SoutheasternSecuritiesInc 18 0.761 200 1 - - -
RaymondJames&Associates 19 0.713 188 2 - - -
USBancorp 20 0.675 178 2 15 0.851 -0.176
TOTAL 100% 26,286 76 100%
Bloomberg GlobalEquity|FY2016
BloombergLeagueTableReports Page6
CanadaEquityReviewFY2016creditedCanadaEquity,EquityLinked&Preferredvolumeincreased18.99%toCAD54.5Blnwhiledealcountincreased28.44%to420offeringsyear-on-year.CanadaEquityIPOvolumedecreased86.97%year-on-yeartoCAD744.2Mlnwhilethedealcountdecreased54.76%to19.CanadaEquityOfferingsvolumeincreased19.31%year-on-yeartoCAD46.3Blnover376deals.TDSecuritiesrankedasthetopCanadaEquity,EquityLinked&PreferredunderwriterforFY2016with19.72%marketshare.Thebankunderwrote65dealsovertheperiod.RBCCapitalMarketsandBMOCapitalMarketsrankedsecondandthirdwith18.39%and12.98%marketshare,respectively.
CanadaEquity,EquityLinked&Preferred
FY2016 FY2015
Firm Rank MktShare(%) Volume(CADMln) DealCount PrevRank PrevMktShare(%) MktShareChg(%)
TDSecurities 1 19.717 10,744 65 5 8.844 10.873
RBCCapitalMarkets 2 18.391 10,021 65 1 20.193 -1.802
BMOCapitalMarkets 3 12.980 7,073 64 2 13.578 -0.598
CIBC 4 11.419 6,222 52 4 9.409 2.010
Scotiabank 5 9.215 5,021 42 3 11.112 -1.897
NationalBankFinancialInc 6 4.911 2,676 51 7 4.867 0.044
JPMorgan 7 4.270 2,327 3 8 3.613 0.657
CreditSuisse 8 4.049 2,206 6 13 1.585 2.464
Peters&CoLtd 9 3.764 2,051 16 17 1.080 2.684
GMPSecurities 10 1.869 1,018 30 10 2.548 -0.679
TOTAL 100% 54,490 420 100%
CanadaEquity&EquityLinked
FY2016 FY2015
Firm Rank MktShare(%) Volume(CADMln) DealCount PrevRank PrevMktShare(%) MktShareChg(%)
TDSecurities 1 19.142 9,440 52 5 8.550 10.592
RBCCapitalMarkets 2 18.321 9,035 54 1 19.061 -0.740
BMOCapitalMarkets 3 13.121 6,471 58 2 13.463 -0.342
CIBC 4 10.986 5,418 43 4 9.576 1.410
Scotiabank 5 7.529 3,713 29 3 10.073 -2.544
NationalBankFinancialInc 6 5.083 2,507 48 7 4.976 0.107
JPMorgan 7 4.717 2,327 3 8 3.878 0.839
CreditSuisse 8 4.474 2,206 6 13 1.701 2.773
Peters&CoLtd 9 4.159 2,051 16 17 1.159 3.000
GMPSecurities 10 2.065 1,018 30 10 2.735 -0.670
TOTAL 100% 49,318 402 100%
Energy49%
Financials16%
Materials11%
Utilities8%
Others16%
CanadaEquity,EquityLinked&Preferred:QuarterlyVolume
Q42011
Q42011
Q42012
Q42012
Q42013
Q42013
Q42014
Q42014
Q42015
Q42015
QuartersQuarters
Q42016
Q42016
55
1010
1515
CADBln
CADBln
00
2020
100100
200200
300300
DealC
ountDealC
ount
00
400400
DealCount Amount
CanadaEquity,EquityLinked&Preferred:IndustryBreakdown
49%
16%
11%
8%
16%
CanadaEquity,EquityLinked&Preferred:ManagerRankingsHistory
TDSecurities
RBCCapitalMarkets
BMOCapitalMarkets
CIBC
Scotiabank
NationalBankFinancialInc
10
20
MarketShare(%)
0
25
2016 2015 2014
Bloomberg GlobalEquity|FY2016
BloombergLeagueTableReports Page7
CanadaEquityOfferingsFY2016 FY2015
Firm Rank MktShare(%) Volume(CADMln) DealCount PrevRank PrevMktShare(%) MktShareChg(%)
TDSecurities 1 19.840 9,182 46 5 9.133 10.707
RBCCapitalMarkets 2 18.945 8,768 49 1 18.433 0.512
BMOCapitalMarkets 3 13.109 6,067 49 2 12.954 0.155
CIBC 4 9.883 4,574 34 3 9.853 0.030
Scotiabank 5 6.564 3,038 26 4 9.204 -2.640
JPMorgan 6 5.027 2,327 3 11 2.388 2.639
CreditSuisse 7 4.767 2,206 6 13 1.871 2.896
NationalBankFinancialInc 8 4.452 2,060 36 7 4.717 -0.265
Peters&CoLtd 9 4.335 2,006 15 17 1.275 3.060
GMPSecurities 10 2.200 1,018 30 9 2.971 -0.771
BankofAmericaMerrillLynch 11 1.782 825 3 28 0.359 1.423
CormarkSecuritiesInc 12 1.057 489 21 15 1.621 -0.564
Barclays 13 0.790 365 2 18 1.115 -0.325
CanaccordGenuity 14 0.689 319 26 8 3.044 -2.355
RaymondJames&Associates 15 0.620 287 12 19 0.911 -0.291
FirstEnergyCapitalCorp 16 0.611 283 3 25 0.475 0.136
Macquarie 17 0.602 279 10 16 1.462 -0.860
DundeeCorp 18 0.593 274 17 21 0.677 -0.084
Citi 19 0.572 265 1 14 1.715 -1.143
MorganStanley 20 0.523 242 2 12 2.270 -1.747
TOTAL 100% 46,279 376 100%
CanadaEquityIPOFY2016 FY2015
Firm Rank MktShare(%) Volume(CADMln) DealCount PrevRank PrevMktShare(%) MktShareChg(%)
CIBC 1 27.244 203 3 4 12.025 15.219
TDSecurities 2 23.740 177 2 1 21.670 2.070
BankofAmericaMerrillLynch 3 20.605 153 1 9 2.374 18.231
NationalBankFinancialInc 4 9.537 71 2 6 4.439 5.098
AltaCorpCapital 5 8.063 60 1 - - -
BMOCapitalMarkets 6 6.402 48 1 2 19.459 -13.057
CantorFitzgerald 7 3.135 23 1 8 3.859 -0.724
GMPSecurities 8 0.699 5 3 15 0.963 -0.264
MackieResearchCapitalCorp 9 0.208 2 3 20 0.020 0.188
CanaccordGenuity 10 0.101 0.75 2 7 3.954 -3.853
PacificInternationalSecuritiesInc 11 0.077 0.57 2 21 0.011 0.066
EmergingEquities 11 0.077 0.57 1 - - -
AllGroupFinancialServicesInc 13 0.059 0.44 1 - - -
HaywoodSecurities 14 0.054 0.40 2 25 0.004 0.050
- - - - - - - -
- - - - - - - -
- - - - - - - -
- - - - - - - -
- - - - - - - -
- - - - - - - -
TOTAL 100% 744 19 100%
CanadianRetailStructuredProductsFY2016 FY2015
Firm Rank MktShare(%) Volume(CADMln) DealCount PrevRank PrevMktShare(%) MktShareChg(%)
CIBC 1 28.614 182 19 1 34.075 -5.461
RBCCapitalMarkets 2 22.857 146 13 2 31.740 -8.883
Scotiabank 3 15.466 99 15 3 16.302 -0.836
NationalBankFinancialInc 4 14.226 91 13 4 7.647 6.579
MorganStanley 5 8.653 55 1 - - -
BMOCapitalMarkets 6 6.799 43 5 5 5.847 0.952
TDSecurities 7 3.335 21 2 6 2.030 1.305
WealthCreationPreservation 8 0.051 0.32 1 - - -
- - - - - - - -
- - - - - - - -
- - - - - - - -
- - - - - - - -
- - - - - - - -
- - - - - - - -
- - - - - - - -
- - - - - - - -
- - - - - - - -
- - - - - - - -
- - - - - - - -
- - - - - - - -
TOTAL 100% 637 26 100%
Bloomberg GlobalEquity|FY2016
BloombergLeagueTableReports Page8
LatinAmericaEquityReviewFY2016creditedLatinAmericaEquityOfferingsvolumedecreased12.67%toUSD8.8Blnwhiledealcountdecreased9.68%to28offeringsyear-on-year.MorganStanleyrankedasthetopLatinAmericaEquityOfferingsunderwriterforFY2016with17.15%marketshare.Thebankunderwrote8dealsovertheperiod.JPMorganandBancoSantanderrankedsecondandthirdwith14.25%and11.13%marketshare,respectively.
LatinAmericaEquityOfferings
FY2016 FY2015
Firm Rank MktShare(%) Volume(USDMln) DealCount PrevRank PrevMktShare(%) MktShareChg(%)
MorganStanley 1 17.148 1,506 8 10 5.358 11.790
JPMorgan 2 14.253 1,252 4 3 8.708 5.545
BancoSantander 3 11.131 978 9 2 8.954 2.177
BankofAmericaMerrillLynch 4 10.029 881 8 6 6.720 3.309
BancoBTGPactual 5 7.275 639 7 1 12.483 -5.208
BancoItauBBA 6 7.207 633 6 4 8.316 -1.109
CreditSuisse 7 5.476 481 4 5 7.632 -2.156
BradescoBBISA 8 3.730 328 4 8 5.981 -2.251
GBMCasadeBolsa 9 3.547 312 1 18 0.996 2.551
Citi 10 2.607 229 3 17 1.124 1.483
TOTAL 100% 8,782 28 100%
BrazilEquityOfferings
FY2016 FY2015
Firm Rank MktShare(%) Volume(BRLMln) DealCount PrevRank PrevMktShare(%) MktShareChg(%)
BancoItauBBA 1 19.873 2,129 6 3 8.617 11.256
BankofAmericaMerrillLynch 2 16.160 1,731 5 5 8.294 7.866
BancoSantander 3 14.508 1,554 5 6 7.663 6.845
BradescoBBISA 4 10.592 1,135 4 3 8.617 1.975
BancoBTGPactual 5 7.318 784 3 1 15.734 -8.416
Citi 6 6.913 741 2 - - -
BancodoBrasilSA 7 6.456 692 2 13 1.062 5.394
MorganStanley 8 4.864 521 2 8 6.986 -2.122
HSBC 9 4.045 433 1 8 6.986 -2.941
CreditSuisse 10 3.447 369 2 2 8.835 -5.388
TOTAL 100% 10,712 11 100%
Utilities31%
ConsumerDiscretionary27%
Financials19%
Industrials9%
ConsumerStaples8%
Others6%
LatinAmericaEquityOfferings:QuarterlyVolume
Q42011
Q42011
Q42012
Q42012
Q42013
Q42013
Q42014
Q42014
Q42015
Q42015
QuartersQuarters
Q42016
Q42016
55
1010
1515
USDBln
USDBln
00
2020
1010
2020 DealC
ountDealC
ount
00
3030
DealCount Amount
LatinAmericaEquityOfferings:IndustryBreakdown
31%
27%
19%
9%
8%
6%
LatinAmericaEquityOfferings:ManagerRankingsHistory
MorganStanley
JPMorgan
BancoSantander
BankofAmericaMerrillLynch
BancoBTGPactual
BancoItauBBA
10
MarketShare(%)
0
20
2016 2015 2014
Bloomberg GlobalEquity|FY2016
BloombergLeagueTableReports Page9
EMEAEquityReviewFY2016creditedEMEAEquity,EquityLinked&Rights-Riskvolumedecreased39.48%toUSD153.4Blnwhiledealcountdecreased13.78%to751offeringsyear-on-year.EMEAEquityIPOvolumedecreased49.79%year-on-yeartoUSD33.8Blnwhilethedealcountdecreased40.36%to133.EMEAEquityLinked-Riskvolumeincreased8.81%year-on-yeartoUSD26.0Blnover72deals.JPMorganrankedasthetopEMEAEquity,EquityLinked&Rights-RiskunderwriterforFY2016with10.64%marketshare.Thebankunderwrote93dealsovertheperiod.GoldmanSachsandBankofAmericaMerrillLynchrankedsecondandthirdwith8.47%and7.18%marketshare,respectively.
