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Sınıflandırma (Classification) Şadi Evren ŞEKER www.SadiEvrenSEKER.com Youtube : Bilgisayar Kavramlar 02/11/16 Data Mining: Concepts and Techniques 1

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Page 1: iticu dm 4 classification youtube - Dr. Sadi Evren SEKER...5 n Classificaon n predicts categorical class labels (discrete or nominal) n classifies data (constructs a model) based

Sınıflandırma (Classification)

Şadi Evren ŞEKER www.SadiEvrenSEKER.com

Youtube : Bilgisayar Kavramlar

02/11/16 Data Mining: Concepts and

Techniques 1

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Kaynaklar

n  DataMining:ConceptsandTechniques,ThirdEdition,JiaweiHan,MichelineKamber,JianPei

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3

Chapter 8. Classification (Sınıflandırma)

n  SınıflandırmayaGiriş

n  K-NNAlgoritması

n  KararAğaçları(DecisionTrees)

n  BayesSınıflandırmaYöntemi

n  KuralTabanlıSınıflandırmalar(Rule-basedClassificaGon)

n  DoğruModelinseçilmesi

n  BaşarıyıarIranbazıyöntemler(EnsembleTechniques)

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4

Supervised vs. Unsupervised Learning (Gözetimli ve Gözetimsiz Öğrenme)

n  Supervisedlearning(classificaGon)

n  Supervision:Thetrainingdata(observaGons,measurements,etc.)areaccompaniedbylabelsindicaGng

theclassoftheobservaGons

n  Newdataisclassifiedbasedonthetrainingset

n  Unsupervisedlearning(clustering)

n  Theclasslabelsoftrainingdataisunknown

n  Givenasetofmeasurements,observaGons,etc.withtheaimofestablishingtheexistenceofclassesorclustersinthedata

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5

n  ClassificaGonn  predictscategoricalclasslabels(discreteornominal)n  classifiesdata(constructsamodel)basedonthetrainingsetandthevalues(classlabels)inaclassifyingaXributeandusesitinclassifyingnewdata

n  NumericPredicGonn  modelsconGnuous-valuedfuncGons,i.e.,predictsunknownormissingvalues

n  TypicalapplicaGonsn  Credit/loanapproval:n  Medicaldiagnosis:ifatumoriscancerousorbenignn  FrauddetecGon:ifatransacGonisfraudulentn  WebpagecategorizaGon:whichcategoryitis

Prediction Problems: Classification vs. Numeric Prediction

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6

Classification—A Two-Step Process

n  ModelconstrucGon:describingasetofpredeterminedclassesn  Eachtuple/sampleisassumedtobelongtoapredefinedclass,as

determinedbytheclasslabelaXributen  ThesetoftuplesusedformodelconstrucGonistrainingsetn  ThemodelisrepresentedasclassificaGonrules,decisiontrees,or

mathemaGcalformulaen  Modelusage:forclassifyingfutureorunknownobjects

n  EsGmateaccuracyofthemodeln  Theknownlabeloftestsampleiscomparedwiththeclassifiedresultfromthemodel

n  Accuracyrateisthepercentageoftestsetsamplesthatarecorrectlyclassifiedbythemodel

n  Testsetisindependentoftrainingset(otherwiseoverfi^ng)n  Iftheaccuracyisacceptable,usethemodeltoclassifynewdata

n  Note:Ifthetestsetisusedtoselectmodels,itiscalledvalidaGon(test)set

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7

Process (1): Model Construction

Training Data

NAME RANK YEARS TENUREDMike Assistant Prof 3 noMary Assistant Prof 7 yesBill Professor 2 yesJim Associate Prof 7 yesDave Assistant Prof 6 noAnne Associate Prof 3 no

Classification Algorithms

IF rank = ‘professor’ OR years > 6 THEN tenured = ‘yes’

Classifier (Model)

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8

Process (2): Using the Model in Prediction

Classifier

Testing Data

NAME RANK YEARS TENUREDTom Assistant Prof 2 noMerlisa Associate Prof 7 noGeorge Professor 5 yesJoseph Assistant Prof 7 yes

Unseen Data

(Jeff, Professor, 4)

Tenured?

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9

Chapter 8. Classification: Basic Concepts

n  ClassificaGon:BasicConcepts

n  DecisionTreeInducGon

n  BayesClassificaGonMethods

n  Rule-BasedClassificaGon

n  ModelEvaluaGonandSelecGon

n  TechniquestoImproveClassificaGonAccuracy:EnsembleMethods

n  Summary

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10

Decision Tree Induction: An Example

age?

overcast

student? credit rating?

<=30 >40

no yes yes

yes

31..40

no

fair excellent yes no

age income student credit_rating buys_computer<=30 high no fair no<=30 high no excellent no31…40 high no fair yes>40 medium no fair yes>40 low yes fair yes>40 low yes excellent no31…40 low yes excellent yes<=30 medium no fair no<=30 low yes fair yes>40 medium yes fair yes<=30 medium yes excellent yes31…40 medium no excellent yes31…40 high yes fair yes>40 medium no excellent no

q  Trainingdataset:Buys_computerq  ThedatasetfollowsanexampleofQuinlan’sID3(PlayingTennis)

q  ResulGngtree:

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11

Algorithm for Decision Tree Induction n  Basicalgorithm(agreedyalgorithm)

n  Treeisconstructedinatop-downrecursivedivide-and-conquermanner

n  Atstart,allthetrainingexamplesareattherootn  AXributesarecategorical(ifconGnuous-valued,theyarediscreGzedinadvance)

n  ExamplesareparGGonedrecursivelybasedonselectedaXributes

n  TestaXributesareselectedonthebasisofaheurisGcorstaGsGcalmeasure(e.g.,informaGongain)

n  CondiGonsforstoppingparGGoningn  Allsamplesforagivennodebelongtothesameclassn  TherearenoremainingaXributesforfurtherparGGoning–majorityvoGngisemployedforclassifyingtheleaf

n  Therearenosamplesled

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Brief Review of Entropy

n 

12

m = 2

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13

Attribute Selection Measure: Information Gain (ID3/C4.5)

n  SelecttheaXributewiththehighestinformaGongainn  LetpibetheprobabilitythatanarbitrarytupleinDbelongsto

classCi,esGmatedby|Ci,D|/|D|n  ExpectedinformaGon(entropy)neededtoclassifyatupleinD:

n  InformaGonneeded(aderusingAtosplitDintovparGGons)toclassifyD:

n  InformaGongainedbybranchingonaXributeA

)(log)( 21

i

m

ii ppDInfo ∑

=

−=

)(||||

)(1

j

v

j

jA DInfo

DD

DInfo ×=∑=

(D)InfoInfo(D)Gain(A) A−=

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14

Attribute Selection: Information Gain

g  ClassP:buys_computer=“yes”g  ClassN:buys_computer=“no”

means“age<=30”has5outof14samples,with2yes’esand3no’s.Hence

Similarly,

age pi ni I(pi, ni)<=30 2 3 0.97131…40 4 0 0>40 3 2 0.971

694.0)2,3(145

)0,4(144)3,2(

145)(

=+

+=

I

IIDInfoage

048.0)_(151.0)(029.0)(

===

ratingcreditGainstudentGainincomeGain

246.0)()()( =−= DInfoDInfoageGain ageage income student credit_rating buys_computer

<=30 high no fair no<=30 high no excellent no31…40 high no fair yes>40 medium no fair yes>40 low yes fair yes>40 low yes excellent no31…40 low yes excellent yes<=30 medium no fair no<=30 low yes fair yes>40 medium yes fair yes<=30 medium yes excellent yes31…40 medium no excellent yes31…40 high yes fair yes>40 medium no excellent no

)3,2(145 I

940.0)145(log

145)

149(log

149)5,9()( 22 =−−== IDInfo

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15

Computing Information-Gain for Continuous-Valued Attributes

n  LetaXributeAbeaconGnuous-valuedaXribute

n  MustdeterminethebestsplitpointforA

n  SortthevalueAinincreasingorder

n  Typically,themidpointbetweeneachpairofadjacentvaluesisconsideredasapossiblesplitpoint

n  (ai+ai+1)/2isthemidpointbetweenthevaluesofaiandai+1

n  Thepointwiththeminimumexpectedinforma4onrequirementforAisselectedasthesplit-pointforA

n  Split:

n  D1isthesetoftuplesinDsaGsfyingA≤split-point,andD2isthesetoftuplesinDsaGsfyingA>split-point

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Gain Ratio for Attribute Selection (C4.5)

n  InformaGongainmeasureisbiasedtowardsaXributeswithalargenumberofvalues

n  C4.5(asuccessorofID3)usesgainraGotoovercometheproblem(normalizaGontoinformaGongain)

n  GainRaGo(A)=Gain(A)/SplitInfo(A)n  Ex.

n  gain_raGo(income)=0.029/1.557=0.019n  TheaXributewiththemaximumgainraGoisselectedasthe

spli^ngaXribute

)||||

(log||||

)( 21 D

DDD

DSplitInfo jv

j

jA ×−= ∑

=

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17

Gini Index (CART, IBM IntelligentMiner)

n  IfadatasetDcontainsexamplesfromnclasses,giniindex,gini(D)isdefinedas

wherepjistherelaGvefrequencyofclassjinDn  IfadatasetDissplitonAintotwosubsetsD1andD2,thegini

indexgini(D)isdefinedas

n  ReducGoninImpurity:

n  TheaXributeprovidesthesmallestginisplit(D)(orthelargestreducGoninimpurity)ischosentosplitthenode(needtoenumerateallthepossiblespli;ngpointsforeacha<ribute)

∑=

−=n

jp jDgini121)(

)(||||)(

||||)( 2

21

1 DginiDD

DginiDDDginiA +=

)()()( DginiDginiAgini A−=Δ

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Computation of Gini Index

n  Ex.Dhas9tuplesinbuys_computer=“yes”and5in“no”

n  SupposetheaXributeincomeparGGonsDinto10inD1:{low,medium}and4inD2

Gini{low,high}is0.458;Gini{medium,high}is0.450.Thus,splitonthe{low,medium}(and{high})sinceithasthelowestGiniindex

n  AllaXributesareassumedconGnuous-valuedn  Mayneedothertools,e.g.,clustering,togetthepossiblesplit

valuesn  CanbemodifiedforcategoricalaXributes

459.0145

1491)(

22

=⎟⎠

⎞⎜⎝

⎛−⎟⎠

⎞⎜⎝

⎛−=Dgini

)(144)(

1410)( 21},{ DGiniDGiniDgini mediumlowincome ⎟

⎞⎜⎝

⎛+⎟⎠

⎞⎜⎝

⎛=∈

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19

Comparing Attribute Selection Measures

n  Thethreemeasures,ingeneral,returngoodresultsbutn  Informa/ongain:

n  biasedtowardsmulGvaluedaXributesn  Gainra/o:

n  tendstopreferunbalancedsplitsinwhichoneparGGonismuchsmallerthantheothers

n  Giniindex:n  biasedtomulGvaluedaXributes

n  hasdifficultywhen#ofclassesislargen  tendstofavorteststhatresultinequal-sizedparGGonsandpurityinbothparGGons

