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Academiejaar 2018 – 2019
Is early detection of keratoconus worthwhile?
Systematic review based on the WHO criteria for
screening.
Sandra VERMEIRSCH
Promotors: Prof. Dr. I. Claerhout, Dr. E. Kreps
Masterproef voorgedragen in de master in de specialistische geneeskunde Oftalmologie
Academiejaar 2018 – 2019
Is early detection of keratoconus worthwhile?
Systematic Review based on the WHO criteria for
screening.
Sandra VERMEIRSCH
Promotors: Prof. Dr. I. Claerhout, Dr. E. Kreps
Masterproef voorgedragen in de master in de specialistische geneeskunde Oftalmologie
Table of content
Abstract ...................................................................................................................................... 1
1. Introduction ........................................................................................................................ 2
1.a. Introduction on keratoconus ............................................................................................ 2
1.b. Purpose ............................................................................................................................ 4
2. Methods .............................................................................................................................. 5
3. Results ................................................................................................................................ 6
3.a. The condition sought should be an important health problem ........................................ 6
3.a.1. Prevalence and incidence ......................................................................................... 6
3.a.2. Quality of life ........................................................................................................... 8
3.a.3. Discussion ................................................................................................................. 9
3.b. The natural history of the condition, including development from latent to declared
disease, should be adequately understood ............................................................................ 10
3.b.1. Demographics and natural progression .................................................................. 10
3.b.2. Risk factors ............................................................................................................. 12
3.b.3. Development from latent to declared disease......................................................... 13
3.b.4. Discussion .............................................................................................................. 13
3.c. There should be a recognizable latent or early symptomatic stage ............................... 14
3.d. There should be a suitable test or examination ............................................................. 15
3.e. The test should be acceptable to the population ............................................................ 15
3.f. There should be an agreed policy on whom to treat as patients .................................... 15
3.g. There should be an accepted treatment for patients with keratoconus .......................... 16
3.g.1. Treatment options to improve visual acuity ........................................................... 16
3.g.2. Treatment option to stabilize progression: Corneal cross-linking (CXL) .............. 18
3.g.3. Discussion .............................................................................................................. 21
3.h. Facilities for diagnosis and treatment should be available ............................................ 22
3.i. The cost of case-finding (including diagnosis and treatment of patients diagnosed) should
be economically balanced in relation to possible expenditure on medical care as a whole . 23
3.i.a. Societies’ point of view ........................................................................................... 23
3.i.b. Patients’ point of view ............................................................................................ 24
3.i.c. Discussion ............................................................................................................... 24
3.j. Case-finding should be a continuing process and not a “once and for all” project........ 25
4. Final discussion ................................................................................................................ 27
Dutch summary ........................................................................................................................ 28
Addendum 1: Search strategy
Addendum 2: JBI Critical Appraisal Tool for Quality assessment of articles
Bibliography
Abbreviations
AC Allergic Conjunctivitis
ARC Anterior Radius of Curvature
ARMD Age-Related Macular Degeneration
BAD-D Belin/Ambrosio Enhanced Ectasia Total Derivation Value
BCVA Best-Corrected Visual Acuity
BDVA Best-Corrected Distance Visual Acuity
BSCVA Best Spectacle-Corrected Visual Acuity
Can$ Canadian Dollars
CAT Critical Appraisal Tool
CB Chronic Blepharitis
CCT Central Corneal Thickness
CL Contact Lens(es)
CLEK Collaborative Longitudinal Evaluation of Keratoconus
CSC Cataract Surgical Coverage
CSR Cataract Surgical Rate
CXL Cross-linking
D Diopter(s)
DALK Deep Anterior Lamellar Keratoplasty
DM Diabetes Mellitus
DRP Diabetic Retinopathy
DUSKS Dundee University Scottish Keratoconus Study
GDP Gross Domestic Product
HDI Human Development Index
HR High Resolution
ICER Incremental Cost-Effectiveness Ratio
ICRS Intrastromal Corneal Ring Segments
ISV Index of Surface Variance
IVA Index of Vertical Asymmetry
JBI Joanna Briggs Institute
KC Keratoconus
KPI Keratoconus Prediction Index
LASIK Laser In Situ Keratomileusis
NEI-VFQ-25 National Eye Institute-Vision Function Questionnaire
NS Not Specified
OSA Obstructive Sleep Apnea
PK Penetrating Keratoplasty
PRC Posterior Radius of Curvature
PRISMA Preferred Reporting Items for Systematic reviews and Meta-Analyses
PRK Photorefractive Keratectomy
QALY Quality-Adjusted Life Years
QoL Quality of Life
RGP Rigid Gas Permeable contact lenses
SE Spherical Equivalent
t-PRK Topography-guided Photorefractive Keratectomy
UCVA Uncorrected Visual Acuity
UK United Kingdom
USA United States of America
US$ United States Dollar
UVA Ultraviolet A
VA Visual Acuity
VKC Vernal Keractoconjunctivitis
WHO World Health Organization
1
Abstract
Purpose: To research whether screening for keratoconus is worthwhile, based on the
current evidence for early detection and treatment of keratoconus. The World Health
Organization principles of screening are used as a guideline.
Methods: A systematic review of the Pubmed, Cochrane and Web of Science databases,
according to Preferred Reporting Items for Systematic reviews and Meta-Analyses (PRISMA)
guidelines.
Results: Recent reports suggest that the prevalence of keratoconus is substantially higher
than previously thought. While keratoconus does not result in blindness, it does cause
significant morbidity as it is a chronic eye disease affecting young, economically active
patients, with a significant impact on the quality of life. The magnitude of the public health
impact of keratoconus is disproportionate to its prevalence and clinical severity, and has an
important impact on public health budget.
Corneal imaging techniques have greatly improved, enabling us to diagnose keratoconus in a
subclinical stage. The ultimate goal of treating patients with keratoconus is to preserve or even
improve their quality of life, and to improve their ability to perform visually related tasks. Even
though no definite treatment is available, the introduction of corneal cross-linking in the early
2000s has revolutionized the care for keratoconus patients. Whereas in the past merely methods
for optical correction were available, corneal cross-linking has proven to halt progression in
keratoconus, thus reducing the need for corneal transplantation. Moreover, cross-linking has
been proven to be cost-effective.
Conclusion: Early and reliable detection of keratoconus is required to fully utilize the benefits
provided by stabilization of disease progression. Currently, insufficient data are available to
estimate the possible effects and costs of a screening program. Further research - investigating
the feasibility and (cost-)effectiveness of various screening strategies for keratoconus - is
necessary to maximize the benefits of corneal cross-linking.
2
1. Introduction
1.a. Introduction on keratoconus
Keratoconus (KC) is a bilateral, yet asymmetrical chronic corneal disease, that affects patients
in their puberty or early adulthood. The cornea becomes ectatic and assumes a conical shape,
which is accompanied by stromal thinning. This leads to irregular astigmatism, myopia, and
corneal protrusion. With progressing stromal thinning, this can evolve to a loss of correlation
between the anterior and posterior corneal curvature.
Clinical signs depend on the stage of disease and include conical protrusion, an iron deposition
line surrounding the base of the cone (Fleischer ring), and fine vertical lines in the deep stroma
and Descemet membrane (Vogt striae). In advanced stages, sudden breaks in Descemet
membrane can lead to stromal imbibition of aqueous, a condition referred to as acute hydrops,
and corneal scarring can occur. (1, 2) The progressive change in corneal shape prompts vision
loss and can influence vision-related quality of life (QoL).(3)
The exact etiology of keratoconus remains unknown, yet it’s widely accepted that it is a
complex multifactorial disorder with environmental, biomechanical and genetic factors playing
a role. Common risk factors are eye rubbing, atopic disease, family history of keratoconus,
Down syndrome and connective tissue disorders.(4, 5)
The gold standard for the diagnosis of keratoconus is corneal topography (or tomography). An
asymmetrical bowtie pattern (contrary to the symmetrical bowtie in regular astigmatism), high
astigmatism or a conical shape should alert the examiner to the possible diagnosis of
keratoconus. Different indices have been developed that differentiate keratoconic from normal
corneas: commonly used indices are the central K value (calculated by averaging the dioptric
power on rings 2-4 of the placido disc), inferior-superior (I-S) index (calculated by comparing
the difference in dioptric power between points on the inferior cornea with corresponding points
on the superior cornea), KISA% index (derived and calculated from 4 indices), and keratoconus
prediction index (KPI, derived and calculated from 8 indices).(1, 6, 7) Frequently used
diagnostic devices are based on slit-scanning elevation topography (e.g. Orbscan; Bausch and
Lomb Surgical, USA), and Scheimpflug imaging techniques (e.g. Pentacam HR tomography;
Oculus, Germany).(8, 9) With the Pentacam HR, combined factors and indices can be displayed
as the Belin Ambrosio Enhanced Ectasia Display, or the Holladay 6 map display to facilitate
quick and effective screening of ectatic disease.(1, 10)
3
Commonly used classification systems are the Amsler-Krumeich classification(1) (cfr. Table
1A), and the newer ABCD-grading system(11) (cfr Table 1B).
