Helene N White Financial Disclosure Report for 2010

8/3/2019 Helene N White Financial Disclosure Report for 2010

1/64

A O I ORev. 1/2011 FINANCIAL DISCLOSURE REPORTFOR CALENDAR YEAR 2010Report Reqtdred by the Ethics

in Government Act of 1978(5 U.S.C. app. ,~,~" 101-111)

I . P e r s o n Repor t ing ( las t n a m e , f i r s t, m i d d l e i n i t ia l )Whi t e , He l e n e N.

4 . T i t l e ( A r t i c l e I I I j u d g e s i n d i c a t e a c t i v e o r s e n i o r s t a t u s ;magistrate judges indicate full- or pan-time)Circu i t J udge (A ct iv e )

7. Chambers or Office Address2 1 I W. Fo rd S t r e e tSui t e 1 61 0De t ro i t, M i chi ga n 4 8 2 2 6

2 . C o u r t o r O r g a n i z a t i o n6th Ci rcu i t

3 . D a t e o f R e p o r t09/13/2011

5a. Repor t Type (check app ropr ia te type)] N o m i n a t i o n , D a t e[] Initial [] Annual [] Final5b. [] Amended Report8. O n t h e b a s i s o f th e i n f o r m a t i o n c o n t a i n e d i n t h i s R e p o r t a n d a n ym o d i f i c a t i o n s p e r t a i n in g t h e r e t o , i t is , in m y o p i n i o n , i n c o m p l i a n c ew i t h a p p l i c a b l e l a w s a n d r e g u l a t io n s .

R e v i e w i n g O f f i c e r D a t e

6. Report ing P e r i o d01/01/2010

to12/31/2010

I M P O R T A N T N O T E S : The instructions accompanying this form must be fotlowe, t C omplete a / l par ts ,checking the NONE box for each part where you have no reportable information. Sign on last page.

I . P 0 S I T I O N S . m e p o m , g i n a l v l d ~ . t o . l y ; s e e p ~ , . 9 - t 3 of.filing i n s t r u c t l o n s . )- - -] N O N E ( N o reportable positions.)

POSITION NAME OF ORGANIZATION/ENTITYI. Par tne r NJH Associa tes2. P artner NJH A Assoc ia tes3. Par tne r RNJH A ssoc i a te s , LT D

4. Direc tor / V ice P res iden t RNJH Assoc i a te s , Inc .5. M e m b e r M W C M L L C6. M e m b e r P o w d e r , L L C7. Tr us tee T r u s t # I8. T rus tee T ru st # 29. T rus tee T ru st #31 0 . Tr us tee Tr us t #41 1 . Di re c t o r / Pr e s i de n t Fa m i l y Founda t i on #11 2 . Director Fa m i l y Founda t i on #21 3 . C ust odi a n Broke ra ge a ccoun t #1 UGMA1 4 . C u stod ian B rok erag e ac co u n t #2 U G M A1 5 . D irec to r Je w ish F ed era lion o f M elrop o lita n D e tro it


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FINANCIAL D ISCLOSURE REPORTPage 2 of 64

N a m e o f P e r s o n R e p o r t in gWh i t e , H e l ene N .

1 6 . Director Detroit Insti tute of Ar ts1 7 . Di re c t o r , V i ce Pre s i de n t JV S1 8 . Tr us tee Rhol i ck Founda t i on1 9 . M e m b e r Hom e Prope r t ie s , LLC20 . Administ ra t r ix E s ta t e ~ . ~

D a t e of Repor t09/13/2011

I I. A G R E E M E N T S . R e ~ ,o ,~ , ,g individual on~y; see pp. 14-16 of JTling instructions.)D (No reportable agreements.)O N E

D A T E1. Pens ion Wa yne C oun t y , Mi chi ga n2. Pens ion St a t e o f Mi chi ga n3.

PARTIES AND TERMS


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N a m e o f P e r so n R e p o r t i n gWh i t e , H e l ene N .

D a t e o f R e p o r t09/13 /201 I

III. N O N - I N V E S T M E N T I N C O M E . t R e p o . i n ~ individual andspouse; seepp. 17-24 of filing instruction~)A. Fliers Non-lnvestment Income

~3 (No reportable i ncom e . )ONE n on - in v e s tme n tD A T E SOURCE AND TYPE

|o

2.

3.

4.

INCOME( y o u r s , n o t s p o u s e s )

B . S p o u s e s N o n - I n v e s t m e n t I n c o m e - i f you were ma rried during any port ion of the report ing year, com ple te this sec tion.(Dollar amount not required except for honoraria.)~] N O N E ( N o r e p o r t a b l e n o n - i n v e s t m e n t i n c o m e . )

D A T E SOURCE AND TYPEI.

2.

3.

4.

I V . R E I M B U R S E M E N T S - t r an s p o r ta t io n , l o d g in g , fo o d , entertainment.( I n c lu d e s t h o s e t o s p o u s e a n d d e p e n d e n t c h i l d r e n , " s e e p p . 2 5 - 2 7 o f f il i n g i n s t m l c ti o n s . )

[] ( No re por ta b le re imbu rse m e n ts .)O N E

2.3.4.5.

SOURCE D A T E S LOCATION PURPOSE ITEMS PAID OR PROVIDED


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FINANCIAL DISCLOSURE REPORTP a g e 4 o f 6 4

Name o f Pe rson Report ingWh i t e , H e l ene N .

Date of Report09/13/2011

V . G I F T S . a n c i u d e s ,h o s e ~ o W o u s e o . d d e p e n d e n t chi ldren; see pp. 2 8 - 3 1 of f i l ing ins t ruct ions . )N O N E (No reportable gifts.)

SOURCE DESCRIPTION1 .2.3.4.5.

VALUE

V I . L I A B I L IT IE S . a n c l . d e s ,hose of spouse and dependent children; see pp. 32-33 of fillng instrttctionsOD N O N E (No reportable liabilities.)CREDITOR

1 . H ibern ia B an k M o rtg ag e o n rea l e s ta te2. L T R 2 0 1 0 T r u s t P r o m i s s o r y No t e

3.

4.5.

D E S C R I P T I O N VALUECODEM0


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FINANCIAL DISCLOSURE REPORTPage 5 o f 64

N a m e o f P e r s o n R e p o r t in g\Vhite , Helene N.

D a t e o f R e p o r t09/13/2011

V 1 1 . I N V E S T M E N T S a n d T R U S T S - i . c o m e , v a t . e , ~ r a ,~ a c , io , ~ a n c l u d , ~ r h o s , o / s p o . s e u n ~ a . ~ , ~ n d . . t chi ldren; se e pp . 3 4 - 6 0 of filing instructions~)D NONE in come , or transact ions. )N o reportable assets ,A. B. D.

Description of Assets Inco m e du ring T ransactions during reporting period(including trust assets) r e p o r t i n g p e r i o d

(I) (2)i A m o un t T yp e ( e .g .,C o d e I d i v . , r e n t ,( A - H ) o r i n t . )

P l a c e " C A ) " a f t e r e a c h a s s e te x e m p t f r o m p r i o r d i s c l o s u r e

G r o s s v a l u e a t e n do f r e p o r t i n g p e r i o d(I) (2 ) (1 ) (2) (3) (4) (5 )

V a l u e V a l u e Type (e.g., Da te V a l u e G a i n I d e n t i t y ofC o d e 2 M e th o d b u y , se l l , m m / d d P y y C o d e 2 C o d e I b u y e r / s e l l e r

( J- P ) C o d e 3 r e d e m p t i o n ) ( J - P ) ( A - H ) ( i f pr iv a t e( Q - W ) t r a n s a c t i o n )

I. B r o k e r a g e a c c o u n t # 1 t U B S )2. - A m e r ic a n F u n d s B a l a n c e d F u n d c l a s s B A Div idend J T3. - U B S m o n e y m a r k et A Interest J T4. B r o k e r a g e a c c o u n t # 2 ( B a i r d )5. - Ba i rd MM f und A Interest J T6. - C SC O N o ne J T7. - O R C L A Div idend K T8. - S S T I9. - J A V A

1 0 . - AG W F X A Di vi de nd K TI1. -CSTG X N o n e J T1 2 . - B T Z B Div idend K T1 3 . - F R D P X A Di vi de nd K T1 4 . - S L M CX None L T1 5 . B r o k e r a g e a c c o u n t # 3 ( B a i r d )1 6 . - N W S A Di vi de nd J T1 7 . - A G W F X A Di vi de nd J T

Sold !04/15/10 JSold 01/28/10 J

I. Incom e G ain Co d es: A -$ 1.000 or less B =$1.001 - $2.500 C =$2.501 - $ 5.0~1 D =$5.001 - $15.000( See C o l u mn s B I an d D 4 ) F = $ 5 0 . 0 0 1 - $ 1 0 0 . 0 0 0 G -$100.001 - $ 1 .000,000 I I I =$ 1.000.001 - $ 5.000.000 1 1 2 = M o r e t h an $ 5 . 0 0 0 . 0 O O

2 ",able Co d es J = $ 15.000 or less K =$15,001 - $50.000 L = $5 0.001 - $100.000 M ~ $ 1 ( K * . 0 0 1 - $ 2 5 0 .0 0 0( S e e Co h,nln s CI an d D3) N =$25 0.0O I - $5 00,000 O =$500,0OI - $1,000.0O O PI = $ 1. 00 0.0 01 - $ 5 .0 00 .0 00 P 2 = $ 5.( ~O .0 01 - $ 2 5. 00 0, 00 0

P3 = $25,000.001 - $50.0~0,000 p4 =More than $50.000.0~03. Value Method Codes Q =Appraisal R -~7ost (Real [: . state Only) S ~ Assc ssmen t T =:Cash Market{ S ee Colu m n C2 ) U =B ook Valu e V =Oth er W - E s t im ated

E = $ 1 5 . 0 0 1 - $ 5 0 , 00 0


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FINANCIAL DISCLOSURE REPOR TPage 6 o f 64

Name of Person Report ing [ Date of Repor~White, Helene N,

[0 9 / 1 3 / 2 0 1 I

VII. I N V E S T M E N T S a n d TRU STS - i .... e, value, tr ....ions ( Inc ludes those o f spouse a nd de penden t ch ildren; see pp . 3 4-60 o f f i l ing ins tructions . )N O N E (No reportable income, assets, or transactions.)

D e s c r i p t io n o f A s se t s In c o m e d u r i n g( i n c lu d i n g t ru s t a ss e ts ) re p o r t in g p e ri o d

i O) (2)Place "(X)" after each asset ] A m o u n t T y p e ( g .,e x e m p t f r o m p r i o r d i sc l o s u r e I Code I d i v . , ren l ,[ (A-It) or i n t . )

G r o s s v a l u e a t e n do f r e p o r t i n g p e r i o dO) (2)

V a lu e V a lu eC o d e 2 M e t h o d

( J - P ) C o d e 3( Q -W )

(i)buy, se l l ,

r e d e m p t i o n )

T r a n s a c t i o n s d u r i n g r e p o r t i n g p e r i o d

(2) (3) (4) (5 )D a t e Va l u e Gain I d e n t i t y o f

m m / d d . , 3 y Code 2 Co de I bu yer!se ller( J - P ) (A-H) ( i f p r i v a t e

t r a n s a c t i o n )

18. - FRDPX A D i v i d end K T

19. - PHSTX A D i v i d end J T

20 . B r o k e r ag e a c c o u n t # 4 c u s t U G M A ~ , ~ I T ~ . [~ i(Ba i rd )2 1 . - A B A L X Dividend

2 2 . - C S T G X A Div id end J T2 3 . - F R B A X A D i v i d end J T

24. - AGWFX A Div id end J T25 . B r o k e r a g e ac c o u n t # 5 c u s t U G M A ~(Ba i rd )2 6 . - C S T G X No n e2 7 . - F R B A X A Dividend K T28 .29. -ABALX Dividend K

Sold 08/05/10 J(paN)

30 . - I N T E G R A B A N K C D A I n t e r e s t S o l d 08/04/10 J

31 . B r oke r age ac c ou n t #6 ( Ch as e )

32. - MJLXX A I n t e r e s t J T33. - FPFC N o n e J34. - GENZ None J

I. I n c o me G a i n C o d es :( S ee Colu m ns B 1 and [ ) 4 )

2. Val u e C o d esIS ce Colu m ns CI and D3 )

3. V a l u e M e t h o d C o d c s( See C o l u mn C 21

A - $1,000o r le s sF =550,001 - $1 00.0~0J $ 1 5. 0~Oor l cs sN -$250.001- $500.000P3 =$25,000.0~1- $50.00~.000Q=AppraisalU = Bo o k Va l u e

B -$1.001 - $2,500G =$100,001 - $1,000,000K =$15.001 - $50.0000 =$500.001 - $1,000,000R - Cos t ( R eal E s t a t e O n l y )V O t h e r

C = $2, 5 0 1 -I I I =51.000.001 - $5.000,000L =$50.0~1 -PI =$1,000,001 - $5 ,000,000P4 =M or e th an $ 50 . 0~. 000S = Assessmen tW = Est i ma t ed

D =$5.001 - $ 1 5 , 0 0 0112 =M ore than $5,000.000M =$ 10~.001 - $250,000P2 =55.000,001 - $25.000.000T = C a . sh Mar k c l

E :$15.0~1- $50,000


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FINANCIAL DISCLOSURE REPORTPage 7 of 64N a m e o f P e r s o n R e p o r t in g

Wh i t e , H e l ene N .Date of Repor t

09/13/2011

V l l. l N V E S T M E N T S a n d T R U S T S - i , ,, -o m e , ,, ,, I ., ., ,, .o , ~ , ,, - ,i o ,~ a . c ~ . d e s t ~ , o s e o . t s ~ , o . ~ , , , .a a ~ . ~ , , . , ~ e . t c h . d , e . : , e e ~ , ~ , . 3 4 - 6 0 o f f i l i n g i n s t r u c t i o n s . )D NONE income, assets, or transactions.)N o reportableD e s c r i p t io n o f A s s e t s( i n c lu d i n g t r u s t a ss e ~ )

