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Homeland SecurityAn Overview
Kenneth Rapuano
Homeland Security Science and Technology Advisory Committee
27 September 2012
1 HS SEDI is a trademark of the U S Department of Homeland Security (DHS)
The HS SEDI FFRDC is managed and operated by The MITRE Corporation for DHS
2 HS SEDI is a trademark of the U S Department of Homeland Security (DHS)
The HS SEDI FFRDC is managed and operated by The MITRE Corporation for DHS
Outline 1. DHS Overview
– Missions & Goals – Organization – Interagency Process – Congressional Oversight
2. Defining Homeland Security 3. Anatomy of National Response & Preparedness 4. Key Challenges
– Optimizing for Extreme & Diverse Range of Threats – Managing Risk & Enhancing Resilience – Integrating Key Functions, Unifying the Enterprise
3 HS SEDI is a trademark of the U S Department of Homeland Security (DHS)
The HS SEDI FFRDC is managed and operated by The MITRE Corporation for DHS
DHS Overview
4 HS SEDI is a trademark of the U S Department of Homeland Security (DHS)
The HS SEDI FFRDC is managed and operated by The MITRE Corporation for DHS
DHS Facts
• Creation of DHS in 2004 constituted most significant government reorganization since the
• DHS constitutes the most diverse merger of federal functions and responsibilities, incorporating 22 government agencies into a single organization.
• With over 200,000 employees, DHS is third largest federal agency
National Security Act of 1947
Dept FY2012 Enacted FY2013 Request FY2013 Req % of Total DHS 35,214.7 35,533.7 51.57% ___________________________________________ Total 67,988.0 68,905.2 100%
Total Federal Homeland Security Mission, and DHS Budgets
www.whithouse.gov: Appendix -- Homeland Security Mission Funding by Agency
5 HS SEDI is a trademark of the U S Department of Homeland Security (DHS)
The HS SEDI FFRDC is managed and operated by The MITRE Corporation for DHS
2010 QHSR Missions & Goals 1. Preventing & Protecting Against Terrorism
Goal 1: Prevent Terrorism Goal 2: Prevent Unauthorized Acquisition or Use of CBRN Materials & Capabilities Goal 3: Manage Risks to Critical Infrastructure
2. Securing & Managing Our Borders Goal 1: Effectively Control U.S. Air, Land, and Sea Borders while expediting safe flow of travel & commerce Goal 2: Safeguard Lawful Trade and Travel: Ensure security and resilience of global movement systems. Goal 3: Disrupt Criminal Organizations: Disrupt & dismantle transnational smuggling & trafficking across US border
3. Enforcing & Administering Our Immigration Laws Goal 1: Strengthen and Effectively Administer the Immigration System Goal 2: Prevent Unlawful Immigration: Reduce conditions encouraging illegal entry in US, while removing illegals
4. Safeguarding & Securing Cyberspace Goal 1: Create a Safe Cyber Environment: Malicious actors are unable to impair safe & secure use of cyberspace Goal 2: Prevent Hostile Exploitation of Cyberspace.
