Guideline for Thesis Preparation NDU

8/9/2019 Guideline for Thesis Preparation NDU

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Guidelines for Synopsis and

Thesis

Preparation

(Examinations branch)

National Defence UniversityIslamabad- Pakistan


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Foreword:The research work at universities helps and guides the students for the preparation of

uniform thesis for the award of respective degree. The intention of these guidelines is to

provide a technical framework for the preparation of theses. If the thesis is not

presented in the required format, it will not be accepted, nor will the degree be conferred

until all the required specifications have been met. Further, the thesis will not be

microfilmed, limiting the availability of the research to other scholars within the

academic community and beyond.

For information on policy and procedures governing the defence of the thesis, both at

the master's and doctoral level, please consult the Examination branch NDU or the

departmental supervisor.

In writing a thesis students must conform to accepted standards in organizing and

presenting their data clearly and logically, and in applying accepted practices of

manuscript form consistently. Strict adherence to the standards which follow ensures:

reader accessibility,

the ability to reproduce the thesis on request, and

the durability of the archived copy of the thesis.

Reader accessibility requires that the thesis be carefully prepared. Only good

quality theses will be reproduced and microfilmed. Durability depends on quality

paper and correct binding of the thesis.

Close attention by the student to these criteria will expedite the processing and

availability of theses.


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TABLE OF CONTENTS

Chapter no. Title Page

1. THESIS WRITING OVERVIEW 5-9

2. WRITING SYNOPSIS FOR A M.PHIL 10-14

OR PH.D. RESEARCH PROJECT

3. MSC / M.PHIL/PH.D. THESIS 15-20

PATTERN

4. RESEARCH FACILITIES & 21

PLAGIARISM POLICY

5. FLOW DIAGRAM MSC THESIS 22

6. FLOW DIAGRAM M.PHIL THESIS 23

7. FLOW DIAGRAM PHD THESIS 24


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THESIS WRITING OVERVIEW


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CHAPTER 1

THESIS WRITING OVERVIEW

1. Definition of a Thesis

Thesis in this guidebook refers to a documented report of the process followed by

and the results of original research conducted by the students to fulfill the

requirements for a Post-Graduate degree. The thesis should be presented in a

manner that will reflect credit on the student, the faculty, and the University.

2. Organization of the Thesis

A thesis is made up of three main parts namely preliminary pages, text and

references.

3. Declaration

Supervisor’s Declaration

A thesis is to be submitted for the purpose of examination. It must obtain prior

declaration by the supervisor on the standard and quality of the thesis.

4. Declaration Page

Student’s Declaration

This page should contain declaration by the student on originality of the thesis.

The declaration should be signed.

5. Dedication Page (optional)

The dedication must be brief, not more than one paragraph, and must not contain

any number, chart or photograph.

6. Acknowledgement (optional)

The student may acknowledge the assistance of various individuals or organizations

in successfully producing the thesis. This should be written in one page.


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7. Abstracts

The abstract should be brief, written in one paragraph and not exceed 300 words.

An abstract is different from synopsis or summary of a thesis. It should states

the field of study, problem definition, methodology adopted, research process,

results obtained and conclusion of the research. The abstract can be written using

single or one and a half spacing.

7. Abstracts8. Introduction

Set the scene and problem statement. Introduce structure of thesis.

9. Background

Demonstrate wider appreciation (context). Provide motivation.

10. Related Work

Survey and critical assessment. Relation to own work.

11-13. Analysis, design, implementation and interpretation of results

14. Critical assessment of own work

State hypothesis, and demonstrate precision, thoroughness, contribution, and

comparison with closest rival.

15. Table of Contents PageThe Table of Contents page must start on a new page. It should list all sections,

chapters and sub-headings. The titles must be written using the same words as

those written in the text.

16. List of Tables

This page should list all the tables found in the thesis. The page number of thetable must also be included. The table numbers should be arranged according to

the chapters.17. List of Figures

Diagrams, photographs, drawings, graphs, charts and maps are included as figures.The list should be written similar as the List of Tables18. List of Symbols/Abbreviations/Notations/Terminology

All symbols or abbreviations or notations or terminology found in the text shouldbe listed on this page. They are listed in the following order: Roman letters - alphabetical order Greek letters - alphabetical order

Superscripts - alphabetical order


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Subscripts - alphabetical order19. List of Appendices

All appendices should be listed on this page.20. Text

A thesis must be divided into chapters. A title must be given and it should reflectits content. A new chapter must begin on a new page. A chapter must be dividedinto sections. These sections must be given appropriate titles and numbered. Textsmust be written in paragraphs. Long paragraphs should be avoided. Each paragraphmust describe an issue or subject. There must be continuity between paragraphs.The text should contain:(i) an introduction and background on the study or research;

(ii) a detailed description of the study or research which include theories,

models, and materials and methods used;

(iii) the data collection and analysis techniques.