P l a c e " ( X ) " a f te r e a c h a s s e texempt from prior disclosure

I n c o m e d u r in g G r o s s v a l u e a t e n dr e po rt i n g pe ri o d o f r e po rt i n g pe ri o d(1) (2) (i) (2)A m o u n t T y p e ( e . g ., V alue V alueC o d e I d i v . , r e n t , C od e 2 M e th o d( A - I f) o r i n t . ) ( J - P ) C o d e 3

35 . - M S F T A Di vi de nd J T36 . B r o k e r a g e a c c o u n t # 7 ( M o r g a n S t a n le ySm i t h Ba rne y )37 . - JNJ B Div idend L T38 . - Morga n S t a n l e y Sm i t h Ba rne y Mone y A Inierest J TMa rke t Funds39 . Broke rage account #8 (A mer ipr i s e )40 . - Am e r i p r i se Mone y Ma rke t Accoun t A Interest J T41 . - G E A Di vi de nd K T42 . - ASEI A Di vi de nd K T43 . - R C M T None J T44 . B r o k e r a g e a c c o u n t # 9 ( O p p e n h e i m e r )45 . - A D L X X A Interest J T46. - A SE I A Div idend K T47 . - E L X N o ne J T48 . - Q L G C N o n e K T49 . 401k and 457 S ta t e o f Mich igan50 . - S S g a S & P 5 0 0 I n d e x N o n e M T51 . - S S g a M i d C a p I n d e x N one M T

T r a n s a c t io n s d u r i n g r e p o r t i n g p e r i o d(I ) (2) (3) (4)T y p e ( e . g . , D a t e V a lu e G a i n

b u y , s e l l, m m ! d d / y y C od e 2 C od e Ir e d e m p t i o n ) ( J - P ) ( A - H )

(5 )I d e n t i t y o f

buyer /se l ler( i f p r i v a t e


I . Incom e Gain Cod es : A = $1,000 o r less B = $1,001 - $2 ,5 00 C = $2.5 01 - $5 ,000 D $ 5. 001 - $ 1 5 . 000( S ec Colu m ns B I and LM) F = $50,001 - $100.000 G = $100.001 - $1 .000,000 III =$1.000.001 - $5.000.000 112 =More than $5.000.000

2. Va l u e C o d es J =$15,000 or less K =$15,001 - $50.000 L =$50.0OI - $ 100.000 M = $ 1 1 3 0 .0 0 1 - $ 2 5 0 . 0 0 0( S ee Colu m ns CI and D3 ) N = $250.001 - $500.0~0 O = $5 00.001 - $1 .000.000 P I = $1,000.001 - $5 ,000.000 P2 =$5,000.001 - $25.000.000P3 =$2 5,000.001 - $50.000,0/~ P4 =M ore Ihan $50,000.000

3. Va l u e Met ho d C o d es Q =Appraisal R =Cost (Real Estate Only) S - As s es s m ent T = ~h Mar ket(S~:c Column C2) U - B o o k V a l u e V = O t he r W E s t i m a t e d

E =$ 15 . 0 0 1 - $ 5 0 . 0 ~0


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N a m e o f P e r s o n R e p o r t in gWh i t e , H e l ene N .

Date of Repo~09/13/201 I

V I I. I N V E S T M E N T S and T R U S T S -~ .. .. e ~ v a ~ u e ~ t r a n s a c t i ~ n s ( ~ n c ~ u d e s d w s e ~ f s p ~ u s e a n d d e p e n d e n t c h i ~ d r e n ~ s e e p p . 3 4 ~ 6 ~ f ~ i n g i n s t r u c t i ~ n s . )[~ NONE income, or transactions.)N o reportable assets,

A. B. C.D e s c r i p ti o n o f A s s e ts I n c o m e d u r in g G r o s s v a l u e a t e n d( i n c l u d i n g t r u s t a s s e t s ) r e p o r t i n g p e r i o d o f r e p o r t i n g p e r i o dI (I) (2) (1) (2)

P l a c e " ( X ) " a f te r e a c h a s s e t I A m o u n t T y p e ( e . g . , V a lu e V a lu ee x e m p t f r o m p r i o r d i sc l o s u r e [ C o d e I d i v . , r e n t , C od e 2 M e th o d[ (A-II) o r i n t . ) ( J - P ) C o d e 3,52 . - S S g a R u s s e 1 2 0 0 0 In d e x None M T5 3. - A m e r F u n d s E u r o / P a c G r None M T5 4. W a y n e C o u n t y D e f e rr e d C o m p5 5. - L o rd A bbo tt M id C ap Fd N one J T56 . I s rae l Bonds ugma 4 /10 B Interest K T57 . I s r e a l Bonds ug m a 4 /1 1 B Interest K T5 8. I s rea l Bonds ug ma 4 /11 B Interest K T59 . I s r a el B o n d s u g m a 4 / 2 0 1 0 B Interest K T60 . I s rae l Bond A Interest61 . RNJH A ssoc . L t d . Pa i n t e r E Int. /Div. N T62 . Roar ing Brook Capi t a l Fund D Di vi de nd O T63 . Grea t P l a ins Ene rgy Stock A Di vi de nd J T64 . Marc Pha rm aceu t i ca l st ock None J T65 . Trus t # I FW RT, bene f i c i a l i n t ( a s s e t s N o n edist r ibuted)66 . T rus t #2 RWRT G ST A, T rus t e e D Int. /Div. N T67 . - LP l n t RNJH Asso . LT D - se e l i ne s 70 - 1 0368 . T r u s t # 3 R W R T G S T B , T r u s t e e D Int./Div. N T

T r a n s a c t io n s d u r i n g r e p o r t i n g p e r i o d(I) (2) (3)

T y p e ( e . g ., D a t e Va l u ebuy, sell, m n v d d ~ y y Code 2

r e d e m p t i o n ) ( J - P )

Matured 01/20/10 J

Di s l r i bu t e d J

(4 ) (5 )G a i n I d e n t i t y o fC o d e I buyer/seller

(A-H) (if privatet r a n s a c t i o n )

I . Incom e Gain Cod es : A =$1.000 or less B -$1.001 - $2.500 C =$2.501 - $5.000 D $ 5. 001 - $ 1 5 . 000( S ee Colu m ns B I and D4 ) F =$50.001 - $ 100.000 G -$ 100.001 - $ 1.090.000 I 11 = $ 1. 0 0 0 .0 0 1 - $ 5 .0 0 0. 0 0 0 1 1 2 = M o re I h an $ 5 .0 0 0 .0 0 0

2 . Valu e Cod es J =$15.000 or less K = $15.001 - $50.000 L = $5 0.001 - $109.000 M = $I00.001 - $25 0.000( S e e C o l u m ~ C I a n d D 3 ) N = $2 50.001 - $ 500.000 O = $5 00.001 - $1 .000.000 PI =$1.000.001 - $5.000.000 P2 = $5.000.001 - $25.000.000

P3 = $25.000.0OI - $50.000.000 P4 =M ore Ihan $50.000.0003. Va l u e Met ho d C o d es Q =Appraisal R =Cost (Real Estate Only) S =Asscssnlcnl T =Cas h Mar ket( S ee Colu m n C2 ) U = Bo o k Va l u e V = O ~ h c r W - E s t im ated

E = $ 1 5 . 0 0 1 - $ 5 0 . 0 00


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FINANCIAL DISCLOSURE REPORTP a g e 9 o f 6 4

N a m e o f P e r so n R e p o r t i n gWh i t e , H c l ene N .

Date of Repor t09/13/2011

V I I . I N V E S T M E N T S a n d T R U S T S - i n c o m e , ~ a l u e , ~ r u . s a c ,i o .s a n c t ~ d . ~ , h o s e o / s p o ~ s e o . d d e v e n d e . , c h i l d r e n ; s e e p p . 3 4 - 6 0 of filing instructions.)[~ NONE income, assets, or transactions.)N o reportable

A. B. D .D e s c r i p t io n o f A s s e t s I n c o m e d u r i n g T r a n s a c t io n s d u r i n g r e p o r ti n g p e r i o d( i n c l u d i n g t r u s t a s s e t s ) r e p o r t i n g p e r i o d

~ (i)P l a c e " ( x ) " a f t e r e a c h a s s e t ! A m o u n te x e m p t f r o m p r i o r d i s cl o s u r e i C o d e 1( A - I t)

69 . - LP In t RNJH Assn . LT D - se e l ine s 70 - 1 0370 . RNJH A ssocia tes Ltd. (LP Interest ) (pro ra taI Dshare)7 1. - Acc t # 1 Morga n S t a n l e y72 . - - ISha re s Ba rc l a ys T i ps BD FD73 . - - l Sha re s Ba rc l a ys 1 - 3 y r T SY BD7 4. - - ISha re s JP Morga n EM Bond Fd75 . - - ISha re s S&P 500 Grow t h7 6. - - I Sha res S&P 50 0 V a lue7 7 , - - ISha re s S&P Mi d C a p 4 00 Grow t h7 8. - - I Sha res S&P Mid Cap 400 V a lue79 . - - ISha res S&P Sm C ap 600 V a lue80 . - - ISha re s Sm C a p 600 Grow t h81 . - - Pow e r sha re s DB C om m T rk Inc .82 . - - SPDR B arc l ays Capi t a l High Yie ld83 . - - SPDR Barc l ays Capi t a l I n t e rna t iona l84 . - - V a n g u a r d E m e r g i n g M a r k e t s E T F85 . - - V a n g u a r d E u r o p e P a c i f ic

G r o s s v a lu e a t e n do f r e p o r t i n g p e r i o d

(2 ) (I) (2) (I) (2) (3) (4) (5 )T y p e ( e . g . , V a lu e Value T y p e ( e .g . , D a t e V a lu e G a i n I d e n t i ty o fd i v . , r e n t , C od e 2 M e th o d b u y , s e l l, m r n / d d ~ c y C o d e 2 C o d e I b u y e r / s e l l e r

o r i n t . ) ( J - P ) C o d e 3 ~demption) ( J - P ) ( A -H ) ( i f p r i v a t e( Q - W ) t r a n s a c t i o n )

l n t . /Div. N T

Sold 09/15/10 K(part)Sold 09/15/10 LBu y 09/15/10 KSold 09/15/10 L(par t)Sold 09/15/10 L(part)

Bu y 09/1 5 /1 0 KB uy 09/1 5 /1 0 KBu y 09/1 5 /1 0 K

Bu y 09/15/10 L

I . Incom e Gain Cod es : A = $1.000 or less B = $1.001 - $2.5 00 C = $2.5 01 - $5 .000 D = $5.001 - $15,000( S ee Colu m ns B I and IM) F -$50.001 - $ 100,000 G =$ 100.001 - $1.000,000 I I I = $ 1 . 0 0 0 , 0 0 1 - $ 5 . 0 0 0 . 0 0 0 112 =More than $5 ,000.000

2. Value Codes J -$1 5 .009 or less K $1 5 .0O I - $ 50 .000 L =$50.001 - $100.000 M =$1 00.001 - $250.000( S ee Colu m ns CI and D3 ) N -$250.001 - $500.000 O = $5 00.00 1 - $ 1.0 00 .0 00 P I = $1 ,0 00.0 01 - $ 5.0 00 .0 00 P 2 = $5 .00 0.00 1 - $ 25 .00 0.00 0

P3 = $25.000.001 - $50.000.000 P4 =M ore than $50.000.0003. Va l u e Met ho d C o d es Q =Appraisal R = C o s t ( Rea l E s t a t e O n l y ) S =Assessm~mt T G a s h M a r k e l( S c Colu m n C2 ) U - B ook Valu e V = O I h , . :r W = Est i ma t ed

E =$15.001 - $50,000


10/64


N a m e o f P e r s o n R e p o r t in gW hite, Helene N.

D a t e o f R e p o r l09/13/201 I

N O N E (No reportable income, assets, or transactions.)D e s c r i p ti o n o f A s s e ts I n c o m e d u r in g

( i n c l u d i n g t r u s t a s s e t s ) r e p o r t i n g p e r i o di (I) (2)P l a c e " ( X ) " a f t e r e a c h a s s e t ] Amount T y p ~ (g.,e x e m p t f r o m p r i o r d i sc l o s u r e i C o d e 1 d i v . , r e n t ,. ( A - H ) or i n t . )

G r o s s v a l u e a t e n do f r e p o r t i n g p e r i o dO) (2)V alue V alue

C O d e 2 M e th o d( J - P ) C o d e 3

( Q -W )

O)Type (e.g.,b u y , s e l l,r e d e m p t i o n )

T r a n s a c t io n s d u r i n g r e p o r t i n g p e r i o d(2) (3) (4) (5 )

D a t e Value Gain I d e n t i t y o fmm!dd/yy Code 2 Co de I buyer /se l ler

( J - P ) (A-H) ( i f p r i v a t et r a n s a c t i o n )

86 . - - V a n g u a r d E u r o p e a n E T F Sold 09/15/10 K E87 . - - V a n g u a r d P a c i f i c E T F S o l d 09/15/10 K D

88 . - - V a n g u a r d R E I T E T F8 9 . - - V angua rd Tota l Marke t90 . - - Blackrock G loba l A l loca t ion A

Sold 09/15/10 M(par t)

91 . - -De laware D iv e rs i f ied I nc . A92 . - - F i rs t Eag le Glo bal A93 . - - Go l dm a n Sa chs Abs l t e Re t T rk A( G A R T X ) ( r e p a s G A R T Y )94 . - - Ivy Asse t S t r a t e gy A95 . - - I vy H i g h I n c o m e A96 . - - S&P Nor t h Am e r Na t Re s

Bu y 09/15/10 M

Sold 09/15/10 K D(pan)Sold 09/15/10 L E

97 . - - P imco Tota l Re tu rn A98 . - - R Y D E X / S G I M a n a g e d F U T S T R A99 . - Acc t # 2 - Morga n S t a n l e y

Bu y 09/15/10 MBu y 09/15110 K

1 0 0 . - - Uni t Claym ore Clos ed -End ML P & I nf ra61 01 . - - U n i t F i r s t T r u s t In t R a t e H ed ge I

Bu y 01/12/10 KBu y 04/09/10 K

1 0 2 . - - Un i t F i r st T r u s t S t r a t e g i ce I n co m e 1 3 Sold( p a a ) 01/25/10 J

I . Incom e Gain Cod cs : A = $1.000 or lcss B = $1]091 - $2 .500 C =$2.501 - $5.00~ D =$5.001 - $15.000( S ee Colu m ns B I and D4 ) F = $50.001 - $100.009 G = $100.001 - $1 .0~0.000 III ~$1.000.0~1 - $5.0~L000 1 1 2 = M o r e t ha n $ 5 . 0 ~ O . 0 0 0

2. Va l u e C o d es J = $15.000 o less K = $15,001 - $50.000 L = $5 0.001 - $100.000 M -$100.001 - $250.0(g)( S e c C o h ,m n s C I a n d D 3 ) N =$250.001 - $5 00.000 O $ 5 00 . 001 - $ 1 . 000 . 00~ PI =$1.000.001 - $5.000.000 P2-$5.000.001 - $25.000.009

P3 = $25.0~9.0OI - $50.000.090 P4 =M ore than $50.0~0.00~3. Value gtclhod Codcs Q A p p ra isa l R ~ o s t (Re a l Es ta te On ly ) S = Assc ssmc n t T ~sh Markct( S ee Colu nm C2 ) U :B ook Valu e V =Olh er W - E s t im ated

E =$15.001- $50.000


11/64



D a t e o f R e p o r t09/13/2011

N O N E (No reportable income, assets, or transactions.)A. B. C. D.

