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Impact on households and critical infrastructures from electricity failure Two case studies and a survey on public preparedness Grétar Már Pálsson Faculty of Civil and Environmental Engineering University of Iceland 2015

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Page 1: Impact on households and critical infrastructures from ... · This thesis studies the impact from electricity failure in Iceland on households and critical infrastructures. Households

Impact on households and critical infrastructures from electricity failure Two case studies and a survey on public preparedness

Grétar Már Pálsson

Faculty of Civil and Environmental

Engineering

University of Iceland 2015

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Page 3: Impact on households and critical infrastructures from ... · This thesis studies the impact from electricity failure in Iceland on households and critical infrastructures. Households

Impact on households and critical infrastructures from electricity failure Two case studies and a survey on public preparedness

Grétar Már Pálsson

30 ECTS thesis submitted in partial fulfillment of a Magister Scientiarum degree in Civil Engineering

Advisors

Dr. Björn Karlsson Böðvar Tómasson

Faculty Representative

Sveinn Júlíus Björnsson

Faculty of Civil and Environmental Engineering School of Engineering and Natural Sciences

University of Iceland

Reykjavik, May 2015

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Impact on households and critical infrastructures - Two case studies and a survey on public

preparedness.

30 ECTS thesis submitted in partial fulfillment of a Magister Scientiarum degree in civil

engineering

Copyright © 2015 Grétar Már Pálsson

All rights reserved

Faculty of Civil and Environmental Engineering

School of Engineering and Natural Sciences

University of Iceland

VR II, Hjarðarhaga 2-6

107, Reykjavik

Iceland

Telephone: 525 4600

Bibliographic information:

Grétar Már Pálsson, 2015, Impact on households and critical infrastructures - Two case

studies and a survey on public preparedness, Master’s thesis, Faculty of Civil and

Environmental Engineering, University of Iceland, pp. 76.

Printing: Háskólaprent, Fálkagata 2, 107 Reykjavík

Reykjavik, Iceland, May 2015

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Abstract

This thesis studies the impact from electricity failure in Iceland on households and critical

infrastructures. Households and critical infrastructures electricity dependence is discussed

along with a theoretical identification of impacts towards these two subjects from electricity

failure.

Risk Assessment Plans for Iceland, Norway and Sweden are compared. The main focus of

the comparison relates to how the countries focus on electricity, information and

communication technologies and the role of the general public in these plans.

Case studies on two recent electricity failure events in Iceland were conducted. Impacts from

these events were analysed and evaluated. This process enabled comparison between actual

discovered impacts from a real events and those analysed in the beginning of this thesis.

Further, two surveys were conducted. One of them aimed to evaluate the perceived and

actual preparedness of the general public, in Iceland, regarding electricity failure and the

other aimed to evaluate the confidence that stakeholders have in the general public regarding

electricity failure.

Útdráttur

Ritgerð þessi tekur á áhrifum vegna rafmagnsleysis og afleiðingum þeirra á heimili og

mikilvæga innviði á Íslandi. Útskýrt er hvernig heimili og mikilvægir innviðir eru háðir

rafmagni. Einnig er reynt, út frá fræðilegu sjónarmiði, að bera kennsl á afleiðingar og ógnir

sem þessi tvö viðfangsefni kunna að verða fyrir við rafmagnsleysi.

Áhættumöt Íslands, Noregs og Svíþjóðar eru borin saman. Samanburðurinn lítur að því

hvernig löndin taka á rafmagni, fjarskipta og upplýsingakerfum og hlutverki almennings í

þessum mötum.

Tvær tilviksrannsóknir voru framkvæmdar á nýlegum atburðum varðandi rafmagnsleysi á

Íslandi. Áhrif frá þessum atburðum voru greind og metin. Þessar rannsóknir veittu grundvöll

til þess að bera saman áhrif frá fræðilegu sjónarmiði við áhrif sem komu í ljós frá

raunverulegum atburði.

Ennfremur voru tvær kannanir framkvæmdar. Sú fyrri snéri að því að meta skynjaðan og

raunverulegan undirbúning almennings, á Íslandi, gagnvart rafmagnsleysi og sú síðari snéri

að mati hagsmunaaðila gagnvart undirbúningi almennings í rafmagnsleysi.

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This thesis is dedicated to my parents, Páll Grétarsson and Svanhildur Jónsdóttir, and

brother, Sindri Már Pálsson, who have supported me during my education.

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Preface

Resilience of the general public as well as of critical infrastructure have both become popular

topics in recent years. For a society to be able to function in times of crisis both the public

and critical infrastructure have to be able to cope with the consequences as a whole as well

as individuals. It is the authors opinion that critical infrastructure needs to become more

robust against failure in other infrastructures in order to function. Further, the general public

needs to become more self-reliant and less dependent on these critical infrastructures should

their functionality fail.

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Table of Contents

List of Figures ....................................................................................................... xiii

List of Tables ......................................................................................................... xix

Abbreviations ..........................................................................................................xx

Acknowledgements ............................................................................................... xxi

1 Introduction ..........................................................................................................1

2 Research goals and methodology ........................................................................3 2.1 Research goals ..............................................................................................3 2.2 Methodology ................................................................................................3

3 Infrastructure and households ...........................................................................5 3.1 General on infrastructure ..............................................................................5 3.2 Critical infrastructure electricity dependence ...............................................7

3.2.1 ICT ......................................................................................................8

3.2.2 Energy .................................................................................................9 3.2.3 Health care and first responders ........................................................12 3.2.4 Water supply and food ......................................................................14

3.2.5 Transportation ...................................................................................14 3.2.6 Financial systems ..............................................................................15

3.3 Critical infrastructure connectivity .............................................................16 3.3.1 Impact on critical infrastructure from electricity and ICT failure ....18

3.4 Households electricity dependence ............................................................20

3.4.1 The average household in Iceland .....................................................20

3.4.2 Impact on households from electricity and ICT failure ....................22 3.5 Summary ....................................................................................................22

4 National Risk Assessment Plans .......................................................................23 4.1 Iceland ........................................................................................................23

4.1.1 Electricity ..........................................................................................23 4.1.2 ICT ....................................................................................................24 4.1.3 Role of the public ..............................................................................24

4.2 Norway .......................................................................................................24 4.2.1 Electricity ..........................................................................................25 4.2.2 ICT ....................................................................................................25 4.2.3 Role of the public ..............................................................................26

4.3 Sweden .......................................................................................................26

4.3.1 Electricity ..........................................................................................26 4.3.2 ICT ....................................................................................................27

4.3.3 Role of the public ..............................................................................27 4.4 Comparison ................................................................................................27 4.5 Summary ....................................................................................................29

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5 Two case studies ................................................................................................ 31 5.1 Brennimelur ............................................................................................... 31

5.1.1 Electricity distribution around Brennimelur .................................... 31 5.1.2 Event description .............................................................................. 32

5.1.3 Media coverage analysis .................................................................. 34 5.1.4 Household and infrastructure impact summary ............................... 35

5.2 The Westfjords ........................................................................................... 37 5.2.1 Westfjords electricity distribution network ...................................... 37 5.2.2 Event description .............................................................................. 39

5.2.3 Media coverage analysis .................................................................. 39 5.2.4 Household and infrastructure impact summary ............................... 42

5.3 Impact evaluation ....................................................................................... 45 5.3.1 Threat evaluation .............................................................................. 45 5.3.2 Infrastructure resilience evaluation .................................................. 46 5.3.3 Household resilience evaluation ....................................................... 48 5.3.4 Comparing to the theoretical impact ................................................ 48

5.4 Results........................................................................................................ 50 5.5 Summary .................................................................................................... 51

6 Analysis of public preparedness ...................................................................... 53 6.1 General on public preparedness ................................................................. 53

6.2 Public preparedness survey ........................................................................ 56

6.2.1 Methodology .................................................................................... 56

6.2.2 Part 1 – Perceived preparedness ....................................................... 56 6.2.3 Part 2 – Actual preparedness ............................................................ 60

6.3 Stakeholder survey ..................................................................................... 66 6.3.1 Methodology .................................................................................... 66 6.3.2 Part 1 – Stakeholders knowledge ..................................................... 66

6.3.3 Part 2 – Stakeholders opinion ........................................................... 68 6.4 Results........................................................................................................ 71

6.4.1 Public preparedness survey .............................................................. 71 6.4.2 Stakeholder survey ........................................................................... 72 6.4.3 Comparing to foreign surveys .......................................................... 73

6.5 Surveys limitations .................................................................................... 73

6.5.1 Public preparedness survey .............................................................. 73

6.5.2 Stakeholder survey ........................................................................... 73 6.6 Summary .................................................................................................... 73

7 Conclusion and discussion ................................................................................ 75

References ............................................................................................................... 77

Appendix A ............................................................................................................. 83

Appendix B ............................................................................................................. 95

Appendix C ........................................................................................................... 101

Appendix D ........................................................................................................... 111

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List of Figures

Figure 3-1: Connection between critical infrastructures. Electric power and

telecommunications appear to play an important role in the function of

these infrastructures. Retrieved from (Robles et al., 2008). ............................. 5

Figure 3-2: Resilience dimensions (TOSE) connected to critical infrastructure.

Retrieved from Bruneau et al. (2003). .............................................................. 6

Figure 3-3: A simplified model of the TETRA-system setup. Based on a figure from

Gunnarsson (2013)............................................................................................ 8

Figure 3-4: TETRA-transmitters connection. Transmitters are connected in a circle

creating redundancy when communication paths are severed. Based on a

figure from Gunnarsson (2013). ....................................................................... 9

Figure 3-5: Energy usage of the general public in Iceland. Based on a figure from

Orkusetur (2011a). .......................................................................................... 10

Figure 3-6: Main hydro power plants in Iceland. Numbers represent each power plant

and the largest ones are specially listed (green dots), retrieved from

Orkustofnun. ................................................................................................... 10

Figure 3-7: Geothermal plants in Iceland. The largest geothermal plants are

Hellisheiði nr. 7, Nesjavellir nr. 4 & Reykjanes nr. 6. ................................... 11

Figure 3-8: Main transmission lines in Iceland. Lines displayed transport electricity

from power plants to substations and further throughout the country.

Retrieved from Landsnet. ............................................................................... 12

Figure 3-9: A part of the national hospital in Reykjavík. .................................................. 13

Figure 3-10: Critical infrastructures interdependencies. Solid lines crossing sectors

and connecting nodes represent internal dependencies. Dashed lines

represent dependencies that exist between different infrastructures

(interdependencies). Retrieved from Pederson et al. (2006). ......................... 16

Figure 3-11: Critical infrastructures interdependencies. Blue lines show how critical

infrastructures depend on each other to function. Retrieved from the

Federal Communication Commission (2011). ................................................ 17

Figure 3-12: Theoretical direct negative impact from electricity failure on other

critical infrastructure; ICT, Water supply and Food, Health care/First

responders, Transportation and Financial systems. ........................................ 18

Figure 3-13: Theoretical direct negative impact from ICT failure on other critical

infrastructures; Energy, Water supply and Food, Health care/First

responders, Transportation and Financial systems. ........................................ 19

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Figure 3-14: Energy consumption in the Nordic countries. The average household is

broken into certain aspects that are dependent on electricity. Based on a

figure from Orkusetur (2011b). ...................................................................... 20

Figure 3-15: Main impact on the general public from electricity and ICT failure. The

impacts are categorised by the following infrastructure; ICT, Energy,

Water supply & Food, Health care/First responders, Transportation and

Financial systems. .......................................................................................... 22

Figure 5-1: The location of Brennimelur, the teal coloured mark, where the power

failure originated. The yellow box on the overview map of Iceland shows

the location of the enlarged figure. ................................................................ 32

Figure 5-2: Salt pollution meter for the Brennimelur area. In normal conditions the

salt pollution meter ranges from 25-50, salty weather from 50 to 100,

heavy salty weather when around 100 and over and very heavy salty

weather when the meter shows 100-200. Retrieved from Landsnet. ............. 33

Figure 5-3: Geographic position of the Westfjords. Retrieved from Almannavarnir. ...... 37

Figure 5-4: The power distribution network in the Westfjords. Retrieved from

Orkubú Vestfjarða. ......................................................................................... 38

Figure 5-5: Infrastructures from the theoretical identification as well as the case

studies............................................................................................................. 48

Figure 5-6: Impacts from the theoretical identification as well as the case studies. ......... 49

Figure 6-1: Question 1: How well or bad do you consider yourself and/or your family

preparedness to be regarding a long duration electricity failure? .................. 56

Figure 6-2: Question 2: Please describe how you and/or your family have prepared

for long duration electricity failure? .............................................................. 57

Figure 6-3: Question 3: If a long duration electricity failure were to happen, do you

consider yourself being able to assist others (for example, people in your

neighbourhood) with the following aspects? The figure shows which

aspects they considered themselves being able to help with. ........................ 58

Figure 6-4: Question 4: For how long of a time period do you consider yourself being

able to help the people in your neighbourhood regarding the following

aspects? .......................................................................................................... 58

Figure 6-5: Question 5: How well or bad do you trust infrastructure (for example

SAR, law enforcement, government, distribution companies, etc.) to deal

with the following crisis? ............................................................................... 59

Figure 6-6: Question 6: Did you know that according to law, the police can demand

people from the ages of 18-65 years old to help authorities during crisis?

........................................................................................................................ 60

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Figure 6-7: Question 7: Do you and/or your family have any contingency plans for a

long duration electricity failure? ..................................................................... 60

Figure 6-8: Question 8: Please describe what your contingency plan regarding long

duration electricity failure includes? .............................................................. 61

Figure 6-9: Question 9: Do you and/or your family have any contingency plans for

the following crisis? ........................................................................................ 61

Figure 6-10: Question 10: What of the following is present in your home? Question

11: What of the following do you store in a certain place that you can

access it during crisis? .................................................................................... 62

Figure 6-11: Question 12: How much or little do you have of the following foods? ....... 63

Figure 6-12: Question 13: How long do you consider yourself and/or your family to

be able to live long on the food present in your household? .......................... 63

Figure 6-13: Question 14: Do you have food stored specially to use during crisis? ......... 64

Figure 6-14: Question 15: Do you and/or your family upgrade the specially stored

food supply regularly? (For example, once a year or every other year). ........ 64

Figure 6-15: Question 16: Have you or anyone in your family taken a first aid class,

first responder class or similar courses? ......................................................... 65

Figure 6-16: Question 14: Have you familiarized yourself with the following?............... 65

Figure 6-17: Question 1: What does your job relate to the most? Options where civil

defence (green), electricity distribution, ICT distribution, police,

government agency and other. ........................................................................ 66

Figure 6-18 Question 2: Does your job include any duties that relate to response or

emergency –management that affects the public? .......................................... 67

Figure 6-19: Question 3: If yes, what are your main duties? Answers can be seen in

Appendix CII. ................................................................................................. 67

Figure 6-20: Question 4: Do you have experience from work that relates to an

emergency situation which has occurred from electricity failure? ................. 68

Figure 6-21: Question 5: What do you consider the main faults in electricity and ICT

–distribution systems in Iceland? Answers can be seen in Appendix CII. ..... 68

Figure 6-22: Question 6: How well or bad do you consider infrastructure (for example

government, police, electricity and ICT –distribution systems, SAR, etc.)

in Iceland capable of dealing with the following? The findings are

displayed in percentage (%)............................................................................ 69

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Figure 6-23: Question 7: How well or badly prepared do you consider households

(the general public) for the following scenarios? The findings are

displayed in percentage (%). .......................................................................... 69

Figure 6-24: Question 8: How well or badly do you consider households (the general

public) informed regarding the following aspects? The findings are

displayed in percentage (%). .......................................................................... 70

Figure 6-25: Question 9: Can you make an example regarding what is expected of

the public during times of crisis? (For example duties, preparedness, how

long people have to endure, etc.) Answers can be seen in Appendix CII. ..... 70

Figure 6-26: Summary of findings from part 1 in the public preparedness survey. ......... 71

Figure 6-27: Summary of findings from part 2 in the public preparedness survey. ......... 72

Figure A-1: Region 1 containing Akranes in Iceland. Retrieved from Almannavarnir.

........................................................................................................................ 84

Figure A-2: Region 2 containing Borgarbyggð, Dalabyggð, Hvalfjarðarsveit and

Skorradalsreppur in Iceland. Retrieved from Almannavarnir. ....................... 85

Figure A-3: Region 3 containing Snæfellsnes. Retrieved from Almannavarnir. .............. 85

Figure A-4: Region 4 containing Vestfirði. Retrieved from Almannavarnir.................... 86

Figure A-5: Region 5 containin, Blönduós (town), Húnavatnshrepp, Húnaþing vestra,

Skagabyggð and the municipality Skagaströng. Retrieved from

Almannvarnir. ................................................................................................ 86

Figure A-6: Region 6 containing Akrahreppur and municipality Skagafjörður.

Retrieved from Almannvarnir. ....................................................................... 87

Figure A-7: Region 7 containing Akureyri, Eyjafjarðarsveit, Dalvíkurbyggð,

Fjallabyggð, Grýtubakkahrepp, Hörgársveit and Svalbarðsstrandahrepp.

Retrieved from Almannvarnir. ....................................................................... 88

Figure A-8: Region 8 containing Langanesbyggð, Norðurþing, Skútustaðahrepp,

Svalbarðshrepp, Tjörneshrepp and Þingeyjarsveit. Retrieved from

Almannavarnir. .............................................................................................. 88

Figure A-9: Region 9 containing Borgarfjarðarhrepp, Fljótsdalshérað,

Fljótsdalshrepp, Seyðisfjarðarkaupstað and Vopnafjarðarhrepp.

Retrieved from Almannavarnir. ..................................................................... 89

Figure A-10: Region 10 containing Breiðdalshreppur, Djúpavogshreppur,

Fjarðabyggð and the municipality Hornafjörður. Retreived from

Almannavarnir. .............................................................................................. 90

Figure A-11: Region 11 containing Ásahrepp, Mýrdalshrepp, Rángárþing eystra,

Rangárþing ytra and Skaftárhrepp. Retrieved from Almannavarnir. ............. 90

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Figure A-12: Region 12 containing Vestmannaeyjar. Retreived from Almannavarnir.

........................................................................................................................ 91

Figure A-13: Region 13 containing Bláskógabyggð, Flóahrepp, Grímsnes- and

Grafningshrepp, Hrunamannahrepp, Hveragerðisbæ, Skeiða- og

Gnúpverjahrepp and the municipalities Árborg and Ölfus. Retreived

from Almannavarnir. ...................................................................................... 91

Figure A-14: Region 14 containing Grindavíkurbæ, Reykjanesbæ, Sandgerðisbæ and

the municipalities Garður and Vogar. Retrieved from Almannavarnir. ......... 92

Figure A-15: Region 15 containing Álftanes, Garðabæ, Hafnarfjörð, Kópavog,

Mosfellsbæ, Reykjavík and Seltjarnarnes. Retrieved from

Almannavarnir. ............................................................................................... 92

Figure B-16: Duration of electric down time from start of the incident to 00:00 for

January 10th. ................................................................................................... 97

Figure B-17: Duration of electric down time from 00:00 to 09:27 for January 11th. ....... 97

Figure B-18: Two country parts (Austurland and Vestfirðir) and two energy intensive

industries (Norðurál and Járnblendifélagið) affected by the power failure

during the Brennimelur event. ........................................................................ 98

Figure B-19: Electricity used by different aluminium smelters in Iceland. Retrieved

from Landsnet. ................................................................................................ 99

Figure B-20: Spontaneous events in electricity distribution, power outages (46) and

power failure (14). ........................................................................................ 100

Figure B-21: Mitigation methods, restoring power (65), failing in restoring power

(8), power switches (8) that occurred during the Brennimelur event. .......... 100

Figure D-22: Further analysis on Question 10. Number of respondents and the

number of items they own can be seen on the column chart. ....................... 111

Figure D-23: Further analysis on Question 10. The graph shows the distribution of

equipment ownership for respondents stating they were well prepared for

electricity failure. The average ownership was around 11,4 items which

was around 2 items more than for all respondents. ...................................... 111

Figure D-24: Further analysis on Question 12. The column chart shows the number

of items (this case food categories from question 10) respondents thought

they had in their household. For example the graph shows that around 40

respondents had “very much” of 1 item from the category, around 150

respondents had rather little of 2 items, etc. ................................................. 112

Figure D-25: Further analysis on Question 14. The graph shows how many

percentage of prepared respondents owned emergency supply of food. ...... 112

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Figure D-26: Further analysis on Question 15. The graph shows that every prepared

respondents say they or someone in their family knows first aid. ............... 113

Figure D-27: Further analysis on Question 16. 29% of prepared respondents are

familiar with national contingency plans which is 11% higher than for

the whole group of respondents. .................................................................. 113

Figure D-28: Further analysis on Question 16. 14% of prepared respondents say they

are familiar with regional contingency plans which is very similar to the

whole group of respondents. ........................................................................ 114

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List of Tables

Table 3-1: Household equipment considered as primary equipment and its

importance. ..................................................................................................... 21

Table 3-2: Household equipment considered as secondary equipment and its

importance. ..................................................................................................... 21

Table 4-1: Comparison of the National Risk Assessment Plans for Iceland, Norway

and Sweden. The table demonstrates difference between electricity and

ICT, and if the general public has some role to play in large events. ............. 28

Table 4-2: Visual comparison of the Risk Assessment Plans between Iceland,

Norway and Sweden. ...................................................................................... 29

Table 5-1: Impact on infrastructures from the Brennimelur case study. Direct and

possible effect on the general public is also included..................................... 36

Table 5-2: Impact on household from failure in infrastructure from the Westfjords

case study. Further, impact towards individuals from impact on

households is demonstrated. ........................................................................... 43

Table 5-3: Impact on infrastructure from the Westfjords case study. Further, the

effect caused by the impact on infrastructures function is demonstrated. ...... 44

Table 5-4: Threat evaluation from the main impacts discovered from the case studies.

Threat is displayed with colours green, light green, yellow, orange and

red. Green corresponds very low level of threat while red corresponds to

very high levels of threat. ............................................................................... 45

Table 5-5: Resilience evaluation for critical infrastructures. Resilience is displayed

with colours green, light green, yellow, orange and red. Green

corresponds very good resilience while red corresponds to very bad

resilience. ........................................................................................................ 47

Table 5-6: Summary of evaluations. The table shows impacts with the highest level

of threat, least resilient infrastructures and the most crucial aspects that

were lacking regarding households. ............................................................... 50

Table 5-7: Main findings from comparing case studies to the theoretical

identification. .................................................................................................. 50

Table 6-1: Findings on public preparedness from the 2004 King County Survey.

Retrieved from Butler and Safsak (2004). ...................................................... 54

Table C-1 Answers to question 3, stakeholder survey. ................................................... 109

Table C-2 Answers to question 5, stakeholder survey. ................................................... 109

Table C-3: Answers to Question 9, stakeholder survey. ................................................. 110

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Abbreviations

ICT: Information and Communication Technologies

SAR: Search and Rescue

TETRA: Terrestrial Trunked Radio

NSR: Neyðarsamstarf raforkukerfisins (Electricity services, emergency cooperation)

GNSS: Global Navigation Satellite System

ES: Emergency services

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Acknowledgements

First and foremost I would like to thank my advisor Björn Karlsson for his limitless help and

enthusiasm and my co-advisor Böðvar Tómasson for his assistance and guidance during the

work of this thesis.

I would then like to thank the Social Science department of the University of Iceland for

their help in making and distributing the survey that was conducted.

Special thanks to Páll Grétarsson and Gerður Guðmundsdóttir for proofreading this thesis as

well as Mannvirkjastofnun for economic contribution for making this thesis.

In closing I would like to thank my nearest family; father, Páll Grétarsson, and mother,

Svanhildur Jónsdóttir, brother, Sindri Már Pálsson, and his wife, Erna Ágústsdóttir, and my

girlfriend Gerður Guðmundsdóttur for their patient, love and support during the making of

this thesis.

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1 Introduction

Electricity and communications are some of the fundamental aspects of modern societies.

