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IEEE TRANSACTIONS ON HUMAN-MACHINE SYSTEMS, VOL. XX, NO. X, MM 2021 1 An Online Multi-Index Approach to Human Ergonomics Assessment in the Workplace Marta Lorenzini, Member, IEEE, Wansoo Kim*, Member, IEEE, and Arash Ajoudani, Member, IEEE Abstract—Work-related musculoskeletal disorders (WMSDs) remain one of the major occupational safety and health problems in the European Union nowadays. Thus, continuous tracking of workers’ exposure to the factors that may contribute to their development is paramount. This paper introduces an online approach to monitor kinematic and dynamic quantities on the workers, providing on the spot an estimate of the physical load required in their daily jobs. A set of ergonomic indexes is defined to account for multiple potential contributors to WMSDs, also giving importance to the subject-specific requirements of the workers. To evaluate the proposed framework, a thorough experimental analysis was conducted on twelve human subjects considering tasks that represent typical working activities in the manufacturing sector. For each task, the ergonomic indexes that better explain the underlying physical load were identified, following a statistical analysis, and supported by the outcome of a surface electromyography (sEMG) analysis. A comparison was also made with a well-recognised and standard tool to evaluate human ergonomics in the workplace, to highlight the benefits introduced by the proposed framework. Results demonstrate the high potential of the proposed framework in identifying the physical risk factors, and therefore to adopt preventive measures. Another equally important contribution of this study is the creation of a comprehensive database on human kinodynamic 1 measurements, which hosts multiple sensory data of healthy subjects performing typical industrial tasks. Index Terms—ergonomic assessment, kinematics and dynamics monitoring, human modeling. I. I NTRODUCTION I N 21 th century, the production lines of a large proportion of the manufacturing enterprises worldwide still rely on processing and assembly activities that are performed manually by human operators [1]. As a result, an alarming worsening of the workers’ health conditions in the last decade has been reported [2]. Indeed, roughly three out of every five workers in the European Union (EU) report on a daily basis tiring or even painful conditions while performing their regular tasks, which frequently result in critical chronic work-related musculoskeletal disorders (WMSDs) [3]. WMSDs are not just Manuscript received March 18, 2021. This work was supported in part by the ERC-StG Ergo-Lean (Grant Agreement No.850932), in part by the European Union’s Horizon 2020 research and innovation programme under Grant Agreement No. 871237 (SOPHIA). *Corresponding author. All the authors are with the Human-Robot Interfaces and Physical Interaction Lab, Italian Institute of Technology, Genoa, Italy (e-mail: [email protected]). W. Kim is also with Hanyang University, South Korea (e-mail: wan- [email protected]). 1 The term “kinodynamic” measurements is used, in this work, to indicate the variables associated with both human kinematics (i.e. positions, velocities, and accelerations) and dynamics (i.e. quantities related to interaction forces). JOINT DISPLACEMENT OVERLOADING JOINT TORQUE CENTRE OF MASS POTENTIAL ENERGY COMPRESSIVE FORCES OVERLOADING JOINT FATIGUE NON-ERGONOMIC POSTURE ERGONOMIC POSTURE Fig. 1: An online multi-index approach is proposed to monitor both kinematic and dynamic quantities on the human whole body. Setting proper thresholds for such indexes, the associated ergonomic risk can be categorised and more convenient body configurations and loading conditions can be identified. conditions of older age but also affect workers across the life- course, in all sectors and occupations, with an extremely heavy charge to companies and healthcare systems [4], [5]. Hence, the careful monitoring of workers’ exposure to the factors that may contribute to their development is a key requirement in the manufacturing sector, aiming to lay the foundation of risk prevention and reduction programs. To this end, a considerable number of methods and ap- proaches have been proposed by researchers over the years [6], [7]. Concerning the industrial scenario, the great majority of the tools currently adopted to evaluate workers’ ergonomics relies on the so-called “pen-and-paper” observational techniques. Most of these analyse a particular aspects or a specific activity (NIOSH: carrying and lifting, Snook and Ciriello: pushing and pulling, OCRA: low loads at high frequency, OWAS, RULA & REBA: posture and movements [7]), however such a high specificity severely limits their application field. Conversely, the more recently developed Ergonomic Assessment Worksheet (EAWS) [8] provides a unique ergonomic score considering workers’ activities in a more comprehensive view. However, all these methods must be performed as an off-line procedure and mainly focus on the kinematics of the activities (i.e. body postures and movements) while the dynamic aspects are deemed to a limited extent. On the other hand, to consider also the moments and forces developed within the body due to external interactions, many studies were conducted wherein direct measurements collected on the subjects are arXiv:2111.06323v1 [cs.RO] 11 Nov 2021

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Page 1: IEEE TRANSACTIONS ON HUMAN-MACHINE SYSTEMS, VOL. XX, …

IEEE TRANSACTIONS ON HUMAN-MACHINE SYSTEMS, VOL. XX, NO. X, MM 2021 1

An Online Multi-Index Approach to HumanErgonomics Assessment in the Workplace

Marta Lorenzini, Member, IEEE, Wansoo Kim*, Member, IEEE, and Arash Ajoudani, Member, IEEE

Abstract—Work-related musculoskeletal disorders (WMSDs)remain one of the major occupational safety and health problemsin the European Union nowadays. Thus, continuous tracking ofworkers’ exposure to the factors that may contribute to theirdevelopment is paramount. This paper introduces an onlineapproach to monitor kinematic and dynamic quantities on theworkers, providing on the spot an estimate of the physical loadrequired in their daily jobs. A set of ergonomic indexes isdefined to account for multiple potential contributors to WMSDs,also giving importance to the subject-specific requirements ofthe workers. To evaluate the proposed framework, a thoroughexperimental analysis was conducted on twelve human subjectsconsidering tasks that represent typical working activities inthe manufacturing sector. For each task, the ergonomic indexesthat better explain the underlying physical load were identified,following a statistical analysis, and supported by the outcome ofa surface electromyography (sEMG) analysis. A comparison wasalso made with a well-recognised and standard tool to evaluatehuman ergonomics in the workplace, to highlight the benefitsintroduced by the proposed framework. Results demonstratethe high potential of the proposed framework in identifying thephysical risk factors, and therefore to adopt preventive measures.Another equally important contribution of this study is thecreation of a comprehensive database on human kinodynamic1

measurements, which hosts multiple sensory data of healthysubjects performing typical industrial tasks.

Index Terms—ergonomic assessment, kinematics and dynamicsmonitoring, human modeling.

I. INTRODUCTION

IN 21th century, the production lines of a large proportionof the manufacturing enterprises worldwide still rely on

processing and assembly activities that are performed manuallyby human operators [1]. As a result, an alarming worseningof the workers’ health conditions in the last decade has beenreported [2]. Indeed, roughly three out of every five workersin the European Union (EU) report on a daily basis tiringor even painful conditions while performing their regulartasks, which frequently result in critical chronic work-relatedmusculoskeletal disorders (WMSDs) [3]. WMSDs are not just

Manuscript received March 18, 2021.This work was supported in part by the ERC-StG Ergo-Lean (Grant

Agreement No.850932), in part by the European Union’s Horizon 2020 researchand innovation programme under Grant Agreement No. 871237 (SOPHIA).

*Corresponding author.All the authors are with the Human-Robot Interfaces and Physical

Interaction Lab, Italian Institute of Technology, Genoa, Italy (e-mail:[email protected]).

W. Kim is also with Hanyang University, South Korea (e-mail: [email protected]).

1The term “kinodynamic” measurements is used, in this work, to indicatethe variables associated with both human kinematics (i.e. positions, velocities,and accelerations) and dynamics (i.e. quantities related to interaction forces).