Table 1A: the Amsler-Krumeich classification
Stage Findings
I Eccentric steepening
Myopia, induced astigmatism, or both <5.00 diopter (D)
Mean central K readings <48 D
II Myopia, induced astigmatism, or both from 5.00 to 8.00 D
Mean central K readings <53.00 D
Absence of scarring
Corneal thickness >400 micron
III Myopia, induced astigmatism, or both from 8.00 to 10.00 D
Mean central K readings >53.00 D
Absence of scarring
Corneal thickness 300-400 micron
IV Refraction not measurable
Mean central K readings >55.00 D
Central corneal scarring
Corneal thickness < 200 micron
Table 1B: ABCD-grading system for keratoconus
A (ARC) ° B (PRC) * C (pachy) † D (BDVA) °° Scarring
Stage 0 >7.25 mm (<46.5D) >5.90 mm (<57.25D) >490 >20/20 -
Stage 1 >7.05 mm (<48.0D) >5.70 mm (<59.25D) >450 >20/20 -, +, ++
Stage 2 >6.35 mm (<53.0D) >5.15 mm (<65.5D) >400 <20/40 -, +, ++
Stage 3 >6.15 mm (<55.0D) >4.95 mm (<68.5D) >300 <20/100 -, +, ++
Stage 4 <6.15 mm (>55.0D) <4.95 mm (>68.5D) <300 <20/400 -, +, ++
° ARC = anterior radius of curvature (3 mm zone), * PRC = posterior radius of curvature (3 mm zone),
† Pachy = Thinnest pachy (µm), °° BDVA = best corrected distance visual acuity
Treatment options for keratoconus include glasses in early disease and a variety of contact
lenses (CL) in several stages of keratoconus (rigid gas-permeable lenses (RGP), Rose K, hybrid
lenses, scleral lenses, etc.). Intrastromal corneal ring segments (ICRS) can be implanted to
reduce the corneal curvature in patients who lack functional vision with glasses or contact
4
lenses. When the above treatment options fail to offer adequate visual acuity, i.e. in advanced
keratoconus, corneal transplantation can be considered. Even though there is no definite cure
for keratoconus, a method to stabilize disease progression is available since the early 2000s:
corneal cross-linking (CXL). In this treatment riboflavin and ultraviolet A light are used to
produce a photochemical reaction, resulting in an increase of corneal rigidity. Cross-linking has
significantly altered the care for keratoconus patients.(12)
Prior to the cross-linking era, there was little incentive for early keratoconus diagnosis as there
were no means to arrest the natural course of the disease other than advising patients against
eye rubbing. Ideally, timely cross-linking would prevent progression from a mild to moderate
or severe stage and thus allow for a reduction in lifelong contact lens dependency as well as
further progression towards a corneal graft.
1.b. Purpose
This paper aims to research whether screening for keratoconus is worthwhile, based on the
current evidence for early detection and treatment of keratoconus, and if so, which screening
strategy could be implemented. By means of the World Health Organization (WHO) principles
of screening, we will investigate whether early detection and treatment would result in reducing
morbidity and costs. We will address critical areas where knowledge remains insufficient.
5
2. Methods
A systematic search according to Preferred Reporting Items for Systematic reviews and Meta-
Analyses (PRISMA) guidelines was performed, selecting studies on the topics of natural history
of keratoconus, epidemiology, quality of life, cost of treatment, cost-effectiveness and cost of
illness (Pubmed search: keratoconus AND (screening OR cost OR cost-effectiveness OR
epidemiology OR natural course OR quality of life). Articles describing the mere diagnosis in
refractive surgery candidates were excluded by adaptation of advanced search details. Studies
were recovered from the Pubmed, Cochrane and Web of Science databases. All English
language abstracts were evaluated for inclusion in this review, without limitation on publication
date. The full PubMed search strategy and PRISMA flowchart can be found in Addendum 1.
Articles pertaining to the epidemiology of keratoconus, cost of illness, disease burden,
screening strategies and cost-effectiveness of screening and treatment were identified. All
articles were screened at title and abstract level.
The scientific quality of the remaining articles was assessed using the relevant Critical
Appraisal Tool (CAT) issued by the Joanna Briggs Institute (JBI).(13-16) An example can be
found in Addendum 2. Relevant references in the selected articles were additionally included
and went through the same selection process. In total, 187 articles were included in the
qualitative synthesis concerning keratoconus.
Next to this systematic search, articles discussing school-based vision screening were searched
in PubMed. Articles that were found to be relevant to the discussion sections in this paper were
manually selected.
6
3. Results
The classical screening criteria defined by Wilson and Jungner for the WHO in their 1968
statement ‘Principles and practice of screening for disease’ (Table 2) will be used as a
guideline. (17)
Table 2: Wilson and Jungner screening criteria
1 The condition sought should be an important health problem.
2 There should be an accepted treatment for patients with recognized disease.
3 Facilities for diagnosis and treatment should be available.
4 There should be a recognizable latent or early symptomatic stage.
5 There should be a suitable test or examination.
6 The test should be acceptable to the population.
7 The natural history of the condition, including development from latent to declared
disease, should be adequately understood.
8 There should be an agreed policy on whom to treat as patients.
9 The cost of case-finding (including diagnosis and treatment of patients diagnosed)
should be economically balanced in relation to possible expenditure on medical care as
a whole.
10 Case-finding should be a continuing process and not a “once and for all” project.
The original order of the above criteria will be adapted to create a logical and readable text
structure. For the sake of clarity, results and discussion for every screening criterion will be
discussed together.
3.a. The condition sought should be an important health problem
The importance of a health problem can be regarded from the point of view of both the
individual and the community. It can be appraised in two ways: either by its degree of
prevalence, or by the impact on quality of life of the individual.
3.a.1. Prevalence and incidence
Prevalence is calculated as the number of affected individuals at a given time divided by the
number of individuals in the population, thus calculating the expected number of patients with
a certain disease in the population. Incidence on the other hand, refers to new - rather than
existing – cases that occur in the population over a specified period of time.(18)
7
Keratoconus has long been considered an uncommon disease based on the prevalence rate of
54.5 per 100,000 published by Kennedy et al in 1986.(19) A recent epidemiologic study in the
Netherlands showed that the annual incidence and prevalence of keratoconus are five- to tenfold
higher than previously reported. The annual incidence in white patients aged 10-40 was 1 in
7,500, while the prevalence in the general population was estimated to be 1 in 375.(20)
Findings of epidemiologic studies are listed in table 3A and 3B. The differences in
denominators, study design (retrospective/prospective) and diagnostics (keratoscopy or corneal
topography) hinder direct comparison of reported data from various regions. Advances in
corneal imaging are presumably responsible for the increase in reported prevalence.
Table 3A: Retrospective/prospective studies
Country Year Duration
(years)
Diagnostics Incidence per
100,000
Prevalence
per 100,000
USA(19) 1986 48 Irregular retinoscopic reflexes and
irregular mires on keratometry
2 54.5
Finland(21) 1986 20 Hospital registration of diagnosis 1.5 28.8
UK(22) 2000 10 Hospital registration of diagnosis
(age 10-44 y)
19.6 (Asians)°
4.5 (whites)°
229 (Asians)
57 (whites)
UK(23) 2004 6 Hospital registration of diagnosis 25 (Asians)
3.33 (whites)
NS
Saudi Arabia(24) 2005 1 Prospective registration of
diagnosis (Irregular retinoscopic
reflexes and irregular mires on
keratometry)
20 NS
UK(25) 2005 4 Videokeratography 32.3 (Asians),
3.5 (whites)
NS
Denmark(26) 2007 11 Hospital registration of diagnosis 1.3 86
USA(27) 2009 4 Medicare expences, age > 65 y NS 15.7-18.3
Iran(28) 2012 1 Clinical signs and Tomey TMS-4 22.3 NS
Lebanon(29) 2016 5 Hospital registration of diagnosis 530 (<14 y),
3,780 (>14 y)
NS
Netherlands(20) 2017 4 Registration of diagnosis for
reimbursement
13.3* 265
° age-specific (10-44 years)/* age-specific (10-40 years), NS: not specified
8
Table 3B: Screening studies
Country Diagnostics Sample size Prevalence in cohort
New
Zealand(30)
Medmont corneal topographer 441 secondary school
students (age 13-18)
680 per 100,000
Iran(31) Pentacam (Holladay criteria) 4,592 (age 40-64 y) 760 per 100,000
Iran(32) Slit-lamp, Pentacam HR 2,703 (age > 10 y) 3,590 per 100,000
Iran(33) Slit-lamp, Tomey TMS-4,
Orbscan II
1,027 medical students 2,500 per 100,000
Israel(34) Videokeratography 987 college students 2,340 per 100,000
Saudi
Arabia(35)
Pentacam HR 522 patients (age 6-21 y) 4,790 per 100,000
India(36) Mean SE ≥ 48D with non-
automatic keratometer (no
topographer available)
5,711 (age >30 y) 2,300 per 100,000
3.a.2. Quality of life
In healthcare economics, the concept of quality-adjusted life years (QALY) has been developed
as a common impact measure of the burden of disease on both the quantity and quality of life.
