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Investor Disclosures - Housing Finance Company in India

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Page 1: Investor Disclosures - Housing Finance Company in India
Page 2: Investor Disclosures - Housing Finance Company in India
Page 3: Investor Disclosures - Housing Finance Company in India
Page 4: Investor Disclosures - Housing Finance Company in India

Table Ill• Statement showing shareholding pattern of the Public shareholder Category & Name of the PAN No. of No. of fully No. of Nos Total nos. Sharehold1 Number of Voting Rights held In each class of No. of Shareholding,

Shareholders (II) sharehol paid up equ,ty Partly of shares held ng% securities Shares as a % assuming (I) der shares held paid· shares (VII= IV•V•VI) calculated (IX) Underlying full conversion

(111) (IV) up underl as per Outstanding of convertible equity yIng SCRR, 19S7 convertible securities I as a shares Oepos

No of Voting Rights Total as securities percentage of held 1torv As a%of

a %of (1nclud1ng diluted share (V) Rece, (A•B•C2)

Total Warrants) capital) pts (VIII)

Voting (XI (XI)= (Vll)•(X) as (VI)

rights a %of A•B•C2

Class X Class Y Total

(1) Institutions (a) Mutual Funds / UTI 290 4963843S 4963843S 3.14 49638435 4963843S 3.14 19534800 3.07 lb) Venture Capital Funds .

(c) Alternate Investment Funds .

(d) Foreign Venture Capital . . .

Investors (e) Foreign Portfolio Investors

. .

(f] Financial lnst1tut1ons / Banks 95 22737465 . 22737465 1.43 22737465 . 22737465 1.43 693500 1.40

(&) Insurance Com__e_an1es 25 106435390 106435390 6.73 106435390 106435390 6.73 0 6.58 LIFE INSURANCE 59949467 59949467 3.79 59949467 59949467 3.79 0 3.70 CORPORATION OF INDIA

lh) Provident Funds/Pension Funds

(I) Others (1) Foreign lnst1tut1onal Investor 1403 1216034839 1216034839 76.86 1216034839 1216034839 76.86 0 75.13

69150345 69150345 4.37 69150345 69150345 4.37 0 4 27 OPPENHEIMER DEVELOPING MARKETS FUND

EUROPACIFIC GROWTH FUND 51986265 51986265 3 29 51986265 51986265 3.29 0 3.21

GOVERNMENT OF SINGAPORE 31901492 31901492 2.02 31901492 31901492 2.02 0 1.97

VANGUARD EMERGING 23664195 23664195 1.50 23664195 23664195 1.50 0 1.46 MARKETS STOCK INDEX FUND, ASERIES OF VANGUARD INTERNATIONAL EQUITY INDE X FUND

COPTHALL MAURITIUS 20433699 20433699 1.29 20433699 20433699 1.29 0 1.26 INVESTMENT LIMITED

20016636 20016636 1.27 20016636 20016636 1.27 0 1.24 VIRTUS EMERGING MARKETS OPPORTUNITIES FUND

ISHARES INOIA INDEX 17497107 17497107 1.11 17497107 17497107 1.11 0 1.08 MAURITIUS COMPANY

( '- b

Page 4 of9

I�

Number or Locked In

shares

No

(a)

(XII)

As a %of total Share s held

(b)

.

.

.

Number of Shares pledged or otherwise

encumbered (XIII)

No As a %of (Not total

Apphc Shares able) held

(Not Applicable)

(a) (b)

.

.

Number of equity shares

held In dematertahze

d form (XIV)

49633685

.