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20

Other Attribute Selection Measures

n  CHAID:apopulardecisiontreealgorithm,measurebasedonχ2testforindependence

n  C-SEP:performsbeXerthaninfo.gainandginiindexincertaincases

n  G-staGsGc:hasacloseapproximaGontoχ2distribuGon

n  MDL(MinimalDescripGonLength)principle(i.e.,thesimplestsoluGonispreferred):

n  Thebesttreeastheonethatrequiresthefewest#ofbitstoboth(1)encodethetree,and(2)encodetheexcepGonstothetree

n  MulGvariatesplits(parGGonbasedonmulGplevariablecombinaGons)

n  CART:findsmulGvariatesplitsbasedonalinearcomb.ofaXrs.

n  WhichaXributeselecGonmeasureisthebest?

n  Mostgivegoodresults,noneissignificantlysuperiorthanothers

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21

Overfitting and Tree Pruning

n  Overfi^ng:Aninducedtreemayoverfitthetrainingdatan  Toomanybranches,somemayreflectanomaliesduetonoiseoroutliers

n  Pooraccuracyforunseensamplesn  Twoapproachestoavoidoverfi^ng

n  Prepruning:Halttreeconstruc4onearly̵donotsplitanodeifthiswouldresultinthegoodnessmeasurefallingbelowathreshold

n  Difficulttochooseanappropriatethresholdn  Postpruning:Removebranchesfroma“fullygrown”tree—getasequenceofprogressivelyprunedtrees

n  Useasetofdatadifferentfromthetrainingdatatodecidewhichisthe“bestprunedtree”

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22

Enhancements to Basic Decision Tree Induction

n  Allowforcon/nuous-valueda9ributesn  Dynamicallydefinenewdiscrete-valuedaXributesthatparGGontheconGnuousaXributevalueintoadiscretesetofintervals

n  Handlemissinga9ributevaluesn  AssignthemostcommonvalueoftheaXribute

n  Assignprobabilitytoeachofthepossiblevaluesn  A9ributeconstruc/on

n  CreatenewaXributesbasedonexisGngonesthataresparselyrepresented

n  ThisreducesfragmentaGon,repeGGon,andreplicaGon

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23

Classification in Large Databases

n  ClassificaGon—aclassicalproblemextensivelystudiedbystaGsGciansandmachinelearningresearchers

n  Scalability:ClassifyingdatasetswithmillionsofexamplesandhundredsofaXributeswithreasonablespeed

n  WhyisdecisiontreeinducGonpopular?n  relaGvelyfasterlearningspeed(thanotherclassificaGonmethods)

n  converGbletosimpleandeasytounderstandclassificaGonrules

n  canuseSQLqueriesforaccessingdatabasesn  comparableclassificaGonaccuracywithothermethods

n  RainForest(VLDB’98—Gehrke,Ramakrishnan&GanG)n  BuildsanAVC-list(aXribute,value,classlabel)

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24

Scalability Framework for RainForest

n  Separates the scalability aspects from the criteria that determine the quality of the tree

n  Builds an AVC-list: AVC (Attribute, Value, Class_label)

n  AVC-set (of an attribute X )

n  Projection of training dataset onto the attribute X and class label where counts of individual class label are aggregated

n  AVC-group (of a node n )

n  Set of AVC-sets of all predictor attributes at the node n

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25

Rainforest: Training Set and Its AVC Sets

student Buy_Computer

yes no

yes 6 1

no 3 4

Age Buy_Computer

yes no

<=30 2 3

31..40 4 0

>40 3 2

Credit rating

Buy_Computer

yes no

fair 6 2

excellent 3 3

age income studentcredit_ratingbuys_computer<=30 high no fair no<=30 high no excellent no31…40 high no fair yes>40 medium no fair yes>40 low yes fair yes>40 low yes excellent no31…40 low yes excellent yes<=30 medium no fair no<=30 low yes fair yes>40 medium yes fair yes<=30 medium yes excellent yes31…40 medium no excellent yes31…40 high yes fair yes>40 medium no excellent no

AVC-set on income AVC-set on Age

AVC-set on Student

Training Examples income Buy_Computer

yes no

high 2 2

medium 4 2

low 3 1

AVC-set on credit_rating

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26

BOAT (Bootstrapped Optimistic Algorithm for Tree Construction)

n  Use a statistical technique called bootstrapping to create several smaller samples (subsets), each fits in memory

n  Each subset is used to create a tree, resulting in several trees

n  These trees are examined and used to construct a new tree T’

n  It turns out that T’ is very close to the tree that would be generated using the whole data set together

n  Adv: requires only two scans of DB, an incremental alg.

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November 2, 2016 Data Mining: Concepts and Techniques 27

Presentation of Classification Results

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November 2, 2016 Data Mining: Concepts and Techniques 28

Visualization of a Decision Tree in SGI/MineSet 3.0

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Data Mining: Concepts and Techniques 29

Interactive Visual Mining by Perception-Based Classification (PBC)

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30

Chapter 8. Classification: Basic Concepts

n  ClassificaGon:BasicConcepts

n  DecisionTreeInducGon

n  BayesClassificaGonMethods

n  Rule-BasedClassificaGon

n  ModelEvaluaGonandSelecGon

n  TechniquestoImproveClassificaGonAccuracy:EnsembleMethods

n  Summary

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31

Bayesian Classification: Why?

n  AstaGsGcalclassifier:performsprobabilis4cpredic4on,i.e.,predictsclassmembershipprobabiliGes

n  FoundaGon:BasedonBayes’Theorem.n  Performance:AsimpleBayesianclassifier,naïveBayesian

classifier,hascomparableperformancewithdecisiontreeandselectedneuralnetworkclassifiers

n  Incremental:Eachtrainingexamplecanincrementallyincrease/decreasetheprobabilitythatahypothesisiscorrect—priorknowledgecanbecombinedwithobserveddata

n  Standard:EvenwhenBayesianmethodsarecomputaGonallyintractable,theycanprovideastandardofopGmaldecisionmakingagainstwhichothermethodscanbemeasured

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Bayes’ Theorem: Basics n  TotalprobabilityTheorem:

n  Bayes’Theorem:

n  LetXbeadatasample(“evidence”):classlabelisunknownn  LetHbeahypothesisthatXbelongstoclassCn  ClassificaGonistodetermineP(H|X),(i.e.,posterioriprobability):the

probabilitythatthehypothesisholdsgiventheobserveddatasampleXn  P(H)(priorprobability):theiniGalprobability

n  E.g.,Xwillbuycomputer,regardlessofage,income,…n  P(X):probabilitythatsampledataisobservedn  P(X|H)(likelihood):theprobabilityofobservingthesampleX,giventhat

thehypothesisholdsn  E.g.,GiventhatXwillbuycomputer,theprob.thatXis31..40,mediumincome

)()1

|()( iAPM

i iABPBP ∑

==

)(/)()|()()()|()|( XXX

XX PHPHPPHPHPHP ×==

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33

Prediction Based on Bayes’ Theorem

n  GiventrainingdataX,posterioriprobabilityofahypothesisH,P(H|X),followstheBayes’theorem

n  Informally,thiscanbeviewedas

posteriori=likelihoodxprior/evidence

n  PredictsXbelongstoCiifftheprobabilityP(Ci|X)isthehighestamongalltheP(Ck|X)forallthekclasses

n  PracGcaldifficulty:ItrequiresiniGalknowledgeofmanyprobabiliGes,involvingsignificantcomputaGonalcost

)(/)()|()()()|()|( XXX

XX PHPHPPHPHPHP ×==

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34

Classification Is to Derive the Maximum Posteriori

n  LetDbeatrainingsetoftuplesandtheirassociatedclasslabels,andeachtupleisrepresentedbyann-DaXributevectorX=(x1,x2,…,xn)

n  SupposetherearemclassesC1,C2,…,Cm.n  ClassificaGonistoderivethemaximumposteriori,i.e.,the

maximalP(Ci|X)n  ThiscanbederivedfromBayes’theorem

n  SinceP(X)isconstantforallclasses,only

needstobemaximized

)()()|(

)|( XX

X PiCPiCP

iCP =

)()|()|( iCPiCPiCP XX =

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35

Naïve Bayes Classifier

n  AsimplifiedassumpGon:aXributesarecondiGonallyindependent(i.e.,nodependencerelaGonbetweenaXributes):

n  ThisgreatlyreducesthecomputaGoncost:OnlycountstheclassdistribuGon

n  IfAkiscategorical,P(xk|Ci)isthe#oftuplesinCihavingvaluexkforAkdividedby|Ci,D|(#oftuplesofCiinD)

n  IfAkisconGnous-valued,P(xk|Ci)isusuallycomputedbasedonGaussiandistribuGonwithameanμandstandarddeviaGonσ

andP(xk|Ci)is

)|(...)|()|(1

)|()|(21

CixPCixPCixPn

kCixPCiP

nk×××=∏

==X

2

2

2)(

21),,( σ

µ

σπσµ

−−

=x

exg

),,()|(ii CCkxgCiP σµ=X

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36

Naïve Bayes Classifier: Training Dataset

Class:C1:buys_computer=‘yes’C2:buys_computer=‘no’Datatobeclassified:X=(age<=30,Income=medium,Student=yesCredit_raGng=Fair)

age income studentcredit_ratingbuys_computer<=30 high no fair no<=30 high no excellent no31…40 high no fair yes>40 medium no fair yes>40 low yes fair yes>40 low yes excellent no31…40 low yes excellent yes<=30 medium no fair no<=30 low yes fair yes>40 medium yes fair yes<=30 medium yes excellent yes31…40 medium no excellent yes31…40 high yes fair yes>40 medium no excellent no

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37

Naïve Bayes Classifier: An Example n  P(Ci):P(buys_computer=“yes”)=9/14=0.643P(buys_computer=“no”)=5/14=0.357n  ComputeP(X|Ci)foreachclass

