Henry C Morgan Jr Financial Disclosure Report for 2010

8/3/2019 Henry C Morgan Jr Financial Disclosure Report for 2010

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AO I0Rev. 1/2011 FINANCIAL DISCLOSURE REPOR TFOR CALENDAR YEAR 201 0Report Re quirtd by the Ethicsin Govermne nt Act of 1978(5 U.S.C. app. 101-111)

I . Person Re port ing {last name, f i rst , middle ini t ia l )M o rg an , J r . , Hen ry C .

4. Ti t l e (Ar t ic le I I I judges indicate ac t ive or senior s ta tus ;magist rate judges indicate fu l l - or par t - t ime)U.S. Dis t r i c t Jud g e Sr . S ta tus

7. C hamb er s o r O f f i ce Ad d r essUnited States District Court600 Gran by St ree t , Ro o m 307No rfo lk , VA 23510

2. Court or Organizat ionEas tern D is t r ic t o f V irg in ia

3, Date of Report5/13/2011

5a . Repor t Type (check appropr ia te type)] Nominat ion, D a t e

5b. [] Amended Report8. On the bas i s of the informat ion contained in th i s Repor t and anymodif ica tions per ta in ing the re to , i t is, in my opin ion , in com pliancewith appl icable l a~vs and reg ulat ions .

6. Repor ting Per iod01/01/2010

to12/31/2010

R e s ie ~sJng O ff icer Date

I M P O R T A N T N O T E S : The instructions accompanying thls form mast be followetL Complete all parts,checking the NONE box for each part where you have no reportab le information. Sign on last page.

I . P O S I T I O N S . e R , ~ , o r , i n g i n a i v l d u o t o n O , ; s e e p ~ , . 9 - ~ ~ of filing instructions.)~ NONE(No reportablepositions.)

POSITION

2.

3.

4.

5.

NAME OF ORGANIZATION/ENTITY

II. AGREEMENTS. I R o ~ , o , , i n g i n a i , i S , o t o n O : s , e r ~ , . 14-16 of filing instructions.)"~] NO NE (No reportable agreements.)

D A T E P A R T I E S A N D T E R M S


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FINANCIAL DISCLOSURE REPORTPage 2 of 8

N a m e o f P e r so n R e p o r t i n gMorgan, Jr., tlenry C.

D a l e o f R e p o r t5/13/2011

I I l. N O N - I N V E S T M E N T I N C O M E . (Reporffng indiridual andspouse; seepp. 17-24 of filing instructions.)A. Filers Non-lnvestment Income

~] NONE non-investment income.)N o reportableDATE SOURCE AND TYPE INCOME( yours , no t spouse s )

B . S p o u s e s N o n - I n v e s tm e n t I n co m e - t fy o u were married during any portlon of the reporting )ear, complete this section.(Dollar amount not required except for honorar ia. )

Q N O N E ( N o reportable non-investment income.)DATE SOURCE AND TYPE

I. 1 /10-12/10 R e a l E sta te A g e n t, R o se a n d W o m b le R e alty - C o m m iss io n s2.3.4.

I V . R E I M B U R S E M E N T S - transportation, Iodglng, food, entertainment.(Includes those to spouse and dependent children; see pp. 25-27 of filing instr~tctions.)[~] N O N E (No reportable reimbursements.)

SOURCE DATES LOCATION PURPOSE ITEMS PAID OR PROVIDEDI. New Yo rk In te l l ec tua l 3/26 -3 /29 /2 010 N e w Y o rk, N Y Pro fes s io n a l Asso c ia t io n Transpor ta t ion , Lodg ing , Food

Pro p er ty Law Asso c ia t io n2. O p e n W o r l d P ro g r a m , 10/28-10/29/2010 W ash in g to n , D C M eetin g w /G o vt E n tity Transpor ta t ion , Lodg ing , FoodA m e r i c a n C o u n c i ls f o rIn te rn a t io n a l E d uca t io n3. R oc ke t D ock et S em in ar , 1 2/8 /2 01 0-1 2/9/2 01 0 M cLean , VA E d u c a t i o n a l S e m i n a r Transpor ta t ion , Lodg ing , FoodV i r g i n i a C o n t i n u i n g L e g a l

E d uca t io n4.5.


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N a m e o f P e r so n R e p o r t i n gMorgan, Jr. , t lenry C.

D a t e o f R e p o r t5/13/2011

V . G I F T S . a n c t u d e s tho~e to spouse und dependent children; see pp. 28-31 of filing instructions.)NONE (No reportable g~s.)

SOURCE DESCRIPTIONI.2.

3.4.

5.

VALUE

V I . L I A B I L I T I E S . a n c l u d e s those of spouse and dependent children; see pp. 32-33 of fillng instructions.)N O N E ( N o reportable liabilities.)

CREDITOR DESCRIPTIONI.2.3.

4.5.

VALUECODE


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N a m e o f P e r so n R e p o r t i n gMorgan, Jr. , t lenry C.

