Introduction to solid state physic

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    Ph sics

    Goan Hsi-Shen

    Department of Physics

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    Condensed matter physics, the largest branch

    of modern physics, mostly concerns the study of,substances, glasses, and liquids.

    conditions of temperature and pressure.

    What makes a material be a metal, insulator, or

    New physics?

    .

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    1 2 3 4 5 6 7 8 9 10 11 12 13 14 15 16 17 18

    1

    H

    2per o c a e

    He

    3 4 5 6 7 8 9 10

    e

    e

    11Na

    12M --- --- --- ---

    --- --- --- ---

    13Al

    14Si

    15P

    16S

    17Cl

    18Ar

    19K

    20Ca

    21Sc

    22Ti

    23V

    24Cr

    25Mn

    26Fe

    27Co

    28Ni

    29Cu

    30Zn

    31Ga

    32Ge

    33As

    34Se

    35Br

    36Kr

    37Rb

    38Sr

    39Y

    40Zr

    41Nb

    42Mo

    43Tc

    44Ru

    45Rh

    46Pd

    47Ag

    48Cd

    49In

    50Sn

    51Sb

    52Te

    53I

    54Xe

    55Cs

    56Ba

    57La

    72Hf

    73Ta

    74W

    75Re

    76Os

    77Ir

    78Pt

    79Au

    80Hg

    81Tl

    82Pb

    83Bi

    84Po

    85At

    86Rn

    87

    Fr

    88

    Ra

    89

    Ac

    104

    Rf

    105Db

    106Sg

    107Bh

    108Hs

    109Mt

    110

    Uun

    111

    Uuu

    112

    Uub

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    Crystal: constructed by the infinite

    re etition of identical rou s of atoms. Basis: a group of atoms.

    a ce: e se o ma ema ca po n s owhich the basis is attached.An infinitearray of points in space, in which each

    others.

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    Tr n l i n l mm r

    rans a ona y symme r c or per o c: r ng ng a po nback to an equivalent point in the crystal.

    One can reach an oint in s ace b addin an inte ernumber of translation vectors.

    If the lattice was infinite, you could not tell if you moved.

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    Don't mix up

    atoms with latticepoints

    Lattice points are

    in space Atoms are h sical

    objects

    Lattice points donot necessarily lieat the centre of

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    Lattice

    +

    Basis

    =

    Crystal structure

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    Even if there is onl one t e of atoms in the cr stal wehave to use a basis made up with two atoms.

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    We need to

    identify thesymmetry att cevectors) andlattice contents

    (basis) to fullydescribe a crystalstructure.

    How do wechoose lattice

    lead us tothinking about

    primitive cell.

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    crystal structure (it fills space).

    .

    The choice of the origin for unit cells is

    arbitrary as well. The only requirement is that the lattice must

    look the same when translated by a crystal

    translational vector:1 1 1 2 3 3T u a u a u a= + +

    G

    G G G

    1 2 3where , and are integers.u u u

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    Different crystal facesare developed evenwith identical buildinblocks.

    Rock salt

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    Primitive cell A primitive cell is a type of unit cell.

    primitive translation vectors (axes)

    1 2 3, anda a a

    G G G

    can be used as a building block for crystalstructure.

    A primitive cell is a minimum-volume cell.

    ( )V a a a=

    G G G

    A primitive cell will fill space by the repetition of.

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    A, B and C are primitive.

    D, E and F are not. Why? ,

    C are the same and the

    different. But this does

    not matter. There is only one lattice

    oint er rimitive cell.

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    -

    Another way of choosing a

    primitive cell. Procedure:

    1. Draw lines to connect aiven lattice oint to all

    nearby lattice points2. At the midpoint and

    ,draw new lines (or

    planes in 3D).enclosed in this way isthe Wigner-Seitzpr m t ve ce .

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    Unit cell is primitive

    (1 lattice point) but

    the basis. Atoms at the corner

    contribute only 1/4 tounit cell count

    the 2D unit cellcontribute only 1/2 to

    unit cell count . Atoms within the 2D

    unit cell contribute 1(i.e. uniquely) to thatunit cell

    A single layer of graphite

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    mapped into themselves by thelattice translations Tand by variousother s mmetr o erations.

