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H. Leeb Atominstitut, TU Wien, Austria NuPECC Meeting,Vienna, March 13, 2009 1
Basics of Nuclear Data Evaluation and Perspectives
H. LeebAtominstitut,TU Wien, Austria
NuPECC Meeting,Vienna, March 13, 2009
Research at the Atominstitut
H. Leeb Atominstitut, TU Wien, Austria 2
radiation physics(Ch. Streli)
applied quantum physics(N.N.)
atomic physics, quantum optics(J. Schmiedmayer)
low-temperature physics,Super conductivity
(H. Weber)
neutron and quantum physics(H. Abele)
nuclear and particle physics(H. Leeb)
NuPECC Meeting,Vienna, March 13, 2009
Nuclear and Particle Physics
H. Leeb Atominstitut, TU Wien, Austria 3
Nuclear Physics and Nuclear Astrophysics (H. Leeb)scattering and reaction theory, nuclear data evaluation
Hadron Physics and Fundamental Interactions (M.Faber, H. Markum)exotic atoms, lattice gauge theory
Experimental Particle Physics (Ch. Fabjan)detector developments, data analysis techniquesdirectly linked to the Institute of High Energy Physicsof the Austrian Academy of Sciences
NuPECC Meeting,Vienna, March 13, 2009
Nuclear Physics and Nuclear Astrophysics
H. Leeb Atominstitut, TU Wien, Austria 4
Theoretical description of scattering and reaction processes and the interpretation of observables with regard to interactions and underlying structures in basic and applied physics
Neutron-induced reactions
Scattering and reaction theory
• nuclear data evaluation• nuclear astrophysics
• inverse scattering techniques• optical potentials and specific reactions• phase problem in quantum mechanics
involvement in the experimentsat n_TOF@CERN and in Geel
NuPECC Meeting,Vienna, March 13, 2009
Experiments: n-induced cross sections
H. Leeb Atominstitut, TU Wien, Austria 5
GELINA (JRC)
(n,2n) cross sections via prompt g-decay
Experiments performed within collaboration: TU Wien and University of ViennaG. Badurek, E. Jericha, H. Leeb, A. Pavlik, A. Wallner
n_TOF@CERN
(n,g) cross sections for transmutation and astrophysics
NuPECC Meeting,Vienna, March 13, 2009
(n,xn) cross sections
H. Leeb Atominstitut, TU Wien, Austria 6
GELINA (JRC)
209Bi(n,2n) cross sectionsMeasurement of promptg-rays of the residual nucleus (even A)
4+
2 +
0 +
Mihailescu et al. ND2007
E. Jericha (TU Wien)A. Pavlik (Univ. Wien)
NuPECC Meeting,Vienna, March 13, 2009
(n,g) cross sections
H. Leeb Atominstitut, TU Wien, Austria 7
n_TOF@CERN
astrophysical relevance s-process
main responsibility of TU Wien: proper uncertainty analysis
(n,g) (n,f)
4p total absorption calorimeter (TAC)
NuPECC Meeting,Vienna, March 13, 2009
Experimental uncertainties at n_TOF
H. Leeb Atominstitut, TU Wien, Austria 8
normalized covariance matrix of the n_TOF experiment
232Th(n,g)
151Sm(n,g)151Sm(n,g)232Th(n,g) E‘ MeV
E‘ MeV E‘ MeV
E MeV
NuPECC Meeting,Vienna, March 13, 2009
Nuclear data evaluation
H. Leeb Atominstitut, TU Wien, Austria 9
Start of Modern Data Evaluation: recommended values of fundamental physics constants (c, h, af, ... ) Dunnington (1939); Du Mond and Cohen (1953)
Present Status:At present Evaluated Nuclear Data Files represent a consistent set of cross sections and associated quantities for all relevant reaction processes. Most data files are limited to the energy region below 20MeV.
There exist several nuclear data libraries with evaluated cross sectiondata, but only few files contain uncertainty information the reliabilityIs still an open question.
