Jacques L Wiener Jr Financial Disclosure Report for 2010

8/3/2019 Jacques L Wiener Jr Financial Disclosure Report for 2010

http://slidepdf.com/reader/full/jacques-l-wiener-jr-financial-disclosure-report-for-2010 1/20

AO I0

Rev. 1/2011

FINANCIAL DISCLOSURE REPOR T

FOR CALENDAR YEAR 2010

Report Required by the Ethics

in Government Act of 1978(5 U.S.C. app..~.~ 101-111)

I . P e r s o n Repor t ing ( las t n a m e , f i r s t, m i d d l e i n i t ia l )

W IE NE R , J R . , J AC QUE S L .

4 . T i t l e ( A r t i c l e I I I j u d g e s i n d i c a t e a c t i v e o r s e n i o r s ta tus ;magistrate judges indicate full- or part- time)

JU D G E 5TH CI R CU I T CO U R T-A CTI V E

7. Chambers o r Off ice A d d r t ~ s

U S C O U R T O F A P P E A L S B L D G6 0 0 CA M P S T R E E T , R O O M 244

NE W O R L E ANS . LA 70 1 3 0

2 . C o u r t o r O r g a n i z a t i o n

US COURT OF APPEALS 5TH CIRCUIT

3. Date of R e p o r t

05/10/201 I

5a. Repor t Type (check approp r ia te type)

] N o m i n a t i o n . D a t e

[] Initial [] Annual [] Final

5 b . [] A m e n d e d R e p o r t

8. O n t h e b a s i s o f t h e i n f o r m a t i o n c o n t a i n e d i n t h i s R e p o r t a n d a n y

m o d i f i c a t i o n s p e r t a i n i n g t h e r e t o , i t is , in m y o p i n i o n , i n c o m p l i a n c ewith app licable laws and regula t ions .

6 . R e p o r t i n g P e r i o d

01/01/2010

to

12/31/2010

R e v i e w i n g O f f i c e r Date

I M P O R T A N T N O T E S : The ins truc tions accompa nying this form must be followed. Comp le te a ll par ts ,

checking the NONE box for ea ch part where you hav e no reportable information. Sign on last pag~

I . P 0 S I T I 0 N S . t R e ~ , o r a n g i n d i v i d u a l onl y ; se e p p . 9 - 1 3 of f i l ing instruct ions.)

D NONE(N o reportable posit ions. )

POSITION

1. SE N IO R O FFI CE R

2. T R U S T E E T R U S T # 1

3.

4.

5.

NAME OF ORGANIZATION/ENTITY

COUNCIL, LOUISIANA STATE LAW INSTITUTE

I I . A G R E E M E N T S . ~ R e p o r a . g i n d i v i d u a l o . t y ; se , p e . 1 4 - 1 6 of filing instructions.)

~] NONE (No reportable agreements.)

DATE PARTIES AND TERMS



FINANCIAL DISCLOSURE REPORT

Page 2 o f 10 Ia m e o f P e r s o n R e p o r t in g

\VIENER, JR., JACQU ES L.

I II . N O N - I N V E S T M E N T I N C O M E . tRepo~,g l ,d i , ’ iduolands pous e:s eepp .17-24 of filing instructions.)

A. Filer’s Non-Investm ent Incom e

~] NONE non- inves tmen t income . )N o reportable

DATE SOURCE AND TYPE

2.

3.

4.

D a t e o f R e p o r t

05/10/201 I

INCOME( y o ur s , n o t s p o us e ’ s )

B . S p o u s e ’ s N o n - I n v e s tm e n t I n c o m e - i f y o u were married during a n y p o r t i o n o f t h e r e p o r t i n g y e a r , c o m p l e t e this section.

(Dollar amount not required except for honoraria.)

D (N o reporta ble incom e.)O NE non- inves tmen t


I. 2010 F I S H E R & P H I L L I P S , LLP (ATTORNEY/PARTNER)

2.

3.

4.

I V . R E I M B U R S E M E N T S - transportation, lodging, food, entertainment.

(Includes those to spouse and dependent children; see pp. 25-27 t~ffiling instructions.)

~] (No repor table re imbursem en ts .)O NE

2.

3.

4.

5.

SOURCE D A T E S LOCATION PURPOSE ITEMS PAID OR PROVIDED




P a g e 3 o f 1 0

N a m e o f P e r s o n R e p o r t i n g

W I E N E R , J R . , J A C Q U E S L .


05/10/201 I

V . G I F T S . a n c lu d e s , h o s e , o s p o u s e a n d d e p e n d e n t children; s e e p p . 2 8 - 3 1 of filing instruclion~)

DN O NE (No reportable g~s.)

SO UR CE D FSCR IPT IO N

I. SE E PAR T Vl l l

2.

3.

4.

5.

VALUE

V I . L I A B I L I T IE S . a n c l u d e s t h o s e o f s p o u s e ~ n d dependent children; see p p . 3 2 - 3 3 of filing instructions.)

N O N E (No reportable liabilities.)

CREDITOR DESCRIPTION

1.

2.

3.

4.

5.

V A L U E C O D E



FINANCIAL DISCLOSURE REPOR T

Page 4 o f 10




05/10/201 I

V I I . I N V E S T M E N T S a n d T R U S T S - i .c o m e , v . l. e , ~ o n ~ . ~ i o n ~ (Includes those of spouse and dependent children; see pp. 34-60 of fillng instructions.)

N O N E (No reportable income, assets, or transactions.)