It takes into account the impact of a treatment on a patient's length of life, as well as the impact
on their health-related quality of life. One QALY signifies one year in perfect health. The
different health states individuals experience over time, are weighted according to the utility
scores associated with them. These utility scores are the value that is attached to a certain health
state, measured in terms of preference (desirability).(37, 38)
The National Eye Institute-Vision Function Questionnaire (NEI-VFQ-25) is a commonly used
tool to asses vision-related quality of life: it measures different subscales and dimensions of
self-reported vision targeted health status - such as general, near, distance and color vision, as
well as dependency, social function and mental health.(39) The questionnaire has been
validated in different studies, and is proven to be sensitive to the influence of several
ophthalmologic diseases (e.g. age-related macular degeneration (ARMD), diabetic retinopathy
(DRP), glaucomatous field loss, etc.).(40)
Keratoconus patients have significantly impaired vision-related quality of life similar to those
with severe ARMD, to an extent disproportionate to visual acuity (VA) measures.(3, 41) They
tend to score lower on all subscales of NEI-VFQ-25 compared to a control group of contact
lens (CL) wearers, with significant lower scores in the subscales of general vision, ocular pain,
9
near vision, vision-specific mental health, vision-specific role difficulties, and peripheral
vision.(40) Binocular entrance VA worse than 20/40 was associated with lower quality of life
scores on all scales except general health and ocular pain in the Collaborative Longitudinal
Evaluation of Keratoconus (CLEK) cohort. A steep keratometric reading (average of both eyes)
>52 diopters (D) was associated with lower scores on the mental health, role difficulty, driving,
dependency, and ocular pain scales.(3) Visual impairment (defined as entrance high contrast
visual acuity <20/40 but >20/200) due to keratoconus in the baseline findings of the CLEK-
study is 8.5% of all participants.(42) Even patients without visual decline show significantly
lower vision-associated QoL as compared to a control group of CL wearers.(43) The impact on
QoL also worsens with time.(41)
Health utility calculations based on the CLEK cohort have shown a significant association
between reported health utility (based on SF-6D questionnaire) and best-corrected visual acuity
(BCVA) of the better eye.(44) A recent study by Sahebjada et al. confirmed this finding.(45)
Changes in the QoL scales are associated with changes in the asymmetry of VA and corneal
curvature, yet with less impact than changes in the better eye.(46) This is a good reminder for
clinicians not to ignore the better eye, as the clinical focus is often directed towards the worse
eye. Whether the need for specialty CL in order to achieve adequate binocular vision (with
poorer unaided vision) significantly influences QoL, remains unknown.
3.a.3. Discussion
The question can be asked which criteria should be used to qualify a disease as an important
health problem. Does this mainly refer to a high prevalence, or should the impact on quality of
life be regarded? Or rather, should we focus on economic implications of the disease?
The original paper by Wilson and Jungner outlining the principles of screening, states the
following: “To be considered an important problem, a disease need not necessarily have a high
degree of prevalence, though that would be a usual requirement. […] Clearly the importance
of the problem needs to be considered from the point of view both of the individual and of the
community. Thus conditions with serious consequences to the individual and his or her family
in general may warrant relatively uneconomic screening measures; while certain individually
mild conditions, but having serious consequences for the community if not discovered early and
treated, will justify screening on these grounds.”(17)
Despite the relatively low prevalence of keratoconus, the public health impact should not be
underestimated as it affects young and economically active patients with a considerable effect
on quality of life. Because clinical examination of people with keratoconus typically reveals
10
normal best-corrected VA as well as modest ocular comorbidity, the common clinical idea is to
assume keratoconus to be a disease of modest consequence to its patient. However, considering
the above results of self-reported impact on the QoL, keractoconus is highly significant from a
patient’s perspective, and QoL-scores worsen with time.(41)
As such, we can conclude that the existing evidence suggests that the magnitude of the public
health impact of keratoconus is disproportionate to its prevalence and clinical severity. The
impact on public health is greater than it may appear to be prima facie.(3) Nevertheless, most
of this evidence is based on findings of the CLEK-study, which dates back to the era before
cross-linking, and before the newer generation of contact lenses. All in all, little up-to-date
evidence is available concerning the quality of life of keratoconus patients.
3.b. The natural history of the condition, including development from latent to
declared disease, should be adequately understood
3.b.1. Demographics and natural progression
The mean age at the time of keratoconus diagnosis varies between different reports, but is most
commonly in early adulthood and continues into earning and child-rearing years. This means
mainly economically active patients are affected.(47) In younger patients with untreated
keratoconus, the risk of progression (defined as an increase in Kmax) is significantly higher:
those younger than 17 years old are likely to have more than 1.5 D of Kmax progression over
a 12-month period.(48)
Higher rates of keratoconus are reported in the Middle East and Asia, but these data mainly
originate from screening studies and no similar prospective studies have been performed in
Caucasians. An ethnic variability may however exist, based on findings of increased relative
risk in Asians compared to Caucasians in 2 UK-based retrospective reports.(22, 23) Black and
Latino persons are reported to have approximately 50% higher odds of having keratoconus
compared to white persons.(49) The higher prevalence rates in the Middle East from mainly
Muslim communities may be correlated with the increased likelihood of consanguinity, which
is shown to be a risk factor for keratoconus.(50) Moreover, untreated Middle-Eastern patients
demonstrated significantly more progression (i.e. greater Kmax increase) than Europeans and
East Asians in a recent meta-analysis by Ferdi et al.(48)
Large-scale longitudinal observational studies have documented the natural course of
keratoconus in the pre-crosslinking era (cfr. Table 4). Keratoconus either self-limits at some
point, presumably due to natural cross-linking, or evolves towards progressive corneal thinning
11
with apical scarring and risk of hydrops, requiring penetrating keratoplasty (PK). During the 8
years of follow-up, CLEK patients exhibited a gradual decrease in high- and low- contrast
BCVA.(51) The study’s five-year incidence of corneal scarring was 14% overall. Progression
of disease in terms of changes in corneal curvature and VA resulted in continued decline in
vision-related QoL as measured by the NEI-VFQ.(51) The Dundee University Scottish
Keratoconus Study (DUSKS), a prospective observational longitudinal study, similarly
followed 200 keratoconus subjects for 4 years. They also found a decrease in unaided vision
(14%) and recorded best spectacle-corrected visual acuity (BSCVA) (24%) by one or more
lines. During the study period, 4.5% of keratoconic eyes progressed to surgery.(52)
A steeper Kmax at the time of diagnosis (certainly patients with greater than 55 D Kmax) is
significantly associated with more progression.(48)
Table 4: CLEK vs DUSKS (Adapted from Weed et al.)(53)
CLEK (16 clinics, n=1209) DUSKS (n=200)
Age (years): enrolled
diagnosed
39.3+-10.9
27.3+-9.5
30.9+-10.4
24.05+-8.97
Male (%) 55.9 62.5
Family history (%) 13.5 5
Race (%) African-American 19.9
White 68.5
Other 11.6
Asian 6.5
White 93
Afro-Caribbean 0.5
Eye rubbing (%) 50.5 48
Vogt striae (%) 45.5 (1) 67 (2) 68
Fleischer ring (%) 74.6 (1) 86 (2) 89
Scarring (%) 36.6 (1) 21 (2) 20
Corneal thickness (µm) N/A (1) 443 (2) 412
Contact lens (%) 73 (1) 80 (2) 76
Binocular VA (%) 77.9 6/12 (1) 93 6/9 (2) 90
Steep K (D) 50.8+-5.4 (1) 51.74+-5.36
(2) 50.76+-4.86
Flat K (D) 47.9+-5.4 (1) 46.66+-4.55
(2) 45.74+-4.09
Penetrating keratoplasty (%) 9.8 (1) 10.5 (2) 15
Atopy (%) 53 41.5
(1) and (2): review moments in DUSKS (spanning a 4 year-period)
12
3.b.2. Risk factors
Next to ethnicity, eye rubbing and a positive family history, multiple significant risk factors for
keratoconus have been identified. Table 5 lists the evidence as found in the included articles.
Table 5: Significant risk factors for keratoconus
Risk factor Result Author, year published
Allergy Odds ratio (OR) 4.22
OR 2.09
Gordon-Shaag et al., 2013(50)
Naderan et al., 2015(54)
Asthma OR 2.00
OR 3.92
OR 1.31
Merdler et al., 2015(55)
Naderan et al., 2015(54)
Woodward et al., 2016(49)
AC/CB/VKC° OR 6.00 Merdler et al., 2015(55)
Consanguinity OR 3.96 for 1st cousin and 2nd cousin
Higher mean inbreeding coefficient in KC
Gordon-Shaag et al., 2013(50)
Jamali et al., 2018(56)
Diabetes Higher prevalence of DM type 2 in KC
No difference in prevalence of DM in KC
patients vs control; having DM decreases odds
of severe KC
Protective effect of DM type 2 against KC
Lower odds of KC (uncomplicated DM: OR
0.80, complicated DM: OR 0.48)
Kosker et al., 2014(57)
Kuo et al., 2006(58)
Naderan et al., 2014(59)
Seiler et al., 2000(60)
Woodward et al., 2016(49)
Down syndrome OR 6.22 Woodward et al., 2016(49)
Education OR 4.79 (education >12 y)
Higher risk in lower education
Gordon-Shaag et al., 2013(50)
Naderan et al., 2015(54)
Eye rubbing OR 10.15
OR 3.37
OR 6.80
OR 4.33
Gordon-Shaag et al., 2013(50)
Gordon-Shaag et al., 2015(61)
Jamali et al., 2018(56)
Naderan et al., 2015(54)
Family history of
KC
OR 9.68
OR 8.40
Gordon-Shaag et al., 2015(61)
Naderan et al., 2015(54)
Parents’ education OR 0.35 (fathers education) Gordon-Shaag et al., 2015(61)
OSA† Higher risk for OSA in KC
Higher risk for OSA in KC (10-20 times
higher than general population)
OR 1.13
Naderan et al., 2015(62)
Pedrotti et al., 2018(63)
Woodward et al., 2016(49)
VKC* OR 8.67 Naderan et al., 2015(54)
° AC/CB/VKC = combination of allergic conjunctivitis, chronic blepharitis, and vernal
keratoconjunctivitis, † Obstructive Sleep Apnea, * Vernal Keratoconjunctivitis
13
Variations in odds ratios and statistical significance can be explained by differences in study
design and number of patients examined, as well as by differences in population characteristics.