EMEAEquity,EquityLinked&Rights-Risk:HighlightsofFY2016
Issuer Industry Volume(USDMln) Date
InnogySE Energy 5,180 10/06/2016
BayerCapitalCorpBV HealthCare 4,278 11/16/2016
SaipemSpA Energy 3,965 02/11/2016
AirLiquideSA Materials 3,634 10/11/2016
ArcelorMittal Materials 3,143 03/30/2016
DONGEnergyA/S Utilities 2,997 06/09/2016
BancoPopularEspanolSA Financials 2,826 06/11/2016
NetsA/S Technology 2,373 09/23/2016
MelroseIndustriesPLC Financials 2,190 08/24/2016
VodafoneGroupPLC Communications 2,067 02/19/2016
EMEAEquity,EquityLinked&Rights-Risk
Q42011
Q42011
Q42012
Q42012
Q42013
Q42013
Q42014
Q42014
Q42015
Q42015
QuartersQuarters
Q42016
Q42016
2020
4040
6060
8080
100100
120120
USDBln
USDBln
00
140140
100100
200200
300300
DealC
ountDealC
ount
00
400400
DealCount Rights Equity-Linked IPO
Add'l
EMEAEquity,EquityLinked&Rights-Risk:LargestDealsbyCountryofFY2016
Issuer Volume(USDMln) Date Country
AirLiquideSA 3,634 10/11/2016 France
InnogySE 5,180 10/06/2016 Germany
AegeanMarinePetroleumNetworkInc 150 12/14/2016 Greece
SaipemSpA 3,965 02/11/2016 Italy
NNGroupNV 1,552 04/14/2016 Netherlands
MiddleEastHealthcareCo 471 03/01/2016 SaudiArabia
SteinhoffFinanceHoldingGmbH 1,239 04/14/2016 SouthAfrica
BancoPopularEspanolSA 2,826 06/11/2016 Spain
LafargeHolcimLtd 1,354 02/04/2016 Switzerland
DXBEntertainmentsPJSC 457 05/25/2016 UnitedArabEmirates
MelroseIndustriesPLC 2,190 08/24/2016 UnitedKingdom
EMEAEquity,EquityLinked&Rights-Risk:IndustryBreakdown
Industry Volume(USDMln) %OfTotal %YOYChange
Financials 66,038 35.0% -39.0%
Industrials 18,931 10.0% -49.2%
ConsumerDiscretionary 18,705 9.9% -48.1%
Energy 18,602 9.9% 311.7%
Materials 17,459 9.3% 8.9%
Communications 14,631 7.8% -48.9%
HealthCare 13,167 7.0% -22.9%
ConsumerStaples 7,939 4.2% -18.2%
Technology 7,536 4.0% -26.9%
Utilities 5,704 3.0% 0.7%
EMEAEquity,EquityLinked&Rights-Risk:OfferingBreakdown
OfferingType Volume(USDMln) %OfTotal %YOYChange
AdditionalOfferings 73,706 39.1% -43.7%
RightsOfferings 48,513 25.7% 7.6%
IPO 34,510 18.3% -50.0%
Equity-Linked 31,988 17.0% 10.6%
Bloomberg GlobalEquity|FY2016
BloombergLeagueTableReports Page10
EMEAEquity,EquityLinked&Rights-RiskFY2016 FY2015
Firm Rank MktShare(%) Volume(USDMln) DealCount PrevRank PrevMktShare(%) MktShareChg(%)
JPMorgan 1 10.637 16,319 93 2 9.173 1.464
GoldmanSachs 2 8.471 12,996 71 4 8.799 -0.328
BankofAmericaMerrillLynch 3 7.180 11,015 55 1 9.175 -1.995
MorganStanley 4 7.056 10,825 56 5 8.544 -1.488
UBS 5 6.825 10,470 56 3 8.983 -2.158
DeutscheBank 6 5.753 8,825 53 6 6.395 -0.642
CreditSuisse 7 5.061 7,764 39 8 3.750 1.311
Citi 8 4.874 7,478 58 7 5.525 -0.651
BNPParibas 9 3.749 5,751 51 10 3.253 0.496
Barclays 10 3.387 5,197 46 9 3.650 -0.263
SocieteGenerale 11 2.509 3,849 43 11 2.870 -0.361
HSBC 12 2.488 3,818 25 12 2.713 -0.225
Nordea 13 2.199 3,374 36 25 0.723 1.476
Jefferies 14 1.876 2,878 32 13 1.394 0.482
Numis 15 1.721 2,641 29 18 0.896 0.825
CreditAgricoleCIB 16 1.542 2,366 21 21 0.812 0.730
Carnegie 17 1.466 2,249 40 19 0.866 0.600
UniCredit 18 1.086 1,666 13 15 1.110 -0.024
Investec 19 1.001 1,536 13 36 0.416 0.585
Mediobanca 20 0.919 1,411 7 20 0.851 0.068
TOTAL 100% 153,410 751 100%
EMEAEquity,EquityLinked&Rights-SyndicationFY2016 FY2015
Firm Rank MktShare(%) Volume(USDMln) DealCount PrevRank PrevMktShare(%) MktShareChg(%)
JPMorgan 1 10.348 15,933 86 1 9.136 1.212
GoldmanSachs 2 8.330 12,825 68 4 8.642 -0.312
MorganStanley 3 7.037 10,835 53 5 8.149 -1.112
BankofAmericaMerrillLynch 4 6.991 10,763 50 2 8.859 -1.868
UBS 5 6.770 10,424 55 3 8.702 -1.932
DeutscheBank 6 5.693 8,765 51 6 7.711 -2.018
Citi 7 4.904 7,551 53 7 4.834 0.070
CreditSuisse 8 4.893 7,534 35 9 3.600 1.293
BNPParibas 9 3.735 5,751 51 10 3.069 0.666
Barclays 10 3.192 4,914 39 8 4.016 -0.824
SocieteGenerale 11 2.500 3,849 43 11 2.952 -0.452
HSBC 12 2.479 3,818 25 12 2.473 0.006
Nordea 13 2.191 3,374 36 25 0.743 1.448
Nomura 14 1.762 2,714 11 13 1.661 0.101
Numis 15 1.715 2,641 29 18 0.921 0.794
Jefferies 16 1.601 2,465 25 14 1.326 0.275
CreditAgricoleCIB 17 1.536 2,366 21 21 0.835 0.701
Carnegie 18 1.461 2,249 40 20 0.890 0.571
UniCredit 19 1.082 1,666 13 16 1.141 -0.059
Investec 20 0.998 1,536 13 37 0.427 0.571
TOTAL 100% 153,968 735 100%
EMEAEquity&EquityLinked-RiskFY2016 FY2015
Firm Rank MktShare(%) Volume(USDMln) DealCount PrevRank PrevMktShare(%) MktShareChg(%)
JPMorgan 1 10.849 13,954 81 5 7.571 3.278
GoldmanSachs 2 9.062 11,656 64 4 8.924 0.138
MorganStanley 3 7.840 10,084 51 2 9.152 -1.312
UBS 4 7.748 9,965 51 1 9.475 -1.727
BankofAmericaMerrillLynch 5 6.664 8,571 47 3 9.108 -2.444
DeutscheBank 6 6.222 8,003 49 6 6.715 -0.493
CreditSuisse 7 5.908 7,598 35 9 3.453 2.455
Citi 8 4.833 6,216 52 7 6.178 -1.345
BNPParibas 9 3.845 4,945 41 11 2.824 1.021
Barclays 10 2.744 3,529 38 8 3.826 -1.082
Nordea 11 2.452 3,153 31 25 0.789 1.663
SocieteGenerale 12 2.408 3,097 38 12 2.731 -0.323
Numis 13 1.995 2,566 26 19 0.896 1.099
HSBC 14 1.834 2,359 17 10 2.833 -0.999
Jefferies 15 1.793 2,306 29 13 1.365 0.428
Carnegie 16 1.629 2,095 39 16 1.002 0.627
CreditAgricoleCIB 17 1.191 1,532 16 18 0.943 0.248
JavaCapital 18 1.077 1,385 20 26 0.695 0.382
UniCredit 19 1.052 1,352 12 15 1.095 -0.043
DanskeBank 20 1.044 1,342 10 33 0.471 0.573
TOTAL 100% 128,617 660 100%
EMEAEquity&EquityLinked-SyndicationFY2016 FY2015
Firm Rank MktShare(%) Volume(USDMln) DealCount PrevRank PrevMktShare(%) MktShareChg(%)
JPMorgan 1 10.504 13,568 74 6 7.408 3.096
GoldmanSachs 2 8.891 11,485 61 2 8.758 0.133
MorganStanley 3 7.815 10,094 48 4 8.723 -0.908
UBS 4 7.679 9,919 50 1 9.177 -1.498
BankofAmericaMerrillLynch 5 6.440 8,319 42 3 8.742 -2.302
DeutscheBank 6 6.149 7,943 47 5 8.284 -2.135
CreditSuisse 7 5.704 7,368 31 9 3.202 2.502
Citi 8 4.868 6,289 47 7 5.396 -0.528
BNPParibas 9 3.828 4,945 41 11 2.598 1.230
Barclays 10 2.513 3,246 31 8 4.268 -1.755
Nordea 11 2.441 3,153 31 24 0.816 1.625
SocieteGenerale 12 2.398 3,097 38 10 2.826 -0.428
Nomura 13 2.055 2,654 10 13 1.894 0.161
Numis 14 1.986 2,566 26 19 0.927 1.059
HSBC 15 1.826 2,359 17 12 2.559 -0.733
Carnegie 16 1.622 2,095 39 17 1.037 0.585
Jefferies 17 1.466 1,894 22 15 1.286 0.180
CreditAgricoleCIB 18 1.186 1,532 16 18 0.975 0.211
JavaCapital 19 1.072 1,385 20 26 0.719 0.353
UniCredit 20 1.047 1,352 12 16 1.133 -0.086
TOTAL 100% 129,173 645 100%
Bloomberg GlobalEquity|FY2016
BloombergLeagueTableReports Page11
EMEAEquityLinked-RiskFY2016 FY2015
Firm Rank MktShare(%) Volume(USDMln) DealCount PrevRank PrevMktShare(%) MktShareChg(%)
JPMorgan 1 18.469 4,811 18 2 8.511 9.958
BNPParibas 2 10.759 2,802 21 1 10.698 0.061
GoldmanSachs 3 10.067 2,622 10 13 2.746 7.321
MorganStanley 4 9.310 2,425 8 7 5.753 3.557
CreditSuisse 5 8.438 2,198 8 11 4.461 3.977
BankofAmericaMerrillLynch 6 8.066 2,101 6 3 8.212 -0.146
Citi 7 4.842 1,261 8 10 4.595 0.247
CreditAgricoleCIB 8 4.775 1,244 12 9 5.295 -0.520
HSBC 9 4.360 1,136 8 4 7.401 -3.041
SocieteGenerale 10 3.594 936 13 5 6.428 -2.834
DeutscheBank 11 3.488 909 8 8 5.376 -1.888
UBS 12 2.291 597 4 12 3.904 -1.613
Barclays 13 1.743 454 3 6 6.200 -4.457
UniCredit 14 1.435 374 2 15 2.009 -0.574
Jefferies 15 1.088 283 3 29 0.435 0.653
Natixis 16 1.018 265 4 14 2.667 -1.649
ABGSundalCollierAsa 17 0.835 217 3 22 1.027 -0.192
JohBerenbergGossler&CoKG 18 0.737 192 2 16 1.746 -1.009
PrivatbankIHAGZuerichAG 19 0.603 157 1 - - -
ParetoSecurities 20 0.467 122 1 - - -
TOTAL 100% 26,046 72 100%
EMEAEquityLinked-SyndicationFY2016 FY2015
Firm Rank MktShare(%) Volume(USDMln) DealCount PrevRank PrevMktShare(%) MktShareChg(%)
JPMorgan 1 16.193 4,811 18 5 6.856 9.337
BNPParibas 2 9.433 2,802 21 3 8.053 1.380
MorganStanley 3 9.270 2,754 10 10 4.698 4.572
GoldmanSachs 4 8.827 2,622 10 15 2.421 6.406
Nomura 5 8.425 2,503 8 4 7.119 1.306
CreditSuisse 6 7.398 2,198 8 13 3.029 4.369
BankofAmericaMerrillLynch 7 7.072 2,101 6 6 5.366 1.706
Citi 8 5.605 1,665 11 14 2.453 3.152
CreditAgricoleCIB 9 4.186 1,244 12 11 4.266 -0.080
HSBC 10 3.823 1,136 8 9 4.713 -0.890
SocieteGenerale 11 3.151 936 13 7 5.178 -2.027
DeutscheBank 12 3.058 909 8 1 14.481 -11.423
MizuhoFinancial 13 2.383 708 5 8 4.794 -2.411
UBS 14 2.009 597 4 12 3.145 -1.136
Barclays 15 1.528 454 3 2 9.347 -7.819
UniCredit 16 1.258 374 2 17 1.618 -0.360
Natixis 17 0.893 265 4 16 2.149 -1.256
JohBerenbergGossler&CoKG 18 0.646 192 2 19 1.407 -0.761
PrivatbankIHAGZuerichAG 19 0.529 157 1 - - -
ABGSundalCollierAsa 20 0.479 142 2 22 0.828 -0.349
TOTAL 100% 29,708 86 100%
EMEAEquityIPOFY2016 FY2015
Firm Rank MktShare(%) Volume(USDMln) DealCount PrevRank PrevMktShare(%) MktShareChg(%)
JPMorgan 1 8.940 3,025 20 2 7.313 1.627
UBS 2 7.485 2,533 8 5 5.807 1.678
DeutscheBank 3 7.378 2,497 13 3 6.591 0.787
GoldmanSachs 4 7.362 2,491 16 6 5.520 1.842
MorganStanley 5 6.402 2,166 13 1 9.140 -2.738
BankofAmericaMerrillLynch 6 5.818 1,969 12 4 6.502 -0.684
CreditSuisse 7 5.154 1,744 7 9 4.349 0.805
Citi 8 4.702 1,591 15 7 5.009 -0.307
Nordea 9 4.199 1,421 9 32 0.665 3.534
BNPParibas 10 3.319 1,123 7 13 1.981 1.338
DanskeBank 11 3.099 1,049 4 29 0.803 2.296
Barclays 12 2.589 876 9 10 4.194 -1.605