A. B. D.

Description of Assets Income dur ing Transactions during reporting period

(including trust asse~s) reporting period

(I) (2)

Place "(X)" a~er each asset , A m o u n t T y p e ( e . g . ,

exempt f rom pr ior d i sc losure i Code I d i v . , r e n t ,i (A-II) o r i n t . )

Gross va lue a t end

o f r e p o r t i n g p e r i o d

(1) (2)

Va l ue V a lu e

Code 2 M e t h o d

( J - P ) Code 3

( Q - W )

(I ) (2) (3) (4) (5 )

T y p e ( g . , D a t e Value G a i n I d e n t i t y o f

b u y , s e l l , m m ! d d / ~ y C o d e 2 C o d e I b u y e r / s e l l e r

r e d e m p t i o n ) ( J - P ) ( A -H ) ( i f p r i v a t e

t r a n s a c t i o n )

1. CASH:

2. B A N C O R P S O U T H A C C O U N T # I B I n t e r e s t N T

3. B A N C O R P S O U T H A C C O U N T # 2 A I n t e r e s t J T S E E P A R T V I I I

4. REGIONS BANK ACCOUNT #1 A Interes t K T

5. R E G I O N S B A N K A CCO U N T #2 A I n t e r e s t K T

7.

8.

9.

1 0 .

TR E A SU R Y FU N D -CA PI TA L

R E S E R V E S

FE D E R A TE D G O V T O B L I G TA X MG D

A Di v i de nd

A Di v i de nd

Sol d 03/05/10 J

Bu y 01/14/10 K

( a dd’ l )

Bu y 03/05/10 M( a dd’ l ) ’

So ld 04/16/10 M

( p a ~ )

So ld 06/18/10 K(part)

Sol d 07112/10 L

1 2 .

1 3 .

1 4 .

1 5 .

1 6 .

1 7 .

FE D E R A TE D TA X FR E E O B L IG

B A N K D E P O S I T S W E E P PR O G R A M

A Di v i de nd

A I n t e r e s t

T S ol d

(par t )

S ol d

(par t )

S o l d

(par t )

S ol d(par t )

Bu y

Me rge d(with l ine 19)

06/15/10 L

07/12/10 L

0 9 1 2 2 1 1 0 L

12/29/10 M

02/01/10 J

08/31/10 K

I . Inc ome Gai n Cod es : A =$1,000 or less B $1,001 - $2.500 C $2 ,501 - $5 ,000 D =$5.001 - $15.000

( See Co l umns B I and D4) F =$ 50.001 - $ 100.000 G = 5100.001 - $ 1.000.000 111 =$1,000.001 - 55.090.000 112 =More than $5.000.000

2. Value Codes J -515.000 or less K =515.001 - $ 50.000 L = $ 50,001 - 5 100.00) M =5100.001 - 5250.000

t Se¢ Co l umns CI and D3 ) N 5250.001 - $500.0~O O =$ 50~ .0 01 - $ 1.00 0.0 00 P 1 =$ 1.0 ~0 .0 01 - $5 .00 0.00 0

P2 =55.000.001 - $25.000.000

P3 =$25.000.001 - $50.000.000 P4 =More lhan 550.0(~.000

3. V a lue M e lho d Co d e s Q = App raisal R =Cos ! ( R ea l ~ t a~c On l y ) S =As s c s s mc m T =Cas h Mar ke t

~Sce Cohlmn C2) U =B oak Val ue V = O ~ h e r W = E s l i m a t e d




Page 5 o f 10

N a m e o f P e ~ o n R e p o r l ln g

WIENER, JR., JACQUES L.


05/10/201 I

V I I . I N V E S T M E N T S a n d T R U S T S - i . c o , n e , v o l u e , t r a n s a c t i o n s (Inc ludes those o f spouse a n d dependent ch i ldren; see pp. 3 4 - 6 0 o f f i l i n g i n s t r u c t i o n s O


A. B. C. D.

Description of Assets Income dur ing Gross va lue a t end Transactions during reporting period

( inc lud ing t rus t asse~) ~ o r t i n g p e r io d of reporting I~riod

t (I) (2) (I) (2) (I) (2) (3) (4) (5 )

Place "(X)" after each asset , A m o u nt T yp e (e .g . , V alue V a lue T y p e ( e . g . , D a t e Va l ue Gain I d e n t i t y o f

exempt f rom pr ior d i sc losure I Code I d i v . , r e n t , Code 2 M e t h o d buy, se l l , mm/dd /yy Code 2 Code I buyer!se ller

I(A-H) o r i n f . ) ( . l - P ) Code 3 r e d e m p t i o n ) ( J - P ) (A-H) ( i f p r i v a t e

[ ( Q -W ) t r a n s a c t i o n )

1 8 . JP MORG AN BROKERAGE CASH A I n t e r e s t O T Bu y 12/07/10 O

BALANCE

CITIBANK NA SOUTH DAKOTA BANK A I n t e r e s t K T Buy 08/31/10 K

DEPOSIT PROGRAM

20 .

21 . MUTUAL FUNDS:

22 . JPMO R G A N SH O R T D U R A TI O N B O N D D D i v i d e n d N T Bu y 08/02/10 L

( add’ l )

2 3. J PM O R G AN S T R AT EG IC I NC O M E O PP D D i v i d e n d O T Bu y 10/22/10 M

( a dd’ l )

24 . JPMO R G A N H I G H YI E LD B O N D FU N D C D i v i d e n d M T Bu y 08/02/10 L

25 . JPMO R G A N CO R E B O N D FU N D B D i v i d e n d Bu y 08/02/10 N

26 . Sold 10/08/10 N

27 .

28 .

29 .

30 .

31 .

32 .

33.

34 .

STOCKS:

ACCESS PHARM ACEUTICALS INC NoneC O M

HESS CORP A Dividend

J

L

T

T

AM ERICAN ELECTRIC POWER

B E CKMA N CO U L TE R I N C

B Dividend

A Dividend

T D o n ated 01/15 /10(part)

D o n ated 01/15 /10(part )

D o n ated 05/10/10

(part)

T D o n ated 01/15/10(part )

I . Inc ome Gai n Cod es : A = $1.000 or less B = $ 1,001 - $ 2 ,500 C = $ 2 ,501 - $ 5 ,000 D = $ 5.001 - $15,000

( See Co l umns B I and D4) F :$50.001 - $100,000 G = $1 00 ,00 1 - $1 .0 00 ,0 00 III =$ 1,0 0~ ,0 01 - $ 5.00 0.0 00 112 =More than $5.000.000