JOINTDISPLACEMENT

OVERLOADING JOINT TORQUE

CENTRE OF MASS POTENTIAL ENERGY

COMPRESSIVE FORCES

OVERLOADING JOINT FATIGUE

NON-ERGONOMIC POSTURE

ERGONOMIC POSTURE

Fig. 1: An online multi-index approach is proposed to monitorboth kinematic and dynamic quantities on the human wholebody. Setting proper thresholds for such indexes, the associatedergonomic risk can be categorised and more convenient bodyconfigurations and loading conditions can be identified.

conditions of older age but also affect workers across the life-course, in all sectors and occupations, with an extremely heavycharge to companies and healthcare systems [4], [5]. Hence,the careful monitoring of workers’ exposure to the factors thatmay contribute to their development is a key requirement inthe manufacturing sector, aiming to lay the foundation of riskprevention and reduction programs.

To this end, a considerable number of methods and ap-proaches have been proposed by researchers over the years [6],[7]. Concerning the industrial scenario, the great majority of thetools currently adopted to evaluate workers’ ergonomics relieson the so-called “pen-and-paper” observational techniques.Most of these analyse a particular aspects or a specific activity(NIOSH: carrying and lifting, Snook and Ciriello: pushing andpulling, OCRA: low loads at high frequency, OWAS, RULA& REBA: posture and movements [7]), however such a highspecificity severely limits their application field. Conversely,the more recently developed Ergonomic Assessment Worksheet(EAWS) [8] provides a unique ergonomic score consideringworkers’ activities in a more comprehensive view. However, allthese methods must be performed as an off-line procedureand mainly focus on the kinematics of the activities (i.e.body postures and movements) while the dynamic aspectsare deemed to a limited extent. On the other hand, to consideralso the moments and forces developed within the bodydue to external interactions, many studies were conductedwherein direct measurements collected on the subjects are

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integrated with models of the human body. Most of theproposed approaches adopt detailed biomechanical models ofthe human musculoskeletal structure to estimate dynamic statessuch as joint reactions (forces and torques) by using inversedynamics and then optimisation techniques to compute themuscle tensions [9], [10]. Alternatively, using electromyography(EMG) signals the muscle activity can be measured directly,and then empirical models can be exploited to convert suchactivity into muscle tensions [11], [12]. Nevertheless, all themodels underlying these techniques require the estimationof a large number of parameters, or otherwise, they can beobtained by means of anthropometric standards [13] thus theachieved estimated quantities are not subject-specific. Moreover,the sensor system employed (e.g. EMG, marker-based opticalmotion-capture) are often cumbersome and the proceduresinvolved are computationally expensive, affecting the onlinecapabilities of most of them.

In the brand-new industrial background, the accurate as-sessment of a workers’ ergonomics should be performed vianoninvasive sensing technologies that require short preparationtime as well as advanced yet rapid probing techniques that canprovide instant data on human physical load [14]. In light ofthis, many researchers have recently focused their effort ondeveloping online and practical strategies to account for humanphysical ergonomic risk factors by means of robotics-inspiredindexes [15], [16] but also low-dimensional space models [17]or exploiting vision-based algorithms [18], [19].

In the same line, the foremost objective of this paper is tointroduce an online human ergonomics monitoring frameworkthat can provide on the spot, just as the workers are carrying outtheir activities, an estimate of the required physical load. Anexhaustive set of indexes is defined that account for multipleergonomic risk factors (e.g. awkward postures, mechanicaloverloading of the body, repetition frequency, etc.) and thusallow the evaluation of different manual activities typicallyconducted in the manufacturing sector. Besides consideringkinematic variables such as joint angles, velocities, andaccelerations, a great emphasis is placed on the dynamicaspects of the tasks (i.e. forces or torques acting on andinside the body). Indeed, some indicators that were investigatedand developed in previous studies [20], [21], [22] such asoverloading torque, fatigue, and power, the human centre ofmass (CoM) potential energy, and compressive forces areintegrated into the framework to establish a comprehensivemethod for the assessment of humans’ ergonomics in theworkplace (see Figure 1). The proposed framework is conceivedto work with wearable and easy-to-use sensor systems, whichallow the users to move freely and can be used for long periods,meeting the requirements of real factories. Furthermore, toaddress workers’ individual demands, the estimation of suchergonomic indexes is based on a subject-specific and fast re-identifiable human model.

To evaluate the ergonomics monitoring framework introducedin this study, an experimental analysis was conducted on twelvehuman subjects. Participants were required to perform threedifferent tasks that represent typical working activities in themanufacturing sector and, additionally, are associated withdifferent potential risk factors to the development of WMSDs.

The proposed set of indexes was computed and then, theiroutcome was investigated to establish their link with the mostcommon ergonomic risk factors. It should be underlined that, aspreviously said, the proposed indexes are conceived to performan online evaluation, as demonstrated in our previous works[20], [21], [22]. However, in this study, they are computed aposteriori for the sake of a thorough analysis. A statisticalmethod was also employed to verify, for each ergonomicindex, the significance of the differences among the differentexperimental conditions for each task. Indeed, in this work,we were mainly interested in the analysis of the indexes byvarying the physical load (i.e. experimental conditions) toidentify their capability to address the workload associatedwith a specific activity. Thus, we focus more on the comparisonamong different conditions than on the indexes’ absolute values.In addition, to provide a benchmark of the effective physicaleffort required for the performed activities, muscle activity wasmonitored through a sEMG system over the entire durationof the experiments. Since the proposed indexes are expressedon the joint level and cannot be directly compared to sEMGsignals that are on the muscle level, the overall trend of themuscle activity was compared with the trend of the developedmetrics. Finally, a comparison was made with the ergonomicrisk scores resulting from the EAWS [8] inasmuch as theyare a well-recognised method to evaluate workers’ physicalexposure to WMSDs.

Due to the growing interest in occupational ergonomicson one hand, and the effort needed to create and organisea database, on the other, numerous human motion datasetson industry-oriented activities were recently produced andmade available to researchers and ergonomics practitioners. Tocite a few, in [23], [24] comprehensive whole-body motioncapture datasets that include trials of typical working tasks(e.g. manipulating a screw, driver or hammer, lifting loads)were proposed. In view of this, another contribution of thisstudy is the creation of a comprehensive database that containsmeasurements collected with multiple sensors systems onhealthy human subjects performing the aforementioned workingactivities. Both kinematic, dynamic and sEMG quantitiesare included, as well as videos recorded to facilitate themanagement of the data by future users.

The rest of the paper is organized as follows. In Section II,an overview of the proposed human ergonomics monitoringframework is provided. Section III illustrates the experimentalanalysis conducted to evaluate the framework. Section IVdescribes the developed human measurements database onfactory-like activities. In Section V, the contribution and futureimprovements of this study are highlighted.

II. METHOD OVERVIEW

In this Section, the human body model adopted in thisstudy is first presented. Then, a set of kinodynamic indexes tomonitor online the humans’ physical load during daily workingactivities is introduced.

A. Human Modeling BasesThe framework introduced in this paper has been conceived

in view of its application and usage in a real industrial envi-

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ronment. Hence, it aims at a simplified approach that focuseson fast identifiability of the models and online capabilities ofthe methods, respectively. Based on that, the human modeladopted in this study is a reduced-complexity representationof the human musculoskeletal structure. Specifically, it isa floating-based sequence of rigid links interconnected byrevolute joints and limited to the sagittal plane. The pelvisframe is set as the human base frame Σ0 and it is attached tothe inertial frame ΣW through six virtual degrees of freedom(DoFs). q = [xT

0 θT0 qh] refers to the generalized coordinateof the system. x0 ∈ R3 and θ0 ∈ R3 are the position and theorientation of the human base frame Σ0. The rigid links arearticulated through nj revolute joints whose angular positionis denoted by qh = [q1 . . . qnj ]T ∈ Rnj . To obtain thehuman body segment inertial parameters (BSIPs), a reduced-complexity approach called statically equivalent serial chain(SESC) technique [25] is employed in this study. The SESCparameters can be employed to achieve a subject-specificestimation of the whole-body CoM. As a result, the whole-bodycentre of pressure (CoP) estimation, which is required in thecomputation of some of the ergonomic indexes that will beaddressed in the next paragraph, can be accomplished. In staticconditions, the CoP can be computed by simply projectingthe whole-body CoM onto the x-y plane. Conversely, whenconsidering dynamic conditions, the position of CoP w.r.t. theCoM can be obtained by using the differences between theangular momentum variations and the acceleration about theCoM [26]. A key strength of this method is that, due to itssimplified approach, it can be applied online [27].