(iv) the main results and discussions; and

(iv) the conclusions and significance of the findings.

21. Citation in the Text

Citation is a means of formally recognizing within the text, the resources from

which the information or idea were obtained. The purpose is to acknowledge the

work of others, to demonstrate the body of knowledge in which the work is based

on and to lead others.22. Quotations in the Text

A quotation must be written in a separate paragraph. If the quotation is in a

different language, it must be written in italic.

23. Tables in the Text

All tables must be numbered using Arabic numeric. A caption should be positioned

at the top of the table. If the caption is written in a single line, it should be

centered. If the caption is written more than one line, it should be align to the

left. Tables must be numbered with respect to the chapter.

24. Figures in the Text

Illustrations such as maps, charts, graphs, drawings, diagrams, and photographs are

referred as figures. All figures must be clear and of high quality. Figures must be

numbered using Arabic numeric. A caption should be located at the bottom of the

figure. If the caption is written in a single line, it should be centered. If the


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caption is written in more than one line, it should be align to the left. Figures are

numbered with respect to the chapter. A figure should be positioned after it has

being cited for the first time in the text. All figures in the chapter can also be

grouped together and positioned at an appropriate location. All figures must be

listed in the List of Figures page. Illustrations in the form of CD’s, slides, and

others should be placed in specially made pockets glued to the inner side of the

back cover. Oversized illustrations in the form of plans, maps, charts, graphs, and

others should be reduced to fit a single page unless the oversized materials are

absolutely necessary for clarity and understanding. For illustrations other than

above, please refer to the following guidelines;

(i) Photographs

Photographs should be digitally embedded in the text unless absolutely impossible.

(ii) Newspaper Cuttings or Similar Materials

Copies of newspaper cuttings or similar materials should be of high quality.

25. References

References are detailed description of items from which information were

obtained in preparing the thesis. All references must be listed at the end of the

text.26. Further Work

27. Summary & Conclusion

28. Appendix

Appendices are supplementary materials to the text. These include tables, charts,

computer program listings, and others.

29. Bibliography

The bibliography should contain entries of all references used in the preparation

of the paper including all references cited in footnotes and every work relevant to

the author’s formulation and solution of problem


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Chapter 2

WRITING SYNOPSIS FOR A M.Phil or Ph.D. RESEARCH PROJECT

In order to encourage and expand M.Phil or Ph.D. research, there is need to make

it an active part of the academic life of the National Defence University. As a

prestigious University of Pakistan, we have to ensure that a reasonable standard

of research is maintained at NDU. The University regulates through its bodies like

the Advanced Studies and Research Board that the M.,Phil and Ph.D. research

programs are properly planned and executed to maintain the standards.

A research proposal for MSc/M.Phil/ Ph.D. registration purely for social sciences

should include certain basic components, in which a number of questions need to be

addressed. Why research on the proposed topic should be undertaken and what

gains are likely to be achieved? What has been done previously in this or related

areas? What are the objectives of this study and how these will be achieved? Are

the facilities required for doing the proposed research available? An extensive

initial exercise should help in designing a sound research project, which is likely to

make a significant contribution in successful completion of MSc/M.Phil/Ph.D.

research.

Components of a Synopsis

The following components should be provided in a synopsis of M.Phil and Ph.D.

research project. The details may, however, vary according to the field of study.


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2. Topic

The topic for research should be selected carefully. It should be specific and

about the general issues at national or international level.

3. Introduction

It should provide a brief description to explain the area of the proposed research

work by the researcher.

4. Review of Literature

A review of the relevant literature is another very important part of the synopsis,

showing the work done previously in the area of proposed research is essential to

plan further research effectively and in a proper way. The information given in the

review should be supported by references.

5. Justification and Likely Benefits

It is important to provide justification for undertaking the proposed research,

perhaps in the light of previous work done. It should be possible in most cases to

predict the specific and general benefits likely to be achieved as a result of

completion of the proposed research.