Carnegie 13 2.577 872 15 14 1.943 0.634
SambaCapital 14 1.393 471 1 - - -
SocieteGenerale 15 1.392 471 11 18 1.648 -0.256
Numis 16 1.390 471 4 21 1.312 0.078
ABNAmroBankNV 17 1.286 435 4 23 1.014 0.272
SEB 18 1.285 435 6 12 2.202 -0.917
INGGroep 19 1.248 422 3 27 0.842 0.406
DNBASA 20 1.217 412 5 62 0.140 1.077
TOTAL 100% 33,839 133 100%
EMEAEquityOfferingsFY2016 FY2015
Firm Rank MktShare(%) Volume(USDMln) DealCount PrevRank PrevMktShare(%) MktShareChg(%)
UBS 1 9.134 9,368 47 1 10.166 -1.032
JPMorgan 2 8.914 9,143 63 5 7.455 1.459
GoldmanSachs 3 8.807 9,033 54 2 9.690 -0.883
MorganStanley 4 7.467 7,659 43 3 9.574 -2.107
DeutscheBank 5 6.916 7,094 41 6 6.881 0.035
BankofAmericaMerrillLynch 6 6.308 6,470 41 4 9.219 -2.911
CreditSuisse 7 5.265 5,400 27 9 3.328 1.937
Citi 8 4.830 4,954 44 7 6.374 -1.544
Nordea 9 3.072 3,150 30 24 0.887 2.185
Barclays 10 2.998 3,075 35 8 3.531 -0.533
Numis 11 2.501 2,566 26 17 1.007 1.494
SocieteGenerale 12 2.107 2,161 25 10 2.272 -0.165
BNPParibas 13 2.089 2,143 20 12 1.847 0.242
Carnegie 14 2.042 2,095 39 15 1.127 0.915
Jefferies 15 1.972 2,023 26 13 1.480 0.492
JavaCapital 16 1.350 1,385 20 25 0.781 0.569
DanskeBank 17 1.309 1,342 10 30 0.530 0.779
HSBC 18 1.193 1,223 9 11 2.266 -1.073
SEB 19 1.133 1,162 20 20 0.928 0.205
ABGSundalCollierAsa 20 0.981 1,006 31 29 0.559 0.422
TOTAL 100% 102,570 588 100%
Bloomberg GlobalEquity|FY2016
BloombergLeagueTableReports Page12
EMEARightsOfferingsFY2016 FY2015
Firm Rank MktShare(%) Volume(USDMln) DealCount PrevRank PrevMktShare(%) MktShareChg(%)
BankofAmericaMerrillLynch 1 9.858 2,444 8 2 9.573 0.285
JPMorgan 2 9.538 2,365 12 1 18.676 -9.138
Barclays 3 6.728 1,668 8 10 2.609 4.119
HSBC 4 5.884 1,459 8 11 2.002 3.882
GoldmanSachs 5 5.405 1,340 7 3 8.058 -2.653
Citi 6 5.092 1,262 6 13 1.654 3.438
Investec 7 3.824 948 4 56 0.126 3.698
Mediobanca 8 3.537 877 2 41 0.289 3.248
CreditAgricoleCIB 9 3.362 834 5 65 0.039 3.323
DeutscheBank 10 3.318 823 4 8 4.498 -1.180
BNPParibas 11 3.251 806 10 5 5.801 -2.550
SocieteGenerale 12 3.032 752 5 9 3.698 -0.666
MorganStanley 13 2.988 741 5 7 4.934 -1.946
IntesaSanpaolo 14 2.732 677 2 21 0.908 1.824
FirstRandLtd 15 2.605 646 1 - - -
Jefferies 16 2.304 571 3 15 1.565 0.739
Natixis 17 2.196 544 7 16 1.507 0.689
UBS 18 2.037 505 5 4 6.064 -4.027
BancoSantander 19 1.925 477 3 12 1.943 -0.018
SaudiHollandiBank 20 1.882 467 1 43 0.255 1.627
TOTAL 100% 24,793 91 100%
WesternEuropeEquity,EquityLinked&RightsFY2016 FY2015
Firm Rank MktShare(%) Volume(EURMln) DealCount PrevRank PrevMktShare(%) MktShareChg(%)
JPMorgan 1 11.056 13,319 81 1 9.873 1.183
GoldmanSachs 2 8.753 10,544 60 4 9.502 -0.749
BankofAmericaMerrillLynch 3 7.838 9,442 51 3 9.581 -1.743
MorganStanley 4 7.234 8,714 50 5 8.433 -1.199
UBS 5 6.965 8,390 50 2 9.582 -2.617
DeutscheBank 6 6.560 7,903 52 6 6.693 -0.133
CreditSuisse 7 5.798 6,984 38 8 3.783 2.015
BNPParibas 8 4.039 4,866 49 10 3.094 0.945
Citi 9 3.974 4,787 44 7 4.867 -0.893
Barclays 10 3.345 4,030 39 9 3.443 -0.098
SocieteGenerale 11 2.785 3,355 41 11 2.984 -0.199
Nordea 12 2.512 3,026 36 24 0.825 1.687
HSBC 13 2.344 2,824 20 12 2.125 0.219
Jefferies 14 2.119 2,552 31 13 1.529 0.590
Numis 15 1.967 2,369 29 17 1.014 0.953
CreditAgricoleCIB 16 1.719 2,070 20 22 0.886 0.833
Carnegie 17 1.685 2,030 40 19 0.976 0.709
UniCredit 18 1.147 1,381 10 15 1.192 -0.045
Investec 19 1.086 1,309 12 39 0.262 0.824
Mediobanca 20 1.040 1,253 7 20 0.960 0.080
TOTAL 100% 120,461 622 100%
EasternEuropeEquity,EquityLinked&RightsFY2016 FY2015
Firm Rank MktShare(%) Volume(EURMln) DealCount PrevRank PrevMktShare(%) MktShareChg(%)
GoldmanSachs 1 16.701 1,067 10 11 2.773 13.928
Citi 2 12.327 787 8 7 4.350 7.977
VTBCapital 3 10.702 684 5 1 18.812 -8.110
JPMorgan 4 10.104 645 7 2 9.345 0.759
SberbankCIBCJSC 5 7.790 498 3 - - -
UBS 6 6.043 386 3 18 1.797 4.246
MorganStanley 7 5.226 334 2 8 3.680 1.546
AtonCapitalGroup 8 4.322 276 4 14 2.071 2.251
UnluMenkulDegerlerAS 9 3.157 202 3 6 5.139 -1.982
JavaCapital 10 2.889 185 2 16 1.919 0.970
BancoSantander 11 2.024 129 4 15 1.925 0.099
BCSFinancialGroup 12 1.844 118 1 - - -
PKOBankPolskiSA 13 1.799 115 2 3 9.045 -7.246
OyakYatirimMenkulDegerlerAS 14 1.460 93 1 - - -
ErsteGroupBank 15 1.328 85 2 36 0.273 1.055
Macquarie 16 1.220 78 1 16 1.919 -0.699
EFGAssetManagementRussia 17 1.147 73 1 - - -
OtkritieFinancialCorpJSC 18 1.064 68 1 13 2.298 -1.234
AkbankTAS 19 0.952 61 1 22 0.985 -0.033
Wood&CoFinancialServicesAS 20 0.946 60 1 4 6.404 -5.458
TOTAL 100% 6,388 47 100%
AIMEquityOfferingsFY2016 FY2015
Firm Rank MktShare(%) Volume(GBPMln) DealCount PrevRank PrevMktShare(%) MktShareChg(%)
MirabaudSecurities 1 21.259 1,091 7 15 1.867 19.392
Stifel 2 10.637 546 11 30 0.394 10.243
LiberumCapitalLtd 3 8.927 458 10 5 4.820 4.107
PeelHuntLLP 4 5.893 302 21 4 5.969 -0.076
CenkosSecurities 5 5.413 278 20 1 21.248 -15.835
FinnCap 6 4.483 230 24 17 1.370 3.113
JPMorgan 7 4.221 217 2 11 2.507 1.714
Numis 8 3.929 202 15 3 6.277 -2.348
Investec 9 3.790 194 9 6 4.179 -0.389
ZeusCapital 10 3.709 190 13 2 16.942 -13.233
Nplus1SingerLtd 11 3.048 156 15 14 1.871 1.177
GoldmanSachs 12 2.751 141 1 - - -
PanmureGordon 13 2.148 110 21 7 3.678 -1.530
CanaccordGenuity 14 1.711 88 7 9 3.052 -1.341
CantorFitzgerald 15 1.586 81 20 10 2.550 -0.964
SPAngelCorporateFinanceLLP 16 1.527 78 14 27 0.531 0.996
ShoreCapitalGroupLtd 17 1.465 75 17 8 3.122 -1.657
Macquarie 18 1.253 64 3 46 0.167 1.086
BrandonHillCapitalLtd 19 1.224 63 8 40 0.241 0.983
WhitmanHowardLtd 20 1.184 61 2 39 0.245 0.939
TOTAL 100% 5,131 352 100%
Bloomberg GlobalEquity|FY2016
BloombergLeagueTableReports Page13
AfricaEquity,EquityLinked&RightsFY2016 FY2015
Firm Rank MktShare(%) Volume(USDMln) DealCount PrevRank PrevMktShare(%) MktShareChg(%)
Citi 1 13.516 1,133 5 1 20.498 -6.982
JavaCapital 2 12.327 1,033 14 3 12.540 -0.213
FirstRandLtd 3 9.268 777 2 14 2.659 6.609
MorganStanley 4 9.189 770 4 2 16.851 -7.662
JPMorgan 5 7.477 626 4 7 4.458 3.019
Barclays 6 6.858 575 5 16 1.364 5.494
BankofAmericaMerrillLynch 7 6.309 529 4 10 3.406 2.903
UBS 8 5.988 502 2 4 7.090 -1.102
HSBC 9 4.228 354 3 11 2.990 1.238
BNPParibas 10 3.702 310 2 - - -
StandardBankofSouthAfrica 11 2.607 218 2 13 2.787 -0.180
AttijariwafaBank 12 2.313 194 1 - - -
EFG-Hermes 13 1.987 166 2 9 3.855 -1.868
Scotiabank 14 1.776 149 1 - - -
LeafCapitalPtyLtd 15 1.182 99 3 - - -
CapitalMarketsBrokersLtd 16 1.088 91 2 - - -
ICSecuritiesGhanaLtd 17 0.924 77 1 - - -
Investec 18 0.922 77 1 5 4.607 -3.685
GoldmanSachs 18 0.922 77 1 8 3.946 -3.024
Industrial&CommBankofChina 20 0.850 71 1 - - -
TOTAL 100% 8,378 53 100%
Sub-SaharaEquity,EquityLinked&RightsFY2016 FY2015
Firm Rank MktShare(%) Volume(USDMln) DealCount PrevRank PrevMktShare(%) MktShareChg(%)
Citi 1 14.174 1,133 5 1 21.393 -7.219
JavaCapital 2 12.927 1,033 14 3 13.824 -0.897
FirstRandLtd 3 9.719 777 2 12 2.931 6.788
MorganStanley 4 9.636 770 4 2 18.576 -8.940
JPMorgan 5 7.841 626 4 8 3.296 4.545
Barclays 6 7.192 575 5 15 1.503 5.689
BankofAmericaMerrillLynch 7 6.616 529 4 6 3.754 2.862
UBS 8 6.279 502 2 4 7.816 -1.537
HSBC 9 4.434 354 3 8 3.296 1.138
BNPParibas 10 3.882 310 2 - - -
StandardBankofSouthAfrica 11 2.734 218 2 11 3.072 -0.338
Scotiabank 12 1.863 149 1 - - -
LeafCapitalPtyLtd 13 1.240 99 3 - - -
CapitalMarketsBrokersLtd 14 1.141 91 2 - - -
ICSecuritiesGhanaLtd 15 0.968 77 1 - - -
Investec 16 0.966 77 1 5 5.079 -4.113
GoldmanSachs 16 0.966 77 1 13 2.922 -1.956
RMBHoldingsLtd 18 0.891 71 1 17 0.753 0.138
Industrial&CommBankofChina 18 0.891 71 1 - - -
NedbankLtd 18 0.891 71 1 18 0.440 0.451
TOTAL 100% 7,990 49 100%
MENAEquity,EquityLinked&RightsFY2016 FY2015
Firm Rank MktShare(%) Volume(USDMln) DealCount PrevRank PrevMktShare(%) MktShareChg(%)
SambaCapital 1 15.173 471 1 - - -
SaudiHollandiBank 2 15.025 467 1 15 1.823 13.202
EmiratesNBDPJSC 3 13.273 412 2 - - -
HSBC 4 10.371 322 2 1 18.520 -8.149
NationalBankofAbuDhabi 5 8.152 253 2 - - -
RiyadBank 6 7.956 247 2 12 2.344 5.612
ArqaamCapital 7 7.355 228 1 - - -
AttijariwafaBank 8 6.241 194 1 - - -
EFG-Hermes 9 5.360 166 2 3 8.875 -3.515
JPMorgan 10 5.220 162 1 9 2.920 2.300
BanqueSaudiFransi 11 4.098 127 1 16 1.302 2.796
RenaissanceCapitalHoldingsLtd 12 0.918 29 1 - - -
ArabNationalBank 13 0.859 27 1 - - -
- - - - - - - -
- - - - - - - -
- - - - - - - -
- - - - - - - -
- - - - - - - -
- - - - - - - -
- - - - - - - -
TOTAL 100% 3,105 16 100%
Bloomberg GlobalEquity|FY2016
BloombergLeagueTableReports Page14
AsiaPacificEquityReviewFY2016creditedAPACex-JapanEquity,EquityLinked&Rightsvolumedecreased31.05%toUSD144.4Blnwhiledealcountdecreased7.47%to1,921offeringsyear-on-year.APACex-JapanEquityIPOvolumedecreased8.86%year-on-yeartoUSD71.8Blnwhilethedealcountdecreased2.22%to750.APACex-JapanEquityLinkedvolumeincreased44.29%year-on-yeartoUSD19.2Blnover105deals.MorganStanleyrankedasthetopAPACex-JapanEquity,EquityLinked&RightsunderwriterforFY2016with8.89%marketshare.Thebankunderwrote63dealsovertheperiod.DeutscheBankandJPMorganrankedsecondandthirdwith4.78%and4.60%marketshare,respectively.