3.b.3. Development from latent to declared disease
A consensus paper regarding keratoconus definitions, diagnosis and management was
published in 2015, based on expert panel discussions using the Delphi method. In this paper, it
is proposed that keratoconus can be diagnosed when the following findings are present:
(a) abnormal posterior ectasia, (b) abnormal corneal thickness distribution, and (c) clinical
noninflammatory corneal thinning. It is stated that exact values for any parameter will vary
based on the machine being used and, for elevation values, the reference surface. Consensus
was that tomography (e.g., Scheimpflug or optical coherence tomography) is currently the best
and most widely available test to diagnose early keratoconus, and that posterior corneal
elevation abnormalities must be present to diagnose mild or subclinical keratoconus.(5)
Progression of keratoconus is defined by a consistent change in at least 2 of the following
parameters (and the magnitude of the change has to be above the normal noise of the testing
system): (a) steepening of the anterior corneal surface, (b) steepening of the posterior corneal
surface, and/or (c) thinning and/or an increase in the rate of corneal thickness change from the
periphery to the thinnest point.(5) There is no consensus on more specific or quantitative data
regarding diagnosis nor progression.
A recent meta-analysis by Ferdi et al. investigated the evolution and natural progression of
untreated keratoconus. A significant increase in Kmax of 0.7 D at 12 months was demonstrated.
Younger patients, patients with steeper Kmax at presentation, and Middle-eastern patients
experienced more progression. No significant changes in visual acuity, refraction, or thinnest
pachymetry were demonstrated. Although these last 3 parameters are undoubtedly important
aspects of keratoconus progression, they may be less sensitive measures of progression
compared to topography. In order to tailor progression predictions to individual patients, more
data providing quantitative evidence of progression are needed.(48)
3.b.4. Discussion
The natural history of keratoconus is poorly understood because of lack of sufficient data.
Nonetheless, this information is fundamental in making informed decisions on whether
interventions - aiming to stabilize progression - have an advantageous benefit-risk-ratio.
To our knowledge, no formal definition for a latent stage of keratoconus, nor specific
quantitative data concerning keratoconus progression from latent to declared disease are
14
available in literature. The natural course of keratoconus can be seen as a progressive
continuum, in which it is difficult to identify a set point where it progresses from latent to
declared disease.
Dependency on specialty contact lenses, a significant loss of visual acuity, acute hydrops, or
the need for keratoplasty can be regarded as hard endpoints. As such, we could conclude that
the diagnosis of keratoconus can be seen as the goal of screening, aiming to reduce the incidence
of the above-mentioned hard endpoints.
3.c. There should be a recognizable latent or early symptomatic stage
The diagnosis of keratoconus can be seen as the goal of screening, whereas the early
symptomatic stage might already be the moment when cross-linking is indicated (cfr. infra).
Patients should thus be identified at an earlier, possibly pre-symptomatic, point in time.
Advanced keratoconus stages show typical topographic patterns that are easy to recognize;
however, the detection of the earliest, subclinical stage can be challenging. This is of particular
importance in patients requesting refractive surgery (e.g. laser in situ keratomileusis (LASIK)),
since subclinical KC in these patients could lead to iatrogenic keratectasia when
undiagnosed.(64)
Various topographic metrics and indices to detect subclinical and definite keratoconus have
been published. Tomographic systems add significantly more information, e.g. due to greater
corneal coverage and by analyzing the posterior corneal surface.(65) Most published indices
are based on a combination of keratometry and central corneal thickness (CCT) values.
Jafarinasab et al. demonstrated that anterior and posterior corneal elevation data obtained by
Orbscan II can discriminate between keratoconus and normal corneas, but that the reliability of
their indices is lower in differentiating subclinical KC from normal cases.(66) Discriminant
function values obtained from corneal Zernike coefficients from corneal anterior and posterior
surfaces and from spatial-thickness profile data, have proven to detect subclinical keratoconus
with reasonable accuracy.(64) Belin/Ambrosio enhanced ectasia total derivation value (BAD-
D) as displayed by Pentacam was found to be a strong parameter to differentiate both
keratoconus and subclinical keratoconus from normal corneas.(67) Hashemi et al. identified
BAD-D, the index of vertical asymmetry (IVA), the index of surface variance (ISV), and 5th
order vertical coma aberration as the best diagnostic criteria for the diagnosis of subclinical
keratoconus with a sensitivity of 83.6% and specificity of 96.9% using Pentacam HR.(9)
Unfortunately, no single descriptor has 100% sensitivity and specificity, indicating that
topographic/tomographic indices should always be interpreted alongside other clinical data.
15
Efforts are being made to develop machine learning methods (artificial intelligence) for
detecting keratoconus.(64, 68)
3.d. There should be a suitable test or examination
Even though definitions differ in terms of nomenclature, corneal topography is a sensitive tool
in detecting keratoconus- or keratoconus suspect patients.(8, 10, 67, 69, 70)
Other examination options include corneal biomechanical measurement devices (e.g. Ocular
Response Analyser, Reichert Ophthalmic Instruments, NY, USA), anterior segment OCT(71),
scissoring reflex on retinoscopy(72), or even smartphone-based devices(73); however, these
require clinical validation.
3.e. The test should be acceptable to the population
Corneal imaging devices are a non-invasive, painless, safe and simple imaging method and are
generally easily accessible to opticians and local hospitals in developed countries. Corneal
imaging also allows detection of subclinical keratoconus, which is of vital importance in
screening refractive surgery candidates.(74)
3.f. There should be an agreed policy on whom to treat as patients
Disease progression, and the consequent deterioration of uncorrected visual acuity (UCVA) and
BCVA, defines the need for treatment. As mentioned above, steepening of the anterior and/or
posterior corneal surface, and/or thinning and/or an increase in the rate of corneal thickness
change from the periphery to the thinnest point have been identified as criteria for keratoconus
progression.(5) However, no consensus is reached on specific, quantitative criteria.
As a consequence, different studies describe their own parameters for progression (non-
exhaustive list):
- A ten-letter loss of BCVA and a 3 D increase in corneal curvature, since these are
associated with a significantly larger decline in QoL and should be avoided.(48)
- Any of the following criteria for a period of 24 months: (a) an increase of ≥ 1.0 D in the
steepest keratometry measurement, (b) an increase of ≥ 1.0 D in manifest cylinder, or
(c) an increase of ≥ 0.5 D in manifest refraction spherical equivalent.(43)
- Deterioration of ≥ 1 line in BCVA, increase of ≥ 1.0 D in refractive error, and
topographically as an increase of ≥ 1.0 D in maximum keratometric reading (Kmax) on
serial corneal topographs within the last 6 months.(75)
16
- Any of the following criteria over a period of 6 months: an increase in mean K or steep
K (K2) of ≥ 0.75 D, an increase in cylinder of ≥ 1.0 D, an increase in sphere of ≥ 1.0 D,
and a decrease of 2 lines of CDVA.(76)
- Any of the following criteria over a period of 12 months: increased simulated maximum
keratometry (sim max K) of ≥ 1.0 D based on corneal topography, or ≥ 1.0 D increase
in the curvature of the steep meridian based on keratometer measurements, or increased
cylinder of ≥ 1.0 D based on the manifest refraction, or loss of ≥ 2 lines of BSCVA
attributable solely to the progression of KC.(77)
These varying criteria for keratoconus progression demonstrate that the decision on whether or
not to proceed with treatment to stabilize the disease, is often left to the discretion of the
surgeon. In this decision process, important parameters associated with increased risk of
topographic progression – such as young age, and steeper Kmax at presentation – should be
taken into account. For these patients with higher risk, closer follow-up and a lower threshold
for treatment should be minded.(48)
3.g. There should be an accepted treatment for patients with keratoconus
Historically, only glasses and lenses were available for refractive correction in keratoconus;
progression to hydrops or corneal scarring could not be avoided, and could only be managed
by keratoplasty. In the last decades, there has been a paradigm shift in the treatment of
keratoconus due to the introduction of cross-linking, which has shown to slow or halt
progression (cfr. infra). The treatment of choice for a particular patient depends on the stage of
disease, and whether or not progression is documented.