5. Ensuring Resilience to Disasters Goal 1: Mitigate Hazards: Strengthen capacity at all levels of society to withstand threats and hazards Goal 2: Enhance Preparedness: Engage all levels and segments of society in improving preparedness. Goal 3: Ensure Effective Emergency Response capacity Nationwide. Goal 4: Rapidly Recover: Improve the Nation’s ability to adapt and rapidly recover
Maturing & Strengthening the Homeland Security Enterprise -- Ensure Real-Time Shared Awareness -- Build Capable Communities -- Foster Unity of Effort -- Foster Innovative Approaches &Solutions Through Leading-Edge S&T
5
6 HS SEDI is a trademark of the U S Department of Homeland Security (DHS)
The HS SEDI FFRDC is managed and operated by The MITRE Corporation for DHS
DHS Organization
Interagency Policy Committees (IPCs)
Deputies Committee (DC)
Principals Committee (PC)
DHS State OSD JCS ODNI DOJ Treas DOE
Interagency Process White House -- NSS Policymaking Structure
President
HHS AG HHS EPA
8 HS SEDI is a trademark of the U S Department of Homeland Security (DHS)
The HS SEDI FFRDC is managed and operated by The MITRE Corporation for DHS
NSS
Congress
OMB
DOJ Intel Cmty
JCS
Treas
Interagency Homeland Security Players and Connections:
NGOs
HHS
State AID
USUN
OSD
USDA EPA
DOT
DOE
DHS Foreign Govts
9 HS SEDI is a trademark of the U S Department of Homeland Security (DHS)
The HS SEDI FFRDC is managed and operated by The MITRE Corporation for DHS
Congressional Oversight of DHS
Source: DHS Office Of Legislative Affairs
10 HS SEDI is a trademark of the U S Department of Homeland Security (DHS)
The HS SEDI FFRDC is managed and operated by The MITRE Corporation for DHS
Defining Homeland Security
HS)
The p p HS
Defining Homeland Security
12 HS SEDI is a trademark of the U S Department of Homeland Security (DHS)
The HS SEDI FFRDC is managed and operated by The MITRE Corporation for DHS
Congressional Research Service “Defining Homeland Security” April 3, 2012
Homeland Security Definitions
13 HS SEDI is a trademark of the U S Department of Homeland Security (DHS)
The HS SEDI FFRDC is managed and operated by The MITRE Corporation for DHS
Anatomy of National Response and
Preparedness
Tiered Nature of National Response
Local Emergency
Management
Response
Other Federal
Agencies
EMAC
State Emergency
Management
First Responders
14
Federal
Local Emergency
Management
Federal Response
Other Federal
Agencies
EMAC
State Emergency
Management
First Responders
15
Tiered Nature of National Response
S)
The HS SEDI FFRDC is managed and operated by The MITRE Corporation for DHS
Federal Emergency Support Functions
38
ESF COORDINATING, PRIMARY, AND SUPPORT DESIGNATIONS 15
17 HS SEDI is a trademark of the U S Department of Homeland Security (DHS)
The HS SEDI FFRDC is managed and operated by The MITRE Corporation for DHS
PREV
ENT
MIT
IGAT
E
REC
OVE
R
PRO
TEC
T
RES
PON
D
National Preparedness PPD-8 Functions
18 HS SEDI is a trademark of the U S Department of Homeland Security (DHS)
The HS SEDI FFRDC is managed and operated by The MITRE Corporation for DHS
National Preparedness PPD-8 Functions
PREV
ENT
PRO
TEC
T
MIT
IGAT
E
RES
PON
D
REC
OVE
R
Risk Management Resilience
19 HS SEDI is a trademark of the U S Department of Homeland Security (DHS)
The HS SEDI FFRDC is managed and operated by The MITRE Corporation for DHS
Key Challenges
Optimizing for Extreme & Diverse Range of Threats – Managing Risk & Enhancing Resilience Integrating Key Functions, Unifying the Enterprise
20 HS SEDI is a trademark of the U S Department of Homeland Security (DHS)
The HS SEDI FFRDC is managed and operated by The MITRE Corporation for DHS
Missions with Widest Threat Spectrums
Preventing & Protecting Against Terrorism