2. Value Codes J = $ 15.000 o r le ss K = $ 15.0O I - $ 50.00~ L =$50.001 - $ 100,000 ~ , t = $ I 0 ~ . 0 0 1 - $ 2 5 0 . 0 0 0

ISc ¢ Co l umns CI and D3 ) N =$250.001 - $ 500.000 O =$500,001 - $1.00(1.000 PI =$1.000.(~1 - $5.000.000 P2 =$5.000.001 - $25.000.000

P3 =$25.000.0OI - $50.000.000 P 4 = M o r e t l ~ a tl

3. Value Method Codes Q =Appraisal R =Cosl (Real Estate Only) S =Assessnumt T ~h Market

( See Co l umn C2 ) U = L ’ k a o k V a l u e V =O~her W -Es t i mat ed

E =$ 1 5 . 0 0 1 - $ 5 0 . 0 0 0




Page 6 o f 10

N a m e o f P e r s o n Reporting

WIE NE R , JR . , JACQUE S L .

Date of R e p o r t

05/10/2011

V I I . I N V E S T M E N T S a n d T R U S T S - i, c o ., . , .a t ,e , u o , ~ a c ,~ o ~ a . r l .d ~ t h o s e of spouse and dependent children; see pp. 3 4 - 6 0 o f f i l i n g i n s t r u c t i o n s . )


Description of Assets Transactions during reporting period

(including trust assets)

Place "(X)" after each asset

exempt f rom pr ior d i sc losure

Income dur ing Gross va lue a t end

r e po rt i n g p er i o d o f r e po rt i n g p er i o d

(I) (2 ) ( I ) (2)

A m o u nt T yp e ( e .g . , V alue V a lueCode I d i v . , r e n t , Code 2 M e t h o d

(A-H) o r i n t . ) ( J - P ) Code 3

( Q - W )

T y p e ( e . g . ,

buy, sell,

r e d e m p t i o n )

(2) (3) (4) (5 )

D a t e Va l ue Gain I d e n t i t y o f

m m ! d d ! y y Code 2 Code I buy er /se lle r

( J - P ) (A-H) ( i f p r i v a t e


35 .

36 .

38 .

39 .

BOEING D i v i d e n d M

D o n ated(part )

D o n ated

( p a n )

01/15/10

01/15/10

C H E V R O N C O R P N E W A D i v i d e n d K T

E X X O N MO B I L CO R P B D i v i d e n d L T

40 . LUFKIN INDUSTRIES

41 . N U V E E N MU N V A L U E FD N FSC

B D i v i d e n d M

A D i v i d e n d L

T

T

42 .

43 .

44 .

C Interest

I ST SU MMI T B A NCO R P O FJOHNSTOWN, INC (PER ANNUAL

R E P O R T )

D i v i d e n d L V S E E P A R T V I I I

45 . STO CKS: U N L ISTE D

4 6. C OA ST AL C LU B

47 . G R E E N D O T CO R P B ( I G E N /N E X T

ESTATE)

48 . G R E E N D O T CO R P C ( I G E N / NE X T

ESTATE)

49 .

5 0 . G R E E N D O T C O R P C - I

None L W

N o n e M erg e d 12/31/10 PI

( w i th l in e 53 )

N o n e So ld 07 /2 2 /10 O G

( p a a )

M e r g e d 1 2 / 3 1 / 1 0 O


No n e D o n ated 12/22/10 N(par l)

I . Inc ome Gai n Cod es : A = $1.000 o r less B = $ 1.001 - $ 2 .50~ C = $ 2 .501 - $5 .000 D $5.001 - $15 .0~)

( See Co l umns B I and D4) F =$50.001 - $100.000 G =$100.001 - $ 1.000.0O0 III $ 1.000.091 - $5.0(~.000 112 =More than $5.000.000

2. Value Codes J =$15.0~0 or [~,s K =$ 15.001 - $ 50.000 L = $ 50.001 - $100.0~ ) M -$10~.001 - $250.000

( .S~ ’¢ Co lu m ns CI an d D3 ) N =$ 25 0.0 01 - $ 50 0.0 00 O = $ 5 0 0 . 0 0 1 - $ 1 . 0 O O . 0 ~ O P I = $ 1.0 (]Q .0 01 - $ 5 .0 00 .0 00 P 2 -$ 5 .0 ~ 0. 00 1 - $ 25 .0 00 .0 00

P3 =$25.00~.001 - $50.00~.000 P4 =More than $50.0~0.000

3. Value Method Codes Q =Appraisal R -Cosl (Real E~.la~e Only) S = A sse ssm e n t T -~w .h Mar k¢ ~

( See Co l umn C2 ) U B o o k V a l u e V O t h e r W =Es l i mal c d

E $15.001- $50.0~O




Page 7 of 10




05/10/201 I

VI I. INVESTMENTS and TRUSTS - i.com e, ~o~e , ~a.soc ,lo.s a.clad es th ose

[ ~ ] NONE(N o repor table income, a sse t s , or t ransac t ions .)

A. B. D .D e s c r i p t i o n o f A s s e t s I n c o m e d u r i n g T r a n s a c t i o n s d u r i n g r e p o r t in g p e r i o d

( i n c l u d i n g t r u s t a s s e t s ) r e p o r t i n g p e r i o d

(1) (2)

P l a c e " ( X ) " a f t e r e a c h a s s e t i A m o u n t T y p e ( e . g . ,

e x e m p t f r o m p r i o r d i s c lo s u r e C o d e 1 d i v . , r e n t ,( A - I t ) o r i n t . )

G r o s s v a lu e a t e n d


(I) (2)

V a l u e V a l u e

C o d e 2 M e t h o d

( J - P ) C o d e 3

( Q -W )

O)T y p e (e .g. ,

buy, sell,

r e d e m p t i o n )

(2) (3) (4) (5 )


m m / d d / y ’ y Code 2 Cod e I buy er/se lle r

( J - P ) (A-H) ( i f p r i v a t e


51 .

52 .

53 .

54 .