JEFF3.1, ENDF/B-VII, JENDL, CENDL, …
NuPECC Meeting,Vienna, March 13, 2009
Concept of evaluation
H. Leeb Atominstitut, TU Wien, Austria 10
Nuclear data evaluation is essentially a procedure following the rules of Bayesian statistics within a subjective interpretation
the probability reflects our expectation no experimental verification
Evaluation is given in terms of- expectation values of observables
- covariance matrices of observables (cross sections)
BAYESIAN STATISTICS
modelnuclear of parameters sections, cross x
energy channel, ... ,
NuPECC Meeting,Vienna, March 13, 2009
Bayes theorem
H. Leeb Atominstitut, TU Wien, Austria 11
Bayes Theorem (1763):
p(x|s M) = p(s |xM) p(x|M) / p(s |M)posterior = likelihood x prior / evidence
x ... model parameter s ... data M ... other information
from experiment Choice of proper prior ?
Expectation value:
Covariance matrix element:
MxMxpxd n , | modelapriori
MxMxMxpxd n ,, | modelmodelapriori
NuPECC Meeting,Vienna, March 13, 2009
Evaluations done by Vonach et al.
H. Leeb Atominstitut, TU Wien, Austria 12
First evaluations in the field of nuclear date which include uncertainties were performed by Vonach et al. (Univ. Vienna) about 1990
They considered nuclei where many experimental data have been available choice of prior not essential
S. Tagesen, H. Vonach, A. Wallner, ND2007
NuPECC Meeting,Vienna, March 13, 2009
Developments in nuclear data evaluation
H. Leeb Atominstitut, TU Wien, Austria 13
Current Demands: • Inclusion of uncertainty information covariance matrices• Extension of energy range to ~150MeV
Challenges:
Evaluation process and covariance matrices – scarcity of experimental data for E > 20 MeV quest of uncertainty of nuclear models
Improvement of models: nuclear reactions, fission, …
NuPECC Meeting,Vienna, March 13, 2009
Bayes theorem
H. Leeb Atominstitut, TU Wien, Austria 14
Bayes Theorem (1763):
p(x|s M) = p(s |xM) p(x|M) / p(s |M)posterior = likelihood x prior / evidence
x ... model parameter s ... data M ... other information
from experiment Choice of proper prior ?
Expectation value:
Covariance matrix element:
MxMxpxd n , | modelapriori
MxMxMxpxd n ,, | modelmodelapriori
NuPECC Meeting,Vienna, March 13, 2009
Choice of proper prior
H. Leeb Atominstitut, TU Wien, Austria 15
GOAL
quantitative estimate of the reliability of nuclear model based evaluations
• Define an almost unbiased prior
• Account for all apriori knowledge
• Minimal use of experimental data
NuPECC Meeting,Vienna, March 13, 2009
Sources of uncertainties
H. Leeb Atominstitut, TU Wien, Austria 16
The contributions to the covariance matrix of the model are
M(mod) = M(par) + M(num) + M(def)
parameter uncertainties numerical
implementation error
Model defectsnon-statistical error
= ( ) d d p
EFFDOC-1047
NuPECC Meeting,Vienna, March 13, 2009
Parameter uncertainties
H. Leeb Atominstitut, TU Wien, Austria 17
For most cases where there is no obvious prior Baye proposed to apply Laplace principle of insufficient reasoning, i.e. a uniform distribution
Main criticism from objectivist: the choice of prior is arbitrary !!!