B. Set of Ergonomic Indexes

By integrating the data about human motion and interac-tion forces, which can be collected through suitable sensorsystems, within a model of the human body, it is possible toestimate several kinematic and dynamic quantities (e.g. jointposition/velocity/acceleration, joint overloading torque/fatigue)that can be linked to ergonomic targets such as mechanicaloverloading of the musculoskeletal structure and body posture.Hence, the proposed human ergonomic monitoring frameworkis defined as a set of indexes, which are expressed asωh(q) ∈ Rnj , that account for the physical exposure of theworkers to different risk factors to the development of WMSDs.Such indexes, with the corresponding equation, scope, and theergonomic target that each one of them seeks to address arelisted in Table I. In general, Xmax and Xmin denote the vectorsincluding the maximum and minimum values of the variableX , respectively. |X| denotes instead the vector including theabsolute values of the variable X .

It should be noted that the indexes listed in Table I areall normalised, i.e. divided by their corresponding maximumvalues, to concurrently analyse and compare their outcome.In addition, as indicated in the leftmost column, they canbe divided into two categories: kinematics and dynamics,respectively. The explanation (with reference to the equationsreported in Table I), as well as the corresponding rationale ofeach ergonomic index, will be addressed as follow.

TABLE I: The proposed set of ergonomic indexes to assess hu-man kinodynamic quantities accounting for multiple ergonomicrisk factors. The corresponding scope (kinematics or dynamics),equation and ergonomic target are included for each one ofthem.

SCOPE INDEX EQUATION RISK FACTOR

Kin

emat

ics Joint Displacement ω1(q) =

|qh|qmaxh −qmin

hAwkward body postures

Joint Velocity ω2(q) =qh

qhmax Abrupt and sudden efforts

Joint Acceleration ω3(q) =qh

qhmax

High-intensity forcesdue to inertia

OverloadingJoint Torque ω4(q) =

∆τ∆τmax

Mechanical overburdenof the musculoskeletal stucture

OverloadingJoint Fatigue ω5(q) =

τF (t)τF,max(t)

Repetitive and monotonousmovements

Dyn

amic

s

OverloadingJoint Power ω6(q) =

PPmax =

qh∆τqh

max∆τmaxMechanical overburden

of the musculoskeletal stucture

CoMPotential Energy ω7 =

∆EP

∆EmaxP

= ∆CM |z∆CM |zmax Awkward body postures

Compressive Forces ω8(q) =fCfmaxC

Mechanical overburdenof the musculoskeletal stucture

1) Kinematic Indexes: The first category includes thevariables related to the kinematics (i.e. motions without regardto forces that cause it) of the workers’ activities.

The first index ω1(q) is the joint displacement, which isconsidered here as the distance from the mechanical joint limits.Given the joint angles vector qh as defined in the previousparagraph, ω1(q) can be computed considering its absolutevalues |qh| and the joint angles upper and lower boundaries,qmaxh and qmin

h , respectively, which can be found in literature[28]. The aim of monitoring the joint displacement is to detectwherever the body configurations that workers adopt to performtheir tasks are not ergonomic. In fact, certain human postureshave proven to be a potential cause of musculoskeletal diseases[29]. The latter are mostly related to specific sections of thehuman range of motion (RoM) that should be avoided (e.g. inproximity to the maximum limits).

Next, the second index ω2(q) is the joint normalised angularvelocity, where qh ∈ Rnj is the joint velocities vector andqh

max is the vector including the joints maximum velocities.The values of qh

max can be found in literature [30]. Finally, thethird index ω3(q) is the joint normalised angular acceleration,where qh ∈ Rnj is the joint accelerations vector and qmax

h isthe vector including the joints maximum accelerations. Thevalues of qmax

h can be obtained experimentally, by asking thesubjects to move dynamically to the maximum extent possible,exciting all the joints, and recording the maximum accelerationsachieved. As reported by some researchers, when assessingdynamically varying activities, the direct measurement ofhuman motion - in terms, for example, of joint velocity andacceleration - can provide more relevant information thanposture analysis for the ergonomic risk of the low back [31] andupper limbs [32]. Joint velocities, in particular, are suggestive ofeventual abrupt movements that may be frequently associatedwith sudden and acute efforts potentially leading to severeinjuries. On the other hand, the forces induced in the humanjoints due to the inertia of the body masses are directly

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proportional to the accelerations (e.g. Newton’s second law)and may lead to the overload of musculoskeletal tissues. Thiscan happen, for example, when the workers perform actionsthat require high accelerations to be accomplished efficiently(e.g. hammering).

2) Dynamic Indexes: The second category includes thevariables related to the dynamics (i.e. motions that result fromforces) of the workers’ activities.

The fourth index arises from the “overloading joint torque”method that was originally proposed in [20] to account onlinefor the torque variations induced on the human main jointsby an external heavy load. Its computation is based on thedisplacement of the CoP, computed from the difference betweenan estimated one and a measured one. The estimated CoP vectorCP can be obtained as explained in the previous paragraph,by taking advantage of the SESC technique. On the otherhand, the measured CoP vector CP can be collected using anexternal sensor system. Details of the method can be found in[20]. Specifically, w4(q) is the joint normalised overloadingtorque, where ∆τ ∈ Rnj is the overloading joint torque vectorand ∆τmax is the vector including the maximum values of thehuman overloading joint torque, which can be estimated directlythrough experiments on the subjects. Increasing torque profilesare applied on the selected body joints, one at a time, until thesubjects start to feel discomfort. In such a specific instant, theresulting torque values are estimated (based on the applied forceand the lever arm) and compared to the ones extracted fromliterature [33]. If these values are comparable, the experimentalones are used as the maximum torque values. If the differencesare significant, the “safest” choice, i.e. the smallest value forthe maximum torque, is chosen. The overloading joint torqueindex ω4(q) can be employed to account for the mechanicaloverburden of musculoskeletal structures induced by the weightof a tool or object. It should be pointed out that this methodtakes into account only the vertical component of externalforces thus it can be deployed in a certain class of industrialtasks, which nevertheless, are quite numerous (lifting/lowering,carrying, pick and place, etc.).

The fifth index is the “overloading joint fatigue” that wasoriginally introduced in [21] as an extension of the previousindex. Indeed, when dealing with a light payload (e.g. alightweight tool), the overloading torques induced on the jointsare low/moderate and the associated risk of injuries is notsignificant. On the other hand, the building up of their effectover a protracted period of time could become hazardous thus awhole-body fatigue model was developed to evaluate this aspect.Details of the method can be found in [21]. Specifically, ω5(q)is the joint normalised overloading fatigue, where τF ∈ Rnj

is the overloading joint fatigue vector and τF,max is the vectorincluding the maximum values of the human overloading jointfatigue. Since fatigue is strictly related to the subject’s physicalcapacity and feelings, the maximum endurance time (MET)concept presented in [34] was employed to find experimentallythe subject-specific parameters of the model (see [21]). Theaccumulation of local joint fatigue due to external load, whichcan be monitored by means of ω5(q), can result from repetitiveand monotonous actions, which are among the most frequentlycited contributors to WMSDs [35].

The sixth index ω6(q) is the “overloading joint power”that basically combines the second and the fourth indexespreviously explained. Specifically, ω6(q) is the joint normalisedoverloading power where P ∈ Rnj results from the overloadingjoint torque vector ∆τ multiplied by the joint velocity vectorqh, whereas Pmax results from ∆τmax multiplied by qh

max

and includes the corresponding maximum values of P. Basedon human joint power, several procedures can be found inthe literature with the aim to estimate the physical effortneeded during gait [36] but also to detect potential risk inmanual material handling [37]. Overloading joint power isdifferent from joint power in his classical conception since theoverloading joint torques (which takes into account only theeffect of an external load) and not the net joint torques areemployed in the computation. Nevertheless, it is consideredworthwhile to investigate also ω6(q) as a possible indicatorof the physical expenditure during occupational activities.