G R E E N D O T C O R P

CONTENT DIRECTIONS INC B

N o n e P2

N o n e K

Sold 12/07/10 O(part)

M e r g e d 12/31/10 PI


T Bu y 12/31/10 P2

W

55 .

56 .

57 .

58 .

59 .

60 .

CO NT ENT D IR ECT IO NS INC C No n e K W

G R E E N D O T CO R P A ( I G E N /N E X TESTATE)

G R E E N D O T CO R P B ( I G E N /N E X TESTATE)

G R E E N D O T CO R P C ( I G E N /N E X TESTATE)

G R E E N D O T C O R P

N o n e Merged 12/31/10 L


N o n e M e r g e d 12/31/10 PI( w i th l in e 59 )

N o n e M e r g e d 1 2 / 3 1 / 1 0 N


N o n e P2 T Bu y 12/31/10 P2

N o n e J WO N TE N T D I R E CTI O N S C

S E E PAR T V III

S E E P A R T V l l l

S E E PAR T V III

S E E P A R T V I I I


61 .

62 . I N V E STME N TS/ PA R TN E R SH I PS:

63. WW U R B A N PR O PE R TI E S L L C N o n e K W

64 . WW R U R A L PR O PE R TI E S L L C A Distribution K W

65 . CENTRAL INDUSTRIAL COMPLEX N o n e J U

66. LAMA LIMITED PARTNERSHIP N o n e J W

67 . L A MA ’89 L I MI TE D PA R TN E R SH I P No n e J W

I . Inc ome Gai n Cod es : A = $1.000 o r less B = $ 1,001 - $ 2 .500 C -$2.501 - $5,000 D =$5.001 - $15.000

( See Co l umns B I and D4) F =$50.001 - $100.000 G =$I00.001 . $1.000,000 III =$1.000.0~1 - $5 .000.000 112 -More than $5,000.000

2. Value Codes J =$15.000 or less K =$15,001 - $50.000 L =$50.001 - $100.0(10 M =$100,001 . $250,000

ISee Co l umns CI and D3 ) N =$250.001 .$500.000 O $500.001 - $1.000.000 P I - $ 1. 00 0. 00 1 - $ 5.0 ~ O. 00 0 P 2 = $ 5.0 00 .0 01 -$ 2 5,0 00 .0 00

P3 =$25.000.001 - $50.000.000 P4 =More than $50,000.000

3. Value Method Codes Q =Appraisal R -~Sost (Rcal Estate O n l y ) S = A ssc ssm e n ! T -~Sash Markc~

( See Co l umn C2 ) U = Bo o k V a l u e V - O / h e r W =Est imated

E =$15.001 - $50.000




Page 8 of 10




05/10/2011

V I I . I N V E S T M E N T S a n d T R U S T S - i n c o m , , v a t .e . ,~ a , ~ o c , i o n ~ a n a , , t, , , h o s e o I ,~ , o , ,, a ,d , ~ ¢ , n d , n t ~ h i l d r e n ; se e p p . 3 4 - 6 0 o/f i l ing i n s t r u c t i o n ~ . )

"--] N O N E (No reportable income, assets, or transactions.)

A. B. D.

¯ Description of Assets Income dur ing Transactions during reporting period

(including trust assets) r e p o r t i n g p e r i o d

(I) (2)

i A m o u n t T y p e ( e . g - ,Code I d i v . , r e n t ,( A - H ) o r i n t , )

P l a c e " ( X ) " a f t e r e a c h a s s e t

exempt f rom pr ior d i sc losure

G r o s s v a l u e a t e n d


(t) (2)

V a l u e V a l u e

C o d e 2 M e t h o d

(J -P) C o d e 3

O)T y p e ( e . g . ,

buy, sell,

t~lemption)

(2) (3) (4) (5 )


m m , t d d ~ Code 2 Code I buyer /se l le r

( J - P ) (A-H) ( i f p r i v a t e


68. RENREW M INERALS, LTD

69 . TEE ENERG Y, CO. , L .L .C .

70 . JADOBE INVESTMENTS, LLC

71 . JADOBE INVESTMENTS 1998, LLC

72. JADOBE INVESTMENTS 2000 , LLC

7 3. J ASAN, LLC

74 . LOUIS ROSEN TRUSTEE

75 . PROVEN LEGACY, LLC

76 . TENFOLD, INC.

77 . NEXT IG EN LLC: SERIES A

78 . YETA(Y)

G D i s t r i b u t i o n O W

E D i s t r i b u t i o n N W

None K W

None K W

None N W

E Royalty L W

C D i s t r i b u t i o n K W

None N U

A D i s t r i b u t i o n J W

None K W

None M W Bu y(add’l)

04/12/10 SEE PART VIll

I . Inc ome Gai n Cod es : A = $1.000 or less B = $ 1,001 - $ 2 .500 C = $2 ,501 - $ 5 ,000 D = $ 5,001 - $ 15.000

( See Coh i mns B I and D4) F = $ 5 0 . 0 0 1 - $ I 0 O . 0 0 0 G =$100,001 - $1,000,000 III =$1,000.001 - $5,000,000 112 =More than $5,000.000

2. Value Codc~ J =$ | 5,000 or less K = St 5. 0 0 1 - $50 . ~ L =$50.001 - $ |00.000 M

IS le Co lu m ns C I a nd D3 ) N $ 25 0.00 1 - $ 50 0.0 ~0 O =$5 00.001 . $1,000.000 p I =$ 1 .0 ~ 0, 00 1 - $ 5. 00 0. 00 0 p 2 =$ 5 .0 00 .0 01 - $2 5 .0 00 .0 00

P3 =$25.000.0OI - $50.000.000 P4 =More than $ 50.000,000

3. V a l u e M e t h o d C o de s Q -Appraisal R -~os l ( R ea l Es l a t e On l y ) S = A s ~ s s m c n t T =Cas h Mar ke t

( See Co l umn C2 ) U = Book Value V - O l h c r W -Es t i mat ed

E =$ 1 5 . 0 ~1 - $ 5 0 . 0 0 0




Page 9 o f 10


WIENER, J R . , J A C Q U E S L .