Ever since the beginning of the 20th century electricity has increasingly become a significant

part of everyday life for people in Iceland. From a few lightbulbs in households and on the

streets, giving life to the industrial revolution (Gunnarsson, 1995), to becoming the most

important factor for daily activities of people and businesses in terms of communications

and general operation. The past two decades communication and flow of information has

increased drastically. People are constantly connected to each other and have a continuous

stream of information which includes anything from general information regarding daily

activities to government warnings on natural disasters or devastating weather conditions.

There is no denying that the general public has become increasingly dependent on electricity

in their daily lives. People rely on numerous household essentials, from refrigerators and

washing machines to televisions and mobile phones. In Iceland the electric power usage of

the general public increased from around 400 GWh in 1966 to 2,200 GWh in 2003 while at

the same time the population increased from around 194000 to 288000 inhabitants which is

an increase in power usage of around 5.5 MWh per capita.

In the last two decades communications have become a large factor of everyday life for the

general public. The internet has brought people closer together keeping them in constant

communication with each other and informed regarding events and crisis. Regarding

communications many risks can be considered; the general user depends on his smartphone

to work throughout the day, businesses rely constantly on internet access and communication

via email etc. Large companies and official authorities, such as police and rescue services,

depend on emergency communication methods such as TETRA.

Communication breakdown can affect people differently depending on their daily habits or

where they live. If people living in rural areas were to lose all communications they would

probably be worse off than those living in urban areas. Distance from emergency services

while being unable to call for aid might have more significant effect on those living rural

areas. This is not an unlikely situation in Iceland since many people live in remote areas

around the country.

The purpose of this thesis is inspired from the ideology that non-functioning infrastructure,

especially during times of crisis, requires a lot of manpower and aid from other

infrastructures in order to be repaired or to maintain its function. In these cases the resilience

of the general public walk hand in hand with the capability of a society to function. For this

reason the best thing for modern societies is to enable people as well as critical

infrastructures to become as independent as possible and to inspire them to help themselves,

thus enhancing public preparedness and infrastructure resilience.

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2 Research goals and methodology

In this chapter the research goals and the methodology for this thesis are discussed.

2.1 Research goals

The goal of this thesis is twofold. On one hand impact from failure in electricity and ICT

infrastructure, both in general as well as for 2 different events occurring in Iceland, will be

researched. The impact will relate to other critical infrastructures and households. On the

other hand an attempt will be made to evaluate the public preparedness in Iceland with

respect to failures in electricity and ICT infrastructure. Further Risk Assessment Plans will

be analysed considering the previously mentioned topics.

2.2 Methodology

The main focus of this thesis can be described in four parts:

the importance of electricity and ICT infrastructure will be discussed and analysed

in relation to other critical infrastructures and households;

National Risk Assessment Plans for three countries will be compared;

two case studies, on electricity failure, will be analysed; and

an investigation of public preparedness will be performed supported by two

surveys.

The importance of critical infrastructure in relation to each other as well as to the general

public will be discussed and analysed. The goal is to determine the impact towards critical

infrastructures and households should electricity failure occur. This will be accomplished

through a description of critical infrastructure in general, focusing on how they are

connected, to each other, and dependent on electricity. An attempt will be made to identify

impact on critical infrastructures in Iceland directly from electricity failure as well as directly

from ICT failure. Further, electricity based equipment in an average household will be

analysed. Both analyses of infrastructure and households will contribute to a theoretical

impact identification. The impact identification will focus on direct impact from electricity

and ICT failure towards critical infrastructures on one hand and towards households (the

general public) on the other.

The comparison of National Risk Assessment Plans will include Iceland, Norway and

Sweden. An attempt will be made to evaluate the difference in how the countries approach

risk from electric failure and ICT breakdown. Further, a discussion is presented on how the

countries consider the role, if any, of the general public in hazardous events. This comparison

will hopefully give an idea of strength and weaknesses of existing assessments and enhance

future assessments.

The case studies focus on two electricity failure events that occurred in Iceland, one in the

beginning of 2012 and the other at the end of 2012. The events are different from one another

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regarding duration of electricity failure and the area affected by it. Robles et al. claim that

“threats to critical infrastructures can be classified into 3 categories, natural threats, human-

caused, and accidental or technical” (Robles et al., 2008). However, the focus of these case

studies will be to evaluate what impact power outages have on other critical infrastructures

and households. Impact analysis for the two case studies will be based on media coverage

for the two events which includes around 200 articles. Around 50 articles were reviewed for

the Brennimelur case study and around 150 for the Westfjords case study. The difference in

article quantity is mostly due to the difference in duration of each event. The articles were

gathered with the help of Fjölmiðlavaktin, who specialize in gathering articles. The articles

can be categorized into three groups; web based media, newspaper articles and live news

coverage. An attempt will be made to point out negative impact from electricity failure on

households as well as critical infrastructure and how the importance of other infrastructure

increases when some of them lack function. Conducting these case studies can give a clear

view of what actual threats entail.

Two surveys will be conducted. Firstly a public preparedness survey will be conducted to

evaluate the difference between perceived and actual preparedness of the general public.

Distribution of the survey will be internet based and sent out to a random group of around

1200 individuals. The participants will be reached out to with the help of the Social Science

Department of the University of Iceland. The findings from the theoretical impact

identification as well as impact identification from the case studies will contribute to the

structure of the survey. Previously conducted surveys in other countries will contribute to

the construction as well. Secondly a stakeholder survey will be conducted to evaluate

thoughts of government agencies, Search and Rescue, distribution companies, etc. regarding

public preparedness as well as their concerns on electricity and ICT infrastructure. The

findings from the surveys will hopefully give an overview of public preparedness in Iceland.

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3 Infrastructure and households

The aim of Chapter 3 can be described with the following subjects:

general description of connections between infrastructures and impact towards

them from insufficient electricity supply;

description and analysis of critical infrastructure and the average household in

Iceland in relation to electricity dependence; and

an impact identification on critical infrastructure and households in relation to

failures in electricity and ICT infrastructure.

The purpose of this chapter is to identify the impact on infrastructures and household in

relation to electricity failure from a theoretical standpoint. Findings from this chapter will

then be used: as a comparison for impacts included in the National Risk Assessment Plans,

as a comparison for actual impacts discovered in the case studies, and as a contribute to the

construction of the surveys.

3.1 General on infrastructure

According to The American Heritage Dictionary the term “infrastructure” is defined as:

“The basic facilities, services, and installations needed for the functioning of a

community or society, such as transportation and communications systems, water and

power lines, and public institutions including schools, post offices and prisons”

(Harcourt, 2014).

Insufficient function of one critical infrastructure can have a severe consequence on other

critical infrastructures. Robles et al. (2008) claim that “if the transportation infrastructure

will be damaged, other infrastructure like postal and shipping, emergency services and other

infrastructures will also be affected”. Robles et al. (2008) linked critical infrastructure

together as seen in Figure 3-1.

Figure 3-1: Connection between critical infrastructures. Electric power and telecommunications appear to

play an important role in the function of these infrastructures. Retrieved from (Robles et al., 2008).

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Figure 3-1 clearly demonstrates critical infrastructure dependence on electricity and ICT

infrastructure. Although the statement quoted above from Robles et al. concerns

transportation infrastructure, the same applies for other critical infrastructures. Emergency

services equipped with emergency power would not suffer directly from failure in electricity

infrastructure. However, the emergency services still require ICT systems which depend

directly on electricity in order to function properly. This concludes that the resilience of

emergency response units walks hand in hand with the resilience of electricity.

Bruneau et al. (2003) focused on a framework to assess and enhance the seismic resilience

of communities from earthquakes. They point out that the resilience of both physical and

social systems can be looked at as four dimensions that are linked together. These

dimensions consist of a technical dimension of resilience that refers to the ability of physical

systems to perform, an organizational dimension of resilience that refers to organizations

capacity to manage critical facilities, a social dimension that consists of measures designed

to reduce negative impact from negative consequences on communities when critical

services are lost, and an economic dimension that focuses on direct and indirect economic

losses. Bruneau et al. (2003) named these dimensions TOSE , or Technical-, Organizational-

, Social- and Economic dimension, and linked them to critical infrastructures as seen in

Figure 3-2.

Figure 3-2: Resilience dimensions (TOSE) connected to critical infrastructure. Retrieved from Bruneau et al.

(2003).

Figure 3-2 demonstrates how the technical and organizational dimensions relate to reacting

to failure in each infrastructure and maintaining their performance. However, the social and

economic dimensions relate to social and economic impact towards a community.

Studies have been conducted regarding impact from electricity failure on critical

infrastructures and the general public. Beatty et al. (2006) investigated the Northeast

blackout of August 2003 which resulted in power failure in all five New York City boroughs

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and lasted for 52 hours the longest. They interviewed people who experienced the blackout

and focused on health effect from the event. They found that during the blackout four out of

75 hospitals in the city were temporarily without electricity despite having emergency

generators. A 24-hour emergency mental health referral service maintained operation.

However, it had to be contacted through the telephone number that was usually devoted to

faxing. This was caused by failure in the digital phone system. Other communication

troubles occurred. As a result DOHMH (Department of Health and Mental Hygiene)

employees were unable to call the employee centre to acquire information regarding if, when

and where they should report for work.

Another study covering the same event was conducted, focusing on change in mortality rate

during the blackout. Anderson and Bell (2011) found, according to hospital reports, that total

mortality rate rose 28% during the blackout resulting in approximately 90 excess deaths. All

age groups were affected, however the age group of 65-74 seemed to be most susceptible.

The study showed clearly the negative impact that electricity failure can have on health care

infrastructure.

Following the New York City blackout a report was conducted pointing out impacts and

issues regarding the event. The report included emergency response, communications,

transportation and public health, safety and preparedness. Emergency response findings

demonstrated inconsistent command and coordination between command centres, lack of

emergency dispatch efficiency etc. Faults in communications included loss of service at

Verizon central office, overload of the cellular network following the emergency, overload

in 911 call volume etc. Troubles in transportation included widespread transportation

outages resulting in blockages and complete loss of subways systems, lack of traffic signals

at intersections etc. (Alper & Kupferman, 2003).

3.2 Critical infrastructure electricity dependence

In this section critical infrastructure dependence on electricity will be analysed. Including

those being of greatest value regarding a functional society and public safety. Critical

infrastructures consist of many systems, agencies and services and have over the last decades

become increasingly dependent on electricity in order to function. The following sections

will describe the infrastructures in Iceland that are considered critical, these infrastructures

are:

ICT – Information and Communication Technology;

energy production and supply;

health care and first responders;

water supply and food;

transportation; and

financial systems.

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3.2.1 ICT

ICT or Information and Communication Technologies represents a variety of different

systems. Phone, internet and radio networks fall under the ICT systems as well as direct

communication networks for other infrastructures. All parts of the country, which are

inhabited, have connections to these systems. However, some parts are more fragile than

others. Cell phone coverage in remote areas can be very limited. All of these systems depend

on electricity to function which makes them vulnerable. Cell and smart phone use has

increased significantly over the past two decades while normal line phones are used less than

before (Þ. Jónasson, 2015). Iceland depends on submarine cables connected to Europe and

America for internet usage. The cell phone network depends on transmitters in order to

function. These transmitters require a constant source of electricity to function and are

equipped with emergency batteries, which normally last around 24 hours (J. Á. Sigurjónsson,

2015). Considerably the most robust system in the ICT category is the landline or phones

which draw their power directly from the phone line. The landline also depends on constant

source of electricity, however, the operation stations are equipped with oil based backup

generators (Þ. Jónasson, 2015).

TETRA-system

The TETRA system is owned by Öryggisfjarskipti ehf. and operated by Neyðarlínan (J. Á.

Sigurjónsson, 2015). The majority of its users consists of first responders. Other parties that

are dependent on the TETRA-communication are large industries, etc. The system consists

out of a central hub, located in Skógarhlíð 14 Reykjavík, and 157 TETRA-transmitters (BTS,

Base Transceiver System) located across the country. The BTS’s are located in their own

facilities or facilities owned by other companies (Gunnarsson, 2013).

Figure 3-3: A simplified model of the TETRA-system setup. Based on a figure from Gunnarsson (2013).

Figure 3-3 shows a simple model of a TETRA system. Two different telecommunication

paths transport communication between the TETRA-central hub and the telecommunication

sites that host the TETRA-transmitters. These sites contain emergency power for 48 hours

in general, however, some sites have only 24 hours (Gunnarsson, 2013).

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Figure 3-4: TETRA-transmitters connection. Transmitters are connected in a circle creating redundancy

when communication paths are severed. Based on a figure from Gunnarsson (2013).

Figure 3-4 shows how TETRA-transmitters are connected forming a circle. With this setup

the transmitters have a redundancy when one communication path fails. In case of failure

between transmitters 4 and 5 it would result in transmitters 1-4 drawing their power from

path A and transmitters 5 and 6 drawing their power from path B. In normal conditions all

of the transmitters would draw their power from path A (Gunnarsson, 2013).

The TETRA-system is not without flaws. The system is dependent on electricity making it

vulnerable when faced with power failure. The central hub for the network is equipped with

a backup power generator that maintains its function of the central system until it runs out

of oil. The TETRA-system is dependent on telecommunication sites from other companies

that have emergency power of 24 hours. These sites are not defined as safety communication

sites that make certain parts of the system weaker. They are therefore less resilient than

standards made by TETRA and most of them do not have any backup that lasts as long as

equipment operated by TETRA (J. Á. Sigurjónsson, 2015).

3.2.2 Energy

Energy consumption in Iceland is one of the highest in the world when use per capita is

considered. Around 20% of the energy used is imported and around 80% is domestic

renewable energy. The consumption can be explained by the amount of energy intensive

industries such as aluminium smelters. However, in Iceland, the fishing industry and the

general user consume a lot of energy compared to other countries. Figure 3-5 shows the

energy consumption for the general user in Iceland (Orkusetur, 2011a). The consumption is

separated into electric and geothermal energy, produced in Iceland, and oil.

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Figure 3-5: Energy usage of the general public in Iceland. Based on a figure from Orkusetur (2011a).

Electricity power sources in Iceland

In Iceland the main source of power is hydropower and geothermal power. In Iceland 99%

of all electric energy is produced through renewable energy sources (Landsvirkjun, 2014).

Around 73% of the production is hydropower, 27% is geothermal power and only 0.01%

comes from diesel based generators (Íslandsbanki, 2012).

Iceland has nearly 100 hydro power plants (Figure 3-6). The largest ones ranging from 48 to

690 MW (Orkustofnun, 2013a). Dams in hydro power plants serve as energy storage making

them dependent on precipitation. Threats towards dams also include natural disasters and

sabotage which could affect Iceland’s energy supply drastically.

Figure 3-6: Main hydro power plants in Iceland. Numbers represent each power plant and the largest ones

are specially listed (green dots), retrieved from Orkustofnun.

The Mid-Atlantic Ridge cuts through Iceland making it part of two tectonic plates. The

unique position of the country enables production of electricity from geothermal power

plants. The largest geothermal plants in Iceland are Hellisheiðarvirkjun, Nesjavallavirkjun

and Reykjanesvirkjun (Figure 3-7).

0%

10%

20%

30%

40%

50%

60%

Electricity [900 GWh] Geothermal energy [3100 GWh] Oil [1750 GWh]

Energy consumption in Iceland

Installed capacity in MW

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Figure 3-7: Geothermal plants in Iceland. The largest geothermal plants are Hellisheiði nr. 7, Nesjavellir nr.

4 & Reykjanes nr. 6.

Three companies in Iceland produce 97% of all the electric energy for the country. The

largest one, Landsvirkjun, produces 71% and relies mostly on hydro power plants. Second

largest is Orkuveita Reykjavíkur with 19% of production and the third is HS Orka with 7%,

which focus mostly on geothermal energy plants. There are few other producers in the

country including Orkusalan (1.5%) and Orkubú Vestfjarða (0.5%) (Orkustofnun, 2013b).

Electricity distribution network in Iceland

Iceland is mostly inhabited near coastal areas leaving the centre of the country, the highlands,

uninhabited. This is one of the reasons that the electric distribution network in Iceland circles

the country rather than crossing it. Figure 3-8 shows the main distribution network in

Iceland, these lines are operated fully or in part by Landsnet. Distribution lines, which reach

the general consumer and are not included in the figure, are owned and operated by smaller

energy companies.

Electricity production

GWh/year.

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Figure 3-8: Main transmission lines in Iceland. Lines displayed transport electricity from power plants to

substations and further throughout the country. Retrieved from Landsnet.

“The main electricity distribution network in Iceland covers all 66 kV transmission lines and

higher and also a few 33 kV lines… Furthermore the network covers all the main substations

in Iceland” (Landsnet, 2013). As seen in Figure 3-8, transmission lines in the distribution

network are in four different voltage groups, 220 kV (green), 132 kV (red), 66 kV (blue) and

33 kV (yellow). The green lines are mainly transmission lines between power plants, energy-

intensive industries and substations which then transfer electricity to the red lines. The red

lines distribute electricity to different regions of the country where it is transferred to the

blue lines. The blue lines distribute the electricity within a certain part or region of the

country. The yellow lines have the same purpose as the blue lines except they have lower

voltage. The distribution network towards the capital area is fairly strong considering the

number of transmission lines that travel towards it from hydro and geothermal plants (Figure

3-8). However, regions solely connected to the red line are much more vulnerable to failure

in the distribution network since the red line is only a single line with no backup.

Nevertheless, geothermal plants in the North and a hydro power plant in the east do

contribute if distribution from the main sources is reduced. Threats towards transmission

lines in Iceland include storms, salinity, sabotage, etc.

3.2.3 Health care and first responders

Health care

The health care system in Iceland mainly consists of hospitals and health care centres. There

is one main hospital along with a few clinics and healthcare centres servicing the capital area

which also serve the rest of the country in terms of specialized procedures. There are also

four hospitals servicing other parts of the country located in; Akranes, Ísafjörður, Akureyri

and Neskaupstaður. Health care centres are operated in most of the larger towns around the

Transmission lines

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country. Emergency rooms are located in the hospitals mentioned above and open 24/7.

Further, nursing homes for the elderly are located in many places around the country.

Figure 3-9: A part of the national hospital in Reykjavík.

Most of lifesaving operations in Iceland have emergency power of some sort that can service

them for a short period of time (Almannavarnadeild, 2011). On a daily basis hospitals make

complex operations with all sorts of electric equipment, patients are monitored through

electric devices and some of them need electric equipment to stay alive while in a hospital.

Thus the health care system is highly dependent on electricity to function properly.

First responders

Emergency response units are located in larger towns in Iceland. They are dispatched from

the emergency call centre, Neyðarlínan, located in Skógarhlíð 14 Reykjavík. The call centre

handles all emergency calls from the public around the country and dispatches fire

departments, police, Search and Rescue, ambulances and the Coast Guard.

In Iceland there are nine police jurisdictions in total. According to changes in 2014, on the

Police Act of 1996, the Parliament agreed to reduce the jurisdictions from 15 to 9, with a

chief of police in each of them (Alþingi, 2014). Apart from general and daily duties of law

enforcement the police overseas tasks regarding civil protection on behalf of the Minister of

the Interior. Further, the police is the highest form of authority regarding search and rescue

mission on land. The Police Commissioner runs a department called the Civil Protection

Defence (Almannavarnir) in Iceland, from this point referred to as CPD or civil defence. The

CPD is operated according to law no. 82/2008. The goal of the civil defence in Iceland is to

prepare, plan and perform measures which aim to prevent and reduce, as much as possible,

negative impacts such as injury or health risk towards the general public. Furthermore, to

reduce and prevent negative impact from natural disasters, people, plague, war or other

reasons (Alþingi, 2008).

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Other units classified as first responders are Search and Rescue units in Iceland, from this

point referred to as SAR. The SAR in Iceland consists of approximately 5000 volunteers

around the country to service regarding storms, search of people and complicated rescue

missions etc. These SAR units are very important and a vital part of rescue operations in

Iceland.

Law enforcement as well as other first responders are highly dependent on electricity. First

and foremost the majority of communication between units and headquarters are through

emergency telecommunication. Coordination of these units is therefore highly dependent on

communications. Further, the general public needs to be able to communicate with them.

Therefore, in case of a blackout, it is not only important that this infrastructure is secured in

terms of electricity and communications but also the ability of the general public to

communicate to them in case of emergency.

3.2.4 Water supply and food

Water supply

Iceland holds great quantities of fresh water used by the general public. Cold and hot water

is distributed through supply lines all over the country from local reservoirs or ground water

areas. The cold water is used both for human consumption as well as other use such as

washing, showering, etc. The hot geothermal water is used for other daily activities such as

showering and house heating. Though some households depend directly on electricity for

house heating, the vast majority of the households are heated with geothermal water. The

water supply system is dependent on pumps in order to distribute the water throughout the

system. These pumps are run on electricity making water distribution vulnerable to power

failure.

Food

Food safety and security is most often viewed from a health perspective and consumer safety.

However, for this analysis food security relates to enough food supply where both storage

and distribution of food is relatively dependent on electricity. A part from goods that can be

stored at room temperature for significant amount of time, fresh food and food that depends

on cold storage are vulnerable. This applies to households, retailers as well as suppliers.

3.2.5 Transportation

Transportation, on land, air and sea, is a part of critical infrastructure for modern societies.

When considering threats towards transportation they can vary greatly between different

types of transportation.

Land transportation

In Iceland land transportation mainly consists of vehicles and other road transportations

since no trains are operated in Iceland. Risk factors for traffic safety can vary between

different parts of the country and season. Factors include narrow bridges, gusts from

mountains, too few alternate routes, dangerous parts of the road, natural disasters, etc.

(Almannavarnadeild, 2011). Considering power failures regarding land transportation the

impact on roads and highways in rural areas could be viewed as minimum since these roads

do not depend on traffic lights nor are there any road lights to improve visibility. However,

road tunnels are dependent on electricity to maintain operation. Towns, especially the capital

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area, where traffic can be heavy at a certain time of day, can suffer from the loss of electricity

due to possible traffic light malfunction. The lack of traffic lights in urban areas can result

in a very slow traffic and even car accidents, risking the health and safety of the general

public. The Road Administration in Iceland operates a website, www.vegagerdin.is, where

they monitor road conditions all over the country. The general public can visit the site in

order to decide which road to take or if they should drive at all. These systems are dependent

both on electricity and telecommunications to function properly making them vulnerable in

case of power failure.

Air transportation

Air transportation in Iceland has increased significantly in the past decade. International air

carriers in Iceland consist mainly of two companies, Icelandair and WOW air, and domestic

flights are primarily through Flugfélag Íslands and a few other smaller air carriers. The

largest and most specialized part of the healthcare system in Iceland is located in the capital

area. Since Iceland is sparsely populated emergency ambulance airlines are highly relied on

by health care providers in rural areas. Ambulance flights in Iceland are mainly operated by

one airline, Mýflug air, which performs nearly all ambulance flights in Iceland. Mýflug

receives between 400-500 ambulance flight requests every year, most of them domestic

(Mýflug, 2010). The Icelandic Coast Guard also performs ambulance flights with airplanes

and helicopters, however their main focus is to monitor the sea around Iceland; fishing

control, pollution control, sea ice control and other research. They also operate in search and

rescue missions where SAR units and the police Special Forces need transport. Air traffic is

highly dependent on electricity as well as ICT. Insufficient electricity supply for airports can

lead to total breakdown of management as well as hazardous landing conditions when

ground landing lights lack electricity. Breakdown in ICT could cripple air traffic control as

well as aircraft communication and navigation systems would malfunction.

Sea transportation

Iceland is highly dependent on sea operation, both as industry and transportation of food and

other goods. Electricity failure could not be considered as critical when it comes to sea

transport, however, failure in ICT could have drastic effect. This failure could result in ships

being unable to call for aid and failure in their navigation systems.

3.2.6 Financial systems

Iceland’s financial system is highly dependent on electricity and ICT, both for international

trading as well as everyday transactions from the general public. In Iceland the vast majority

of the population relies on debit or credit cards in order to purchase items. Failure in

electricity and ICT systems would affect every individual or company and could lead to

people being unable to purchase items as well as increased management in stores would be

required in order to control cash flow.