3.g.1. Treatment options to improve visual acuity
a. Optical correction: glasses and contact lenses
Patients with very mild or early keratoconus can achieve adequate vision with glasses or soft
contact lenses in the vast majority. Mild to moderate keratoconus, with higher degrees of
(irregular) astigmatism can be treated with rigid gas permeable (RGP) or hybrid contact lenses,
which create a new refractive surface in front of the conical cornea. The space between the
corneal surface and rigid contact lens is filled with tears, thus masking the underlying irregular
shape. Scleral lenses function likewise, but rest on the conjunctiva and vault over both the
cornea and limbus, thus creating a more stable and better-centered fit. These are generally used
for moderate to advanced keratoconus, decentered cones, or patients suffering from dry eye
disease.(78, 79) Recent developments in lens material and design, such as hybrid or specialty
soft contact lenses, allow for a combination of longer wearing time, more patient comfort, and
17
good visual performance.(12) The use of scleral lenses has even shown to reduce the need for
corneal transplants in severe keratoconus (Kmax ≥ 70D).(79)
b. Intrastromal corneal ring segments (ICRS)
Intracorneal ring segments (e.g. Intacs (Addition Technologies, USA)) were originally designed
for myopia correction. These are 0.25 - 0.35 mm thick segments made from inert material and
are implanted in the corneal stroma. The ring segments should embrace the steepest keratoconus
meridian, thus pursuing maximal flattening of the conus.
The best candidates for ICRS are patients with mild to moderate keratoconus, low spherical
equivalent and average keratometry readings of less than 53 D. Several studies show significant
improvement in uncorrected visual acuity (UCVA), BSCVA, spherical equivalent, and a
reduction of keratometry.(80, 81) However, study samples and duration of follow-up are
limited, and several articles describe regression at longer follow-up periods, suggesting that
implantation of ICRS does not significantly influence progressive keratoconus in patients with
confirmed progression of the disease.(76, 82) Moreover, it should be noted that complication
rates are high (up to 40%; with ring exposure secondary to corneal thinning over the implants
as a major concern)(81), and that long-term results are unpredictable.(76, 82)
c. Keratoplasty
c.1. Penetrating keratoplasty (PK)
Historically, PK was the only treatment option available in the management of severe
keratoconus. This technique involves replacing full-thickness corneal tissue of the patient
(including healthy endothelium) with a donor cornea. The mean time to corneal grafting from
diagnosis varies between reports, ranging from 3.2 to 8.8 years. However, these data refer to
the time before the availability of CXL or the latest generation of specialty contact lenses. The
time to grafting will presumably be longer now.(48)
Disadvantages of PK are that it is an ‘open-sky’ procedure, that there is a prolonged course of
surgical wound healing necessitating tight suturing, the risk of suture-related infections and the
persistent risk of wound dehiscence.(83) Long-term outcomes of PK in keratoconus show a
relatively high risk of rejection (up to 48% at 20 years follow-up), as well as a risk of graft
failure, and recurrence of keratoconus.(84) Notwithstanding these disadvantages, PK is still a
frequently used and effective technique in the care for patients with advanced keratoconus.(83,
85, 86)
18
c. 2. Deep anterior lamellar keratoplasty (DALK)
Contrary to PK, DALK involves replacing the affected stroma with donor corneal tissue, in
which the recipient retains his own endothelium. The advantages of DALK over PK include a
lower prevalence of allograft rejection and faster visual rehabilitation. Due to these advantages,
the relative contribution of lamellar techniques is increasing.(83, 86) Nevertheless,
postoperative astigmatism, steroid induced ocular hypertension and persistent epithelial defects
are reported in both DALK and PK with similar frequency. Complications during the DALK-
procedure can necessitate a conversion to PK.(87)
A Cochrane review comparing outcomes of PK and DALK in keratoconus concluded that both
techniques are successful in improving BCVA, SE and keratometric astigmatism at 12 months
postoperatively. However, there was insufficient evidence to support a difference in outcomes
with regards to BCVA at any of the time points analyzed, or that there is a difference in
outcomes with regards to graft survival, final UCVA or keratometric outcomes. More
randomized controlled trials are required to further assess which type of keratoplasty is
preferable in treating keratoconus.(87) Henein et al. concluded in a systematic review that
DALK is associated with better refractive astigmatism and reduced rejection episodes, yet
visual outcomes are better with PK. There was no difference in SE and keratometric
astigmatism.(88)
3.g.2. Treatment option to stabilize progression: Corneal cross-linking (CXL)
a. The procedure
Corneal cross-linking intends to strengthen the corneal stroma and stabilize its form. This is
done by exposing corneal tissue treated with the photosensitizing riboflavin (vitamin B2) to
370nm ultraviolet light (UVA). The chemical reaction which is hence produced (e.g. production
of free radicals) forms chemical bonds between collagen fibrils, thus strengthening the
tissue.(89) It is only performed in patients with adequate visual potential, absence of corneal
scarring, and central corneal thickness (CCT) of at least 400µm (to avoid irradiation damage to
the corneal endothelium).(75) In more advanced stages of keratoconus, stromal thinning often
leads to CCT of less than 400 micron, thus limiting the applicability of CXL in this group of
patients.
Two established methods can be used: the transepithelial or the epithelium-off technique. Both
can be performed as outpatient procedures under topical anesthesia. The transepithelial
technique is performed by directly instilling a 0.1% riboflavin solution for a minimum of 16
19
drops over 30 minutes, after which irradiation with UVA (370 nm wavelength, irradiance of 3
mW/cm 2) is started. This second phase also lasts approximately 30 minutes, while 1 drop of
riboflavin is continuously instilled every 5 minutes.(89, 90) Different methods have been
developed to enhance the permeability of riboflavin, a hydrophilic molecule, through the
hydrophobic corneal epithelium: the use of benzalkonium chloride, EDTA, gentamicin,
iontophoresis, as well as minimal trauma (through epithelial poke marks) to the epithelium.(91)
The epithelium-off technique consists of the same treatment protocol, preceded by abrasion of
the corneal epithelium to facilitate penetration of riboflavin. Before the application of UV light,
CCT is measured, and if less than 400 µm, hypotonic riboflavin can be applied until CCT is ≥
400 µm.(75) A pressure patch is usually applied postoperatively. Both procedures are followed
by postoperative topical antibiotics and anti-inflammatory drops.(89, 90)
b. Evidence for efficacy
Corneal cross-linking has been widely available for more than a decade and has demonstrated
its efficacy in halting further progression and safety in numerous randomized controlled
trials.(75, 89, 90, 92) Craig et al. published a meta-analysis of studies on epithelium-off cross-
linking for the management of keratoconus and secondary ectasia in 2014. Statistically
significant improvements were found in visual acuity, topography, refraction and astigmatism,
and central corneal thickness at 12 month follow-up compared to baseline pre-procedure values.
However, the authors noted that few well-conducted randomized controlled clinical trials
(RCT) with long follow-up are available.(90) This concern was shared by the Cochrane
reviewers, who concluded that evidence for the use of CXL in the treatment of keratoconus was
limited due to the lack of properly conducted randomized clinical trials.(89)
More recent studies support the evidence that CXL is effective in improving the maximum
keratometry value, BDVA, and UCVA in eyes with progressive keratoconus, and that it
achieves long-term stabilization of the ectasia.(75, 92, 93) There are a few trials with longer-
term follow-up (up to 10 years) indicating treatment success in the majority of patients; with
reported stability after 10 years of follow-up in nearly 80% of the patients.(93, 94)
c. When to treat
General perception is that documentation of disease progression is warranted to perform cross-
linking, but there is no international consensus on what exactly constitutes as documented
progression. We are also unable to reliably predict the future rate of progression in early disease.
20
Treatment at the pre-symptomatic stage of disease without any documented progression would
inevitably result in overtreatment; yet later stages of keratoconus often show significant corneal
thinning, while a minimum CCT of 400µm is advised for CXL.
Treatment of patients at an early stage renders safety of the procedure of vital importance.
Epithelium-off CXL is associated with a number of possible complications. Transient corneal
haze occurs in virtually all eyes and resolves with time. Serious complications such as infections
(0-3%), stromal scarring (0-6%) or sterile infiltrates (2-4%) have been reported in varying
proportions, yet can be regarded as uncommon.(90, 91) Even though transepithelial CXL lacks
many of the complications of epithelium-off CXL, the latter appears to be more efficient in
stabilizing Kmax.(91)
We can thus summarize that multiple studies show the effectiveness of CXL in halting or
slowing progression of keratoconus, and that it is a safe treatment. Whether or not re-treatment
will be necessary in the long term (after 20 or 30 years) remains to be investigated.
d. Combined treatment
Cross-linking can be performed as a single procedure, or can be combined with refractive
surgery (e.g. photorefractive keratectomy (PRK), LASIK, or ICRS) in order to improve visual
acuity, known as ‘CXL plus’.(95, 96)
A review by Hashemi et al. showed that combined same-day ICRS and CXL might have an
added value over each technique separately. The qualitative analysis of data from 17 trials
showed that simultaneous surgery patients performed significantly better in terms of spherical
refractive errors and flat-K compared to CXL-first, and significantly better in terms of steep-K
compared to each technique separately. Uncorrected and best-corrected visual acuity did not
show statistically significant differences between groups. The authors mention limitations
concerning small sample size, short-term follow-up, a lack of high-quality study protocols and
well reported outcomes.(95)
Labiris et al. performed a prospective, controlled trial comparing quality of life between a group
of patients with keratoconus stage 1 (Amsler-Krumeich classification) and BSCVA of 20/20 in
both eyes, who underwent either CXL or CXL combined with topography-guided PRK (t-PRK)
(tCXL). The group that underwent CXL presented a significant improvement in the dependency
subscale 1 year post-operatively; whereas tCXL group presented a significant improvement in
the near activities, role limitations, dependency, and driving subscale scores.(43) At the three-
year follow-up time point, additional significant improvement was detected in the driving
21
subscale in the CXL group, and in the distant activities in the tCXL group. These results indicate
that even early CXL in patients with good BSCVA has a beneficial impact on self-reported
QoL, and that CXL or tCXL should be delivered as soon as progression is established - even at
the very early stages of the KC disease continuum.(97)
e. Cost-effectiveness of CXL
A Canadian cost-utility analysis based on simulated cohorts compared total costs and Quality-
Adjusted Life Years (QALYs) of early cross-linking with conventional PK. In this study all
relevant medical costs were assessed, but broader economic impact was not incorporated in the
study design (e.g. absence from work due to consultations or surgery, driving ability etc.).