05/10/2011

VI II. ADDITIONAL INFORM ATION OR EX PLANATIONS. a.dica,epa~ of report)

R E : V -G I FTS: N O N E A S TR U E G I FTS, B U T O N A R E CI PR O CA L B A SI S-I A CCE PT I N V I TA TIO N S FO R H U N TI N G O R FI SH I N G WI TH FR I E N D S

W H O I IN V I T E T O H U N T O R F IS H W I T H M E . S O M E S U C H R E C I P R O C A L INVITORS,’INVITEE, A R E A T T O R N E Y S , MANY O F W H O M W E R EF REINDS AND H UNT ING OR F ISHING P ART NER S BEF ORE 1 BEC AME A J UDGE. I NEVERT HELESS REC USE MY SELF WHEN SUC H F RIENDSA R E R E PR E SE N TI N G CL I E NTS B E FO R E TH I S CO U R T.

R E : V I I - A SS E T S O F T R U S T F O R B E N E F I T O F ~ M E M B E R O F W H I C H I A M T R U S T E E A S IN D I C A T E D I N P A R T I .

R E : V I I-YE TA , L L C: PA R TN E R SH I P A SSET I N A D V E R TE N TL Y O MI TTE D FR O M PR I O R Y E A R .




Page I0 of 10

IX. CERTIFICATION.

Iam e o f P e rs on Repor t ing

\VIE NE R , JR . , JACQUE S L .

Dale o f Repor~

05/10/2011

I c e r ti f y t h a t a l l in f o r m a t i o n g i v e n a b o v e ( i n c l u d in g i n f o r m a t i o n p e r t a i n i n g t o m y s p o u s e a n d m i n o r o r d e p e n d e n t c h i l d r e n , i f a n y ) i s

a c c u r a t e , tr u e , a n d c o m p l e t e t o t h e b e s t o f m y k n o w l e d g e a n d b e l i e f , a n d t h a t a n y i n f o r m a t i o n n o t r e p o r t e d w a s w i t h h e ld b e c a u s e i t m e t a p p l i c a b l e s ta t u t o r yp r o v i s i o n s p e r m i t ti n g n o n - d i s c l o s u r e .

! f u r t h e r c e r t i f y t h a t e a r n e d i n c o m e f r o m o u t s i d e e m p l o y m e n t a n d h o n o r a r i a a n d t h e a c c e p t a n c e o f g i f t s ~ h i c h h a v e b e e n r e p o r t e d a r e i nc o m p l i a n c e w i t h t h e p r o v i s i o n s o f 5 U . S . C . a p p . § 5 0 1 e t . s e q ., 5 U . S .C . § 7 3 5 3 , a n d J u d i c i a l C o n f e r e n c e r e g u l a t i o n s .

Signatu re: S/JACQUES L. WIENER, JR.

N O T E : A N Y I N D I V I D U A L W H O K N O W I N G L Y A N D W I L F UL L Y F A L S IF I ES O R F A L L S T O F I LE T H I S R E P O R T M A Y B E S U B JE C T T O C I V I LAND C R IMINAL SANC T IONS (5 U.S.C . a pp . § 104 )

C o m m i tt e e o n F i n a n c ia l D i s c l o s u r eAdmin is t ra t ive Of f ice o f the Uni ted S ta tes Cour tsSui te 2 - 301

One Columbus Circ le , N.E.Washing ton , D .C. 20544



A O 1 0Rev. 1/2011


FOR CALENDAR YEAR 2010

Report Re quired by the Ethics

in Government Act o fl978

(5 U.S .C. app. ~,~ I01-111)

I . Person Reporting (last name, f irst, middle initial)

W I E NE R , J R . , J AC QUE S L .

4. Title (Article I ll judge~ indicate active or senior status;magistrate judges indicalc full- or part- time)

J U D G E 5 T H C I R C U I T C O U R T - A C T I V E

7. Chamb ers or Of f ice Address

U S C O U R T O F A P P E A L S B L D G

600 C AM P S T R E E T , R OOM 24 4NE W OR L E ANS , L A 7 0130

2. Court or Organizat ion

US C OUR T OF AP P E AL S 5 T H C I R C UI T

3. Date of Report

08/16/2011

5a. Report Type (check appropriate type)

] N o m i n a t i o n , D a t e

[] Initial [] Annual [] Final

5b. [] Amended Report

8. On the bas is o f the in formation conta ined in this R epor t and anymodif icat ions per taining thereto, it i~ , in my opinion, in comp liance

,Mth applicable laws and regula t ions .

6. Repor t ing Per iod

01/01/2010

to

12/31/2010

Revie~ing Officer D a t e

I M P O R T A N T N O T E S : T h e i n s t r u c a o n s accompanying this form must be followed Complete atl parts,

checking the NONE box for each part where you have no reportable information. Sign on last pag~

I . P 0 S I T I 0 N S . ¢ R e p o m n g i n d i v i d u a l only; see p p . 9 - 1 3 of fdlng i n s t r u c t l o n ~ )

- - - - ] N O N E (No reportable positions.)

POSITION

1. SENIOR OFFICER

2. T R U S T E E TR US T #1

3.

4.

5.

NAME OF ORGANIZATION/ENTITY

C OUNC I L , L OUI S IANA S T AT E L AW I NS T I T UT E

I I. A G R E E M E N T S . c R e w , o r an g individual onO~; see pp. 14-16 of filing instruction~)

N O N E (No reportable agreements.)

DATE

I.

2.

3.

PARTIES AND TERMS




Page 2 of 10




08/16/201 I

I II . N O N -I N V E S T M E N T I N C O M E . ( R e p o ~ . g individual andspouse ; seepp. 17-24 of filing i ns t ruct i ons . )

A. Filer’s Non-Investment Income

~] NONE non- inves tmen t income. )N o reportable


2.

3.

4.

INCOME

( y o u r s , n o t s p o u s e ’ s )

B . S p o u s e ’ s N o n - I n v e s tm e n t I n c o m e - i f y o u were married during any port lon of the re port ing year, complete this sect ion.