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3.3 Critical infrastructure connectivity

In this section electricity dependence of critical infrastructure will be considered. This

enhances our ability to determine threats that may occur towards critical infrastructures

during electricity and ICT failure.

Understanding of interdependency between critical infrastructures is crucial in the case of

hazardous events. Pederson et al. (2006) argue that “In chaotic environments such as

emergency response to catastrophic events, decision makers should understand the dynamics

underlying the infrastructures. Failure to understand those dynamics will result in ineffective

response and poor coordination between decision makers and agencies responsible for

rescue, recovery, and restoration”. Further, they made a simple schematic to demonstrate the

complexity of interdependency between critical infrastructures, see Figure 3-10. They

demonstrate the importance of electricity and ICT for other critical infrastructures to

function. In Figure 3-10 the solid lines crossing sectors and connecting nodes, represent

internal dependencies, while the dashed lines represent dependencies that also exist between

different infrastructures. According to the figure, water and ICT infrastructure are

interdependent on electricity through sewer pumping and telephone services respectively.

Further the interdependence between ICT infrastructures to emergency services is

demonstrated making emergency services dependent on electricity. Although the figure

demonstrates these connections it could be argued that the interdependencies work both

ways. By looking at a scenario where energy supply would fail in a remote area, methods of

transportation become crucial in order to resolve the situation. Further, energy distribution

and manufacturing is dependent on ICT systems for monitoring, operating etc.

Figure 3-10: Critical infrastructures interdependencies. Solid lines crossing sectors and connecting nodes

represent internal dependencies. Dashed lines represent dependencies that exist between different

infrastructures (interdependencies). Retrieved from Pederson et al. (2006).

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The Federal Communications Commission (The FCC) describes interdependencies between

infrastructures in greater detail with a similar approach referring to a diagram made by the

National of Regulatory Utility Commissioners, see Figure 2-11. They show that „there is a

great deal of interdependency between the Communication Sector and a number of the

functionaries within the utility community” (FCC, 2011). Where utility refers to electric

power, oil, gas and water. They further point out that the dominant dependency for the

Communication Sector is electricity… weather it is a switching centre, radio relay site, cell

site, other remote site, or any other facility (FCC, 2011).

Figure 3-11: Critical infrastructures interdependencies. Blue lines show how critical infrastructures depend

on each other to function. Retrieved from the Federal Communication Commission (2011).

As Figures 3-10 and 3-11 show, the interdependencies between critical infrastructures are

highly complex. Understanding these connections is crucial in evaluating the impact caused

by one or more of them malfunctioning. Therefore key personnel as well as the general

public need to be aware of these connections. The key aspect is to realise that infrastructures

such as first responders rely on ICT in order to coordinate and communicate. ICT is

dependent on electricity thus first responders are dependent on electricity. Though

emergency services depend on electricity through communications it does not neglect the

fact that they are not also directly dependent on electricity. Both key personnel and the

general public have to be able to function during electricity failure, with alternative heating

sources or cooking methods, and ICT failure, with emergency communications or old

fashion hardwired phones that draws power directly from the telephone line.

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3.3.1 Impact on critical infrastructure from electricity and ICT failure

A deep understanding of the consequences from electric and ICT failure on other

infrastructures is highly important. In Figures 3-12 and 3-13 an attempt will be made to

account for impacts, from electricity failure and communication breakdown respectively, on

other infrastructures. Impacts focused on in this section will not include causes of electricity

or ICT failures such as sabotage, bad weather etc. Rather the assumption is made that these

system have failed and no longer contribute to the other infrastructures.

Figure 3-12: Theoretical direct negative impact from electricity failure on other critical infrastructure; ICT,

Water supply and Food, Health care/First responders, Transportation and Financial systems.

As Figure 3-12 demonstrates the impacts from electricity failure on critical infrastructure are

widespread. Though the figure does not include every aspect of failure that would appear in

these infrastructures, it demonstrates the importance of a functioning electricity distribution

in a modern society.

ICT

Wireless communication

transmitters become

dependent on emergency

power in order to function .

Normally backup lasts 24

hours and emergency

communication transmitters 48

hours.

Landline will work as long as phone stations are operated

through emergency

power.

Becomes dependent on

emergency power.

Water supply and Food

Malfunction in water pumps.

Distribution of hot and cold

water insufficient or

non at all.

Becomes dependent on

emergency power.

Fresh food storage

becomes difficult and depent on

other form of power supply.

Health care / First responders

Advanced difficulties in patient care.

Damage to laboratory samples,

vacines, blood, etc.

Becomes dependent on

emergency power.

Transportation

No traffic lights on streets and in tunnels nor landing lights for air traffic.

No ventilation nor lights in

road tunnels.

Urban areas may cause

difficulties for emergency

services response time.

Sea traffic suffers from no

lights on the mainland.

Becomes dependent on

emergency power.

Financial systems

Payment systems, debet

& credit, will likely not work.

Becomes dependent on

emergency power.

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Figure 3-13: Theoretical direct negative impact from ICT failure on other critical infrastructures; Energy,

Water supply and Food, Health care/First responders, Transportation and Financial systems.

Impact from ICT failure on critical infrastructure (Figure 3-13) seems to be less serious than

from electric failure (Figure 3-12). However, scenarios where impacts from electricity and

ICT failure collide the threat towards the general public and the importance of keeping

critical infrastructure functioning increases drastically.

Energy

Monitoring and management

becomes difficult.

Identification of breakdown

becomes difficult.

Repairs become difficult.

Water supply and food

Monitoring and management

becomes difficult.

Health care / First responders

Hard to call people in to

work.

Coordination in hospitals and

for first responders becomes difficult.

Transportation

Lacking road servailance, (the Road

Administration).

High risk for air traffic.

Sea and air traffic suffer

from failure in navigation

systems etc.

Financial systems

Payment system, debet & credit, will

likely not work.

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3.4 Households electricity dependence

In this section electricity dependent equipment in an average modern household will be

identified. The purpose is to analyse which impacts towards households could possibly

appear during electricity and ICT failure and to rationalise which of them are most important.

3.4.1 The average household in Iceland

According to Orkusetur (2011b) the average household in Iceland consumes around 5 MWh

of electric energy apart from house heating. They point out that studies on energy

consumption for an average household in the Nordic countries suggest that the consumption

can be broken down into certain aspects (Figure 3-14).

Figure 3-14: Energy consumption in the Nordic countries. The average household is broken into certain

aspects that are dependent on electricity. Based on a figure from Orkusetur (2011b).

Every aspect listed in Figure 3-14 depends directly on electricity from the household in order

to function. However, households are dependent on more than just internal equipment to

function properly. Being able to heat a household, make a phone call, turn on a TV, etc.

relies on functional infrastructures or so called utilities. In their studies Karaca et al. (2013)

included water, electricity, gas, information, waste and sewage removal in their utility

category. Apart from gas, Iceland dependence on these utilities is very high. Some

government related programs encourage citizens to learn how to shut off their utilities

(Ready, 2013b). The utilities are extremely dependent on electricity in order to function. For

example, washing clothes requires the washing machine to receive electricity from the house

and also to receive water from the water distribution system. Failure in the electricity

infrastructure could eventually lead to the malfunction of these utilities as well as in all

aspects mentioned in Figure 3-14.

In this section an attempt will be made to categorise this equipment into primary and

secondary equipment and its importance for households. The primary equipment covers

equipment which is dependent on a household’s electricity to function such as lights,

washing machine, etc. (Table 3-1). The secondary equipment covers equipment or utilities

which require external functionality such as water distribution, phones, etc. (Table 3-2).

7%

20%

20%

20%

17%

16%

Energy consumption in Nordic countries

Doing the dishes

Washing and drying

Food storage

Lighting

Other electronics

Cooking

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Table 3-1: Household equipment considered as primary equipment and its importance.

Primary Not important Important Very important

Cell/smartphones X

Computer X

Dish washer X

Dryer X

Electric cars X

Freezer X

Internet X

Lights X

Radio X

Refrigerator X

Security alarm X

Stove X

Telephone X

Television X

Vacuum cleaner X

Washing machine X

As seen in Table 3-1, various equipment is present in households that make up for everyday

living and is dependent on functioning electricity. Some of them are considered more

important than others. The equipment that was considered most important was mostly related

to ICT. This evaluation is based on the importance of information distribution during times

of crisis and the importance of the general public to be able to reach out to emergency

services in case of emergency.

Table 3-2: Household equipment considered as secondary equipment and its importance.

Secondary Not important Important Very important

Water supply/house

heating

X

Drainage X

Internet X

Telephone X

Cell/smartphones X

Dish washer / washing

machine

X

Table 3-2 covers equipment that is dependent on more than power from the household to

function. The table includes equipment in relation to water distribution and ICT

infrastructure. Every item, except the dish washer, is considered very important since water

distribution and ICT have a significant part to play for human survival during times of crisis.

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3.4.2 Impact on households from electricity and ICT failure

In this section an attempt will be made to point out how failure in electricity and ICT

infrastructure effects households. Figure 3-14 demonstrates the possible impacts that were

considered in relation to each critical infrastructure after electricity failure occurs.

Figure 3-15: Main impact on the general public from electricity and ICT failure. The impacts are

categorised by the following infrastructure; ICT, Energy, Water supply & Food, Health care/First

responders, Transportation and Financial systems.

Figure 3-14 demonstrates that failure caused by electricity and ICT results in households

being effected by every critical infrastructure. Though the level of threat from these impacts

varies, it is very important that authorities, infrastructure personnel as well as the general

public are aware of these consequences in order to reduce the negative impact when crisis

occur.

3.5 Summary

In this chapter the functionality between critical infrastructures was discovered to be highly

complex. A deep understanding of these systems is crucial to reveal impacts, from non-

functioning infrastructures, on households and other critical infrastructures. Further, it is

important for key personnel as well as the general public to understand this relationship by

being aware of the consequences that they may face during failure of electricity and ICT and

managing them best to their abilities. In this chapter the impact identification revealed that

each critical infrastructure suffers when electricity or ICT fails. A variety of impacts can

occur leading to different levels of threat. For example being unable to use a credit card to

purchase items is less harmful than a family losing the ability to heat up their house. The

impact identification for households demonstrated that failure caused by electricity and ICT

results in households being effected by every critical infrastructure. The impact

identification does not substitute for expert opinion regarding each infrastructure and should

be investigated further both individually and in relation to one another.

ICT

• Information might not reach the public.

• The public can't contact their loved ones. Might result in panic.

• The public becomes dependent on emergency communications.

Energy -electricity

•No househeating for small percent of the country.

•No lighting.

• The public becomes dependent on other forms of energy.

Water supply & food

•No househeating for majority of the country. Possible shortage of cold water.

•General hygiene could be lacking.

• Storage of sensitive food could become a problem. Could lead to shortage of food.

• People have to rely on other methods of cooking their food.

Health care / First responders

•Risk to the public, not being able to call for help and/or the ES not being able to receive calls.

•Reduced chance of service from air and ground ambulances due to cumulative problems.

Transportation

• The public might not recieve information concerning road conditions.

•Alternative routes for commute.

Financial systems

• Payment system, debet & credit, will likely not work.

• The public becomes dependent on cash.

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4 National Risk Assessment Plans

The aim of Chapter 4 can be described with the following subjects:

analysis on how authorities in Iceland, Norway and Sweden consider impact from

electricity and ICT failure, along with their view towards the role of the general

public during crisis; and

a comparison of the previously mentioned subjects between the three countries.

In 2009 a decision was made to construct a framework on disaster prevention within the

European Union. Member States were invited to develop national approaches and

procedures to risk management including risk analysis, covering the potential major natural

disasters etc. (Puigarnau, 2011). This included Sweden as an EU member, and Iceland and

Norway also delivered their own. The purpose of this chapter is to analyse Risk Assessment

Plans for each of the countries in order to identify the main difference in their approach. The

comparison will focus on how each country approaches their assessment and their concerns

regarding electricity failure along with telecommunication breakdown. Furthermore there

will be an attempt to identify what part or duty, if any, the general public is supposed to

deliver during crisis.

4.1 Iceland

The Icelandic risk assessment (Almannavarnadeild, 2011) is divided into natural hazards,

environment and health, health care, fire safety, dangerous chemicals, buildings, and

infrastructure and social security. Each part contains various events such as storms, volcanic

eruptions etc. The events are then described in general where known and possible risks are

mentioned. Further, each event contains a specific scenario where previous incidents are

mentioned along with likelihood, mitigation methods etc. In the Icelandic risk assessment

the risk for every region is considered independently. This is performed through special

reports by each jurisdiction in Iceland and the key findings are published in the national

assessment. A summary from the regional reports can be seen in Appendix A.

4.1.1 Electricity

Power failure can have a significant or paralysing effect on societies. In general lifesaving

operations are equipped with electricity backup such as batteries or power generators.

Backup power is often present in critical services such as police and fire departments and

especially in hospitals. However, other operations generally lack backup power which can

lead to negative impacts on various industries, production, hot and cold water supply and

other critical infrastructures (Almannavarnadeild, 2011). The specific scenario, presented in

the Icelandic national risk assessment for electricity, covers an undefined area that suffers

electricity failure. The scenario does not address the magnitude, duration etc. of an event but

only that such an event would occur. Impact from this event is considered to have widespread

effect and not analysed further.

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In case of power failure an emergency collaboration (NSR) has been set up. It is a

collaboration platform for processing companies, transport companies, distribution

companies, energy intensive companies and official parties in Iceland in case of emergencies

regarding, production, transportation or distribution of electric energy (l. no. 65/2003). Many

of the larger distribution companies have established emergency management where risk is

evaluated officially. This includes inspection of electricity production, distribution safety

through transmission lines and substations, etc.

The risk assessment points out that a coordinated nationwide plan for the whole country is

needed (Almannavarnadeild, 2011). Furthermore it points out that climate change, resulting

in more frequent thunderstorms, can increase negative effect on the distribution system.

Thus, preparations for these events are important regarding distribution lines and

constructions. Volcanic activity is also said to be a possible factor for power failure, however

it is only considered for one region. Lastly it is noted that greater supply of emergency power

is required.

4.1.2 ICT

Information and communication technologies have become a significant part of everyone’s

daily life. Awareness of the need of securing systems relying on these technologies has been

growing. Safety regarding radars, air communications, radio distribution networks etc. have

got to be ensured. Emergency response units are highly dependent on TETRA which could

lead to great lack of communication and coordination should it fail (Almannavarnadeild,

2011).

Failures in these systems that could be harmful to the society have been pointed out. The

failures cover damaged submarine cables connecting Iceland to Europe and America, a long

duration of electric power failure, malfunction in fibre optic cables etc. The same applies for

failures in other communication systems such as TETRA. Serious failures in these systems

are considered to cause a significant impact on safety, economy, transportation and the

common good. The specific scenario for ICT is a rather broad view of communication

breakdown both domestic and to other countries and cyber threats (Almannavarnadeild,

2011).

4.1.3 Role of the public

In Iceland, the national risk assessment (Almannavarnadeild, 2011) hardly addresses the role

of the general public. However, the assessment looks at dangers that could affect the general

public and how key personnel, government etc. have a responsibility to reduce negative

impact towards them. It points out that the resilience of people has to increase in the future

by raising awareness. Further, the public needs to be educated on natural hazards and

insurance. No discussion is made regarding the role of the general public in times of crisis;

whether the general public should be self-reliant for a certain time period during a crisis, if

they should rely on evacuation, or should get themselves out of dangerous situations.

4.2 Norway

In Norway the Risk Assessment Plan mainly consists of two parts. One covers natural events

and the other major accidents. Each part covers a variety of cases, such as extreme weather,

etc. Each case is described in four parts, with a background where previous events are

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inspected such as previous hurricanes etc. and other events regarding each case. Risk from

those events is both observed and speculated with expert consulting. Prevention and

emergency preparedness for these events, both what has been done and what has to be done,

is analysed. Lastly a specific scenario is presented where an event that is considered very

extreme, but at the same time realistic, is described an analysed. In these scenarios they

assess probability of the event and its consequences, which are broken into life and health,

nature and the environment, economy, societal stability, and capacity to govern and

territorial control. Further, they make an uncertainty assessment which is often based on

their knowledge of the scenario, if it has happened before, etc.

4.2.1 Electricity

Power failure is not singled out as a specific event such as “extreme weather” but rather as

a by-product from certain events. Norway recognises events that can lead to electric failure,

such as great storms and flying objects that would damage the distribution network, a lack

of precipitation that would lead to insufficient water supply for hydro power plants and

“space weather” such as solar storms. The results would be limited or no power supply

leading to power rationing to keep critical functions of society operational (DSB, 2013).

For a specific “worst case” scenarios they address electricity in two ways. One being a great

storm near Oslo where the impact includes damage to power distribution and the other

specifically associated with electricity covering long-term power rationing. In the second

scenario areas affected have no supply of power. Crucial societal function such as hospitals

are given priority to electricity usage while other consumers receive limited power. In terms

of detail they cover the power rationing, to the general consumer, which they conclude is 4

hours 2 times a day. Further, they speculate that the power rationing “will lead to social

unrest and reactions such as anger and aggression” (DSB, 2013). For a 100-year solar storm

they estimate “hundreds of thousand inhabitants will be affected by a loss of power for up

to ten hours, and subsequently an unstable power supply for the entire day that the storm

lasts” (DSB, 2013). They also argue that this impact will mostly affect vulnerable groups

like the elderly. However, they estimate that this type of event will not lead to a critical

situation and evacuation will not be necessary (DSB, 2013).

4.2.2 ICT

There are no specific events for ICT failure in the Norwegian risk assessment and their

attention on ICT is less than on electricity. In terms of risk from the main events ICT is

neglected or mentioned in terms of possible risk from electric failure along with other critical

infrastructure (DSB, 2013).

“Worst case” scenarios are not created specifically for ICT failure in Norway. For a long-

term power rationing scenario they indicate that ICT systems will be hit hard along with all

networks that transmit electronic information and other critical function that depend on

electricity supply (DSB, 2013). For a rockslide with advance warning they assume “between

1,000 and 10,000 people will experience disruption in their everyday lives… and problems

with communication via ordinary ICT systems” (DSB, 2013). Further they indicate that

commuters travelling to the area will be effected by power supply disruption (DSB, 2013).

Lastly they address ICT systems for a 100-year solar storm scenario where “disturbances in

high-frequency (HF) communications… will affect both air traffic and military users of such

communication bands” (DSB, 2013). Further, they assume that “over a 100,000 people will

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be unable to use ordinary electronic communications or public Internet-based services”

(DSB, 2013). As a consequence of these failures they address the reduced ability of

emergency services, disruption in satellite signals which would impact financial

transactions, control systems telecommunications etc. (DSB, 2013).

4.2.3 Role of the public

Public action is not particularly considered apart from social unrest and possible aggression

from people during crisis. However, the general public is assumed to avoid crowds during

pandemics and is considered being a source of information concerning forest fires (DSB,

2013).

4.3 Sweden

Sweden’s national risk assessment (MSB, 2012) uses scenario analysis. Firstly they

demonstrate what the scenarios include such as school shooting, failure in large damn, etc.

Secondly they describe the thematic background including similar events that have happened

in the past. Thirdly an impact-, likelihood-, and uncertainty assessment is performed for the

scenario. The Swedish plan has a specific view towards risk assessments since they do not

consider general events, such as “bad weather”, but only specific scenarios (MSB, 2012).

4.3.1 Electricity

Sweden considers electricity failure as a by-product of other scenarios. One is a “prolonged

heat wave” that includes a possible direct impact on electrical wires and cables and an

indirect impact on the electricity supply from limited precipitation. They point out high level

of uncertainty regarding the effects from this scenario (MSB, 2012). The other scenario

relates to “failure of a large dam on a river” where the impact from the flood on transmission

lines is considered along with disruption in the electricity supply (MSB, 2012). Further, in

these scenarios they include a detailed analysis of causes that lead to failure and the impact

from such failures. The report further recognizes a few threats regarding electric power

failure such as landslides, storms, solar storms etc. Furthermore the importance of electricity

in terms of infrastructures and emergencies is mentioned. They point out that electricity is

an important factor in medicine supply in terms of transportation and storage. The

distribution and storage along with the production of food is also considered to be threatened

from power failure. Lastly they point out that payment systems are at risk from electric

failure.

Sweden has had incidents in the past regarding banks getting wrong payments because of

bad communication. The report also recognizes the importance of the payment system to

work in order to enable people to acquire important goods for their daily life (MSB, 2012).

Sweden does not consider a special case for electric power failure as a whole but rather series

of incidents which electric failure leads to such as; disruptions in electronic communications,

disruptions in payment systems and disruptions in energy supplies. When it comes to

disruptions in energy supplies Sweden seems to be keen on emergency power sources such

as oil. They demand oil companies and other large parties to have a backup stockpile of oil

that is sufficient to handle all normal use for 90 days. They acknowledge the fact that

functioning electricity, distribution network, would fall under the disruption of energy

supply. Sweden also looks at scenarios such as the impact from downtime of several nuclear

reactors while at the same time water levels in hydro power plants are low. Their connection

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to the neighbouring countries also increases energy safety if something would go wrong.

However in case of failure in the regional main network neighbouring countries could be

effected as well (MSB, 2012).

4.3.2 ICT

Causes leading to ICT failure events and their impacts are mentioned in few of the scenarios.

A specific scenario on a disruption in the GNSS (Global Navigation Satellite System) covers

impact from telecommunications on emergency units and others depending on it. In another

scenario, failure in ICT is considered as a secondary effect from a prolonged heat wave

where problems in the ICT is mentioned to occur. However the uncertainty is high regarding

impacts from heat waves. Another scenario that addresses communications is when a large

dam fails. This could lead to water crushing communication infrastructure (MSB, 2012).

4.3.3 Role of the public

No mention is made in the Swedish national risk assessment (MSB, 2012) of roles regarding

the general public.

4.4 Comparison

There are certain similarities regarding how the impact from electric power and

communication failure is evaluated in the three countries. The countries evaluate potential

threats causing power and ICT failure similarly. The likelihood of electric failure, or a

scenario leading to one, was considered as moderate to high risk varying between the

countries. ICT failure varied from very low to high risk. The low evaluation corresponds to

Sweden’s GNSS scenario. Scenarios, for electricity and ICT, in the Icelandic risk assessment

are vaguely described and include possible mitigation methods and identification of key

personnel. On the other hand, scenarios in the Norwegian and Swedish risk assessments

focus more on analysing consequences and impacts from such events on infrastructure and

the general public. In terms of an overall view and knowledge of the current situation of

infrastructures and causes leading to hazardous events the Icelandic assessment surpasses

the others. However, the Icelandic assessment is inferior regarding analysis on possible

scenarios and impacts that could occur from electricity failure in which Norway gives the

most comprehensive analysis. Further, the Icelandic risk assessment has poorly described

specific scenarios that focus on either electricity or ICT failure where Sweden has the most

detailed description in terms of ICT. When it comes to the general public one can conclude

that emphasis on public preparedness or resilience is non-existent in all cases. The

comparison of the risk assessment for Iceland, Norway and Sweden led to the following

differences shown in Table 4-1 on page 28. Further, the comparison is more visually

demonstrated in Table 4-2 on page 29. It is also worth pointing out that there was no reason

to compare findings from this comparison to what was put forth in Chapter 3. Impacts

covered in the risk assessment were from a broad viewpoint and thus not comparable to those

in Chapter 3.

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Table 4-1: Comparison of the National Risk Assessment Plans for Iceland, Norway and Sweden. The table

demonstrates difference between electricity and ICT, and if the general public has some role to play in large

events.

Iceland Norway Sweden

Methodology

Dedicated chapters

on events,

infrastructure etc.

Least detailed

dedicated scenarios.

Dedicated chapters

on most events.

Most specific

scenarios analysis.

No dedicated

chapters for events.

Mildly less detailed

scenario analysis

than Norway.

Electricity

Dedicated chapter.

Dedicated scenarios

with a broad

perspective.

Focus more on

cause then impact.

More focus on key

personnel.

No dedicated

chapter.