Securing & Managing Our Borders
Enforcing & Administering Our Immigration Laws
Safeguarding & Securing Cyberspace
Ensuring Resilience to Disasters
Maturing & Strengthening the Homeland Security Enterprise
21
Probability & Consequence
Hig
her
Con
sequ
ence
Greater Likelihood
Nuclear Large Scale Biological
Cyber Cat 4-5 Hurricane
RDD
Routine Mission Performance, Accidents, Crime
Event Severity Spectrum
22
Hig
her
Con
sequ
ence
Likelihood
Nuclear / Large Scale Biological
High Impact Cyber Cat 4-5
Hurricane RDD
Mission Performance, . ts, Crime
Greater
Routine Acciden
Event Severity Spectrum
Probability & Consequence
23 HS SEDI is a trademark of the U S Department of Homeland Security (DHS)
The HS SEDI FFRDC is managed and operated by The MITRE Corporation for DHS
Systems Optimization Capabilities & Plans Utility Spectrum
24 HS SEDI is a trademark of the U S Department of Homeland Security (DHS)
The HS SEDI FFRDC is managed and operated by The MITRE Corporation for DHS
Capabilities & Plans Utility Spectrum Systems Optimization
25 HS SEDI is a trademark of the U S Department of Homeland Security (DHS)
The HS SEDI FFRDC is managed and operated by The MITRE Corporation for DHS
Capabilities & Plans Utility Spectrum Systems Optimization
26 HS SEDI is a trademark of the U S Department of Homeland Security (DHS)
The HS SEDI FFRDC is managed and operated by The MITRE Corporation for DHS
Capabilities & Plans Utility Spectrum Systems Optimization
27 HS SEDI is a trademark of the U S Department of Homeland Security (DHS)
The HS SEDI FFRDC is managed and operated by The MITRE Corporation for DHS
Threat Chain Systems View Case A: Stovepiped Approach
DETER
PREVENT
Terrorist Attack Phases
IDENTIFY SUSPICIOUS BEHAVIOR
INVESTIGATE AND DISRUPT
PLOTS
GLOBAL WAR ON
TERRORISM
POST-BLAST INVESTIGATION AND ANALYSIS
INCIDENT RESPONSE
COLLECT AND SHARE
INTELLIGENCE
REDUCE SITE VULNERABILITIES
Conseq. Manag.
EXPLOSIVE DEVICE RESPONSE
OPERATIONS
INTENT INITIAL PLANNING/ TARGET SELECTION
OPERATIONAL LOGISTICS/ RESOURCES
CONDUCT OPERATIONS
LONG-TERM EFFECTS
IMMEDIATE EFFECTS
PROTECT DETECT
RESPOND Layered Security Actions
28 HS SEDI is a trademark of the U S Department of Homeland Security (DHS)
The HS SEDI FFRDC is managed and operated by The MITRE Corporation for DHS
Threat Chain Systems View Case B: Enterprise Systems Approach
Terrorist Attack Phases
DETER
PREVENT
Layered Security Actions
INTENT INITIAL PLANNING/ TARGET SELECTION
OPERATIONAL LOGISTICS/ RESOURCES
CONDUCT OPERATIONS
PROTECT DETECT
RESPOND
LONG-TERM EFFECTS
IMMEDIATE EFFECTS
IDENTIFY SUSPICIOUS BEHAVIOR
INVESTIGATE AND DISRUPT
PLOTS
GLOBAL WAR ON
TERRORISM
EXPLOSIVE DEVICE RESPONSE
OPERATIONS
POST-BLAST INVESTIGATION AND ANALYSIS
INCIDENT RESPONSE
COLLECT AND SHARE
INTELLIGENCE
REDUCE SITE VULNERABILITIES
Conseq. Manag.
29 HS SEDI is a trademark of the U S Department of Homeland Security (DHS)
The HS SEDI FFRDC is managed and operated by The MITRE Corporation for DHS
The Need for Enhanced Integration
Program Monitoring
How do we plan, execute, & monitor
investments?
Resource Allocation and
Budget Formulation
What investments should be funded and budgeted?
Capabilities & Prioritization
What capabilities are required to
achieve the mission, and which
is the best alternative?
Strategy / Strategic Direction
What mission outcome are we
trying to accomplish?
30 HS SEDI is a trademark of the U S Department of Homeland Security (DHS)
The HS SEDI FFRDC is managed and operated by The MITRE Corporation for DHS
The Latest Technology Is Not Always the Best Solution
31 HS SEDI is a trademark of the U S Department of Homeland Security (DHS)
The HS SEDI FFRDC is managed and operated by The MITRE Corporation for DHS
Questions?