    Physicists use the symmetry of theunit cells to classify crystalstructures and how the fill s ace.

    This involves the use ofpoint groupoperations and translationoperations.

    By lattice point group we mean thecollection ofsymmetry operations

    which, applied about a lattice point,carry the lattice into itself. Examples: mirror reflection,

    inversion, n-fold rotational axisThe symmetry planes andaxes of a cube

    symme ry

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    - There are only five distinct

    lattices in 2D. These are

    defined by how you canrotate the cell contents( and get the same cell

    Bravais lattice: commonphrase for a distinct lattice

    . Unit cells made of these 5

    Bravais lattices in 2D canspace. o er onescannot.

    oblique lattice

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    Penta onsdo not fittogether tofill all s ace

    Penrosetiling in2D

    2/3, 2/4, and 2/6 radians.

    But rotation of 2/5, and 2/7 do not fill space. -

    distinct designs of tiles.

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    P=primitive (1

    I=Body-centered(2 lattice pts)

    = ace-cen ere(4 lattice pts)

    C=Side-centerd (2lattice pts)

    In this course, we

    will concentrateupon only a few ofthese types.

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    Cubic s ace lattices

    For cubic systems, wehave three Bravais lattice:

    the simple cubic (SC),o y-cen ere cu c ,

    and face-centered cubic(FCC).

    Packin fraction

    atomic volume

    cell volume=

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    Simple cubic lattice

    Counting atoms (lattice1

    ;a x=G

    Atoms in different positionsin a cell are shared b a

    2

    3

    ;

    .

    a y

    a z

    =

    =

    G

    G

    differing numbers of unitcells

    e.g., Po(Polonium)

    er ex a om s are ycells 1/8 atom per cell

    One lattice point per unit cell,with a total volume ofa3

    cells 1/4 atom per cell

    Face atom shared by 2

    Number ofnearest neighbors: 6 Nearest neighbor distance: a

    Number of next-nearestcells 1/2 atom per cell

    Body unique to 1 cell1

    neighbors: 12 Next-nearest neighbor distance:

    2a.

    Packing fraction:/ 6

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    Body-Center cubic lattice

    ( )11

    ;2

    a a x y z= + G

    ( )21

    ;

    2

    a a x y z= + +G

    ( )3 .2

    a a x y z= +G

    2 lattice points per cell, with a

    . ., , , , , , , , ,

    pr m ve ce vo ume o a Number ofnearest neighbors: 8

    Nearest neighbor distance: 3 / 2a

    rhombohedron

    Number of next-nearest neighbors:6

    Next-nearest neighbor distance: a Packing fraction: 3 / 8

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    Wi ner-Seitz cells in 3D

    http://www.chembio.uoguelph.ca/educmat/chm729/wscells/construction.htm

    SC lattice

    Procedure: Choose any lattice site as the origin. Starting at the origin draw vectors to all neighbouring lattice points. Construct a plane perpendicular to and passing through the midpoint

    of each vector.

    The area enclosed by these planes is the Wigner-Seitz cell.

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    Unit cells of BCC lattice

    defined by translation vectors.

    Primitive cell of a truncatedoctahedron constructed bythe Wigner-Seitz cell.

    The Wigner-Seitz cell may look as range, u as e u po nsymmetry of its lattice point andwill be useful when we look at the

    .

    movie

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    Face-centered cubic (FCC) lattice

    4 lattice points per cell, with aprimitive cell volume ofa3/4

    Number ofnearest nei hbors: 12

    Primitive cells of FCC latice

    1

    1

    ;a a x y= +

    G

    Nearest neighbor distance: Number of next-nearest neighbors:

    / 2a

    ( )21

    ;2

    a a y z= +G

    Next-nearest neighbor distance: a Packing fraction: 2 / 6 ( )3 1 .2a a x z= +

    G

    Movies

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    Primitive cell is a right

    rism based onrhombus with anincluded angle of 120o.