D a l e o f R e p o r l5/13/2011

V I I . I N V E S T M E N T S a n d T R U S T S - i.come, ,.atue, ,ra.su.io.s a.a.a~s ,hos~ oS.~p .....a a e p ~ . a ~ . , children; ~ e e p p . 3 4 - 6 0 of filing instructions.)N ON E ( N o reportable income, assets, or transactions.)

D e s c r i p t io n o f A s s e t s I n c o m e d u r i n g( i nc l udi ng t r us t asse t s) r e p o r t i n g p e r i o d

o) (2)Place "(X)" after each asset A m o u n t Type (e.g.,

exempt from prior disclosure Code I d iv. , r en t ,( A - H ) or i n t . )

I. A.B. Watley Group, Inc. A Dividend2. Allstate Corp. (X ) A Dividend

3. Archer D an ie ls Mid land C o . A Dividend4. AT&T A Dividend5. BB& T Corp. (X) A Dividend

6. Bellsouth Corp. (X) A Dividend

7. Bristol Myers Squibb Co. A Dividend

8. Celgene Corp. A Dividend

9. Coca Cola Co. Com. A Dividend1 0 . Colgate Palmolive Co. (X) A Dividend

II . Costco Wholesale Corp. (X) A Dividend1 2 . Cracker Barrel Old Ctry Store, Inc. A Dividend

1 3 . CSX Corporation A Dividend

1 4 . Diageo CapitaIPLC A Dividend

1 5 . Dominion Resources Inc. Va. A Dividend

1 6 . Dow Chemical A Dividend1 7 . EWZ - Braz il A Dividend

G r o s s v a l u e a t e n do f r e p o r t i n g p e r i o d(I) (2)

V a lu e V a lu eC o d e 2 M e t h o d(J-P) C o d e 3

( Q - W )

J T

J T

J T

J T

J T

J T

J T

J T

J T

J T

J T

J T

J TJ T

J T

J T

J T

T r a n s a c t i o n s d u r i n g r e p o r t i n g p e r i o d

(l) (2) (3)Type (e.g., D a t e Valuebuy, se l l , mm/dd. yy Code 2

redemption) O-P)

J

J

J

J

J

J

J

J

J

J

J

J

J

J

J

J

(4 ) (s )G a i n I d e n t i t y o f

Code I b u y e r / s e l l e r( A - H ) (Jr p r iva te

t r a n s a c t i o n )

I . I n co m e Ga in C o d e s : A = $ 1,000 o r less B = $ 1.001 - $ 2,500 C =$2,501 - $5,000 D =$ 5,001 - $15,000(Se e C o lum n s B 1 a n d D4) F = $50,001 - $100,090 G = $100,001 - $1,0~0,090 111 =$1,000,001 - $5.000,000 112 -More than $5,000.000

2 . Va lue C o d e s J = $15.000 or Ic~s K =$15,001 - $ 50.000 L =$50.001 - $100,0~0 M =$ 100.001 - $250.000( See Co lumns CI and D3) N =$ 250.001 - $500,000 O = $500.001 - $1,000,000 PI =$ 1,0~0,001 - $5,000,000 P2 =$5.000.001 - $25.000.000

P3 =$25,00~,001 - $50.0~0.000 P4 =M ore than $50,000.0003. Value Method Codes Q =Appraisal R =C ost (R eal Esta te On ly) S =A sse ssm en t T -Cash Marke t

( See Co lumn C2) U =Bo o k Va lue V = O~h c r W = E s t im a te d

E =$15.001 - $50,000


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FINANCIAL DISCLOSURE REPORTPage 5 of 8 Ia m e o f P e r s o n R e p o r t in gMorgan, Jr. , l lenry C. D a t e o f R e p o r t5/13/201 I

V I I . I N V E S T M E N T S a n d T R U S T S - i, co,.e, s.alu,, transactions (Includes those of spouse and dependent children; see pp. 34-60 of filing instructions.)N O N E (No reportable income, assets, or transactions.)

A. B. C.D e s c r i p t io n o f A s s e t s In c o m e d u r in g G ro ss v a lu e a t e n d( i nc l udi ng t r us t asse t s) r e p o r t i n g p e r i o d o f r e p o r t i n g p e r i o d

(1) (2) (1) (2)Place "(X)" after each asset A m o u n t Type (e.g., V a lu e V a lu e

exempt from prior disclosure Code I d iv . , re n t, C od e 2 M e t h o d( A - H ) o r in t . ) ( J - P ) C o d e 3

( Q - W )

O)Type (e.g.,

buy , se l l ,r e d e m p t i o n )

T r a n s a c t i o n s d u r i n g r e p o r t i n g p e r i o d

(2) (3) (4 )D a t e V a l u e G a i n

m m l d d J y y Code2 C o d e 1(J-P) ( A - H )

(5 )Identity of

buyer / se l le r(if private

transaction)