The seventh index ω7 is the “CoM potential energy” thatis developed based on the study presented in [38], whereinthe change in potential energy of human body masses wasemployed as a measure of performance within an optimisation-based approach to model human motion. The potential energyfor the CoM of the human body can be obtained by multiplyingthe height of the CoM, thus the z-coordinate, by the force ofgravity and the human body mass. However, such a quantity isnot evaluated directly but rather its variation between differentbody configurations is considered. Accordingly, two potentialenergies are defined: E0

P = mgTC0M |z that is associated with

a neutral and natural body configuration and EP = mgTCM |zthat is associated with the current one. Hence, delta CoMpotential energy can be defined as

∆EP = EP − E0P = Mg∆CM |z = Mg(CM |z − C0

M |z),

where M is the mass of the subject, g is the gravity acceleration,and ∆CM |z is the variation of the z-coordinate of the CoM,with C0

M |z the CoM in the neutral posture and CM |z theCoM in the current one. Such a quantity provides the degreeof deviation of the posture of the subjects from a neutraland convenient body configuration. Hence, to some extent, itis capable to monitor the risk associated with awkward andunfavourable postures. Accordingly, the seventh index ω7 is thenormalised delta CoM potential energy, where ∆CM |z is thedisplacement of the CoM height (z-coordinate) and ∆CoMmax

z

is its maximum value, which can be estimated experimentally,by asking the subjects to move along the z-coordinate to themaximum extent possible and recording the maximum CoMdisplacements achieved. ω7 is the only joint-independent index.

Finally, the eighth index ω8(q) derives from the “compres-sive force” concept that was originally conceived in [22] toaccount for the balanced inward (“pushing”) forces that resultfrom the interaction of the human with the environment orobjects. The aim of this study was to overcome the limitationsof the overloading joint torque index. In fact, there are certainbody configurations or task-dependent force profiles (magnitudeand direction) that are characterised by negligible joint torquesbut considerable compressive forces, which may be harmfulto the musculoskeletal system. Additionally, the compressiveforce index considers all the components of the external force.

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Details of the method can be found in [22]. Based on the above,the eighth index ω8(q) is the joint normalised compressiveforce where fC ∈ Rnj is the compressive force vector and fmax

C

is the vector including the corresponding maximum values,which can be found experimentally, by asking the subjects toexert the maximum force possible and recording the maximumvalues achieved.

III. EXPERIMENTAL ANALYSIS

To investigate the proposed monitoring framework as a toolto assess human ergonomics in the workplace, an experimentalanalysis was conducted on human subjects. Three different taskswere performed by each participant with the aim to simulate,in the laboratory settings, activities that are commonly carriedout by workers in the current industrial scenario. Such taskswere selected to encompass the most significant risk factorsin the workplace: mechanical overloading of the body joints,variable and high-intensity interaction forces, and repetitiveand monotonous movements. Accordingly, lifting/lowering ofa heavy object (task 1), drilling (task 2), and painting with alightweight tool (task 3), were considered, respectively, in thisstudy. While the subjects were carrying out such activities,the data regarding the whole-body motion and the forcesexchanged with the environment (both GRF and interactionforces at the end-effector) were collected and the full set ofergonomic indexes (see Table I) was estimated. In addition,the ergonomic risk scores resulting from the EAWS [8] wascomputed in an off-line phase for the sake of comparison.The corresponding analysis and computations are carried outin collaboration with Fondazione Ergo (headquarters: Varese,Italia). The whole experimental procedure was carried out atHuman-Robot Interfaces and Physical Interaction (HRII) Lab,Istituto Italiano di Tecnologia (IIT) in accordance with theDeclaration of Helsinki, and the protocol was approved by theethics committee Azienda Sanitaria Locale (ASL) GenoveseN.3 (Protocol IIT HRII ERGOLEAN 156/2020).

A. Experimental setup

Twelve healthy volunteers, eight males and four females,(age: 28.9±3.5 years; mass: 69.3±13.5 kg; height: 173.9±6.8cm)2 were recruited in the experimental analysis. Participantswere students and researchers with no or limited experience ofindustrial work. Written informed consent was obtained afterexplaining the experimental procedure and a numerical ID wasassigned to anonymise the data.

The experimental setups for the three selected tasks areillustrated in Figure 2. The sensor systems employed are alsohighlighted. The subjects were required to wear the XsensMVN Biomech suit, an inertial-based motion-capture suit,commercialised by Xsens Technologies B.V. (headquarters:Enschede, Netherlands) to track the whole-body motion andto stand on the Kistler force plate, commercialised by KistlerHolding AG (headquarters: Winterthur, Switzerland) to measurethe whole-body CoP and GRF. In addition, a sEMG system, theDelsys Trigno Wireless platform, commercialised by Delsys Inc.

2Subject data is reported as: mean ± standard deviation.

(headquarters: Natick, MA, United States), was employed tomeasure muscle activity as a reference to the effective physicaleffort required for the tasks. Specifically, ten muscles wereanalysed: the Anterior Deltoid (AD), the Posterior Deltoid(PD), the Biceps Brachii (BC), the Triceps Brachii (TC),the Trapezius Descendens (TR), the Erector Spinae (ES), theGluteus Maximus (GM), the Rectus Femoris (RF), the BicepsFemoris (BF) and the Tibialis Anterior (TA). The subjects wererequired to bound their movements to the sagittal plane since ahuman sagittal model was adopted in this study. Accordingly,the selection of the muscles was made considering the onesmore involved in flexion/extension movements. Prior to theexperiment, the maximum voluntary contraction (MVC) exertedby each muscle was recorded for all the participants withthe aim to normalise the muscle activity. The acquisition andsynchronization of all the sensor data are managed using RobotOperating System (ROS) environment.

All the subjects were required to perform all three tasks. Nospecific instructions were provided to the subjects about theway to perform the task and no preliminary learning phase wasconducted. For each task, they were asked to perform threetrials and between one trial and the following, there was aresting period of 2 minutes.

Task 1 consisted in lifting/lowering a box on a shelf andput it/take it at/from three different height levels w.r.t. floorthat were located under the human knees (V1), at the levelof the pelvis (V2) and over the shoulder (V3), respectively(see Figure 2a). Indeed, such an activity induces high-intensityforces and torques within the human body that may lead to themechanical overload of biological structures such as musclesand joints. Since the detrimental effect of mechanical overloadprimarily depends on the magnitude of the force required toaccomplish it, three boxes of different weights (thus demandingdifferent effort) were considered. Specifically, the weights ofthe boxes were 2.5, 5.0, and 10.0 kg, respectively. During atrial, all the possible combinations of box weight/height levelwere considered in a randomized order to counter-balance theeffect of fatigue on the participants’ muscles.

Even though the load affecting the musculoskeletal systemduring a job depends mainly on the magnitude of the forceexerted/experienced by workers, other factors can contributeto its intensification. Namely: the direction of the force, itsvariability over time, and the postural demands required todevelop it. Accordingly, task 2 consisted in drilling three woodpanels that are located in three different positions (D1, D2,D3) on a shelf, highlighted in green in Figure 2b. The holes,made with the driller, had to be performed approximately inthe points where the red crosses are depicted. During a trial,each point had to be drilled for 10.0 s, in the sequence 3

D1, D2, D3, with a break of approximately 5.0 s in between.Throughout the whole duration of the task, the interactionforces were measured via the developed hand/tool interface.For this purpose, the subjects had to keep the driller through adedicated handle, which was connected to a Mini45 F/T sensor,commercialised by ATI Industrial Automation (headquarters:

3It should be noted that the randomized order was considered only for task1 that was longer and more demanding. For tasks 2 and 3, the order was thesame for all the trials since the effect of fatigue was assumed negligible.