22729865

106434890 59949467

1216034839

69150345

51986265

31901492

23664195

20433699

20016636

17497107

Page 5: Investor Disclosures - Housing Finance Company in India

VANGUARD TOTAL 17064986 17064986 1.08 17064986 17064986 1.08 0 1.05 17064986 INTERNATIONAL STOCK INDEX FUND ABERDEEN GLOBAL INDIAN 16818335 16818335 1 06 1681833S 16818335 1.06 0 1.04 16818335 EQUITY LIMITED STICHTING DEPOSITARY APG 15959351 15959351 1.01 15959351 . 15959351 1.01 0 0.99 . 15959351 EMERGING MARKETS EQUITY POOL

(2) Foreign Financial lnst1tut1ons / 4 51590 51590 0.00 51590 51590 0.00 0 0.00 . 51590 Banks Sub-Total (8)(1) 1817 1394897719 1394897719 88.17 1394897719 1394897719 88.17 20228300 86.18 1394884869

(2) Central Government/ State Government{s) / President of India

l•l Central Government/ State 8 1267383 1267383 0.08 1267383 1267383 0.08 0 0.08 1267383 Government(s)/Pres,dent of India

131 Non-Institutions {a(i)) lnd1v1dual shareholders 206777 123052121 123052121 7.78 123052121 123052121 7 78 3397869 7.60 . . 109242247

holding nominal share capital uo to Rs. 2 lakhs

(a(11)) lnd1v1dual shareholders 78 18486195 18486195 117 18486195 . 18486195 117 3715700 114 . 18382795 holding nominal share capital in excess of Rs. 2 lakhs

(b) NBFCs reg,stered with RBI 0 0.00 0 0.00

(cl Employee Trusts 0 0.00 0 0.00 (d) Overseas Oepos1tones (holding . 0 0.00 0 0.00

DRs) (balancing figure)

(el Others (1) Trusts 64 5025343 5025343 0.32 5025343 5025343 0.32 0 0.31 . 5025343 12) Directors & their Relatives 35 8305104 8305104 0.52 8305104 8305104 0.52 0 0.51 8305104

(3) Fore11m Nationals 3 3650 3650 0.00 3650 3650 0.00 0 0.00 3650 14) Non Resident Indians 5090 3734445 3734445 0.24 3734445 3734445 0.24 29200 0.23 3718945 (51 Clearing Members 375 1647184 1647184 0.10 1647184 1647184 0.10 43800 0.10 1647184 (6) Hindu Und1v1ded Fam1hes 3867 1309329 1309329 0.08 1309329 1309329 0.08 0 0.08 1309329

(7) Foreign Corporate Bodies 4 1934732 . 1934732 0.12 1934732 1934732 0.12 0 0.12 1934732 'FDlsl

181 Bodies Coroorate 2352 22388835 . 22388835 1.42 22388835 22388835 1.42 9085131 1.38 22042000 Sub-Total (8)(3) 218653 187154321 0 0 187154321 11.83 187154321 0 187154321 11.83 16271700 11.S6 172878712 Total Public Shareholding {B)= 220470 1582052040 0 0 1582052040 100.00 1582052040 0 1582052040 100.00 36500000 97.74 1567763581

I! s U 1)+1 s ll2l+(s )(3 l Details of the shareholders acting as persons 1n Concert 1nclud1ng their Shareholding (No. and %): Life Insurance Corporation of India (including all accounts) held 81912590 equity shares compns,ng 5.19 %.

Details of Shares which remain unclaimed may be given here along with details such as number of shareholders, outstanding shares held in demat/uncla,meduspense account, voting rights which are frozen etc.· 6,19,575 Equity Shares held under HDFC UNCLAIMED SUSPENSE ACCOUNT by 452 shareholders

Note: (1) PAN would not be d,splayed on webs,te of Stock Exchanae(s)

Q�0� (2) The above format needs to be d,scfosed along with the name of following persons: lnst1tut1ons/Non lnst1tut1ons holding more than 1% of total number of shares. 13: U �B o) (3) W.r.t the information pertaining to Depository Receipts, the same may be disclosed in the respective columns to the e,ctent information available and the balance to be disclosed as held by custodian

\ '1_�'\>' Pa e5of9 g

Page 6: Investor Disclosures - Housing Finance Company in India
Page 7: Investor Disclosures - Housing Finance Company in India

HOUSING DEVELOPMENT FINANCE CORPORATION LIMITED

(l)(cl{ii) Statement showing holding of securities (including shares, convertible securities) of persons (together with PAC) belonging to the

category 'Public' and holding more than 5% of the total number of shares of the company (As on : 30/06/2016)