1 8 . GID-Gold A Dividend J T1 9 . Hom e Depot A Dividend J T

20 . Lawyers Custody Acct. A I n t e r e s t J W

21 . Luria L Son Inc.(X) A Dividend J T

22 . Marathon OiICorp. A Dividend J T

23 . Nes tl e S A Sponsored ADR A Dividend J T

24. Nordic Amern Tanker Shipping, Ltd . A Dividend J T

25 . Nuveen Limited Term A Dividend J T

J

J

J

JJJ

26 . Procter & Gamble Co. A Dividend J

27 . Quest D iagnos ti cs , Inc. A Dividend

28 . Spectra Energy Corp. (X ) A Dividend

29 . TowneBank A Dividend

J

J

J

T

T

T

J

J

30 . United Parcel Service lnc CL B A Dividend J31 . Verizon Communications (X) A Dividend

32 . TowneB ank Account A I n t e r e s tJ

J

TT

33 . TOWNEBANK SECURITIES

34 . -Her i tage CashTrus t (X) A Divid en d J

I . I n co m e Ga in C o d e s : A =$1,000 or less B = $1,001 - $2,500 C = $2,501 - $5,000(See Colunms B 1 and 1)4) F = $50.001 - $ 100.000 G = $ 100,001 - $1,000.00~ H I =$ 1.000.001 - $5,000.000

2 . Va lue C o d e s J =$15,0~0 or less K = $ 15.001 - $ 50,000 L = $ 50,001 - $ 100.000(Se e C o lum n s C I a n d D3 ) N =$250,001 - $500,000 O = $500.001 - $1,000.000 P I =$ 1,000.001 - $5.000.000

P3 =$25,000,001 - $50.000,000 P4 =M ore than $50,000,0003. Value Method Codes Q =Appraisal R =Cost (Real Estate Only) S =A s s e s s m e n t

( See Co lunm C2) U =Bo o k Va lue V = O t h e r W = E s t im a te d

=$ 5,001 - $15,000H2 =M ore than $5,000,000M = $100,0~1 - $250,000P2 =$5,000,001 - $25,000,000

-Cash Marke t

E =$15,0~1 - $ 50,000


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N a m e o f P e r s o n R e p o r t in gMorgan, Jr. , Henry C.

D a t e o f R e p o r t5/13/2011

VII. INVESTM ENTS and TRUSTS - i .... e , va lue , t ransact ions ( Includes those of spou se and dependent chi ldren; see pp. 34-60 of f i l ing ins t ruct ions .)N O N E (No reportable income, assets, or transactions.)

A. B. C. D.Description of Assets Income during Gross value at end Transac t ions during report ing per iod( inc luding t rust assets) report ing per iod of report ing per iod

(D (2) (1) (2) O) (2) (3)Place "(X)" after each asset Amount Type (e.g., Value Va l u e Type (e.g., D a t e Value

exempt f rom prior disc losure Code I div., rent, Code 2 Method buy, se l l , mr~ldd/yy Code 2(A-H) o r i n t . ) ( J - P ) Code 3 redem ption) (J-P)(Q-W)

3 5 . - Sp d r K B W B an k ET F ( M ut ua l F un d ) J T

36 . - Spdr Gold TR Gold Shs A Divid en d J T

37 . W A C H O V I A S E C U R I T I E S ( X )38 . W ELLS FARGO COMPANY

39 . - Compu terized Therm al Imaging, lnc. A Dividend J T40 . - Midd lebyCorp. A Dividend J T

4 1. - Ro ch e H ol di ng s L td . AD R A Dividend J T

42 . - Wachovia Corp.(X) A Dividend J T

43 . W aterside Capital Corp. (X) A Dividend J T

44 . Wells Fargo Company A Dividend J T

45 . IRA, T owne Inv es tm en t Group A I n t e r e s t J T

46 . IRA, UBS Financial Services, Inc. G I n t e r e s t PI T

47 . IRA, USB Financia l Serv ices , Inc. D D i s t r i b u t i o n J T

(4) (5)Gain Identity of

C o d e I buyer / se l le r(A-H) (if private

transaction)

I. In co m e G ain C o d es: A = $1,000 o r less B -$1,001 - $ 2,500 C = $2,501 - $5,000 D = $5,001 - $15,000( See Co lumns BI and D4) F =$50.1)01 - $100.000 G = $ 100 .001 - $1 .0~ .000 H I = $1.000.001 - $5.000.000 112 =More than $5.000.000

2. Value Codes J = $ 15,000 o r less K -$ 15.001 - $50.000 L =$50,001 - $100.000 I , | =$100,001 - $250.000tSee Co lumns CI and D3) N = $250.001 - $ 500.000 O =$ 500.001 - $ 1,000.00~ PI =$ 1.000,091 - $5,000,000 P2 = $5.0~0,091 - $25.000,000

P3 =$25,000,001 - $ 5 0 , 0 0 0 . 0 0 0 P4 =M ore than $50,000,0003. Value Method Codes Q =Appraisal R = C o~t (R ea l E: , t a te On ly ) S =A s s cs s m e n l T =C a s h Ma rk c t( See Co lumn C2) U =Bo o k Va lue V G ~ h c r W = E s t im a te d

E =$15.001 - $50,000


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N a m e o f P e r so n R e p o r t i n gM o r g a n , J r . , I le n r ) " C .