APACEquity,EquityLinked&Rights:HighlightsofFY2016
Issuer Industry Volume(USDMln) Date
PostalSavingsBankofChinaCoLtd Financials 7,626 09/21/2016
MandatoryExchangeableTrust Financials 6,600 06/02/2016
KyushuRailwayCo ConsumerDiscretionary 4,003 10/17/2016
RecruitHoldingsCoLtd ConsumerDiscretionary 2,259 09/12/2016
SamsungBiologicsCoLtd HealthCare 1,961 10/28/2016
ChinaResourcesPharmaceuticalGroupLtd HealthCare 1,941 10/21/2016
ChinaZheshangBankCoLtd Financials 1,938 03/21/2016
IndustrialSecuritiesCoLtd Financials 1,864 01/18/2016
BankofShanghaiCoLtd Financials 1,587 10/11/2016
ZTOExpressCaymanInc Industrials 1,406 10/26/2016
APACEquity,EquityLinked&Rights:IndustryBreakdown
33%
14%12%
11%
8%
7%
7%
10%
Industry Volume(USDMln) %OfTotal %YOYChange
Financials 65,917 32.8% -51.7%
ConsumerDiscretionary 27,306 13.6% -15.9%
Industrials 23,452 11.7% -1.1%
Technology 22,073 11.0% 13.5%
Materials 15,501 7.7% 18.1%
HealthCare 13,397 6.7% -27.2%
Communications 13,092 6.5% 7.8%
ConsumerStaples 9,678 4.8% 10.1%
Energy 5,830 2.9% -61.6%
Utilities 4,929 2.5% -69.3%
Asiaex-JapanEquity,EquityLinked&Rights
Q42011
Q42011
Q42012
Q42012
Q42013
Q42013
Q42014
Q42014
Q42015
Q42015
QuartersQuarters
Q42016
Q42016
5050
USDBln
USDBln
00
8080
500500
DealC
ountDealC
ount
00
800800
DealCount Rights IPO
Add'l
Australia/NewZealandEquity,EQL&Rights
Q42011
Q42011
Q42012
Q42012
Q42013
Q42013
Q42014
Q42014
Q42015
Q42015
QuartersQuarters
Q42016
Q42016
1010
USDBln
USDBln
00
2020
200200
DealC
ountDealC
ount
00
400400
DealCount Rights IPO
Add'l
ChinaEquity,EquityLinked&Rights
Q42011
Q42011
Q42012
Q42012
Q42013
Q42013
Q42014
Q42014
Q42015
Q42015
QuartersQuarters
Q42016
Q42016
200200
USDBln
USDBln
00
400400
200200
DealC
ountDealC
ount
00
400400
DealCount Rights IPO
Add'l
JapanEquity&EquityLinked
Q42011
Q42011
Q42012
Q42012
Q42013
Q42013
Q42014
Q42014
Q42015
Q42015
QuartersQuarters
Q42016
Q42016
1,0001,000
USDBln
USDBln
00
1,8001,800
5050
100100
DealC
ountDealC
ount
00
120120
DealCount Rights IPO
Add'l
Bloomberg GlobalEquity|FY2016
BloombergLeagueTableReports Page15
Asiaex-JapanEquity,EquityLinked&RightsFY2016 FY2015
Firm Rank MktShare(%) Volume(USDMln) DealCount PrevRank PrevMktShare(%) MktShareChg(%)
MorganStanley 1 9.434 11,770 51 2 6.658 2.776
DeutscheBank 2 4.620 5,764 30 11 1.959 2.661
Citi 3 3.990 4,978 47 7 3.165 0.825
JPMorgan 4 3.924 4,896 32 5 4.547 -0.623
CITICSecuritiesCoLtd 5 3.299 4,116 40 6 4.243 -0.944
GoldmanSachs 6 2.847 3,552 27 1 8.123 -5.276
ChinaInternationalCapitalCorp 7 2.733 3,410 27 8 2.446 0.287
CreditSuisse 8 2.683 3,348 35 4 4.597 -1.914
HaitongSecuritiesCoLtd 9 2.359 2,943 44 9 2.369 -0.010
ChinaSecuritiesCoLtd 10 2.352 2,935 23 12 1.919 0.433
UBS 11 2.306 2,877 32 3 6.269 -3.963
BankofChina 12 2.257 2,816 21 24 1.218 1.039
SinolinkSecuritiesCoLtd 13 2.040 2,545 10 53 0.438 1.602
GuotaiJunanSecuritiesCoLtd 14 1.887 2,354 38 23 1.252 0.635
HuataiSecuritiesCoLtd 15 1.858 2,318 15 17 1.491 0.367
BankofAmericaMerrillLynch 16 1.833 2,287 19 13 1.809 0.024
ChinaMerchantsBank 17 1.746 2,178 20 16 1.522 0.224
ChinaMerchantsSecurities 18 1.591 1,985 27 14 1.755 -0.164
GFSecurities 19 1.527 1,905 24 30 0.935 0.592
HSBC 20 1.494 1,864 18 10 2.209 -0.715
TOTAL 100% 124,764 1,382 100%
Asiaex-JapanEquity,EQL&Rightsex-CHASharesFY2016 FY2015
Firm Rank MktShare(%) Volume(USDMln) DealCount PrevRank PrevMktShare(%) MktShareChg(%)
MorganStanley 1 12.413 11,382 47 1 8.380 4.033
DeutscheBank 2 6.024 5,524 26 10 2.181 3.843
JPMorgan 3 5.092 4,669 30 4 5.649 -0.557
Citi 4 5.043 4,624 39 6 3.874 1.169
GoldmanSachs 5 3.350 3,071 22 2 7.710 -4.360
CreditSuisse 6 3.292 3,018 33 5 5.006 -1.714
UBS 7 2.962 2,716 30 3 5.680 -2.718
HaitongSecuritiesCoLtd 8 2.713 2,487 38 12 2.133 0.580
BankofAmericaMerrillLynch 9 2.494 2,287 19 9 2.288 0.206
ChinaMerchantsBank 10 2.376 2,178 20 14 1.926 0.450
HSBC 11 2.033 1,864 18 8 2.794 -0.761
BankofChina 12 1.646 1,509 17 21 1.309 0.337
DBSGroup 13 1.576 1,445 19 26 1.014 0.562
ChinaConstructionBank 14 1.566 1,436 17 13 2.063 -0.497
ChinaInternationalCapitalCorp 15 1.552 1,423 12 11 2.176 -0.624
NHInvestment&SecuritiesCoLtd 16 1.539 1,412 17 16 1.723 -0.184
AgriculturalBankofChinaLtd 17 1.422 1,304 15 19 1.399 0.023
CIMB 18 1.263 1,158 28 22 1.281 -0.018
KoreaInvestment&SecuritiesCo 19 1.251 1,147 16 44 0.434 0.817
CITICSecuritiesCoLtd 20 1.243 1,140 16 7 3.569 -2.326
TOTAL 100% 91,692 1,104 100%
Asiaex-JapanEquity&EquityLinkedFY2016 FY2015
Firm Rank MktShare(%) Volume(USDMln) DealCount PrevRank PrevMktShare(%) MktShareChg(%)
MorganStanley 1 10.203 11,684 50 2 7.114 3.089
DeutscheBank 2 4.913 5,626 29 11 2.106 2.807
JPMorgan 3 4.275 4,896 32 6 4.284 -0.009
Citi 4 4.206 4,816 45 7 3.089 1.117
CITICSecuritiesCoLtd 5 3.157 3,615 39 5 4.451 -1.294
GoldmanSachs 6 2.991 3,425 26 1 8.538 -5.547
ChinaInternationalCapitalCorp 7 2.978 3,410 27 8 2.629 0.349
CreditSuisse 8 2.651 3,036 33 4 4.564 -1.913
ChinaSecuritiesCoLtd 9 2.563 2,935 23 14 1.794 0.769
UBS 10 2.455 2,811 31 3 6.475 -4.020
HuataiSecuritiesCoLtd 11 2.024 2,318 15 16 1.602 0.422
HaitongSecuritiesCoLtd 12 2.007 2,299 40 9 2.368 -0.361
BankofAmericaMerrillLynch 13 1.997 2,287 19 13 1.808 0.189
GuotaiJunanSecuritiesCoLtd 14 1.930 2,210 35 22 1.295 0.635
BankofChina 15 1.888 2,162 20 23 1.284 0.604
ChinaMerchantsSecurities 16 1.733 1,985 27 12 1.886 -0.153
GFSecurities 17 1.663 1,905 24 27 0.971 0.692
ChinaMerchantsBank 18 1.470 1,684 19 25 1.152 0.318
HSBC 19 1.361 1,558 15 10 2.181 -0.820
ShenwanHongyuanGroupCoLtd 20 1.317 1,508 18 50 0.427 0.890
TOTAL 100% 114,512 1,289 100%
Asiaex-JapanEquityLinkedFY2016 FY2015
Firm Rank MktShare(%) Volume(USDMln) DealCount PrevRank PrevMktShare(%) MktShareChg(%)
MorganStanley 1 21.823 4,191 5 14 1.849 19.974
DeutscheBank 2 20.575 3,951 6 23 1.211 19.364
JPMorgan 3 10.400 1,997 11 1 16.303 -5.903
ChinaInternationalCapitalCorp 4 6.627 1,273 6 5 4.998 1.629
CITICSecuritiesCoLtd 5 3.688 708 6 4 5.339 -1.651
UBS 6 3.617 695 7 22 1.232 2.385
YuantaSecuritiesCoLtd 7 2.619 503 5 18 1.607 1.012
HaitongSecuritiesCoLtd 8 2.351 451 5 7 4.127 -1.776
GoldmanSachs 9 1.960 376 2 11 2.792 -0.832
BankofAmericaMerrillLynch 10 1.544 297 4 12 2.567 -1.023
HSBC 11 1.450 278 4 3 6.676 -5.226
Citi 12 1.424 273 3 10 2.927 -1.503
ChinaInvestmentCorp 13 1.395 268 1 - - -
CreditSuisse 14 1.332 256 2 2 10.839 -9.507
CIMB 15 1.328 255 2 16 1.701 -0.373
HuataiSecuritiesCoLtd 16 1.316 253 3 15 1.815 -0.499
KGISecuritiesCoLtd 17 1.283 246 12 6 4.839 -3.556
GuotaiJunanSecuritiesCoLtd 18 1.197 230 2 8 3.040 -1.843
ChinaInvestmentSecuritiesCoLtd 19 1.015 195 2 - - -
ChinaSecuritiesCoLtd 20 0.932 179 2 9 2.980 -2.048
TOTAL 100% 19,204 105 100%
Bloomberg GlobalEquity|FY2016
BloombergLeagueTableReports Page16
Asiaex-JapanEquityLinkedex-ChinaExchangesFY2016 FY2015
Firm Rank MktShare(%) Volume(USDMln) DealCount PrevRank PrevMktShare(%) MktShareChg(%)
DeutscheBank 1 24.775 3,951 6 - - -
MorganStanley 2 24.375 3,888 3 9 2.801 21.574
JPMorgan 3 12.523 1,997 11 1 23.115 -10.592
ChinaInternationalCapitalCorp 4 5.647 901 4 16 1.750 3.897
UBS 5 4.355 695 7 15 1.867 2.488
YuantaSecuritiesCoLtd 6 3.154 503 5 12 2.434 0.720
BankofAmericaMerrillLynch 7 1.859 297 4 7 3.889 -2.030
HSBC 8 1.746 278 4 2 10.113 -8.367
HaitongSecuritiesCoLtd 9 1.703 272 4 - - -
CIMB 10 1.599 255 2 10 2.577 -0.978
GoldmanSachs 11 1.571 251 1 5 4.230 -2.659
KGISecuritiesCoLtd 12 1.545 246 12 3 7.331 -5.786
Citi 13 1.327 212 2 4 4.434 -3.107
DongbuSecurities 14 1.085 173 1 - - -
BankofChina 15 0.982 157 2 13 2.287 -1.305
FubonSecuritiesCo 16 0.927 148 7 8 3.231 -2.304
CreditSuisse 17 0.815 130 1 6 3.935 -3.120
DaiwaSecurities 18 0.752 120 1 - - -
Stifel 19 0.690 110 1 - - -
RizalCommercialBankingCorp 20 0.678 108 1 - - -
TOTAL 100% 15,948 94 100%
Asiaex-JapanEquityOfferingsFY2016 FY2015
Firm Rank MktShare(%) Volume(USDMln) DealCount PrevRank PrevMktShare(%) MktShareChg(%)
CITICSecuritiesCoLtd 1 6.583 17,291 71 1 7.276 -0.693
GuosenSecuritiesCoLtd 2 4.374 11,487 52 16 1.525 2.849
GFSecurities 3 4.152 10,904 62 17 1.512 2.640
ChinaSecuritiesCoLtd 4 4.054 10,648 62 6 3.358 0.696
GuotaiJunanSecuritiesCoLtd 5 3.953 10,382 67 5 4.171 -0.218
MorganStanley 6 3.895 10,231 51 4 4.878 -0.983
HaitongSecuritiesCoLtd 7 3.778 9,924 65 7 3.327 0.451
DeutscheBank 8 3.578 9,397 43 10 2.910 0.668
HuataiSecuritiesCoLtd 9 3.527 9,264 45 15 2.013 1.514