S.No. Name of the shareholder(s) and Persons Acting in Concert (PAC) Number of Shares as a Details of warrants Details of convertible Total shares PAN No.

with them Shares held % of grand Number As a% of Number of As a% of (including

total of total convertible total underlying

(A)+(B)+(C) warrants number of securities number of shares

of sub- held warrants of held convertible assuming full

clause (l}(a) the same securities of conversion of

class the same warrants and

class convertible

securities) as a

% of diluted

share capital

(I) (II} (111) {IV) (V) (VI) (VII} {VIII) {IX}

1 LIFE INSURANCE CORPORATION OF INDIA 59949467 3.79 - - - -

2 LIC OF INDIA MONEY PLUS GROWTH FUND 7023845 0.44 - - - -

3 LIFE INSURANCE CORPORATION OF INDIA P & GS FUND 5410827 0.34 - - - -

{X}

3.70

0.43

0 33

4 LIC OF INDIA SAMRIDHI PLUS FUND 2572475 0.16 - - - - 0.16

5 LIC OF INDIA WEAL TH PLUS FUND 1714057 0.11 - - - - 0.11

6 LIFE INSURANCE CORPORATION OF INDIA- 1424157 0.09 - - - - 0.09ULIF00420091 0LICEND+GRW512

7 LIC OF INDIA MARKET PLUS NON UNIT FUND 911791 0.06 - - - - 0.06

8 LIC OF INDIA FUTURE PLUS GROWTH FUND 584292 0.04 - - - - 0.04

9 LIC OF INDIA MONEY PLUS NON UNIT FUND 270765 0.02 - - - - 0.02

10 LIC OF INDIA JEEVAN PLUS GROWTH FUND 270025 0.02 - - - - 0.02

11 LIC OF INDIA MONEY PLUS 1 GROWTH FUND 231901 0.01 - - - - 0.01

12 LIC OF INDIA MARKET PLUS GROWTH FUND 192182 0.01 - - - -

13 LIC OF INDIA BIMA PLUS NON UNIT FUND 185000 0.01 - - - -

14 LIC OF INDIA PROFIT PLUS NON UNIT FUND 172907 0.01 - - - -

15 LIC OF INDIA HEALTH PLUS FUND 161832 0.01 - - - -

16 LIC OF INDIA PENSION PLUS MIXED FUND 160632 0.01 - - - -

17 LIC OF INDIA FORTUNE PLUS NON UNIT FUND 150000 0.01 - -

----.... -

18 LIC OF INDIA FORTUNE PLUS GROWTH FUND 148136 0.01 - -

l':_'r �-- ,.(),_

0.01

0.01

0.01

0.01

0.01

0.01

0.01

l;( \' 0

' '

Page 7 of9

Page 8: Investor Disclosures - Housing Finance Company in India

S.No. Name of the shareholder(s) and Persons Acting in Concert (PAC) Number of Shares as a Details of warrants Details of convertible Total shares PAN No. with them Shares held % of grand Number As a% of Number of As a% of (including

total of total convertible total underlying

(A)+(B)+(C) warrants number of securities number of shares

of sub- held warrants of held convertible assuming full

clause (l)(a) the same securities of conversion of

class the same warrants and

class convertible

securities) as a

% of diluted

share capital

(1) (II) (Ill) (IV) (V) (VI) (VII) (VIII) (IX)

19 UC OF INDIA FUTURE PLUS NON UNIT FUND 74341 0 00 - - - -

20 UC OF INDIA HEAL TH PROTECTION PLUS FUND 61800 0 00 - - - -

21 UC OF INDIA CHILD FORTUNE PLUS GROWTH FUND 50337 0.00 - - - -

22 UC OF INDIA JEEVAN PLUS NON UNIT FUND 50000 0 00 - - - -

23 LIFE INSURANCE CORPORATION OF INDIA - 27000 0 00 - - - -

(X)