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(a) Task 1 (b) Task 2 (c) Task 3

Fig. 2: Experimental setups to investigate the proposed monitoring framework as a tool to assess human ergonomics whileperforming three typical working activities in the current industrial scenario: (a) lifting/lowering of a heavy object (task 1), (b)drilling (task 2), (c) and painting with a spray gun (task 3). The sensor systems employed are also highlighted.

Apex, NC, United States). The weight of the tool (driller andhandle) was 2.5 kg.

As mentioned above, repetitive actions with lightweightobjects may result in the accumulation of local muscle fatigue,which can cause severe injuries [39]. Hence, the last taskselected was spray painting with a lightweight tool. Task 3consisted in painting two helmets along their whole surfacewith a spray gun. The helmets were hanging from a hook attwo different height levels (V2 and V3, respectively). Duringa trial, the subjects had to spray each helmet (from V3 toV2 position) moving smoothly and slowly the spray gun inproximity to the helmet: from top to bottom for 10 s, thenfrom to bottom to top for 10 s and finally again from top tobottom for 10 s. In total, each helmet has to be painted for 30s, with a break of 5 s approximately in between.

After the full set of ergonomic indexes was estimated, astatistical method, i.e. the analysis of variance (ANOVA), wasemployed to verify the significance of the results, considering alevel of statistical significance equal to 0.05. Separate one-wayrepeated measures ANOVAs were applied to determine thecapability of each ergonomic index to discriminate betweendifferent load levels (i.e. experimental conditions). Pairwisecomparisons were also conducted by using post-hoc pairedt-tests. The analysis was performed separately for each consid-ered joint. Finally, the sEMG signals, which were collected asa benchmark for the human physical effort, were first filtered(passband: 2-500 Hz) to remove movement artifacts for all theten muscles [40]. Then, they were rectified and normalisedusing the MVC values previously recorded for each subject.

B. Results

In this section, the results of the simulation experimentsof typical working activities are presented for all the threeselected tasks performed by twelve subjects. In addition, thefindings of the analysis carried out using the EAWS methodare provided.

(a) 2.5 kg, V1ω1

ω8

ω7

ω6

ω5

ω4

ω3

ω2

(b) 2.5 kg, V2ω1

ω8

ω7

ω6

ω5

ω4

ω3

ω2

(c) 2.5 kg, V3ω1

ω8

ω7

ω6

ω5

ω4

ω3

ω2

(d) 5.0 kg, V1ω1

ω8

ω7

ω6

ω5

ω4

ω3

ω2

(e) 5.0 kg, V2ω1

ω8

ω7

ω6

ω5

ω4

ω3

ω2

(f) 5.0 kg, V3ω1

ω8

ω7

ω6

ω5

ω4

ω3

ω2

(g) 10.0 kg, V1ω1

ω8

ω7

ω6

ω5

ω4

ω3

ω2

(h) 10.0 kg, V2ω1

ω8

ω7

ω6

ω5

ω4

ω3

ω2

(i) 10.0 kg, V3ω1

ω8

ω7

ω6

ω5

ω4

ω3

ω2

Fig. 3: Polar plots to represent the overall outcome of theproposed ergonomic indexes for task 1. For each experimentalcondition, i.e. box weight (2.5, 5.0, 10.0 kg) and height level(V1, V2, V3), the maximum values of each index over the trialare shown in the human main joints: hip (H), knee (K), ankle(A), back (B), shoulder (S), elbow (E) and wrist (W).

1) Working activities simulation experiments: The outcomeof the proposed ergonomic indexes has been resumed in theaggregated polar plots illustrated in Figures 3, 5 and 7 for task1, task 2 and task 3, respectively. For task 1, a plot is providedfor each one of the nine actions corresponding to a specific

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experimental condition (box weight, height level). For task 2, aplot is provided for each one of the three actions correspondingto the three different positions (D1, D2, D3) of the panels tobe drilled. For task 3, two plots are considered to representthe two phases, i.e. the two helmets to be processed, of thepainting activity. Each plot includes eight axes to correspond tothe eight ergonomic indexes listed in Table I. For each index,the maximum value of each action/phase is exhibited for allthe considered joints, specifically: hip (H), knee (K), ankle(A), back (B), shoulder (S), elbow (E) and wrist (W). It shouldbe noted that the choice of the maximum value is due to theshort duration of the task, however, also other values such asthe root mean square could have been considered. To highlightthe scope of the ergonomic indexes, two separate areas areenhanced on the polar plots: the pink area encompasses theindexes accounting for kinematic aspects while the light bluearea encompasses the indexes accounting for dynamic aspects.

HIP KNEE ANKLE BACK SHOULDER ELBOW WRIST

0.1

0.2

0.3

0.4

0.5

0.6

0.7

0.8

0.9

1

1.1

F = 3.27,p < 0.05

F = 10.80,p < 0.001

F = 5.22,p < 0.001

F = 154.99,p < 0.001

F= 172.25,p < 0.001

F = 227.63,p < 0.001

F = 71.39,p < 0.001

0.1

0.2

0.3

0.4

0.5

0.6

0.7

0.8

0.9

1

1.1

Fig. 4: Boxplots for the overloading joint torque index ω4

averaged among all the trials and subjects for the experimentalconditions of task 1, i.e. box weight (2.5, 5.0, 10.0 kg) andheight level (V1, V2, V3), in the human main joints. TheF -ratio (F ) and p-values (p) resulting from the ANOVA arealso reported.

Let us consider the plots in Figure 3, relative to task 1.Focusing on the pink area, which comprises the indexesaccounting for the kinematic aspects, it can be noted thatthe highest values were reported by ω1, namely, the jointdisplacement index. At the hip, knee, and elbow level thejoint angles approached the boundaries of the RoM (i.e.mechanical joint limits) to a slightly different extent amongthe experimental conditions, suggesting that the subjects wererequired to adopt potentially unfavourable postures to executethis specific task. As regards ω2, the values are gatheredapproximately in the middle of the range and no meaningfuldifferences in joint velocities can be found among the differentexperimental conditions. Similarly, as shown by ω3, comparablejoint accelerations were exhibited by the subjects, even varyingthe conditions, with values in the lower half of the indexrange for all the joints. Interestingly, the only exception isthe acceleration at the wrist level that presented rather highvalues. Since the variations of wrist acceleration have provento correlate with ergonomic risk factors in the workplace[41], this data acquire certain importance for the purposes

of the current analysis. On the other hand, focusing on thelight blue area of the polar plots, which covers the indexesaccounting for the dynamic aspects, it can be noted that thehighest values were reported by ω4, the overloading joint torqueindex. ω5 and ω6 remained generally low and steady amongthe different experimental conditions, ω7 (which is actuallyjoint-independent) was slightly higher but likewise withoutconsiderable variations. ω8 could not just be estimated due tothe absence of full knowledge about interaction forces for thistask. Conversely, the overloading joint torque index exhibited aclear growth with increasing box weight and to a small extentwith increasing height level.

A statistical analysis was also performed to compare thevariance between experimental conditions on the dynamicergonomic indexes. In Figure 4, the boxplots representingthe values of ω4 averaged among all the trials and subjectsfor all the experimental conditions of task 1, are illustratedin the human main joints. The F -ratio (F ) and p-values (p)resulting from the ANOVA are also reported. For all the joints,significant differences can be observed among the differentexperimental conditions (p < 0.05 for the hip, p < 0.001 forthe other joints). On the other hand, the differences betweensubgroups, examined by using the post-hoc paired t-tests for ω4

among all the experimental conditions, are reported in TableS-I and Table S-II (supplementary file). The comparison amongdifferent height levels within the same box weight conditionshows significant difference only for the upper body. Instead,the comparison among different box weights, especially whenconsidering 10.0 kg, shows significant differences (p < 0.05)in most of the cases/joints. Due to the large datasets, results ofthe full statistical analysis are not reported for all the indexesbut only for the overloading joint torque index ω4, which wasable to provide more relevant information (i.e. the dynamicaspects) for this task. However, concerning ω5 and ω6, nosignificant differences were found for the upper body while inthe lower body the results were comparable to ω4, in line withthe fact that the former are a function of the latter. Conversely,for ω7 no significant differences were present.