P(age=“<=30”|buys_computer=“yes”)=2/9=0.222P(age=“<=30”|buys_computer=“no”)=3/5=0.6P(income=“medium”|buys_computer=“yes”)=4/9=0.444P(income=“medium”|buys_computer=“no”)=2/5=0.4P(student=“yes”|buys_computer=“yes)=6/9=0.667P(student=“yes”|buys_computer=“no”)=1/5=0.2P(credit_raGng=“fair”|buys_computer=“yes”)=6/9=0.667P(credit_raGng=“fair”|buys_computer=“no”)=2/5=0.4

n  X=(age<=30,income=medium,student=yes,credit_ra/ng=fair)P(X|Ci):P(X|buys_computer=“yes”)=0.222x0.444x0.667x0.667=0.044P(X|buys_computer=“no”)=0.6x0.4x0.2x0.4=0.019P(X|Ci)*P(Ci):P(X|buys_computer=“yes”)*P(buys_computer=“yes”)=0.028

P(X|buys_computer=“no”)*P(buys_computer=“no”)=0.007Therefore,Xbelongstoclass(“buys_computer=yes”)

age income studentcredit_ratingbuys_computer<=30 high no fair no<=30 high no excellent no31…40 high no fair yes>40 medium no fair yes>40 low yes fair yes>40 low yes excellent no31…40 low yes excellent yes<=30 medium no fair no<=30 low yes fair yes>40 medium yes fair yes<=30 medium yes excellent yes31…40 medium no excellent yes31…40 high yes fair yes>40 medium no excellent no

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38

Avoiding the Zero-Probability Problem

n  NaïveBayesianpredicGonrequireseachcondiGonalprob.benon-zero.Otherwise,thepredictedprob.willbezero

n  Ex.Supposeadatasetwith1000tuples,income=low(0),

income=medium(990),andincome=high(10)n  UseLaplaciancorrec/on(orLaplacianesGmator)

n  Adding1toeachcaseProb(income=low)=1/1003Prob(income=medium)=991/1003Prob(income=high)=11/1003

n  The“corrected”prob.esGmatesareclosetotheir“uncorrected”counterparts

∏=

=n

kCixkPCiXP

1)|()|(

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39

Naïve Bayes Classifier: Comments

n  Advantagesn  Easytoimplementn  Goodresultsobtainedinmostofthecases

n  Disadvantagesn  AssumpGon:classcondiGonalindependence,thereforelossofaccuracy

n  PracGcally,dependenciesexistamongvariablesn  E.g.,hospitals:paGents:Profile:age,familyhistory,etc.

Symptoms:fever,coughetc.,Disease:lungcancer,diabetes,etc.

n  DependenciesamongthesecannotbemodeledbyNaïveBayesClassifier

n  Howtodealwiththesedependencies?BayesianBeliefNetworks(Chapter9)

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40

Chapter 8. Classification: Basic Concepts

n  ClassificaGon:BasicConcepts

n  DecisionTreeInducGon

n  BayesClassificaGonMethods

n  Rule-BasedClassificaGon

n  ModelEvaluaGonandSelecGon

n  TechniquestoImproveClassificaGonAccuracy:EnsembleMethods

n  Summary

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41

Using IF-THEN Rules for Classification

n  RepresenttheknowledgeintheformofIF-THENrules

R:IFage=youthANDstudent=yesTHENbuys_computer=yesn  Ruleantecedent/precondiGonvs.ruleconsequent

n  Assessmentofarule:coverageandaccuracyn  ncovers=#oftuplescoveredbyRn  ncorrect=#oftuplescorrectlyclassifiedbyRcoverage(R)=ncovers/|D|/*D:trainingdataset*/accuracy(R)=ncorrect/ncovers

n  Ifmorethanonerulearetriggered,needconflictresolu/onn  Sizeordering:assignthehighestprioritytothetriggeringrulesthathas

the“toughest”requirement(i.e.,withthemosta<ributetests)n  Class-basedordering:decreasingorderofprevalenceormisclassifica4on

costperclassn  Rule-basedordering(decisionlist):rulesareorganizedintoonelong

prioritylist,accordingtosomemeasureofrulequalityorbyexperts

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42

age?

student? credit rating?

<=30 >40

no yes yes

yes

31..40

no

fair excellent yes no

n  Example:RuleextracGonfromourbuys_computerdecision-treeIFage=youngANDstudent=noTHENbuys_computer=noIFage=youngANDstudent=yesTHENbuys_computer=yesIFage=mid-age THENbuys_computer=yesIFage=oldANDcredit_ra4ng=excellentTHENbuys_computer=noIFage=oldANDcredit_ra4ng=fairTHENbuys_computer=yes

Rule Extraction from a Decision Tree n  Rulesareeasiertounderstandthanlarge

treesn  Oneruleiscreatedforeachpathfromthe

roottoaleafn  EachaXribute-valuepairalongapathformsa

conjuncGon:theleafholdstheclasspredicGon

n  RulesaremutuallyexclusiveandexhausGve

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43

Rule Induction: Sequential Covering Method

n  SequenGalcoveringalgorithm:Extractsrulesdirectlyfromtrainingdata

n  TypicalsequenGalcoveringalgorithms:FOIL,AQ,CN2,RIPPERn  Rulesarelearnedsequen4ally,eachforagivenclassCiwillcover

manytuplesofCibutnone(orfew)ofthetuplesofotherclassesn  Steps:

n  RulesarelearnedoneataGmen  EachGmearuleislearned,thetuplescoveredbytherulesareremoved

n  RepeattheprocessontheremainingtuplesunGltermina4oncondi4on,e.g.,whennomoretrainingexamplesorwhenthequalityofarulereturnedisbelowauser-specifiedthreshold

n  Comp.w.decision-treeinducGon:learningasetofrulessimultaneously

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44

Sequential Covering Algorithm

while(enoughtargettuplesled)generatearuleremoveposiGvetargettuplessaGsfyingthisrule

Examples covered by Rule 3

Examples covered by Rule 2 Examples covered

by Rule 1

Positive examples

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45

Rule Generation n  Togeneratearule

while(true)findthebestpredicatepiffoil-gain(p)>thresholdthenaddptocurrentruleelsebreak

Positive examples

Negative examples

A3=1 A3=1&&A1=2 A3=1&&A1=2

&&A8=5

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46

How to Learn-One-Rule? n  Startwiththemostgeneralrulepossible:condiGon=emptyn  Addingnewa<ributesbyadopGngagreedydepth-firststrategy

n  Pickstheonethatmostimprovestherulequalityn  Rule-Qualitymeasures:considerbothcoverageandaccuracy

n  Foil-gain(inFOIL&RIPPER):assessesinfo_gainbyextendingcondiGon

n  favorsrulesthathavehighaccuracyandcovermanyposiGvetuples

n  Rulepruningbasedonanindependentsetoftesttuples

Pos/negare#ofposiGve/negaGvetuplescoveredbyR.IfFOIL_PruneishigherfortheprunedversionofR,pruneR

)log''

'(log'_ 22 negpospos

negposposposGainFOIL

+−

+×=

negposnegposRPruneFOIL

+

−=)(_

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47

Chapter 8. Classification: Basic Concepts

n  ClassificaGon:BasicConcepts

n  DecisionTreeInducGon

n  BayesClassificaGonMethods

n  Rule-BasedClassificaGon

n  ModelEvaluaGonandSelecGon

n  TechniquestoImproveClassificaGonAccuracy:EnsembleMethods

n  Summary

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Model Evaluation and Selection

n  EvaluaGonmetrics:Howcanwemeasureaccuracy?Othermetricstoconsider?

n  Usevalida/ontestsetofclass-labeledtuplesinsteadoftrainingsetwhenassessingaccuracy

n  MethodsforesGmaGngaclassifier’saccuracy:n  Holdoutmethod,randomsubsampling

n  Cross-validaGonn  Bootstrap

n  Comparingclassifiers:n  Confidenceintervals

n  Cost-benefitanalysisandROCCurves

48

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Classifier Evaluation Metrics: Confusion Matrix

Actualclass\Predictedclass

buy_computer=yes

buy_computer=no

Total

buy_computer=yes 6954 46 7000buy_computer=no 412 2588 3000

Total 7366 2634 10000

n  Givenmclasses,anentry,CMi,jinaconfusionmatrixindicates#oftuplesinclassithatwerelabeledbytheclassifierasclassj

n  Mayhaveextrarows/columnstoprovidetotals

ConfusionMatrix:Actualclass\Predictedclass C1 ¬C1

C1 TruePosi/ves(TP) FalseNega/ves(FN)

¬C1 FalsePosi/ves(FP) TrueNega/ves(TN)

Example of Confusion Matrix:

49

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Classifier Evaluation Metrics: Accuracy, Error Rate, Sensitivity and

Specificity

n  ClassifierAccuracy,orrecogniGonrate:percentageoftestsettuplesthatarecorrectlyclassifiedAccuracy=(TP+TN)/All

n  Errorrate:1–accuracy,orErrorrate=(FP+FN)/All

n  ClassImbalanceProblem:n  Oneclassmayberare,e.g.fraud,orHIV-posiGve

n  Significantmajorityofthenega4veclassandminorityoftheposiGveclass

n  Sensi/vity:TruePosiGverecogniGonrate

n  Sensi/vity=TP/Pn  Specificity:TrueNegaGverecogniGonrate

n  Specificity=TN/N

A\P C ¬C

C TP FN P

¬C FP TN N

P’ N’ All

50

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Classifier Evaluation Metrics: Precision and Recall, and F-

measures n  Precision:exactness–what%oftuplesthattheclassifier

labeledasposiGveareactuallyposiGve

n  Recall:completeness–what%ofposiGvetuplesdidtheclassifierlabelasposiGve?

n  Perfectscoreis1.0n  InverserelaGonshipbetweenprecision&recalln  Fmeasure(F1orF-score):harmonicmeanofprecisionand

recall,n  Fß:weightedmeasureofprecisionandrecall

n  assignsßGmesasmuchweighttorecallastoprecision

51

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Classifier Evaluation Metrics: Example

52

n  Precision=90/230=39.13%Recall=90/300=30.00%

ActualClass\Predictedclass cancer=yes cancer=no Total RecogniGon(%)

cancer=yes 90 210 300 30.00(sensi4vity

cancer=no 140 9560 9700 98.56(specificity)

Total 230 9770 10000 96.40(accuracy)