Dedicated and

detailed scenario

analyses.

Focus both on

impact and cause.

Estimated numbers

on public effected

by events.

No dedicated

chapter.

By-product from

“damn failure”

scenario.

ICT – Information and Communication Technologies

Dedicated chapter /

section on

electricity.

Looked at from a

broad perspective.

No dedicated

chapter.

Is mentioned in a

detailed scenario on

power.

No dedicated

chapter.

Mentioned in other

scenarios.

Dedicated scenario

for GNSS.

Role of the general public

No dedicated

chapter.

The public is

referred to as

something that

needs to be

protected.

No mention on

public resilience.

No dedicated

chapter.

Expectation

regarding public

gathering during

pandemics.

Source of

information from

forest fires.

No direct mention

of public resilience.

No dedicated

chapter.

No mention of

public resilience.

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Table 4-2 demonstrates the comparison between each country by subject more visually. “X”

represents that the topic is present in the assessment and rather good, the “+” represents that

the topic is present to some extent and the “-” represents the topic is addressed but rather

poorly. Blank spots then represent that the topic is not addressed at all.

Table 4-2: Visual comparison of the Risk Assessment Plans between Iceland, Norway and Sweden.

The table shows that almost nothing is mentioned regarding the general public. Impacts

that could occur from power failure are rather poorly addressed.

4.5 Summary

In this chapter National Risk Assessment Plans for Iceland, Norway and Sweden were

compared. All of the risk assessments provide detailed descriptions for causes that lead to

electricity or ICT failure. However, impact identification from these failures on other critical

infrastructures and households is poorly conducted, especially in Iceland. Focus on the

general public, their duties and preparedness, is lacking and almost non-existent in all

countries.

Topics

Ded

icat

ed c

hap

ter

on

infr

astr

uct

ure

Ded

icat

ed c

hap

ter

on

even

ts

Ded

icat

ed s

cenar

ios

Det

aile

d s

cen

ario

des

crip

tion

Det

aile

d i

mpac

t des

crip

tio

n

Cau

se o

f fa

ilure

in s

cen

ario

s

Vie

wed

as

a der

ivat

ive

Pro

tect

ing t

he

publi

c

Duti

es o

f th

e publi

c

Methodology

Iceland X X X - -

Norway X X X X X

Sweden X X X +

Electricity

Iceland X X X - -

Norway X X + X X

Sweden - + X

ICT

Iceland X X X - -

Norway + + X

Sweden X X X X X

Role of the

general public

Iceland X -

Norway X -

Sweden X

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5 Two case studies

The aim of Chapter 5 can be described with the following subjects:

description of two electricity failure events that occurred in Iceland recently;

media analysis focusing on impact towards critical infrastructures and the general

public;

summary of impact towards critical infrastructure and households; and

threats from impacts and resilience of infrastructure and the general public will be

evaluated.

The purpose of this chapter is to analyse impact from an actual electricity failure event in

Iceland. These analyses are performed in order to enhance the understanding of such impact

towards critical infrastructures and households. Further, it will enable a comparison of a

theoretical and an actual impact identification.

5.1 Brennimelur

This case study will focus on a power failure event that occurred in Brennimelur in 2012 and

the impact it had on critical infrastructure as well as the general public.

5.1.1 Electricity distribution around Brennimelur

The electricity distribution network in Iceland is mostly in the hands of Landsnet. The

company was founded in 2005 due to the electric energy law that the parliament

implemented in 2003. The purpose of Landsnet is to distribute electric energy while

operating and maintaining the electric power network.

Substations

According to Landsnet (2012), substations are structures and equipment which are used to

feed electricity into the distribution network or to draw the electricity out of it. The main

components are power transformers, circuit breakers, delivery switches, ground sheets,

measuring transformers (i. mælaspennar), protective equipment, reactive equipment

(launaflsbúnaður) and aid equipment. Substations are considered vulnerable to sabotage, bad

weather and other external causes.

The substation at Brennimelur is one of the most important supply centres in the distribution

network. There are three 220 kV transmission lines connected to the substation,

Brennimelslína 1 and Sultartangalína 1 and 3. These lines distribute electricity straight from

large hydro power plants in the country. Further, the substation transports electricity on to

the country’s distribution network (132 kV) and to the region nearby (66 kV). It is also

connected to two energy intensive industries, Norðurál and Elkem. Another substation

nearby at Norðurál started operating in 2014. It increases the quality of electricity coming

from Landsnet into the aluminium smelter operated by Norðurál. There are two transmission

lines leading from the substation into Norðurál. Both are capable of delivering 500 MW in

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case either one of them fails. However the lines do not operate at full capacity in general (E.

Sigurðsson & Magnússon, 2015). Norðurál also installed a device called crowbar which

helps them to deal with disturbance in the electricity network and has positive effects on

Landsnets distribution network.

5.1.2 Event description

On Tuesday the 10th of January 2012 an incident occurred in one of Landsnet‘s substation

called Brennimelur and is located in the West part of Iceland on the north side of Hvalfjörður.

Figure 5-1 shows the location where the incident originated. The cause of this incident was

mainly due to abnormal weather conditions. The incident caused interference in Landsnet’s

network at Brennimelur, Vatnshamrar, Hvolsvöllur and Rimakot. This led to loss of

electricity in different places around the country were the longest duration was in the

aluminium smelter (Norðurál) and Járnblendifélag Íslands (Elkem) in Grundartangi. The

aluminium smelter suffered electric failure for almost three and a half hours and limited

supply of electricity nine hours later. Elkem suffered loss of electricity for nearly 12 hours.

Figure 5-1: The location of Brennimelur, the teal coloured mark, where the power failure originated. The

yellow box on the overview map of Iceland shows the location of the enlarged figure.

Weather conditions

The area is close to the sea making salt pollution in the atmosphere quite frequent. When the

incident occurred the salt pollution meter varied from around 20 to 208 with an extreme high

value of 425,8 (Figure 5-2). The extreme high data point should not be taken too seriously

since that measurement occurred after the initial event and could be some form of

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malfunction or another abnormality. Considering the fact that normal conditions of the salt

pollution meter ranges from 25-50 suggests the conditions were really bad.

Figure 5-2: Salt pollution meter for the Brennimelur area. In normal conditions the salt pollution meter

ranges from 25-50, salty weather from 50 to 100, heavy salty weather when around 100 and over and very

heavy salty weather when the meter shows 100-200. Retrieved from Landsnet.

“Later in the day on the 10th of January the atmosphere travelled over Grænlandssund

to Iceland leading to decrease in heat and humidity flowing into the atmosphere. After

that precipitation decreased. Humidity then decreased in many locations from 80-90%

to 50-60%, still it was cloudy in the west and north part of Iceland. Possible

explanation for the drop in humidity is the reduction in hail rather than the air,

travelling into the West part of Iceland, being dryer. With fewer hails the salt did not

wash off the capacitors of the transmission lines and led to a serious power failure in

the substation in Brennimelur around 6pm” (Petersen & Sveinbjörnsson, 2015).

Salinity has been a problem regarding electricity distribution in the past. On the 14th of

January 2001 power failures occurred in six different places. The same year, on the 10th to

the 13th of November, there were 24 interruptions in the network operated by Landsvirkjun,

including eleven on Vesturlína. Also, many power failures occurred on the country’s main

transmission line and in two other places (Landsvirkjun, 2001). In 2002 there were 241

interruptions in the electric grid operated by Orkubú Vestfjarða. The primary cause of

spontaneous interruptions in that year were traced to salinity, dirt and snow (Vestfjarða,

2004). The 27th of January 2008 capacitor 1 in Brennimelur malfunctioned which led to loss

of 300 MW to Norðurál. The main cause of the malfunction was salinity on capacitors in

Brennimelur (Landsvirkjun, 2008).

Communication

During the event Landsnet was dependent on the emergency communication TETRA in

order to resolve the situation. Interruptions occurred on normal communications during the

0

50

100

150

200

250

300

350

400

4500

0:0

1:2

00

5:2

1:3

80

7:2

9:4

20

9:2

3:4

81

0:0

5:2

41

0:3

7:4

81

1:1

2:1

01

1:4

4:0

61

2:1

5:0

21

2:4

3:1

21

3:1

0:4

41

3:3

7:3

41

4:0

0:5

21

4:2

9:2

01

4:5

2:4

61

5:1

8:3

61

5:4

4:0

41

6:0

6:3

01

6:3

0:4

61

6:5

4:3

01

7:2

7:2

41

7:4

8:3

61

8:0

7:0

22

1:0

2:2

82

1:2

7:5

02

2:0

6:0

22

2:4

0:0

02

3:2

0:5

6

Salt pollution meter

Salt pollution meter

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event which increased the need of emergency communication usage. Since the duration of

the event was rather short the TETRA system performed well, as expected (J. Á.

Sigurjónsson, 2015). It is worth mentioning that the event did not last long enough for

emergency power of communication transmitters to start getting low since the TETRA

system has emergency power for 48 hours.

Affected areas There were nine main locations in Landsnet’s electric distribution grid that suffered loss of

power during the incidents. Two quadrants of the country also suffered loss of power,

Austurland (0.53 hours) and Vestfirðir (1.28 hours), along with two aluminium smelters,

Norðurál and Elkem. Appendix B describes the locations in more detail, their importance in

social terms and the transmission lines that service them. Down time of electric power for

Austurland, Vestfirðir and the aluminium smelters, as well as for the nine main locations, is

further analysed in Appendix B.

5.1.3 Media coverage analysis

In this section analysis will be performed on media coverage for the event. The purpose is

to identify impact, which occurred during the event, on critical infrastructures and

households. During the interruption in Brennimelur the effect from the power failure on

households was primarily in the form of no electricity for a rather short period of time.

Therefore it does not come as a surprise that there were no scenarios which made people feel

threatened in any way.

According to the media “television transmitting and a part of one company’s phone network

stopped working” (Fréttablaðið, 2012); (Hjaltadóttir, 2012). Interruptions of this kind may

lead to doubts on the reliability of ICT, since the event does not even last close to 24 hours

and causes significant malfunction in ICT. For a short or extended period of time this could

prevent people’s ability to receive information on the hazardous event, its magnitude and

impact on others. They might also be unable to call for help in case of emergencies, caused

by unrelated issues, such as health problems or accidents. Furthermore the importance of the

TETRA-network, though not mentioned in media reports, was discovered. Landsnet

depended greatly on this form of communication in order to resolve the situation.

The electric failure affected other infrastructure as well, most important of which being the

hot water supply that stopped working entirely in one part of the country (Guðmundsson,

2012); (Malmquist, 2012c); (G. Sigurðsson, 2012). This is also pointed out in the annual

report from Orkuveita Reykjavíkur in 2012. Furthermore the Brennimelur event is

mentioned to have caused malfunction in many pumps for hot water and sewer systems,

leading to shortage of hot water distribution in many places in southern Iceland

(Reykjavíkur, 2012). Because Iceland is highly dependent on geothermal water for house

heating the lack of its distribution can have a significant impact on households. Also, the

lack of function in the sewer system might lead to health problems if the time period would

be extended. For this event the impact cannot be considered as significant but rather as

inconvenience regarding daily activities such as showering or cleaning. However, if this kind

of malfunction to the distribution would extend to a longer period of time people could

experience their room temperature dropping very low, depending on season and weather.

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A couple of factors were discovered regarding impact on transportation from the event. The

electric failure affected the road tunnel Hvalfjarðargöng, which is a part of the main road in

Iceland, leading to its closure for some time (Guðmundsson, 2012); (G. Sigurðsson, 2012).

Closed road tunnels from power failure results first and foremost in interruption of traffic

for the general public and the transportation of goods. If the tunnels had been closed for a

longer duration it could have led to a more significant impact on people’s lives, such as

commuting to work, receiving essentials, etc. Also, sudden electric failure in the road tunnel,

during heavy traffic, could cause a major automobile accident inside the tunnel which in this

case is under the sea. This could result in lives lost and a major rescue operation. Drivers

that forget to turn their car lights on might increase the risk of such accidents. It is worth

mentioning that after this event Spölur, owner and operator of the tunnels, has installed

emergency power. Another threat connected to power failure in tunnels is the accumulation

of toxins should the ventilation system stop functioning. The other discovered factor, which

could have happened, concerns the distribution of information from the Road

Administration. The road agency reminded people to call and check the road conditions

during the event (Malmquist, 2012c). A scenario could arise where important information

about road conditions could not reach the general public. Considering bad weather on top of

that could lead to increased strain on rescue units, fire department etc. which might be

involved in resolving the original situation.

Further, an impact was detected which was not caused by the lack of functioning electricity

supply. As mentioned in the case study for Brennimelur the substation caught on fire which

was handled by the fire department in Akranes (G. Sigurðsson, 2012). This demonstrates

that electric power failure event can have various effects. In this case increased strain on

other critical infrastructures, the fire department, was in the form of them helping to restore

the electricity infrastructure.

5.1.4 Household and infrastructure impact summary

The analysis shows clearly that power failure for brief period of time can have a significant

impact on the function of infrastructures in modern societies. A power failure of this duration

seems not to impact people’s lives significantly and could be considered as an unnecessary

inconvenience. The level of concern rises after revealing the impact from the event on

infrastructures. Since infrastructures have both direct and indirect effect on daily lives of the

general public, strengthening and enhancing security of these infrastructures is of the utmost

importance for civilian security and maintaining daily routines. A summary of the impacts

that occurred in Brennimelur is demonstrated in Table 5-1 on the following page.

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Table 5-1: Impact on infrastructures from the Brennimelur case study. Direct and possible effect on the general

public is also included.

Infrastructure Impact Effect on public

Energy –

electricity

A large impact on the electric

distribution system separating

it into independent areas out

of reach from the main source.

A lot of manpower required to

resolve the situation. Large

impact on energy intense

industry, close to devastating.

None or interrupted lighting. Lack of

house heating in some cases, for

electric dependent households.

ICT –

information

and

communication

technologies

Failure in television

transmitting from certain

distribution companies.

Lack of information to general public

regarding the progression of the

event. Other consequences would be

lack of general entertainment but

would not be considered as threats.

Water supply

and sewer

Breakdown in water pumps

from electric failure.

No significant impact regarding the

event itself. Possible consequences

would be minor inconvenience unless

for a prolonged period of time.

Further, the function of sewer

systems is critical for dense societies

to function and maintain a viable level

of a healthy community.

Transportation Most clear impact was the

closing of the road tunnel in

Hvalfjörður. The other one

was more of concern

regarding information flow

from the Road

Administration.

Sudden failure of lights in tunnels

could lead to accidents and prolonged

down time of ventilation would lead

to dangerous level of toxins in the air.

Redirection of traffic through less

maintained roads could increase the

number of accidents causing

increased stress on other

infrastructures, first responders etc.

First

responders

In the case study the particular

incident occurred where the

cooperation of a fire

department was needed in

order for maintenance in the

substation to continue.

No direct consequences except if a

possible scenario was to happen

where the fire department’s man

power would be needed elsewhere.

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5.2 The Westfjords

This case study focuses on power failure that occurred around new-year in 2012/2013 and

the impact it had on critical infrastructures as well as the general public. The incident

happened because of a great storm that impacted the North-West part of Iceland called

Vestfirðir (e. Westfjords). The location of Westfjords can be seen in Figure 5-3.

Figure 5-3: Geographic position of the Westfjords. Retrieved from Almannavarnir.

The Westfjords are a rather isolated part of the country and fairly irregular in shape. Towns

are located in some of the fjords the largest being Ísafjörður with around 2600 inhabitants.

There is a ring road in the Westfjords that makes most of the towns connected to 2 roads

rather than one. However in the winter time these roads are fragile when it comes to heavy

snow and storms and can isolate people, or even towns, from essential services like health

care etc. There are also other factors that threaten the safety of the people living in the

Westfjords such as electricity and internet connection. The Westfjords are connected to the

main distribution network for Iceland through a single 132 kV transmission line. Apart from

that they rely on hydro power plants for electricity. They are also connected to the internet

through a single cable, which is being worked on to double the safety.

5.2.1 Westfjords electricity distribution network

In this chapter the power distribution network in the Westfjords will be described. Readers

can reference the explanations in Figure 5-4.

Source of power for the power distribution network in the Westfjords consists of:

electric power distribution from Landsnet through a 132 kV transmission line called

Mjólkárlína 1, the red line from Geiradalur to Mjólká;

twelve hydro power plants, blue circles located throughout the Westfjords; and

thirteen diesel generators, red squares located throughout the Westfjords.

The 132 kV red line is owned and operated by Landsnet and the blue lines are operated by

both Landsnet and Orkubú Vestfjarða. Orkubú Vestfjarða is then solely responsible for other

lines shown in Figure 5-4.

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Figure 5-4: The power distribution network in the Westfjords. Retrieved from Orkubú Vestfjarða.

Power sources in the Westfjords

As mentioned earlier there are twelve hydro power plants in the Westfjords, eight of them

are owned and operated by Orkubú Vestfjarða, the others are privately owned but still

connected to the network (Vestfjarða, 2011).

Mjólkárvirkun (e. hydro power plant in Milk River)

Construction of the power plant in Milk River started in 1956 and was operational in 1958.

The power plant was connected to the national distribution network in 1980 through

Vesturlína. Until that year it had been the main source of power for the Westfjords, now it

generates power directly into Landsnets distribution system. Since the power plant was

constructed two more have been built, Mjólká II and Mjólká III. These two power plants

combined generate 10,6 MW in total making them the “single” largest power plant in the

Westfjords (Vestfjarða, 2012). The power plant has played a key role in the past when the

Westfjords have lost connection to the main distribution grid in Iceland. However, during

this event the power plant failed to operate.

Emergency power

There were over two dozen diesel generators in the Westfjords at the time of the event that

are owned by the electric distribution company. The generators should be able to sustain

Substation owned by Landsnet and OV Substation owned by OV

Hydro power plant

Diesel generator

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urban areas in the region as long as there is oil to burn and they are functioning. However,

during the event a few of them malfunctioned and some ran out of oil. Furthermore some of

them were located in places that were hard to reach or dangerous to stay in for operators due

to risk of avalanches.

5.2.2 Event description

Weather conditions

In the Westfjords event weather conditions differed a lot from Brennimelur. Though salinity

contributed to malfunctions in the electric distribution network the main impact was from

the storm itself. Winds were very strong and reached over 40 m/s in many places with heavy

snow fall in most areas and avalanches. All these factors lead to the collapse of the electric

distribution network at that time. The weather and risk of avalanches did not only concern

the distribution system but also blocked roads leading to isolation of many places in the

Westfjords.

Effected areas

The event affected the Westfjords as a whole, some areas more than others. Impact from the

power failure on the people in the Westfjords depended greatly on where they were located.

People living in towns were a lot better off since emergency power was present and kept

electric distribution going at some level. The power failure started on December the 28th at

23:00 with minor interruptions. Throughout the night and morning of December the 29th

failure of four main distribution lines in Westfjords occurred. On the same day at 18:45 all

four main distribution lines from Mjólkárvirkjun were out of service. At that time all

emergency power generators had been started. These generators are located in Ísafjörður

(population: 2602), Bolungarvík (866), Þingeyri (267), Flateyri (214), Súgandafjörður,

Súðavík (145), Hólmavík (380), Reykhólar (121), Reykjanes, Patreksfjörður (636) and

Bíldudalur (168). In 2013 the number of people living in the Westfjords were around 7000

and around 700 people were estimated to be living in rural areas. Final repairs were made

on January the 1st and on that evening at 19:30 Ársneshreppur finally had functioning

electricity having been without electricity for three and a half days. Communication during

the event was terrible. Both normal and emergency communications stopped working during

the event. This effected the general public as well as first responders and key personnel

working on resolving the situation.

5.2.3 Media coverage analysis

In this section analysis will be performed on media coverage for the event. The purpose is

to identify impacts, which occurred during the event, on critical infrastructures and

households. During the interruption in the Westfjords the effect from the power failure was

far greater on households as well as infrastructure than in the Brennimelur event.

Impact on household

Barði Sveinsson, a farmer in Innri-Múli, experienced the power failure on the 29th of

December. When the blackout occurred all roads leading to his home were impassable

(Malmquist, 2012a). This scenario could be frightening to anyone, being out of contact with

everyone you know and unable to call for help in case of emergencies. Furthermore other

alternatives of transportation were unavailable due to the bad weather at the time. Other

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people with a similar experience of the event expressed more concerns. One of them was

Jóhanna Kristjánsdóttir, a farmer in Svansvík in Ísafjarðardjúp. She described that loss of

communication was the worst in her opinion. She felt very insecure, not being able to

monitor the situation and that people could not contact her. She also mentioned that in these

situations the neighbours on the countryside try to communicate in order to check if everyone

is all right (Broddason). This statement stresses the importance of communication in order

for the public to reach first responders and to control panic.

Eyþór Jóvinsson, a store owner in Ísafjörður, went to buy batteries in a store which was lit

up with candles (Valþórsson, 2012). Though candlelit stores sound romantic and appealing

it does not always make them the most functional. There was nothing mentioned regarding

payment for the batteries however if the scenario would be expanded to a larger city and for

a longer period of time the method regarding payment could easily be questioned. That

would not be the first time stores had to deal with electricity problems regarding payment

and they probably could write every purchase down to a large extent. On the other hand the

general public might not be ready with a stock of cash in order to buy food and other goods.

The people living in Ísafjörður were generally not pleased with the service from the

electricity distributor and found lack of information on progress concerning the event

staggering (Einarsson, 2012b). It could be a quite troubling factor to have no information

about what is happening, how long the situation will last or how to behave during the event.

The lack of information was caused from chaos that occurred within the distribution

company and their failure to allocate the information rather than the communication

breakdown.

The event in the Westfjords caused serious problems for a lot of people when it came to

living conditions inside their homes. In remote places houses are often heated with electricity

or oil but not with hot water like 90% of houses in Iceland (Orkusetur, 2005). However

households in the Westfjords either depend on electricity or geothermal water for

househeating. Ágústa Sveinsdóttir, a resident in Norðurfjörður, said she could not deny that

she was starting to get cold. She had to put on lot of clothes and walk around the house to

keep warm. She also made hot drinks using her Primus gas stove (Malmquist, 2013). Others

had similar stories to tell like Gunnsteinn Gíslason and his wife Margrét Jónsdóttir who live

in Bergistanga in Árneshreppur. Their living room temperature dropped down to 7°C. They

focused on staying in the smallest room of their house, using a gas stove for heating and

slept fully clothed to prevent hypothermia. They killed time by listening to their battery

powered radio and mentioned that general hygiene diminishes quickly when you are not able

to shower. Like many rural areas they were not equipped with diesel generators for heating

which would have come in handy. Elísa Ösp Valgeirsdóttir, the principal of

Finnbogastaðaskóli, did not enjoy the luxury of diesel generator for heating like the

previously mentioned couple. She, her husband and their three kids sought refuge at her

brother’s home, who lived nearby, during nights. They also experienced a lot of cold and felt

that the darkness was overwhelming since the sun hardly shows itself at this time of year in

this part of the country (Helgason, 2013). Some people were better equipped to deal with the

situation like Bjarnheiður Júlía Fossdal, a farmer in Melar. She explains that the diesel

generators saved her and many others nearby. She also mentioned that a special deal had to

be made with the power distribution company for her to own the machine (Helgason, 2013).

A drop in inside temperature over a long period of time can have severe effect on people’s

health and living conditions especially if they are ill equipped. For people living in remote

places or outside of towns the affects become more significant than they would in the eyes

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of people living in a town or city. Because the event in the Westfjords was a combination of

electric failure, communication breakdown and horrible weather, the impact from one of

these factors all of a sudden turns into situations that are considered dangerous or in some

cases life threatening.

To weigh up the downside of these events there was at least one individual that thought of

the event as very romantic and was certain that the number of new-borns would be high nine

months from the event. It is very likely that this individual did not have to deal with the

impact on the same level as some of the people described above.

Impact on infrastructure

The greatest impact on the electric distribution system was mostly caused by the bad

weather, resulting in transmission lines being covered in snow, broken masts and salinity

(Malmquist, 2012b). The number of broken masts in one of the transmission lines, called

Ólafsfjarðarlína, was 67 (Pétursdóttir, 2013).