D e s c r i p t i o n o f A s s e t s I n c o m e d u r i n g G r o s s v a l u e a t e n d T r a n s a c t i o n s d u r i n g r e p o r t i n g p e r i o d( i n c l u d i n g t r u s t a s s e t s ) r e p o r t i n g p e r i o d o f r e p o r t i n g p e r i o d

i (I) (2 ) (I) (2) (1 ) (2) (3) (4) (5 )Place "(X)" after each asset i A m o u n t T y p e (e .g ., V a lu e V a l u e Type (e.g., D a t e V a l u e G a i n I d e n t i t y o f

e x e m p t f r o m p r i o r d i sc l o s u r e i Code I d i v . , ren t , C o d e 2 M e t h o d b u y , s e l l . m m ! d d / y y C o d e 2 C o d e I b u y e r / s e l l e ri ( A - H ) or i n t . ) ( J - P ) C o d e 3 r e d e m pt i o n ) ( J - P ) ( A - H ) ( i f pr iv a t ei ( Q - W ) t r a n s a c t i o n )

1 0 3 . Sold(pail)1 0 4 . R N J H A s s o . ,I n c . (s t o c k h o l d e 0 ( p r o r a t a B Int . /Div. K Ts h a r e )

05/25110

1 05 . - - G P In t i n R N J H A s s o , LT D

1 0 6 . - - M o r g a n S t a n l e y M M

1 0 7 . - - I S h a r es B a r c l a y s 1 - 3 Y r T S Y B D Buy 02/12/10 J1 0 8 .

109.

1 1 0 . - - ISh a r e s B a r c l ays T IP S B D F D

Sold 10/04/10(par t)Sold 12/02/10(par t)Bu y 02/12/10

JJJ

AA

I11.1 1 2 .113 . - - I Sha res S&P 500 Growth I ndex

S o l d 1 0 1 0 4 1 1 0(pai l )Sold 12/02/10(par t)Buy 02/12/10

J

J

J

AA

I14.

115 .

1 1 6 . - - I S h a r e s S & P 5 0 0 V a l u e I n d e x

Sold 10/04/10(par t)S o l d 12/02/I 0(par t)Bu y 02/12/10

JJJ

AA

1 1 7 .1 1 8 .119 . - - I Sha res S&P Mid Cap 400 Gro wth

S o l d 10/04/I 0(part)S o l d 12/02/I 0(pai l )B u y 02/12/I0

J

JJ

A

I . Incom e Gain Cod es : A = $1,000 o r Ice s B = $1,001 - $2 .5 00 C = $2.5 01 - $5 ,000 O =$5,001 - $ 15,0~0( S ee Colu m ns B I and D4 ) F =$50.001 - $100,000 G =$100.001 - $1 .000.000 III =$1.000,001 . $5.000.000 112 =More than $5.000.00~

2. Va lu e Co d es J = $15 .000 o r le ss K =$15 .0O I - $5 0,000 L =$5 0.001 - $100,0(~ M =$100,001 - $250.000( S ee Colu m ns CI and D3 ) N = $2 50.001 - $ 500.000 O = $5 00.001 - $1 .000.000 P I =$ 1 ,0 00 ,0 01 - $5 .0 00 ,0 00 P 2 = $ 5,0 00 .0 01 - $ 2 5. 00 0,0 00

P3 = $25.000.001 - $50.000.000 P4 =M ore than $50.000.0003. Va l u e Met ho d C o d es Q =Appraisal R =C o st [R ea l E sta te On ly ) S ~A ssc ssm en t T = C ash Mar k e t[S ee Colu m n C2 ) U - B o o k V a l u e V =Oth er W = Est i ma t ed

E =$ 15 . 0 0 1 - S 5 0 . 0 0 0


12/64


N a m e o f P e r s o n R e p o r t in gWhite, Helene N.

D a t e o f R e p o r t09/13/201 I

V I I . I N V E S T M E N T S a n d T R U S T S - i n c o m e , v a l u e . ~ , a ,~ o c t i o ,~ a n c t ~ d , ~ t h o s e of spouse and dependent children: s e e p p . 3 4 - 6 0 of filing instructions.)N O N E ( N o reportable income, assets, or transactions.)

D e s c r i p t i o n o f A s s e t s T r a n s a c t i o n s d u r i n g r e p o r t i n g p e r i o d( i n c l u d i n g t r u s t a s s e t s )


In c o m e d u r i n g G r o ss va l u e at e n dre p or t in g pe ri o d o f re po r t in g p er i o d

(I) (2) (I) (2) (I) (2) (3) (4) (5 )A m o u n t T y p e ( e . g ., V a lu e V a lu e Type (e.g., Da te V a l u e G a i n I d e n t i t y o fC o d e 1 d i v ., re n t , C o d e 2 M e th o d b u y , se l l , m m / d d / y y C o d e 2 C o d e I b u y e r l s e l l e r( A - H ) or i n t . ) ( J - P ) C o d e 3 r e d e m pt i o n ) ( J - P ) ( A - H ) ( i f pr iv a t e

( Q - W ) t r a n s a c t i o n )

1 2 0 . Sold 12/02/10 J A(par t)1 2 1 . - - I S h ar e s S & P M i d C a p 4 0 0 V a l u e122. - - IShares S& P Sm al l Cap 600 Val123 . - - ISha res Sm a l l Cap 600 Grow th1 2 4 . - - S & P N o r t h A m e r N a t R e s S e c t o r Bu y 02/12/101 2 5 . Sold 10/04/I 0(par t)1 2 6 . Sold 12/02/10(par t)1 2 7 . - - V a n g u a r d E m r g M k t s E l f Bu y 02/12/101 2 8 . S o l d 10/04/10(par t)1 2 9 . Sold 12/02/10(par t)1 3 0 . - - V a n g u a r d E u r o p e a n E T F Bu y 02/12/101 3 I . S o l d 10/04/10(par t)1 3 2 . Sold 12/02/10(par t)1 3 3 . - - V a n g u a r d P a c i f i c E T F Bu y 02/ t2/101 3 4 . Sold 10/04/10(par t)1 3 5 . Sold 12/02/10

(par t)1 3 6 . - - V a n g u a r d R E I T E T F Bu y 02/12/10

J

J

J

J

J

J

J

J

J

J

J

J

J

AA

AA

AA

AA

I . Incom e Gain Cod es : A =$1.000 or less B =$1,00I - $2,500 C =$2.501 - $5,000 D =S5,001 - $15,000{ See Columns B I and D4 ) F = $ 5 0 . 0 0 1 - $ 1 0 0 . 0 ( X ) G =$ 100.001 - $ 1,000.000 1 1 1 = $ 1. 0 0 0 .0 ~ I - $ 5 . 0 0 0 .0 0 0 1 1 2 = M o re Ih an $ 5 .0 0 0 .0 0 0

2 . Valu e Cod es J = $15 .0~0 o r le ss K = $15 .001 - $50.000 L =$50.(~11 - $100.000 M = $1~).001 - $25 0.00~IS ce Colu m ns CI and D3 ) N = $ 2 5 0 . 0 0 1 - $ 5 ( 3 0 . 1 3 ~ 0 O =$500.001 - $1 .000.000 P I = $ 1. 00 0. 00 1 - $ 5. 00 0. 00 0 P 2 = $ 5. 00 0.0 01 - $ 2 5. 00 0. 00 0

P3 = $25.000.001 - $50.000.000 P4 =M ore than $50.000.0(303 . Va l u e Met ho d C o d es Q -Appraisal R =Cost (Re al [:~lalc Only) S =Asscssmcnt T = C ash Mar k c ~( S ee Colu m n C2 ) U B o ~ k V a l u e V =Oth er W - E s t im ated


13/64


N a m e o f P e r s o n R e p o r t in g~Vhite, Hclene N.

D a t e o f R e p o r t09/I 3/201 I

V I I . I N V E S T M E N T S a n d T R U S T S - i n c o m e , , o lu e , ~ r o ~ a c , io , ~ a n c l a d e s , h o s e o f s p o u s e ~ . d d e p e n d e . , children; s e e p p . 3 4 - 6 0 of filing instructions.)N O N E (No reportable income, assets, or transactions.)

A. B. C. D.Description of Assets Income dur ing Gross value a t end Transactions during reporting period

(including trust assets) r e p o r t i n g p e r i o d o f r e p o r t i n g p e r i o d(1) (2) O) (2) O) (2) (3) (4) (5 )

P l a c e " ( X ) " a f te r e a c h a s s e t A m o u n t T y p e ( e . g . , Va l u e Va lue T y p e ( e . g . , D a t e Value Gain I d e n t i t y o fexempt from prior disclosure C o d e 1 d i v . , r e n t , Code 2 M e th o d buy , se ll, m m/dd /yy Code 2 Code I buyer /se l ler(A-H) o r i n t . ) ( J - P ) C o d e 3 r e d e m p t i o n ) ( J - P ) (A-It) ( i f p r i v a t e(Q-W) t r a n s a c t i o n )

1 3 7 . S o l d 10/04/10( pan )1 3 8 . S o l d 12/02/10( p a r t )1 3 9 . - - V a n g u a r d T o t a l B o n d M a r k e t B u y 02/12/10

JJJ

A

A

1 4 0 . S o l d 10/04/I 0( p a r t )1 4 1 . S o l d 12/02/10( p a r t )1 4 2 . - - B l ac k r oc k G l ob a l A l l oc a t i on A B u y 02/12/10

J

J

J

A

A

1 4 3 . S o l d 10/04/I 0( p a n )1 4 4 . S o l d 12/02/I 0(part)1 4 5 . - - F i r s t E ag l e G l ob a l A B u y 02/12/10

JJJ

A

A

1 4 6 . Sold 10/04/10(pan)1 4 7 . Sold 12/02/10(par t)148 . - - Goldman S achs A bs l t e Re t Trk A Bu y 02/12/10

JJJ

A

A

1 4 9 . Sold 10/04/10(pan)1 5 0 . Sold 12/02/10(par t)15 I . - - Ivy Asset Strategy A Bu y 02/12/10

J

J

J

A

A

1 5 2 . Sold 10/04/10 J(pan)1 5 3 . Sold 12/02/I0 J(par t)

A

A

I . Incom e Gain Cod es : A =$1,000 or less B = $1,001 - $2 ,5 00 C ~$2.5 01 - $5 .000 D $ 5, 001 - $ 1 5 . 000( S ce Colu m ns B I and D4 ) F =$50.001 - $100,0~0 G =$ 10 0.0 01 - $ 1.0 00 .0 00 1 11 = $1 .0 00 .0 01 - $ 5.0 00 .0 00 112 =More than $5.000.000

2 . Valu e Cod es J = $15 .000 o r le ss K :115 ,0O I - 15 0.000 L = $5 0.001 - $100.000 M =$100.001 - $250.000IS ce Co lu mn s C I a nd D 3) N $25 0.00 1 - $5 00.00 0 O = $5 00 ,00 1 . $ 1.0 00 .0 0~ p I = $1 .00 0.00 1 . $5 .0 00.0 00 1 2 = $ 5 . 0 0 0 . 0 0 1 - $ 2 5 . 0 0 0 . 0 O O

P3 = $25,000.001 - $50,000,000 P4 =M ore lhan $50.000.0003. Va l u c Mc l ho d C o d es Q -Appraisal R --Cost (Rcal Esiale Only) S = Assc ssmc n l T G a s h M a r k e tI S c e C o l u m n C 2 ) U = Bo o k Va l u e V = O t he r W = Est i ma t ed

E :$15.001 - $ 5 0 . 0 0 0


14/64

FINANCIAL DISCLOSURE REPORTP a g e 1 4 o f 6 4

N a m e o f Pe r s o n R e p o r t i n g\V h i t e , H c l ene N .

D a t e o f R e p o r t09/13/2011

V I I . I N V E S T M E N T S a n d T R U S T S - income, value, transactions ( Includes those of spouse and dependent children; seepp. 34-60 of f i l ing instructions.)N O N E (No reportable income, assets, or transactions.)