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Evaluating Classifier Accuracy: Holdout & Cross-Validation

Methods n  Holdoutmethod

n  GivendataisrandomlyparGGonedintotwoindependentsetsn  Trainingset(e.g.,2/3)formodelconstrucGonn  Testset(e.g.,1/3)foraccuracyesGmaGon

n  Randomsampling:avariaGonofholdoutn  RepeatholdoutkGmes,accuracy=avg.oftheaccuraciesobtained

n  Cross-valida/on(k-fold,wherek=10ismostpopular)n  RandomlyparGGonthedataintokmutuallyexclusivesubsets,eachapproximatelyequalsize

n  Ati-thiteraGon,useDiastestsetandothersastrainingsetn  Leave-one-out:kfoldswherek=#oftuples,forsmallsizeddata

n  *Stra/fiedcross-valida/on*:foldsarestraGfiedsothatclassdist.ineachfoldisapprox.thesameasthatintheiniGaldata

53

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Evaluating Classifier Accuracy: Bootstrap

n  Bootstrapn  Workswellwithsmalldatasetsn  Samplesthegiventrainingtuplesuniformlywithreplacement

n  i.e.,eachGmeatupleisselected,itisequallylikelytobeselectedagainandre-addedtothetrainingset

n  Severalbootstrapmethods,andacommononeis.632boostrapn  AdatasetwithdtuplesissampleddGmes,withreplacement,resulGngin

atrainingsetofdsamples.Thedatatuplesthatdidnotmakeitintothetrainingsetendupformingthetestset.About63.2%oftheoriginaldataendupinthebootstrap,andtheremaining36.8%formthetestset(since(1–1/d)d≈e-1=0.368)

n  RepeatthesamplingprocedurekGmes,overallaccuracyofthemodel:

54

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Estimating Confidence Intervals: Classifier Models M1 vs. M2

n  Supposewehave2classifiers,M1andM2,whichoneisbeXer?

n  Use10-foldcross-validaGontoobtainand

n  Thesemeanerrorratesarejustes4matesoferroronthetrue

populaGonoffuturedatacases

n  Whatifthedifferencebetweenthe2errorratesisjust

aXributedtochance?

n  Useatestofsta/s/calsignificance

n  ObtainconfidencelimitsforourerroresGmates

55

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Estimating Confidence Intervals: Null Hypothesis

n  Perform10-foldcross-validaGon

n  Assumesamplesfollowatdistribu/onwithk–1degreesoffreedom(here,k=10)

n  Uset-test(orStudent’st-test)

n  NullHypothesis:M1&M2arethesame

n  Ifwecanrejectnullhypothesis,then

n  weconcludethatthedifferencebetweenM1&M2issta/s/callysignificant

n  Chosemodelwithlowererrorrate

56

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Estimating Confidence Intervals: t-test

n  Ifonly1testsetavailable:pairwisecomparisonn  Forithroundof10-foldcross-validaGon,thesamecrossparGGoningisusedtoobtainerr(M1)ianderr(M2)i

n  Averageover10roundstoget

n  t-testcomputest-sta/s/cwithk-1degreesoffreedom:

n  Iftwotestsetsavailable:usenon-pairedt-test

where

and

where

where k1 & k2 are # of cross-validation samples used for M1 & M2, resp. 57

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Estimating Confidence Intervals: Table for t-distribution

n  Symmetricn  Significancelevel,

e.g.,sig=0.05or5%meansM1&M2aresignificantlydifferentfor95%ofpopulaGon

n  Confidencelimit,z=sig/2

58

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Estimating Confidence Intervals: Statistical Significance

n  AreM1&M2significantlydifferent?n  Computet.Selectsignificancelevel(e.g.sig=5%)n  Consulttablefort-distribuGon:Findtvaluecorrespondingtok-1degreesoffreedom(here,9)

n  t-distribuGonissymmetric:typicallyupper%pointsofdistribuGonshown→lookupvalueforconfidencelimitz=sig/2(here,0.025)

n  Ift>zort<-z,thentvalueliesinrejecGonregion:n  RejectnullhypothesisthatmeanerrorratesofM1&M2aresame

n  Conclude:staGsGcallysignificantdifferencebetweenM1&M2

n  Otherwise,concludethatanydifferenceischance59

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Model Selection: ROC Curves

n  ROC(ReceiverOperaGngCharacterisGcs)curves:forvisualcomparisonofclassificaGonmodels

n  OriginatedfromsignaldetecGontheoryn  Showsthetrade-offbetweenthetrue

posiGverateandthefalseposiGveraten  TheareaundertheROCcurveisa

measureoftheaccuracyofthemodeln  Rankthetesttuplesindecreasing

order:theonethatismostlikelytobelongtotheposiGveclassappearsatthetopofthelist

n  Theclosertothediagonalline(i.e.,theclosertheareaisto0.5),thelessaccurateisthemodel

n  VerGcalaxisrepresentsthetrueposiGverate

n  Horizontalaxisrep.thefalseposiGverate

n  Theplotalsoshowsadiagonalline

n  Amodelwithperfectaccuracywillhaveanareaof1.0

60

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Issues Affecting Model Selection

n  Accuracyn  classifieraccuracy:predicGngclasslabel

n  Speedn  Gmetoconstructthemodel(trainingGme)

n  Gmetousethemodel(classificaGon/predicGonGme)n  Robustness:handlingnoiseandmissingvaluesn  Scalability:efficiencyindisk-residentdatabases

n  Interpretabilityn  understandingandinsightprovidedbythemodel

n  Othermeasures,e.g.,goodnessofrules,suchasdecisiontreesizeorcompactnessofclassificaGonrules

61

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62

Chapter 8. Classification: Basic Concepts

n  ClassificaGon:BasicConcepts

n  DecisionTreeInducGon

n  BayesClassificaGonMethods

n  Rule-BasedClassificaGon

n  ModelEvaluaGonandSelecGon

n  TechniquestoImproveClassificaGonAccuracy:EnsembleMethods

n  Summary

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Ensemble Methods: Increasing the Accuracy

n  Ensemblemethodsn  UseacombinaGonofmodelstoincreaseaccuracyn  Combineaseriesofklearnedmodels,M1,M2,…,Mk,withtheaimofcreaGnganimprovedmodelM*

n  Popularensemblemethodsn  Bagging:averagingthepredicGonoveracollecGonofclassifiers

n  BoosGng:weightedvotewithacollecGonofclassifiersn  Ensemble:combiningasetofheterogeneousclassifiers

63

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Bagging: Boostrap Aggregation

n  Analogy:DiagnosisbasedonmulGpledoctors’majorityvoten  Training

n  GivenasetDofdtuples,ateachiteraGoni,atrainingsetDiofdtuplesissampledwithreplacementfromD(i.e.,bootstrap)

n  AclassifiermodelMiislearnedforeachtrainingsetDin  ClassificaGon:classifyanunknownsampleX

n  EachclassifierMireturnsitsclasspredicGonn  ThebaggedclassifierM*countsthevotesandassignstheclasswiththe

mostvotestoXn  PredicGon:canbeappliedtothepredicGonofconGnuousvaluesbytaking

theaveragevalueofeachpredicGonforagiventesttuplen  Accuracy

n  OdensignificantlybeXerthanasingleclassifierderivedfromDn  Fornoisedata:notconsiderablyworse,morerobustn  ProvedimprovedaccuracyinpredicGon

64

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Boosting

n  Analogy:Consultseveraldoctors,basedonacombinaGonofweighteddiagnoses—weightassignedbasedonthepreviousdiagnosisaccuracy

n  HowboosGngworks?n  Weightsareassignedtoeachtrainingtuplen  AseriesofkclassifiersisiteraGvelylearnedn  AderaclassifierMiislearned,theweightsareupdatedto

allowthesubsequentclassifier,Mi+1,topaymorea9en/ontothetrainingtuplesthatweremisclassifiedbyMi

n  ThefinalM*combinesthevotesofeachindividualclassifier,wheretheweightofeachclassifier'svoteisafuncGonofitsaccuracy

n  BoosGngalgorithmcanbeextendedfornumericpredicGonn  Comparingwithbagging:BoosGngtendstohavegreateraccuracy,

butitalsorisksoverfi^ngthemodeltomisclassifieddata65

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66

Adaboost (Freund and Schapire, 1997)

n  Givenasetofdclass-labeledtuples,(X1,y1),…,(Xd,yd)n  IniGally,alltheweightsoftuplesaresetthesame(1/d)n  Generatekclassifiersinkrounds.Atroundi,

n  TuplesfromDaresampled(withreplacement)toformatrainingsetDiofthesamesize

n  Eachtuple’schanceofbeingselectedisbasedonitsweightn  AclassificaGonmodelMiisderivedfromDi

n  ItserrorrateiscalculatedusingDiasatestsetn  Ifatupleismisclassified,itsweightisincreased,o.w.itisdecreased

n  Errorrate:err(Xj)isthemisclassificaGonerroroftupleXj.ClassifierMierrorrateisthesumoftheweightsofthemisclassifiedtuples:

n  TheweightofclassifierMi’svoteis

)()(1log

i

i

MerrorMerror−

∑ ×=d

jji errwMerror )()( jX

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Random Forest (Breiman 2001) n  RandomForest:

n  EachclassifierintheensembleisadecisiontreeclassifierandisgeneratedusingarandomselecGonofaXributesateachnodetodeterminethesplit

n  DuringclassificaGon,eachtreevotesandthemostpopularclassisreturned

n  TwoMethodstoconstructRandomForest:n  Forest-RI(randominputselec4on):Randomlyselect,ateachnode,F

aXributesascandidatesforthesplitatthenode.TheCARTmethodologyisusedtogrowthetreestomaximumsize

n  Forest-RC(randomlinearcombina4ons):CreatesnewaXributes(orfeatures)thatarealinearcombinaGonoftheexisGngaXributes(reducesthecorrelaGonbetweenindividualclassifiers)

n  ComparableinaccuracytoAdaboost,butmorerobusttoerrorsandoutliersn  InsensiGvetothenumberofaXributesselectedforconsideraGonateach

split,andfasterthanbaggingorboosGng67

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Classification of Class-Imbalanced Data Sets

n  Class-imbalanceproblem:RareposiGveexamplebutnumerousnegaGveones,e.g.,medicaldiagnosis,fraud,oil-spill,fault,etc.

n  TradiGonalmethodsassumeabalanceddistribuGonofclassesandequalerrorcosts:notsuitableforclass-imbalanceddata

n  Typicalmethodsforimbalancedatain2-classclassificaGon:n  Oversampling:re-samplingofdatafromposiGveclassn  Under-sampling:randomlyeliminatetuplesfromnegaGveclass

n  Threshold-moving:movesthedecisionthreshold,t,sothattherareclasstuplesareeasiertoclassify,andhence,lesschanceofcostlyfalsenegaGveerrors

n  Ensembletechniques:EnsemblemulGpleclassifiersintroducedabove

n  SGlldifficultforclassimbalanceproblemonmulGclasstasks68

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69

Chapter 8. Classification: Basic Concepts

n  ClassificaGon:BasicConcepts

n  DecisionTreeInducGon

n  BayesClassificaGonMethods

n  Rule-BasedClassificaGon

n  ModelEvaluaGonandSelecGon

n  TechniquestoImproveClassificaGonAccuracy:EnsembleMethods

n  Summary

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Summary (I)

n  ClassificaGonisaformofdataanalysisthatextractsmodelsdescribingimportantdataclasses.

n  EffecGveandscalablemethodshavebeendevelopedfordecisiontreeinducGon,NaiveBayesianclassificaGon,rule-basedclassificaGon,andmanyotherclassificaGonmethods.

n  EvaluaGonmetricsinclude:accuracy,sensiGvity,specificity,precision,recall,Fmeasure,andFßmeasure.

n  StraGfiedk-foldcross-validaGonisrecommendedforaccuracyesGmaGon.BaggingandboosGngcanbeusedtoincreaseoverallaccuracybylearningandcombiningaseriesofindividualmodels.