Emergency power required during the event was far from reliable. Some diesel generators

had to be relied on to function without an operator since they were stationed in exposed areas

where avalanche risk was high (Einarsson, 2012c). Areas in the region were isolated and

used emergency power separately and the urban areas were a lot better off than the rural

areas (Halldórsson, 2012a).

Telecommunication was very fragile during the event and connection to a lot of

telecommunication transmitters was lost along with a few GSM-transmitters due to bad

weather (Halldórsson, 2012b); (Häsler, Malmquist, & Einarsson, 2012). A meeting was

called with the telecommunication companies in order to figure out how to react regarding

a long lasting electric failure (Häsler et al., 2012). This raises the question of the

preparedness and capabilities of Iceland’s infrastructure to deal with these events. Electricity

was directed in order to charge the communication transmitters (Häsler, 2012). During the

event tens of transmitters stopped working because of electric failure, the TETRA network

which services the police, first responders and SAR did not function properly and at some

point the communications could only be performed locally (Malmquist, 2012d). As much as

29 telecommunication transmitters were out of power during the event and were therefore

shut down. The GSM-network was used to warn people about potential avalanches and

evacuation, it did function in urban areas where emergency power was present (Harðarson,

2013). In threatening scenarios as formed during the event the importance of communication

systems is crucial. Because of the regions geographic condition and its history of bad weather

and heavy snow, the importance of good communication is critical. The fact that the police

department, first responders and Search and Rescue units had to deal with issues regarding

their emergency communication devices raises concerns. Further it was mentioned that

telecommunications almost completely failed throughout all of the Westfjords (Valþórsson,

2013). It is of the upmost importance that critical infrastructure such as lifesaving operations

are fully functional. These functions need to be equipped to maintain their role when serious

events occur. Another consideration came up regarding communication system which was

regarding landline connection. Many important centres in the landline network were

operated on emergency power (Valþórsson & Gunnarsson, 2012). Should these centres fail

completely in terms of power the final frontier of public communications would fall, old

touch-tone telephones would therefore stop working.

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Transportation was crippled during the event which was not caused by electric failure but

bad weather. However, the importance of other infrastructure is crucial when one or several

of them fail. Trucks with groceries and other goods were unable to reach their destination

due to heavy snow and avalanche risk. Further, another truck was dispatched from the other

side of the country in order to deliver oil for the diesel generators (Einarsson & Jónasson,

2012). Another threat regarding transportation similar to the Brennimelur case study was

due to electric failure and malfunction in the transmitters owned and operated by the

Icelandic Road Association (K. Sigurjónsson, 2012). This could lead to wrong information

from the agency regarding road conditions that might impact the general public while trying

to reach their destination and resulting in them calling for help. That situation would increase

stress on Search and Rescue, police etc. which were fully occupied during the event.

Search and Rescue units were dispatched to investigate the impact on transmission lines

(Malmquist & Einarsson, 2012). Due to bad weather and heavy snow conditions the Search

and Rescue units were needed in order to get parts of the telecommunication network up and

running (P. Jónasson, 2012). They also accompanied workers for the diesel generators

because of avalanche risk (Einarsson, 2012a). Apart from assisting workers regarding repairs

on transmission lines, the Search and Rescue units also assisted hospitals employees to get

to and from work. Since Iceland does not operate a military that services the country in time

of crisis, the importance of volunteer work performed by SAR during those crisis cannot be

overstated. Other infrastructure related to SAR had a role to play in the event. First and

foremost of which was the Coast Guard which deployed workers from the

telecommunication companies in remote places to refill energy supplies in certain

transmitters.

5.2.4 Household and infrastructure impact summary

The Westfjord’s event led to a significant impact on the general public and on critical

infrastructures. The analysis clearly demonstrates the vulnerability of the public and

infrastructures. The case study further reveals how factors such as weather, time of year, etc.

can decrease the capabilities of those trying to resolve a large electricity failure. A summary

of the impacts occurring in the Westfjords event can be seen in Tables 5-2 and 5-3 on the

following pages.

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Table 5-2: Impact on household from failure in infrastructure from the Westfjords case study. Further, impact

towards individuals from impact on households is demonstrated.

Infrastructure Impact on homes Effect on public / individuals

Energy –

electricity

Failure in lighting,

house heating and

communications.

Though the absent of lighting for a few days

can’t be considered as a threat to people, it can

however impact the mood of some people.

Further, it can cause trouble to people who

have home grown products or have a lot of

plant life in their household.

ICT –

information

and

communication

technologies

Failure of emergency

and normal

telecommunications.

Landline was

operational but

required people to

have older phones

that draw their power

directly from the

phone line.

Most significant impact on individuals was the

disability in being able to contact emergency

services. Other impacts included people not

being able to contact their loved ones,

generating disturbance in their peace of mind.

Lack of information flow to the public. Some

people had to depend on battery powered

radios to be informed about the development

of the incident.

Water supply

and sewer

Failure in hot water

distribution and the

access to drinking

water, possibly.

In terms of house heating, the impact

corresponds to the electric factor mentioned

above. The lack of water distribution long-

term has negative effects on the health aspects

on a society. Depending on the season the

access to drinking water can vary. Combining

frozen water and the lack equipment to heat it

could turn into a difficult situation regarding

consumption of fresh water.

Transportation Impact was not a

result of electric

failure, however

avalanche risk and

heavy snow blocked

off roads.

Isolates people from emergency services and

other daily services. Making people incapable

to reach for help or help to come to them.

Making people depend on food and other

equipment present in their homes.

Financial

system

Store in Ísafjörður

serviced goods over

the counter over

candle light.

In a certain point of view the electric failure

happened at a good time, when people have

already stocked up on food and goods.

However prolonged exposure to electric

failure causes people to be dependent on cash

to pay for food/goods. This is a concern since

credit / debit car use in Iceland is very high.

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Table 5-3: Impact on infrastructure from the Westfjords case study. Further, the effect caused by the impact

on infrastructures function is demonstrated.

Infrastructure Impact on infrastructure Effect on function

Energy –

electricity

Impact on energy infrastructure was

not due to electric failure but bad

weather destroying parts of the

distribution system and restricting

access to repair it.

Insufficient or no electricity

distribution to homes and other

infrastructure.

ICT –

information

and

communication

technologies

Impact was both due to lack of

electricity and bad weather.

Failure both locally and

“globally”. Dependent on

emergency power which

depleted in some cases. Unable

to maintain function after 24-48

hours of reserve power.

Water supply

and sewer

Lack of electricity to keep pumps

working.

Limited or no water distribution

towards households. Comes

dependent on emergency

power.

Transportation Direct impact on road monitoring

system operated by the Road

Administration. Other impacts were

weather and season based.

Lack of important information.

Alternative routes were needed.

Financial

system

No concrete evidence of failure. No evidence of lack of function.

Health care Depended on emergency power. No evidence on lack of function

except for their reliance on

SAR to transport workers to

and from the hospital.

First

responders

Impact in form of communication

breakdown.

Coordination becomes more

difficult. Loss of

communication towards the

Civil Protection Agency.

People trying to reach them

were unable to.

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5.3 Impact evaluation

In this section evaluation of the impact from the previously mentioned case studies will be

performed. One in form of threat evaluation from certain impacts that were accounted for in

the studies, another regarding resilience of infrastructure during the events and the last one

focusing on the resilience of the public. Beneath each evaluation table justifications for each

evaluation is given. Further, impact found in the case studies are compared to those put forth

in chapter 3.

5.3.1 Threat evaluation

In this section the main impact that was identified in the case studies is represented with

evaluation of threat towards the public and/or infrastructure (Table 5-4). The evaluation is

based on the case studies directly but not for electric failure in general. Since the other

factors, like time of year, location, etc., contribute towards the results of this kind of

evaluation the following findings cannot be universally considered however they can be used

as references for further studies. For this threat evaluation factors such as credible or likely

to happen will not contribute to the evaluation since the incidents already occurred. Instead

the following factors will be considered for the evaluation in Table 5-4:

impact on critical infrastructures;

impact on normal living conditions;

impact on the ability to reach safety or help (first responders, hospitals, etc.); and

connection between impacts during an event.

Table 5-4: Threat evaluation from the main impacts discovered from the case studies. Threat is displayed

with colours green, light green, yellow, orange and red. Green corresponds very low level of threat while

red corresponds to very high levels of threat.

Threat level

Impac

t

Lack of electricity

House heating

Cell phone network

Emergency communications

Lighting

Alternative transportation routes

Blocking of transportation routes

Closed tunnels

Information flow

Isolation

Fresh water distribution

Lack of information

Landline

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Lack of electricity scores a “very high” threat because of its overall broad impact. House

heating scores a “very high” threat because the impact led to people’s homes dropping in

temperature, which is especially bad considering the time of year the event occurs, and that

very few households seemed to be prepared with alternative heating. Failure in cell phone

network gets a “rather high” threat rating since it limits people‘s ability to call for aid while

at the same time landlines were still functioning but with interruptions. Failure in emergency

communications gets the “very high“ rating since not only would that be one of the last ways

for the public to reach emergency services, should they have emergency communications,

but further it limits these services to coordinate during the event. Lighting gets the rating of

“very little” threat especially since there were no direct consequences other than some

emotional unrest. Alternative transportation routes gets a “rather little“ threat rating since

the risk involved would be to travel less maintained routes and people had to be more alert

regarding road conditions. Blocking of transportation on the other hand gets a threat rating

of “very high” since people living in isolated places could be unable to reach for help,

especially when communications are down, and transportation of food, goods, etc. could

become problematic. Closed tunnels get a rating of “medium” which is evaluated on two

things, one the alternative road scenario and a more critical one being sudden failure of

lighting and air vents in the tunnels. This could possibly lead to more crashes and a worst

case scenario a long-term exposure to toxins, death. Information flow gets the rating of

“medium” threat, information flow was mostly important during the Westfjord incident but

was somewhat lacking. Threats from lack information were considered as emotional and

leading to bad judgement on what to do during the event which resulted in the previously

mentioned evaluation. Isolation gets the “very high” rating since it corresponds both to

isolation towards communications and commute (blocking of roads) which both got very

high levels of threat. Lack of information gets a “medium” rating since the lack of

information towards the public can have significant impact on the public in terms of moral

as well as decision making during the event. A worse rating than medium was considered

inappropriate since this impact would likely not risk the health of the public. Landline gets

evaluation of “rather high” since during the event it did not stop functioning entirely however

being the most robust system in the ICT category and arguably the most relied on in terms

of durability during crisis it should be considered a high threat.

5.3.2 Infrastructure resilience evaluation

Evaluation of infrastructure resilience can be seen in Table 5-5. For this evaluation

performance of the infrastructures was taken into account, their capability to withstand

electric failure as well general operation capability during the event unrelated to electricity.

Table 5-5 can be seen on the following page. The resilience evaluation will mostly rely on

the following factors:

operational capabilities that focus on how the main system as well as its backup

functioned during the events; and

restoring capabilities that focus on how well the infrastructures were able to restore

their systems.

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Table 5-5: Resilience evaluation for critical infrastructures. Resilience is displayed with colours

green, light green, yellow, orange and red. Green corresponds very good resilience while red

corresponds to very bad resilience.

Resilience level

Infr

astr

cuct

ure

Electricity

ICT

Transportation

Water supply

Financial systems

Health care

First responders

Distribution companies

Food

The electricity infrastructure got a resilience evaluation of “very bad”. Failure was caused

by bad weather and salinity in both cases. Further, the Brennimelur case the electric

distribution network was effected in some way throughout the whole country.The Westfjords

case emergency power failed during the event and operating those facilities was dangerous

because of avalanche risk. The distribution between the area effected and the main

distribution network was completely severed. The ICT infrastructure suffered failure in cell

phone and emergency communication along with interruptions in the landline. This results

in an evaluation of “bad”. Transportation infrastructure during the event gets evaluation of

“very bad” since roads were closed or too dangerous to drive from avalanche risk blocking

distribution of goods. Further sea and air transportations were down. Water supply was

mentioned to have suffered interruptions during Brennimelur event and even more so during

the Westfjords event resulting in a “rather bad” evaluation. Both financial systems and health

care score a “very good” rating since there were no direct evidence of failure in these

infrastructures. This rating should not be taken too seriously or look at these infrastructures

as safe. First responders get a rating of “rather good” which is justified by the fact that during

the Westfjords event the police lost communications during the event. In terms of manpower

and capability the police, SAR, etc. of doing their job they would score “very good” but

since communications failed it must be considered as part of their infrastructure. Distribution

companies get a rating of “rather bad” because of their dependencies on SAR in order to

reach areas where systems failed and during the Westfjords event emergency power they are

responsible for stopped functioning during the event. Considered the chaos during the event

the companies did not get a “really bad” rating. Food infrastructure relates mainly to

distribution for this case, it gets the rating of “rather good” since it did occurr that food

distribution was blocked due to snow and avalanche risk.

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5.3.3 Household resilience evaluation

The public cannot be categorized like the infrastructures in Table 5-5. Most of the public

during the Westfjord event had emergency power for large part of the event. However the

analysis show really well that the public is quite resourceful and self-reliant. The people who

suffered the most live in areas that are considered dangerous in terms of electric,

communication and transportation safety. This could contribute to the fact that the public in

the area were perhaps more prepared or resourceful than other parts of the country would be,

especially urban areas. Furthermore there were no cases of the public suffering from food

shortage which is not surprising since the event occurred during Christmas when people are

normally stocked up on food. Since the event did not last too long, though almost four days

is far too long compared to standards set on electricity by modern societies, people who

suffered the most were starting to get cold, lacked emergency communication as well as

alternative heating sources. Another factor that diminishes the preparedness of the public is

their incompetence to get to and from work and needing the help of SAR to do so, it is the

author’s opinion that the resilience of the public should be categorized as medium.

5.3.4 Comparing to the theoretical impact

Comparing the results of actual events to what was identified in Chapter 3 there are a few

differences regarding which infrastructures and which impacts occurred. Figure 5-5

demonstrates infrastructures considered in Chapter 3 and those the case studies. The red

circles indicate those infrastructures that were affected by the actual events and the green

circles represent those who were not affected in the case studies or very little but were at the

same time covered in Chapter 3. The blue circle represents an infrastructure that was not

included especially in the theoretical identification however, it is a part of the energy

infrastructure but was included especially because of its lack of resilience.

Figure 5-5: Infrastructures from the theoretical identification as well as the case studies.

Infrastructures

Energy

ICT

First responders

Water supply

Transport-ation

Distri-bution

companies

Health care

Food supply

Financial systems

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Impacts on households turned out to relate to failure in electricity and ICT to a large extent

even though in one case study bad weather resulted in numerous impacts. Further, impacts

due to other reasons such as blocked roads becomes much more severe when additional

impact from no electricity and ICT occurs. Comparing impacts on households from the case

studies to those put forth in Chapter 3 revealed three new impacts which had not been

accounted for. Figure 5-6 demonstrates impacts towards households from the theoretical

identification as well as those discovered in the case studies. The red circles represent impact

which was included in the theoretical identification and appeared in the case studies. The

green circles represent impacts which were accounted for originally but did not appear in the

case studies and the blue circles represent impacts which were not accounted for originally

but did appear in the case studies.

Figure 5-6: Impacts from the theoretical identification as well as the case studies.

Impact

Lack of information

Contact family

Depend on emergency communica

tion

House heating

Lighting

Alternative power source

Hygiene

Alternative cooking

Contact ES

Out of reach for

rescue

Alternative routes

Food storage

Alternative payment

Tunnels

Isolation

Blocked routes

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5.4 Results

Critical infrastructures suffer significant failures when exposed to short and long term failure

in electricity infrastructure. The general public on the other hand suffers from long term

exposure. Identifying impact from these failures resulted in an evaluation of, threats from

impacts on the general public, and resilience of critical infrastructure as well as the general

public. Table 5-6 lists, impacts with the highest level of threat, least resilient infrastructures

and the most crucial aspects that were lacking regarding households preparedness. Further,

the most significant impacts detected were due to failure in these systems, especially when

they were combined with other impacts during the event such as blocked roads etc. or from

failure in other infrastructures caused by electricity failure.

Table 5-6: Summary of evaluations. The table shows impacts with the highest level of threat, least resilient

infrastructures and the most crucial aspects that were lacking regarding households.

Impact Infrastructure resilience Household resilience

Lack of electricity

House heating

Emergency

communications

Blocking of

transportation routes

Isolation

Electricity

ICT

Transportation

Alternative

heating sources

Emergency

communication

The vast majority of the general public was safe during the events. However there were

various findings regarding people who suffered during the event. These difficulties were in

most cases caused by electricity failure. Making people unable to keep temperature in their

homes at a reasonable level or to contact others, especially emergency services, should other

problems occur such as illnesses or accidents during the events.

Comparing results from the case studies to what was put forth in Chapter 3 resulted in the

following discovery.

Table 5-7: Main findings from comparing case studies to the theoretical identification.

Infrastructure not

affected

New infrastructure

affected

Did not affect

households

New Impact

Financial

systems

Food supply

Health care

Distribution

companies

Alternative

payment

Food storage

Blocked

routes

Isolation

Tunnels

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5.5 Summary

In this chapter we described the two case studies as well as analysed the impact from the

event as a whole. Further we categorized and evaluated the impact that occurred for the

events. The Brennimelur event was a short period event that affected the whole country in

some way and demonstrated well how significant impact from electricity failure in key

locations in the distribution network can be. Meanwhile the Westfjords event gave a good

example of impact for events that cover longer time periods as well preparedness needed

during such events.

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6 Analysis of public preparedness

The aim of Chapter 6 can be described with the following subjects:

an overview of public preparedness studies conducted in other countries than

Iceland; and

an evaluation on public preparedness through surveys conducted in Iceland.

The purpose of this chapter is to evaluate the public preparedness in Iceland based on two

surveys. One distributed to the general public and the other to key personnel (stakeholders).

These surveys, the public preparedness survey especially, will hopefully give authorities and

key personnel an idea of current preparedness of their civilians.

6.1 General on public preparedness

According to the International Organization for Standardization preparedness or “incident

preparedness” is defined as:

“Activities taken in order to prepare incident response” (ISO, 2011).

Further, “incident response” is defined as the “actions taken in order to stop the causes of an

imminent hazard and/or mitigate the consequences of potentially destabilizing or disruptive

event, and to recover to a normal situation” (ISO, 2011). This section as well as all of

Chapter 6 will focus on the preparedness of the general public regarding electric failure.

Public preparedness will be viewed as either perceived or actual preparedness. Perceived

preparedness relates to, how people view their preparedness and their ability to deal with

crisis scenarios. However, actual preparedness relates to people’s actual preparedness for

crisis scenarios which takes into account what equipment they own, their knowledge of

certain aspects, etc.

Public preparedness has been studied in many parts of the world for all sorts of hazardous

events. These studies are mostly based on surveys that are directed to the public in order to

evaluate their preparedness. Studies that have been conducted have had different aims. Some

focus on a certain event such as a storm, flood, volcanic eruptions etc. while others trend

towards a more over all viewpoint. In 2003, Ready, a government supported national public

service encourages the general public in the US to be more prepared and tries to “increase

the level of basic preparedness across the country” (Ready, 2013a). They list three main

things which they ask individuals to do: “(1) build an emergency supply kit, (2) make a

family emergency plan and (3) be informed about the different types of emergencies that

could occur and their appropriate responses” (Ready, 2013a). However, people seem to

prepare when they see interest in it. “Those with higher incentives to prepare and for whom

the potential consequences are more salient are more likely to prepare.” (Donahue, Eckel, &

Wilson, 2013). Further, public preparedness seems to relate to information present to the

public. Those who are prepared are well informed since they seem to seek knowledge to

prepare and vice versa (Donahue et al., 2013). During natural disasters people have

experienced overwhelming lack of expectation, minimal preparation and confusion over

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warnings (King, 2000). If people belief a negative outcome will result from a hazardous

event the more unlikely they are to act and enhance their preparedness (Paton, Smith, Daly,

& Johnston, 2008). Education regarding preparedness against natural disasters and other

crisis is lacking and should be taught and awareness raised (Berry & King, 1998).

FEMA, the Federal Emergency Management Agency, conducted a research in order to

evaluate their nation’s progress on personal preparedness and to measure the public’s

knowledge, attitudes, and behaviours relative to preparing for a range of hazards (FEMA,

2009). They found that 44% of the participants reported to have a household emergency plan

that included instructions for household members about where to go and what to do in the

event of disaster. Also close to 50% of the participants reported familiarity with alerts and

warning systems, however similar percentage reported being least familiar with community

evacuation routes and shelter locations.

Another study conducted by FEMA that focused on comparing multiple surveys regarding

the preparedness of people varied significantly based on who performed the study. For

example two studies based on similar questions regarding whether participants had an

emergency supply kit were conducted for the New York City area and the results varied from

23% (a study by Marist Institute of Public Opinion 2005) to 88% (a study by New York City

Office of Emergency Management 2005) (FEMA, 2005). The 2005 New York City OEM

survey indicated a large difference in participant’s perceived and actual preparedness. 55%

of the respondents said they felt informed or very informed about what to do in the event of

an emergency. However 14% of respondents said they had a household emergency plan

(FEMA, 2005). 36% of the respondents had emergency supplies, which included 3 days of

water and non-perishable food, a first-aid kit, flashlight, battery-operated radio, and personal

hygiene items. 52% of the respondents said they had some of these supplies and only 16%

said they had a “go-to” bag of supplies (FEMA, 2005). They found that 57% of participants

had supplies set aside in their home to be used only in the case of disaster and the most

frequent supplies were packaged food and water, flashlight, first aid kit and portable radio

(FEMA, 2005). FEMA mentions other surveys such as the 2004 King County Survey which

was conducted on item-by-item approach (FEMA, 2005). Their findings can be seen below

in Table 6-1.

Table 6-1: Findings on public preparedness from the 2004 King County Survey. Retrieved from

Butler and Safsak (2004).

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As Table 6-1 demonstrates, people generally own a flashlight and other things people find

use for in their daily activities. While the usage of items listed in the table becomes more

specific or the item becomes more unlikely to be of use on day-to-day basis, the rate of

ownership towards the items decreases significantly.

The 2004/2005 Puget Sound Regional Survey found that 49% of parents said that their

children knew how to react during an emergency if the parents are not around and 48% had

discussed the plan with their children (FEMA, 2005). The 2003 Citizen Corps Survey

inspected how well prepared participants thought they were for three types of events with a

5-point scale. They found that 20% of people considered themselves ready for a terrorist

event, 28% for a natural disaster and 54% for household emergency. Further they found that

50% of people had some kind of emergency kit at their homes, 34% in their cars and 41% at

their work (FEMA, 2005).

Basolo et al. examined people’s perceived and actual preparedness for two types of hazard

risks: earthquake and hurricanes. They found people’s perceived preparedness was linked to

their assessment of local government’s competency to manage the consequences of a

disaster. Regarding actual preparedness they found that higher levels of confidence in local

government were associated with having a family plan which contradicted their hypotheses

(Basolo et al., 2009).

As these studies suggest the level of public preparedness can vary drastically. Where people

live, how many live in each home, etc. are factors that affect the outcome as well as who

constructs and conducts the surveys. Many of the studies further show that the perceived

preparedness of the public is often greater than their actual preparedness, which for the rest

of this chapter an attempt will be made to determine for the general public in Iceland.

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6.2 Public preparedness survey

In this section an analysis of public preparedness will be performed. The analysis will be

based on a public survey of perceived and actual preparedness. The survey is divided into

two parts; perceived preparedness and actual preparedness.

6.2.1 Methodology

The public preparedness survey was constructed by taking into account people’s experience

from the case studies, with ideas that appeared during the theoretical identification and

speculation that appeared during the making of this thesis as well as considering similar

surveys conducted in other countries. The questionnaire distributed and modified with the

help of the Social Science department in the University of Iceland. Distribution was in the

form of email delivery and modifications were done with the help of social science experts

to ensure the questions were phrased correctly. The participant sample for the survey was

1200 people of which 713 people answered the survey. An attempt was made to distribute

the survey as evenly as possible in relation to gender, age, education, etc. Age of participants

was 18 years or older. Gender distribution was very good (around 50%), age distribution

was also good were the age group 46-55 (around 23%) had the highest response rate,

distribution of settlement was then 65% from the capital area and 35% outside the capital

area. The worst distribution related to the education level were 45% had a university degree

and 40% had a college degree.