INFORMATION THEORY (Shannon 1949)
Information entropy:
The amount of uncertainty is maximal if the entropy is maximal.1
( ) lnN
i ii
H p K p p
Assumption: Besides the marginalisation we know an expection value
0 1 0 11 1 1
( , , ) ln 1 0N N N
i i i i ii i i
H p K p p K p K p f f
0 1 0 11 1 1
( , , ) ln 1 0N N N
i i i i ii i i
H p K p p K p K p f f
NuPECC Meeting,Vienna, March 13, 2009
Theory for prior determination
H. Leeb Atominstitut, TU Wien, Austria 18
1
0 11
( ) log( )
( ) 1 ( ) 0
N
K
N k kk
p ada da p a
m a
da da p a G p a
Information Entropy
Constraints
1( ) m(x)exp ( )
p x f xZ
( ) exp ( ) Z dx m x f x
ln
f Z
2
22
ln
f Z
prior
partitionfunction
Determination of Lagrange par. l
variance
Invariant measure to account for continuous parameters:
for scaling parameters: 1( ) m x x
Principle of maximal information entropy
NuPECC Meeting,Vienna, March 13, 2009
Admissible range of parameters
H. Leeb Atominstitut, TU Wien, Austria 19
dependence on av of admissible range in rv
admissible range in av
z defines lower boundary
2 2 2 2
arg arg
3 2
2
3
ch e OM ch e forcer r r r
d r r V rr
d r V r
NuPECC Meeting,Vienna, March 13, 2009
Parameter distribution for 208Pb
H. Leeb Atominstitut, TU Wien, Austria 20
potential parameters
rv (fm)
v1 (MeV)
NuPECC Meeting,Vienna, March 13, 2009
Parameter uncertainties-correlations
H. Leeb Atominstitut, TU Wien, Austria 21
phenomenological optical potentials microscopic optical potentials
stotal
selastic
NuPECC Meeting,Vienna, March 13, 2009
Model defects - scaling
H. Leeb Atominstitut, TU Wien, Austria 22
Global scaling factor for each reaction channel c
isotopesm
cnccEE
cn
cn
cn
cn
cth
cthdef
cc
mcn
m
ncm
cn
mcn
rcth
rcex
rallrall
rcth
rcth
mcn
EN
rcth
rcex
rallrall
rcth
rcth
rallr
cth
rallr
cex
mcn
ENNENNENEEEE
ENwN
ENE
E
E
EEN
E
E
E
E
E
EEN
r
2',',
''''
,
2
weight
2
scale local
weight
)')(( ''
reactiongiven and isotopeeach for scalemean
This coarse approximation provides a covariance matrix
PROBLEM: not statistically defined
Mean value and vairance for each energy bin Em and isotope n
NuPECC Meeting,Vienna, March 13, 2009
Model defects of 16O
H. Leeb Atominstitut, TU Wien, Austria 23
E‘ MeV
E
MeV
Example 16Ototal cross section
experimental data for12C,14N,19F,20Ne,23Na,24Mg
60 10 60
E MeV
030%
20%
rela
tive
varia
nce
in %
NuPECC Meeting,Vienna, March 13, 2009
Correlations - comparison
H. Leeb Atominstitut, TU Wien, Austria 24
correlations of total cross section uncertainties16Ocut: E+E‘=const
complete prior
parameter uncertainties
0.6
0.6
0.0
60 10 60
E MeV
60 10 60
E MeV
more details inFinal report ofEFDA-TW6-TTMN-001B-D7a
NuPECC Meeting,Vienna, March 13, 2009
Importance of uncertainty information
H. Leeb Atominstitut, TU Wien, Austria 25
2
Example: uncertainty of is requReli iredable
e
f
f
ef
fk
k
K K
cross section covariances
Safety margins – commissioningReduce the number of experimental tests
significant economic impact
NuPECC Meeting,Vienna, March 13, 2009
Implementation of Bayesian statistics
H. Leeb Atominstitut, TU Wien, Austria 26
Bayes Theorem (1763):
p(x|s M) = p(s |xM) p(x|M) / p(s |M)posterior = likelihood x prior / evidence
x ... model parameter s ... data M ... other information
NuPECC Meeting,Vienna, March 13, 2009
Bayesian update procedure
H. Leeb Atominstitut, TU Wien, Austria 27
Exp-01
Exp-02
Exp-m
Exp-03
x0 M0
x2 M2
x3 M3
xm Mm
x1 M1
prior
experimentposterior
NuPECC Meeting,Vienna, March 13, 2009
Problem of update procedure
H. Leeb Atominstitut, TU Wien, Austria 28
erdcxbxaxf 121 2
statistical errorsystematic
error
Bayes theorem Bayesian update
prior
NuPECC Meeting,Vienna, March 13, 2009
Origin of the difference
H. Leeb Atominstitut, TU Wien, Austria 29
Standard Bayesian update procedure – no correlationsbetween experiments
The ‚experiments‘ covariance matrix V contains all experimentsand all correlations
Systematic errors are treated like a statistical uncertainty i.e. m
1