70

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Summary (II)

n  SignificancetestsandROCcurvesareusefulformodelselecGon.

n  TherehavebeennumerouscomparisonsofthedifferentclassificaGonmethods;themaXerremainsaresearchtopic

n  Nosinglemethodhasbeenfoundtobesuperioroverallothersforalldatasets

n  Issuessuchasaccuracy,trainingGme,robustness,scalability,andinterpretabilitymustbeconsideredandcaninvolvetrade-

offs,furthercomplicaGngthequestforanoverallsuperiormethod

71

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References (1) n  C.ApteandS.Weiss.Dataminingwithdecisiontreesanddecisionrules.Future

GeneraGonComputerSystems,13,1997n  C.M.Bishop,NeuralNetworksforPa9ernRecogni/on.OxfordUniversityPress,

1995n  L.Breiman,J.Friedman,R.Olshen,andC.Stone.Classifica/onandRegressionTrees.

WadsworthInternaGonalGroup,1984n  C.J.C.Burges.ATutorialonSupportVectorMachinesforPa9ernRecogni/on.Data

MiningandKnowledgeDiscovery,2(2):121-168,1998n  P.K.ChanandS.J.Stolfo.Learningarbiterandcombinertreesfrompar//oneddata

forscalingmachinelearning.KDD'95n  H.Cheng,X.Yan,J.Han,andC.-W.Hsu,

Discrimina/veFrequentPa9ernAnalysisforEffec/veClassifica/on,ICDE'07n  H.Cheng,X.Yan,J.Han,andP.S.Yu,

DirectDiscrimina/vePa9ernMiningforEffec/veClassifica/on,ICDE'08n  W.Cohen.Fasteffec/veruleinduc/on.ICML'95n  G.Cong,K.-L.Tan,A.K.H.Tung,andX.Xu.Miningtop-kcoveringrulegroupsfor

geneexpressiondata.SIGMOD'0572

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References (2) n  A.J.Dobson.AnIntroduc/ontoGeneralizedLinearModels.Chapman&Hall,1990.n  G.DongandJ.Li.Efficientminingofemergingpa9erns:Discoveringtrendsand

differences.KDD'99.n  R.O.Duda,P.E.Hart,andD.G.Stork.Pa9ernClassifica/on,2ed.JohnWiley,2001n  U.M.Fayyad.Branchingona9ributevaluesindecisiontreegenera/on.AAAI’94.n  Y.FreundandR.E.Schapire.Adecision-theore/cgeneraliza/onofon-linelearningand

anapplica/ontoboos/ng.J.ComputerandSystemSciences,1997.n  J.Gehrke,R.Ramakrishnan,andV.GanG.Rainforest:Aframeworkforfastdecisiontree

construc/onoflargedatasets.VLDB’98.n  J.Gehrke,V.Gant,R.Ramakrishnan,andW.-Y.Loh,BOAT--Op/mis/cDecisionTree

Construc/on.SIGMOD'99.n  T.HasGe,R.Tibshirani,andJ.Friedman.TheElementsofSta/s/calLearning:Data

Mining,Inference,andPredic/on.Springer-Verlag,2001.n  D.Heckerman,D.Geiger,andD.M.Chickering.LearningBayesiannetworks:The

combina/onofknowledgeandsta/s/caldata.MachineLearning,1995.n  W.Li,J.Han,andJ.Pei,CMAR:AccurateandEfficientClassifica/onBasedonMul/ple

Class-Associa/onRules,ICDM'01.73

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References (3)

n  T.-S.Lim,W.-Y.Loh,andY.-S.Shih.Acomparisonofpredic/onaccuracy,complexity,andtraining/meofthirty-threeoldandnewclassifica/onalgorithms.MachineLearning,2000.

n  J.Magidson.TheChaidapproachtosegmenta/onmodeling:Chi-squaredautoma/cinterac/ondetec/on.InR.P.Bagozzi,editor,AdvancedMethodsofMarkeGngResearch,BlackwellBusiness,1994.

n  M.Mehta,R.Agrawal,andJ.Rissanen.SLIQ:Afastscalableclassifierfordatamining.EDBT'96.

n  T.M.Mitchell.MachineLearning.McGrawHill,1997.n  S.K.Murthy,Automa/cConstruc/onofDecisionTreesfromData:AMul/-

DisciplinarySurvey,DataMiningandKnowledgeDiscovery2(4):345-389,1998n  J.R.Quinlan.Induc/onofdecisiontrees.MachineLearning,1:81-106,1986.n  J.R.QuinlanandR.M.Cameron-Jones.FOIL:Amidtermreport.ECML’93.n  J.R.Quinlan.C4.5:ProgramsforMachineLearning.MorganKaufmann,1993.n  J.R.Quinlan.Bagging,boos/ng,andc4.5.AAAI'96.

74

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References (4) n  R.RastogiandK.Shim.Public:Adecisiontreeclassifierthatintegratesbuildingand

pruning.VLDB’98.n  J.Shafer,R.Agrawal,andM.Mehta.SPRINT:Ascalableparallelclassifierfordata

mining.VLDB’96.n  J.W.ShavlikandT.G.DieXerich.ReadingsinMachineLearning.MorganKaufmann,

1990.n  P.Tan,M.Steinbach,andV.Kumar.Introduc/ontoDataMining.AddisonWesley,

2005.n  S.M.WeissandC.A.Kulikowski.ComputerSystemsthatLearn:Classifica/onand

Predic/onMethodsfromSta/s/cs,NeuralNets,MachineLearning,andExpertSystems.MorganKaufman,1991.

n  S.M.WeissandN.Indurkhya.Predic/veDataMining.MorganKaufmann,1997.n  I.H.WiXenandE.Frank.DataMining:Prac/calMachineLearningToolsand

Techniques,2ed.MorganKaufmann,2005.n  X.YinandJ.Han.CPAR:Classifica/onbasedonpredic/veassocia/onrules.SDM'03n  H.Yu,J.Yang,andJ.Han.ClassifyinglargedatasetsusingSVMwithhierarchical

clusters.KDD'03.

75

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CS412 Midterm Exam Statistics

n  OpinionQuesGonAnswering:n  Likethestyle:70.83%,dislike:29.16%n  Examishard:55.75%,easy:0.6%,justright:43.63%n  Time:plenty:3.03%,enough:36.96%,not:60%n  ScoredistribuGon:#ofstudents(Total:180)n  >=90:24n  80-89:54n  70-79:46

n  FinalgradingarebasedonoverallscoreaccumulaGonandrelaGveclassdistribuGons

77

n  60-69:37n  50-59:15n  40-49:2

n  <40:2

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78

Issues: Evaluating Classification Methods

n  Accuracyn  classifieraccuracy:predicGngclasslabeln  predictoraccuracy:guessingvalueofpredictedaXributes

n  Speedn  Gmetoconstructthemodel(trainingGme)n  Gmetousethemodel(classificaGon/predicGonGme)

n  Robustness:handlingnoiseandmissingvaluesn  Scalability:efficiencyindisk-residentdatabasesn  Interpretability

n  understandingandinsightprovidedbythemodeln  Othermeasures,e.g.,goodnessofrules,suchasdecisiontree

sizeorcompactnessofclassificaGonrules

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79

Predictor Error Measures

n  Measurepredictoraccuracy:measurehowfaroffthepredictedvalueisfromtheactualknownvalue

n  Lossfunc/on:measurestheerrorbetw.yiandthepredictedvalueyi’

n  Absoluteerror:|yi–yi’|n  Squarederror:(yi–yi’)2

n  Testerror(generalizaGonerror):theaveragelossoverthetestsetn  Meanabsoluteerror:Meansquarederror:

n  RelaGveabsoluteerror:RelaGvesquarederror:

Themeansquared-errorexaggeratesthepresenceofoutliersPopularlyuse(square)rootmean-squareerror,similarly,rootrelaGve

squarederror

d

yyd

iii∑

=

−1

|'|

d

yyd

iii∑

=

−1

2)'(

=

=

d

ii

d

iii

yy

yy

1

1

||

|'|

=

=

d

ii

d

iii

yy

yy

1

2

1

2

)(

)'(

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80

Scalable Decision Tree Induction Methods

n  SLIQ(EDBT’96—Mehtaetal.)n  BuildsanindexforeachaXributeandonlyclasslistandthecurrentaXributelistresideinmemory

n  SPRINT(VLDB’96—J.Shaferetal.)n  ConstructsanaXributelistdatastructure

n  PUBLIC(VLDB’98—Rastogi&Shim)n  Integratestreespli^ngandtreepruning:stopgrowingthetreeearlier

n  RainForest(VLDB’98—Gehrke,Ramakrishnan&GanG)n  BuildsanAVC-list(aXribute,value,classlabel)

n  BOAT(PODS’99—Gehrke,GanG,Ramakrishnan&Loh)n  Usesbootstrappingtocreateseveralsmallsamples