6.2.2 Part 1 – Perceived preparedness

In this part of the survey an attempt was made to evaluate the perceived preparedness of the

general public. The question focused on how well prepared individuals felt they were for

certain crisis and their ability to help themselves and others.

Question 1 aimed to get participants perspective on their own preparedness. A simple Likert

scale was used, ranging from very well to very bad. Respondents were aware that the

electricity failure was from 24 hours up to one week. Well over half of the respondents (63%)

consider themselves rather or very badly prepared for such an event (Figure 6-1). Further,

only a small minority (14%) consider themselves rather or very well prepared.

Figure 6-1: Question 1: How well or bad do you consider yourself and/or your family preparedness to be

regarding a long duration electricity failure?

0%

10%

20%

30%

40%

Very well Rather well Neither Rather bad Very bad

Perceived preparedness

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Question 2 was a follow up question of Question 1. If people answered rather or very well

in Question 1 they were asked for further details regarding their preparedness. For this

question each answer was analysed. Elements that people pointed out to own and would help

them during the event were categorized. Elements were quantified by how often they

appeared in the answers. Most popular elements for preparedness turned out to be alternative

lighting (52 times) and alternative cooking (40 times) (Figure 6-2). This does not come as a

surprise since these aspects are most likely the most routine things that people need to think

about in their daily lives. What did come as a surprise is that people do not give

telecommunications much thought regarding preparedness for this event.

Figure 6-2: Question 2: Please describe how you and/or your family have prepared for long duration

electricity failure?

When asked how prepared respondents thought they were only a minority (14%) thought of

themselves as rather or very well prepared (Figure 6-1). However, when these 14% were

asked to point out elements that contribute to their preparedness interesting findings were

discovered (Figure 6-2). The dominating elements of what respondents referred to were

alternative lighting such as flash lights, candles, etc. and alternative cooking methods such

as gas stoves, etc. Alternative heating, extra food and drink and warm clothing appeared to

come second to the dominating aspects however a lot less. The results suggest that elements

of preparedness related to ICT are hardly given any thought and could be described as almost

non-existent.

Question 3 aimed to evaluate their confidence in helping others with certain aspects which

included food and drink, first aid, fuel, transport and offer people a place to stay. Fuel (15%)

and food and drink (47%) appear to be aspects that people are less capable of helping with

than with the rest (Figure 6-3). This could be because of the use of alternative fuel, apart

0

10

20

30

40

50

60

Freq

uen

cy

Elements of preparedness

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from what is used in transport, has decreased over the years and people stock less up on food

as they used to.

Figure 6-3: Question 3: If a long duration electricity failure were to happen, do you consider yourself being

able to assist others (for example, people in your neighbourhood) with the following aspects? The figure

shows which aspects they considered themselves being able to help with.

Question 4 was a follow up question of Question 3 and aimed to evaluate their confidence

in helping others with the same aspects as in Question 3 but for longer periods of time. For

this question, only those who responded that they could help with a certain aspects were able

to answer this question for these aspects. First aid was neglected, since it was considered

not to change with time. Shelter was the only aspect which people seemed being able to

assist with for extended electricity failure (Figure 6-4). This can be considered as natural

since food and drink, extra fuel and transport are all limited resources.

Figure 6-4: Question 4: For how long of a time period do you consider yourself being able to help the people

in your neighbourhood regarding the following aspects?

When respondents were asked about their perception of their assisting capabilities during an

electricity failure event the findings somewhat contradict the findings from their perceived

preparedness (Figure 6-3). At least 76% of respondents perceived themselves as being able

to assist with first aid, transport. Further 47% of respondents thought of themselves being

able to assist regarding shelter but only 15% regarding fuel such as oil, timber, gas, etc.

(Figure 6-3). When asked for how long they could assist with what was previously

mentioned, first aid was excluded, a rapid decrease in assisting capabilities appeared for food

0%

20%

40%

60%

80%

100%

Food and drink First aid Fuel Transport Shelter

Assisting capabilities

0%

10%

20%

30%

40%

50%

60%

< 1 week 1-2 weeks 2-3 weeks > 4 weeks

Assisting capabilities

Food and drink

Extra fuel

Transport

Shelter

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and drink, fuel and transport (Figure 6-4). Shelter turned out to be the only aspect people

considered themselves being able to assist with long-term or more than 4 weeks.

Question 5 aimed to evaluate their confidence in infrastructure during certain types of

crisis/natural hazards. In this question the Likert scale was used ranging from very well to

very bad. The results show that people have great confidence towards infrastructures during

crisis (Figure 6-5). Not only confidence for electricity failure but a rather great consistency

appears for all the crisis/natural hazards. At least 72% demonstrate a rather good or a very

good trust in government when it comes to electricity failures, volcanic eruptions,

earthquakes and pandemics.

Figure 6-5: Question 5: How well or bad do you trust infrastructure (for example SAR, law enforcement,

government, distribution companies, etc.) to deal with the following crisis?

0%

10%

20%

30%

40%

50%

60%

Very well Rather well Neither Rather bad Very bad

Trust in infrastructures

Electricity failure

Volcanic eruption

Earthquake

Pandemic

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6.2.3 Part 2 – Actual preparedness

In this part of the survey an attempt was made to evaluate the actual preparedness of the

general public. The question focused on items present at household that would help in case

of crisis, emergency plans for the household, etc.

Question 6 aimed to evaluate people’s law

awareness regarding crisis which relates to

certain age group of people being able to help

during crisis. Close to one third of the

respondents was familiar with these laws

which results in the majority of the public

ignorant regarding this matter (Figure 6-6).

This question does not demonstrate the

respondent’s knowledge of law regarding

crisis, civil defence, etc. in Iceland. However

the law was chosen due to its relation to the

public.

The next three questions (Q7, Q8 & Q9) in

part 2 were concerning household

contingency plans regarding electricity

failure and other possible crisis events.

Question 7 aimed to find out if individuals or

families had any contingency plans for

electricity failure events. A very low

percentage of respondents (6%) said they had

a contingency plan (Figure 6-7). These

findings are at the same time surprising and

not. The number of respondents claiming

they have a contingency plan is very low.

However, if one had to speculate the outcome

beforehand the difference in response would

have been similar but perhaps but perhaps

with few more respondents claiming they had

a plan.

Question 8 was a follow up question of

Question 7 and aimed to identify aspects of

the contingency plans. Respondents that

declared having a contingency plan were only able to answer this question. A variety of

aspects regarding contingency plans were detected when analysing the results. No aspect

turned out to be significantly more popular than others (Figure 6-8). Most surprising findings

were that though people had concluded from Question 7 that they had a plan only 3

respondents turned out to have something that could be considered as a defined plan. Further,

6%

94%

Household contingency plan

Yes

No

Figure 6-7: Question 7: Do you and/or your family

have any contingency plans for a long duration

electricity failure?

29%

71%

Law awareness

Yes

No

Figure 6-6: Question 6: Did you know that according

to law, the police can demand people from the ages

of 18-65 years old to help authorities during crisis?

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for data representation purposes a category of not relevant occurred 21 times. That category

consisted of items resembling answers from Question 2 such as flash lights etc.

Figure 6-8: Question 8: Please describe what your contingency plan regarding long duration electricity

failure includes?

Question 9 aimed to find out if individuals had any contingency plans related to other

crisis/natural hazards. Though a rather small percentage of respondents say they have a

contingency plan it is clear that contingency plans for volcanic eruption are at least two times

more frequent than any other (Figure 6-7).

Figure 6-9: Question 9: Do you and/or your family have any contingency plans for the following crisis?

When asked if respondents had a contingency plan for their households only a small minority

(6%) stated that they had one (Figure 6-7). However when asked to describe what the

contingency plan included a variety of aspects appeared from the responses but from very

few respondents. Only three respondents turned out to have a contingency plan that could be

described as a defined or a solid contingency plan. Very few respondents included aspects

that could contribute to a contingency plan. Majority of the responses (21 responses) were

classified as not being relevant since those aspects that were pointed out related to much to

previous question regarding preparedness such as having a flash light or a candle. The most

popular response of an aspect for a contingency plan was alternative housing (3 responses)

which demonstrates the lack of aspects when looking at over all responses.

0

1

2

3

4

5

Aspects of contingency plans

0%

5%

10%

15%

Volcanic eruption Earthquake Pandemic

Other contingency plans

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The next two questions (Q10 & Q11) were related to practical and useful items or equipment

during an electricity failure. Findings from the questions are displayed together in Figure 6-

10.

Question 10 aimed to find out what practical equipment with an item-by-item approach for

each household. Question 11 was a follow up question of Question 10 where the aim was to

identify if the items were easily reachable. Only respondents who declared owning certain

equipment/item were able to respond to accessibility of those particular items. As one might

wonder everyday items such as warm clothing, lighting equipment, flash light and first aid

kit are the most present in households (Figure 6-10). When items become less useful for

everyday routine such as walkie-talkies and power generators the ownership drops

drastically. The accessibility of the equipment/items turned out to be consistent and only

varies from around 60 to 80%.

Figure 6-10: Question 10: What of the following is present in your home? Question 11: What of the

following do you store in a certain place that you can access it during crisis?

When asked to identify which items, out of 18 items/equipment listed, were present in their

households interesting findings appeared. For 9 items/equipment a 50% or more ownership

ratio appeared from the 18 item list. Items such as warm clothing (99%), lighting equipment

(94%), etc. turned out to be what respondents owned in general. Ownership of equipment

related to ICT such as Touch-tone phones (32%) and handheld radios (11%) was rather

lacking except for a battery or hand powered radios which 60% of respondents had. Further,

a great consistency (60-80%) appeared when respondents were asked if the items/equipment

were located in an accessible place where they could easily get to them in case of emergency.

Further analysis shows that ownership of 10 items from the list was most common (87

respondents), the highest ownership was 18 items and that 14 respondents owned nothing.

Also, the average ownership rate of respondents that stated in Question 1 that they were well

prepared turned out to be around 11.4 items which was around 2 items more than for the

overall respondents. This analysis can be seen in Appendix D.

0%10%20%30%40%50%60%70%80%90%

100%

Equipment in households

Present in household Accessible place

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The next four questions (Q12, Q13, Q14 and Q15) were related to food supply in households.

The point was to see if people had any unperishable food and further if anything was set

aside for crisis events.

Question 12 aimed to evaluate the type of food and in what volume food exists in people’s

homes. Majority of respondents have either rather or very little food in general (Figure 6-

11). People determining they have a lot of food turn out to have mostly food that needs

cooling, both with short and long shelf life. Very few people own a lot of food with long

shelf life without the need for cooling.

Figure 6-11: Question 12: How much or little do you have of the following foods?

Question 13 aimed to get their evaluation of how long the food supply present in

respondent’s households would last. Majority of respondents (around 75%) value their food

supply either as enough for less than one week or from one to two weeks (Figure 6-12). Very

few responders (8%) consider themselves sustainable for more than four weeks.

Figure 6-12: Question 13: How long do you consider yourself and/or your family to be able to live long on

the food present in your household?

Question 14 aimed to determine if households were equipped with special supply of food to

use only during emergencies. Question 15 was a follow up question of Question 14

determining whether or not this specially stored food was upgraded on regular basis. Only

those who responded yes for Question 14 were able to answer Question 15. A very small

percentage (2%) of respondents turned out to have a special supply of food (Figure 6-13).

0%

10%

20%

30%

40%

50%

60%

Very much Rather much Rather little Very little

Food supply in households

Long shelf life, does not needcooking

Long shelf life, needs cooking

Short shelf life, needs cooling

Long shelf life, needs cooling

Short shelf life, needs room temp.

0%

10%

20%

30%

40%

50%

< 1 week 1-2 weeks 2-3 weeks > 4 weeks

Food supply in households

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However, the majority (69%) of these 2% appeared to upgrade their supplies on a regular

basis (Figure 6-14).

Figure 6-13: Question 14: Do you have food stored

specially to use during crisis?

Figure 6-14: Question 15: Do you and/or your

family upgrade the specially stored food supply

regularly? (For example, once a year or every

other year).

When asked about food quantity in their households the majority of respondents have either

rather or very little food in general (Figure 6-10). People determining they have a lot of food

turn out to have mostly food that needs cooling both with short and long shelf life. Very few

people turned out to own a lot of food with long shelf life without the need for cooling.

Further when asked to evaluate how long they could live on the food present in their

household the majority of respondents (75%) valued their food supply either as enough for

less than one week or from one to two weeks of which 29% felt they had enough for 1 week

(Figure 6-12). Very few responders (8%) consider themselves sustainable for more than four

weeks. Further respondents were asked if they had a special food supply which only to use

in emergencies which revealed that only 2% of respondents claimed to that special supply

of food (Figure 6-13). Further analysis regarding food in households showed that no

respondent had “very much” of the five food categories presented and only 1 had “very

much” of 4 categories. Also, the ownership of special food supply was not noticeably

different between those stating they were prepared or the others. Only 7% of the prepared

appeared store that kind of food. This analysis can be seen in Appendix D.

The last questions (Q16 & Q17) focused on how aware people were regarding aspects needed

regarding crisis. It was concluded that medical skills and some knowledge of contingency

plans were useful attributes.

2%

98%

Special supply of food

Yes

No

69%

31%

Upgrade supplies

Yes

No

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Question 16 aimed to evaluate people’s first aid

knowledge. The vast majority (89%) of

respondents declared that they or someone in

their family had taken a first aid course or

something similar. This is not surprising since a

lot of the general public serves in SAR, and

people are taught first aid classes in various jobs

and schools.

Question 14 aimed to see if people had

familiarized themselves with contingency plans

at all. Respondents were asked to answer

separately for national and regional contingency

plans. There turned out be consistency between

awareness regarding national contingency plans

and regional contingency plans (Figure 6-16) or

18% and 11% respectively. However the

findings demonstrate that the general public is very ignorant when it comes to contingency

plans. Further, it could come as a surprise that outcome for the national contingency plans is

slightly better than for regional contingency plans. However, when considering well known

hazards in Iceland such as volcanic activity and earthquakes it is understandable that people

would rather focus on such events regarding their preparedness.

Figure 6-16: Question 14: Have you familiarized yourself with the following?

Knowledge and awareness concerning certain subjects that were included in the survey lead

to various findings. When asked about a law regarding duties towards civilians during crisis

29% of the respondents claimed to know about it. 89% of the respondents claimed to have

knowledge of first aid or something similar. 18% of the respondents claimed to be informed

about national contingency plans and only 11% claimed they were informed about regional

contingency plans. Further analysis demonstrated that respondents stating that they were

well prepared were 100% familiar with first aid, 29% with national contingency plans and

14% with regional contingency plans. This analysis can be seen in Appendix D.

89%

11%

First aid knowledge

Yes

No

Figure 6-15: Question 16: Have you or anyone in

your family taken a first aid class, first responder

class or similar courses?

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6.3 Stakeholder survey

In this section an analysis is presented on the confidence that government functions,

stakeholders, and the public protection agency show towards public preparedness and the

reliability of the electricity and ICT infrastructure. The questions were nine in total for this

survey.

The survey is divided into two parts. The first part focuses on identifying the respondents,

their role, experience etc. The second part focuses on their view towards the public and

infrastructure.

6.3.1 Methodology

The stakeholder survey was distributed towards certain companies, government agencies,

etc. Each stakeholder could contribute more than one respondent to the survey. This survey

was less formal than the public preparedness survey. The questionnaire was with emails to

the stakeholders containing a link to enable participants to answer. The Survey Monkey

online survey service was used for this survey. The survey was sent to total of twenty

stakeholders from which 9 responses were gathered. This survey did not address gender, age,

residence, etc. since its purpose was to receive expert opinion.

6.3.2 Part 1 – Stakeholders knowledge

Question 1 aimed to figure out how good the distribution of answers the survey would be.

Distribution of jobs appeared to be really good since each sector answered at least once

(Figure 6-17).

Figure 6-17: Question 1: What does your job relate to the most? Options where civil defence (green),

electricity distribution, ICT distribution, police, government agency and other.

Question 2 was represented to get some insight into the respondent’s job and see if their job

entailed anything related to emergency management which affected the public. The majority

0%

5%

10%

15%

20%

25%

Civil protection Electricdistribution

ICT distribution Police Governmentagency

Other

Occupation

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of the respondents (89%) appeared to be have some emergency related duties and only 11%

of respondents had no such duties (Figure 6-18).

Figure 6-18 Question 2: Does your job include any duties that relate to response or emergency –

management that affects the public?

Question 3 was a follow up question of Question 2. This question asked respondents to

identify their main duties during emergencies. Duties of individual respondents varied which

makes better answers since people have knowledge in different fields (Figure 6-19).

Figure 6-19: Question 3: If yes, what are your main duties? Answers can be seen in Appendix CII.

Question 4 aimed towards individual respondent’s experience of electricity failure. The

majority of respondents (78%) appeared to have experience from their work that relates to

an emergency situation that has occurred from failure in electricity Figure (6-20). The

0% 10% 20% 30% 40% 50% 60% 70% 80% 90% 100%

Yes

No

Emergency related duties

25%

25%25%

25%

Main duties

Emergency communication

Electricity management

Crisis management

Other

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outcome is viewed as good because of the potential experience the respondents may have

regarding public preparedness and the resilience of critical infrastructure.

Figure 6-20: Question 4: Do you have experience from work that relates to an emergency situation which

has occurred from electricity failure?

6.3.3 Part 2 – Stakeholders opinion

Question 5 aimed to get the respondents opinion on faults in the distribution system for

electricity and ICT. The main concerns regarding electricity and ICT distribution appeared

to relate to transmission lines being above ground and that emergency power is lacking

(Figure 6-21).

Figure 6-21: Question 5: What do you consider the main faults in electricity and ICT –distribution systems in

Iceland? Answers can be seen in Appendix CII.

Question 6 aimed to evaluate respondent’s opinion on the ability of infrastructures to

handle certain types of crisis. Respondents showed fair amount of trust (around 45%)

towards infrastructure during a shorter electricity failure (Figure 6-22). However for

0% 10% 20% 30% 40% 50% 60% 70% 80% 90%

Yes

No

Past experience

25%

17%

8%8%

42%

Faults in electricity and ICT distribution

Transmission lines aboveground

Insufficient EP, ICT especially

Undefined standards

Dependent infrastructures

Other

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electricity failure longer than a week the majority of participants (around 66%) express

their lack of confidence in infrastructure dealing with the scenarios.

Figure 6-22: Question 6: How well or bad do you consider infrastructure (for example government, police,

electricity and ICT –distribution systems, SAR, etc.) in Iceland capable of dealing with the following? The

findings are displayed in percentage (%).

Question 7 aimed to get the respondents opinion on the preparedness of the general public.

Respondents demonstrated drastically their lack of confidence regarding public

preparedness. For a shorter electricity failure only 11% of respondents declare the public to

be rather or very well prepared and in a longer failure 100% of them declare the public as

unprepared.

Figure 6-23: Question 7: How well or badly prepared do you consider households (the general public) for

the following scenarios? The findings are displayed in percentage (%).

Question 8 aimed to get the respondents opinion on how well people are informed

regarding contingency plans. Respondents demonstrated lack of confidence regarding the

0%

10%

20%

30%

40%

50%

Very well Rather well Neither Rather bad Very bad

Trust in infrastructureElectricity failure,24h - 1 week

Electricity failure, >1week

Volcanic eruption

Earthquake

Pandemic

0%

20%

40%

60%

80%

100%

Very well Rather well Neither Rather bad Very bad

Preparedness of households

Electricity failure, 24h -1 week

Electricity failure, >1week

Volcanic eruption

Earthquake

Pandemic

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awareness of the general public. In both cases around 50% of respondents assume the

public rather or very badly aware of contingency plans.

Figure 6-24: Question 8: How well or badly do you consider households (the general public) informed

regarding the following aspects? The findings are displayed in percentage (%).

The last question, Question 9 aimed to identify roles for the general public during crisis.

Duties and responsibilities of the general public appeared to vary and are poorly defined

(Figure 6-25). Keeping away from hazardous zones, keep calm and try not to bother first

responders unless there is actual need for it can be viewed as their duties according to

responses.

Figure 6-25: Question 9: Can you make an example regarding what is expected of the public during times of

crisis? (For example duties, preparedness, how long people have to endure, etc.) Answers can be seen in

Appendix CII.

0%

10%

20%

30%

40%

50%

Very well Rather well Neither Rather bad Very bad

Household awareness

National contingencyplans

Regional contingencyplans

14%

29%

14%

14%

29%

Duties of households

Avoid hazardous zones

Stay were they are

Monitor anouncements

Avoid calling ES for minorsetbacks

Other

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6.4 Results

This section will address the main results from the two surveys.

6.4.1 Public preparedness survey

Part 1 – Perceived preparedness

It turns out that respondents view their preparedness, regarding electricity failure, in general

as bad however their confidence in being able to assist others during such events appears to

be a lot higher. This could lead to the conclusion that respondents do not view their

preparedness as indicator of their ability to help others or their lack of understanding

regarding that they have to be able to manage themselves first in order to help others. Further,

the amount of respondents that demonstrate rather high or very high level of confidence

towards infrastructure in dealing with electricity failure is very close to the amount of

respondents that consider themselves as rather badly or very badly prepared (63%) for

electricity failure. This could lead to the conclusion that respondents do not feel the need to

be prepared for a crisis when they are confident that others will manage it for them.

Figure 6-26: Summary of findings from part 1 in the public preparedness survey.

Part 2 – Actual preparedness

For an estimate of actual preparedness there is no clear conclusion. However, the lack

contingency plans is clear since few people claim to have one. In most cases there appears

to be no plan even when people consider themselves to have a plan. Ownership of

items/equipment, which was assumed to be of help during crisis, appears to be relatively

high however lacking when it comes to ICT equipment and alternative source of electricity.

Regarding food most respondents estimated their food supply as little and appeared to own

more of food that relied on cooling when stored. Further, a special food supply for

emergency was almost non-existent. Knowledge and awareness regarding first aid was really

good however, when it comes to contingency plans the knowledge is really poor. Further

analysis showed that respondents stating they were rather or very well prepared were in fact

more prepared then the rest of the respondents. They generally owned more equipment, had

more knowledge of first aid and national contingency plans and were more likely to store

special food supply.

•Majority of respondents view themselves as unprepared.

•Majority of respondents which view themselves as prepared point out very few aspects which are concidered to enhance their preparedness.

Perceived preparedness

•Respondents viewed their assistent capabilities in general as rather good.

•Respondents are least capable to help with food and fuel.

Assistent capabilities

•Majority of respondents express confidence in infrastructure.Trust in infrastructure

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Figure 6-27: Summary of findings from part 2 in the public preparedness survey.

In summary the actual preparedness could be viewed as poor or at the very best rather poor

except for ownership of equipment. However, owning various equipment which enhances

their preparedness and not knowing that it does contribute to the fact that the respondents

are poorly prepared. Respondents seem to perceive their preparedness as rather or very poor

which in this case is good since apparently they are not underestimating themselves.

6.4.2 Stakeholder survey

Part 1 – Stakeholders knowledge

Part 1 of the survey shows that the majority of participants are affiliated with emergency

situations regarding electricity failure to some extent. In a way that makes them a good

example of officials to express their opinion towards public preparedness. Further their

duties contribute to their expertise both in electricity and general ICT distribution as well as

emergency communication.

Part 2 – Stakeholders opinion

Part 2 of the stakeholder survey demonstrates clearly the lack of confidence from

government regarding certain aspects of public preparedness, especially when it comes to

electricity failure. Further the survey contributes to the lack of clearly stated duties that the

public should uphold during crisis. This corresponds to the comparison of the National Risk

Assessment Plans, Chapter 3, where this aspect is hardly addressed or not at all.