D a t e o f R e p o r t5/13/201 I

VIII. ADDITIONAL INFORMATION OR EXPLANATIONS. (Indlcatepartolrepon.)V I I . I N V E S T M E N T S a n d T R U S T SL i n e 3 7 . W a c h o v i a S e c u ri t ie s . C o m p a n y n a m e n o w W e l l s F a rg o C o m p a n y .L i n e 3 8 . W e l l s F a r g o C o m p a n y . R e p l a c e s L i n e 3 7 , W a c h o v i a S e c u r i ti e s .L i n e 4 2 . W a c h o v i a C o r p . C o m p a n y n a m e n o w W e l l s Fa r g o C o m p a n y .L i n e 4 4 . W e l l s F a r g o C o m p a n y . R e p l a c e s L i n e 4 2 , W a c h o v i a C o r p .


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FINANCIAL DISCLOSURE REPORTP a ge 8 o f 8IX. CERTIFICATION.

Iame of P e r son Repor t ingM o r g a n , J r . , tl e n r y C . Date of Report5/13/2011I c e r t i f y t h a t a l l i n f o r m a t i o n g i v e n a b o v e ( i n c l u d i n g i n f o r m a t i o n p e r t a i n i n g t o m y s p o u s e a n d m i n o r o r d e p e n d e n t c h i l d r e n , i f a n y ) i s

a c c u r a t e , t r u e , a n d c o m p l e t e t o t h e b e s t o f m y k n o ~ v l e d g e a n d b e l i e f , a n d t h a t a n y i n f o r m a t i o n n o t r e p o r t e d w a s w i t h h e l d b e c a u s e i t m e t a p p l i c a b l e s t a tu t o r yp r o v i s i o n s p e r m i t t i n g n o n - d i s c l o s u r e .I f u r t he r c e r ti f y tha t e a r n e d i n c o m e f r o m o u t s i d e e m p l o ym e n t a n d ho n o r a r i a a n d t he a c c e p t a n c e o f g i f ts w h i c h ha v e be e n r e p o r t e d a r e i nc o m p l i a n c e w i t h t h e p r o v i s i o n s o f 5 U . S . C . a p p . 5 0 1 e t . s e q . , 5 U . S . C . 7 3 5 3 , a n d J u d i c i a l C o n f e r e n c e r e g u l a t i o n s .

Signature: S/H enry C. Morgan, Jr.

N O T E : A N Y I N D I V I D U A L W H O K N O W I N G L Y A N D W I L F U L L Y FA L S I F IE S O R F A I L S T O F IL E T H I S R E P O R T M A Y B E S U B J E C T T O C I V I LA N D C R I M I N A L S A N C T I O N S ( 5 U . S .C . a p p . 10 4 )

C o m m i t te e o n F i n a n c i a l D i s cl o s u r eA d m i n i s tr a t iv e O f f ic e o f t h e U n i t e d S t a t e s C o u r t sSui te 2-301O n e C o l u m b u s C i r c le , N .E .W a s h i n g t o n , D .C . 2 0 5 4 4


9/16

FINANCIAL DISCLOSURE REPORTFOR CALENDAR YEAR 201 0

Report Required by the Ethicsin Government Act of 1978(5 U.S.C. app. 101-111)

1 . Person Reporting (last name, firs t , middle init ial)Morg an, J r ., Henry C.

4. Ti t le (Art icle i l l judges ind ica te act ive or senior sta tus;magis t rate judges indicate ful l - or par t - t ime)U.S. Di s t r i c t Judge Sr . S t a t us

7. Chambers o r O ff ice Ad d res sUnited Sta tes Dist r ic t Cour t6 0 0 G r a n b y S t r e e t, R o o m 3 0 7N o r f o lk , V A 2 3 5 1 0

2. Court or Organiza t ionEas te r n D is t r ic t o f V i r g in ia

3. Date of R e p o r t09/09/2011

5a . Report Type (check appropria te type)] No m inatio n , Date[] Initial [] Annual [] Final5b. [] AmendedReport8. O n t he ba s i s o f t he i n fo rm a t i o n co n t a i n e d I n t h is Re p o r t a n d a n ymod if ica t ions perta in ing the re to , i t is , in my opin ion , in com pliancewith a pp l i c a b le l a ws a nd re gu la t ions .

R e v i e w i n g O f f ic e r D a t e

6. R e por t ing Pe r iod01/01/2010to12/31/2010

I M P O R T A N T N O T E S : The instructions accompanying this form must be followed. Complete all parts,checking the NONE box for each part where yoa have no reportable information. Sign on last page.

I . P O S I T I O N S . (Reporting individual only; seepp. 9-13 of filing instructions.)~] NONE (No reportable positions.)POS I T I ON

2.

3.

4.

5.

N A M E O F O R G A N I Z A T I O N / EN T I T Y

I I . A G R E E M E N T S . (Reporting individual only; seepp. I4-16 of filing instructions.)~] N O N E (No reportable agreements.)