    Later we will look at thehexagonal close-

    ,which is this structure

    with a basis.1 2 3

    a a a= G G G

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    Indexin s stem for cr stal lanes

    Since cr stal structuresare obtained from

    diffraction experimentsdiffract from planes ofatoms), it is useful to

    develop a system forindexing lattice planes.

    constants a1, a2, a3, but

    it turns out to be moreuseful to use what arecalled Miller Indices. Index

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    Rules for determining Miller indices

    n e n ercep s onthe axes in terms of the An example:

    , , . (2) Take the reciprocals

    of these numbers and

    then reduce to threeintegers having the sameratio, usually the smallestof the three integers. The Intercepts: a, ,

    Reciprocals: a/a, a/

    , a/

    , ,called the index of thelane.

    = 1, 0, 0Miller index for this plane : (1 0 0)(note: this is the normal vector for

    s p ane

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    Examples of Miller indices

    Intercepts: a, a,Reciprocals: a/a, a/a, a/

    = 1, 1, 0

    Intercepts: a,a,aReciprocals: a/a, a/a, a/a

    = 1, 1, 1

    Miller index for this plane : (1 1 0) er n ex or s p ane :

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    Intercepts: 3a1, 2a2, 2a3Intercepts: 1/2a, a,Reciprocals: 2a/a, a/a, a/

    = 2, 1, 0

    Reciprocals: a1/3a1, a2/2a2, a3/2a3= 1/3, 1/2, 1/2

    The smallest three integers having

    Miller index for this plane : (2 1 0) the same ratio: 2, 3, 3

    Miller index for this plane : (2 3 3)

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    m g mean a s ng e p ane, oraset of planes

    If a plane cuts a negative axis, welace a minus si ns above the index: (001) face

    (hkl) Planes equivalent by symmetry are

    denoted with curly brackets {hkl} e se o cu e aces are eno e

    {100} which include (100), (010),(001), (100), (010), and (001) faces.

    [100]direction

    ___

    with [uvw] (for example, The [100]direction for a cubic crystal is alongx axis )

    n cu c crys a s, e rec on sperpendicular to the plane (hkl)having the same indices, but thisisnt necessarily true for other crystal

    rec on

    sys ems

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    Im ortant lanes in a cubic cr stal

    e p ane means a p ane para e o u cu ng e a1 ax s a a .

    E l f t t

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    Examples of common structures:

    o um or e a s ruc ure e space a ce o a

    structure is FCC.

    The basis consists ofoneNa+ ion and one Cl- ion,separated by one-half of thebod dia onal of a unit cube.

    There are four units of NaClin each unit cube. om pos ons:

    Cl: 000 ; 0; 0; 0

    Each atom has 6 nearest

    neighbors of the oppositeOften described as2 interpenetrating

    .

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    -

    Crystal a ( )

    LiH 4.08 +MgO 4.20 a

    .

    NaCl 5.63

    AgBr 5.77

    PbS 5.92KCl 6.29

    .movie

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    structure is SC.

    The basis consists ofoneCs atom and one Cl atom,with each atom at thecenter of a cube of atoms

    of the opposite kind. There is on unit of CsCl in

    Atom positions:

    Cs : 000Cl : (or vice-versa) Each atom has 8 nearest

    Often described as 2interpenetrating SC lattices

    opposite kind.

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    rys a a

    BeCu 2.70

    .

    CuZn 2.94a

    .

    AgMg 3.28

    .

    NH4Cl 3.87

    .

    CsCl 4.11Why are the avaluessmaller for the CsCl

    . s ruc ures an or e

    NaCl (in general)?

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    -

    What does stacking fruit have to do with solid state physics?

    Cl d k d t t

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    Closed-packed structures There are an infinite number of ways to arrange identical

    spheres in a regular array that maximize the packingfraction.

    The centersof spheresat A, B, and

    pos ons

    There are different ways you can pack spheres together. Thisshows two ways, one by putting the spheres in anABAB

    arrangement, and the other withABCABC.

    H l l d k d (HCP) t t

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    Hexagonal closed-packed (HCP) structure

    The HCP structure is made up of stacking spheres in aABABAB configuration. The HCP structure has the primitive cell of the hexagonal lattice, with a basis oftwo identical atoms

    Atom positions: 000, 2/3 1/3 1/2 (remember, the unit axes are not allperpendicular)

    The number of nearest-neighbors is 12.e.g., Be, Sc, Te, Co, Zn, Y, Zr, Tc, Ru, Gd,

    Tb, Py, Ho, Er, Tm, Lu, Hf, Re, Os, Tl

    Rotatethree times

    To get the fullstructure

    Primitive cell has a1= a2 Conventional HCP unit cell

    FCC (also called the cubic

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    FCC (also called the cubic

    c ose -pac e s ruc ure, or

    s ruc ure as e s ac ng arrangemen o

    ABCABCABC sequence along the [111] direction.