A. B. C. D.Description of Assets Inco m e during G ro ss valu e at en d Transactions during reporting period

(including trust assets) r e po rt i n g p er i o d o f r e po rt i n g p er i o d[ (I) (2 ) (I) (2) (I) (2) (3) (4) (5 )

P l a c e " ( X ) " a f te r e a c h a s s e t A m o u n t T y p e ( e . g ., Value Va l u e T y p e ( e . g ., D a t e Va l u e Gain I d e n t i t y o fexempt from prior disclosure Code I d i v . , r e n t , Code 2 M e th o d buy, se l l , mm!dd/yy Code 2 Co de I buy e r/se llerI (A-H) o r i n t . ) ( J - P ) Code 3 r e d e m p t i o n ) ( J - P ) (A-H) ( i f p r i v a t e

( Q - W ) t r a n s a c t i o n )

D Div idend PI T54 . Trus t # 4 , RW L TI TNA R , Trus t ee1 5 5 . - - B O A M M F u n d156. - - Cred i t Su i s se MM Fund157. - - Dre fu s Treas u ry P r im e I nv . SH158. - - I Sha res TR Rus s e l l 2000 I ndex Fd1 5 9 . - - S P D R S & P 5 0 0 E F T R T R T R U n i t1 6 0 . Trus t #5 RWL T I THW s ha red bene f i c i a l D Int. /Div. P Iinterest1 6 1 .1 6 2 .1 6 3 . - - A l e ri a n M L P E T F164. - - F i r st T rus t DJ GL SEL D V D1 65 . o - F i r s t T rus t La rge C AP G row t h166. - - F i r st T rus t L a rge CA P V a lue E TF167. - - F i r s t T rus t Mu l t i CA P V a lue168 . - - ISha res Barc l ays T ips BD FD1 69. - - ISha re s .1 P Mo rga n EM B ond Fd1 7 0 . - - I S h a re s S & P S m C a p 6 0 0 V a l

- - US T re a sury MM Fund - C re d i t Su i sse- - B r o k e r a g e A c c o u n t - M o r g a n S t a n l ey

So l d 03/15/10 PI

Bu y 03 /15/10 OBu y 05/28 /10 OBu y 03 /15/10 O

B u y 10/14/10 K

B u y 10/14/10 KB u y 10/14/10 K

B u y 10/14/10 K

B u y 10/14/10 J

B u y 10/14/10 J

S o l d 10/14/10 J(pa~)

I. Incom e G ain Co d es: A -$ 1.000 or less IJ = $1,001 - $2 ,500 C = $2,5 01 - $5 .000 D =$5.001 - $15.000( See C o l u mn s B I an d 1)4 ) F = $ 5 0 . 0 0 1 - $ 1 0 0 , 0 0 0 G = $100.001 - $ 1.000.000 I 1 1 = $ 1 . 0 0 0.0 0 1 - $5 .0 0 0.0 0 0 1 1 2 = M o r e t h an $ 5 .0 0 0.0 0 0

2 . Valu e Cod es J = $15.000 o r le ss K = $15.001 - $50.000 L = $5 0.0O I - $100.000 M -$100.001 - $25 0.000( S ee Colu m r t s CI and D3 ) N = $ 2 5 0 . 0 0 1 - $ 5 0 0 . 0 ( } O O =$ 500 .00 1 - $1 .00 0,00 0 P I = $1 .0 00 ,0 01 - $ 5,00 0,0 00 P2 =$5,000.001 - $25.000.000

P3 = $25,000.001 - $50,000.000 P4 =M ore than $50.000,0003. Va l u e Met ho d C o d es Q =Appraisal R = C o s t I Rc a l Es t a t e O n l y ) S = Assessmen t T =Cas h Mar ket( S c e C o h t m n C 2 ) U B o o k V a l u e V O t h e r w= l:s t ima lcd

E = $ 1 5 , 0 0 1 - $ 5 0 . 0 00


15/64

FINANCIAL DISCLOSURE REPORTPage 15 of 64N a m e o f Pe r s o n R e p o r t i n g

Wh i t e , H e l ene N .D a t e o f R e p o r t

09/13/201 I

V I I . I N V E S T M E N T S a n d T R U S T S - n c o m e , v a l u e , t r a n s a c t i o n s t in c t u r e s t h o s e o f s p o u s e a n d d e p e n d e n t children; see pp. 3 4 - 6 0 o f f i l i n g i n s t r u c t i o n s . )N O N E ( N o reportable income, assets, or transactions.)

A. B. C. D .D e s c r i p ti o n o f A s s e ts I n c o m e d u r in g G r o s s v a l u e a t e n d T r a n s a c t i o n s d u r i n g r e p o r t i n g p e r i o d

( i n c l u d i n g t r u s t a s s e t s ) r e p o r t i n g p e ri o d o f r e po rt i n g p e ri o di (I) (2 ) (1) {2) (I} (2) (3) (4}

P l a c e " ( X ) " a f te r e a c h a s s e t i A m o u n t T 3 , q ~ ( e . g . , Value V a lu e T y p e ( e . g . , D a t e Value G a i n I d e n t i l y o fe x e m p t f r o m p r i o r d i sc l o s u r e I Code I d i v . , r e n t , C o d e 2 M e th o d b u y , s e l l, m m ! d d h y y C o d e 2 C o d e 1 b u y e r ! s e l l e r( A - H ) o r i n t . ) ( J - P ) C o d e 3 r e d e m pt i o n ) ( J - P ) ( A - H ) ( i f p r i v a t e( Q -W ) t r a n s a c t i o n )

171 . - - ISha res Sm Ca p 600 Growth1 7 2 . - - P o w e r sh a r e s D B C o m m T R K , In c . B uy 10/14/10 J173 . - - SPDR Barc l ays Capi t a l High Yie ld Bu y 10/14/10 J174 . - - SPDR Barc l ays Capi t a l I n t e rna t iona l Bu y 10/14/10 J1 7 5 . - - l S h a r e s S & P M i d C a p 4 0 0 V a l u e Sold 10/14/10 J1 7 6. - - IS ha re s S & P M id C a p 400 G ro w th S o ld 10/14/10 J1 7 7 . - - V a n g u a rd T o ta l B o n d M k t S o ld 10/14/10 K(par t)1 7 8 . - - IS ha res S & P 5 0 0 G ro w th S o ld 10/14/10 K1 7 9 . - - I S h a r e s S & P 5 0 0 V a l u e Sold 10/14/10 K

A

A

C

E

D

1 80. - - S & P N A N at R e so u rc es S o ld 10/14/10 J1 8 1 . - - IS h a r e s B a r c la y 1 - 3 Y R T R S Sold 10/14/10 K1 8 2 . - - V a n g u a r d E M G M K T S1 8 3 . - - V a n g u a r d E u r o p e a n Sold 10/14/10 J(par t)1 8 4 . - - V a n g u a r d P a c i f ic Sold 10/14/10 J(par t)185 . - -B lack ro ck Glo bal

DA

DB

186. - - Ivy Asset A187 . - - F i rs t Eag le Glo bal A

I . Incom e Gain Cod es : A = $1.000 or less B = $1,001 - $2 .5 00 C = $2.5 01 - $5 ,000 D =$5,001 - $15.000( See C o l u mn s B 1 an d D 4) F =$50.001 - $ 100.000 G = $ 1 0 0 . 0 0 1 - $ 1 . 0 0 0 .0 ~ 1 0 II I =$ 1.0~0.001 - $5,1~)0.000 112 =M ore than $5.000.000

2. Va l u e C o d es J $15.000 or less K =$15.001 - $50.000 L =$50.001 - $100,000 M -$10~.001 - $250.000{ S c Colu m ns CI and D3 ) N -$250.001 - $500.000 O =$500.001 - $1.000.000 P I = $ 1. 00 0. 00 1 - $ 5. 00 0, 00 0 P 2 = $ 5.0 00 .0 01 - $ 2 5. 0~ 0. 0 ~

P3 =$25.000.001 ~ $50.000.000 P4 ~More than $50.009.0003. Value btcthod Codes Q =Appraisal R ~Cosl lRcal Estate Only) S =Asscssm . , :n! T = C ~ h M a r k c l( S cc Colu m n C2 ) U = Bo o k Va l u e V O t h e r W - E s t im ated

E =$15.001 - $50.000


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D a t e o f R e p o r t09/13/2011

V I I . I N V E S T M E N T S a n d T R U S T S - i n c o m e , v o t u e , u a , ~ o c , lo . $ a n c t u d e , t h o s e of spouse and dependent children; see pp. 3 4 - 6 0 o f f i l i n g i n s t r u c t i o n s . )N O N E (No reportable income, assets, or transactions.)

Description of Assets Income dur ing( inc lud ing t~st asse ts ) reporting period

i (I) (2)P l a c e " ( X ) " a f te r e a c h a s s e t i A m o un t T yp e ( e .g .,

exempt from prior disclosure ~ Code I d i v . , r e n t ,i (A-H) i n t . )r1 8 8 . - - G o l d man S ac h s A b s l t e R e t T r k A( G A R T X )1 8 9 . - - V a n g u a r d R E I T

1 9 0 . - - R Y D E X / S G I M a n a g e d r U T S T R A

1 9 1 . M W C M L L C , L t d P t r , R E d e v e l o p m e n tM a c o m b M I1 9 2 . P owd e r , LLCj o i n t i n t e re s t i n c ond o i nC o p p e r M t n , C O1 9 3 . C o n d o m i n i u m i n S n o w m a s s , C o l o r a d o

1 9 4 . N J H A s s oc i a t e s , P a r tne r

1 9 5 . - V end ee s i n t e r e s t i n u n i mp r ov ed CAprope rty

1 9 6 . - B J W A s s o c i a te s R e a l E s t a t e N Y C

1 9 7 . - Lex i ng t on A v e A s s oe R ea l E s t a te N YC

1 9 8 . - F i r s t Su t t on A s s oc R ea l E s t a t e N YC

1 9 9 . - A s b u r y P l az a V en t u r e , R ea l E s t a t e ,C h i c a g o2 00 . - A l ma A s s oc . R ea l E s t a t e A r kans a s

Gross value a t endo f r e p o r t i n g p e r i o d(I) (2)V alu e V a lu e

Code 2 M e th o d(J-P) C o d e 3( Q -W )

(I )T y p ~ ( e .g . ,buy, sell,


Transactions during reporting period

(2) (3) (4) ( 5 )D a t e V a l u e G a i n Id en t i ~y o f

m m ! d d ! y y C o d e 2 C o d e I b u y e r / s e l l e r( J - P ) ( A - H ) ( i f pr iv a t e


B u y I0/14/10 J

N o n e M WN o n e M WN o n e N W

G Dist r ibut ion M W

201 . - Be lm ont Mad i s on A s s oc R ea l Es t a t e NYC2 0 2 . - L i n c o l n T e r r a c e A s s o c . N Y C

203 . NJ HA A s s oc. , Pa r tne r204 . 4400 Un iv e rs it y L td Pa r tne rs h ip

None J WInterest K W

I. I n c o me G a i n C o d es :( S c c C o l u m n s BI and D4)

2. Val u e C o d es{ S ee Colu m ns CI and D3 )

3 . Val u e Met ho d C o d es( S e e C o h m m

A -$1.000 or lessF =$ 50 . 001 - $ 1 0 0 , 0 0 0J =$15.000 or lessN =$250.001 - $500.0~)P 3 =$25.000.001 - $ 5 0 . 0 0 0 . 0 0 ~Q = A p p r a i s a lU - B ook Valu e

B=$1,001 - $2,500G =$100.001 - $1 ,000.000K -$15.001 - $50.000O -$500.001 - $1.000.000R --Cost (Real EstateOnly)V =O~hcr

C =$2,501 - $5.000L ~$50.001 - $100.0~PI =$1.000.0~1 - $5.000.000P4 =M ore than $50.000.000S = Assessmen tW = Esf i ma t o d

D = $ 5 . 0 0 1 - $ I 5.000112 :M o r e t h a n $ 5 , 0 0 0 . 0 0 0M =$ 10 0 . 0 0 1 - $ 25 0 . 0 0 0P 2 =$ 5 . 0 0 0 . 0 0 1 - $ 2 5 . 0 0 0 . 0 0 ( IT = C a s h M a r k e t

E =$15,001 - $50.000


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D a t e o f R e p o r t09/13/201 I

N O N E (No reportable income, assets, or transactions.)A. B. C. D.