D A T E PARTIES AND TERMS


10/16

FINANCIAL DISCLOSURE REPORTPage 2 o f 8

N a m e o f P e r s o n R e p o r t in gMorgan, Jr., Henry C.

Date of Report09/09/2011

I l L N O N - I N V E S T M E N T I N C O M E . (Reporting individualandspouse; seepp. 17-24 of fillng instructions.)A. Filers l~on-Investm ent Incom e

~] (No reportable non-investment income.)ONEDATE SOURCE AND TYPE

2.

3.

4.

INCOME( y o u r s , n o t sp o u s e s )

B . S p o u s e s N o n - I n v e s t m e n t I n c o m e - If you were married during anyportion of the reporting year, complete this section.(Dollar a mount not required except for honoraria.)

D N O N E ( N o reportable non-investment income.)DATE

I . 1 /10-12/10

2.

3.

4.

SOURCE AND TYPER e a l E s t at e A g e n t , R o s e a n d W o m b l e R e a l ty - C o m m i s s i o n s

I V . R E I M B U R S E M E N T S - transportation, Iodglng, food, entertalnmenL(Includes those to spouse and dependent children; see pp. 25 -27 of filing instructions.)

D (No reportable reimbursements.)O N ESOURCE DATES LOCATION PURPOSE ITEMS PAID OR PROVIDE

1 . N e w Y o r k I n t e l l e c tu a l 3/26-3/29/2010 N e w Y o r k , N Y P ro fe ss io n al A s so cia tio n T ra ns po rta tio n , L od g in g , F oo dP r oper ty Law Assoc ia t ion2. O p e n W o r l d P r o g r a m , 10/28-10/29/2010 W a s h in g to n , DC M e e tin g w /G o v t En t ity T ra nspo r t a t i on , Lodg i ng , FoodA m e r i c a n C o u n c i ls f o rIn t e rna t iona l E duc a t ion3. R o c k e t D o c k e t S e m i n a r , 12/8/2010-12/9/2010 M c Le a n , V A E d u c a t io n a l Se m in a r T r a n s p o r t a t i o n , L o d g i n g , F o o dV i r g i n i a C o n t i n u i n g L e g a l

Education4.5.


11/16


Name of Person ReportingM organ, Jr . , Henry C.


V . G I F T S . a n c t u d c s those to spouse and dependent children; see pp. 28-31 of filing instructions.)N O N E ( N o reportable gifts.)

SOURCE DESCRIPTION1 .2.3.4.5.

VALUE

V I . L I A B I L I T I E S . a n c l u d c s t h o s e o y sp o u s e u n d d e p e n d e n t children; see p p . 3 2 - 3 3 of filing instructions.)NONE (No reportable liabilities.)

CREDITOR DESCRIPTION1 .2.3.4.5.

VALUE CODE


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Name of Person ReportingM organ, Jr . , Henry C.

Date of Report09/09/201 I

V I I . I N V E S T M E N T S a n d T R U S T S -income, value, transactions (Includes those of spouse and dependent children; seepp. 34-60 of filing instructions.)[] N O N E (No reportable income, assets, or transactions.)

D e s c r i p t i o n o f A s s e t s I n c o m e d u r i n g( in c lu d in g tr u s t a s s e ts ) re p o r t in g p e r io d

(l) (2 )Place "(X)" after each asset A m o u n t Type (e.g..

exempt from prior disclosure C o d e 1 d i v . , r e n t ,( A - H ) o r i n t . )

Gr o ss va l ue a t e n do f r e p o r t i n g p e r i o d(1) (2) ( 1 )

Value V a l u e Type (e.g.,C o d e 2 M e t h o d b uy , s e l l .

( .Lp ) C o d e 3 r e d e m p t i o n )(Q-W)

1. A.B. W atley Group , Inc. A Dividend J2. Allstate Corp. A Dividend J3. Ar c h e r Da n i e l s Mi d l a n d C o . A Dividend J4. A T & T A Di v i d e n d J5. BB&TCorp. (Y)6. B e l l s o u th C o r p . A Dividend J7. Bristol Myers Squibb Co. A Dividend J8. Celgene Corp. A Dividend J9. Coca Cola Co. Com. A Dividend J1 0 . Colgate Palmolive Co. A Dividend J1 I . Coslco Who lesale Corp. (Y)1 2 . Cracker B arrel Old Ctry Store, Inc. A Dividend J1 3 . CSX Corpo ration (Y)

1 4 . DiageoCapitalPLC A Dividend J1 5 . Dominion Resources Inc. Va. A Dividend J1 6 . Dow Chemical A Dividend J! 7 . EWZ - Brazi l A Dividend J

T r a n sa c t i o n s d u r i n g r e p o r t i n g p e r i o d

(2) (3) (4)Date Va lue Gain

mm/dd/yy C ode 2 Code 1(J-P) (A-H)

T

T

T

T

T

T

T

T

T

T

T

T

T

T

B uy 06/09/10

(5 )Ident i ty of

b uye r / s e l l e r(if private

t ransact ion)