(Dollar amount not required e xcept for honoraria.)

D N O N E (No reportable non-investment income.)


1. 2010 FISHER & PHILLIPS, LLP (A’I~ORNEY/ PART NER)

2.

3.

4.

I V . R E I M B U R S E M E N T S - transportation, Iodglng, food, entertalnmenL( I n c l u d e s t h o s e t o s p o u s e a n d d e p e n d e n t c h i l d r e n , " s e e p p . 2 5 - 2 7 o f f i l in g i n s t r u c t io n s . )

[] (N o repor tab le re imbursements .)ONE

2.

3.

4.

5.

SOUR CE DAT ES LOCATION PURPOSE ITEMS PAID OR PROVIDED




P a g e 3 o f 1 0

Name of Per son Repor ting

WIENER, JR. JACQUES L.

Date of Report

08/16/2011

V . G I F T S . (lnclude~ those to spouse and depe ndent children; see pp. 28-3 1 of filing instruction~)

D

N O N E (No reportable gifts.)

SOURCE DESCRIPTION

I. S E E P A R T V l l l

2.

3.

4.

5.

VALUE

V I . L I A B I L I T IE S . a n c l u d e s t h o s e o / s p o . s e a n d dependent children; see p p . 3 2 - 3 3 of filing instructlon~.)

N O N E (No reportable liabilities.)

CREDITOR DESCRIPTION

I.

2.

3.

4.

5.

VALUECODE




Page 4 of 10




08/16/2011

V I I . I N V E S T M E N T S a n d T R U S T S - income, value, transactions (Includes those of spouse and dependent children; seepp. 34-60 oJ’filing instructions.)


D escr i p t i on of A sset s T r a n s a c t i o n s d u r i n g r e p o r t i n g p e r i o d

( i ncl udi ng t r us t asse t s}

P l a c e " C A ) " a f t e r e a c h a s s e t

e x e m p t f r o m p r i o r d i sc l o s u r e

I n c o m e d u r i n g G r o s s v a l u e a t e n d

r epor t i ng per i od o f r e p o r t i n g p e r i o d

(i) (2) O) (2) O) ~2) (3) (4) ( 5 )

A m o u n t T y p e ( e . g . , V a l u e V a l u e Type (e.g., D at e V a l u e G ai n Iden t i ty o f

C o d e I di v . , r en t , C o d e 2 M e th o d b uy , se l l , m m / d d ~ ’ y C o d e 2 C o d e I b uyer / se l l er

( A - H ) or i n t . ) ( J - P ) C o d e 3 r e d e m p t i o n ) (J -P ) (A - H ) (if p r iv a te

( Q - W ) t r ansact i on)

I. C A S H :

2. BANCORPSOUTH ACCOUNT #1 B I n t e r e s t N T

3. BANCORPSOUTH ACCOUNT #2 A I n t e r e s t J T SEE PART VII!

5.

6.

7.

8.

9.

10 .

II.

R E G I O N S B A N K A C C O U N T # 1

R E G I O N S B A N K A C C O U N T # 2

T R E A S U R Y F U N D - C A P I T A L

R E S E R V E S

F E D ER A T E D G O V T O B L 1 G T A X M G D

A I n t e r e s t

A I n t e r e s t

A Dividend

A Dividend

K

K

T

T

S o ld

Bu y

( ad d ’ l )

Bu y

( a d d ’ l )

S o ld

(par t )

S o ld

(part)

S o ld

03/05/10

01114/10

03/05/10

04/16/10

06/18/10

07/12/10

J

K

M

M

K

L

1 2 .

1 3 .

1 4 .

1 5 .

1 6 .

1 7 .

FE DE R AT E D T AX FR E E OBL I G

B A N K D E P O S I T S W E EP P R O G R A M

A Di v i d en d

A I n t e r e s t

T S o ld

(part)

S o ld

(par t )

S o ld

(par t )

S o ld

(part)

Bu y

Merged

(with l ine 19)

06/15/10 L

07/12/10 L

09/22/I 0 L

1 2 / 2 9 1 1 0 M

02/01/10 J

08/31/10 K

I . Incom e Gain Co des: A $1.000 o r less B $1,001 - $2.500 C =$2.501 - $5,000 D =55,001 - $15.000

(See Columns B I and D4) F =$50.001 - $100.000 G =$100.001 - $1.000.000 I 1 1 -$ 1. 00 0. 00 1 - $5 ,0 00 .0 00 1 12 = M or e th an $ 5. 00 0. 00 0

2. Value Codes J $15.000 or less K =$15.001 - $50.009 L = $50.001 . $100.000 M -$100.001 - $250.000

( Se c C olu mn s C I a nd D3 ) N $25 0. 00 1 - $50 0.0 00 O = 5500.001 - 51.000.000 p I -$1.0~0.001 - $5.000,000 p2 =$5.0(10.001 - $25.0~0.000

P3 =525.000.001 - 550,000.000 P4 =More than $50.000.000

3. Value Method Codes Q =Appraisal R -~?os t (Real Es tate Only) S =Assessment T =Cash Markc~

(Scc Cohmm C2) U B o o k V a l u e V =OIhcr W -Estimated

E =$15.001 - $50.000




Page 5 of 10

N a m e o f P e r s o n R e p o r t in g



08/16/201 I

V I I . I N V E S T M E N T S a n d T R U S T S - i n c o m e , ~ u l u e , ~ u n s u . io ~ a n c l u d e s t h o s e of spouse and dependent children; s e e p p . 3 4 - 6 0 of fillng instructions.)


D escr i p t i on of A sset s T r a n s a c t i o n s d u r i n g r e p o r t i n g p e r i o d

( i ncl udi ng t r us t asse t s)


exempt from prior disclosure

I n c o m e d u r in g G ro s s va lu e at e n d

re po rt in g p erio d o f re po rt in g p er io d

(1) (2) (I) (2) (I) (2) (3) (4) (5 )

A m o u nt T y p e ( e . g ., Value Value T y p e ( e . g ., D a t e Value G a i n I d e n t i t y o f

C o d e I di v . , r en t , C o d e 2 M e th o d b u y , se ll , m m / d d ~ o , C o d e 2 C o d e I b uyer / se l l er

( A - I I ) or i n t . ) ( J - P ) C o d e 3 r e d e m p t i o n ) ( J -P ) ( A - H ) ( i f p r iva te

( Q - W ) t r ansact i on)

1 8 .