Despite conservative assumptions, Leung et al. found that CXL is cost-effective compared with
conventional PK at an Incremental Cost-Effectiveness Ratio (ICER) of Can$9,090/QALY (i.e.
approx. €6,060/QALY). This is well below cited thresholds of Can$20,000 – 100,000/QALY
for cost-effective interventions in Canada, or US$50,000/QALY as proposed in the United
States.(98) Godefrooij et al. similarly used a Markov-model to calculate cost-effectiveness of
CXL from a healthcare perspective (thus not taking into account costs incurred outside of the
healthcare system). They found an ICER of €54,384 per QALY gained ($59,822/QALY),
assuming a stabilizing effect of CXL of 10 years; decreasing to €10,149/QALY
($11,163/QALY) assuming a lifelong stabilizing effect of CXL.(99) A Markov-model
developed by Salmon et al. showed that CXL is cost effective compared with standard
management at an incremental cost of £3,174 per QALY (€3,629/QALY, or US$4,086/QALYa)
over a 25-year time horizon. If CXL can only provide a one-off benefit of 5 years of halted
progression, this value may rise to over £33,263 per QALY (€38,360/QALY, or
US$43,192/QALYb).(100) The differences in the ICERs mentioned by the last two articles, can
be explained by the different data used to base assumptions on regarding disease progression,
as well as by the duration of the Markov model (25 years in the study by Salmon et al. versus
the duration of the life of each patient in the model by Godefrooij et al), and by the choice of
utility values (corneal curvature in the study by Salmon et al. versus VA in the model by
Godefrooij et al.).
3.g.3. Discussion
Different treatment strategies for optical correction, including RGP contact lenses(101, 102)
and ICRS(103) have proven to have a positive impact on the vision related quality of life.
a Currency converted via xe.com on 22th of April 2019 b Currency converted via xe.com on 22th of April 2019
22
Various studies support the positive impact of CXL on self-reported quality of life.(43, 97)
The CLEK-study showed significant improvements in quality of life scores after PK as well
(104); yet it remains impaired, despite satisfactory results on visual outcome measures.(40, 102)
In the Netherlands, significantly fewer corneal transplants were performed for treating
keratoconus following the introduction of cross-linking (reduction of 25% in the 3 years
following introduction of cross-linking as compared to the 3 years before the
introduction).(105) Sandvik et al. demonstrated a similar trend in Norway, where the frequency
of keratoplasty for keratoconus has been more than halved.(106) Alongside the introduction of
CXL, improvements in contact lens design might also partially explain the reduced need of
corneal transplants.(79) If this trend would continue in other countries in the future, this could
mean that costs and morbidity due to PK (e.g. rejection) would diminish.
In summary, different treatment options are available to improve visual acuity, while having a
positive impact on vision-related quality of life. However, corneal cross-linking is the only
treatment option available that has proven to stabilize progression, and leads to a reduction in
the need for more invasive corneal transplants. Even early CXL in patients with good BSCVA
has a beneficial impact on self-reported QoL; this emphasizes the need for early detection and
treatment of keratoconus.
3.h. Facilities for diagnosis and treatment should be available
Facilities for diagnosis and treatment are available in most developed countries. This can be
deducted from the places where clinical studies included in this systematic review took place.
The earlier we want to detect keratoconus in its progressive continuum, the more specialized
equipment is required for diagnosis and treatment. No specific data were found on the number
of topography/tomography devices per clinic or per country, nor on the access to cross-linking
or other treatment options.
Cataract surgical rate (CSR) and coverage (CSC) are used by the WHO as key indicators for
the delivery of eye care, and for monitoring progress towards universal eye health coverage in
different countries and regions. Strong associations are documented globally between CSR and
socioeconomic indicators, such as gross domestic product (GDP) per capita and human
development index (HDI). Countries with lower GDP per capita show a higher rate of cataract
blindness, lower CSC, and fewer patients with good vision outcomes.(107) Even though this
does not provide information on the care for keratoconus patients, it can be regarded as an
important indicator for the quality of and access to eye care in different regions.
23
Availability of diagnostic tools and treatments options for keratoconus in developing countries
may be restricted to larger hospitals, or is possibly not available at all. Consequently, patients
will likely be diagnosed in a later stage, with restricted access to contact lenses or surgical
options. If considering screening in these countries, it should presumably be organized in a
different way (e.g. by retinoscopy(72)). No articles were found covering these subjects.
3.i. The cost of case-finding (including diagnosis and treatment of patients
diagnosed) should be economically balanced in relation to possible expenditure
on medical care as a whole
Economic evaluations in healthcare can aid in allocating resources to prioritize these
interventions with maximum benefit at the lowest possible cost, since healthcare resources
remain scarce.(108) Costs of diagnosis and treatment can be assessed from either the societies’
point of view or the patients’ point of view, depending on patterns of reimbursement in different
countries.
3.i.a. Societies’ point of view
From a societies’ point of view, one needs to take into account both the medical and non-
medical costs. The unique epidemiology of keratoconus as a chronic eye disease affecting
young, economically active patients entails that keratoconus may result in productivity loss.
For instance, it is ‘good clinical practice’ to suspend rigid CL wear 3 weeks prior to corneal
imaging in order to reliably assess progression. Provided patients do comply with this demand,
it will inevitably impair their economic performances during this time. Other contact lens
related complications (such as lens overwear, infectious keratitis, loss of a lens etc.) may also
negatively impair the economic performance of this population. Saunier et al. examined 550
French keratoconus patients: in their case series almost 5% of participants reported having
changed their job because of keratoconus, 7.8% received keratoconus-related disability, and
12.5% reported having difficulties with activities of daily living and are considered
dependent.(109) To our knowledge, this aspect has not been assessed further in a keratoconus
population.
The only article included in this systematic review that estimates the lifetime economic burden
of keratoconus was published by Rebenitsch et al. They used a Markov-model to estimate the
lifetime cost of keratoconus care when compared with the lifetime cost of myopia. This was
estimated at $25,168, or equal to an annual cost of $653 per patient with keratoconus, over and
above the cost of routine vision care. Even though these estimations were made with a high
degree of uncertainty, this study shows that keratoconus represents a significant public health
24
concern.(47) However, as mentioned above, the non-medical costs (e.g. cost of productivity
loss) are not included in this estimation; which would mean the annual cost of $653 per patient
is an under-estimation.
Furthermore, health utilities – as used in cost effectiveness analyses – are typically based on
the VA of the better-seeing eye, irrespective of the type of optical correction needed to achieve
it. The impact of a patient’s dependence upon visual aids (particularly specialty CL) on the
quality of life in keratoconus patients remains to be investigated.
Lastly, we were unable to find studies that examine the cost-effectiveness of early detection
programs for keratoconus. As described above, arresting keratoconus by means of CXL has
proven to be cost-effective.(98-100) Whether a screening program would result in sufficient net
benefit for the population to justify the program, will likely be country-dependent.
3.i.b. Patients’ point of view
Multiple studies have shown an improvement in quality of life for keratoconus patients treated
with contact lenses or CXL (cfr. supra). From the patients’ point of view, the cost of diagnosis
and treatment, and whether these are reimbursed by public health systems or private insurance,
can be an important factor in the decision to proceed with treatment. In Brazil, for example,
CXL is available to all citizens or residents; hoping to prevent at least 90% of the keratoplasties
in keratoconus patients, and thus saving the Brazilian public health system over US$ 1,5 million
per year.(110) The total cost per cross-linking treatment in the Netherlands, including
preoperative assessment and follow-up during 1 year, was calculated by Godefrooij et al. at
€1,754.06 (± 177.23) or US$1,929.47 (± 194.95).(111)
In Belgium, CXL is not reimbursed by public health insurance to date. It would by all means
be unethical to screen for KC in order to halt progression by performing CXL early in the
disease continuum, without reimbursing this treatment.
3.i.c. Discussion
Due to insufficient economic data and studies, incorporating both medical and non-medical
costs in the care for keratoconus patients, it is not possible to calculate or estimate the cost-
effectiveness of (early) detection programs. Since cross-linking in itself is cost-effective, it
would be interesting to further research possible screening strategies. The cost of case-finding
will greatly vary depending on the screening strategy used (e.g. screening based on VA and
automated refraction versus topographic/tomographic screening). Countries that would
25
consider keratoconus screening programs in the future, should consider incorporating cross-
linking and other treatment options in their national public health insurance system.