6. Main Objectives of the Study

Broad objectives to be achieved should be clearly mentioned and these should be

itemized. These objectives will indicate the major aspects of the study to be

undertaken.

7. Hypothesis of Study

Hypothesis is statement which is to be tested for possible acceptance or rejection.

Hypothesis are of two types i.e. Null (Ho) and Alternative (H1). Null hypothesis is

tested for possible rejection, where as alternative hypothesis is tested for

possible acceptance.

8. Significance of Study

It emphasized on the significance/ importance of the research work/study i.e. why

we selected the topic under discussion.

9. Statement of Problem

The researcher has to clearly identify the problem/issue selected for thesis.


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10. Plan of Work and Methodology

A plan of work describing the various aspects of the study in a logical sequence

along with the methodologies to be employed, are the most important crucks of any

research plan. It helps to demonstrate that the researcher has a fairly good idea

about the nature of work likely to be involved. In the case of social sciences what

resource materials will be used; whether the required information will be obtained

from primary or secondary sources, etc. A time schedule for the various aspects of

the proposed research may be provided wherever possible. Methodology includes

the following:-

Sources of data (Primary or Secondary)

Survey, questionnaires, Interviews, focus group interviews, observation,

case-studies, diaries, critical incidents, portfolios, books, journals,

periodicals, abstracts, indexes, directories, research reports, conference

papers, market reports, annual reports, internal records of organizations,

newspapers & magazines, CD-ROMs, on-line databases, Internet, videos &

broadcasts.

Sample size:

Sample size should be normal neither too small nor too large.

Data Collection Techniques (Registration, Questionnaires, interviews,

Direct Observations)

Analysis of Data

Data is to be analyzed according to the requirement of topic. After

collecting the data, it is to be tabulated. The total variables used are to be

included in the study and then the relationship between variable will be

analyzed.

11. Place of Work and Facilities Available

In order to complete the proposed research some specialized facilities may be

required. For example in case of experimental sciences different equipments may

be involved or in the case of, may be, a study on a scholar, the relevant literature

may be available in a foreign country. Therefore it is important to identify the


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place where the research work will be undertaken and whether the resources and

facilities required for doing the research are available like easy access to the

external academic markets via internet.

12. References and Bibliography

Synopsis should contain at the end a list of references, and a bibliography if

required. These should be written on a standard pattern.

13. Length of a synopsis

It will be difficult to define an overall length for a synopsis for MSc/M.Phil/Ph.D.

research in such varied fields of study. Whereas it should be concise as far as

possible and avoid repetitions, it should also provide sufficient details on the

various aspects mentioned above to show that the research involved has been well

understood and planned, and it is of an acceptable academic merit. The total length

of a synopsis may run from 1,500 to a few thousand words.


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Chapter 3

MSc / M.Phil/Ph.D. THESIS

PATTERN

All theses presented in typescript for the degree of MSc/M.Phil/ Ph.D

should comply with the following specifications unless permission to do otherwise

is obtained from the relevant authority / body

SIZE OF PAPER

A4 size be used.

PAPER SPECIFICATION

Five copies on good quality paper (minimum 80 gsm) be submitted.

METHOD OF PRODUCTION

The text must be typewritten in acceptable type face (readable) and the

original typescript (or copy of equal quality) must normally be submitted to

Exam branch.

LAYOUT OF SCRIPT

Typescript should appear on one side only, lines; at least one-and-a-half

spaced. Footnotes, quotations, references and photographic captions may

be single spaced. Where appropriate, these should contain lists giving the

locations of figures and illustrations.


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FONT SIZE

Title Page 18-22

Headings / subheadings 14-16

Text 10-12

Footnotes 8-10

Footnotes be given on the same page where reference is quoted

TYPE STYLE

Times New Roman

MARGINS.

At least 1¼ -1½ inches (3.17-3.81cm) on the left-hand side, 3/4 - 1 inch (2 -

2.54cm) at the top and bottom of the page, and about ½ - 0.75 inches (1.27

- 1.90cm) at the outer edge. The best position for the page number is at

top-centre or top right ½ inch (1.27 cm) below the edge. Pages containing

figures and illustration should be suitable paginated.