The survey also points out faults in the distribution systems in Iceland where the main factors

relate to the lack of emergency power and that transmission lines are above ground which

corresponds to one answer regarding certain aspects of the system being badly equipped to

handle bad weather. Further, it is clear that confidence from stakeholders regarding the

ability of critical infrastructure to function during electricity failure is a lot less than their

confidence towards the ability of critical infrastructure for other crisis such as volcanic

eruption and earthquakes. It is also interesting that the stakeholders have a lot more

confidence in infrastructure than in the general public. The statements made in the answers

•Majority of respondents state they don't have contingency plans.

•Majority of respondents that state they have a contingency plan appear not to have one when asked to point out aspects of their plan.

Contingency plans

•Ownership of units was rather high in general.

•Ownership of specialized and ICT related equipment was lacking.Equipment

•Majority of respondents estimated their food supply sufficient for either less than 1 week or 1-2 weeks.

•Ownership of food with long shelf life which did not require cooling was fairly little.

Food

•Knowledge of first aid was very high.

•Knowledge regarding contingency plans in general was lacking.

Knowledge and awareness

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correspond towards what happened both in the theoretical impact identification and impacts

identified in the case studies.

6.4.3 Comparing to foreign surveys

When it comes to essential items or equipment such as flashlights, etc. results for Iceland

are very similar to other studies. However when it comes to a special supply kit or a

household plan Iceland is very far behind. The results further contradict the results from the

survey Basolo et al. (2009) conducted where high trust in government resulted in higher

level of preparedness, for Iceland this did not appear.

6.5 Surveys limitations

6.5.1 Public preparedness survey

One of the limitations of the public preparedness survey is that participants can change their

view on their perceived preparedness while/after they have answered the questions regarding

their actual preparedness. Another limitation is the amount of participants since 1200

participants correspond to around 0.35% of the general public in Iceland. Of these 1200

participants the response rate was around 60%.

6.5.2 Stakeholder survey

Main limitation of the stakeholder survey is the number of participants. Though the

participants come from various sectors and have experience regarding crisis it would be ideal

to have a larger response pool to analyse. The survey was sent to around 20

companies/agencies of which there were 9 replies.

6.6 Summary

In this chapter studies on public preparedness were discussed. They show that public

preparedness can vary greatly and furthermore results can be very different based on who

performs them. Two surveys were conducted in Iceland in relation to public preparedness.

One of them was distributed to the general public and the other one to stakeholders. Findings

suggest that public preparedness is rather lacking for the most part however a couple of

aspects suggest otherwise. Further, the results reveal that those who view themselves as

prepared appear to be more prepared than those who don’t and in very few cases individuals

are extremely well prepared.

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7 Conclusion and discussion

Connectivity between households and critical infrastructures is highly complex. Households

as well as critical infrastructures, such as first responders, water supply, etc., are extremely

dependent on electricity to maintain normal operation. It is of the upmost importance that

key personnel and the general public are informed and well aware of the consequences which

can occur during an extensive failure in electricity infrastructure. Analysis in Chapter 3

showed that failure in electricity and ICT infrastructure can lead to various impacts on

households resulting in households being effected by every critical infrastructure. Impacts

caused directly on households by failure in electricity and ICT can include no lights or phone

service. Impacts caused indirectly by these failures include inadequate house heating where

insufficient electricity supply effects water distribution, and lack of emergency response

caused by ICT failure which originates from electricity failure.

Comparison of National Risk Assessment Plans in Iceland, Norway and Sweden revealed

that events causing failure in electricity and ICT infrastructure are covered in detail.

However, impacts that were discussed in Chapter 3 and the case studies are for the most part

poorly addressed or neglected. While Iceland includes a more detailed description of

infrastructures and natural hazards in general, Norway gives the most comprehensive

analysis on impact from failure in electricity. Sweden is the only country that includes a

detailed analysis on ICT infrastructure however that analysis is for a very specific system.

In Iceland especially, impact analysis are poorly performed and creation of specific scenarios

for these failures is lacking. This demonstrates the need to analyse impact from failure in

electricity infrastructure as well as ICT in much more detail. All the countries hardly address

the general public in the assessments. Expectations towards the general public during times

of crisis are given little thought and are almost non-existent.

The case studies carried out, for two electricity failure events in Iceland, demonstrated

clearly that critical infrastructures are highly vulnerable against both short- and long-term

failure in electricity infrastructure. The general public is more resilient against short-term

failures even though other aspects, such as time of year, weather, etc., can affect their

resilience. The case studies demonstrated the importance of functioning electricity as well

as ICT for the general public’s dependence on critical infrastructures. Further the importance

is especially clear in the second case study when failure in these systems collides with other

crisis for a significant amount of time. Other critical infrastructures that depend on electricity

but still service households, such as ICT, hot water etc., seem to be most threatening to

households. The strongest evidence of this is ICT failure in addition to snowed in

households, making them out of reach both in terms of communications and transport and

unable to receive help. Impacts caused directly from electricity on households turn out to

have less effect except when households rely on electricity for house heating. Further, the

case studies revealed a great lack of resilience of ICT and electricity infrastructure in terms

of emergency power. Conducting such case studies by actively analysing information from

such events while at the same time looking at them from a broad perspective, and ask “what

if”, a more comprehensive analysis can be made.

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The surveys conducted in this thesis revealed that perceived preparedness of the general

public is not consistent with their confidence in helping others. Further, their answers to

certain question demonstrate a great lack of understanding of infrastructure electricity

dependence as well as which essentials are required during failure in electricity. The public’s

confidence in key personnel, such as response units, government, etc., to handle electricity

failure is very high while at the same time the confidence, from authorities, key personnel,

etc., in the public’s preparedness is very low. Further the stakeholder’s confidence in

infrastructures during electricity failure is lower than from the general public. Aspects such

as owning essential equipment and knowledge of first aid contribute towards a rather good

actual preparedness of the general public. However, other aspects such as their lack of

understanding consequences, contingency plans and food suggests their preparedness is

poor. Compared to other studies conducted on public preparedness the preparedness of the

general public in Iceland is similar regarding essential equipment they own. However, when

comparing these studies regarding others aspects of preparedness such as having a plan to

follow when crisis occur the findings suggest that the general public in Iceland gives

preparedness little thought.

From conducting this thesis it appears that households as well as critical infrastructures in

general operate poorly when electricity and ICT are not present. Resilience against electricity

failures of both subjects needs to be improved. Infrastructures should be able to function for

a longer period of time on emergency power and households need to improve their

preparedness in order to fully function during these failures. Further studies regarding this

subject should include detailed analysis on infrastructure resilience in order to make them

more robust. Risk Assessment Plans should include the general public specifically, their

roles and required preparedness level should be specified. Impact identification from

electricity and ICT failures on households should be performed in far greater detail,

especially in Iceland. Investigation into public preparedness should be conducted in order to

get better understanding regarding the actual preparedness of the general public. Authorities

should focus on presenting educational material to the general public and raise awareness

regarding possible consequences from these types of events and other crisis. Public

preparedness must be increased in order to form a more functional society during crisis.

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Appendix A

Appendix A will describe the major organizations that distribute electric energy in Iceland,

their main purpose and areas they operate. There are a few others that are neglected in these

listings however it should give broad vision of the market.

A-I

Electricity distribution

The main purpose of Landsnet is to handle distribution and handling of the electric network.

More accurately their purpose can be listed as:

“Ensure balance between supply and demand of electric power.

Be responsible for the operational safety of the distribution network as a whole.

Maintain the capability of the network over a long time and shape the future of the

network in the country.

Ensure accessibility to the network promote increased activity in the electric

market” ((Landsnet, 2011).

Landsnet owns and operates all the main transmission lines in Iceland. “The highest voltage

that is distributed is 220 kV. A large part of the network is 132 kV and parts of it are 66 kV

and 33 kV. Some of their lines in the South-West part of the country have been constructed

to handle 420 kV but they are operated at 220 kV” (Landsnet, 2013). However higher voltage

is transported to heavy industrial companies such as aluminium smelters.

Orkuveita Reykjavíkur focuses mainly on selling hot water and electricity. “They serve the

capital area, Reykjavík, Kópavogur, Mosfellsbær, and Garðabær and also Akranes, which

makes up for around half the population in Iceland” (Reykjavíkur, 2013).

Rarik is one of the larger companies in Iceland that handles electric power distribution. It

was founded in 2006 and is owned by the government. The main focus of the company

today is electric distribution but Rarik has also contributed to development and construction

of electric distribution in the countryside which Rarik operates 90% of. Rariks distribution

network reaches to all parts of the country and also to 43 towns. The distance of their

distribution system is 8000km long, 43% of which is underground. Rarik also owns and

operates five hitaveitur (Rarik, 2009).

HS Orka produces and sells electricity and hot water to many parts of the country, to homes

and industry. They operate two geothermal plants, Svartsengi (75 MW) and

Reykjanesvirkjun (100 MW), and were the first in Iceland to produce electricity alongside

with geothermal production (Orka, 2010)

In this appendix a summary from each report from the jurisdictions in Iceland can be found.

The summary contains material that was pointed out regarding electricity and ICT stability

in each region.

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A-II

Regional risk assessments

Electric power failure was considered little since Akranes is located near one Landsnets

substations called Brennimelur and the fact that electric distribution lines are under ground.

Just a year after that assessment was made the substation at Brennimelur malfunctioned

resulting in power failure in Akranes. Water supply was not considered threatened in terms

of power failure since power backup had been established to the purification and distribution

systems (A. Lögreglustjórinn, 2011). One year after the assessment came out there was a

power failure in Akranes when the substation in Brennimelur malfunctioned.

Phone connection is good and present everywhere in the region. It is either copper or fibre

optic –cables. General emergency units in the area rely on TETRA communications and

there is one transmitter that covers the whole region. There are minimum blinds spots in the

area when it comes to the TETRA system. VHF transmitters from the Search and Rescue

teams are also present in the area however the emergency response units have switch over

to TETRA. It is noted that work was being done to switch over to fibre optic cables

completely. Television broadcasting is transmitted through antenna and fibre optic cables

(A. Lögreglustjórinn, 2011)

Figure A-1: Region 1 containing Akranes in Iceland. Retrieved from Almannavarnir.

Electric distribution for this region is mainly in the hands of RARIK. The region gets power

from a few transmission lines owned and operated by Landsnet and are also equipped with

a hydro power plant called Andakílsárvirkjun. In the region power failure is not considered

as a possible threat and blackouts occur rarely (B. Lögreglustjórinn, 2011). Scenarios for

electric power failure are not considered nor consequences. Furthermore nothing is

mentioned about emergency power in the region nor the effect of power failure on curtain

infrastructure.

Phone network is through a landline to most houses in the region and GSM network covers

most areas in the region. According to Neyðarlínan the TETRA coverage is good in the

region however blinds spots can occur because of landscape. Search and Rescue units in the

area operate a few VHF and TETRA transmitters (B. Lögreglustjórinn, 2011). Skoða

samfélagsöryggi

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Figure A-2: Region 2 containing Borgarbyggð, Dalabyggð, Hvalfjarðarsveit and Skorradalsreppur in

Iceland. Retrieved from Almannavarnir.

There are two power plants in the region, Rjúkandavirkjun 849 KW and Múlavirkjun 3100

KW. In Grundarfjörður schools and swimming pools are heated with oil and electricity is

mainly used for house heating. There is emergency power located in Grundarfjörður,

Ólafsvík (Rjúkandavirkjun) and Stykkilshólmur, the amount of power is not specified except

that Rjúkandavirkjun has 849 KW capacity. It is however acknowledged that emergency

power for water distribution and the distribution system is required and to strengthen

protections around transformers (S. Lögreglustjórinn, 2011).

The GSM network in the region has many blind spots on the main road around the region.

The TETRA network contributes a lot and covers more region and fibre optic cables are

present in towns. However there is not backup for the fibre optic cable in the region (S.

Lögreglustjórinn, 2011), which is being worked on (J. Á. Sigurjónsson, 2015). Search and

Rescue units in the region still rely on VHF. Long-wave transmitting is still in the region but

fewer people have equipped that supports that technology. It is also noted that many

telecommunication transmitters and fibre optic cables not well protected in the region (S.

Lögreglustjórinn, 2011). The threat of communication breakdown in the region was

considered as probable.

Figure A-3: Region 3 containing Snæfellsnes. Retrieved from Almannavarnir.

In the winter distribution of electricity in this area is considered unsafe especially outside of

the towns which most of contain emergency power generators. In Ísafjörður the waste water

treatment relies on two pumps which rely on electricity. Vestfirðir rely on power from the

main transmission line in the national grid and from a few hydro power plant, the largest on

being Mjólkárvirkjun. It is noted that power distribution safety for the region is being

considered by the ministry of the interior. In the region heating is based on electricity for the

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most part. The threat of power failure in the region was considered as high threat (á. V.

Lögreglustjórinn, 2011).

Phones network in the region is both through landlines and microwaves and fibre optic

cables lies on land and through the sea. TETRA transmitters cover the area quite well

however because of the landscape in the region there are quite a few blind spots in the

coverage and the highways included. VHF is also operational in the area if needed (á. V.

Lögreglustjórinn, 2011). The threat of a communication breakdown in the region was not

evaluated.

Figure A-4: Region 4 containing Vestfirði. Retrieved from Almannavarnir.

In the region there is a 150 MW hydro power plant called Blönduvirkjun. The power plant

is connected to the main transmission line is Iceland. Emergency power is present in

Skagaströnd for the Town’s use. In Blönduós and Hvammstangi there is emergency power

for the hospitals and for most of distribution except for cold water in Blönduós. The threat

of electric power failure was considered possible. Cases regarding causes for power failure

where a damn breaks, which Landsvirkjun has contingency plan for (á. B. Lögreglustjórinn,

2011).

Phone network is present through landlines in most households in the region and the GSM

network covers most areas. The worst connection appears to be in valleys. The TETRA

network covers the area quite well except for a few blind spots and the fire department and

the Search and Rescue teams in the region use both VHF and TETRA (á. B.

Lögreglustjórinn, 2011). The threat of communication breakdown in the region was believed

not to be worth considering.

Figure A-5: Region 5 containin, Blönduós (town), Húnavatnshrepp, Húnaþing vestra, Skagabyggð and the

municipality Skagaströng. Retrieved from Almannvarnir.

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The countries main distribution line goes through the region. A single line transports

electricity to Sauðárkrókur. Rarik handles distribution of electricity within the region. There

are two power stations in the region, one in Sauðárkrókur and one in Brimnes. There is one

hydro power plant in the region called Skeiðfossvirkjun 480 KW (á. S. Lögreglustjórinn,

2011). There are emergency diesel engines in Sauðárkrókur. The hot water supply has

emergency power for their pumps and the hospital has one solely for itself. The threat of

power failure in the region is considered as possible and the need to ensure emergency power

in the region and Sauðárkrókur especially is required (á. S. Lögreglustjórinn, 2011). Nothing

is mention about communication in the region except that it is noted that TETRA is present.

Figure A-6: Region 6 containing Akrahreppur and municipality Skagafjörður. Retrieved from Almannvarnir.

The main power distribution for Akureyri and the nearby towns comes from a distribution

line in Laxá (e. Salmon River) in Aðaldal (e. Main Valley) and from the country’s main

transmission line. Some of the other towns are dependent on small hydro power plants

nearby. Main distributors of electricity in the region is RARIK and Norðurorka (á. A.

Lögreglustjórinn, 2011). Emergency power is present in some form for different towns in

the region. In Akureyri the police department and the hospital are equipped with emergency

power however the fire department is not. In Dalvík there is emergency power for hot and

cold water supply. Ólafsfjörður is equipped with a 300 KW power station and Siglufjörður

has the hospital equipped with emergency power along with 70% of other needs (á. A.

Lögreglustjórinn, 2011). No possible scenarios are mentioned as possible threats to power

failure however it is mentioned that one of the dams failed in 2006 and has been repaired

Phones network in the region is considered to be good and is mostly underground. Broadcast

relay stations are quit frequent in the region. The GSM network is not fully secured in the

region and the TETRA network needs improvement around the coastline. Fibre optic cables

are present in some of the larger towns. It is noted that the fire department has once been

without communication with Neyðarlínana, for a whole day, in the capital area where a fibre

optic cable malfunctioned (á. A. Lögreglustjórinn, 2011). According to the assessment the

GSM network in the region needs improvements along with the previously mentioned

improvements on the TETRA network (á. A. Lögreglustjórinn, 2011). Risk of

communication breakdown in the area is not evaluated in the region.

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Figure A-7: Region 7 containing Akureyri, Eyjafjarðarsveit, Dalvíkurbyggð, Fjallabyggð, Grýtubakkahrepp,

Hörgársveit and Svalbarðsstrandahrepp. Retrieved from Almannvarnir.

Rarik handles the distribution of electricity in the region. There are a few geothermal and

hydro power plants in the region which cover most of the power usage for the region.

The region contains a lot of volcanic activity, one large eruption under a glacier,

Gjálpargosið 1996, destroyed a fairly large part of electric lines and phones lines. In 2009 a

mudslide fell on a private home power station. Accumulation of ice on power lines is

considered a threat to power failure in the region. Work is in progress to use underground

power lines (H. Lögreglustjórinn, 2011). Emergency power in the region is 0,5 MW in

Húsavík for hospitals, police station and municipality offices, 1,5 MW in Raufarhöfn, 2,3

MW in Þórshöfn and a power station in Bakkafjörður which meets the village’s needs. The

threat of power failure in the region is considered as a possible threat (H. Lögreglustjórinn,

2011).

The GSM network in the area has known blind spots that need improvement, however the

network has been getting better and it covers quite a large part of the highlands. The TETRA

network is also quite good in the region except for two places which have to be improved.

The VHF network will still be operated by the Search and Rescue units in the area. Internet

connection is quite good in urban areas but wireless in rural areas (H. Lögreglustjórinn,

2011). The threat of communication breakdown in the region is considered as a possible

threat and it is noted that telecommunications need to be improved in several areas (H.

Lögreglustjórinn, 2011).

Figure A-8: Region 8 containing Langanesbyggð, Norðurþing, Skútustaðahrepp, Svalbarðshrepp,

Tjörneshrepp and Þingeyjarsveit. Retrieved from Almannavarnir.

Power usage in the region is mostly from the country’s main transmission line. There are

several power plants in the region, the largest being Kárahnjúkavirkjun 690 MW. Many

homes are dependent on electricity for house heating in the region. Electric distribution

safety is not stable in the countryside outside of towns (í. S. Lögreglustjórinn, 2011).

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Emergency power is present in Seyðisfjörður, Vopnafjörður and Borgarfjörður eystri (í. S.

Lögreglustjórinn, 2011). The threat of power failure is considered significant in the region.

No special contingency plans are present and emergency personal are activated if needed.

Nothing is specified regarding emergency power regarding lifesaving operations, hospitals,

police etc. It is also worth mentioning that few of the hydro power plants eru teknar út fyrir

hryðjuverkum eða sabotage.

According to the assessment emergency communications are TETRA and VHF networks

are used (í. S. Lögreglustjórinn, 2011). The need for risk assessment was not considered

relevant in the region, or as a small threat.

Figure A-9: Region 9 containing Borgarfjarðarhrepp, Fljótsdalshérað, Fljótsdalshrepp,

Seyðisfjarðarkaupstað and Vopnafjarðarhrepp. Retrieved from Almannavarnir.

Main power plants in the region are Smyrlabjörg 1.5 MW, Rafveita Reyðarfjarðar and one

in Eskifjörður. Electric distribution is quite good except in very bad weather during winter.

Norðfjörður, Fáskrúðsfjörður and Stöðvarfjörður are equipped with emergency power diesel

generators. Some transmission lines in Breiðamerkursandur are vulnerable to land erosion.

It is noted that the need may rise for ships to be the source of electric power for Höfn í

Hornafirði in case of power failure from sea floods. Water supply seems to be quite regarding

emergency power, both Fjarðarbyggð and Hornafjörður, since distribution of electricity is

not guaranteed in the region. Nothing is mentioned about emergency power for water supply

in Eskifjörður, Neskaupsstaður and Reyðarfjörður. Electric distribution lines are also in

danger from river/glacial floods in the region. The threat from electric power failure in the

region is not evaluated at all (E. Lögreglustjórinn, 2011).

Many areas in the region lack TETRA, GSM and radio –connection. In the West part of the

region the TETRA is good except for one place. VHF network is used by the Search and

Rescue units but the integrity of the network is not mentioned (E. Lögreglustjórinn, 2011).

Iimprovements on the networks mentioned above are needed and telecommunication in road

tunnels needs to be secured (E. Lögreglustjórinn, 2011). The threat of communication

breakdown is not valuated in particular.

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Figure A-10: Region 10 containing Breiðdalshreppur, Djúpavogshreppur, Fjarðabyggð and the municipality

Hornafjörður. Retreived from Almannavarnir.

The region contains a large part of all electric production in Iceland. Rarik handles electric

distribution within the region. The east part of the country does not have fully guaranteed

power distribution (H. Lögreglustjórinn, 2011). Emergency power is present in

Krikjubæjarklaustur and Vík í Mýrdal, no operators are present (H. Lögreglustjórinn, 2011).

There are also private power stations in Þorvaldseyri and Neðri-Dalur. The threat of power

failure in the region is considered as possible and the documentation of emergency power

was found to be needed.

Phone network in the region is bad in some areas an on the countryside internet connection

is rather bad. The TETRA network is not secured in the region but its worst part is in the

eastern part of the region. Telecommunication in the highlands of the region is not good. In

case of emergency the TETRA network is used by emergency units in the region (H.

Lögreglustjórinn, 2011). The importance of a reliable communication network in the region

is noted to be critical because of threats from volcanic eruption and glacial floods (H.

Lögreglustjórinn, 2011). The threat of a communication breakdown in the region is

considered as a possible threat.

Figure A-11: Region 11 containing Ásahrepp, Mýrdalshrepp, Rángárþing eystra, Rangárþing ytra and

Skaftárhrepp. Retrieved from Almannavarnir.

In the region emergency power is present in few forms. Pumps for water distribution, the

hospital and collage and the fishing industry all have backup power. HS Veitur handle the

distribution of hot water in the region and are equipped with emergency power. Furthermore

heat from waste disposal in Vestmannaeyjar is used for house heating. Large part of the cold

water supply comes from the mainland and if power failure should happen there a shortage

of cold water would be a reality for Vestmannaeyjar. The threat of a power failure was

considered as significant and the scenario considered was a glacial flood through Markarfljót

from a volcanic eruption in Katla (V. Lögreglustjórinn, 2011).

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Phone and internet network in the region is through fibre optic cables and microwaves. The

microwave connection is mainly for emergencies as a backup system. One location in the

islands that is important to these networks called Klifið and is vulnerable to sabotage and

natural disasters (V. Lögreglustjórinn, 2011). The threat of a communication breakdown is

considered as a possible threat and the importance of Klifið is mentioned.

Figure A-12: Region 12 containing Vestmannaeyjar. Retreived from Almannavarnir.

Rarik handles most of electric distribution for the region. There are known cases of electric

masts falling down because of bad weather and ice accumulation. Failure of power was not

considered as a threat in the region and no grounds for further investigation regarding the

subject. Furthermore nothing is mentioned regarding emergency power for any

infrastructure (Lögreglustjóri, 2011).

Regarding the safety of telecommunication in the region nothing is mentioned about the

possibility of that kind of threat. It is mentioned that no special plans are needed and also

that the TETRA and VHF networks are used in case of emergency (Lögreglustjóri, 2011).

Figure A-13: Region 13 containing Bláskógabyggð, Flóahrepp, Grímsnes- and Grafningshrepp,

Hrunamannahrepp, Hveragerðisbæ, Skeiða- og Gnúpverjahrepp and the municipalities Árborg and Ölfus.

Retreived from Almannavarnir.

HS Orka handles distribution of electricity and hot water supply in the region. They also

own and operate a few geothermal power plants. Volcanic eruption in the region could stop

distribution of electricity along with hot and cold water (S. Lögreglustjórinn, 2011).