    HCP and FCC stacking arrangement

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    HCP and FCC stacking arrangement

    z

    y

    FCC lattice A B CA B CA B C

    HCP and CCP (FCC) stacking

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    HCP and CCP (FCC) stacking

    arrangemen

    HCP FCC

    [1 1 1][0 0 1]

    (CCP)(looking

    along [111]rec on

    ABABsequence

    ABCABCsequence

    movies

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    -packed (HCP) and FCC

    structures both have the

    rys a c a ra o

    He(hcp) 1.633

    ea pac ng ract on o0.74.

    .

    Mg 1.623

    packing is (8/3)1/2 = 1.633(see Problem 3 in Kittel)Zn 1.861Cd 1.886

    Why arent these valuesperfect for real materials?

    Co 1.622

    Y 1.570 y wou rea ma er a s

    pick HCP or FCC (whatdoes it matter if the ack

    Zr 1.594

    Gd 1.592

    the same?)? Lu 1.586

    Diamond structure

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    Diamond structure

    The space lattice is FCC. The primitive basis has two

    identical atoms at the 000 and positions.

    There are 8 atoms in each Number of the nearest

    neighbors: 4

    2 interpenetrating FCC lattices

    neighbors: 12 Packing fraction: 0.34 (show

    Crystal a ()

    C 3.567

    Si 5.430

    a

    e .

    Sn 6.49

    Diamond structure

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    Diamond structure

    FCC lattice + basis of 2 atoms at (0,0,0) and (1/4,1/4,1/4)

    1/43/4

    01/2 1/2

    1/4 3/4

    0 01/2

    12 next nearest neighbors

    two FCC displaced from eachother by of a body diagonal

    Maximum packing fraction = 0.34

    Cubic Zinc Sulfide (ZnS) structure

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    Cubic Zinc Sulfide (ZnS) structure

    The space lattice is FCC. The primitive basis has two different

    positions (i.e., Zn and S) There are 4 units ofZnS in each

    conventional unit cube. About each atom, there are 4

    nearest neighbors atoms of theopposite kind arranged at thecorners o a e ra e ron.

    Cr stal a

    SiC 4.35

    ZnS 5.41AlP 5.45

    GaP 5.45

    GaAs 5.65

    AlAs 5.66movie

    Periodic table of the elements

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    1 2 3 4 5 6 7 8 9 10 11 12 13 14 15 16 17 18

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    1H

    2per o c a e

    He

    3 4 5 6 7 8 9 10

    e

    e

    11Na

    12M --- --- --- ---

    --- --- --- ---

    13Al

    14Si

    15P

    16S

    17Cl

    18Ar

    19K

    20Ca

    21Sc

    22Ti

    23V

    24Cr

    25Mn

    26Fe

    27Co

    28Ni

    29Cu

    30Zn

    31Ga

    32Ge

    33As

    34Se

    35Br

    36Kr

    37Rb

    38Sr

    39Y

    40Zr

    41Nb

    42Mo

    43Tc

    44Ru

    45Rh

    46Pd

    47Ag

    48Cd

    49In

    50Sn

    51Sb

    52Te

    53I

    54Xe

    55Cs

    56Ba

    57La

    72Hf

    73Ta

    74W

    75Re

    76Os

    77Ir

    78Pt

    79Au

    80Hg

    81Tl

    82Pb

    83Bi

    84Po

    85At

    86Rn

    87Fr

    88Ra

    89Ac

    104Rf

    105

    Db

    106

    Sg

    107

    Bh

    108

    Hs

    109

    Mt

    110Uu

    n

    111Uu

    u

    112Uu

    b

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    Many crystals undergo structural changes with T, P:For example:

    LiquidBCCFCCBCC

    -ferrite -ferrite

    empera uree910oC 1400oC 2100oC

    TemperatureNa

    LiquidFCCBCC

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    Density and atomic concentration