Description of Assets Incom e durin g G ross value a t en d Transactions during reporting period(including trust assets) reporting period o f r e p o r t i n g p e r i o d

[ (I) (2) ( I ) ( 2 ) (I) ( 2 ) ( 3 ) ( 4 ) (5)P l a c e " ( X ) " a f te r e a c h a s s e t ] A m o u nt T y p e ( e . g . , Va l u e Va l u e T y p e ( e . g ., D a t e Va l u e Gain I d e n t i t y o f

exempt from prior disclosure i Code I d i v . , r e n t , Code 2 M e th o d bu y , se ll, m m /dd /yy Code 2 Co de I buyer /se l leri ( A -H) o r i n t . ) ( J - P ) C o d e 3 r ~ : l e m p l i o n ) ( J - P ) (A-H) ( i f p r i v a t ei (Q-W) t r a n s a c t i o n )

205. 2001 T rus t , s ha red bene f i c i a l i n t e re s t G Int.!Div. O T2 0 6 . - - E s c r o w e d F u n d s207. - - J PM Pr iv a t e Eq u i ty2 08 . - - JPM T a x Fre e MM209 . - - N Y P u b I M P S B o n d ( D e c a n te d t o L T R2 01 0 T R) (2 )210. - - US T re a sury B i l ls (De ca n t e d t o LT R2 O 1 0 T R )211. - - C a l if o m i a R e v e n u e B o n d ( D e c a n t e d t oLT R 2 01 0 T R)212. - - N Y N Y G O B o n d s ( D e c a n te d t o L T R2 01 0 T R)213 . - - NY C i t y Wa t e r Bonds (De ca n t e d t o LT R2 01 0 T R)214. - - P u e r t o R i c o R e v . B o n d ( D e c a n t e d t o L T R2 01 0 T R)215. 2006 T rus t , s ha red bene f i c i a l i n t e re s t F Int. /Div. N T2 1 6 . - - E s c r o w e d F u n d s2 1 7 . - - J P M T a x F r e e M M2 1 8 . - - P . R . B o n d ( D e c a n t e d t o L T R 2 0 1 0 T R )219 . - - NY S t a t e Bond (De ca n t e d t o LT R 2 01 0T R )2 2 0 . - - N Y S t at e Bo n d ( D ec a n te d t o LT R 2 0 1 0

q - R )221. - - Ca l ifo rn i a Rev enue Bon d (Decanted t oLT R 2 01 0 T R)

I . Incom e Gain Cod es : A =$1.000 or less B = $1,001 - $2 .5 00 C = $2.5 01 - $5 ,000 D = $5.0~1 - $15 .0~0( s e e C o l u m n s B I a n d D 4 ) F =$50.001 - $100.000 G -$100.001 - $1.000.000 III =$1.000.0~1 - $5.000.000 112 =More lhan $5 .000.000

2 . Valu e Cod es l -$15.000 or Ices K =$1 5.001 - $50.0~0 L =$50.0~1 - $100.0(~ M = $10~.001 - $250.0(~1( S ee Colu m ns CI and D3 ) N -$250.001 o $500.000 O -$ 50~.0 01 - $1 .0 00 .0 00 P I = $1 .0 ~0 .0 01 - $5 .0 00 ,0 00 P2 =$5.000.001 - $25.000.00{)

P3 =$25.000.0OI - $50.000.000 P4 =/.lore than $50,000,0003. Va l u e Mc l ho d C o d es Q :Appraisal R =Cos t ( R eal E s t a t e O n l y ) S = Assessmen t T = C ~ h M a rk e t( S ee Colu m n C2 ) U =B c~k Valu e V - Olhcr W = Esl i ma t c d

E =$15.001 - $ 50.000


18/64



D a t e o f R e p o r t0 9 / 1 3 / 2 0 1 1

V I I . I N V E S T M E N T S a n d T R U S T S - in c ~ m e ~ v a l u e ~ t r a n s a c t i ~ n s ( ~ n c ~ u d ~ s t h ~ s e ~ f s p ~ u s e a n d d e p e n d e n t c h i ~ d r e n ; s e e p p ~ 3 4 ~ 6 ~ f ~ i n g i n s tr u c t i~ n s )N O N E (No reportable income, assets, or transactions.)

A. B. D.D e s c r i p t i o n o f A s s e t s I n c o m e d u r i n g T r a n s a c t i o n s d u r i n g r e p o r t i n g p e r i o d

( i n c l u d i n g m a s t a s s e t s ) r e p o r t i n g p e r i o d


(l) (2)A m o u n t Tyl~ (e.g.,C o d e I d i v . , ren l ,

( A o H ) or i n t . )

G r o s s v a l u e a t e n do f r e p o r t i n g p e r i o d

(1) (2)V a l u e V a l u eC o d e 2 M e t ho d

( J - P ) C o d e 3( Q -W )

(l) (2) (3) (4) (5 )T y p e ( e . g ., D a t e Value Gain I d e n t i D o f

buy, se l l , mm!dd/yy Code 2 Co de I buy e r/se llerr e d e m p t i o n ) ( J - P ) (A-H) ( i f p r i v a t e


222. - - C a l i fo rn i a Re ve nue Bo nd (De ca n t e d t oL T R 2 0 1 0 T R )223 . - - N Y N Y O O B o n d s ( D e c a n t e d t o L T R2 01 0 T R)224. - - N YC W ate r Bond ( D ec anted to L TR

2 01 0 T R)2 2 5 . 2 007 T r u s t , s h a r ed b ene f i c i a l i n t e r e s t G Int./Div. PI T2 2 6 . - - E s c r o w e d F u n d s

2 2 7 . - - J P M P r i v a t e E q u i t y

2 2 8 . - - J P M T ax F r ee M M

2 2 9 . o - P . R . B o n d ( De ca n t e d t o L T R 2 0 1 0 T R )

2 3 0 . - - N Y B o n d ( D e c a n t e d t o L T R 2 0 1 0 T R )

2 3 1 . - - N Y B o n d ( D e c a n t e d t o L T R 2 0 1 0 T R )

232. - - Ca l if o r n i a R ev enu e B ond ( D ec an t ed t oL T R 2 0 1 0 T R)

233 . - - N Y N Y G O B o n d s ( D e c a n t e d t o L T R2 0 1 0 T R)

234. - - NY C i t y Wa t e r B o n d s ( De ca n t e d t o L T R2 0 1 0 T R)

2 3 5 . LT R 2 01 0 T r u s t , s h a r ed b ene f i c i a l i n t e r e s t

2 3 6 . - - JP M o r g a n M o n e y M a r k e t

2 3 7 . - - S t a t e o f C a l i fo r n i a P u b I m p s B o n d s

2 3 8 . - - J P M T a x F r e e R e s v S w e e p F D

G Int./Div. P2

I . Incom e Gain Cod es : A = $1.000 o r le ss B = $1,001 - $2 .5 00 C = $2.5 01 - $5 ,000 D =$5.0OI - $15.000( S ee Colu m ns B I and 1 ) 4 ) F $ 50 . 001 - $ 1 00 . 000 G =$100,001 - $1 .000.000 III =$1,000.001 - $5.000.000 112 =More than $5.000.000

2 . Valu e Cod es J =$15.000 or less K ~$15 .001 - $50.000 L = $5 0.001 - $100,000 M = $100.001 - $250.000( S ee Coh lm ns CI and D3 ) N =$250.001 - $500.00) O =$500.001 - $1 .000.000 PI ~$1.0~.001 - $5,000,000 P2 = $5.000,001 - $25.000.000

P3 = $25,000.001 - $50,000.000 P4 ~More than $50,000.0003. Va l u e Met ho d C o d es Q =Appraisal R Cos t { R eal E s t a t e Only) S = Assessmen t T Cash l,darkc~( S ee Colu m n C2 ) U B o o k V a l u e V =Oth er W = Est i ma t ed

E = $ 1 5 . 0 0 1 - $ 5 0 . 0 0 0


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N a m e o f P e r s on R e p o r t i n g\Vhite, Helene N.

D a t e o f R e p o r t09/13/201 I

V II. INVESTM ENTS an d TRU STS - i .... e , value , t ransact ions (Inc ludes those o f spouse and dependent ch ildren; see pp . 34-60 of f i l ing ins truc t ions . )N O N E (No reportable income, assets, or transactions.)

D e s c r i p t i o n o f A s s e t s I n c o m e d u r i n g( i n c l u d i n g t r u s t a s se ~ ) r e p o r t i n g p e r i o d(I) (2 )

Place "(X)" after each asset A m o u n t T y p e (e.g.,e x e m p t f r o m p r i o r d i sc l o s u r e IC o d e I d i v . , ren t ,

(A- H) or int.)

239. - - City ofNY NY RefPub Imp Bon ds240. - - City ofNY NY RefPub Imps Bon ds241. - - City ofNY NY Muni W tr Bonds242. - - State of NY Pub Imps Bond s243. - - Puerto Rico Bon ds244. - - PAl SPV 2, LLC245. - - Residential Fund 321, LLC246. - - NADG US Supermarket Anchored Fund247. -- GloStream248. - - Loans Receivable249. - - W ells Fargo Acct250. Estate~ - Administratrix251. - - BOA Checkin g Acct #1252. - - BOA Checkin g Acct #2253. - - Escrowed Funds (no control of inc ome)254. - - B OA Brokerage Acct (see below )

G r o s s v a l u e a t e n do f r e p o r t i n g p e r i o d

(I) (2)V a l u e V a l u eC o d e 2 M e th o d( J - P ) C o d e 3

( Q - w )

(0T y p e ( e . g .,buy. sell,



(2) (3} (4) (5 )D a t e Va l u e Gain I d e n t i t y o f

mm/dd/yy Code 2 Code I buyer!se ller( J - P ) (A-|I) ( i f p r i v a t e


G In t . /Div . P2

B u y

B u y

B u y

B u y

O p e n

07/01/10 Pl

05/19/10 O

03/25 /10 O

10/08/10 O09/07/ I 0 O

08/31/10 L

2 5 5 . - - C o l u m b i a N Y T a x E x e m p t R e s e r v e s

I . Incom e Gain Cod es : A =$1.000 or less B -$1.001 - $2.500 C =$2.501 - $5.000 D =$5.001 - $15.000( S ee Colu m ns B I and D4 ) F =$50.001 - $100.000 G = $lO O.O OI - $ 1.0 00 .0 00 1 11 = $1 .0 00 .0 01 - $ 5.0 00 .0 00 11 2 = Mo re lhan $ 5.0 00 .0 00

2 . Valu e Cod es J =$ I 5.000 or less K = $15.001 - $50.000 L = $ 5 0 . 0 0 1 - $ 1 0 0 . 0 0 0 M = $ 100.001 - $ 250.000( S ee Colu m ns CI and D3 ) N =$2 50.001 - $ 500.000 O =$500.001 . $1.CO 0.000 P I = $ 1 .0 00 .( g) l - $ 5. 00 0. 00 0 P 2 -$ 5 .0 00 .0 01 - $ 2 5. 00 0. 00 0P3 = $25.000.001 - $50,000,000 P4 =M ore than $50,000.000

3. Va l u e Met ho d C o d es Q =Appraisal R = C o s t ( Rea l E s t a t e O n l y ) S =Asscssm~mt T =Cas h Mar kc !( S ee Colu m n C2 ) U =Llook Value V = O ~ h t . r W = Est i ma t ed

E =$ 15 . 0 0 1 - $ 5 0 . 0 0 0


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N a m e o f P e r s on R e p o r t i n gWh i t e , H e l ene N .

Date of Repor t09/13/2011

N O N E (No reportable income, assets, or transactions.)D e s c r i p t i o n o f A s s e t s I n c o m e d u r i n g

( i n c l u d i n g t r u s t a s s e t s ) r e p o r t i n g p e r i o d[ (i) (2)P l a c e " ( X ) " a f t e r e a c h a s s e t [ A m o u n t T)ge (e.g. ,e x e m p t f r o m p r i o r d i sc l o s u r e C o d e I d i v . , r e n t ,( A - H ) o r i n t . )

2 5 6 . - - C M A U l t r a S h o rt T e r m B o n d F u n d2 5 7 . - - M a r c P h a r m a c e u t i c a l st o c k2 5 8 . - - S m i t h B a r n e y B r o k e r a g e A c c o u n t2 5 9 . - - E n t m d a N e t w o r k s , In c .260 . - - N eo -S tem , In c .261. - - Zho n e Techn o lg ies2 6 2 . L F a m T R B W interest)263 . - - Membe rs h ip In t i n L FT, L L C2 6 4 . - - W a c h o v i a a c c o u n t265. L Fam TR FW interest)266. - - Me m be r shi p In t in LFT , LLC267 . - - W a c h o v i a a c c o u n t268. Prom i sso ry No t e f rom LFT - BW269 . Prom i sso ry No t e f rom LFT - FW27 0. Prom i sso ry No t e f rom LFT - FL27 1 . Prom i sso ry No t e f rom LFT - AL27 2 . B O F A ( f k a C o l u m b i a ) T a x E x e m p t R e s e r v e s(U.S. Trust )

G r o s s v a lu e a t e n do f r e p o r t i n g p e r i o d(1) (2)V a l u e V a l u e

C o d e 2 M e th o d( J - P ) C o d e 3( Q -W )

(i)T y p e ( e .g . ,buy, se l l ,


T r a n s a c t io n s d u r i n g r e p o r t i n g p e r io d( 2 ) ( 3 ) (4) (5)

D a t e Va l u e Gain I d e n t i t y o fm m ! d d ! y y Cod e 2 Code I buyer /se l ler

( J - P ) (A-II) ( i f p r i v a t et r a n s a c t i o n )

A IntJDiv. PI W

A Int. /Div. PI W

N o n e PI TN o n e PI TNo n e M T

N o n e M TB Interest C l ose d 09/30/10 J

1. In c om e G ain Co des: A = $1.000 or less B = $1,001 - $2 .5 00 C = $2.501 - $5 .000 D =$5.001 - $15.000( S ee Colu m ns B I and 1 ) 4 ) F = $5 0.001 . $100,000 G = $100.001 - $1 .000.000 III = $1.000.04)1 - $5 .000.000 112 =More lhan $5 .000.000

2. Value Codes J = $15 ,000 or le ss K = $15 .001 - $50,000 L =$50.001 - $100.000 M =$100.001 - $250.000( S ee Colu m ns CI and D3 ) N =$250,0OI - $500.000 O =$500.0OI - $1.000.000 Pl =$1.000.0OK - $5.000,000 P2 =$5.000.001 - $25.000.000

P3 =$25.000.001 - $50.000,0~O P4 =M ore than $50.000,0003. Va l u e Met ho d C o d es Q =Appraisal R ~Sosl IRcal Estale Only) S = Assessmen t T - Cas h Mar kc~{ S ee Colu m n C2 ) U = Bo o k Va l u e V = O t he r W = Est i ma l ed

E =$ 15 . 0 0 1 - $ 5 0 , 0 0 0


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FINANCIAL DISCLOSURE REPOR TPage 21 o f 64 Ia m e o f P e r s o n R e p o r t in gWhite, Helene N. D a t e o f R e p o r t09/13/201 I

V I I . I N V E S T M E N T S a n d T R U S T S - i.com ., ,.ot.e, .a.~oaio.~ (lncludes those of spouse and dependent children; see pp. 34-60 of f!ling instructions.)N O N E (No reportable income, assets, or transactions.)