Emergency power is present for the fire department in Grindavík and the main hospital for

the region. The national airport also has backup power for several of their buildings along

with the runway lights. Hot water supply station in Fitjar can draw power from two separate

lines. Furthermore fish farms have backup power along with a privately owned data centre

(S. Lögreglustjórinn, 2011). The threat from a power failure in the region is considered as a

possible threat.

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The TETRA network in the region has got a good coverage however the GSM network does

have a few blind spots and does not handle rush hours i.e. carnivals. The usage of satellite

phones for critical locations in the region is pointed out (S. Lögreglustjórinn, 2011). The

threat of a communication breakdown in the region is considered as a significant threat.

Figure A-14: Region 14 containing Grindavíkurbæ, Reykjanesbæ, Sandgerðisbæ and the municipalities

Garður and Vogar. Retrieved from Almannavarnir.

It is noted that power failure could have very serious effects on traffic in urban areas.

Inturruption electric and water production for the area could lead to crisis

(almannavarnarástands). The threat was valued as small to a significant threat depending on

the municipality. Nothing is mention conserning emergency power in the region (á. H.

Lögreglustjórinn, 2011).

Great danger can arise in case of communication breakdowns espiecally for the operation of

emergency units which operate in live saving operations. Furthermore it is noted that

communcation breakdown to other countries could resault in a great financial lost for many

organizations (á. H. Lögreglustjórinn, 2011). The threat of communication breakdown was

evaluated in five municipalities in the region from litle to a possible threat. No weak spots

in the networks are mentioned nor possible scenarios which they would fail in.

Figure A-15: Region 15 containing Álftanes, Garðabæ, Hafnarfjörð, Kópavog, Mosfellsbæ, Reykjavík and

Seltjarnarnes. Retrieved from Almannavarnir.

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A-III

Summary on contingency plans

When looking at contingency plans, one can only speculate on what is expected from the

public. In these plans it is highly emphasised that distribution of information should be as

much as possible towards the public from personnel dealing with the crisis. Information on

such issues as closed roads or areas and home quarantine. For example a ban on the gathering

of people and that people should not travel to places that many have been known to be

deceased is mentioned in the case of influenza outbreak (Almannavarnir, 2008). These

statements could lead to the conclusion that the public has a part to play in following

guidelines or rules regarding certain crisis events.

Further distribution of information during crisis would consist of educational material

towards the public on how to deal with that crisis. This emphasises the importance of the

general public to actually follow media, news and other official statements made during the

crisis. Further in contingency plans regarding a damn failure in Hálslón and a volcanic

eruption in Eyjafjallajökull it is emphasised that rescue is needed for people who are still in

dangerous zones (Lögreglustjórinn, 2013); (Almannavarnadeild, 2009). Here one could

conclude that it is the responsibility of the public to uphold evacuation plans, report

weather they have made it out of danger zones or are still trapped and further, to stay out of

known dangerous zones during high risk periods.

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Appendix B

B-I

Appendix B contains further description of locations affected by the electricity failure in the

Brennimelur case study.

Akranes is an old port town in the West part of Iceland. The population is around 6700

making it the largest town in West part of Iceland. The main source of employment is

through the fishing industry. To Akranes lies a 17km transmission line, called the Akranes

line, which travels from Brennimelur to Akranes. It is the main source of electric power for

people living in Akranes.

Vegamót, Vogaskeið and Grundarfjörður are all located on Snæfellsnes which is a part of

West Iceland. Vegamót and Vogaskeið are parts of Snæfellsnes that have very few residents

and no large towns. Grundarfjörður on the other hand has a population of almost 900 people

located in the north part of Snæfellsnes and is quite isolated. The transmission line that leads

to Grundarfjörður is in fact three lines. They are the Vegamóta line 1 (64km), Vogaskeiðs

line 1 (25km) and Grundarfjarðar line 1 (35km).

Hvolsvöllur is a small town located in the South part of Iceland with a total populations of

860 people. It plays a big part in servicing farmers who live in the area and tourists who are

passing through on their way to Vatnajökull national park. There are two transmission lines

that lead to Hvolsvöllur. One is from Búðarháls, a hydro power plant, called Hvolsvallarlína

1 (45km) and the other called Hellulína 2 (13km) from Hella a small town near Hvolsvöllur.

Rimakot is a substation for the transmission line Rimakotslína 1 (22km) on its way to

Vestmannaeyjar. There are two transmission lines going from Rimakot to Vestmannaeyjar

which are called Vestmannaeyjarlína 1 (15km) and 3 (16km). Vestmannaeyjar are islands

south of Iceland with a population around 4300 people. Their main source of electric power

comes from the mainland on these two transmission lines over the see.

Breiðidalur is located in the Westfjords, more accurately in Önundarfjörður. Electricity is

distributed to Breiðidalur from Mjólkárvirkjun trough the main distribution network. There

the voltage is reduced from 132 kV to 66 kV before going on a transmission line called

Breiðadalslína 1. There is a substation that delivers electricity to Bolungarvík (950 habitants)

and Ísafjörður which has around 3400 habitants, making it the largest town in the Westfjords.

The electric power that goes through Breiðidalur comes from the hydro power plant in

Mjólká as well as the main power network which connects to the power plant. From

Breiðidalur lie two transmission lines, Ísafjarðarlína 1 which goes to Ísafjörður and

Bolungarvíkurlína 1 which goes to Bolungarvík. Ísafjörður and Bolungarvík are also

connected with a transmission line called Bolungavíkurlína 2. Breiðadalslína 1 and parts of

Ísafjarðalína 1 are equipped to handle 132 kV (Landsnet, 2007).

Keldeyri is located in the southern Westfjords. The substation at Keldeyri is connected to

the only transmission line in the southern Westfjords coming from Mjólkárvirkjun. In

Mjólkárvirkjun the voltage from the main distribution network is reduced from 132 kV to

66kV. Keldeyri supplies Patreksfjörður, around 650 inhabitants, with electricity through a

transmission line owned by Orkubú Vestfjarða (Landsnet, 2007).

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Brennimelur was one of the locations and was described in the beginning of Section 4.1.1.

Selfoss is the largest town in the southern Iceland with around 6500 inhabitants. It is located

on the banks of Ölfusá and has Icelands main road (the ring road) going through it. Selfoss

is connected with the hydro power plant in the river Sogið through a transmission line called

Selfosslína 1 and also to Hella through Selfosslína 2.

Austurland is a name for the whole East part of Iceland which roughly covers the area from

the south of Skaftafell under Vatnajökull (glacier) to Þórshöfn in the northeast. Austurland

is connected to the distribution network on two sides, from the north and from the south

(both single 132 kV lines). In Fljótsdalur there is a hydro power plant called Kárahnjúkar

that has 690 MW capacity (Landsvirkjun, 2015) and supplies the aluminium smelter in

Reyðarfjörður with electricity.

Vestfirðir or the Westfjords is a special part of Iceland and covers the area northwest of

Hrútafjörður and North of Snæfellsnes. The Westfjords are connected to the distribution grid

with a single 132 kV transmission line and the hydro power plant in Mjólká.

Norðurál is an aluminium smelter located on the north side of Hvalfjörður in Grundartangi,

close to Iceland’s main road and Brennimelur. It is owned by Century Aluminium located in

Illinois in the USA and has been from 2004. Norðuráls production has gone up to 290,000

tons of aluminium and is one of the largest industry company in Iceland. It is connected to

the electric distribution network through the substation at Brennimelur (Norðurál, 2011).

Elkem has been operating since 1979 in Grundartangi and is owned by Elkem AS in Norway

and produces ferrosilicon (Elkem). Like Norðurál, Elkem connects to the distribution

network through the substation at Brennimelur.

B-II

Duration of power failure and interruption

On the 10th of January the interruptions started at 18:23:10 and lasted until 00:00 (end of that

day). For the nine main locations the longest duration of the interruptions occurred at

Brennimelur for 2.6 hours and the shortest at Vegamót / Vogaskeið / Grundarfjörður for 0.18

hours. Selfoss was neglected in terms of lowest value since it was 0 hours. Mean value of

power interruption was 0.54 hours, see Figure B-16.

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0,00

0,50

1,00

1,50

2,00

2,50

3,00

[Ho

urs

]

Location

Duration of interruption

10. jan

10. jan mean

Figure B-16: Duration of electric down time from start of the incident to 00:00 for January 10th.

On the 11th of January the interruptions continued from 00:00 until the crisis was resolved

at 09:27:26 in the morning. The longest duration of interruption on this day was at Vegamót

/ Vogaskeið / Grundarfjörður for 0.167 hours and the shortest at Selfoss when all zero values

are neglected. Mean value of power interruption was 0.033 hours, see Figure B-17.

0,00

0,02

0,04

0,06

0,08

0,10

0,12

0,14

0,16

0,18

[Ho

urs

]

Location

Duration of interruption

11. Jan

11. jan mean

Figure B-17: Duration of electric down time from 00:00 to 09:27 for January 11th.

As the seen in the figures above the power interruptions are far shorter on the 11th then on

the 10th of January. This can be explained by the fact that mitigation methods had already

been applied on the evening of January 10th and continued throughout the night in order to

control the situation and reduce the further failures in the electric grid.

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Other locations which experienced limited power or power failure are listed in the graph

below. The duration of interruption that they experienced are listed in the column chart

below, see Figure B-18. The chart demonstrates very clearly that Elkem suffered most from

the power loss and for businesses in the aluminium industry that can be very harmful.

Figure B-18: Two country parts (Austurland and Vestfirðir) and two energy intensive industries (Norðurál

and Járnblendifélagið) affected by the power failure during the Brennimelur event.

Figure B-19 shows how the aluminium smelters were affected by the power failure.

Norðurál, Járnblendið (Elkem) and Alcan were the first once to experience power failure.

Alcan could still operate at low capacity however Norðurál and Elkem experienced complete

power failure, Elkem longer than Norðurál. Alcan had some fluctuations in their electricity

but was soon stabilised. Norðurál started to get power back around 10:00 PM and kept

getting better until around 7 am where it experienced a sudden drop in power which was

quickly resolved. Alcoa Fjarðarál experienced no real interruptions except just before the

power failure was resolved which was probably on request from Landsnet. Becromal did not

0,00

2,00

4,00

6,00

8,00

10,00

12,00

14,00

Austurland Vestfirðir Norðurál Járnblendifélag

Areas affected by limited power

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experience any disturbances worth mentioning.

Figure B-19: Electricity used by different aluminium smelters in Iceland. Retrieved from Landsnet.

B-III

Events and mitigation methods

In this section an attempt was made to analyse and quantify the events that occurred

spontaneously in the electric grid and the mitigation methods that were made to prevent

further failures and restore the network.

Events that occurred in the distribution network from the incident in Brennimelur were

mainly power outages which happened 46 times throughout the night and were the cause for

power failure around the country which happened 14 times, see Figure B-20.

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Figure B-20: Spontaneous events in electricity distribution, power outages (46) and power failure (14).

Mitigation methods are of the upmost importance for companies like Landsnet when reacting

to situations such as these. As seen in the column chart below the number of mitigations,

Figure B-21, outweigh the number of spontaneous events, Figure B-20, in the electric grid.

This could explain how well Landsnet managed to deal with the problem and control it

considering bad weather conditions and the size of the area that went out of service.

Figure B-21: Mitigation methods, restoring power (65), failing in restoring power (8), power switches (8)

that occurred during the Brennimelur event.

Figure B-21 shows mitigation methods by Landsnet. The act of restoring power was

performed most often, 61 times and 72 times in total if counted the times that did not work

at all.

0

5

10

15

20

25

30

35

40

45

50

Útleysing Straumleysi

Spontaneous events in the distribution network and causes

0

10

20

30

40

50

60

70

Mitigation methods made by Landsnet

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Appendix C

C-I

Appendix CI contains the questioner for the public preparedness survey that was conducted

in this research.

Spurningalisti – GMP

[Allir]

Spurning 1. Hversu vel eða illa telur þú þig og/eða fjölskyldu þína vera undirbúna fyrir

langvarandi rafmagnsleysi á heimilinu?

Miðað er við að langvarandi rafmgnsleysi standi yfir í 24 klst og allt að viku

a) Mjög vel

b) Frekar vel

c) Hvorki vel né illa

d) Frekar illa

e) Mjög illa

f) Veit ekki

g) Vil ekki svara

[Ef spurning 1=a eða b]

Spurning 2. Vinsamlegast lýstu því hvernig þú og/eða fjölskylda þín hafið undirbúið

þig/ykkur fyrir langvarandi rafmagnsleysi? _____________________

Miðað er við að langvarandi rafmagnsleysi standi yfir í 24 klst og allt að viku

[Allir]

Spurning 3. Ef til langvarandi rafmagnsleysis kæmi, telur þú þig geta aðstoðað aðra (t.d.

fólk í hverfinu sem þú býrð í) með eftirfarandi atriði?

Já Nei Veit ekki Vil ekki

svara

Mat og drykk 1 2 88 99

Auka eldsneyti (gas,

olíu, timbur og

fleira)

1 2 88 99

Skyndihjálparaðstoð 1 2 88 99

Flutning milli staða 1 2 88 99

Húsaskjól 1 2 88 99

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[Ef spurning 3=1]

Spurning 3b. Í hvað langan tíma telur þú að þú gætir aðstoðað fólk í hverfi þínu hvað varðar

[hér birtast bara þeir þættir sem svarendur merktu „já“ við í spurningu 3]?

Minna en

viku

1-2 vikur 2-3 vikur Meira

en 4

vikur

Veit

ekki

Vil

ekki

svara

Mat og drykk 1 2 3 4 88 99

Auka eldsneyti (gas,

olíu, timbur og

fleira)

1 2 3 4 88 99

Skyndihjálparaðstoð

Veit ekki

1 2 3 4 88 99

Flutning milli staða 1 2 3 4 88 99

Húsaskjól 1 2 3 4 88 99

[Allir]

Spurning 4. Hversu vel eða illa treystir þú innviðum samfélagsins (t.d. björgunarsveitum,

lögreglu, yfirvöldum, þjónustufyrirtækjum og fleirum) til að takast á við eftirfarandi

neyðarástand?

Treysti þeim mjög vel

Treysti þeim

frekar vel

Treysti þeim

hvorki vel né illa

Treysti þeim frekar

illa

Treysti þeim

mjög illa

Veit ekki Vil ekki svara

A.

Rafmagnsleysi

1 2 3 4 5

88 99

B.

Eldgos 1 2 3 4 5 88 99

C.

Jarðskjálfta 1 2 3 4 5

88 99

D.

Sjúkdómsfaraldur

1 2 3 4 5

88 99

[Allir]

Spurning 5. Vissir þú að samkvæmt lögum getur lögregla hvatt fólk á aldrinum 18-65 ára

til starfa ef almannavarnarástandi (neyðarástandi) er lýst yfir?

a) já

b) nei

c) Vil ekki svara

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103

[Allir]

Spurning 6. Hefur þú og/eða fjölskylda þín einhverjar viðbragðsáætlanir ef langvarandi

rafmagnsleysi verður?

a) já

b) nei

c) veit ekki

d) vil ekki svara

[Ef spurning 6=1]

Spurning 6b. Vinsamlegast lýstu því hvað felst í viðbragðsáætlun þinni/ykkar um

langvarandi rafmagnsleysi______________________________________________

Spurning 7. Hefur þú og/eða fjölskylda þín einhverjar viðbragðsáætlanir fyrir eftirfarandi

neyðartilvik?

Já nei Veit ekki Vil ekki svara

Eldgos

Jarðskjálfta

Sjúkdómafaraldur

[Allir]

Spurning 8. Hvað af eftirtöldu er til staðar á heimili þínu?

Er til

staðar

Er ekki til

staðar

Veit

ekki

Vil

ekki

svara

Vara-rafstöð af einhverju tagi.

Vasaljós.

Útvarp sem gengur fyrir batteríum eða er

handtrekt.

Talstöð, TETRA eða VHF.

Auka batterí fyrir vasaljós, útvarp og talstöð.

Borðsími sem tengist einungis gegnum

símtengingu en ekki í rafmagn.

Fyrstu hjálpar búnaður, (plástrar, grisjur,

teygjubindi, verkjalyf, skæri, o.fl.)

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Lyfseðilsskyld lyf

Upphitunarbúnaður sem gengur fyrir öðru en

rafmagni (t.d. olíu, gas, timbur o.fl.).

Eldunarbúnaður, t.d. prímus, sem gengur

fyrir öðru en rafmagni. T.d. olíu eða gasi.

Auka olía, gas eða annað fyrir upphitunar- og

eldunarbúnað.

Kerti og/eða olílampa og eldfæri.

Afrit af mikilvægum skjölum (t.d.

bankaupplýsingar, lyfseðla, o.fl.).

Listi yfir mikilvæg símanúmer.

Reiðufé sem dugir fyrir vikulegri neyslu.

Hlýr fatnaður.

Kort af svæðinu sem þú býrð á.

Annar auka persónulegur hreinlætisbúnaður

(t.d. sjampó, tannkrem, tannbursti, sápa,

hreinsiþurrkur (t.d. blautþurrkur) o.fl.). ATH

þetta er umfram það sem notað er dags

daglega.

[Ef „er til staðar“ í spurningu 8. Hér koma þau atriði inn í Catglobe sem var merkt við í

spurningu 8]

Spurning 9. Hvað af eftirtöldu geymir þú saman á ákveðnum stað sem gerir þér kleift að

nálgast í þá neyðartilvikum? Vinsamlegast merkið við allt sem við á.

[Allir]

Spurning 10. Hversu mikið eða lítið átt þú af eftirfarandi matvælum?

Mjög

mikið

Frekar

mikið

Frekar

lítið

Mjög

lítið

Veit

ekki

Vil ekki

svara

Endingagóðum mat (t.d.

dósamatur) sem þarf ekki að

elda

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Endingargóðum mat (t.d.

dósamatur, þurrmatur eða duft)

sem þarf að hita eða elda með

vatni

Endingarlítinn ferskan mat sem

þarf að kæla svo hann skemmist

ekki.

Endingargóðan mat (ekki

ferskan) sem þarf að kæla svo

hann skemmist ekki

Endingarlítinn mat sem geymist

við stofuhita.

[Allir]

Spurning 11. Hvað telur þú að þú og/eða fjölskyld þín gæti lifað lengi á matvælum sem eru

til á heimili þínu?

a) Minna en 1 viku

b) 1-2 vikur

c) 3-4 vikur

d) Lengur en 4 vikur

e) Veit ekki

f) Vil ekki svara

[Allir]

Spurning 12. Geymir þú sérstakar birgðir af matvælum til að nota í neyðarástandi?

a) Já

b) Nei

c) Veit ekki

d) Vil ekki svara

[Ef spurning 12=1]

Spurning 12b. Endurnýjar þú og/eða fjölskyldan þín reglulega birgðir af matvælum sem

eiga að notast í neyðarástandi? (t.d. á eins til tveggja ára fresti).

a) Já

b) Nei

c) Veit ekki

d) Vil ekki svara

[Allir]

Spurning 13. Hefur þú eða einhver í fjölskyldu þinni tekið námskeið í fyrstu hjálp,

skyndihjálp eða sambærileg námskeið?

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a) Já

b) Nei

c) Veit ekki

d) Vil ekki svara

Spurning 14. Hefur þú kynnt þér eftirfarandi?

Já nei Veit ekki Vil ekki svara

Viðbragðsáætlanir

á landsvísu (t.d.

varðandi eldgos,

inflúensu o.fl.)

Viðbragðsáætlanir

sveitafélaga (t.d.

varðandi

inflúensu,

sérstakar áætlanir

skóla o.fl.)

Spurning 15. Hvað búa margir á heimili þínu að þér meðtöldum/meðtalinni?

a) 1

b) 2

c) 3-5

d) Fleiri en fimm

e) Veit ekki

f) Vil ekki svara

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C-II

Appendix CII contains the questioner for the stakeholder survey that was conducted for this

thesis. Also the written answers.

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Table C-1 Answers to question 3, stakeholder survey.

Respondent Answer

1 Keep TETRA communication and emergency and safety –

communication operational as well as guarantee 100% answering of the

emergency dispatch (112).

2 System to help Icelanders in foreign countries

3 Transportation

4 Supervision of energy affairs during crisis

5 Electricity distribution management

6 Emergency management during crisis

7 Law enforcement is part of response and emergency –networks as well

as I am affiliated with civil defence

8 Oversight on telecommunication equipment for TETRA and monitor

station for sea traffic

Table C-2 Answers to question 5, stakeholder survey.

Respondent Answer

1 Transmission lines are above ground and ICT distributers do not have

enough emergency power

2 Undefined and incompatible standards for emergency power for

distribution and insufficient action for prevention. Insufficient

information to stakeholders regarding status on emergency power,

especially for socially important telecommunication and information

infrastructure.

3 Insufficient emergency power (diesel engines)

4 To dependent infrastructures. Electric Magnetic Pulse. Command

centres open for viruses or hacks.

5 Electricity distribution: Not meshed well enough, transmission lines and

substations are not equipped to handle big storms. ICT: Not meshed well

enough, not prepared for long duration electricity failure.

6 Bad distribution network. Needs n+1 connection

7 Transmission lines above ground

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Table C-3: Answers to Question 9, stakeholder survey.

Respondent Answer

1 Keep away from hazardous zones.

2 It came clear the other day that endurance and tranquillity of the public

even regarding short period storm is small and has probably lessened in

recent years. It does not take much for 112 to fill up on small complains.

I think in general the public depends too much on emergency and rescue

personnel and therefore does not give household sustainability enough

consideration for long duration crisis.

3 No.

4 Stay where they are.

5 Keep calm, monitor announcements and follow instruction.

6 No, have not seen anything regarding that subject. However I know

according to law that, civilians from age 18-65 years old, have a duty to

operate for civil defence during crisis from directions from the Police

Commissioner.

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Appendix D

Appendix D contains a link to the data from the public preparedness survey in pdf format:

https://www.dropbox.com/s/c6mg715ggwj8q1i/Gogn_GMP_04april_skil_Excel_290415.p

df?dl=0

Further access to the data contact the author of this thesis.

This appendix also shows further analysis of certain questions from the public preparedness

survey.

Figure D-22: Further analysis on Question 10. Number of respondents and the number of items they own can

be seen on the column chart.

Figure D-23: Further analysis on Question 10. The graph shows the distribution of equipment ownership for

respondents stating they were well prepared for electricity failure. The average ownership was around 11,4

items which was around 2 items more than for all respondents.

0

10

20

30

40

50

60

70

80

90

100

1 2 3 4 5 6 7 8 9 10 11 12 13 14 15 16 17 18 19 20

Nu

mb

er

of

resp

on

de

nts

Quentity of items owned

Equipment ownership quentity

0

2

4

6

8

10

12

14

16

18

0 20 40 60 80 100 120

equ

ipm

ent/

item

s o

wn

ed

Respondents

Well prepared equipment ownership

Distribution of ownership

Average ownership

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Figure D-24: Further analysis on Question 12. The column chart shows the number of items (this case food

categories from question 10) respondents thought they had in their household. For example the graph shows

that around 40 respondents had “very much” of 1 item from the category, around 150 respondents had

rather little of 2 items, etc.

Figure D-25: Further analysis on Question 14. The graph shows how many percentage of prepared

respondents owned emergency supply of food.

0

20

40

60

80

100

120

140

160

180

1 item 2 items 3 items 4 items 5 items

Ownership of food

Very much

Rather much

Rather little

Very little

7%

93%

Prepared ownership of special food supply

Yes No

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Figure D-26: Further analysis on Question 15. The graph shows that every prepared respondents say they or

someone in their family knows first aid.

Figure D-27: Further analysis on Question 16. 29% of prepared respondents are familiar with national

contingency plans which is 11% higher than for the whole group of respondents.

Prepared knowledge of first aid

Yes No

29%

71%

Prepared knowledge of national contingency plans

Yes No

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Figure D-28: Further analysis on Question 16. 14% of prepared respondents say they are familiar with

regional contingency plans which is very similar to the whole group of respondents.

14%

86%

Prepared knowledge of regional contingency plans

Yes No