ChinaInternationalCapitalCorp 10 3.297 8,660 39 13 2.404 0.893
Citi 11 2.692 7,070 59 14 2.146 0.546
GoldmanSachs 12 2.477 6,506 29 2 5.410 -2.933
SouthwestSecuritiesCoLtd 13 2.389 6,275 25 9 3.000 -0.611
ChinaMerchantsSecurities 14 2.294 6,026 42 8 3.144 -0.850
SinolinkSecuritiesCoLtd 15 2.242 5,888 32 19 1.173 1.069
EssenceSecuritiesCoLtd 16 1.913 5,023 32 31 0.784 1.129
ShenwanHongyuanGroupCoLtd 17 1.756 4,613 36 30 0.872 0.884
ChinaInvestmentCorp 18 1.435 3,769 20 33 0.781 0.654
CreditSuisse 19 1.417 3,722 36 11 2.642 -1.225
GuangzhouSecurities 20 1.401 3,681 12 82 0.166 1.235
TOTAL 100% 262,640 1,840 100%
Asiaex-JapanEquityIPOFY2016 FY2015
Firm Rank MktShare(%) Volume(USDMln) DealCount PrevRank PrevMktShare(%) MktShareChg(%)
CITICSecuritiesCoLtd 1 4.092 2,729 28 2 4.233 -0.141
ChinaSecuritiesCoLtd 2 3.626 2,418 19 12 2.178 1.448
Citi 3 3.441 2,295 24 13 2.035 1.406
ChinaInternationalCapitalCorp 4 3.205 2,137 21 9 2.730 0.475
BankofChina 5 3.008 2,005 18 16 1.863 1.145
HuataiSecuritiesCoLtd 6 2.961 1,974 10 6 2.913 0.048
ChinaMerchantsSecurities 7 2.915 1,944 26 4 3.500 -0.585
JPMorgan 8 2.859 1,906 15 33 1.253 1.606
GuotaiJunanSecuritiesCoLtd 9 2.678 1,786 26 26 1.471 1.207
MorganStanley 10 2.561 1,708 17 1 5.418 -2.857
HaitongSecuritiesCoLtd 11 2.543 1,696 29 17 1.860 0.683
CreditSuisse 12 2.471 1,648 17 30 1.341 1.130
ShenwanHongyuanGroupCoLtd 13 2.206 1,471 15 41 0.694 1.512
GFSecurities 14 2.021 1,348 23 23 1.708 0.313
ChinaConstructionBank 15 1.994 1,330 13 10 2.665 -0.671
ChinaMerchantsBank 16 1.947 1,298 15 21 1.752 0.195
GoldmanSachs 17 1.921 1,281 9 7 2.897 -0.976
EssenceSecuritiesCoLtd 18 1.778 1,186 11 40 0.703 1.075
AgriculturalBankofChinaLtd 19 1.722 1,148 12 18 1.850 -0.128
HengtaiSecuritiesCoLtd 20 1.701 1,134 9 - - -
TOTAL 100% 66,682 674 100%
Bloomberg GlobalEquity|FY2016
BloombergLeagueTableReports Page17
APACEquity,EquityLinked&RightsFY2016 FY2015
Firm Rank MktShare(%) Volume(USDMln) DealCount PrevRank PrevMktShare(%) MktShareChg(%)
MorganStanley 1 9.900 16,875 85 2 8.741 1.159
Nomura 2 4.991 8,507 77 5 4.420 0.571
JPMorgan 3 4.735 8,072 48 4 4.836 -0.101
DeutscheBank 4 4.052 6,907 34 12 2.489 1.563
Citi 5 4.006 6,829 64 8 3.190 0.816
UBS 6 3.924 6,688 74 3 8.476 -4.552
CreditSuisse 7 3.171 5,405 53 7 3.315 -0.144
GoldmanSachs 8 3.112 5,305 44 1 9.316 -6.204
SumitomoMitsuiFinancial 9 2.485 4,236 50 11 2.594 -0.109
CITICSecuritiesCoLtd 10 2.415 4,116 40 9 2.810 -0.395
MizuhoFinancial 11 2.342 3,992 57 13 2.227 0.115
Macquarie 12 2.138 3,645 47 6 3.785 -1.647
BankofAmericaMerrillLynch 13 2.089 3,560 26 10 2.626 -0.537
ChinaInternationalCapitalCorp 14 2.001 3,410 27 15 1.620 0.381
HaitongSecuritiesCoLtd 15 1.727 2,943 44 16 1.569 0.158
ChinaSecuritiesCoLtd 16 1.722 2,935 23 18 1.271 0.451
BankofChina 17 1.652 2,816 21 28 0.807 0.845
SinolinkSecuritiesCoLtd 18 1.493 2,545 10 56 0.290 1.203
GuotaiJunanSecuritiesCoLtd 19 1.381 2,354 38 27 0.829 0.552
HuataiSecuritiesCoLtd 20 1.360 2,318 15 22 0.987 0.373
TOTAL 100% 170,460 2,108 100%
APACEquity&EquityLinkedFY2016 FY2015
Firm Rank MktShare(%) Volume(USDMln) DealCount PrevRank PrevMktShare(%) MktShareChg(%)
MorganStanley 1 10.769 16,648 81 2 8.594 2.175
Nomura 2 5.503 8,507 77 4 4.993 0.510
JPMorgan 3 4.817 7,446 45 5 4.888 -0.071
DeutscheBank 4 4.379 6,769 33 10 2.547 1.832
Citi 5 4.006 6,193 60 9 2.926 1.080
UBS 6 3.629 5,610 63 3 7.480 -3.851
GoldmanSachs 7 3.349 5,178 43 1 9.877 -6.528
SumitomoMitsuiFinancial 8 2.740 4,236 50 8 2.943 -0.203
MizuhoFinancial 9 2.583 3,992 57 11 2.527 0.056
CreditSuisse 10 2.545 3,934 42 6 3.359 -0.814
CITICSecuritiesCoLtd 11 2.338 3,615 39 7 3.112 -0.774
BankofAmericaMerrillLynch 12 2.303 3,560 26 15 1.671 0.632
ChinaInternationalCapitalCorp 13 2.206 3,410 27 14 1.838 0.368
ChinaSecuritiesCoLtd 14 1.898 2,935 23 19 1.254 0.644
Macquarie 15 1.614 2,496 36 13 2.411 -0.797
HuataiSecuritiesCoLtd 16 1.500 2,318 15 21 1.120 0.380
HaitongSecuritiesCoLtd 17 1.487 2,299 40 16 1.656 -0.169
GuotaiJunanSecuritiesCoLtd 18 1.429 2,210 35 26 0.906 0.523
BankofChina 19 1.399 2,162 20 27 0.898 0.501
DaiwaSecurities 20 1.381 2,135 39 12 2.470 -1.089
TOTAL 100% 154,593 1,942 100%
APACEquityOfferingsFY2016 FY2015
Firm Rank MktShare(%) Volume(USDMln) DealCount PrevRank PrevMktShare(%) MktShareChg(%)
MorganStanley 1 9.284 12,153 74 2 9.010 0.274
Nomura 2 4.314 5,647 68 4 4.315 -0.001
Citi 3 4.290 5,616 55 7 3.041 1.249
JPMorgan 4 4.162 5,449 34 5 4.271 -0.109
UBS 5 3.755 4,915 56 3 8.176 -4.421
GoldmanSachs 6 3.668 4,801 41 1 10.617 -6.949
SumitomoMitsuiFinancial 7 3.001 3,928 47 10 2.637 0.364
CreditSuisse 8 2.810 3,678 40 8 3.009 -0.199
MizuhoFinancial 9 2.509 3,284 52 13 1.901 0.608
BankofAmericaMerrillLynch 10 2.493 3,264 22 15 1.595 0.898
CITICSecuritiesCoLtd 11 2.220 2,907 33 6 3.091 -0.871
DeutscheBank 12 2.152 2,818 27 11 2.482 -0.330
ChinaSecuritiesCoLtd 13 2.105 2,756 21 20 1.192 0.913
Macquarie 14 1.907 2,496 36 9 2.661 -0.754
ChinaInternationalCapitalCorp 15 1.633 2,137 21 14 1.707 -0.074
HuataiSecuritiesCoLtd 16 1.578 2,066 12 23 1.119 0.459
DaiwaSecurities 17 1.539 2,015 38 12 2.361 -0.822
BankofChina 18 1.532 2,005 18 27 0.893 0.639
ChinaMerchantsSecurities 19 1.516 1,985 27 17 1.350 0.166
GuotaiJunanSecuritiesCoLtd 20 1.513 1,980 33 30 0.804 0.709
TOTAL 100% 130,905 1,820 100%
APACEquityLinkedFY2016 FY2015
Firm Rank MktShare(%) Volume(USDMln) DealCount PrevRank PrevMktShare(%) MktShareChg(%)
MorganStanley 1 18.976 4,495 7 6 4.582 14.394
DeutscheBank 2 16.681 3,951 6 10 3.174 13.507
Nomura 3 12.072 2,860 9 1 11.528 0.544
JPMorgan 4 8.432 1,997 11 2 10.835 -2.403
ChinaInternationalCapitalCorp 5 5.373 1,273 6 11 3.102 2.271
CITICSecuritiesCoLtd 6 2.990 708 6 9 3.314 -0.324
MizuhoFinancial 7 2.989 708 5 3 8.564 -5.575
UBS 8 2.932 695 7 27 0.765 2.167
Citi 9 2.437 577 5 18 1.817 0.620
YuantaSecuritiesCoLtd 10 2.123 503 5 23 0.997 1.126
HaitongSecuritiesCoLtd 11 1.906 451 5 14 2.561 -0.655
GoldmanSachs 12 1.589 376 2 13 2.746 -1.157
SumitomoMitsuiFinancial 13 1.298 308 3 5 5.893 -4.595
BankofAmericaMerrillLynch 14 1.252 297 4 15 2.407 -1.155
HSBC 15 1.176 278 4 7 4.143 -2.967
ChinaInvestmentCorp 16 1.131 268 1 - - -
CreditSuisse 17 1.080 256 2 4 6.727 -5.647
CIMB 18 1.077 255 2 21 1.056 0.021
HuataiSecuritiesCoLtd 19 1.067 253 3 20 1.126 -0.059
KGISecuritiesCoLtd 20 1.040 246 12 12 3.003 -1.963
TOTAL 100% 23,687 122 100%
Bloomberg GlobalEquity|FY2016
BloombergLeagueTableReports Page18
APACex-JapanEquity,EquityLinked&RightsFY2016 FY2015
Firm Rank MktShare(%) Volume(USDMln) DealCount PrevRank PrevMktShare(%) MktShareChg(%)
MorganStanley 1 8.894 12,846 63 3 7.072 1.822
DeutscheBank 2 4.782 6,907 34 10 2.761 2.021
JPMorgan 3 4.604 6,649 41 5 4.350 0.254
UBS 4 4.462 6,445 69 2 9.481 -5.019
Citi 5 4.417 6,379 60 7 3.619 0.798
CreditSuisse 6 3.742 5,405 53 6 4.000 -0.258
GoldmanSachs 7 2.974 4,295 36 1 9.747 -6.773
CITICSecuritiesCoLtd 8 2.850 4,116 40 8 3.390 -0.540
Macquarie 9 2.524 3,645 47 4 4.541 -2.017
ChinaInternationalCapitalCorp 10 2.361 3,410 27 11 1.954 0.407
HaitongSecuritiesCoLtd 11 2.038 2,943 44 12 1.893 0.145
ChinaSecuritiesCoLtd 12 2.032 2,935 23 14 1.533 0.499
BankofAmericaMerrillLynch 13 1.959 2,829 21 9 2.941 -0.982
BankofChina 14 1.950 2,816 21 25 0.973 0.977
SinolinkSecuritiesCoLtd 15 1.762 2,545 10 53 0.350 1.412
GuotaiJunanSecuritiesCoLtd 16 1.630 2,354 38 24 1.000 0.630
HuataiSecuritiesCoLtd 17 1.605 2,318 15 18 1.191 0.414
ChinaMerchantsBank 18 1.508 2,178 20 17 1.216 0.292
ChinaMerchantsSecurities 19 1.374 1,985 27 15 1.402 -0.028
GFSecurities 20 1.319 1,905 24 31 0.747 0.572
TOTAL 100% 144,426 1,921 100%
APACex-JapanEquity&EquityLinkedFY2016 FY2015
Firm Rank MktShare(%) Volume(USDMln) DealCount PrevRank PrevMktShare(%) MktShareChg(%)
MorganStanley 1 9.816 12,619 59 3 6.610 3.206
DeutscheBank 2 5.265 6,769 33 9 2.879 2.386
JPMorgan 3 4.685 6,023 38 4 4.334 0.351
Citi 4 4.467 5,743 56 7 3.364 1.103
UBS 5 4.174 5,366 58 2 8.412 -4.238
GoldmanSachs 6 3.242 4,168 35 1 10.515 -7.273
CreditSuisse 7 3.060 3,934 42 5 4.168 -1.108
CITICSecuritiesCoLtd 8 2.812 3,615 39 6 3.862 -1.050
ChinaInternationalCapitalCorp 9 2.653 3,410 27 10 2.281 0.372
ChinaSecuritiesCoLtd 10 2.283 2,935 23 15 1.556 0.727
BankofAmericaMerrillLynch 11 2.200 2,829 21 13 1.809 0.391
Macquarie 12 1.941 2,496 36 8 2.961 -1.020
HuataiSecuritiesCoLtd 13 1.803 2,318 15 17 1.390 0.413