0 00

0 00

0 00

0 00

0 00 ULIF00320091 0LICEND+BAL512

24 UC OF INDIA FUTURE PLUS BALANCED FUND 25659 0 00 - - - -

25 LIFE INSURANCE CORPORATION OF INDIA - 12335 0.00 - - - -

0 00

0.00 ULIF00220091 0LICEND+SEC512

26 UC OF INDIA HEAL TH PLUS NON UNIT FUND 10000 0.00 - - - -

27 UC OF INDIA MARKET PLUS BALANCED FUND 10000 0 00 - - - -

0.00

0.00

28 UC OF INDIA MONEY PLUS 1 NON UNIT FUND 10000 0.00 - - - - 0.00

29 UC OF INDIA JEEVAN SAATHI PLUS GROWTH FUND 8300 0.00 - - - - 0.00

30 UC OF INDIA CHILD FORTUNE PLUS NON UNIT FUND 5500 0.00 - -- - 0.00

31 UC OF INDIA MONEY PLUS BALANCED FUND 5000 0.00 - - - - 0.00

32 UC OF INDIA GRATUITY PLUS GROWTH FUND 4800 0.00 - - - - 0.00

33 UC OF INDIA MARKET PLUS 1 BALANCED FUND 3380 0.00 - - - - 0.00

34 LICI NEW ENDOWMENT PLUS-GROWTH FUND 3000 0.00 - - - - 0.00

35 UC OF INDIA CHILD FORTUNE PLUS SECURED FUND 2300 0.00 - - - -

36 UC OF INDIA PROFIT PLUS GROWTH FUND 2247 0.00 - - - -

37 UC OF INDIA MONEY PLUS SECURED FUND 2000 0.00 - - - -

38 UC OF INDIA MONEY PLUS 1 SECURED FUND 1800 0.00 - - - -

39 UC OF INDIA MONEY PLUS 1 BALANCED FUND 1500 0.00 - - - -

40 UC OF INDIA CHILD FORTUNE PLUS BALANCED FUND 1300 0.00 - - -

/<r: c�

0.00

0.00

0.00

0.00

0.00

0.00

�y: '{ �\

Page 8 of 9

Page 9: Investor Disclosures - Housing Finance Company in India

S.No. Name of the shareholder(s) and Persons Acting in Concert (PAC) Number of Shares as a Details of warrants Details of convertible Total shares PAN No. with them Shares held % of grand Number As a% of Number of As a% of (including

total of total convertible total underlying (A)+(B)+(C) warrants number of securities number of shares

of sub- held warrants of held convertible assuming full clause (l)(a) the same securities of conversion of

class the same warrants and

class convertible

securities) as a

% of diluted share capital

(I) (II) {Ill) {IV) {VI (VI) (VII) (VIII) (IX) (X)

41 UC OF INDIA HEAL TH PROTECTION PLUS NON UNIT FUND 1250 0 00 . . . . 0.00

42 UC OF INDIA JEEVAN PLUS BALANCED FUND 1000 0 00 . . . . 0 00

43 UC OF INDIA JEEVAN PLUS SECURED FUND 600 0 00 . . . . 0.00

44 UC OF INDIA PROFIT PLUS BALANCED FUND 500 0 00 . . . . 0.00

45 UC OF INDIA PROFIT PLUS SECURED FUND 500 0 00 . . . . 0 00

46 UC OF INDIA JEEVAN SAATHI PLUS BALANCED FUND 450 0.00 . . . . 0 00

47 LICI NEW ENDOWMENT PLUS-BALANCED FUND 400 0.00 . . - - 0 00

48 UC OF INDIA FORTUNE PLUS SECURED FUND 300 0.00 . - . . 0.00

49 UC OF INDIA FORTUNE PLUS BALANCED FUND 300 0.00 . . . . 0.00

50 LIFE INSURANCE CORPORATION OF INDIA - 200 0 00 - . . . 0.00

ULIF002180912LICFLX +MIX512

51 LICI NEW ENDOWMENT PLUS-SECURED FUND 100 0.00 . . - -

52 UC OF INDIA JEEVAN SAA THI PLUS SECURED FUND 100 0.00 . . - -

0.00

0.00

Total 81912590 5.19 5.06

Page 9 of 9