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    RESEARCH PAPER

    GROUP 4

    RESHMINDER KAUR A132843

    NOR IZHAM NOHANZI A133921MOHD IMRAN MOHD JUNAIDI A133239

    MUHF NURHILMI SAHARIN A134058

    AMIEROUL IEFWAT AKASHAH A133697

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    Spatial Prediction of Ground Subsidence Susceptibility

    Using an Artificial Neural Network

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    TERMINOLOGIES

    Spatial Prediction of Ground Subsidence Susceptibility

    Using an Artificial Neural Network

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    SPATIALPREDICTIONOFGROUNDSUBSIDENCESUSCEPTIBILITY

    USINGANARTIFICIALNEURALNETWORK

    Subsidence

    is the motion of a surface (usually, the Earth's surface) as it shifts

    downward relative to a datum such as sea-level.

    is the sinking or settling of the ground surface

    Ground subsidence

    is the settlement of native low density soils, or the caving in of

    natural or man-made underground voids.

    Spatial data

    Data that define a location. These are in the form of graphic

    primitives that are usually either points, lines, polygons or pixels.

    Vector data

    A representation of the world using points, lines, and polygons.Vector models are useful for storing data that has discrete

    boundaries, such as country borders, land parcels, and streets.

    Susceptibility

    The state or fact of being likely or liable to be influenced or harmed

    by a particular thing

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    SPATIALPREDICTIONOFGROUNDSUBSIDENCESUSCEPTIBILITY

    USINGANARTIFICIALNEURALNETWORK

    Artificial Neural Network (ANN)

    are computational models inspired by an animal's central nervous systems (in

    particular the brain) which is capable of machine learning as well as patternrecognition.

    Geographic Information System (GIS)

    is a computer system designed to capture, store, manipulate, analyze, manage,

    and present all types of geographical

    Digital Elevation Model (DEM)

    The representation of continuous elevation values over a topographic surface by a

    regular array of z-values, referenced to a common datum. DEMs are typically

    used to represent terrain relief.

    Rock Mass Rating (RMR)

    Is a geomechanical classification system for rocks developed by Z.T. Bieniawski

    between 1972-1973

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    INTRODUCTION

    Spatial Prediction of Ground Subsidence Susceptibility

    Using an Artificial Neural Network

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    SPATIALPREDICTIONOFGROUNDSUBSIDENCESUSCEPTIBILITY

    USINGANARTIFICIALNEURALNETWORK

    In South Korea, the coal industry played an important role in 1960s1970s.

    Began to declinein 1980s along with the decreasein international oilprices.

    In 2005, only seven of 345 coal mines operating nationwide.

    There is NO MEASURES taken to protect against environmentaldamage after the mine closed.

    Various heavy metal flow from mine waste heaps in leachate,causing serious pollutionin riversand soil.

    Underground subsidence can cause damageto surface structureaswell as human injury.

    Ground subsidence is treated by simple reinforcements after thesubsidencehas occurred.

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    SPATIALPREDICTIONOFGROUNDSUBSIDENCESUSCEPTIBILITY

    USINGANARTIFICIALNEURALNETWORK

    The objective of this study is:

    To assessed and predicted discontinuous

    residual subsidence to produce a ground

    subsidence susceptibility (GSS) map of anarea near abandoned underground coal

    mines using an artificial neural network

    (ANN) in a geographic information system(GIS) environment.

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    SPATIALPREDICTIONOFGROUNDSUBSIDENCESUSCEPTIBILITY

    USINGANARTIFICIALNEURALNETWORK

    The present study assessed and predicted GSS using raster

    databases, in anArcGIS grid format, of topographic, geologic,and geotechnical data and the locations of subsidence areasalready discovered in the study area.

    ArcGIS 9.3 software (ESRI, CA) was used for database

    construction, coordinate conversion, grid production, overlayanalysis, and spatial analysis.

    Using the major factors, GSS maps were drawn by applicationof ANN models and then validated by area-under-the-curve

    analysis and a field survey.

    By this approach, the major influences on ground subsidencewere determined in a limited 1-km2 region, and a method forpredicting GSS efficiently was established.

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    Jeong-am (3712037130N, 12853101285410E; see Fig. 2), was an important coalmining area

    lies between Mt. Baek-Wu to the southwest and

    Mt. Ham-Beak to the southeast

    still has many cavities remaining from mining.

    Thus, areas of likely ground subsidence exist inJeong-am.

    all coal in South Korea is anthracite, 85% - upperPaleozoic era & lower Mesozoic era in theJangseong Formation of the PyeonganSupergroup

    STUDY AREA

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    Sadong Group

    Bamchi formations

    Jangseong formations

    Gobangsan Group

    Hambaeksan formations

    Tosagok formations

    Kohan formations

    PYEONGAN

    SUPERGROUP

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    Jangseo

    ngFormation

    includes several coal beds, -

    workable quality and thickness.

    Coal mining - occurred

    1967 until 1989

    Coal seams - have steep slopes(>6070).