1 9 .

JP M ORGAN B ROKE RAGE CASH A Interest O T Bu y 12/07/10 OBALANCE

CITIBANK NA SOUTH DAKOTA BANK A Interest K T Bu y 08/31/10 K

DEPOS IT PR OGR AM

20.

21. M UT UA L FU ND S:

22 . JPMORGAN SHORT DURAT ION BOND D Div id en d N T Bu y 08/02/10 L

(ad d ’ l )

23 . JPMORGAN STRAT EGIC INCOME OPP D Div id en d O T Bu y 10/22/I0 M(ad d ’ l )

24 . JPMOR GAN HIGH YIELD BOND FUND C Dividend M T Bu y 08/02/10 L

25. .IPMORGAN CORE BOND FUND B Div id en d Bu y 08/02/10 N

26 . So ld 10/08/10 N D

27 .

2 8 . S T O C K S :

29 . ACCESS P HAR M ACEUT ICALS INC No ne J TC O M

30 . HESS CORP A Div id en d L T

31 . AM E RICAN E L E CTRIC POWE R B Div id en d K T Donated 01/15/10(part)

3 2 . Donated 01/15/10(part)

33. Donated 05/10110

(part)

34 . BECKMAN COULTER INC A Div id en d L T Donated 01/15110

(part)

I . Income Gain Codes: A = $1,000 o r less B = $! ,001 - $2.500 C = $2,501 - $5,000 D = $5,001 - $15,000

(See Columns B I and D4 ) F = $ 5 0 . 0 0 1 - $ 1 0 0 . 0 0 0 G =$ 10 0, 00 1 - $ 1 .0 00 .0 00 I I I =$ 1.0 00 ,0 01 - $ 5.0 00 .0 00 112 =More than $5.000.000

2. Value Codes J = $15.000 o r le ss K -$15.001 - $50.000 L = $50.001 - $100.000 M =$100.001 - $250.0~0

IScc Co lum~ CI and D3) N =$250.0~ 1 - $500.0~ O O =$500.001 - $1.000.000 P I =$ 1. 00 0. 00 1 - $ 5. 0~ 0 .0 00 P 2 =$ 5. 00 0. 00 1 - $ 25 .0 00 .0 00

P3 =$25.000.001 - $50.000.000 P4 =More than $50,000.000

3. Value Method Codes Q =Appraisal R =Co st (R ea l Esla te On ly ) S = Asse ssm en t T =Ca s h M a rkc l

(See Cohlmn C2) U -B o o k Va lu e V =Other W =Estimated

E =$15,001 - $50.000




Page 6 of 10

N a m e o f P e r s o n R e p o r t in g



08/16/201 I

V I I . I N V E S T M E N T S a n d T R U S T S - i n c o r . e , v u lu e , ~ u . $ a a i o n s ( inc ludes those of spouse and depend ent c h i l d r e n ; see pp. 34-60 of fi l ing ins tructions .)


D e s c r i p t io n o f A s s e t s T r a n s a c t i o n s d u r i n g r e p o r t in g p e r i o d

( i ncl udi ng t r us t asse t s)



Income d u r i n g

r epor t i ng per i od

O) (2)

A m o u n t T)pe (e.g.,

C o d e 1 d iv . . r en t .

( A - H ) or i n t . )

G r o s s v a l u e a t e n d

of r epo r t ing pe r iod

(I) (2)

V alu e V a lu e

C o d e 2 M e th o d

( J -P ) C o d e 3

( Q - W )

O)T y p e ( e .g . ,

b u y , s e l l,

r o d e m p l i o n )

(2) (3) (4) (5 )

D a t e Value G a i n I d e n t i ~ y o f

m m / d d / y y C o d e 2 C o d e 1 b uyer / se l l er

( J- P ) (A - H ) (if p r iv a te

t r ansact i on)

35 .

36 .

37 .

38 .

39 .

40 .

41 .

42 .

43 .

44.

B O EIN G

C H E V R O N C O R P N E W

E X X O N M O B I L C O R P

L U F K I N I N D U S T R I E S

N U V E E N M U N V A L U E F D N F S C

I S T S U M M I T B A N C O R P O F

J O H N S T O W N , I N C ( P E R A N N U A L

R E P O R T )

C Dividend M

A Dividend K

B Dividend L

B Dividend M

A Dividend L

C I n t e r e s t

B Dividend L

Dona ted(part)

Dona ted

(part)

T

T

T

T

T

01/15/10

01/15/10


45 . S TO C K S : U N LIS TED

46 . COASTAL CLUB

47 . GREEN DOT CORP B (IGEN/NEXTESTATE)

48 . GREEN DOTCORP C ( IGEN/ NEXTESTATE)

49 .

5 0 . G R E E N D O T C O R P C - I

None L W

None Merged 12/31/10 PI

(with l ine 53)

None S o l d 07/22/10 0( p a r t )

Merged 12/31/10 0(with l ine 53)

None Donated 12/22/10 N( p a r t )

I . Income Gain Codes: A =$1.000 or less B = $1,001 - $2.500 C = $2.501 - $5,000

(See Columns B I and D4 ) F = $ 5 0 . 0 0 1 - $ 1 0 0 , 0 0 0 G = $100.001 - $ 1,000,0~0 1 1 1 = $ 1 . 0 ~ 0 . 0 0 1 - $ 5 . 0 ~ 0 . 0 0 0

2. Value Codc~ J =$15.009 or le~s K =$15.001 - $50.0~ L =$50.0~1 -

(Se e Co lu m n s CI a n d D3) N =$250.001 - $500.0~O O =$50~.001 - $1.000.000 PI = $1.000.001 -