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81

Data Cube-Based Decision-Tree Induction

n  IntegraGonofgeneralizaGonwithdecision-treeinducGon(Kamberetal.’97)

n  ClassificaGonatprimiGveconceptlevels

n  E.g.,precisetemperature,humidity,outlook,etc.

n  Low-levelconcepts,scaXeredclasses,bushyclassificaGon-trees

n  SemanGcinterpretaGonproblems

n  Cube-basedmulG-levelclassificaGon

n  RelevanceanalysisatmulG-levels

n  InformaGon-gainanalysiswithdimension+level

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82 82

Veri Ön İşleme (Data Preprocessing)

n  Data Preprocessing: Giriş

n  Veri Kalitesi

n  Veri Ön işlemedeki ana işlemler

n  Veri Temizleme (Data Cleaning)

n  Veri Uyumu (Data Integration)

n  Veri Küçültme (Data Reduction)

n  Veri Dönüştürme ve Verinin Ayrıklaştırılması (Data

Transformation and Data Discretization)

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Data Warehouse: A Multi-Tiered Architecture

Data Warehouse

(Veri Ambarı)

Extract Transform Load Refresh

OLAP Engine

Analysis Query Reports Data mining

Monitor &

Integrator Metadata

Veri Kaynakları Front-End Tools

Serve

Data Marts

Operational DBs

Other sources

Data Storage

OLAP Server

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84

Veri Kalitesi ( Data Quality)

n  Çok boyutlu olarak veri kalitesi kriterleri : Neden Ön işlem yapılır?

n  Kesinlik (Accuracy) doğru ve yanlış veriler

n  Tamamlık (Completeness) : kaydedilmemiş veya ulaşılamayan

veriler

n  Tutarlılık (Consistency) verilerin bir kısmının güncel olmaması,

sallantıda veriler (dangling)

n  Güncellik (Timeliness)

n  İnandırıcılık (Believability)

n  Yorumlanabilirlik (Interpretability): Verinin ne kadar kolay

anlaşılacağı

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85

Veri Ön İşleme İşlemleri

n  Veri Temizleme (Data cleaning)

n  Eksik verilerin doldurulması, gürültülü verilerin düzeltilmesi, aykırı verilerin (outlier) temizlenmesi, uyuşmazlıkların (inconsistencies) çözümlenmesi

n  Veri Entegrasyonu (Data integration)

n  Farklı veri kaynaklarının, Veri Küplerinin veya Dosyaların entegre olması

n  Verinin Küçültülmesi (Data reduction)

n  Boyut Küçültme (Dimensionality reduction)

n  Sayısal Küçültme (Numerosity reduction)

n  Verinin Sıkıştırılması (Data compression)

n  Verinin Dönüştürülmesi ve Ayrıklaştırılması (Data transformation and data discretization)

n  Normalleştirme (Normalization )

n  Kavram Hiyerarşisi (Concept hierarchy generation)

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86 86

Veri Ön İşleme (Data Preprocessing)

n  Data Preprocessing: Giriş

n  Veri Kalitesi

n  Veri Ön işlemedeki ana işlemler

n  Veri Temizleme (Data Cleaning)

n  Veri Uyumu (Data Integration)

n  Veri Küçültme (Data Reduction)

n  Veri Dönüştürme ve Verinin Ayrıklaştırılması (Data

Transformation and Data Discretization)

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87

Veri Temizleme (Data Cleaning)

n  Gerçek hayattaki veriler kirlidir: Çok sayıda makine, insan veya bilgisayar hataları, iletim bozulmaları yaşanabilir.

n  Eksik Veri (incomplete) bazı özelliklerin eksik olması (missing data), sadece birleşik verinin (aggregate) bulunması

n  örn., Meslek=“ ” (girilmemiş) n  Gülrültülü Veri (noisy): Gürültü, hata veya aykırı veriler bulunması

n  örn., Maaş=“−10” (hata) n  Tutarsız Veri (inconsistent): farklı kaynaklardan farklı veriler

gelmesi n  Yaş=“42”, Doğum Tarihi=“03/07/2010” n  Eski notlama “1, 2, 3”, yeni notlama “A, B, C” n  Tekrarlı kayıtlarda uyuşmazlık

n  Kasıtlı Problemler (Intentional) n  Doğum tarihi bilinmeyen herkese 1 Ocak yazılması

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88

Eksik Veriler (Incomplete (Missing) Data)

n  Veriye her zaman erişilmesi mümkün değildir n  Örn., bazı kayıtların alın(a)mamış olması. Satış

sırasında müşterilerin gelir düzeyinin yazılmamış olması.

n  Eksik veriler genelde aşağıdaki durumlarda olur: n  Donanımsal bozukluklardan

n  Uyuşmazlık yüzünden silinen veriler n  Anlaşılamayan verilerin girilmemiş olması

n  Veri girişi sırasında veriye önem verilmemiş olması n  Verideki değişikliklerin kaydedilmemiş olması

n  Eksik verilerin çözülmesi gerekir

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89

Eksik veriler nasıl çözülür?

n  İhmal etme: Eksik veriler işleme alınmaz, yokmuş gibi davranılır. Kullanılan VM yöntemine göre sonuca etkileri bilinmelidir.

n  Eksik verilerin elle doldurulması: her zaman mümkün değildir ve bazan çok uzun ve maliyetli olabilir

n  Otomatik olarak doldurulması

n  Bütün eksik veriler için yeni bir sınıf oluşturulması (“bilinmiyor” gibi)

n  Ortalamanın yazılması

n  Sınıf bazında ortalamaların yazılması

n  Bayesian formül ve karar ağacı uygulaması

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90

Gürültülü Veri (Noisy Data)

n  Gürültü (Noise): ölçümdeki rasgele oluşan değerler n  Yanlış özellik değerleri aşağıdaki durumlarda oluşabilir:

n  Veri toplama araçlarındaki hatalar n  Veri giriş problemleri n  Veri iletim problemleri n  Teknoloji sınırları n  İsimlendirmedeki tutarsızlıklar

n  Veri temizlemesini gerektiren diğer durumlar n  Tekrarlı kayıtlar n  Eksik veriler n  Tutarsız veriler

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91

Gürültülü Veri Nasıl Çözülür?

n  Paketleme (Binning) n  Veri sıralanır ve eşit frekanslarda paketlere bölünür. n  Eksik veriler farklı yöntemlerle doldurulur:

n  Mean n  Median n  Boundary

n  Regrezisyon (Regression) n  Regrezisyon fonksiyonlarına tabi tutularak eksik

verilerin girilmesi n  Bölütleme (Kümeleme , Clustering)

n  Aykırı verilerin bulunması ve temizlenmesi n  Bilgisayar ve insan bilgisinin ortaklaşa kullanılması

n  detect suspicious values and check by human (e.g., deal with possible outliers)

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92

Veri Temizleme Süreci n  Verideki farklılıkların yakalanması

n  Üst verinin (metadata) kullanılması (örn., veri alanı (domain, range) , bağlılık (dependency), dağılım (distribution)

n  Aşırı yüklü alanlar (Field Overloading) n  Veri üzerinde kural kontrolleri (unique, consecutive, null) n  Ticari yazılımların kullanılması

n  Bilgi Ovalaması (Data scrubbing): Basit alan bilgileri kurallarla kontrol etmek (e.g., postal code, spell-check)

n  Veri Denetimi (Data auditing): veriler üzerinden kural çıkarımı ve kurallara uymayanların bulunması (örn., correlation veya clustering ile aykırıların (outliers) bulunması)

n  Veri Göçü ve Entegrasyonu (Data migration and integration) n  Data migration Araçları: Verinin dönüştürülmesine izin verir n  ETL (Extraction/Transformation/Loading) Araçları: Genelde grafik

arayüzü ile dönüşümü yönetme imkanı verir n  İki farklı işin entegre yürütülmesi

n  Iterative / interactive (Örn.., Potter’s Wheels)

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Aşırı Yüklü Alanlar (Overloaded Fields)

n  Aşırı Yüklü Alanların Temizlenmesi n  Zincirleme (Chaining)

n  Birleştirme (Coupling)

n  Çok Amaçlılık (Multipurpose)

93

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Örnekler

94

Vijayshankar Raman and Joseph M. Hellerstein , Potter’s Wheel: An Interactive Data Cleaning System

berkeley

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95 95

Chapter 3: Data Preprocessing

n  Data Preprocessing: An Overview

n  Data Quality

n  Major Tasks in Data Preprocessing

n  Data Cleaning

n  Data Integration

n  Data Reduction

n  Data Transformation and Data Discretization

n  Summary

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96 96

Data Integration

n  Data integration:

n  Combines data from multiple sources into a coherent store

n  Schema integration: e.g., A.cust-id ≡ B.cust-#

n  Integrate metadata from different sources

n  Entity identification problem:

n  Identify real world entities from multiple data sources, e.g., Bill Clinton = William Clinton

n  Detecting and resolving data value conflicts

n  For the same real world entity, attribute values from different sources are different

n  Possible reasons: different representations, different scales, e.g., metric vs. British units

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97 97

Handling Redundancy in Data Integration

n  Redundant data occur often when integration of multiple databases

n  Object identification: The same attribute or object may have different names in different databases

n  Derivable data: One attribute may be a “derived” attribute in another table, e.g., annual revenue

n  Redundant attributes may be able to be detected by correlation analysis and covariance analysis

n  Careful integration of the data from multiple sources may help reduce/avoid redundancies and inconsistencies and improve mining speed and quality

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98

Correlation Analysis (Nominal Data)

n  Χ2 (chi-square) test

n  The larger the Χ2 value, the more likely the variables are related

n  The cells that contribute the most to the Χ2 value are those whose actual count is very different from the expected count

n  Correlation does not imply causality n  # of hospitals and # of car-theft in a city are correlated

n  Both are causally linked to the third variable: population

∑−

=Expected

ExpectedObserved 22 )(

χ

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99

Chi-Square Calculation: An Example

n  Χ2 (chi-square) calculation (numbers in parenthesis are expected counts calculated based on the data distribution in the two categories)

n  It shows that like_science_fiction and play_chess are correlated in the group

93.507840

)8401000(360

)360200(210

)21050(90

)90250( 22222 =

−+

−+

−+

−=χ

Play chess Not play chess Sum (row)

Like science fiction 250(90) 200(360) 450

Not like science fiction 50(210) 1000(840) 1050

Sum(col.) 300 1200 1500

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100

Correlation Analysis (Numeric Data)

n  Correlation coefficient (also called Pearson’s product moment coefficient)

where n is the number of tuples, and are the respective means of A and B, σA and σB are the respective standard deviation of A and B, and Σ(aibi) is the sum of the AB cross-product.

n  If rA,B > 0, A and B are positively correlated (A’s values increase as B’s). The higher, the stronger correlation.

n  rA,B = 0: independent; rAB < 0: negatively correlated

BA

n

i ii

BA

n

i iiBA n

BAnban

BbAar

σσσσ )1()(

)1())((

11, −

−=

−−=

∑∑ ==

A B

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101

Visually Evaluating Correlation

Scatter plots showing the similarity from –1 to 1.