    Average seam thickness was~1.32.5 m

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    JangseongFormation

    composedmainly of

    alternatingsandstone andshaledeposits, withthe shale

    havingintercalationsof two to threecoal bedseams

    HambaegsanFormation

    an upperstratum of the

    major coaldrifts, iscomposed ofcoarselygrained meta-

    sandstone andgray shale andis relativelyresistant toweathering

    However,thedevelopmen

    t ofcleavagesfrom severefolding hasled to

    weaknessesin the rockmasses ofthisformation

    A l l d ( 38) h

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    A local road (no. 38) showsfeatures of typical sinkholecollapse and deformations andcracks in the road surface

    Ground subsidence can occur inareas of past underground miningactivity.

    In underground mines, groundsubsidence develops from themine roof to the ground surface.

    Mine collapse with time isattributable to decreased shearstrength, groundwater injection,

    and increased seepage force aftercoal mining

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    depth and heightof mine cavities

    excavation method

    degree ofinclination of theexcavation

    scope of mining,structural geology

    flow ofgroundwater

    the mechanicalcharacteristicsrepresented by therock-mass rating(RMR)

    In this study,locations of groundsubsidence andfactors governing theoccurrence of groundsubsidence werecollected in a vector-

    type spatial databaseand then representedon a grid using theArcGIS softwarepackage.

    The spatial databaseis listed in Table 1

    INPUT FACTOR

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    > national organizations, such as the Coal Industry Promotion

    Board (for ground subsidence),

    > the National Geographic Information Institute (for topography

    and land use),

    > the Mine Reclamation Corporation (for mine tunnels and

    boreholes), and

    > the Korea Institute of Geoscience and Mineral Resources (for

    geology)

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    OK

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    Areas of buildings, mountains, railways, fields, rivers,complex area, roads, and multi-purpose area use were

    extracted from the land-use map

    The slope angle was obtained from the digital elevation map.

    a triangulated irregular network was made using theelevations.

    Contours (5-m intervals) and survey base points of elevationwere from the topographic map,

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    METHODOLOGY

    Spatial Prediction of Ground Subsidence Susceptibility

    Using an Artificial Neural Network

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    An ANN is a computational mechanism able to acquire,represent, and compute a mapping from one multivariatespace of information to another, given a set of datarepresenting that mapping

    Purpose of an ANN to build a model of the data-generated weighting process so that the network can

    generalize and predict output from inputs that is has notpreviously seen

    Hidden- and output-layer nodes process their input by

    multiplying them by a corresponding weight, summing theproducts, and processing the sum using a nonlineartransfer function

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    An ANN learns by adjusting the weights between the

    nodes in response to errors between the actual and

    target output values

    At the end of phase, neural network provides a model

    that should be able to predict a target value from a given

    input value

    Two stages are involved in using neural network for

    multisource classification

    1) Training stage

    2) Classifying stage

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    PROCEDURE

    Training sites selected based on scientific and objective

    criteria, location considered likely and unlikely to haveGSS were selected as training sites

    Areas where ground subsidence has not occurred were

    classified as areas not prone to ground subsidence and50% of areas where ground subsidence was known to

    have occurred were assigned to the areas prone to

    ground subsidence.

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    The back-propagation algorithm was then applied to

    calculate the weights between the input and hidden

    layers and between the hidden and output layers

    An 8x16x1 structure was selected for the network, and

    input data was normalized in the range of 0.1-0.9

    Learning rate was set as 0.01, initial weights were

    randomly set as values between 0.1-0.3

    The weights calculated from ten test cases werecompared with determine whether the variation in the

    final weight depended on the selection of the initial

    weight

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    Weight between layers acquired by neural network

    training were calculated in reverse, and the contribution

    or importance of each factor were determined

    Weight that represent the contribution or importance of

    each factor were determined

    MATLAB software used for weight calculation and

    interpretation of the weight

    The model was trained for 5000 epochs, and the rootmean-square error(RMSE) value used for the stopping

    criterion was set at 0.01.

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    If this RMSE value was not achieved, then the maximum

    number of iterations was terminated at 5000 epochs.

    An epochs means the entire training set to the neural network

    The maximum RMSE value when the latter case occurred was

    0.214. The final weight between layers acquired during training

    of the neural network, and the contribution or importance ofeach of the eight factors, were used to predict GSS

    Finally, the weights were applied to the entire study area, and

    GSS maps were created for each training case

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    RESULTS

    Spatial Prediction of Ground Subsidence Susceptibility

    Using an Artificial Neural Network

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    WEIGHTDETERMINATIONANDGSS MAPPING

    Final weights between layers acquired during training of the neural network and thecontribution or importance of each of the eight factors used to predict GSS.

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    The calculations were repeated ten times to allow the results to achieve similar values.

    The SD of the results ranged from 0.014 to 0.033.

    The average values were calculated, and divided by the average of the weights of the

    factor having the minimum value.