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THE PREFERABLE LAYOUT OF THE THESIS

1. Title Page

RESEARCH PROPOSAL

TOPIC OF RESEARCH

SUBMITTED BY

RESEARCH SUPERVISOR

CO-SUPERVISOR (if nay)

(with work address and affiliation)

ADVANCED STUDY & RESEARCH BOARD

(Convener)

(Member) (Member)

(Member) (Member)

Higher Education Commission

Sector H-9 Islamabad

www.hec.gov.pk

Time New Roman18 Bold

Time New Roman14 Normal

Capital Letter

1.5”

1.25”

T i m e N e w R o m a n

1 4 N o r m a l

C a i t a l L e t t e r

A.B.CM.PHIL/PH.D SCHOLAR

X.Y.Z

Designation

X.Y.Z

Designation

Time New Roman14 Normal

Capital Letter

Time New Roman

16 Bold


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2. Abstract / Summary

3. Acknowledgements

4. Abbreviations not described in the text

5. Contents

6. List of Tables (where applicable)

7. List of Figures (where applicable)

8. Introduction (including literature review) or

a. Introduction

It should provide a brief description to introduce the area of the proposed

research work.

b. Review of Literature

A review of the relevant literature showing the work done previously in the

area of proposed research is essential to plan further research effectively.

The information given in the review should be supported by references.

As separate chapters as per requisite of the subject

9. Main Objectives

10. Hypothesis of Study

11. Significance of Study

12. Statement of Problem

13. Material and Methods

14.Results

May comprised of one chapter or a number of chapters depending upon

the subject matter/ requirements

15. Discussion (including Conclusion/s, Recommendation/s where applicable)

16. References / Bibliography / Literature Cited

17. Appendices (where applicable)

18. Any other information specific to the respective discipline

LENGTH OF THESIS


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Whilst the regulations do not contain a clause relating to the maximum

length of theses, it is expected that work presented for the degree of

MSc should normally between 40,000 - 120,000 words of text. Candidates

wishing to greatly exceed these sizes should discuss the matter with their

supervisors

PUBLISH WORK

Published work from the theses be included as appendix (Reprints/ proof /

preprint).

BINDING

All final theses and published work presented for higher degrees must be

bound in a permanent form or in a temporary (hard binding will be provided

after defense of the thesis) form approved by the Advanced Studies and

Research Board; where printed pamphlets or off-prints are submitted in

support of a thesis, they must be bound in with the thesis, or bound in

such manner as Binderies may advise. Front cover should give title of the

thesis, name of the candidate and the name of the Institute/ Department/

Centre/ College through which submitted, in the same order from top to

bottom. The lettering may be in boldface and properly spaced. Their sizes

should be: title 24 pt., name of the candidate 18 pt. and the name of the

department/ institute/ centre/ college 18 pt. The colour of binding for

different degrees in the Science subjects and Social Sciences is as

follows:

SOCIAL SCIENCES

Ph.D. Sky Blue with Golden Lettering

M.Phil Black with Golden Lettering

MSc Black with Golden Lettering


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Chapter 4

Research Facilities for students at NDU Library

1. Library. The University has a well-stocked library for reading and reference

material. It subscribes to a variety of magazines of international repute and

standing, which can serve as a useful tool for your research.

2. MERLN Database. Military Education Research Library Network (MERLN) data base has also been provided at the Library. The system has vast

database and considered by many a useful resource for pursuing quality research

work. DD Library may be approached for necessary guidance to consult the site.

3. HEC – National Digital Library. NDU library has acquired access to HEC

National Digital Library. It provides access to international scholarly literature

based on electronic delivery. The resources are high quality peer reviewed

journals, databases, articles and e-books across a wide range of disciplines.

4. Internet. The University has provided quality internet connections at the

following places:-

a. All residences at the campus.

b. Main library.

c. Computer laboratory.

5. Archives. Research papers produced by the participants of the previous courses

can also be consulted for guidance with the prior permission of Thesis Supervisor.

Plagiarism Policy

Note: The Plagiarism Policy in detail is available at NDU Exam branch as well as

on NDU Website: www.ndu.edu.pk


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Chapter 5

Selection of Topic in consultation

with Supervisor allocated

Submission & Approval of Synopsis to theSu ervisor

Submission of Thesis to HoDthrough Supervisor in spiral

bindin

Evaluation of thesis byExternal Examiners

If approvedIf Rejected

Conduct of Viva

Voce

Submission of five hard boundedcopies to the dept for onward

distribution to Exam branch forDeclaration of Result

After Declaration of Result thedistribution of hard copies as

follows:

•HoD•Exam branch•NDU Main Library•Supervisor

•Student concerned

Allocation of Supervisor

on prescribed form

Revision ofThesis within

one month

(only onechance)

Ifapproved

FLOW DIAGRAM

MSc Thesis - steps to be taken


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Chapter 6FLOW DIAGRAM - M.PHIL THESIS

Appointment of

supervisors by ASRB Selection of Topic for dissertation

recommended by Supervisor & HoD (2nd week of 3rd Sem)

Approval of topic by ASRB within 30 daysfrom the commencement of 3rd Semester

Submission of 2 progress reports by supervisoduring the6th week of 3rd sem to Controller o

Examinations

If both reports unsatisfactory, he/ sheceases to be student of the university

In addition to satisfactory reporta student should maintain GPA

of 2.5 on the basis of coursework

In case a student fails to complete M.Phil/MSrequirement within normal period of 4

semester, ASRB allow him/her an extensionfor maximum period of 02 semester on the

recommendation of supervisor dulyendorsed by HoD

No further extension - if failed tosubmit his/ her dissertation by theend of 6 semester shall cease to be

a student of the university

Submission of 5 copies of dissertationapproved by the supervisor to

Controller of Exams before final exams (2nd week of 4th sem)

Submission of application on prescrform to Controller of Examinations admission to final exams for M.Phil/

(2nd week of 4th sem)

Intimation about date of Viva VoceExams by supervisor to Controller of

Examination through HoD(6th week of 4th sem)

Appointment of External Examiner byPresident NDU from the approved

panel of examiner by ASRB

Evaluation of thesis within

time indicated by Controller of

Examinations

(8th week of 4th Sem)

Submission of detailed report with

regard to evaluation of dissertation

by external examiner

(9th week of 4th Sem)

Viva Voce exam conducted at

university campus on scheduled datenotified by Controller of

Examinations

Viva Voce in defence of dissertation be conducted by a committeeconsisting of HoD, Supervisor & External Examiner

Award of Degree to Successful students


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Chapter 7

Approval of Standing list of foreign External Examiners by

ASRB in respect of technologically advanced countries for

each Department consisting of persons of eminence in the

respective field of research

Critical Examination of thesis by the External

Examiners for the award of Ph.D. degree.

Approval of Standing list of Local Examiners by theASRB to conduct viva-voce examination of thesis for

each department consisting of eminent persons engaged

in research in the respective area.

Submission of six unbound copies of completed thesis along

with an application on prescribed form for the evaluation of

thesis, duly forwarded by supervisor and the HoD

Appointment of External Examiners for Evaluation of

Thesis

Appointment of three out of six External Examiners

by the President NDU from suggested panel

(approved list) to evaluate the thesis.

Submission of detailed evaluation report of the

thesis by supervisor The reports of the examiners/supervisor shall be placed

before the ASRB for consideration

If the thesis is adjudged as adequate by two of the three

external examiners, ASRB shall allow the candidate to

appear in the viva-voce (Thesis Defence) examination.

If two of the external examiners find that the thesis

is wholly inadequate it may be rejected by ASRB .

In case of major modification/revision of the thesis, the

candidate shall be required to resubmit a revised

version, duly certified by the supervisor, within a period

as specified by ASRB .

The revised version of the thesis shall be approved by

the same external examiners who suggestedmodification/revision of the thesis.

If any of the examiners finds the thesis adequate but sugge

minor modifications/revision, this may be incorporated wit

referring again to the examiner(s).

Viva-Voce Examination- PhDViva-voce exam is to be conducted by the two

examiners appointed by the President NDU from

the approved panel of local examiners, the

Supervisor and HoD.

Viva-voce exam may be open to the public but the

evaluation be done only by the panel of examiners.

If the candidate fails to satisfy the examiners in the

viva-voce examination he/she may be given a chance

to defend the thesis for the second and final time

within a suitable period but not exceeding six

months.

A candidate who successfully completes all therequirements shall be awarded, with the approval

of the ASRB and the Senate, the degree of Ph.D.

Publication of at least one research paper in anHEC’s approved journal is essential for the award

of Ph.D. degree.

The President NDU may approve the recommendations of the Advanced Studies

& Research Board on behalf of the Senate regarding the award of Ph.D. degree

to the candidate.

Note:-

A copy of thesis is to be submitted to the HEC for record as per requirement.

FLOW DIAGRAM - PhD THESIS

Documents

Guideline for Thesis Preparation NDU