3.j. Case-finding should be a continuing process and not a “once and for all”
project
Paediatric vision screening programs are well-established in most European countries, with
coverage up to > 95% in Austria, Czech Republic, Denmark, Finland, Flanders, Germany,
Hungary, Iceland, Luxembourg, the Netherlands, Norway, Serbia, Slovenia, Sweden, and parts
of the UK. Since these programs are designed to screen for and treat amblyopia, screening starts
early in life (first measurement from 3-7 years old).(112) Considering keratoconus manifests in
early adulthood, these programs could not be used as an existing framework to identify KC
patients.
Recent reports show an epidemic of myopia in East and Southeast Asia, with a prevalence of
myopia around 80-90% in children completing secondary schooling at the age of 17-18.(113)
A similar trend, though to a lesser extent, has been reported in Nordic European countries:
among 14‐ to 15‐year‐old school children in Finland, myopia doubled during the twentieth
century to about 21%.(114)
Ideally, vision screening at late adolescent age would target both uncorrected refractive errors
and allow detection of early keratoconus. Various screening strategies can be proposed: school-
based screening programs at the end of secondary school, screening of candidates undertaking
a driving test in order to obtain their driver’s license, screening of individuals with certain risk
factors (e.g. first-degree family members of KC patients, patients with VKC, patients with
connective tissue disorders), etc. The method of screening can vary as well: from visual acuity
testing or automated refraction, retinoscopy to look for a scissoring reflex, to topographic or
tomographic screening – possibly with smartphone applications or artificial intelligence to
reduce costs. Costs will also be determined by the person or organization carrying out the
screening examination (ophthalmologist, optometrist, nurse, etc.). A stepped approach - for
example by screening all adolescents at the end of secondary school with retinoscopy, and
referring those with a positive or suspicious scissoring reflex for topographic corneal imaging
– can be considered as well.(72)
Whether a certain screening program will be feasible, effective and cost-effective will be
determined by the above choices, and by the prevalence of keratoconus in that region.
26
To conclude, a quick and very simplified calculation considering keratoconus care in Belgium
provides some food for thought. There are 1,298,448 people between the ages of 15 - 25 in
Belgium (reference date: 01/01/2018).(115) Using the prevalence data published by Godefrooij
et al. (265 KC patients per 100,000 (20)), this would mean there are 3,441 KC patients in
Belgium between 15 and 25 years old. Assuming they could all be screened at the price of the
honorarium of corneal topography (€ 11.22, as stated by the Belgian national institute for health
insurance, RIZIV(116)), and that this would identify each and every one of them, it would cost
the Belgian public health care system €14,568,586. Using the cost of CXL as published by
Godefrooij et al. (€1,754.06 per patient, for the procedure and 1 year of follow-up), it would
cost € 6,035,720.46 to cross-link all Belgian keratoconus patients between 15 and 25 years old.
Adding the cost for screening, this sums up to €20,604,306. Even though this calculation is
oversimplified; it can provoke a useful discussion concerning the possibility of keratoconus
screening.
27
4. Final discussion
The principles of screening as defined by Wilson and Jungner can be applied to keratoconus
(screening), as elaborated in table 6.
Table 6: Wilson and Jungner screening criteria, applied to keratoconus
1 The magnitude of the public health impact of keratoconus is disproportionate to its
prevalence and clinical severity, and is greater than it may appear to be prima facie.
2 There is an accepted treatment for patients with recognized disease.
3 Facilities for diagnosis and treatment are available in developed countries, but may be
restricted in developing countries.
4 There is a recognizable subclinical and early symptomatic stage.
5 There is a suitable test or examination, namely topography or tomography.
6 Topography/tomography is a safe and non-invasive diagnostic tool.
7 The natural history of keratoconus is roughly known, yet sufficient and up-to-date details
on the evolution of disease are lacking.
8 Disease progression defines the need for treatment, but there is no consensus on specific,
quantitative criteria that define progression.
9 The cost of case-finding is currently unknown; however, it should be emphasized that
cross-linking in itself has been proven to be cost-effective.
10 No existing screening programs, nor research regarding such programs were identified
through this systematic review.
The introduction of corneal cross-linking has revolutionized the care for keratoconus patients,
since it is the first and only treatment that has proven to stop disease progression. Screening for
subclinical keratoconus - in order to treat these patients as soon as possible - could prevent
vision loss and associated loss of vision-related quality of life. This, in turn, could reduce
healthcare costs in the long term (e.g. by reducing the number of corneal transplantations).
Whether a screening program would result in sufficient net benefit for the population to justify
the program, will likely be country-dependent. Further research regarding the feasibility and
cost-effectiveness of keratoconus screening programs is needed.
28
Dutch summary
Doelstelling: Onderzoeken of screenen naar keratoconus aangewezen en nodig is, rekening
houdend met de huidige evidentie omtrent vroege detectie en behandeling. De criteria voor
verantwoorde screening, zoals opgesteld door Wilson en Jungner voor de
Wereldgezondheidsorganisatie, worden hiervoor als leidraad gebruikt.
Methode: Een systematische review van de Pubmed, Cochrane en Web of Science
databanken.
Resultaten: Recente artikels tonen aan dat de prevalentie van keratoconus aanzienlijk hoger
is dan voorheen werd gedacht. Hoewel keratoconus niet leidt tot blindheid, heeft het wel een
belangrijke impact op de levenskwaliteit van veelal jonge en economisch actieve patiënten. De
impact van keratoconus op het leven van patiënten is groter dan in eerste instantie gedacht
wordt, wanneer men louter zou afgaan op de prevalentie en klinische ernst. Zodoende heeft
keratoconus een niet te onderschatten financiële en economische impact, zowel binnen als
buiten de gezondheidszorg.
Methodes voor corneale beeldvorming, waaronder topografie, zijn de laatste decennia
geoptimaliseerd; en zijn in staat keratoconus te diagnosticeren in een subklinisch stadium. Het
ultieme behandeldoel is de visus van keratoconuspatiënten zolang als mogelijk te vrijwaren of
zelfs te verbeteren, en als dusdanig de impact op hun levenskwaliteit zo beperkt mogelijk te
houden. Hoewel er tot heden geen definitieve behandeling mogelijk is, betekende de
ontwikkeling van corneale cross-linking een ware revolutie in de zorg voor
keratoconuspatiënten. In het verleden waren enkel behandelopties voorhanden om het zicht van
keratoconuspatiënten te verbeteren (zoals brillen, contactlenzen, of hoornvliestransplantaties),
maar dankzij cross-linking kan de progressie van keratoconus nu afgeremd of zelfs gestopt
worden. Studies tonen aan dat cross-linking inderdaad leidt tot een vermindering van het aantal
hoornvliestransplantaties, en dat het bovendien een kosteneffectieve behandeling is.
Conclusie: Vroege detectie van keratoconus is primordiaal; opdat de voordelen van
stabilisatie van progressieve ziekte (dankzij cross-linking) optimaal benut kunnen worden.
Programma’s ter screening naar keratoconus zijn op heden niet geïmplementeerd, en onderzoek
naar dergelijke programma’s is schaars. Er zijn onvoldoende gegevens beschikbaar om in te
schatten of screening naar keratoconus een gunstige kosten-batenanalyse zou hebben. Verder
29
onderzoek in dit gebied is dan ook aangewezen teneinde het gebruik van cross-linking te
optimaliseren.
Addendum 1: Search strategy
Pubmed search last updated on 23/02/2019: English, keratoconus AND (screening OR cost OR
cost-effectiveness OR epidemiology OR natural course OR quality of life), excluding articles
on diagnosis only by adaptation of advanced search details to:
("keratoconus"[MeSH Terms] OR "keratoconus"[All Fields]) AND (("screening"[All Fields]
OR "mass screening"[MeSH Terms] OR ("mass"[All Fields] AND "screening"[All Fields]) OR
"mass screening"[All Fields] OR "screening"[All Fields] OR ("early"[All Fields] AND
"detection"[All Fields]) OR "early detection"[All Fields]) OR ("economics"[Subheading] OR
"economics"[All Fields] OR "cost"[All Fields] OR "costs and cost analysis"[MeSH Terms] OR
("costs"[All Fields] AND "cost"[All Fields] AND "analysis"[All Fields]) OR "costs and cost
analysis"[All Fields]) OR ("cost-benefit analysis"[MeSH Terms] OR ("cost-benefit"[All
Fields] AND "analysis"[All Fields]) OR "cost-benefit analysis"[All Fields] OR ("cost"[All
Fields] AND "effectiveness"[All Fields]) OR "cost effectiveness"[All Fields]) OR
("epidemiology"[Subheading] OR "epidemiology"[All Fields] OR "epidemiology"[MeSH
Terms]) OR (natural[All Fields] AND course[All Fields]) OR ("quality of life"[MeSH Terms]
OR ("quality"[All Fields] AND "life"[All Fields]) OR "quality of life"[All Fields]))
PRISMA 2009 Flow Diagram
From: Moher D, Liberati A, Tetzlaff J, Altman DG, The PRISMA Group (2009). Preferred Reporting Items for Systematic Reviews and Meta-
Analyses: The PRISMA Statement. PLoS Med 6(7): e1000097. doi:10.1371/journal.pmed1000097
For more information, visit www.prisma-statement.org.