A. B. C. D.D e s c r i p t i o n o f A s s e t s In c o m e d u r i n g G r o ss va l u e at e n d T r a n s a c t i o n s d u r i n g r e p o r t i n g p e r i o d

( i n c lu d i n g t ru s t a ss e ts ) re p o r t in g p e ri o d o f r e p o r t i n g p e r i o di (I) (2) (I) (2) (I) (2) (3) (4) (5 )

Place "(X)" after each asset A m o u n t T y p e ( e . g ., V a lu e V a lu e Type (e.g., D a t e V a l u e G a i n I d e n t i t y o fe x e m p t f r o m p r i o r d i sc l o s u r e C o d e I d i v . , ren t , C o d e 2 M e t ho d b u y , s e l l , m n ~d d /y y C o d e 2 C o d e 1 b u y e r / s e l l e r( A - I I ) or i n t . ) ( J- P ) C o d e 3 r e d e m p t i o n ) ( J - P ) ( A - H ) ( i f pr iv a t e

( Q - W ) t r a n s a c t i o n )

273. Rohlik Foundation, Inc., Trustee E Int./Div. PI T274. - Fidel i ty Brokerage Acct MM Cash2 7 5 . - - I n v e s c o L t d ( I V Z )276 . - - Weatherfo rd ln t l (WFT) B u y 0 4 / 2 3 / I 0 K27 7 . Bu y 06/14 /10 K(addl)27 8 . Bu y 05/12 /10 J(addl)2 79. S o l d 08/I 1 /10 K(par t)280. S o l d 10/22/10 K(par t)281. - - N o bel Co rp . (N E) Bu y 08/I 1 /10 K

AC

2 8 2 . - - T y c o In tl (T Y C ) B u y 03/17/10 J( a dd l )283. B u y 11/15/10 K( ad d I )2 8 4 . - - A b b o t t Lab s ( A B T ) S o l d 03/24110 K c2 8 5 . - - A c t i v i s i on B l i z z a r d , Inc . ( A T V I) Bu y 01/20/10 J

286. S o l d 03/17/10 K( pan )287 . S o l d 04/20/10 J

AB

2 8 8 . - - A E C O M T e c h n o l o g y ( A C M ) Bu y 03 /24 /10289. Bu y 03/26/10(addl)

KJ

I . Incom e Gain Cod es : A = $1.00~ or Ic~s B = $1,001 - $2 .5 00 C -52.501 - $5,00~ D =$5.0~1 - $15,000( S ee Colu m ns B I and D4 ) F = $50.0{)1 - $100.000 G = $100.001 - $1 .0~0.000 111 -$ I.0~X I,0~I - 5 5 .000.0~) 1 1 2 = M o r e th a n

2. Va l u e C o d es J = $15.000 o r k "ss K = $15 .0~1 - $5 0.0~0 L =55 0 . 001 - 51 09 , 0~ M =$I00.0~1 - $250.00~1 S c Colu m ns CI and D3 ) N =5250.001 - 5500.0~0 O $5 00.001- $1.009 .000 p I = $1.0(~.001 . $5.000.000 p2 =$ 5.000.0~1 - $ 25.000.000

P3 =525.000.001 - $50.000.000 P4 =M ore than $50.000.0003. Va l u e Met ho d C o d es Q =Appraisal R = C o s t ( Rea l Es t a t e O n l y ) S = Assessmen t T - C a sh M a rk e t( S ee Colu m n C2 ) U - B o o k V a l u e V - Olhcr W = Est i ma t ed


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N a m e o f P e r s on R e p o r t i n gWhite, Helene N.

D a t e o f R e p o r l09/13/201 I

V I 1 . I N V E S T M E N T S a n d T R U S T S - i n e o , . e , v a t u e , t r a ~ a c t i o ,~ t n c l u d ~ s t h o s e of s pou s e a n d d epen d en t children; see pp. 3 4 - 6 0 of f i l ing ins truc t ions . )N O N E (No reportable income, assets, or transactions.)

A. B. C. D.D e s c r i p t i o n o f A s s e t s In c o m e d u r i n g G ro s s v a l u e at e n d T r a n s a c t i o n s d u r i n g r e p o r t i n g p e r i o d

( i nc l u d i ng t ru s t asse t s ) ~ p o r t i n g p e r i o d o f r e p o r l i n g p e r i o d~ (I) (2) (1) (2) (1 ) (2) (3) (4) (5 )

Place "(X)" after each asset ! ! A m o u n t T y p e ( e .g ., V a lu e V a lu e Type (e.g., Da te V a l u e G a i n I d e n t i t y o fe x e m p t f r o m p r i o r d i sc l o s u r e i Code I d i v ., re n t , C o d e 2 M e th o d b u y , se l l , m m / d d ~ r y C o d e 2 C o d e I b u y e r / s e l l e r

i (A-H) or i n t . ) ( J - P ) C o d e 3 r e d e m p tio n ) ( J - P ) (A - H ) (if p r iv a te[ (Q--VO t r a n s a c t i o n )

2 9 0 . - - A l e x a n d e r & B a l d w i n ( A L E X ) Bu y 12/15110 K291. - - Amer Finl Grp Inc. (AFG) Sold 01/20110 J( p a r t )2 9 2 . B u y 0 2 / 1 6 / 1 0 K

(addl)293. Bu y 08/10/10 J(addl)294. S o l d 12/28 /10 K( p a r t )295. - - Amgen, Inc. (~MG N) Bu y 03/17/10 J(addl)2 9 6 . B u y 0 6 / 0 2 / 1 0 J

(ad d l )297. Sold 10/29 /10 K

(part)298. Sold 12 /29110 J( p a r t )299. Sold 12/31110 J A300. - - Anad arko Pete Corp (APC) S o l d 06/24110 J301. - - Apac he Corp (APA) Bu y 07/27/10 K(addl)302. - - Apollo G roup Inc ., CI A (APOL) S o l d 02/02/10 K303. - - Apple, lnc. (AAPL) Bu y 02/03/10 K(addl)304. S o l d 04/22/10 K(par0305. - - Ashland, Inc. (ASH) Bu y 12/17/10 K306. - - Avago Tech nologies (AVG O) S o l d 05/11/10 K(par0

I . Incom e Gain Cod es : A = $1.000 or less B = $1,001 - $2 .5 00 C = $2.5 01 - $5 .000 D = $5.001 - $15.0~0(See Col umns B I and D4 ) F = $ 5 0 . 0 0 1 - $ I 0 ~ . 0 0 0 G =$ 100.001 - $ I . O 0 0 , O O O I I I = $ 1 . 0 0 0 . 0 9 1 - $ 5 . 0 0 0 . 0 0 0 I 1 2 = M o r e t h a n $ 5 .0 0 0 . 0 0 0

2. Value Codes J - $15.000 or h:ss K = $15,001 - $50.000 L -$ 50.0~ I - $ 100.000 M = $109,001 - $250.0~0( S cc Colu nm s Ci and D3 ) N $25 0.001- $5 00.000 O -$500.001 - $ 1.000.000 p I =$ 1 .0 00 ,0 01 - $ 5. 00 0. 00 0 P 2 =$ 5 .0 00 .0 01 - $2 5 ,0 00 .0 00P3 =$25,000,001 - $50,000.090 P4 =M ore than $50.000,000

3. Va l u e Met ho d C o d es Q :Appraisal R ~2"ost (Real Estalc Only) S =Asscssmcnl T =C~h M a r k e t( S ee Colu m n C2 I U - B ook Valu e V =O~her W :E s t im ated

E :$15.001 - $ 5 0 , 0 0 0


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D a t e o f R e p o r t09/13/2011

V I I . I N V E S T M E N T S a n d T R U S T S -income. volu~ , t ron$oc t ions (Includes those of spouse and dependent children; see pp. 34-60 of filing instruction~)N O N E (No reportable income, assets, or transactions.)

D e s c r i p t i o n o f A s s e t s I n c o m e d u r i n g( in c l u d in g t ru s t ~sse ts ) re p o r t in g p e ri o d

i (I) (2 )P l a c e " ( X ) " a f te r e a c h a s s e t i A m o u n t T y p e (e.g.,e x e m p t f r o m p r i o r d i s c l o s u r e i Code I d i v . , ren t ,i (A-H) o r i n t . )

G r o s s v a l u e a t e n do f r e p o r t i n g p e r i o d(i) (2)

V a lu e V a lu eC o d e 2 M e t h o d

( J - P ) C o d e 3( Q -W )

O)T y p e ( e . g .,buy, se l l ,


T r a n s a c t i o n s d u r i n g r ~ p o r t i n g p e r i o d

(2) (3) (4) (5 )D a t e Va l u e Gain I d e n t i t y o f

m m / d d . h ~ y Code 2 Co de I buy e r/se ller( J - P ) (A-H) ( i f p r i v a t e


307 .308.

S o l d 05/27/10 J(pa rt )S o l d 06/01/10 J

A

A

309. - - Baxter Intl Inc. (BAX) Bu y 08/13/10 K310.

3 1 I . - - B e r ks h i r e H a t ah way , Inc . C l B ( B R K B )

312.

313.

B u y 09/16/10 ! J( a dd l )S o l d 02/04/10 K(pa rt )S o l d 02/18/10 K C(pa rt )S o l d 07/07/ l 0 J B

3 1 4 . - - C V S C a r e m a r k C o r p ( C V S )315.

316.

317 .

3 1 8 . - - Ca l D i v e In t l

319.

320.

321.

S o l d 01/20/10(par t)Bu y 02/17/10(addl)S o ld 05 /04 /1 0(par t)Bu y 11/09/10(addl)Bu y 06/22/10i

J BJK

K

JBu y 07/13/I0 1 J (addl)S o l d 10/22/10 J(part)S o l d 11/04/10 J

3 2 2 . - - C e l g e n e C o r p ( C E L G ) Bu y 07/22/10 K3 2 3 . - - C i s c o S y s I n c . ( C S C O ) Bu y 06/03/10 J(addl)

I. I n c o me G a i n C o d es :( S ee Colu m ns B I and D4 )

2 . Val u e C o d es( S ee Colu m ns CI and D3 )

3 . Val u e Met ho d C o d es( S ee Colu m n C2 )

A =$1,000 or lessF =$50.001 - $1 00.000J =SI5.000 o r lessN =$250.001 - $5 00.000P3 =$2 5.000.001 - $50.000.0~)Q =AppraisalU = Bo o k Va l u e

B=$1,001 - $2,500G=$100.001 - $1.000,000K-$15.001 - $50.000O =$ 5 0 0 . 0 0 1 - $ 1 . 0 0 0 . 0 0 0R - ~ o s t ( R e a l E s t a t e O n l y )V = O t he r

C =$ 2 , 5 0 1 - $ 5 . 0 0 0I11 =$1 .00~ ,001 - $ 5 .000 .000L =$ 5 0 . 0 0 1 - $ 10 0 . 0 0 0P I =$ 1 . 0 0 0 . 0 0 1 - $ 5 , 0 0 0 . 0 0 0P 4 =M o r e t h a n $ 5 0 . 0 0 ~,0 0 0S = A s s c s s m c ~ l tW = E s t i m a t e d

D =$5.001- $15,000112 =More than $5,000.000M =$100,001 - $250.000P2 = $5.000.001 - $25.000.000

T = = C a s h M a r k e t

E =$L5.001 - $50,000


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N a m e o f P e r s o n Report ingWh i t e , H e l ene N .

D a t e o f R e p o r t09/13/2011

V I I . I N V E S T M E N T S a n d T R U S T S - incom e, value, transactions (Include~ those of spou se and dependent ch i ldren; seepp. 34-60 of f i l ing instructions.)N O N E (No reportable income, assets, or transactions.)

Description of Assets Transactions during reporting period(including trust assets)

Place "(X)" af ter each assetexempt from prior disclosure

Inco m e during G ro ss valu e at en dreporting period o f r e p o r t i n g p e r i o d

(I) (2) (I) (2) (I ) (2) (3) (4) (5 )A m o u n t T y p e ( e . g . , V alu e V a lu e T y p e ( e . g ., D a t e Va l u e Gain I d e n t i t y o fCode I d i v . , r e n t , Code 2 M e t ho d buy, sell, m m ! d d / ~ , y Code 2 C o d e 1 buyer /se l ler(A-H) o r i n t . ) ( J - P ) Code 3 r e d e m p t i o n ) ( J - P ) (A-H) ( i f p r i v a t e

( Q -W ) t r a n s a c t i o n )

3 2 4 . - - C o n a g r a F o o d s , I n c . ( C A G ) S o l d 04/12/10 J C(part)325. S o l d 06/29/10 J B

326. - - Corn P rod s I n t l , I nc . (CPO) Sold 06/24/I 0 K B

3 2 7 . - - D e n b u r y R e s I n c . (D N R ) B u y 03101/10( ad d l )328. B u y 03/05/10

( ad d l )3 2 9 . - - D e v o n E n e r g y ( D V N )

JJ

3 3 0 . - - D ev r y , Inc . ( D V ) S o l d 03/18/10 J B(part)

331. S o l d 04/16/10 K C(par t )

332. B u y 06/21/10 K( ad d l )333 . B u y 08/18/10 J( ad d l )334. B u y 08/25 /10 J( ad d f )3 3 5 . - - E QT C o r p C o m ( E Q T ) S o l d 04/06/10 J C

336 . - - Exp res s Sc r ip t s (ESRX) Bu y 07/28/10 K3 3 7 . - - E x x o n M o b i l C o r p . Bu y 06/24110 K338. S o l d 08/11/I0 K(par t )339 . S o l d 08/17/10 J

3 4 0 . - - F IS E R V , In c . (F IS V ) S o ld 05/I 1/10 K( p a r t ) B

I. Incom e G ain Co d cs: A -$ 1.000 or less B ~$1,001 - $2.500 C = 52.5 01 - $5 .000 D = $5.001 - $15 .0~0( S ee Colu m ns B I an d I ) 4 ) F =$ 50,001 - $ 100.000 G =$ 100.001 - $1,000,0~O I I I = $1.000.001 - $5.0~.0~0 112 =More than

2. Value Codc~ J = $15,000 o r h:ss K = $15 ,0~1 - $5 0.00~ L = $ 50 . 0~1 - $ 1 00 . 0~ M =$100.001 - $250.0~0( S cc Colu m ns CI and D3 ) N =$250.001 - $500.000 O -$500.001 - $ 1,000,0~0 PI =$1,000.001 - $5 .000.000 P2 = $5.000.0OI - $25,000.000

P3 -$2 5,000.0~1 - $50.0~),000 P4 =M ore than $50.000.00~3. Va l u e Met ho d C o d es Q =Appraisal R = C o s t ( Rea l Es t a t e O n l y ) S = Assessmen t T =Cas h Mar ket( S ee Coh lm n C2 ) U =B ook Valu e V =Oth er W = Esl i ma t ed

E =$15.001 - $50.000


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D a t e o f R e p o r t09/13/201 I

V I I . I N V E S T M E N T S a n d T R U S T S - i n c o m e , , , a t u . , . a , ~ a c t i o . s a . a , , d . s t h o s e o l s p o ~ s ~ ~ . ~ d ~ p ~ . ~ e . t ~ h i t ~ r e .; s ~ e p p . 3 4 - 6 0 of filing instructions.)N O N E ( N o reportable income, assets, or transactions.)