Considering the outcome of the sEMG investigation, thetrend of the muscle activity was comparable to the one of ω4

in most of the considered muscles, indicating its capabilityto address human physical effort. Specifically, the percentageincrease of the muscle activity between the 2.5 kg box andthe 5.0/10.0 kg boxes (averaged among height levels whichshowed less significant variations) was 51.3/112.9 % in the AD,33.4/115.9 % in the PD, 67.9/175.1 % in the BC, 9.1/69.3% in the TC, 49.8/143.5 % in the TR and 27.1/90.1 % inthe ES, 13.2/33.5 % in the GM, 23.8/57.6 % in the RF,respectively 4. The muscle activity in BF and TA insteadwas approximately constant among different experimentalconditions. The percentage differences of all the dynamicindexes and the associated muscle activity for task 1 can befound in Table S-III (supplementary file).

Let us then observe the plots relative to task 2, illustrated inFigure 5. Considering the indexes accounting for the kinematic

4The reported values of sEMG are the ones exhibited by the muscles in thesame instant in which the maximum value of the compared index ω, which isshown in the polar plots, was found.

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(a) D1ω1

ω8

ω7

ω6

ω5

ω4

ω3

ω2

(b) D2ω1

ω8

ω7

ω6

ω5

ω4

ω3

ω2

(c) D3ω1

ω8

ω7

ω6

ω5

ω4

ω3

ω2

Fig. 5: Polar plots to represent the overall outcome of theproposed ergonomic indexes for task 2. For each experimentalcondition, i.e. the positions (D1, D2, D3) of the panels to bedrilled, the maximum values of each index over the trial areillustrated in the human main joints: hip (H), knee (K), ankle(A), back (B), shoulder (S), elbow (E) and wrist (W).

HIP KNEE ANKLE BACK SHOULDER ELBOW WRIST0

0.5

1

HIP KNEE ANKLE BACK SHOULDER ELBOW WRIST0

0.5

1

F = 0.27,p = 0.77

F = 0.03,p = 0.97

F = 0.16,p = 0.85

F = 10.68,p < 0.001

F = 14.58,p < 0.001

F = 7.44,p < 0.001

F = 34.50,p < 0.001

F = 26.54,p < 0.001

F = 0.19,p = 0.83

F = 10.36,p < 0.001

F = 3.13,p < 0.05

F = 27.41,p < 0.001

F = 9.04,p < 0.001

F = 14.66,p < 0.001

NKLE BACK SHOULDER ELBOW WRIST= 0.16,= 0.85

F = 10.68,p < 0.001

F = 14.58,p < 0.001

F = 7.44,p < 0.001

F = 34.50,p < 0.001

NKLE BACK SHOULDER ELBOW WRIST= 0.16,= 0.85

F = 10.68,p < 0.001

F = 14.58,p < 0.001

F = 7.44,p < 0.001

F = 34.50,p < 0.001

Fig. 6: Boxplots for the overloading joint torque index ω4 andthe compressive force index ω8 averaged among all the trialsand subjects for the experimental conditions of task 2, i.e. thepositions (D1, D2, D3) of the panels to be drilled, in the humanmain joints. The F -ratio (F ) and p-values (p) resulting fromthe ANOVA are also reported.

aspects (pink area), it can be noted that either ω1, ω2 and ω3

showed low values in all the experimental conditions, exceptthe joint displacement at the elbow level (in line with thetask requirements), meaning that kinematic variables are notsignificantly predictive of the ergonomic risk associated withthis specific activity. This is consistent with the fact that thesubjects were basically steady throughout its whole duration.On the other hand, considering the indexes accounting forthe dynamic aspects, the predominance of ω8 over the otherindexes is clearly noticeable. The compressive forces indexwas overall far higher than all the other indexes and presenteda certain increment in D1 with respect to D2 and D3, mostlikely due to the fact that in D1 the gravitational componentof the external force was greater because of the tool weight. Inparticular, in Figure 6, the boxplots representing the values ofthe overloading joint torque index ω4 and the compressive forceindex ω8 averaged among all the trials and subjects for all theexperimental conditions of task 2, are illustrated in the humanmain joints. These two indexes, among the dynamics ones, areexpected to provide more relevant information with respectto the type of task. In fact, similarly as for joint kinematics,

neither overloading power nor CoM potential energy showed nomeaningful variations, again in line with the fact that subjectswere steady throughout the task. In Figure 6, the F -ratio (F )and p-values (p) resulting from the ANOVA are also reportedwhile in Table S-IV (supplementary file), the p-values resultingfrom the post-hoc paired t-tests among all the experimentalconditions are presented. As it can be observed in the boxplots,ω4 was quite low in the lower body and even less elevatedin the upper body. The differences among drilling locationswere significant for the back and the arm joints (p < .001),but not for the leg joints. On the other hand, ω8 showedsubstantially higher values and more variability between jointsand experimental conditions. The differences among drillinglocations were significant for all the considered joints exceptthe knee. Similarly, the results of the paired t-tests indicatesignificant differences in more cases/joints for ω8 than for ω4.As a matter of fact, the overloading joint torque, as it is defined,considered only the gravitational component of the force, i.e.the weight of the tool. Since the tool was partially supportedby the drilled interface while drilling, such a component wasnot significant during this specific task. On the other hand, thecompressive force index took into account all the componentsof the external force induced on the human end-effector sincethis information was provided by the F/T sensor mountedpurposely on the driller.

Considering the muscles activity analysis, similarly as forω8, sEMG signals displayed more significant values in D1 thanin the other two conditions in several muscles, meaning thatω8 correlated to muscle activity to some extent. Specifically,the percentage increase of the muscle activity between D2/D3and D1 was 130.3/1153.1 % in the AD, 32.2/93.0 % in theBC 6.3/267.7 % in the TR, 112.7/24.1 % in the ES, 3.5/18.9% in the GM, 358.7/106.1 % in the RF and 47.6/85.2 % inthe TA, respectively. The muscle activity in PD was 86.7 %lower in D2 but 14.9 % higher in D3 than in D1, probablydue to the task requirements (i.e. the position of the arm whileholding the driller). The same explanation can be given for themuscle activity in TC, which was highest in D3, lower in D2,and even less significant in D1. The percentage differences ofall the dynamic indexes and the associated muscle activity fortask 2 can be found in Table S-V (supplementary file).

Lastly, let us focus on the plots depicted in Figure 7, relativeto task 3. Considering the kinematics-related variables (pinkarea), it can be observed that rather meaningful values wereshown by ω1 at the elbow and knee level, to a lesser degree atthe hip level, meaning that potentially risky body configurationswere adopted by the subjects to accomplish the task. Onthe other hand, ω2 and ω3 were altogether very low thusbearing no information for the purposes of the ergonomicsassessment. Similarly as in task 1, the only exception was theacceleration of the wrist that, as already mentioned, may besuggestive of potential hazards. Considering then the dynamics-related variables, it is evident that the most relevant indexesto explain the physical exposure of the task were ω4 and ω5,in comparison with all the other indexes that are basicallynegligible. In Figure 8, the boxplots representing the values ofthe overloading joint torque index ω4 and the overloading jointfatigue index ω5 averaged among all the trials and subjects for

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(a) First helmet

ω1

ω8

ω7

ω6

ω5

ω4

ω3

ω2

(b) Second helmet

ω1

ω8

ω7

ω6

ω5

ω4

ω3

ω2

Fig. 7: Polar plots to represent the overall outcome of theproposed ergonomic indexes for task 3. For each phase of thetask, i.e. one of the two helmets to be painted, the maximumvalues of each index over the phase are illustrated in the humanmain joints: hip (H), knee (K), ankle (A), back (B), shoulder(S), elbow (E) and wrist (W).