I . Incom e Ga i n Codes : A = $1, 000 or l ess B =$1,001 - $2,500 C = $2,501 - $5,000 D = $5, 001 - $15, 000(See Co lum n s B 1 and D4) F = $ 50,001 - $100,000 G = $ 100,001 - $1,000 ,000 H 1 =$1,000,001 ~ $5,000,000 H 2 = M o re th a n $ 5,000 ,000

2. Val ue Codes J = $15,000 or Ics s K = $ 15,001 - $ 50 ,000 L -$ 50,001 - $ 100,000 M = $ 100,001 - $ 250,000( Se e Columns CI a r i d D3 ) N =$ 250,001 - $ 500,000 O =$ 500,001 - $1,000 ,000 PI =$1,000,001 - $5,000,000 P2 =$5,000,001 - $25,000,000P3 = $25,000,001 - $50,000,000 P 4 = M o reth an $ 50 ,000,0003. Val ue Met h od Codes Q = Appra i sa l R = Cost (Rea l E s t a t e Onl y ) S =As s e s s me nt T = C a s h M a r k e t( Se e Column C2) U =Book Va lue V - O t h e r W =Es t ima te d

E =$15,001 - $50,000


13/16

FINANCIAL DISCLOSURE REPORTPage 5 o f" 8

N a m e o f P e r s o n R e p o r t in gM organ , Jr ., Henry C.


V I I . I N V E S T M E N T S a n d T R U S T S - i n c o m e , v a t , e , t ra n s a c t io n s a n e t a , t e s t h o s e o f s v o u s c o n d a e p e n d e n t children; see p p . 3 4 - 6 0 of fillng instructions.)NO NIE (No reportable income, assets, or transactions.)

A. B. C.D e s c r i p t i o n o f A s s e t s I n c o m e d u r i n g Gross value at en d( including t r u s t a s se t s ) r e p o r t i n g p e r i o d o f r e p o r t i n g p e r i o d

(1) (2) (1) (2)Place "(X)" after each assel A m o u n t Type (e.g., Value Valueexempt from prior disclosure C o d e 1 d iv ., r e n t . C o d e 2 M e t h o d( A - H ) o r i n t . ) (J-P) C o d e 3

( Q - W )

S p e c tr a E n e r g y C o r p .T o w n e B a n k

1 8 .

1 9 .

20 .21 .22 .23 .24 .25 .26 .27 .28 .29 .30 .

31 .32 .33 .34 .

GID - Gold A Dividend J THome Depot A Dividend J TLawyers Custody Acct. A I n t e r e s t J WLuria L Son Inc. A DividendMarathon Oil Corp. A Dividend J TNestle S A Sponso red ADR A Dividend J TNordic Amem Tanker Shipp ing, Ltd. A Dividend J TNuveen Limited Term (Y)

Procter & Gamble Co. A Dividend J TQuest Diagnostics, Inc. A Dividend J T

A Dividend J TA Dividend J T

United Parcel Serv ice Inc. CL B (Y )Verizon Communications

TowneBank Account

TOW NEBANK SECURITIESColumb ia Acorn Intl Fund Class B (M utualFund)

A Dividend

A I n t e r e s t

J

JTT

A Dividend J

T r a n sa c t i o n s d u r i n g r e p o r t i n g p e r i o d( 1 ) (2) (3) (4)

Type (e.g ., Date Value Gainbuy, se l l , mm/dd/yy C o d e 2 C o d e 1

Sold 04/06/10 J

Bu y 06/09/10 J

(J-P) (A-H)edempt ion)

(s )Identity of

buyer/seller(if private

t r a n sa c t i o n

1. Inco m e G ain C od es: A = $ 1,000 o r less B = $1,001 - $2,500 C = $ 2,501 - $5,000 D = $ 5,001 - $15,000(See C olum ns 131 and D4) F = $50,001 - $100,000 G = $ 100,001 - $1,000 ,000 H 1 = $1,000,001 - $5,000,000 H 2 = M o re th a n $ 5,000 ,000

2 . Va lue Code s J = $ 15,000 o r less K =$ 15,001 - $50,000 L =$50,001 - $100,000 M = $ 100, 001 - $250, 000(Se e C olu mn s C 1 an d D3) N =$ 250 ,0 01 - $ 500 ,0 00 O = $50 0,00 1 - $1 ,000 ,00 0 P 1 = $1,000,001 - $ 5,000,000 P2 =$5,000,001 - $25,000,000P 3 -$25,000,001 - $ 50,000,000 P 4 = M o re th an $50,000,0003. Val ue Met h od Codes Q = Appra i sa l R = Cost (Rea l E s t a t e Onl y ) S =As s e s s me nt T - C a s h M a r k e t( Se e Column C2) U =Book Va lue V = O t h e r W = E st i m at ed

E =$15 ,0 0 1- $50 ,0 0 0


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N a m e o f P e r s o n R e p o r t in gM organ, Jr . , Henry C.