A. B. C. D.Description of Assets Incom e durin g G ross value at end Transactions during reporting period

(including trust assets) reporting period o f r e p o r t i n g p e r i o di (I) (2 ) (I) (2) (I) (2) (3) (4) (5 )Place "(X)" af ter each asset A m o u n t T y p e ( e . g . , Valu e V a lu e T y p e ( e . g ., D a t e Value Gain I d e n t i t y o f

exempt from prior disclosure Code I d i v . , r e n t , Code 2 M e th o d buy, se l l , mrrddd/yy Code 2 Code I buyer!se l ler[ (A-H) o r in t . ) ( J - P ) Code 3 r e d e m p t i o n ) ( J - P ) (A-H) (ifprivatel ( Q -W ) t r a n s a c t i o n )

341.342 .

343 .

- - FMC C orp Ne w (FMC )Sold 10/07/10 K D(part)Sold 05/12/10 K C(pa n )Sold 12/28/10 K D

344. - - Gen era l Elec t r i c Co . (GE) Sold 05/12/10 K3 4 5 . - - G o l d m a n S a c h s G r o u p Bu y 04/23/10 K346. Sold 04/30/10 K347 .348.349 .350.

- - G o o g l e , I n c . C L A ( G O O G )- - Ha r sco C orp

Bu y 05 /25 /I0 KBu y 03 /26/10 K

So l d 08/03 /10 J(part)Sold 08/05/10 J

3 5 1 . - - H C C I n s H l d g s I n c .352 . - - Hewle t t Packa rd (HPQ)353 .354 .355. - - I n t e l Corp ( I NTC)356. - - In t l Bus ines s Mach ( I BM )357. - - I ron Moun ta in , I nc . ( I RM)

Sold 01/20/10 J BSo ld 10/22/10 K(part)Sold 11/17/10 K(part)Bu y 11/29/10 K( a dd l )Bu y 07/1 9/1 0 K(addl)So l d 05/05/10 K(part)Bu y 02 /1 7 /1 0 K

A

I. I n c o me G a i n C o d es :(See Columns l~l and O4}

2, Val u e C o d es( S ee Colu m ns CI and D3 )

3. Val u e Mc t ho d C o d es( s ee Colu m n C2 )

A = $ 1 , 0 0 0 o r lessF =$50.001 - $100,000J =$15.0~0 or lessN S 2 50 . 001 - $ 500 . 000P3 =$25.000.001 - $50.000.0~0Q =AppraisalU = Bo o k Va l u e

B =$1.001 - $2.500G =$100.001 - $1.000.000K =$15.001 -O =$500.001 - $ 1 . 0 0 0 . 0 0 0R =Cost (Real I=statc Only)V =O~hcr

=$2.501 - $ 5,0~0I =$ 1.000.001 - $5,000.000=$50.001 - $ 1 0 0 . ~ O O

PI =$1.000.001 - $5.000.000P4 =M ore than $50.000,000

= Assv ssmemW = Est i ma t ed

D =$ 5 . 0 0 1 - $ 15 . 0 0 01 1 2 = M o r e than $5.000 .0~OM =$ 10 0 . 0 0 1 - I 25 0 . 0 0 0P2 $ 5 . 0 0 0 . 0 0 1 - $ 25 . 0 0 0 . 0 ~0T Gash Markcl

E =$15.001 - $ 50.000


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N a m e o f P e r so n R e p o r t i n g\Vhite , Helene N.

D a t e o f R e p o r t09/13/201 I

V I I . I N V E S T M E N T S a n d T R U S T S - i .com e, , .alu., #a ....i o ~ l n c l u d e s t h o s e o f s p o u s e a n d d e p e n d e n t c h i ld r e n ; s e e p p . 3 4 - 6 0 of filing instructions.)[-~ N O N E (No reportable income, assets, or transactions.)

A. B. D.Description of Assets Income dur ing Transactions during reporting period

( inc lud ing t rus t asse~) r e p o r t i n g p ~ r i o d(I ) (2 )

P l a c e " ( X ) " a f te r e a c h a s s e t [ A m o u n t T y p ~ (e .g. ,exempt from prior disclosure Code I d i v . , r e n t ,( A d D o r i n t . )

Gross value a t endo f r e p o x a i n g p e r i o d(I) (2)

V alu e Va lu eCode 2 M e th o d

( J - P ) Code 3( Q -W )

(I ) (2) (3) (4)T y p e ( e . g . , D a t e Va l u e Gainbu y , se ll, m rrddd /yy Code 2 Code I

r e d e m p t i o n ) ( J - P ) (A-H)I d e n t i t y o f

buyer /se l ler( i f p r i v a t e

t r a n s a c t i o n

358. B u y 03126/10 J( ad d l )

!359. B u y 04/14/10 J( ad d l )

1360. B u y 0 9 1 2 4 1 1 0 J( ad d l )

3 61 . - - ISh a r e s T R S o l d 0 1 1 2 0 1 1 0 K D

3 6 2 . - - J P M o r g a n ( J P M ) B u y 04119/10 K( ad d l )3 63 . - - J oh ns on & J oh ns on ( J N J ) S o l d 0 3 1 1 7 1 1 0 J A(par t )364. S o l d 0 8 1 1 3 1 1 0 K(par t )365. S o l d 12/17110 J A

(part)3 6 6 . - - K o h ls C o r p (K S S ) B u y 08/09110 J( ad d l )367 . B u y 1 I 1 0 9 / 1 0 K( ad d l )3 6 8 . - - K ro g e r C o ( K R ) B u y 11/22/10 K3 69 . - - Lend e r P r oc es s i ng Sv c s , Inc . ( LP S) B u y 0 7 1 1 3 1 1 0 K370. B u y 09/08110 J

( ad d l )371. B u y 10/12/10 J

( ad d l )3 7 2 . - - L ib e r ty M e d ia C o rp (L S T Z A ) B u y 12/15 /10 K

3 7 3 . - - M c D o n a / d s C o r p ( M C D ) Sold 0 5 / 2 5 / 1 0 K C(par t )

374 . S o l d 06/10/10 J B(par t )

I. Incom e G ain Cod es: A -$1.000 or less B = $1.001 - $2 .5 00 C = $2.501 - $5 .0~0 D =$5.0~1 - $ 15.0~0(See Columns B I and 134 ) F = $ 5 0 . 0 0 1 - $ 1 0 0 , 0 0 0 G =$ 100.001 - $ 1.000.000 I I I = $ 1 . 0 0 0 . O O I - $ 5 . 0 ~ 0 . 0 0 0 ! 1 2 ~ M o r e I h a n $ 5 .0 ~ 0 . 0 0 02 . Valu e Cod es J = $15 .000 or le ss K = $15.001 - $50.00~ L $50.0~)1 - $100.000 M =$100.001 - $250.000( S ee Colu m ns CI and D3 ) N -$2 50.001 - $ 50(I.0~0 O =$ 50~.001 - $ 1.00~.000 PI $1.00~.001 - $5.000.000 p2 =$5.000.001 - $2 5.000.000

P3 =$25.0~0.0~1 - $50.0~0.000 P4 =M ore than $50.000.0003. Va l u e Met ho d C o d es Q =Appraisal R --Cost (Real Estate Only) S = Assessmen t T =Cas h Mar kel( S ee Colu m n C2 ) U = Bo o k Va l u e V =Oth er W = Est i ma t ed

E =$15.001- $50,000


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D a t e o f R e p o r t09/13/2011

V I 1 . I N V E S T M E N T S a n d T R U S T S - i . co m e , , a t u e , ~ a , .a c t i o ,~ a n e t u d e ~ ~ h o s e o l s ~ ,o ~ e a n d d e p e n d e n t children; see p p . 3 4 - 6 0 of filing instructions.)N O N E (No reportable income, assets, or transactions.)

Description of Assets Income dur ing(including trust assets) r e p o r ti n g p ~ r i o d

(I) (2)P l a c e " ( X ) " a f te r e a c h a s s e t A m o u n t T y p e ( e . g . ,

exempt from prior disclosure Code I d i v . , r e n t , (A-II) o r i n t . )

Gross value a t endo f r e p o r t i n g p e r i o d(D (2)

V alu e V a lu eCode 2 M e t ho d

( J - P ) Code 3( Q -W )


(I ) (2) (3) (4) (5 )T y p e ( e . g . , D a t e Va l u e Gain I d e n t i t y o fbuy, se l l , r nn~ d d ~ Code 2 C o d e I buyer /se l ler

r e d e m p t i o n ) ( J - P ) (A-H) ( i f p r i v a t et r a n s a c t i o n )

3 7 5 . S o l d 0 7 / 2 8 1 1 0 J B

3 7 6 . - - M c G r a w t t i ll ( M H P )377 .

378 .

3 7 9 . - - M ed t r on i c Inc . ( M D T )

B u y 02/16/I 0(addl)B u y 03/17/10

(addl)B u y 07/21/10(addl)S o l d 08/12/10

K

JJK

380. - - Micros of t Corp (MSF T)3 8 1 . - - N o b e l E n e r g y ( N B L )382.383 .384 .385. - - Nor theas t U t i l i ti e s (NU)386. - - Nor the rn Trus t Corp (NTR S)

S o l d 10/22/10 K(part)S o l d 0 2 1 2 3 1 1 0 K(part)B u y 05106/I 0 J

( a dd l )B u y : 0 7 1 0 1 1 1 0 J

( a dd l )S o l d 1 2 1 0 8 1 1 0 K(part)S o l d 02/24/10 K(part)B u y 01/20/10 K

387 . S o l d 10/26/10 K

3 8 8 . - - O ra c le C o r p (O R C L ) B u y 09/16/10 K

389 .390 . - - Pep s ico (PEP)

Bu y 12/03/10 J(addl)

391. - - Pf izer , In c . (PFE) Bu y ,08117/I0 K

I. I n c o me G a i n C o d es :( S ea Colu m ns B I and D4 )

2. Val u e C o d est S c e C o lu m m C I a n d D 3 )

3 . Val u e Met ho d C o d es( S e e C o l u x n n C 2 )

A $1.000 o r l e s sF -$50,001 - $ 1 0 0 . 0 0 0J $15 .000 o r l e s sN =S250.001 - $5 00.000P 3 = $ 2 5 , 0 0 0 . 0 0 1 - $50.000,000Q -AppraisalU B o o k V a l u e

B =$1,001 - $ 2 . 5 0 0G =$100.001 - $1,000.000K - $ 1 5. 0OI - $50.00~O =$509.0OI - $1.000.000R = C o s t ( Rea l Es t a t e O n l y )V -O~her

C =$ 2 . 5 0 1 - $ 5 , 0 0 0I I I =$ 1 . 0 9 0 . 0 0 1 - $ 5 . 0 0 0 . 0 0 0L =$ 5 0 . 0 0 1 - $ 10 9 . 0 0 0P I =$ 1 . 0 0 0 . 0 0 1 - $ 5 . 0 0 0 , 0 0 0P 4 = M o r e I h a n $50,000.0~0S = A s s e ss m e n tW - E s t im a t e d

D =$5.001 - $15.000112 =M ore than $5.000.00~M =$lO 0.0OI - $250.000P2 =$ 5.000,001 - $25.000.000T - - Cas h Mar ket

E =$15,001 - $50.000


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N a m e o f P e r s o n R e p o r ti n gW hile, Helene N.

D a t e o f R e p o r t09/13/201 I

V I 1.1 NV ESTMENTS and TRU STS - i .... e, va lue, transact ions (Includes those o f spouse and dependent chi ldren; see pp. 34-60 of f i l ing instruct ion~)N O N E (No reportable income, assets, or transactions.)