NuPECC Meeting,Vienna, March 13, 2009
Evaluation Tool GENEUS
H. Leeb Atominstitut, TU Wien, Austria 30
TALYSPRIOR
SCALE
SC2COV BAYES
EXFORJanis-Tables
graphicsENDF-file
EXPCOV
tables
semi-automatic for singleisotope and restricted reaction channels
still manual
not available
one-step procedure
NuPECC Meeting,Vienna, March 13, 2009
Perspectives
H. Leeb Atominstitut, TU Wien, Austria 31
Current Demands: • Inclusion of uncertainty information covariance matrices• Extension of energy range to ~150MeV
Challenges:
Evaluation process and covariance matrices – scarcity of experimental data for E > 20 MeV quest of uncertainty of nuclear models
Improvement of models: nuclear reactions, fission, …
NuPECC Meeting,Vienna, March 13, 2009
Topics in nuclear reactions
H. Leeb Atominstitut, TU Wien, Austria 32
Future research will focus on challenges in reaction theory:
• Reactions involving charged composite nucleiembrittlement due to gas production in structure materials p-process reactions in nuclear astrophysics, ( ,a g), (p,g)
• Reactions involving weakly bound nucleibreak-up contributions in deuteron involving reactionsreaction processes with exotic weakly bound nuclei
• (Microscopic) modelling of nuclear fission microscopic understanding of fission processmodelling of fission cross sections experimentally not accessibleisotopes (MA)
NuPECC Meeting,Vienna, March 13, 2009
Summary and outlook
H. Leeb Atominstitut, TU Wien, Austria 33
Summary:
• Neutron-induced cross section measured
• Well defined evaluation procedure based on modelling developed
• General evaluation tool GENEUS is under construction
Outlook:Focus is currently changing to topics on reaction theory - composite particle scattering theory
- reactions involving weakly bound nuclei
NuPECC Meeting,Vienna, March 13, 2009
Working Group
H. Leeb Atominstitut, TU Wien, Austria 34
J. Gundacker (Master)J. Haidvogl (PhD)D. Neudecker (PhD)Th. Srdinko (Master)V. Wildpaner
Former studentsK. NikolicsM.T. Pigni (PhD)I. Raskinyte (PostDoc)
EU Research Projects:
EURATOM P&T: n_TOF,IP_EUROTRANS
EURATOM Fusion: EFDA-Projrects, F4E-Grants
EU I3-Project: EURONS
Strong collaboration with the nuclear data centers NEA, IAEA
NuPECC Meeting,Vienna, March 13, 2009H. Leeb Atominstitut, TU Wien, Austria 35
THANK YOU FOR YOUR ATTENTION
NuPECC Meeting,Vienna, March 13, 2009
a-nucleus optical potentials
H. Leeb Atominstitut, TU Wien, Austria 36
(semi)microscopic approach for low energies (relevant to astrophysics)
Optical Potential: , , ,optV r r U r r iW r r
, T TU r r r PVPA r Direct part:
evaluated within RGM in order to account correctly for the antisymmetrisation
,
1
opt T T
T T
V r r r PVPA r
r PVQ QVPA rE QHQ i
direct term
coupling term
NuPECC Meeting,Vienna, March 13, 2009
Imaginary a-nucleus optical potentials
H. Leeb Atominstitut, TU Wien, Austria 37
0 02 , Im , ;M M
TT N M M NM
T TW r r r V r g r r E r V r
Imaginary Part:
Intermediate states in RPA
Green function at intermediate state
It can be considered as a nuclear structure approach to a-nucleusoptical potential, which should work satisfactory at low energies
calculations for a-16O and a-40Ca and a-208Pb are in progress
NuPECC Meeting,Vienna, March 13, 2009
Reactions of weakly bound nuclei
H. Leeb Atominstitut, TU Wien, Austria 38
deuteron breaks up easily (EB=2,2 MeV)
breakup leads to additional flux loss
Neglecting breakup leads to non-standard parameters in fitted potentials
nonelastic due to n-collisionBreakup of the deuteron
nonelastic due to p-collision
Elastic d-A channel
Incoming channel outgoing channel
Incomingd-A channel
Keaton, Armstrong (1973)Ansatz of a complete wave function of the d-A system
300, r r d
�������������������������� �� ���������������������������� ��������������
deuteron wave function p-n scattering wave function (continuum)
NuPECC Meeting,Vienna, March 13, 2009
Breakup contribution for d-6Li
H. Leeb Atominstitut, TU Wien, Austria 39