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102

Correlation (viewed as linear relationship)

n  Correlation measures the linear relationship between objects

n  To compute correlation, we standardize data objects, A and B, and then take their dot product

)(/))((' AstdAmeanaa kk −=

)(/))((' BstdBmeanbb kk −=

''),( BABAncorrelatio •=

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103

Covariance (Numeric Data)

n  Covariance is similar to correlation

where n is the number of tuples, and are the respective mean or expected values of A and B, σA and σB are the respective standard deviation of A and B.

n  Positive covariance: If CovA,B > 0, then A and B both tend to be larger than their expected values.

n  Negative covariance: If CovA,B < 0 then if A is larger than its expected value, B is likely to be smaller than its expected value.

n  Independence: CovA,B = 0 but the converse is not true: n  Some pairs of random variables may have a covariance of 0 but are not

independent. Only under some additional assumptions (e.g., the data follow multivariate normal distributions) does a covariance of 0 imply independence

A B

Correlation coefficient:

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Co-Variance: An Example

n  It can be simplified in computation as

n  Suppose two stocks A and B have the following values in one week:

(2, 5), (3, 8), (5, 10), (4, 11), (6, 14).

n  Question: If the stocks are affected by the same industry trends, will

their prices rise or fall together?

n  E(A) = (2 + 3 + 5 + 4 + 6)/ 5 = 20/5 = 4

n  E(B) = (5 + 8 + 10 + 11 + 14) /5 = 48/5 = 9.6

n  Cov(A,B) = (2×5+3×8+5×10+4×11+6×14)/5 − 4 × 9.6 = 4

n  Thus, A and B rise together since Cov(A, B) > 0.

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105 105

Chapter 3: Data Preprocessing

n  Data Preprocessing: An Overview

n  Data Quality

n  Major Tasks in Data Preprocessing

n  Data Cleaning

n  Data Integration

n  Data Reduction

n  Data Transformation and Data Discretization

n  Summary

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Data Reduction Strategies n  Data reduction: Obtain a reduced representation of the data set that

is much smaller in volume but yet produces the same (or almost the same) analytical results

n  Why data reduction? — A database/data warehouse may store terabytes of data. Complex data analysis may take a very long time to run on the complete data set.

n  Data reduction strategies n  Dimensionality reduction, e.g., remove unimportant attributes

n  Wavelet transforms n  Principal Components Analysis (PCA) n  Feature subset selection, feature creation

n  Numerosity reduction (some simply call it: Data Reduction) n  Regression and Log-Linear Models n  Histograms, clustering, sampling n  Data cube aggregation

n  Data compression

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Data Reduction 1: Dimensionality Reduction

n  Curse of dimensionality n  When dimensionality increases, data becomes increasingly sparse n  Density and distance between points, which is critical to clustering, outlier

analysis, becomes less meaningful

n  The possible combinations of subspaces will grow exponentially n  Dimensionality reduction

n  Avoid the curse of dimensionality n  Help eliminate irrelevant features and reduce noise

n  Reduce time and space required in data mining n  Allow easier visualization

n  Dimensionality reduction techniques n  Wavelet transforms n  Principal Component Analysis n  Supervised and nonlinear techniques (e.g., feature selection)

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Mapping Data to a New Space

Two Sine Waves Two Sine Waves + Noise Frequency

n  Fourier transform n  Wavelet transform

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What Is Wavelet Transform?

n  Decomposes a signal into different frequency subbands

n  Applicable to n-dimensional signals

n  Data are transformed to preserve relative distance between objects at different levels of resolution

n  Allow natural clusters to become more distinguishable

n  Used for image compression

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Wavelet Transformation

n  Discrete wavelet transform (DWT) for linear signal processing, multi-resolution analysis

n  Compressed approximation: store only a small fraction of the strongest of the wavelet coefficients

n  Similar to discrete Fourier transform (DFT), but better lossy compression, localized in space

n  Method: n  Length, L, must be an integer power of 2 (padding with 0’s, when

necessary) n  Each transform has 2 functions: smoothing, difference n  Applies to pairs of data, resulting in two set of data of length L/2

n  Applies two functions recursively, until reaches the desired length

Haar2 Daubechie4

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Wavelet Decomposition

n  Wavelets: A math tool for space-efficient hierarchical decomposition of functions

n  S = [2, 2, 0, 2, 3, 5, 4, 4] can be transformed to S^ = [23/4, -11/4, 1/2, 0, 0, -1, -1, 0]

n  Compression: many small detail coefficients can be replaced by 0’s, and only the significant coefficients are retained

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Haar Wavelet Coefficients Coefficient “Supports”

2 2 0 2 3 5 4 4

-1.25

2.75

0.5 0

0 -1 0 -1

+

- +

+

+ + +

+

+

- -

- - - -

+

- +

+ - + -

+ - + -

- ++-

-1 -1

0.5

0

2.75

-1.25

0

0 Original frequency distribution

Hierarchical decomposition structure (a.k.a. “error tree”)

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Why Wavelet Transform?

n  Use hat-shape filters n  Emphasize region where points cluster n  Suppress weaker information in their boundaries

n  Effective removal of outliers n  Insensitive to noise, insensitive to input order

n  Multi-resolution n  Detect arbitrary shaped clusters at different scales

n  Efficient n  Complexity O(N)

n  Only applicable to low dimensional data

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x2

x1

e

Principal Component Analysis (PCA)

n  Find a projection that captures the largest amount of variation in data n  The original data are projected onto a much smaller space, resulting

in dimensionality reduction. We find the eigenvectors of the covariance matrix, and these eigenvectors define the new space

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n  Given N data vectors from n-dimensions, find k ≤ n orthogonal vectors (principal components) that can be best used to represent data

n  Normalize input data: Each attribute falls within the same range

n  Compute k orthonormal (unit) vectors, i.e., principal components

n  Each input data (vector) is a linear combination of the k principal component vectors

n  The principal components are sorted in order of decreasing “significance” or strength

n  Since the components are sorted, the size of the data can be reduced by eliminating the weak components, i.e., those with low variance (i.e., using the strongest principal components, it is possible to reconstruct a good approximation of the original data)

n  Works for numeric data only

Principal Component Analysis (Steps)

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Attribute Subset Selection

n  Another way to reduce dimensionality of data n  Redundant attributes

n  Duplicate much or all of the information contained in one or more other attributes

n  E.g., purchase price of a product and the amount of sales tax paid

n  Irrelevant attributes n  Contain no information that is useful for the data

mining task at hand n  E.g., students' ID is often irrelevant to the task of

predicting students' GPA

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Heuristic Search in Attribute Selection

n  There are 2d possible attribute combinations of d attributes n  Typical heuristic attribute selection methods:

n  Best single attribute under the attribute independence assumption: choose by significance tests

n  Best step-wise feature selection: n  The best single-attribute is picked first n  Then next best attribute condition to the first, ...

n  Step-wise attribute elimination: n  Repeatedly eliminate the worst attribute

n  Best combined attribute selection and elimination n  Optimal branch and bound:

n  Use attribute elimination and backtracking

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Attribute Creation (Feature Generation)

n  Create new attributes (features) that can capture the important information in a data set more effectively than the original ones

n  Three general methodologies n  Attribute extraction

n  Domain-specific n  Mapping data to new space (see: data reduction)

n  E.g., Fourier transformation, wavelet transformation, manifold approaches (not covered)

n  Attribute construction n  Combining features (see: discriminative frequent

patterns in Chapter 7) n  Data discretization

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Data Reduction 2: Numerosity Reduction

n  Reduce data volume by choosing alternative, smaller forms of data representation

n  Parametric methods (e.g., regression) n  Assume the data fits some model, estimate model

parameters, store only the parameters, and discard the data (except possible outliers)

n  Ex.: Log-linear models—obtain value at a point in m-D space as the product on appropriate marginal subspaces

n  Non-parametric methods n  Do not assume models n  Major families: histograms, clustering, sampling, …

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Parametric Data Reduction: Regression and Log-Linear Models

n  Linear regression n  Data modeled to fit a straight line n  Often uses the least-square method to fit the line

n  Multiple regression n  Allows a response variable Y to be modeled as a

linear function of multidimensional feature vector n  Log-linear model

n  Approximates discrete multidimensional probability distributions

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Regression Analysis

n  Regression analysis: A collective name for techniques for the modeling and analysis of numerical data consisting of values of a dependent variable (also called response variable or measurement) and of one or more independent variables (aka.

explanatory variables or predictors)

n  The parameters are estimated so as to give a "best fit" of the data

n  Most commonly the best fit is evaluated by using the least squares method, but other criteria have also been used

n  Used for prediction (including forecasting of time-series data), inference, hypothesis testing, and modeling of causal relationships

y

x

y = x + 1

X1

Y1

Y1’

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n  Linear regression: Y = w X + b

n  Two regression coefficients, w and b, specify the line and are to be estimated by using the data at hand

n  Using the least squares criterion to the known values of Y1, Y2, …, X1, X2, ….

n  Multiple regression: Y = b0 + b1 X1 + b2 X2

n  Many nonlinear functions can be transformed into the above

n  Log-linear models:

n  Approximate discrete multidimensional probability distributions

n  Estimate the probability of each point (tuple) in a multi-dimensional space for a set of discretized attributes, based on a smaller subset of dimensional combinations

n  Useful for dimensionality reduction and data smoothing

Regress Analysis and Log-Linear Models

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Histogram Analysis

n  Divide data into buckets and store average (sum) for each bucket

n  Partitioning rules:

n  Equal-width: equal bucket range

n  Equal-frequency (or equal-depth)