HaitongSecuritiesCoLtd 14 1.788 2,299 40 11 2.054 -0.266
GuotaiJunanSecuritiesCoLtd 15 1.719 2,210 35 23 1.124 0.595
BankofChina 16 1.682 2,162 20 24 1.114 0.568
ChinaMerchantsSecurities 17 1.544 1,985 27 14 1.636 -0.092
GFSecurities 18 1.482 1,905 24 28 0.842 0.640
ChinaMerchantsBank 19 1.310 1,684 19 26 0.999 0.311
HSBC 20 1.212 1,558 15 12 1.892 -0.680
TOTAL 100% 128,559 1,755 100%
APACex-JapanEquityOfferingsFY2016 FY2015
Firm Rank MktShare(%) Volume(USDMln) DealCount PrevRank PrevMktShare(%) MktShareChg(%)
MorganStanley 1 7.707 8,428 54 3 6.995 0.712
Citi 2 5.001 5,469 53 6 3.405 1.596
UBS 3 4.272 4,671 51 2 8.989 -4.717
JPMorgan 4 3.681 4,026 27 7 3.317 0.364
GoldmanSachs 5 3.468 3,792 33 1 11.140 -7.672
CreditSuisse 6 3.364 3,678 40 5 3.655 -0.291
CITICSecuritiesCoLtd 7 2.658 2,907 33 4 3.754 -1.096
DeutscheBank 8 2.577 2,818 27 9 3.015 -0.438
ChinaSecuritiesCoLtd 9 2.520 2,756 21 16 1.448 1.072
BankofAmericaMerrillLynch 10 2.315 2,532 17 12 1.651 0.664
Macquarie 11 2.282 2,496 36 8 3.199 -0.917
ChinaInternationalCapitalCorp 12 1.955 2,137 21 10 2.073 -0.118
HuataiSecuritiesCoLtd 13 1.889 2,066 12 20 1.360 0.529
BankofChina 14 1.834 2,005 18 24 1.085 0.749
ChinaMerchantsSecurities 15 1.815 1,985 27 13 1.640 0.175
GuotaiJunanSecuritiesCoLtd 16 1.811 1,980 33 27 0.976 0.835
GFSecurities 17 1.742 1,905 24 28 0.910 0.832
HaitongSecuritiesCoLtd 18 1.689 1,847 35 11 1.897 -0.208
ChinaMerchantsBank 19 1.482 1,620 16 25 1.055 0.427
ShenwanHongyuanGroupCoLtd 20 1.379 1,508 18 49 0.400 0.979
TOTAL 100% 109,354 1,650 100%
APACex-JapanEquityIPOFY2016 FY2015
Firm Rank MktShare(%) Volume(USDMln) DealCount PrevRank PrevMktShare(%) MktShareChg(%)
CITICSecuritiesCoLtd 1 3.802 2,729 28 3 3.905 -0.103
JPMorgan 2 3.758 2,697 18 27 1.365 2.393
Citi 3 3.459 2,483 26 10 2.490 0.969
ChinaSecuritiesCoLtd 4 3.369 2,418 19 14 2.009 1.360
ChinaInternationalCapitalCorp 5 2.978 2,137 21 9 2.518 0.460
BankofChina 6 2.794 2,005 18 19 1.719 1.075
MorganStanley 7 2.783 1,997 20 2 5.243 -2.460
HuataiSecuritiesCoLtd 8 2.751 1,974 10 7 2.688 0.063
CreditSuisse 9 2.719 1,952 21 28 1.364 1.355
ChinaMerchantsSecurities 10 2.709 1,944 26 5 3.229 -0.520
GoldmanSachs 11 2.635 1,891 15 4 3.719 -1.084
GuotaiJunanSecuritiesCoLtd 12 2.488 1,786 26 29 1.357 1.131
HaitongSecuritiesCoLtd 13 2.363 1,696 29 20 1.716 0.647
DeutscheBank 14 2.142 1,537 17 13 2.038 0.104
ShenwanHongyuanGroupCoLtd 15 2.049 1,471 15 42 0.640 1.409
UBS 16 1.990 1,428 14 1 5.261 -3.271
GFSecurities 17 1.878 1,348 23 24 1.575 0.303
ChinaConstructionBank 18 1.853 1,330 13 11 2.459 -0.606
ChinaMerchantsBank 19 1.809 1,298 15 23 1.616 0.193
BankofAmericaMerrillLynch 20 1.735 1,245 11 16 1.815 -0.080
TOTAL 100% 71,772 750 100%
Bloomberg GlobalEquity|FY2016
BloombergLeagueTableReports Page19
APACex-JapanEquityLinkedFY2016 FY2015
Firm Rank MktShare(%) Volume(USDMln) DealCount PrevRank PrevMktShare(%) MktShareChg(%)
MorganStanley 1 21.823 4,191 5 14 1.803 20.020
DeutscheBank 2 20.575 3,951 6 23 1.181 19.394
JPMorgan 3 10.400 1,997 11 1 17.028 -6.628
ChinaInternationalCapitalCorp 4 6.627 1,273 6 5 4.875 1.752
CITICSecuritiesCoLtd 5 3.688 708 6 4 5.208 -1.520
UBS 6 3.617 695 7 22 1.202 2.415
YuantaSecuritiesCoLtd 7 2.619 503 5 18 1.567 1.052
HaitongSecuritiesCoLtd 8 2.351 451 5 7 4.026 -1.675
GoldmanSachs 9 1.960 376 2 12 2.723 -0.763
BankofAmericaMerrillLynch 10 1.544 297 4 8 3.783 -2.239
HSBC 11 1.450 278 4 3 6.511 -5.061
Citi 12 1.424 273 3 11 2.855 -1.431
ChinaInvestmentCorp 13 1.395 268 1 - - -
CreditSuisse 14 1.332 256 2 2 10.572 -9.240
CIMB 15 1.328 255 2 16 1.659 -0.331
HuataiSecuritiesCoLtd 16 1.316 253 3 15 1.770 -0.454
KGISecuritiesCoLtd 17 1.283 246 12 6 4.720 -3.437
GuotaiJunanSecuritiesCoLtd 18 1.197 230 2 9 2.965 -1.768
ChinaInvestmentSecuritiesCoLtd 19 1.015 195 2 - - -
ChinaSecuritiesCoLtd 20 0.932 179 2 10 2.906 -1.974
TOTAL 100% 19,204 105 100%
APACex-JapanEquity,EQL&Rightsex-CHAShrsFY2016 FY2015
Firm Rank MktShare(%) Volume(USDMln) DealCount PrevRank PrevMktShare(%) MktShareChg(%)
MorganStanley 1 11.187 12,457 59 3 8.461 2.726
DeutscheBank 2 5.987 6,666 30 9 3.091 2.896
JPMorgan 3 5.768 6,422 39 5 5.147 0.621
UBS 4 5.643 6,283 67 2 9.679 -4.036
Citi 5 5.410 6,025 52 6 4.248 1.162
CreditSuisse 6 4.558 5,076 51 7 4.190 0.368
GoldmanSachs 7 3.426 3,815 31 1 9.760 -6.334
Macquarie 8 3.273 3,645 47 4 5.453 -2.180
BankofAmericaMerrillLynch 9 2.540 2,829 21 8 3.532 -0.992
HaitongSecuritiesCoLtd 10 2.234 2,487 38 13 1.618 0.616
ChinaMerchantsBank 11 1.956 2,178 20 15 1.461 0.495
HSBC 12 1.674 1,864 18 11 2.119 -0.445
BankofChina 13 1.355 1,509 17 22 0.993 0.362
DBSGroup 14 1.297 1,445 19 26 0.769 0.528
ChinaConstructionBank 15 1.289 1,436 17 14 1.565 -0.276
ChinaInternationalCapitalCorp 16 1.278 1,423 12 12 1.651 -0.373
NHInvestment&SecuritiesCoLtd 17 1.268 1,412 17 17 1.307 -0.039
AgriculturalBankofChinaLtd 18 1.171 1,304 15 20 1.061 0.110
CIMB 19 1.040 1,158 28 23 0.971 0.069
KoreaInvestment&SecuritiesCo 20 1.030 1,147 16 44 0.329 0.701
TOTAL 100% 111,354 1,643 100%
Bloomberg GlobalEquity|FY2016
BloombergLeagueTableReports Page20
Australia/NewZealandEquity,EQL&RightsFY2016 FY2015
Firm Rank MktShare(%) Volume(USDMln) DealCount PrevRank PrevMktShare(%) MktShareChg(%)
UBS 1 17.790 3,568 37 1 22.124 -4.334
Macquarie 2 16.008 3,210 38 2 19.273 -3.265
CreditSuisse 3 10.259 2,057 18 9 1.619 8.640
JPMorgan 4 8.742 1,753 9 8 3.549 5.193
Citi 5 6.984 1,401 13 7 5.395 1.589
DeutscheBank 6 5.697 1,143 4 6 5.918 -0.221
MorganStanley 7 4.847 972 12 4 8.673 -3.826
Morgans 8 4.415 885 38 10 1.089 3.326
GoldmanSachs 9 3.707 743 9 3 16.116 -12.409
BankofAmericaMerrillLynch 10 2.702 542 2 5 7.400 -4.698
BellPotterSecuritiesLimited 11 2.095 420 34 11 1.013 1.082
CanaccordGenuity 12 1.897 381 24 21 0.254 1.643
TaylorCollisonLtd 13 1.484 298 26 25 0.228 1.256
EurozSecurities 14 1.035 208 20 31 0.170 0.865
OrdMinnettLtd 15 1.032 207 11 24 0.236 0.796
Moelis&Co 16 0.922 185 8 29 0.192 0.730
RBCCapitalMarkets 17 0.870 174 2 14 0.456 0.414
HartleysLtd 18 0.791 159 35 26 0.217 0.574
ForsythBarrLtd 19 0.710 142 2 20 0.268 0.442
FirstNZCapitalLtd 20 0.655 131 3 30 0.183 0.472
TOTAL 100% 20,054 545 100%
Australia/NewZealandEquity&RightsOfferingsFY2016 FY2015
Firm Rank MktShare(%) Volume(USDMln) DealCount PrevRank PrevMktShare(%) MktShareChg(%)
UBS 1 17.800 3,568 37 1 22.300 -4.500
Macquarie 2 16.017 3,210 38 2 19.426 -3.409
CreditSuisse 3 10.265 2,057 18 9 1.632 8.633
JPMorgan 4 8.747 1,753 9 8 3.220 5.527
Citi 5 6.988 1,401 13 7 5.438 1.550
DeutscheBank 6 5.701 1,143 4 6 5.966 -0.265
MorganStanley 7 4.850 972 12 4 8.742 -3.892
Morgans 8 4.418 885 38 10 1.098 3.320
GoldmanSachs 9 3.709 743 9 3 16.244 -12.535
BankofAmericaMerrillLynch 10 2.704 542 2 5 7.054 -4.350
BellPotterSecuritiesLimited 11 2.096 420 34 11 1.021 1.075
CanaccordGenuity 12 1.898 381 24 21 0.256 1.642
TaylorCollisonLtd 13 1.484 298 26 25 0.230 1.254
EurozSecurities 14 1.036 208 20 31 0.172 0.864
OrdMinnettLtd 15 1.033 207 11 24 0.238 0.795
Moelis&Co 16 0.923 185 8 29 0.194 0.729
RBCCapitalMarkets 17 0.870 174 2 14 0.459 0.411
HartleysLtd 18 0.791 159 35 26 0.219 0.572
ForsythBarrLtd 19 0.710 142 2 20 0.270 0.440
FirstNZCapitalLtd 20 0.655 131 3 30 0.185 0.470
TOTAL 100% 20,043 542 100%
ChinaEquity,EquityLinked&RightsFY2016 FY2015
Firm Rank MktShare(%) Volume(CNYMln) DealCount PrevRank PrevMktShare(%) MktShareChg(%)
CITICSecuritiesCoLtd 1 8.849 111,780 60 1 10.812 -1.963
GuosenSecuritiesCoLtd 2 6.091 76,940 52 12 2.768 3.323
GFSecurities 3 5.281 66,702 54 14 2.265 3.016
ChinaSecuritiesCoLtd 4 5.225 65,998 56 4 5.513 -0.288
GuotaiJunanSecuritiesCoLtd 5 5.045 63,727 39 2 7.379 -2.334
HuataiSecuritiesCoLtd 6 4.924 62,197 42 8 3.705 1.219
ChinaInternationalCapitalCorp 7 4.470 56,460 33 10 2.868 1.602
HaitongSecuritiesCoLtd 8 4.161 52,563 32 5 4.638 -0.477
DeutscheBank 9 4.093 51,694 23 9 3.433 0.660
SouthwestSecuritiesCoLtd 10 3.225 40,735 21 3 5.598 -2.373
SinolinkSecuritiesCoLtd 11 3.093 39,072 31 15 2.226 0.867
EssenceSecuritiesCoLtd 12 2.618 33,074 31 20 1.343 1.275
ChinaMerchantsSecurities 13 2.599 32,826 27 6 4.493 -1.894
ShenwanHongyuanGroupCoLtd 14 2.368 29,910 29 19 1.538 0.830
GoldmanSachs 15 1.999 25,246 9 11 2.841 -0.842
GuangzhouSecurities 16 1.972 24,911 12 54 0.315 1.657
ChinaInvestmentCorp 17 1.938 24,480 16 22 1.270 0.668