HIP KNEE ANKLE BACK SHOULDER ELBOW WRIST0

0.5

1

HIP KNEE ANKLE BACK SHOULDER ELBOW WRIST0

0.5

1

F = 5.94,p < 0.01

F = 7.43,p < 0.001

F = 6.29,p < 0.001

F = 24.42,p < 0.001

F = 81.32,p < 0.001

F = 6.37,p < 0.001

F = 6.34,p < 0.001

F = 3.41,p < 0.05

F = 3.47,p < 0.05

F = 3.49,p < 0.05

F = 18.30,p < 0.001

F= 41.81,p < 0.001

F = 5.21,p < 0.01

F = 2.93,p < 0.05

HIP KNEE ANKLE BACK SHOULDER ELBOW WRIST

HIP KNEE ANKLE BACK SHOULDER ELBOW WRIST

F = 5.94,p < 0.01

F = 7.43,p < 0.001

F = 6.29,p < 0.001

F = 24.42,p < 0.001

F = 81.32,p < 0.001

F = 6.37,p < 0.001

F = 6.34,p < 0.001

F 3 41 F 3 47 F 3 49 F 18 30 F 41 81 F 5 21 F 2 93

HIP KNEE ANKLE BACK SHOULDER ELBOW WRIST

HIP KNEE ANKLE BACK SHOULDER ELBOW WRIST

F = 5.94,p < 0.01

F = 7.43,p < 0.001

F = 6.29,p < 0.001

F = 24.42,p < 0.001

F = 81.32,p < 0.001

F = 6.37,p < 0.001

F = 6.34,p < 0.001

F = 3.41, F = 3.47, F = 3.49, F = 18.30, F= 41.81, F = 5.21, F = 2.93,

Fig. 8: Boxplots for the overloading joint torque index ω4 andthe overloading joint fatigue index ω5 averaged among all thetrials and subjects for the initial (i) and final (f) instants of thephases (first and second) of task 3, i.e. one of the two helmetsto be painted, in the human main joints. The F -ratio (F ) andp-values (p) resulting from the ANOVA are also reported.

the initial (i) and final (f) instants of the phases of task 3, i.e. oneof the two helmets to be painted, are illustrated in the humanmain joints. Concerning the lower body, the overloading torqueshowed low/moderate values while the overloading fatigue wasless considerable. Concerning the upper body, the overloadingtorque presented higher values in the first phase for all jointsexcept the wrist but its level remained moderate. Similarly,the overloading fatigue exhibited higher values in the firstphase but, on the contrary, it reaches a considerable level,mostly in the shoulder and in the back, as it can be noted fromthe considerable standard deviation values. In fact, as alreadyexplained, ω4 considered the instantaneous effect of the externalload while ω5 was capable to address its cumulative effectthus accounting for the accumulation of fatigue. Moreover,ω5 presented more variability between different trials andsubjects since fatigue occurred differently among individualsas explained by the subject-specific parameters that the modelis based on. Nevertheless, what is not evident observing these

results but it should be underlined, is that the overloadingfatigue model was extremely sensitive to the threshold whichhas been set to distinguish among fatigue and recovery phase.In Figure 8, the F -ratio (F ) and p-values (p) resulting fromthe ANOVA are also reported. The differences among theconsidered instants were significant for all the consideredjoints for both ω4 and ω5. On the other hand, in Table S-VI (supplementary file), the p-values resulting from the post-hoc paired t-tests among all the experimental conditions arereported. Significant differences can be found mostly in theback and in the shoulder for both the considered indexes, inline with the fact that these are more involved joints in task 3.In addition, the trend of the muscle activity was comparable tothe one displayed by both the overloading torque and fatiguein the lower body and in the arm, suggesting the capabilityof ω4 and also ω5 to account for human effort. Specifically,the raising of the overloading torque and fatigue in the legsbetween the first and the second phase was accompanied bya percentage increase of muscle activity of 348.5 % in theRF, 177.5 % in the BF, and 624.5 % in the TA. Conversely,the overloading torque and fatigue in the arms were reducedbetween the first and the second phase but still matching theactivity in most of the muscles with a percentage decrementof 78.2 % in the AD, 15.2 % in the BC, 48.8 % in the TCand 42.9 % in the TR. The percentage differences of all thedynamic indexes and the associated muscle activity for task 3can be found in Table S-VII (supplementary file).

2) Analysis with EAWS method: As mentioned above, toassess the potential of the proposed set of ergonomic indexes,its outcome was compared with the ergonomic risk scoresprovided by a well-recognised and widely used tool to evaluateworkers’ physical load, namely, the EAWS method [8]. It iscritical to note that EAWS were conceived and usually appliedin real industrial scenarios. On the contrary, for the sake ofthis experimental analysis, they were adopted with simplifiedactivities that were designed to simulate occupational tasksand were conducted during experiments in laboratory settings.Accordingly, several assumptions were made to contextualisesuch simplified tasks in the workplace that was intended tobe replicated. Since the level of performance of the recruitedsubjects was not realistic compared to an actual worker, thetask timing was defined according to standard base time usingthe Methods-Time Measurement - Universal Analyzing System(MTM-UAS) method [42]. In fact, in the industrial environment,it is necessary to quantify work with respect to a regulatorylevel of performance [43]. The EAWS method enables acomprehensive and unique ergonomic risk evaluation. In fact,four different sections that focus on each specific aspect ofmanual material activities are included and their results can beintegrated into a combined score presented in an intuitive trafficlight scheme (green, yellow, red) according to the MachineryDirective 2006/42/EC (EN 614). Accordingly, the evaluationof the three occupational tasks considered in this experimentalanalysis by means of the EAWS method resulted in a totalscore for each of them, indicative of the associated ergonomicrisk level.

The EAWS score was computed for each trial of everytask and then the mean value among the resulting score

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was computed. This procedure was repeated for all twelvesubjects. As a result, each subject presented an EAWS finalscore for each task. It should be noted that for task 1 threedifferent ratings were computed, considering the box weightconditions separately. The mean and the standard deviationvalues which were finally computed among all the subjectsand the corresponding risk level are illustrated in Table II.

TABLE II: Mean and standard deviation6 computed amongtwelve subjects of the EAWS final scores for all the taskconsidered in the experimental analysis.

Task Activity Condition EAWS Final Score Risk level5

1 lifting/lowering 2.5 kg box 38.8 ± 1.2†† Moderate5.0 kg box 41.7 ± 1.7†† Moderate10.0 kg box 48.7 ± 6.9†† Moderate

2 drilling 23.1 ± 5.0† Low

3 painting 14 ± 0.0† Low

For task 1, the inter-subject variability of the EAWS scoreonly depended on the worker gender, i.e. the male and thefemale subjects, respectively, had the exact same rating amongthem. This was due to the level of risk associated with thebox weight which was indeed gender-specific. It can be notedthat, as expected, the EAWS score of the lifting/lowering taskgrown with increasing box weight. Looking at the mean amongthe subjects, the risk level associated was moderate (††) forall the experimental conditions. Nevertheless, considering the10.0 kg box one, the EAWS score was quite close to thehigher threshold (> 50) and the standard deviation equal to 6.9suggests that for some subjects the risk level turned into high.It should be observed that the growing trend of the risk levelwith the box weight was likewise identified by the proposedhuman ergonomics monitoring framework. For task 2, each trialof each subject exhibited a rather different EAWS score sincethe maximum value (the worst condition) of the force exertedwhile drilling was taken into account. Similarly, as for the lastexperimental condition in task 1, the rating was quite close tothe mid threshold (> 25) and presented a significant standarddeviation (5.0). Thus, the risk level considering the mean valuewas low (†) but for some subjects it turned into moderate.On the other hand, for task 3, the EAWS score was exactlythe same for each subject, leading to a standard deviationequal to 0.0. In fact, neither gender nor other individual factorsinfluenced the evaluation of this specific activity but only thetask timing. The risk level associated was then low for all thesubjects, abundantly within the low part of the range.