A. B. C. D.Description of Assets Incom e durin g G ro ss valu e at end Transactions during reporting period

(including trust assets) reporting i~riod of reporling periodl (I) (2) (I) (2) (I) (2) (3) (4) (5 )P l a c e " ( X ) " a f te r e a c h a s s e t ! A m o u n t T y p e ( e . g ., Va l u e Va l u e T y p e ( e . g ., D a t e Va l u e G ain ld entily o f

exempt from prior disclosure i Code I d i v . , r e n t , Code 2 M e th o d buy, se l l , m m / d d b y y Code 2 Co de I bu y er/se lle ri (A-II) o r i n t . ) ( J - P ) Code 3 r e d e m p t i o n ) ( J - P ) (A-H) (ifprivatei t r a n s a c t i o n )

392. Bu y 09/20/10 J( a dd l )3 9 3 . - - P l u m C r e e k T i m b e r ( P G L ) Bu y 12/29/10 K

394. - - Power~hares DB Multi S o l d 01/20/10 K(part)

395. S o l d 01/25/10 J3 9 6 . - - P r o c t o r & G a m b l e C o ( P G ) Bu y 03 /17/10 J(addl)3 9 7 . - - R e i n s u ra n c e G r o u p A m e r ( R G A ) Bu y 01/20/10 J398. Sold 04113/10 K(part)399. S o ld 04 /30/10 K400. Bu y 07/06/10 K401. Bu y 07/30 /1 0 K( a dd l )402. Bu y 09/20/10 J(addl)4 0 3 . - - R e p u b l i c S e r v i c e s , In c . C L A ( R S G ) Bu y 09 /16/10 J(addl)404. Bu y 11/08/10 K(addl)4 0 5 . - - S P D R G o l d T R G o l d S h s ( G L D ) Bu y 01/20/10 J406. Bu y 03/1 7 /1 0 J( a dd l )407 . Bu y 04/09 /10 J

(addl)408. Bu y 07/07 /1 0 K(addl)

I . Incom e Gain Cod es : A =$1.000 or less B -$1.00l - $2.500 C =$2.501 - $5.000 D = $ 5 . 1 ) 0 1 - $ 1 5 . 1 7 ) 0 0( See C o l u mn s BI an d 194) F =$50,001 - $100,000 G = $ 1 0 0 . 0 0 1 - $ 1 . 0 O 0 . 0 O O III =$1.000,001 - $5.000,000 112 =M ore than $5,000.000

2 . V a l u e C o d e r s J ~$15 .000 or le ss K = $15.001 - $50.000 L =$50.001 - $100.0~O M =$1 00.001 - $250.0~0IS cc Coh lm ns CI and D3 ) N -$25 0.001 - $5 00.000 O =$5 00.001 - $1 .000.000 PI =$1.000.001 - $5.0(}0.000 P2 -$5.000,001 - $2 5,000.000

P3 = $25.000.0OI - $50.000,000 P4 =M ore than $50.0~0.0003. Value Mclhod Codes Q =Appraisal R =Cost {Real Estate Only) S = Assc ssmen l T = C ash Mar k c ~( S ee Colu nm C 2 ) U = B o o k V a l u e V =Oth er W = Est i ma t ed

E :$15.001 - $50.000


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D a t e o f R e p o r t09/13/201 I

V I I . I N V E S T M E N T S a n d T R U S T S - i . c o ,. e , v a t . e , ~ a , ~ a c , i o , ~ (tnctades those of spouse ana dependent chihlrent se t pp. 34-60 of filing instructions.)[ ~ ] N O N E (No reportable income, assets, or transactions.)A. B. C. D.

Description of Assets Income dur ing Gross value a t end Transactions during reporting period(including trust assets) r e p o r t i n g p e r i o d of reporting period

I (I) (2) (t) (2) (I ) ~2) (3) (4) (5 )Place "(X)" af ter each asset [ A m o u n t T y p e ( e . g . , V alu e V a lu e T y p e ( e . g . , D a t e Va l u e Gain Idenlity of

exempt from prior disclosure i Code I d i v . , r e n t , Code 2 M e t ho d bu y , se ll, m m /dd6,y Code 2 Co de I b u y e r , t s e l l e r[ (A-I I ) o r i n t . ) (J-p) Code 3 r e d e m p t i o n ) ( J - P ) (A-H) (ifprivatei ( Q -W ) t r a n s a c t i o n )

409. S o l d 07/23110 J A

410. - - Sempra En ergy (SRE) Buy 03/01110 J(addl)411. Bu y 03/02/10 K

(addl)412. S o l d 11/15/10 K( p a r t )413. - - Shire ADR (SHPG Y) Bu y 11/03/10 J(addl)414. - - Smucker JM Co (SJM ) S o l d 04/12/10 K( p a r t )415. Bu y 07/06/10 J(addl)416. Buy 09/01110 J(addl)417. - - TD Ameritrade (AMTD) Bu y 06/23/I 0 K

A

418. B u y 06/30/10 J( ad d l )419. B u y 12/03/10 J( a dd l )4 2 0 . - - T E V A P h a r m a c e u t i c a l (T E V A ) B u y 07/30/10 J( a dd l )421. B u y 1 2 1 1 4 1 1 0 J( ad d l )4 2 2 . - - T h e r m o F i s h e r ( T M O ) B u y 03 /1 2 /I0 K( ad d l )4 2 3 . - - V a n g u a r d E m e r g i n g M a r k e t s (V W O )

4 2 4 . - - Wa l - m ar t S t o r e s (WM T ) S o l d 06/29/10 K A

4 2 5 . - - W i s c o n s in E n e r g y C P ( W E C ) S o l d 031|7/10 J A

I. Incom e G ain Co d es: A -$ 1,000 or less B = $1,001 - $2 .5 00 C = $2,5 01 - $5 ,000 D = $5 .001 - $15 .000( S ee Colu m ns B I and D4 ) F =$50.001 - $100.000 G =$I00.001 - $1.000.000 III =$1,0~0.001 . $5.000.000 112 =M ore Ihan $5.000.000

2. Va l u e C o d es J $15 .000 o r l e s s K = $15 .001 . $5 0.000 L ~$5 0.001 - $100.000 M = $100.001 - $25 0.000( S c Colu m ns CI and D3 ) N = $250.0O I - $5 00.000 O = $5 00.001 - $1 ,000.000 P I = $1.000.001 - $5 .000.000 P2 = $5.000.001 - $25,000.000

P3 = $25.0~0.001 - $50.000.000 P4 =M ore than $50.000.0003. Va l u e Met ho d C o d es Q =Appraisal R ~2"ost {Real Estate O n l y ) S =As s cs s m cm T = C ash Mar k e t

{ S ee Colu m n C2 ) U B o o k V a l u e V = O lht~ W = Eslim alc d

E =$ 15 , 0 0 1 - $ 5 0 . 0 0 0


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N a m e o f P e r so n R e p o r t i n g D a t e o f R e p o r tWh i t e , H e l ene N . 09/13 /201 I

V I I . I N V E S T M E N T S a n d T R U S T S - i n c o r ~ e , v a l u e , t ~ a , ~ c t i o , ~ (Includes those of spouse a nd dependent children; see pp. 34-60 of filing instructionsON O N E (No reportable income, assets, or transactions.)

A. B. C.Description of Assets Incom e durin g G ro ss valu e at end

(including trust assets) r e po rt in g p er i o d o f r e po rt in g p er io dl (I) (2 ) (I) (2)Place "(X)" af ter each asset [ A m o u n t T y p e ( e . g . , V alu e V a lu eexempt from prior disclosure C o d e 1 div. , renl, Code 2 M e th o d( A d O o r i n t . ) ( J - P ) Code 3

( Q - V O

4 2 6 . - - U S T r ea s N t s 2 J 2 8 / 2 01 0

4 2 7 . - - US T r e a s Nt s 2 1 2 8 / 2 0 1 3

4 2 8 . - - U S T r ea s N t s 2 / 1 5 / 2 01 8

4 2 9 . - - ( 3 ) I s r ae l B ond s

4 3 0 . W Fam Fou nd a t i on , D i r ec t o r and P r e s i d en t

4 3 I . - - M o r g a n K e e g a n M M

4 3 2 . R F a m . F o u n d a t i o n , D i r e c to r

4 3 3 . - - U S T r e a s u r y c a s r e s i n s t l4 3 4 . - - A mer i c an In t e r na t i ona l G r ou p

4 3 5 . - - A m g e n , I n c .

4 3 6 . - - B e r ks h i r e H a t h away , Inc . D e l CL B4 3 7 . - - E x x o n M o b i l

4 3 8 . - - F r o n ti e r C o m m C o r p

4 3 9 . - - G ene r a l E l ec t r i c

4 4 0 . - - l n t e l Cor p

4 4 1 . - - M e d c o H e a l th S o l u t i o n s

A I n t e r e s t N TD Div idend PI T

(t)T y p e ( e .g . ,buy, se l l ,


Transactions during reporting period(2) (3) (4) (5 )

D a l e V a l u e Ga in I d e n t i t y o fm m l d d / y y C o d e 2 C o d e I b u y e r / s e l l e r

( J - P ) ( A - H ) ( i f pr iv a t et ransac t i on)

Redeemed 03/01 / I 0 K

4 4 2 . - - M er c k & C o .

I . Incom e Gain Cod es : A $ 1 .00 0 o r le ss B -S 1 ,001 - $ 2.5 00 C = $2.5 01 . $5 .000 D = $5.001 - $15.000( S cc Colu m ns B I and D4 ) F = $5 0,001 - $100.000 G = $100.001 - $1 .000.000 III = $1.000.001 - $5 .000.000 112 =M ore than $5.000.000

2. Value Co&~s J :$15.000 o less K =$15 .001 - $50.000 L =$50.0OI - $100.000 M =$100.001 -t S c c Columns CI a n d D 3 ) N =$230.001 - $500.000 O $300,001 - $1,000.000 p} -$1.000.001 - $5 .000.C~0 P2 -$5.000.001 - $2 5,000.000

P3 = $25.000.001 - $50.000.000 P4 =M ore than $50.000.0003. Va lu e M etho d C o des Q = Ap praisal R =:Cost (Real Estate O n l y ) S = A s s c s s n ~ : n t T =Cash Markc~( S ee Colu m n C2 ) U = Book Value V =O~her W = Est i ma t ed

E = $ 1 5 . 0 0 1 - $50.000


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D a t e o f R e p o r t09/13/201 I

V I I . I N V E S T M E N T S a n d T R U S T S - i n e o m . , , n t u . , ,~ a , ~ a e t i o ~ a . c l . d ~ t h o s e o 1 , p o . ,e u n d d e p e n d e n t c h i l d r e n ; s e e p p . 3 4 - 6 0 of filing instructions.)N O N E (No reportable income, assets, or transactions.)

D e s c r i p t io n o f A s s e t s I n c o m e d u r in g( i n c l u d i n g t r u s t a s s e t s ) r e p o r t i n g p e r i o d

l (I) (2)P l a c e " ( X ) " a f te r e a c h a s s e t A m o u n t T y p e ( e .g . ,e x e m p t f r o m p r i o r d i sc l o s u r e C o d e I d i v . , r e n t ,( A - H ) o r i n t . )

G r o s s v a l u e a t e n do f r e p o r t i n g p e r i o d(I) (2)Value V a lu eC o d e 2 M e th o d

( J - P ) C o d e 3( Q - \ V 3

443. - - P f izer , In c .444. - - Texas In s t rumen ts4 4 5 . - - V e r i z o n4 4 6 . - - W e l l s F a r g o & C o .447 . - - IShares Barc lay s 20+ y ear448. - - IShares Barc lay s 7 -10 y e ar4 4 9 . - - I S h a r e s B a r c l a y s I - 3 y e a r4 50 . B r o k e r a g e A c c t # 1 0 ( M c A d a m s W r i g htR a g e n )4 5 1 . - - M o n e y M a r k e t F u n d A Div idend N T452 . - - A bbot t L abora tor i e s C Div idend L T453 .4 5 4 . - - A m e r i c a n W T R W K S C O I n c . N e w C o r n C Di vi de nd M T4 5 5 . - - A s h G r o v e C e m C o . B Div idend M T45 6 . - - Auto mat ic Data Pro cess in g B Div idend M T4 5 7 . - - B e c k m a n C o u l t e r , I n c . A Div idend M T458 . - - B erk shire H a taw a y In c . D e l C L A F m ly N o ne M T

C o m m o n4 5 9 . - - B o s w e l l J G C O C o r n C Di vi de nd M T

(i)T y p e ( e . g . ,buy, sell,


T r a n s a c t io n s d u r i n g r e p o r t i n g p e r i o d(2) (3) (4) (5 )

D a t e Value Gain I d e n t i t y o fmm!dd/yy Code 2 Code I buyer /se l ler

( J - P ) (A-II) ( i f p r i v a t et r a n s a c t i o n )

Bu y 0 5 / 1 2 / 1 0 K(addl)

Bu y 07/10/10 MBu y 09/07/10 M

1. I n c o me G a i n C o d es : A = $1.000 or less B = $1,001 - $2 .5 00 C $2.5 01 - $5 .000 D -$5.001 - $15.000( S ee Colu m ns B I and I ) 4 ) F =$50.001 - $100.000 G =$100.001 - $1 .000.000 Il l =$1.000.001 - $5.000.000 112 =M ore lhan $5.000.000

2. Vahle Codc~ J = $15 .000 o r le ss K = $15 .001 - $50.000 L $50.001 - $100.C~0 M -$100.001 - $250.000( s e e C o l u m n s C I a n d D 3 ) N =$250.001 - $500.000 O = $5 00 .0 01 . $ 1.0 (K I.0 00 p I = $1 .0 00 .0 01 - $ .3 .0 00 .0 00 P 2 $ 5.000.001 - $25.000.000

P 3 = $25.000.001 - $ 50.0~0.000 P4 = More lhan $5 0.000.0003. Va l u e Mc l ho d C o d es Q =Appraisal R = C o s t ( Rea l Es t a t e O n l y ) S = A s s ~ s s m . . ~ l l T =Cash I..tarkcl( S ee Colu m n C2 ) U = Bo o k Va l u e V - O I h ~ . a " W = Est i ma t ed

E =$15,001 - SS0.00O


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D a t e o f R e p o r t09/13/2011

V I I . I N V E S T M E N T S a n d T R U S T S - i nc ome , v a l ue , t r a ns a c t i ons ( Inc lude s t hox e o f s pous e a nd de pe nde n t c h i l dr e n; s e e pp . 3 4 -6 0 o f f i li ng i ns t r uc ti ons ON O N E (No reportable income, assets, or transactions.)

A. B. D.D e s c r i p t i o n o f A s s e t s I n c o m e d u r i n g T r a n s a c t i o n s d u r i n g r e p o r t i n g p e r i o d( i n c l u d i n g t r u s t a s s e t s ) r e p o r t i n g p e r i o d

(i) (2)i A m o u n t T y p e ( e . g . ,C o d e 1 d i v . , r e n t ,

( A - H ) or i n t . )P l a c e " ( X ) " a f te r e a c h a s s e texempt from prior disclosure

G r o s s v a l u e a t e n do f r e p o r t i n g p e r i o dO) (")Value V a lu e

C o d e 2 M e th o d( J - P ) C o d e 3(~w)

(I) (2) (3) (4) (5 )T y p e ( e . g . , D a t e Va l u e Ga

Documents

Helene N White Financial Disclosure Report for 2010