IndustrialSecuritiesCoLtd 18 1.653 20,877 19 18 1.627 0.026
MorganStanley 19 1.607 20,293 9 26 1.088 0.519
Citi 20 1.431 18,070 23 41 0.501 0.930
TOTAL 100% 1,263,140 833 100%
ChinaEquityIPOFY2016 FY2015
Firm Rank MktShare(%) Volume(CNYMln) DealCount PrevRank PrevMktShare(%) MktShareChg(%)
HuataiSecuritiesCoLtd 1 7.823 12,526 7 3 7.461 0.362
ChinaSecuritiesCoLtd 2 7.525 12,048 14 8 4.057 3.468
CITICSecuritiesCoLtd 3 7.434 11,902 19 6 6.337 1.097
ShenwanHongyuanGroupCoLtd 4 5.693 9,114 11 17 1.930 3.763
EssenceSecuritiesCoLtd 5 4.913 7,866 11 21 1.432 3.481
HengtaiSecuritiesCoLtd 6 4.723 7,563 9 - - -
GuotaiJunanSecuritiesCoLtd 7 4.634 7,419 6 16 2.047 2.587
GuosenSecuritiesCoLtd 8 4.426 7,086 13 5 6.342 -1.916
GFSecurities 9 4.424 7,084 16 12 3.002 1.422
ChinaInternationalCapitalCorp 10 4.424 7,083 11 15 2.855 1.569
ChinaMerchantsSecurities 11 3.743 5,992 12 13 2.935 0.808
ChinaDevelopmentBank 12 3.194 5,113 7 - - -
SinolinkSecuritiesCoLtd 13 2.843 4,551 8 14 2.859 -0.016
BankofChina 14 2.497 3,999 2 22 1.218 1.279
ChinalinSecuritiesCoLtd 15 2.417 3,870 8 9 3.911 -1.494
ChuancaiSecuritiesCoLtd 16 2.189 3,505 2 - - -
ChinaInvestmentCorp 17 1.753 2,807 5 10 3.849 -2.096
IndustrialSecuritiesCoLtd 18 1.603 2,566 6 20 1.470 0.133
HuaxiSecuritiesCoLtd 19 1.492 2,389 3 46 0.173 1.319
GreatWallSecurities 20 1.333 2,135 5 - - -
TOTAL 100% 160,111 248 100%
Bloomberg GlobalEquity|FY2016
BloombergLeagueTableReports Page21
HongKongEquity&RightsOfferingsFY2016 FY2015
Firm Rank MktShare(%) Volume(USDMln) DealCount PrevRank PrevMktShare(%) MktShareChg(%)
MorganStanley 1 11.213 4,306 22 1 10.635 0.578
HaitongSecuritiesCoLtd 2 5.760 2,212 33 6 3.790 1.970
ChinaMerchantsBank 3 5.507 2,115 17 10 3.369 2.138
GoldmanSachs 4 5.364 2,060 10 3 6.120 -0.756
ChinaConstructionBank 5 3.722 1,429 15 9 3.515 0.207
BankofChina 6 3.355 1,289 14 17 2.064 1.291
AgriculturalBankofChinaLtd 7 3.292 1,264 14 15 2.486 0.806
BankofAmericaMerrillLynch 8 3.224 1,238 9 23 1.544 1.680
ChinaMerchantsSecurities 9 2.826 1,085 15 12 2.675 0.151
ChinaSecuritiesCoLtd 10 2.451 941 7 16 2.078 0.373
GuotaiJunanSecuritiesCoLtd 11 2.404 923 29 24 1.426 0.978
CITICSecuritiesCoLtd 12 2.400 922 8 4 5.681 -3.281
KingstonFinancialGroupLtd 13 2.271 872 47 13 2.650 -0.379
GFSecurities 14 2.208 848 8 25 1.096 1.112
BankofCommunications 15 2.135 820 12 19 1.665 0.470
Industrial&CommBankofChina 16 2.059 791 9 21 1.610 0.449
ChinaInternationalCapitalCorp 17 1.989 764 7 7 3.667 -1.678
UBS 18 1.989 764 9 2 6.782 -4.793
HSBC 19 1.739 668 6 11 3.070 -1.331
JPMorgan 20 1.657 636 6 8 3.599 -1.942
TOTAL 100% 38,402 401 100%
HongKongEquityOfferingsFY2016 FY2015
Firm Rank MktShare(%) Volume(USDMln) DealCount PrevRank PrevMktShare(%) MktShareChg(%)
MorganStanley 1 12.121 4,306 22 1 11.284 0.837
GoldmanSachs 2 5.798 2,060 10 3 6.494 -0.696
ChinaMerchantsBank 3 4.561 1,620 16 14 2.499 2.062
HaitongSecuritiesCoLtd 4 4.412 1,567 29 9 3.662 0.750
ChinaConstructionBank 5 4.023 1,429 15 8 3.729 0.294
BankofChina 6 3.627 1,289 14 15 2.133 1.494
AgriculturalBankofChinaLtd 7 3.559 1,264 14 13 2.637 0.922
BankofAmericaMerrillLynch 8 3.485 1,238 9 23 1.639 1.846
ChinaMerchantsSecurities 9 3.055 1,085 15 11 2.838 0.217
ChinaSecuritiesCoLtd 10 2.650 941 7 18 1.974 0.676
CITICSecuritiesCoLtd 11 2.594 922 8 4 6.013 -3.419
GuotaiJunanSecuritiesCoLtd 12 2.446 869 27 24 1.402 1.044
GFSecurities 13 2.387 848 8 25 1.087 1.300
BankofCommunications 14 2.308 820 12 19 1.767 0.541
Industrial&CommBankofChina 15 2.226 791 9 21 1.708 0.518
ChinaInternationalCapitalCorp 16 2.150 764 7 6 3.890 -1.740
UBS 17 2.150 764 9 2 7.196 -5.046
JPMorgan 18 1.791 636 6 7 3.734 -1.943
Citi 19 1.756 624 4 12 2.752 -0.996
DeutscheBank 20 1.747 621 7 22 1.668 0.079
TOTAL 100% 35,524 349 100%
IndiaEquity&RightsOfferingFY2016 FY2015
Firm Rank MktShare(%) Volume(INRMln) DealCount PrevRank PrevMktShare(%) MktShareChg(%)
Citi 1 18.524 109,498 14 3 9.817 8.707
ICICI 2 12.384 73,200 19 12 2.320 10.064
EdelweissFinancialServicesLtd 3 8.091 47,828 10 14 2.045 6.046
MorganStanley 4 5.935 35,080 5 10 2.503 3.432
KotakMahindraBankLtd 5 5.747 33,969 11 2 9.916 -4.169
StateBankofIndia 6 5.631 33,285 10 6 5.458 0.173
AxisBankLtd 7 5.007 29,599 9 7 5.186 -0.179
JMFinancialLtd 8 4.210 24,888 8 4 8.875 -4.665
HSBC 9 3.479 20,564 3 19 1.031 2.448
DeutscheBank 10 3.425 20,244 3 8 4.599 -1.174
IDFCBankLtd 11 3.379 19,974 7 20 0.873 2.506
IIFLSecuritiesPteLtd 12 3.231 19,099 9 28 0.193 3.038
UBS 13 3.140 18,560 4 16 1.485 1.655
BankofAmericaMerrillLynch 14 2.418 14,293 3 5 5.810 -3.392
MotilalOswalInvestmentAdvisors 15 2.031 12,007 6 22 0.461 1.570
CITICSecuritiesCoLtd 16 1.495 8,838 2 15 1.549 -0.054
FortuneFinancialServicesIndiaLtd 17 1.455 8,601 5 30 0.187 1.268
JPMorgan 18 1.270 7,504 2 11 2.428 -1.158
Nomura 19 1.239 7,321 1 13 2.144 -0.905
YesBank 20 1.140 6,739 4 25 0.393 0.747
TOTAL 100% 591,108 136 100%
IndonesiaEquity&RightsOfferingFY2016 FY2015
Firm Rank MktShare(%) Volume(IDRMln) DealCount PrevRank PrevMktShare(%) MktShareChg(%)
MandiriSekuritasPT 1 22.460 7,632,717 8 2 13.036 9.424
CreditSuisse 2 20.132 6,841,762 5 3 11.482 8.650
BahanaSecurities 3 10.378 3,527,013 5 7 4.823 5.555
UBS 4 8.364 2,842,323 3 1 15.244 -6.880
DanareksaSekuritasPT 5 7.683 2,611,139 4 11 3.169 4.514
IndoPremierSecurities 6 4.898 1,664,429 3 8 4.152 0.746
Citi 7 4.453 1,513,320 2 4 10.358 -5.905
BankNegaraIndonesia(Persero)TbkPT 8 3.801 1,291,697 1 16 0.745 3.056
SinarmasSecuritiesPT 9 3.163 1,075,000 2 21 0.491 2.672
DeutscheBank 10 2.959 1,005,508 1 19 0.702 2.257
SucorinvestCentralGani 11 2.705 919,383 5 16 0.745 1.960
MorganStanley 12 1.913 650,000 1 9 3.599 -1.686
CIMB 13 1.182 401,667 1 13 1.353 -0.171
RHB 14 0.993 337,330 1 15 0.989 0.004
DBSGroup 14 0.993 337,330 1 16 0.745 0.248
DanatamaMakmurPT 16 0.948 322,000 1 - - -
CakraIntiUtamaPT 17 0.884 300,579 1 - - -
CITICSecuritiesCoLtd 18 0.579 196,800 1 12 1.774 -1.195
JasaUtamaCapitalPT 19 0.546 185,400 1 - - -
TrimegahSecurities 20 0.485 164,837 2 - - -
TOTAL 100% 33,983,925 31 100%
Bloomberg GlobalEquity|FY2016
BloombergLeagueTableReports Page22
JapanEquity&EquityLinked(FiscalYear)FY2016 FY2015
Firm Rank MktShare(%) Volume(JPYMln) DealCount PrevRank PrevMktShare(%) MktShareChg(%)
Nomura 1 24.468 500,574 43 2 15.263 9.205
SumitomoMitsuiFinancial 2 19.030 389,320 38 3 15.085 3.945
MorganStanley 3 15.999 327,305 17 1 18.616 -2.617
MizuhoFinancial 4 12.779 261,431 39 4 13.480 -0.701
DaiwaSecurities 5 8.873 181,532 26 5 13.314 -4.441
JPMorgan 6 6.979 142,775 5 6 8.821 -1.842
GoldmanSachs 7 4.832 98,850 7 7 8.463 -3.631
BankofAmericaMerrillLynch 8 3.294 67,396 3 10 0.949 2.345
Citi 9 2.008 41,070 3 9 1.358 0.650
UBS 10 0.820 16,766 3 8 3.911 -3.091
SBIHoldingsInc/Japan 11 0.737 15,077 11 12 0.191 0.546
IchiyoshiSecuritiesCoLtd 12 0.106 2,171 1 11 0.356 -0.250
TokaiTokyoSecuritiesCoLtd 13 0.075 1,536 3 14 0.018 0.057
- - - - - - - -
- - - - - - - -
- - - - - - - -
- - - - - - - -
- - - - - - - -
- - - - - - - -
- - - - - - - -
TOTAL 100% 2,045,804 131 100%
JapanEquityOfferings(FiscalYear)FY2016 FY2015
Firm Rank MktShare(%) Volume(JPYMln) DealCount PrevRank PrevMktShare(%) MktShareChg(%)
Nomura 1 22.535 421,241 38 2 15.097 7.438
SumitomoMitsuiFinancial 2 20.078 375,320 36 4 13.444 6.634
MorganStanley 3 15.726 293,972 15 1 19.370 -3.644
MizuhoFinancial 4 13.103 244,931 38 5 10.808 2.295
DaiwaSecurities 5 9.711 181,532 26 3 13.527 -3.816
JPMorgan 6 7.638 142,775 5 6 10.173 -2.535
GoldmanSachs 7 5.288 98,850 7 7 9.556 -4.268
BankofAmericaMerrillLynch 8 3.605 67,396 3 10 1.095 2.510
UBS 9 0.897 16,766 3 8 4.510 -3.613
SBIHoldingsInc/Japan 10 0.807 15,077 11 12 0.221 0.586
Citi 11 0.414 7,737 1 9 1.566 -1.152
IchiyoshiSecuritiesCoLtd 12 0.116 2,171 1 11 0.411 -0.295
TokaiTokyoSecuritiesCoLtd 13 0.082 1,536 3 14 0.020 0.062
- - - - - - - -
- - - - - - - -
- - - - - - - -
- - - - - - - -
- - - - - - - -
- - - - - - - -
- - - - - - - -
TOTAL 100% 1,869,304 123 100%
JapanEquityIPO(FiscalYear)FY2016 FY2015
Firm Rank MktShare(%) Volume(JPYMln) DealCount PrevRank PrevMktShare(%) MktShareChg(%)
Nomura 1 25.628 255,163 19 2 15.391 10.237
MorganStanley 2 20.350 202,613 6 1 15.733 4.617
SumitomoMitsuiFinancial 3 16.767 166,939 15 4 13.123 3.644
JPMorgan 4 13.822 137,617 3 6 12.162 1.660
MizuhoFinancial 5 8.946 89,074 17 7 11.669 -2.723