Records identified through database searching
(n = 593 )
Scre
enin
g In
clu
ded
El
igib
ility
Id
enti
fica
tio
n
Additional records identified through other sources
(n = 65 )
Records screened (n = 658 )
Records excluded (n = 410)
Full-text articles assessed for eligibility
(n = 248 )
Full-text articles excluded, with reasons (cfr
addendum 2 – JBI CAT) (n = 61 )
Studies included in qualitative synthesis
(n = 187 )
Records after duplicates removed (n = 658 )
Addendum 2: JBI Critical Appraisal Tool for Quality assessment of articles
Example of JBI appraisal tool, applied for prevalence/incidence studies
Using JBI Critical Appraisal Checklist for Studies
Reporting Prevalence Data
Munn Z, Moola S, Lisy K, Riitano D, Tufanaru
C. Methodological guidance for systematic
reviews of observational epidemiological studies
reporting prevalence and incidence data. Int J
Evid Based Healthc. 2015;13(3):147–153.
Aut
hor
Titl
eJo
urna
lYe
arRe
mar
ksIn
clud
e Q
1: W
as th
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mpl
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ame
appr
opri
ate
to a
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Q3:
Was
the
sam
ple
size
ade
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e? (Y
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N, U
ncle
ar/N
A =
U/N
A)
Q4:
Wer
e th
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udy
subj
ects
and
the
sett
ing
desc
ribe
d in
det
ail?
(Yes
= Y
, No
= N
, Unc
lear
/NA
= U
/NA
)Q
5: W
as th
e da
ta a
naly
sis
cond
ucte
d w
ith
suff
icie
nt c
over
age
of th
e id
enti
fied
sam
ple?
(Yes
= Y
, No
= N
, Unc
lear
/NA
= U
/NA
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6: W
ere
valid
met
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use
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iden
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con
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(Yes
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= N
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lear
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7: W
as th
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mea
sure
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a s
tand
ard,
relia
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way
for a
ll pa
rtic
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lear
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= U
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8: W
as th
ere
appr
opri
ate
stat
isti
cal a
naly
sis?
(Ye
s =
Y, N
o =
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ncle
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Q9:
Was
the
resp
onse
rate
ade
quat
e, a
nd if
not
, was
the
low
resp
onse
rate
man
aged
app
ropr
iate
ly?
ak-N
iels
en, S
., Ra
mla
u-H
anse
n, C
. H.,
Ivar
sen,
A.,
Plan
a-Ri
poll,
O. a
nd H
jort
dal,
J.A
nat
ionw
ide
popu
lati
on-b
ased
stu
dy o
f soc
ial d
emog
raph
ic fa
ctor
s, a
ssoc
iate
d di
seas
es a
nd m
orta
lity
of k
erat
ocon
us p
atie
nts
in D
enm
ark
from
197
7 to
201
5A
cta
opht
halm
olog
ica
2018
YY
YY
YY
U/N
AU
/NA
YU
/NA
Ass
iri,
A. A
., Yo
usuf
, B. I
., Q
uant
ock,
A. J
. and
Mur
phy,
P. J
.In
cide
nce
and
seve
rity
of k
erat
ocon
us in
Asi
r pro
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audi
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bia
The
Brit
ish
jour
nal o
f oph
thal
mol
ogy
2005
YY
NU
/NA
NY
NU
/NA
YU
/NA
Cozm
a, I.
, Ath
erle
y, C
. and
Jam
es, N
. J.
Infl
uenc
e of
eth
nic
orig
in o
n th
e in
cide
nce
of k
erat
ocon
us a
nd a
ssoc
iate
d at
opic
dis
ease
in A
sian
and
whi
te p
atie
nts
Eye
(Lon
don,
Eng
land
)20
05Y
YN
U/N
AN
YU
/NA
U/N
AY
U/N
A
El-K
hour
y, S
., A
bdel
mas
sih,
Y.,
Ham
ade,
A.,
Slim
, E.,
Cher
fan,
C. G
., Ch
elal
a, E
., Bl
eik,
J. a
nd Ja
rade
, E. F
.Pe
diat
ric
Kera
toco
nus
in a
Ter
tiar
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ferr
al C
ente
r: In
cide
nce,
Pre
sent
atio
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isk
Fact
ors,
and
Tre
atm
ent
Jour
nal o
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ract
ive
surg
ery
(Tho
rofa
re, N
.J. :
199
5)20
16Y
YN
YY
YY
U/N
AY
U/N
A
Geo
rgio
u, T
., Fu
nnel
l, C.
L.,
Cass
els-
Brow
n, A
. and
O'C
onor
, R.
Infl
uenc
e of
eth
nic
orig
in o
n th
e in
cide
nce
of k
erat
ocon
us a
nd a
ssoc
iate
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opic
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ease
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sian
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hite
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ient
sEy
e (L
ondo
n, E
ngla
nd)
2004
YY
YU
/NA
YY
U/N
AU
/NA
YY
God
efro
oij,
D. A
., de
Wit
, G. A
., U
iter
waa
l, C.
S.,
Imho
f, S
. M. a
nd W
isse
, R. P
.A
ge-s
peci
fic
Inci
denc
e an
d Pr
eval
ence
of K
erat
ocon
us: A
Nat
ionw
ide
Regi
stra
tion
Stu
dyA
mer
ican
jour
nal o
f oph
thal
mol
ogy
2017
YY
YY
YY
U/N
AU
/NA
YY
Gok
hale
, N. S
.Ep
idem
iolo
gy o
f ker
atoc
onusI
ndia
n jo
urna
l of o
phth
alm
olog
y20
13Sh
ort r
evie
wN
U/N
AU
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U/N
AU
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U/N
AU
/NA
U/N
AU
/NA
U/N
A
Has
hem
i, H
., Be
iran
vand
, A.,
Khab
azkh
oob,
M.,
Asg
ari,
S., E
mam
ian,
M. H
., Sh
aria
ti, M
. and
Fot
ouhi
, A.
Prev
alen
ce o
f ker
atoc
onus
in a
pop
ulat
ion-
base
d st
udy
in S
hahr
oud
Corn
ea20
13Y
YN
YY
YY
YY
Y
Has
hem
i, H
., H
eyda
rian
, S.,
Yekt
a, A
., O
stad
imog
hadd
am, H
., A
gham
irsa
lim, M
., D
erak
hsha
n, A
. and
Kha
bazk
hoob
, M.
Hig
h pr
eval
ence
and
fam
ilial
agg
rega
tion
of k
erat
ocon
us in
an
Iran
ian
rura
l pop
ulat
ion:
a p
opul
atio
n-ba
sed
stud
yO
phth
alm
ic &
phy
siol
ogic
al o
ptic
s : t
he jo
urna
l of t
he B
riti
sh C
olle
ge o
f Oph
thal
mic
Opt
icia
ns (O
ptom
etri
sts)
2018
YY
NY
YY
YY
YY
Has
hem
i, H
., Kh
abaz
khoo
b, M
. and
Fot
ouhi
, A.
Topo
grap
hic
Kera
toco
nus
is n
ot R
are
in a
n Ir
ania
n po
pula
tion
: the
Teh
ran
Eye
Stud
yO
phth
alm
ic e
pide
mio
logy
2013
No
FT a
vaila
ble
N
Has
hem
i, H
., Kh
abaz
khoo
b, M
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zdan
i, N
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stad
imog
hadd
am, H
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orou
zira
d, R
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man
zade
h, K
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iraf
tab,
M.,
Der
akhs
han,
A. a
nd Y
ekta
, A.
The
prev
alen
ce o
f ker
atoc
onus
in a
you
ng p
opul
atio
n in
Mas
hhad
, Ira
nO
phth
alm
ic &
phy
siol
ogic
al o
ptic
s : t
he jo
urna
l of t
he B
riti
sh C
olle
ge o
f Oph
thal
mic
Opt
icia
ns (O
ptom
etri
sts)
2014
YY
NY
YY
YU
/NA
YY
Jona
s, J.
B.,
Nan
gia,
V.,
Mat
in, A
., Ku
lkar
ni, M
. and
Bho
jwan
i, K.
Prev
alen
ce a
nd a
ssoc
iati
ons
of k
erat
ocon
us in
rura
l mah
aras
htra
in c
entr
al In
dia:
the
cent
ral I
ndia
eye
and
med
ical
stu
dyA
mer
ican
jour
nal o
f oph
thal
mol
ogy
2009
No
topo
grap
hy!
YY
YY
YY
NN
YY
Kenn
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R. H
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, W. M
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r, J.
A.
A 4
8-ye
ar c
linic
al a
nd e
pide
mio
logi
c st
udy
of k
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ocon
usA
mer
ican
jour
nal o
f oph
thal
mol
ogy
1986
YY
NU
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YY
YU
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YY
Mill
odot
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E. a
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ordo
n-Sh
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A.
Prev
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-sec
tion
al s
tudy
Oph
thal
mic
epi
dem
iolo
gy20
11N
o V
A re
port
edY
YY
NY
YY
YY
U/N
A
Nie
lsen
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Hjo
rtda
l, J.
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aard
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Inci
denc
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d pr
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mar
kA
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00Y
YN
U/N
AY
YU
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U/N
aY
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Reev
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icar
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ea20
09Y
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U/N
A
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Sau
di A
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aTh
e Br
itis
h jo
urna
l of o
phth
alm
olog
y20
18N
o cl
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al e
xam
inat
ion
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YY
YY
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Ziae
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nd K
atib
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idem
iolo
gy o
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atoc
onus
in a
n Ir
ania
n po
pula
tion
Corn
ea20
12Y
YY
YY
YY
YY
Y
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