D ate of R e p o r t09/09/2011

V I I . I N V E S T M E N T S a n d T R U S T S - i . co ,. e, va lu e , t r a n s a c t i o n s (Includes those of spouseand dependent children; see pp. 3 4 - 6 0 of filing instructions,)[~] N O N E (No reportable incom e, assets, or transactions.)

A. B. C. D.D e s c r i p t i o n o f A s s e t s Income during G ross value at end Transactions during reporting period( in c lu d in g tru s t a s s e ts ) re p o r tin g p e rio d o f r e p o r t i n g p e r i o d

(1) (2) (1) (2) (1 ) (2) (3) [ (4) ( 5 )Place "(X)" afier each asset A m o u n t Typ e(e.g., V alue V alue Typ e(e .g ., D a t e V a l u e I G a i n ldent i tyofe x e m p t f r o m p r i o r d i sc l o s u re C o d e 1 d i v . , r e n t , Code 2 M e t h o d b u y , s e l l , m m / d d / y y C o d e 2 ~ 1 C o d e 1 buyer/seller( A - H ) o r i n t . ) ( J - P ) C o d e 3 r e d e m p t i o n ) (J P) (A-H) (if private( Q - W ) t ransaction)

35 . C o l u m b i a C o n s e r v a t i v e Hi g h Y i e l d F u n dC l a s s B ( Y )36 . - H e r i t a g e C a s h T r us t ( Y)37 . - S p d r K B W B a n k E T F ( Mu t u a l F u n d ) A Dividend38 . - S p d r G o ld T R G o ld S h s A Dividend39 . W E L L S F A R G O C O M P A N Y , f o r m e r lyk n o w n a s W A C H O V I A C O R P .4 0. - C o mp u t e r i z e d T h e r ma l I ma g i n g , I n c . A Dividend41 . - Mi d d l e b y C o r p . A Dividend42 . - Ro c h e Ho l d i n g s L t d . ADR A Dividend43 . W a te r s id e C a p i t a l C o r p . ( Y)44 . W e l l s F a r g o C o mp a n y , f o r me r l y kn o w n a s A DividendW a c h o v i a C o r p .45 . I R A , T o w n e I n ve s tm e n t G r o up ( A c c o un t A InterestC lo s e d )46 . IRA, UBS Financia l Serv ices , Inc . ( In teres t ) G Interest47 . I RA, US B F i n a n c i a l S e r v ic e s , I n c . ( Ac c o u n t D Distr ibut ionO p e n )

JJ

JJJ

PIJ

TT

TT

T

T

T

B uy 01/06/10

Closed 01/01/10

O p e n 01/01/10

1. Incom e Gai n Codes : A = $1,000 o r Icss B = $1,001 - $ 2,500 C = $ 2,501 - $ 5,000 D = $ 5,001 - $ 15,000( S e e C o l u m n s B I a n d D 4 ) F = $50,001 - $ 100,000 G = $ I 00 ,001 - $1,000 ,000 H I = $1,000,001 - $5,000 ,000 H 2 = M o re th an $ 5,000 ,000

2 . Va lue Code s J = $ 15,000 or less K = $ 15,001 - $ 50,000 L -$50,001 - $ 100,000 M = $ 100,001 - $250,000( Se e Columns C I a nd D3 ) N =$250,001 - $500,000 O =$500,001 - $ 1,000,000 P I -$1,000,001 - $5,000,000 P2 =$5,000,001 - $25,000,000

P 3 = $25,000,001 - $50,000,000 P 4 = M o re th an $50,000,0003 . Va lue M e thod Cod e s Q = Appra i sa l R Cos t (Rea l Es ta te Only ) S =As s e s s me nt T = C a s h M a r k e t( S e e C o l u m n C 2 ) U =Book Va lue V : O t h e r W = E st i m at ed

E =$15 ,0 0 1- $50 ,0 0 0


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Name of Person ReportingP a g e F I N A N C I A L 7 o f 8 D I S C L O S U R E R E P O R T [ Morgan, Jr., H e nr y C .