C. Discussion

In view of the results presented in the previous paragraph,some remarks can be drawn for the human ergonomicsmonitoring framework proposed in this study. As regardskinematics-related variables, the most beneficial index inassessing physical load for the considered task was represented

6The risk level associated with the EAWS score was determined as follows:the range 0−25 points corresponded to a low risk (†), the range 25−50 pointscorresponded to a moderate risk (††) and a value > 50 points correspondedto a high risk, respectively.

by ω1. The joint displacement index allows to detect whereverthe human current body configuration lays within specificsections of the human RoM which should be avoided (e.g. inproximity to the maximum limits). Hence, by monitoring howoften and how long these body configurations are maintained,it is possible to determine if a potential ergonomic riskexists. As a matter of fact, joint kinematics, in general, hasextensively been used in the analysis of human movementand joint angles, in particular, have widely been employedto identify human awkward or unfavourable postures whileperforming working activities. Concerning joint velocities andaccelerations, no significant information was offered by ω2 andω3 in the context of this experimental analysis, excluding therather significant accelerations exhibited by the wrist, whichshould be taken into account since they were demonstratedto correlate with occupational risks. Nevertheless, the threetasks considered were quite steady and regular and did notrequire the development of significant speeds and accelerations.Hence, the joint velocity and acceleration indexes should beinvestigated more thoroughly.

Concerning dynamics-related variables, for each consideredtask, the ergonomic indexes that better explain the requiredphysical load were identified, as evaluated through statisticalanalysis and supported by the outcome of a sEMG investigation.Specifically, the overloading joint torque index ω4 was themore promising mean to account for the mechanical overburdenof the body structures in tasks involving the handling of heavyobjects (task 1). It showed far higher values than the otherindexes with significant differences among all the experimentalconditions and it correlated with the muscle activity. Instead,considering a task in which all the components of the interactionforces at the hand/tool interface are relevant - not only thegravitational one - (task 2), the joint compressive forces indexω8 proved to be more predictive of the risk associated withdynamically varying interaction forces. In fact, in these cases,the overloading joint torque may underestimate the hazard.Finally, concerning repetitive and monotonous prolongedactivities (task 3) both the overloading joint torque and fatigueindexes, ω4 and ω5, respectively, exhibited significant results.The overloading fatigue index happened to be more valuablesince it better accounts for the variability among the subjects.Moreover, it took into consideration the cumulative effect of therisk and not the instantaneous one thus it was able to accountfor the accumulation of fatigue. However, the sensitivity ofthe overloading fatigue model to thresholds must be furtherinvestigated, also considering longer-lasting activities. Similarly,concerning the overloading joint power index ω6 and the CoMpotential energy index ω7 a deeper examination should bemade. Not remarkable or not easily interpretable informationappeared to be provided by such variables but this may be dueto the fact that, as already noticed, no considerable velocitiesor unexpected movements were required to accomplish theanalysed tasks. Conversely, regular, smooth, and constant-speedactions were repeated. Hence, the potential of both the indexesshould be investigated more deeply while conducting moredynamically varying jobs, likewise for ω2 and ω3.

Ultimately, a comparison should be made between theproposed set of ergonomic indexes and the EAWS. Since the

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EAWS only provides a single score for each task rather than atrend, the similarities of the differences among the experimentalconditions were simply analysed. It should be observed thatEAWS happened to be subject-specific only to a certain degree.In fact, the inter-subject variations were significant only fortask 2. For task 1, only gender was crucial to the computationof the final score while for task 3, the exact same score wasassigned to all the subjects. Consequently, it is possible tostate that the set of ergonomic indexes proposed in this studypays much more attention to the individual’s behaviours anddemands due to a subject-specific model of the human body.In addition, the EAWS analysis consists in a rather complexand articulated procedure that can be conducted only in anoff-line phase and, according to the author, to some extent isaffected by the subjective opinions of the expert who carriesout the analysis. Finally, this method seems still to lack a fullevaluation of all the dynamic aspects underlying the executionof occupational tasks.

IV. HUMAN MEASUREMENTS DATABASE

The created database including the data from all the sensorssystem employed is available in Zenodo7 and is organised asfollows. There is a folder for each task (task 1: lifting/loweringof a heavy object, task 2: drilling, task 3: painting with alightweight tool). Inside, there is a folder for each one of thetwelve participants (named after the subject’s ID) that includesa file containing the ID, age, gender, handedness, body mass,body dimensions, MVC values of the subject, and then, fourfolders containing the data in the available formats, i.e. .mat,.bag, .mp4 and .mvnx (plus .c3d). In all these folders, there is afile for each one of the trials performed by the subjects. Each.mat is a binary MATLAB® (MathWorks, Inc.; headquarters:Natick, MA, United States) file that stores workspace variablesand contains the information that is listed in Table III, dividedaccording to the sensor system employed to collect it. Similarly,each .bag file contains the same information but in the formof “ROS bags” that are a file format developed in ROS forstoring ROS message data and can be conveniently playedback (details can be found in [44]). Each .mp4 file containsthe video recording of each trial to facilitate the data usage.Finally, each .mvnx is the Xsens custom open XML formatthat contains all the information collected by the Xsens system.Also the .c3d exported from the latter is available. Besidesthe participants’ folders, in the database home folder, someadditional files are also provided to easily manage the data.The latter include: a short guide with general information aboutthe database, a file describing the experimental setup, and afile describing in detail the human model employed and thereference frame adopted.

V. CONCLUSIONS

In this paper, a novel method to assess human ergonomicsin the workplace was introduced. Several physical variables areestimated that can lay the foundations for the ergonomic riskcategorisation. Since the proposed set of indexes was conceived

7Digital Object Identifier: 10.5281/zenodo.5575139

TABLE III: Information included in the human measurementsdatabase on factory-like activities divided according to thesensor system employed to collect it.

Sensor system Information

Motion-capture suit

3D position, orientation (quaternion), linear and angularvelocity, and linear and angular acceleration of the originof the 21 body segments of the human model.Angles of the 20 joints (3 DoFs each) of the human model.

Force plate2D position of the CoP.GRF.Ground reaction moment (GRM).

sEMG system Muscle activity of the ten recorded muscles

F/T sensor 3D force3D torque

to address multiple physical risk factors, it was capable to eval-uate different working activities. Indeed, for each consideredtask, a subset of ergonomic indexes was found to be predictiveof the required physical load. Significant differences were foundamong different experimental conditions, as evaluated by thestatistical analysis and further evidence is provided by the trendof the sEMG signals. The potential of the remaining indexesmust be investigated more deeply in future studies consideringmore dynamically varying and activities.

The comparison between the EAWS and the proposed setof ergonomic indexes highlighted the pros and cons of thetwo approaches. Hence, upcoming studies may focus on theirintegration, allowing a more comprehensive and thoroughanalysis of the occupational risk factors, taking equally intoaccount the relative kinematics and dynamic aspects andaddressing workers’ specific requirements.

The proposed framework was developed envisaging its usein an industrial environment thus it can operate with fit-for-workplaces (i.e. wearable, long-life, and easy-to-use) sensorsystems. In this work, the computations were made off-lineto ensure higher accuracy but in future studies its onlinecapabilities will be demonstrated.

A force plate was employed for the sake of a thoroughvalidation, however, it can be replaced with sensor insoles.On the other hand, a wearable inertial-based system wasemployed to track human motion but vision-based systemscan be considered as an alternative.

A sagittal model was employed to represent the human bodysince only activities performed along the sagittal plane wereanalysed. Nevertheless, its extension to a 3D model to considermore complex tasks will be investigated in the future.

Lastly, the database created in this study would servea twofold purpose. First, to advance the research in themonitoring and assessment of human ergonomics in thecontext of the ERC project Ergo-Lean, that aims to proposecollaborative robotics technology to improve human physicalfactors in the workplace. Next, to share experimental datawith the scientific community for comparisons in ergonomicsstudies as well as model identification or learning for assistiveand collaborative robotics. In future works, the extension andenrichment of this database will be covered as well.

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