    Among the weights, distance from lineament had the highest value (1.5491) and

    RMRhad the lowest (1.000).

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    The GSS values were classified by equal areas and grouped into five classes (% of area) of

    GSS rank for easy visual interpretation:

    - very high (5%), high (5%), medium (10%), low (20%), and low (60%).

    The minimum and maximum values were 0.008 and 0.952.

    The mean and SD were 0.205 and 0.221

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    VALIDATION

    Predictions made using the ANN method were compared with expected

    results based on knowledge of the factors.

    Rate curves - the calculated GSS values of all grids in the study area were

    sorted in descending order which divided into 100 classes in accumulated

    1% intervals.

    AUC was calculated to compare the results. A total area of 1 denotes perfect

    prediction accuracy for all cases.

    The AUC method can be used to assess prediction accuracy qualitatively.

    The percentages of validated results appear as a line in Fig. 7.

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    For case no. 1, the highest accuracy, 10% of the study area having a greater GSS

    could explain 90% of all ground subsidence.

    20% of the study area where the GSS value had a greater rank could explain 99% of

    ground subsidence (Fig. 7).

    AUC values for the ANN produced GSS maps were between 0.9484 and 0.9598

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    DIS USSION

    Spatial Prediction of Ground Subsidence Susceptibility

    Using an Artificial Neural Network

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    HIGHLIGHTS

    1. The need to have an overall and systematic analysis methodfor understanding the effects of each factor and interactions

    among factors

    2. Relative environmental factors played important rolesinproducing the final map products

    3. Primary value of results proved to be a robust and usefull

    toolfor estimating and mapping subsidence even with someincomplete data

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    1. THENEEDTOHAVEANOVERALLAND

    SYSTEMATICANALYSISMETHOD

    May take a very long time from thebeginning of ground subsidence inunderground cavities till visible damagesoccur at the surface

    When an underground mine isabonded,ground subsidence develops fromthe mine activity roof to the ground surface

    Various factors can generate groundsubsidence and there is complex relationamong those factors

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    UndergroundFacilities

    Construction

    AbandonedCoal Mines

    Soft Soil Inlandfill Area

    Corrosion ofLimestone

    GroundSubsidence

    hi d

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    In this Study,

    1) GIS techniques used to study the prediction and management

    of ground subsidence in abandoned mines

    2) An ANN model applied to assess and predict GSH in Jeong-

    am,South Korea,a region where ground subsidence is

    expected to continue in the future

    3) Influences of factors that are expected to affect werequantitavely analysed

    4) Maps of GSS were made using ANN and repeated 10x

    5) Training Sites extracted from ground-subsidence areas

    6) Validation Showed 94.84 and 95.98 % prediction accuracy

    (Ave:95.41%)-Similar & Satisfactory

    2 RELATIVE ENVIRONMENTAL FACTORS PLAYED IMPORTANT

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    2. RELATIVEENVIRONMENTALFACTORSPLAYEDIMPORTANT

    ROLESINPRODUCINGTHEFINALMAPPRODUCTS

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    RMR had little influence on final model results considering

    paucity of data and narrow value variation range for those few

    data that were extrapolated

    DOES NOT MEAN that RMR is Unimportant Factor in

    defining subsidence hazard but available data is insuffiecient to

    support any other conclusion

    Spatial Distribution of Lineament Data extended across the

    entire area,these data are expected to have had greater

    influence on model results

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    3. PRIMARYVALUEOFRESULTSPROVEDTOBE AROBUSTAND

    USEFULLTOOLFORESTIMATINGANDMAPPINGSUBSIDENCEEVEN

    WITHSOMEINCOMPLETEDATA

    In this study,

    Using the ANN,the relative importance and

    weights of factor were calculated

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    Factor Average Weight

    Slope 0.106 1.055

    Depth of Drift 0.023 1.303

    Distance from Drift 0.027 1.184

    Depth of Groundwater 0.021 1.180

    RMR 0.014 1.000

    Distance from lineament 0.033 1.549

    Geology 0.016 1.376

    Land Use 0.019 1.360

    Weights of Factor

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    Slope

    10%

    Depth ofDrift

    13%

    Distance

    from

    Drift

    12%

    Depth of

    Groundw

    ater

    12%

    RMR

    10%

    Distance

    from

    lineament15%

    Geology

    14%

    Land Use

    14%

    Weights of

    Hydrogeological factors

    in GSH Analysis

    The determined weights

    indicates geological factors such

    as geology and lineament are

    important for ground subsidence

    compared to others

    Slope was not important

    RMR data have limitedavailability and low accuracy

    ,showed low weight

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    ON LUSION

    Spatial Prediction of Ground Subsidence Susceptibility

    Using an Artificial Neural Network

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    Study have shown factors involved in ground subsidence andthe method and findings can be applied to GSS mapping in

    other regions

    GSS Map produced can be used to mitigate hazards to peopleand facilities

    Locating monitoring and facility sites for establishing plans

    to prevent ground hazards

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