V I I I . A D D I T I O N A L I N F O R M A T I O N O R E X P L A N A T I O N S . (lndicate part of report.)V I I . I N V E S T ME N T S a n d T RUS T SL i n e 2 . A l l s t a t e C o r p . In a d v e r t e n t l y o m i t te d f r o m 20 0 9 Re p o r t . B o n d p u r c h a s e d o n 01/07/2009 u n d e r V a l u e C o d e J .L i n e 5 . B B & T C o r p . S o l d o n 11 / 19 /20 0 9 u n d e r V a l u e C o d e J .L i n e 6 . B e l ls o u t h C o r p . I n a d v e r t e n t l y o mi t t e d f r o m 20 0 9 R e p o r t . B o n d p u r c h a s e d o n 02/13/2009 u n d e r V a l u e C o d e J .L i n e 10 . C o l g a t e P a mo l i v e C o . In a d v e r t e n t l y ma r ke d a s e x e m p t w i t h a n ( X ) . S o l d o n 0 1 / 0 6 /20 1 I .L i n e 11 . C o s t c o W h o l e s a l e C o r p . S o l d o n 11 / 19 /0 9 u n d e r V a l u e C o d e J .L i n e 13 . C S X C o r p o r a t i o n . I n a d v e r t e n tl y l i st e d o n 20 10 Re p o r t . B o n d p u r c h a s e d o n 0 1 / 0 6 / 20 11 .L i n e 14 . Di a g e o C a p i t a l P L C . I n a d v e r t e n t l y o mi t t e d f r o m 20 0 9 R e p o r t . B o n d p u r c h a s e d o n 0 1 / 21 / 20 0 9 u n d e r V a l u e C o d e J .L i n e 19 . Ho m e De p o t . In a d v e r t e n t l y o mi t t e d f r o m 20 0 9 Re p o r t . B o n d p u r c h a s e d o n 02/03/2009 u n d e r V a l u e C o d e J .L i n e 25 . N u v e e n L i mi t e d T e r m . In a d v e r t e n l y l i s te d o n 20 10 R e p o r t . B o n d p u r c h a s e d o n 0 1 / 0 6 / 20 11 .L i n e 27 . Q u e s t Di a g n o s t ic s , I n c . I n a d v e r t e n t l y o mi t t e d f r o m 20 0 9 R e p o r t . B o n d p u r c h a s e d o n 0 2 / 0 7 / 20 0 9 u n d e r V a l u e C o d e J .L i n e 28 . Sp e c t r a E n e r g y C o r p . I n a d v e r t e n t l y ma r ke d a s e x e m p t w i t h a n ( X ) . C u r r e n t ly o w n s a s s e t .L i n e 3 0 . Un i t e d P a r c e l S e r v i c e I n c . C L B . I n a d v e r t e n t l y l is t e d o n 20 10 Re p o r t . B o n d p u r c h a s e d o n 0 1 / 0 6 / 20 11 .L i n e 3 1 . V e r i z o n C o m m u n i c a t i o n s . I n a d v e r t e n t l y o mi t t e d f r o m 20 0 9 Re p o r t . B o n d p u r c h a s e d o n 0 1 / 0 9 / 20 0 9 u n d e r V a l u e C o d e J .L i n e 3 4 . C o l u mb i a A c o r n I n t l F u n d C l a s s B ( M u t u a l F u n d ) . In a d v e r t e n t l y o mi t t e d f r o m 20 10 R e p o r t . Sp o u s e c u r r e n t l y o w n s a s s e t .L i n e 3 9 . ~V e l l s F a r g o C o m p a n y . F o r me r l y kn o w n a s W a c h o v i a Se c u r i t ie s .L i n e 4 3 . W a t e r s i d e C a p i t a l C o r p . I n a d v e r t e n t ly l i s t e d i n 20 10 R e p o r t .L i n e 4 4 . W e l ls F a r g o C o m p a n y . F o r m e r l y k n o w n a s W a c h o v i a C o r p .L i n e 4 6 . I RA, UB S F i n a n c i a l S e r v ic e s , I n c . ( In t e r e s t ) . Mo n t h l y i n t e r e s t o n b a l a n c e i n c a s h .

Date of R e p o r t09/09/201 l


16/16


N a m e o f P e r so n Re p o r t i n gMorgan, Jr., Henry C.

D a te o f R e por t09/09/2011

IX . CERTIFICATION.1 c e r t if y t h a t a l l in f o r m a t i o n g i v e n a b o v e ( i n c l u d i n g i n f o r m a t i o n p e r t a in i n g t o m y s p o u s e a n d m i n o r o r d e p e n d e n t c h i l d r e n , i f a n y ) isa c c u r a te , t r ue , a n d c o m p l e t e t o t h e b e s t o f m y k n o w l e d g e a n d b e l i e f , a n d t h a t a n y i n f o r m a t i o n n o t r e p o r t e d w a s w i t h h e l d b e c a u s e i t m e t a p p l i c a b l e s t a tu t o r yp r o v i s i o n s p e r m i t ti n g n o n - d i s c lo s u r e .I f u rt h e r c e r ti f y th a t e a r n e d i n c o m e f r o m o u t s i d e e m p l o y m e n t a n d h o n o r a r i a a n d t h e a c c e p t a n c e o f g i f ts w h i c h h a v e b e e n r e p o r t e d a r e i nc o m p l i a n c e w i t h t h e p ro v i s i o n s o f 5 U . S .C . a p p . 5 0 1 e t . s e q . , 5 U . S .C . 7 3 5 3 , a n d J ud i c i a l Co n fe re n c e r e g u l a t i o n s .

Signa ture : S/Hen ry C. M organ , Jr .

N O T E : A N Y I N D IV I D UA L W H O K N O W I N G L Y A N D W I L F U LL Y F A L S IF I ES O R F A I L S T O F I LE T H I S R E P O R T M A Y B E S UB J E C T T O C I V I LA N D C R I M I N A L S A N C T I O N S ( 5 U . S. C . a p p . 1 0 4 )

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Henry C Morgan Jr Financial Disclosure Report for 2010