DaiwaSecurities 6 6.949 69,188 11 3 13.242 -6.293
GoldmanSachs 7 5.988 59,617 3 5 12.394 -6.406
SBIHoldingsInc/Japan 8 1.423 14,163 10 10 0.329 1.094
TokaiTokyoSecuritiesCoLtd 9 0.126 1,257 2 12 0.042 0.084
- - - - - - - -
- - - - - - - -
- - - - - - - -
- - - - - - - -
- - - - - - - -
- - - - - - - -
- - - - - - - -
- - - - - - - -
- - - - - - - -
- - - - - - - -
- - - - - - - -
TOTAL 100% 995,631 68 100%
KoreaEquityOfferingsFY2016 FY2015
Firm Rank MktShare(%) Volume(KRWMln) DealCount PrevRank PrevMktShare(%) MktShareChg(%)
NHInvestment&SecuritiesCoLtd 1 12.786 1,541,203 16 1 27.522 -14.736
Citi 2 12.159 1,465,603 9 4 7.348 4.811
CreditSuisse 3 11.507 1,387,044 6 6 5.961 5.546
KoreaInvestment&SecuritiesCo 4 10.772 1,298,498 15 5 6.918 3.854
MiraeAssetDaewooCoLtd 5 10.246 1,235,081 10 3 9.157 1.089
JPMorgan 6 8.141 981,332 6 8 3.477 4.664
SamsungSecuritiesCoLtd 7 5.115 616,591 10 7 3.621 1.494
BankofAmericaMerrillLynch 8 4.715 568,284 2 - - -
MorganStanley 9 3.713 447,526 4 2 12.370 -8.657
DaishinSecurities 10 3.425 412,846 6 11 2.307 1.118
GoldmanSachs 11 2.860 344,787 2 23 0.466 2.394
HanwhaInvestment&SecuritiesCoLtd 12 2.512 302,743 3 16 1.163 1.349
KBInvestment&SecuritiesCoLtd 13 2.185 263,344 9 9 3.257 -1.072
ShinhanFinancialGroupCoLtd 14 1.751 211,012 5 17 1.148 0.603
ShinyoungSecuritiesCoLtd 15 1.669 201,141 2 25 0.304 1.365
HSBC 16 1.246 150,141 1 - - -
KiwoomSecuritiesCoLtd 17 0.995 119,977 7 13 1.411 -0.416
HanaFinancialGroupInc 18 0.918 110,606 5 12 2.259 -1.341
Macquarie 19 0.774 93,313 2 28 0.240 0.534
EugeneInvestment&SecuritiesCoLtd 20 0.561 67,628 1 31 0.228 0.333
TOTAL 100% 12,053,854 113 100%
Bloomberg GlobalEquity|FY2016
BloombergLeagueTableReports Page23
MalaysiaEquity&RightsOfferingFY2016 FY2015
Firm Rank MktShare(%) Volume(MYRMln) DealCount PrevRank PrevMktShare(%) MktShareChg(%)
Maybank 1 33.383 4,269 11 2 14.947 18.436
CIMB 2 20.730 2,651 17 1 23.839 -3.109
DeutscheBank 3 7.230 925 2 13 1.926 5.304
RHB 4 7.086 906 24 3 14.057 -6.971
MorganStanley 5 6.058 775 1 13 1.926 4.132
AmInvestmentBankBhd 6 5.120 655 12 6 4.253 0.867
AffinHwangCapital 7 4.862 622 5 7 3.583 1.279
Macquarie 8 4.585 586 1 - - -
M&ASecuritiesSdnBhd 9 2.259 289 13 17 1.017 1.242
MIDFAmanahInvestmentBankBhd 10 2.015 258 5 18 0.774 1.241
HongLeongInvestmentBankBhd 11 1.950 249 5 10 2.983 -1.033
TASecuritiesHoldingsBhd 12 1.141 146 13 19 0.602 0.539
KAFInvestmentBankBhd 13 0.875 112 7 21 0.167 0.708
KenangaInvestmentBankBhd 14 0.871 111 10 11 2.569 -1.698
CreditSuisse 15 0.525 67 1 4 8.756 -8.231
MercurySecuritiesSdnBhd 16 0.469 60 3 - - -
PublicBankBerhad 17 0.290 37 2 8 3.510 -3.220
AllianceBankMalaysiaBhd 18 0.177 23 1 20 0.563 -0.386
ApexSecurities 19 0.155 20 1 - - -
AstraminaAdvisorySdnBhd 20 0.138 18 1 - - -
TOTAL 100% 12,788 109 100%
SingaporeEquity&RightsOfferingFY2016 FY2015
Firm Rank MktShare(%) Volume(USDMln) DealCount PrevRank PrevMktShare(%) MktShareChg(%)
DBSGroup 1 26.752 1,045 13 1 38.517 -11.765
Citi 2 9.118 356 4 6 3.657 5.461
HSBC 3 8.793 343 3 5 4.768 4.025
ChinaInternationalCapitalCorp 4 8.187 320 3 - - -
MorganStanley 5 7.589 296 3 9 3.083 4.506
GoldmanSachs 6 6.578 257 2 - - -
CreditSuisse 7 4.597 180 2 2 7.567 -2.970
UnitedOverseasBank 8 4.583 179 3 12 3.041 1.542
Oversea-ChineseBankingCorp 9 3.500 137 1 13 2.514 0.986
DeutscheBank 10 3.090 121 1 - - -
Maybank 11 2.529 99 2 14 1.909 0.620
RHB 12 2.251 88 2 18 1.383 0.868
INGGroep 13 2.216 87 1 - - -
SocieteGenerale 13 2.216 87 1 - - -
UBS 15 1.686 66 1 4 4.889 -3.203
BankofChina 16 1.633 64 1 - - -
BNPParibas 17 1.507 59 1 - - -
CIMB 18 0.934 36 4 17 1.479 -0.545
UOBKayHianPvtLtd 19 0.895 35 6 19 1.270 -0.375
SACCapitalPrivateLtd 20 0.394 15 3 24 0.261 0.133
TOTAL 100% 3,905 38 100%
TaiwanEquity&EquityLinkedFY2016 FY2015
Firm Rank MktShare(%) Volume(TWDMln) DealCount PrevRank PrevMktShare(%) MktShareChg(%)
YuantaSecuritiesCoLtd 1 20.358 16,170 15 3 12.573 7.785
KGISecuritiesCoLtd 2 19.188 15,241 25 1 19.928 -0.740
CTBCFinancialHoldingCoLtd 3 7.592 6,030 9 9 3.342 4.250
FubonSecuritiesCo 4 6.852 5,442 14 2 13.955 -7.103
BankTaiwanSecurities 5 5.429 4,312 4 20 0.521 4.908
TaishinFinancialHoldingCoLtd 6 5.025 3,991 17 12 2.562 2.463
UBS 7 3.676 2,920 1 8 3.810 -0.134
Nomura 8 3.670 2,915 1 - - -
SinopacSecuritiesCorp 9 3.355 2,665 10 6 4.407 -1.052
CathaySecuritiesCoLtd 10 3.158 2,509 10 11 3.286 -0.128
MasterlinkSecurities 11 2.955 2,347 10 4 9.796 -6.841
ConcordSecurities 12 2.828 2,246 4 16 1.938 0.890
HorizonSecuritiesCoLtd 13 2.692 2,138 2 19 0.548 2.144
CapitalSecuritiesCorp 14 2.307 1,833 5 14 2.450 -0.143
GrandFortuneSecuritiesCo 15 2.064 1,639 5 5 4.765 -2.701
GoldmanSachs 16 1.960 1,556 2 7 4.260 -2.300
LandBankofTaiwan 17 1.889 1,500 2 22 0.380 1.509
MegaSecuritiesCoLtd 18 1.877 1,491 7 10 3.296 -1.419
HuaNanCommercialBank 19 0.927 736 10 21 0.399 0.528
FirstSecuritiesInc 20 0.881 700 1 18 1.260 -0.379
TOTAL 100% 79,427 164 100%
ThailandEquity&RightsOfferingFY2016 FY2015
Firm Rank MktShare(%) Volume(THBMln) DealCount PrevRank PrevMktShare(%) MktShareChg(%)
KasikornbankPCL 1 22.487 13,584 4 6 4.471 18.016
BangkokBankPCL 2 17.920 10,825 5 1 22.955 -5.035
SiamCommercialBankPCL 3 11.842 7,154 3 3 16.365 -4.523
FinansiaSyrusSecuritiesPCL 4 6.571 3,970 5 17 0.743 5.828
PhatraSecuritiesPCL 5 5.463 3,300 1 13 1.246 4.217
CIMB 6 3.757 2,270 1 15 1.038 2.719
CreditSuisse 6 3.757 2,270 1 9 2.112 1.645
QuantGroupCoLtd 6 3.757 2,270 1 - - -
ThanachartCapitalPCL 6 3.757 2,270 1 23 0.201 3.556
FinansaSecuritiesLtd 10 3.256 1,967 1 7 3.191 0.065
TiscoBankPCL 10 3.256 1,967 1 - - -
TiscoSecuritiesCoLtd 12 2.756 1,665 2 10 1.945 0.811
KGISecuritiesCoLtd 13 2.084 1,259 2 19 0.577 1.507
Nomura 14 1.960 1,184 4 11 1.424 0.536
CITICSecuritiesCoLtd 15 1.774 1,071 1 - - -
DeutscheBank 15 1.774 1,071 1 - - -
Maybank 17 1.271 768 2 5 5.212 -3.941
PhillipSecuritiesPteLtd 18 0.877 530 2 21 0.440 0.437
MorganStanley 19 0.549 331 1 2 17.114 -16.565
TrinitySecuritiesCoLtd 20 0.439 265 1 22 0.247 0.192
TOTAL 100% 60,409 31 100%
Bloomberg Equity & Equity Linked - League Tables Criteria
Bloomberg L.P. reserves the right of final decision concerning league eligibility and requires adequate documentation for the same. Bloomberg L.P. and its suppliers believe the information herein was obtained from reliable sources, but they do not guarantee its accuracy. Neither the information nor the opinion expressed constitutes a solicitation of the purchase or sale of securities or commodities. Due to the dynamic nature of the Professional Service product, League Table rankings may vary between the quarterly/year-end publications and data found on the Bloomberg Professional Service.
General Guidelines Credit is based on the total amount of the offering sold to the public, including exercised over-allotment. Full credit is awarded to sole book-running manager or split equally among joint book-running managers.
Equities
Equity market transactions: initial public offerings, additional offerings of common stocks, units, and depositary receipts (ADRs, GDRs, etc) and rights offerings. Exclusions: Non-underwritten/best efforts, privately placed transactions, funds, self-led, preferred offerings, pre-negotiated offerings, certain lower hierarch titles, i.e. Jr Bookrunner. Note: Criteria may vary for some local and/or regional table.
Equities-Linked
Equity-linked transactions: convertible bonds, convertible preferred stock and exchangeable bonds. Only issues that mature and are callable/puttable in 12 months or longer are included. Make-whole calls, provisional calls, and provisional puts are exempt from this rule. Convertible bonds with attached warrants are included. These are defined as synthetic convertibles with the combination of a fixed income instrument and warrants which can be converted into shares. The embedded warrant can be detachable or non-detachable but the bond and the warrant must be sold as a unit, i.e. there cannot be separate book building for the warrant and the bond. Exclusions: Redemption-linked instruments, reverse convertibles or similar instruments, synthetics convertibles, issues convertible into participation in an underlying fund or investment trust, pre-IPO convertible instruments, pre-negotiated offerings, certain lower hierarch titles, i.e. Jr Bookrunner.
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