05

1015

2025

3035

40

10000

20000

30000

40000

50000

60000

70000

80000

90000

100000

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124

Clustering

n  Partition data set into clusters based on similarity, and store cluster representation (e.g., centroid and diameter) only

n  Can be very effective if data is clustered but not if data is “smeared”

n  Can have hierarchical clustering and be stored in multi-dimensional index tree structures

n  There are many choices of clustering definitions and clustering algorithms

n  Cluster analysis will be studied in depth in Chapter 10

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Sampling

n  Sampling: obtaining a small sample s to represent the whole data set N

n  Allow a mining algorithm to run in complexity that is potentially sub-linear to the size of the data

n  Key principle: Choose a representative subset of the data

n  Simple random sampling may have very poor performance in the presence of skew

n  Develop adaptive sampling methods, e.g., stratified sampling:

n  Note: Sampling may not reduce database I/Os (page at a time)

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Types of Sampling

n  Simple random sampling n  There is an equal probability of selecting any particular

item n  Sampling without replacement

n  Once an object is selected, it is removed from the population

n  Sampling with replacement n  A selected object is not removed from the population

n  Stratified sampling: n  Partition the data set, and draw samples from each

partition (proportionally, i.e., approximately the same percentage of the data)

n  Used in conjunction with skewed data

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Sampling: With or without Replacement

SRSWOR

(simple random

sample without

replacement)

SRSWR

Raw Data

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Sampling: Cluster or Stratified Sampling

Raw Data Cluster/Stratified Sample

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Data Cube Aggregation

n  The lowest level of a data cube (base cuboid)

n  The aggregated data for an individual entity of interest

n  E.g., a customer in a phone calling data warehouse

n  Multiple levels of aggregation in data cubes

n  Further reduce the size of data to deal with

n  Reference appropriate levels

n  Use the smallest representation which is enough to solve the task

n  Queries regarding aggregated information should be answered using data cube, when possible

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Data Reduction 3: Data Compression

n  String compression n  There are extensive theories and well-tuned algorithms n  Typically lossless, but only limited manipulation is

possible without expansion n  Audio/video compression

n  Typically lossy compression, with progressive refinement n  Sometimes small fragments of signal can be

reconstructed without reconstructing the whole n  Time sequence is not audio

n  Typically short and vary slowly with time n  Dimensionality and numerosity reduction may also be

considered as forms of data compression

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Data Compression

Original Data Compressed Data

lossless

Original Data Approximated

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Chapter 3: Data Preprocessing

n  Data Preprocessing: An Overview

n  Data Quality

n  Major Tasks in Data Preprocessing

n  Data Cleaning

n  Data Integration

n  Data Reduction

n  Data Transformation and Data Discretization

n  Summary

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Data Transformation n  A function that maps the entire set of values of a given attribute to a

new set of replacement values s.t. each old value can be identified with one of the new values

n  Methods

n  Smoothing: Remove noise from data

n  Attribute/feature construction

n  New attributes constructed from the given ones

n  Aggregation: Summarization, data cube construction

n  Normalization: Scaled to fall within a smaller, specified range

n  min-max normalization

n  z-score normalization

n  normalization by decimal scaling

n  Discretization: Concept hierarchy climbing

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Normalization n  Min-max normalization: to [new_minA, new_maxA]

n  Ex. Let income range $12,000 to $98,000 normalized to [0.0, 1.0]. Then $73,000 is mapped to

n  Z-score normalization (µ: mean, σ: standard deviation):

n  Ex. Let µ = 54,000, σ = 16,000. Then

n  Normalization by decimal scaling

716.00)00.1(000,12000,98000,12600,73

=+−−

AAA

AA

A minnewminnewmaxnewminmaxminvv _)__(' +−−

−=

A

Avvσµ−

='

j

vv10

'= Where j is the smallest integer such that Max(|ν’|) < 1

225.1000,16

000,54600,73=

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Discretization n  Three types of attributes

n  Nominal—values from an unordered set, e.g., color, profession

n  Ordinal—values from an ordered set, e.g., military or academic rank

n  Numeric—real numbers, e.g., integer or real numbers

n  Discretization: Divide the range of a continuous attribute into intervals

n  Interval labels can then be used to replace actual data values

n  Reduce data size by discretization

n  Supervised vs. unsupervised

n  Split (top-down) vs. merge (bottom-up)

n  Discretization can be performed recursively on an attribute

n  Prepare for further analysis, e.g., classification

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Data Discretization Methods

n  Typical methods: All the methods can be applied recursively

n  Binning

n  Top-down split, unsupervised

n  Histogram analysis

n  Top-down split, unsupervised

n  Clustering analysis (unsupervised, top-down split or bottom-up merge)

n  Decision-tree analysis (supervised, top-down split)

n  Correlation (e.g., χ2) analysis (unsupervised, bottom-up merge)

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Simple Discretization: Binning

n  Equal-width (distance) partitioning

n  Divides the range into N intervals of equal size: uniform grid

n  if A and B are the lowest and highest values of the attribute, the

width of intervals will be: W = (B –A)/N.

n  The most straightforward, but outliers may dominate presentation

n  Skewed data is not handled well

n  Equal-depth (frequency) partitioning

n  Divides the range into N intervals, each containing approximately

same number of samples

n  Good data scaling

n  Managing categorical attributes can be tricky

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Binning Methods for Data Smoothing

q  Sorted data for price (in dollars): 4, 8, 9, 15, 21, 21, 24, 25, 26, 28, 29, 34

* Partition into equal-frequency (equi-depth) bins: - Bin 1: 4, 8, 9, 15 - Bin 2: 21, 21, 24, 25 - Bin 3: 26, 28, 29, 34 * Smoothing by bin means: - Bin 1: 9, 9, 9, 9 - Bin 2: 23, 23, 23, 23 - Bin 3: 29, 29, 29, 29 * Smoothing by bin boundaries: - Bin 1: 4, 4, 4, 15 - Bin 2: 21, 21, 25, 25 - Bin 3: 26, 26, 26, 34

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Discretization Without Using Class Labels

(Binning vs. Clustering)

Data Equal interval width (binning)

Equal frequency (binning) K-means clustering leads to better results

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Discretization by Classification & Correlation Analysis

n  Classification (e.g., decision tree analysis)

n  Supervised: Given class labels, e.g., cancerous vs. benign

n  Using entropy to determine split point (discretization point)

n  Top-down, recursive split

n  Details to be covered in Chapter 7

n  Correlation analysis (e.g., Chi-merge: χ2-based discretization)

n  Supervised: use class information

n  Bottom-up merge: find the best neighboring intervals (those

having similar distributions of classes, i.e., low χ2 values) to merge

n  Merge performed recursively, until a predefined stopping condition

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Concept Hierarchy Generation

n  Concept hierarchy organizes concepts (i.e., attribute values) hierarchically and is usually associated with each dimension in a data warehouse

n  Concept hierarchies facilitate drilling and rolling in data warehouses to view data in multiple granularity

n  Concept hierarchy formation: Recursively reduce the data by collecting and replacing low level concepts (such as numeric values for age) by higher level concepts (such as youth, adult, or senior)

n  Concept hierarchies can be explicitly specified by domain experts and/or data warehouse designers

n  Concept hierarchy can be automatically formed for both numeric and nominal data. For numeric data, use discretization methods shown.

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Concept Hierarchy Generation for Nominal Data

n  Specification of a partial/total ordering of attributes explicitly at the schema level by users or experts

n  street < city < state < country n  Specification of a hierarchy for a set of values by explicit

data grouping n  {Urbana, Champaign, Chicago} < Illinois

n  Specification of only a partial set of attributes n  E.g., only street < city, not others

n  Automatic generation of hierarchies (or attribute levels) by the analysis of the number of distinct values

n  E.g., for a set of attributes: {street, city, state, country}

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Automatic Concept Hierarchy Generation

n  SomehierarchiescanbeautomaGcallygeneratedbasedontheanalysisofthenumberofdisGnctvaluesperaXributeinthedatasetn  TheaXributewiththemostdisGnctvaluesisplacedatthelowestlevelofthehierarchy

n  ExcepGons,e.g.,weekday,month,quarter,year

country

province_or_ state

city

street

15 distinct values

365 distinct values

3567 distinct values

674,339 distinct values

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Chapter 3: Data Preprocessing

n  Data Preprocessing: An Overview

n  Data Quality

n  Major Tasks in Data Preprocessing

n  Data Cleaning

n  Data Integration

n  Data Reduction

n  Data Transformation and Data Discretization

n  Summary

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Summary n  Data quality: accuracy, completeness, consistency, timeliness,

believability, interpretability n  Data cleaning: e.g. missing/noisy values, outliers n  Data integration from multiple sources:

n  Entity identification problem n  Remove redundancies n  Detect inconsistencies

n  Data reduction n  Dimensionality reduction n  Numerosity reduction n  Data compression

n  Data transformation and data discretization n  Normalization n  Concept hierarchy generation

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Kaynaklar

n  Data Mining: Concepts and Techniques, Third Edition (The Morgan Kaufmann Series in Data Management Systems) 3rd Edition

n  by Jiawei Han (Author), Micheline Kamber (Author), Jian Pei (Author)

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References n  D.P.BallouandG.K.Tayi.Enhancingdataqualityindatawarehouseenvironments.Comm.of

ACM,42:73-78,1999n  A.Bruce,D.Donoho,andH.-Y.Gao.Waveletanalysis.IEEESpectrum,Oct1996n  T.DasuandT.Johnson.ExploratoryDataMiningandDataCleaning.JohnWiley,2003n  J.DevoreandR.Peck.Sta4s4cs:TheExplora4onandAnalysisofData.DuxburyPress,1997.n  H.Galhardas,D.Florescu,D.Shasha,E.Simon,andC.-A.Saita.DeclaraGvedatacleaning:

Language,model,andalgorithms.VLDB'01n  M.HuaandJ.Pei.Cleaningdisguisedmissingdata:AheurisGcapproach.KDD'07n  H.V.Jagadish,etal.,SpecialIssueonDataReducGonTechniques.BulleGnoftheTechnical

CommiXeeonDataEngineering,20(4),Dec.1997n  H.LiuandH.Motoda(eds.).FeatureExtrac4on,Construc4on,andSelec4on:ADataMining

Perspec4ve.KluwerAcademic,1998n  J.E.Olson.DataQuality:TheAccuracyDimension.MorganKaufmann,2003n  D.Pyle.DataPreparaGonforDataMining.MorganKaufmann,1999n  V.RamanandJ.Hellerstein.PoXersWheel:AnInteracGveFrameworkforDataCleaningand

TransformaGon,VLDB’2001n  T.Redman.DataQuality:TheFieldGuide.DigitalPress(Elsevier),2001n  R.Wang,V.Storey,andC.Firth.Aframeworkforanalysisofdataqualityresearch.IEEETrans.

KnowledgeandDataEngineering,7:623-640,1995