P3 =$25.000.001 - $50.000.0~O P4 =Mo re than $50.000.000

3. Value M clh od Co des Q -Ap praisal R ~ 2"os t (Rcal l=,s talc Only) S =Assessment

( S e e C o l u m n C 2 ) U B o o k V a l u e V=O~hc’r W E s t i m a t e d

D= $5.001 - $15

112 =More than $5.0~L000

M =$10~.001 - $250.000

P2 =$5.0~0.001 - $25,000.0~O

T = C ~ h M a r k c t

E = $ 1 5, 0 ~ 1 - $ 5 0 . 00 0




Page 7 of 10

N a m e o f P e r so n Report ing


Date of R e p o r t

08/16/201 I

V I I . I N V E S T M E N T S a n d T R U S T S - i , ,c o , ,, e , v o t ,, e , o - ,, ~ , ,a io n ~ ( ln c l u d e s t h o s e o f x p o u s e a n d d e p e n d e n t ch i ld r e n ; s e e p p . 34-60 o f f i l i ng ins t ruc t ion~)


D e s c r i p t io n o f A s s e t s T r a n s a c t io n s d u r i n g r e p o r t in g p e r i o d

( i n c l u d i n g t r u s t a s s e ~ )



I n c o m e d u r in g G r o s s v a l u e a t e n d

r e p o r t i n g p e r i o d o f r e p o r t i n g p e r i o d

(I) (2) (I) (2) (I) (2) (3) (4) (5 )

A m o u nt T y p e ( e . g ., V a lu e Value T y p e ( e . g ., D a t e Value G a i n I d e n t i t y o f

C o d e I d i v . , r e n t , C o d e 2 M e th o d b u y , s e l l, m r n / d d / y y C o d e 2 C o d e I b u y e r / s e l l e r

( A - H ) o r i n t . ) ( J - P ) C o d e 3 ~ - d e m p t i o n ) ( J - P ) ( A - H ) ( i f p r i v a t e

( Q - W ) t r a n s a c t i o n )

51 .

52.

,53.

54 .

GRE E N DOT CORP

CONTENT DIRECTIONS INC B

None P2

None K

Sold 12/07/10 O

(part)

M erged 12/31/10 PI

(with l ine 53)

T Bu y 12/31/10 P2

W

55.

56.

57 .

58 .

59 .

60 .

C ONT E NT DI R E C T I ONS I NC C None K W

GRE E N DOT CORP A ( IGE N/NEXT

ESTATE)

GRE E N DOT CORP B ( IGE N/NE XT

ESTATE)

GRE E N DOT CORP C ( IGE N/NEXT

ESTATE)

GRE E N DOT CORP

None

No n e

None

No n e P2 T Bu y

M e r g e d 1 1 2 / 3 1 / 1 0 L

(with l ine 59)

M erged 12/31/10 PI

(with l ine 59)

Merg ed 12/31/10 N

(with l ine 59)

12/31/10 P2

CONTENT DIRECTIONS C None J W

S E E P A R T V I l l

SEE PART Vl l l

SEE PART Vl l l

SEE PART Vl l l

SE E P A R T V l ll

61 .

62 . INVE STM E NTS/PARTNE RSHIPS:

63 . WW URBAN PROPERT IES LLC None K W

64 . WW RURAL PROP ERTIES LLC A Distribut ion K W

65. CENTRAL INDUSTRIAL COMPLEX None J U

66 . L AM A L IM ITE D PART NE RSHIP None J W

67 . L AM A’ 89 L IM ITE D PARTNE RSHIP None J W

I . Income Gain Codes: A = $1.000 o r less B = $1,001 - $2,500 C -$2.501 - $5.000 D =$5.001 - $15.000

(Se e Co lu m n s B I a n d D4 ) F = $50.001 - $100,000 G = $100.001 - $1.000.000 I ll = $1 ,0 00 .0 01 - $5 .0 00 .0 00 1 12 :M o re th a n $ 5. 00 0. 00 0

2. Value Codes J = SI 5.000 o r le~ s K = $15.001 - $50.000 L =$50.001 - $100.000 M =$100.001 - $250.000

(Se e Co lu m n s CI a n d D3) N = $250.001 - $500.000 O = $500.001 - $1.000.000 P I = $1.000.001 - $5.000.000 P2 -$5.000.001 - $25.000,000

P3 =$25.000.0OI - $50.000.000 P4 =More than $50.000.000

3. Value Method Codes Q =Appraisal R =~ost (Real Es tate Only) S =Assessment T ~ 2a s h M a rke t

tSce Column C2) U =Book Value V = O l h L "r W =Eslimated

= $ 1 5 .0 0 1 - $ 5 0 ,0 0 0






Page 9 of I0 Ia m e o f P e r s o n R e p o r t i n g

\VIENER, JR., JACQUES L.


08/10/201 I

VIII. ADDITIONAL INFORM ATION OR EXPLANATIONS. (Indicate part of report)

RE : V-GIFTS: NONE AS TRUE GIFTS, B UT ON A R E CIPROCAL B ASIS-I ACCE PT INVITATIONS FOR HUNTING OR FISHING WITH FR IE NDS

WHO 1 INVITE TO HUNT OR FISH WITH M E . SOM E SUCH RE CIPROCAL INVITORS/INVITE E , ARE ATI’ ORNE YS, M ANY OF WHOM WE REFREINDS AND HUNTING OR FISHING PARTNERS BEFORE I BECAME A J UDGE. I NEVERTHELESS RECUSE MYSELF WHEN SUCH FRIENDSARE RE PR E SE NTING CL IE NTS B E FORE THIS COURT.

R E : VI I -AS S E T S OF T R US T FOR BE NE FI T Ol : . . . . : ’ ~ , ~ . . . . .: - i ~ M E M BE R OF W HI C H I AM T R US T E E AS I NDI C AT E D I N P AR T 1 .

RE : VII -YE TA, L LC: PARTNE RSHIP ASSE T INADVE RTE NTL Y OM ITTE D FROM P RIOR Y E AR.




Page 10 of 10

Name of Per son R epor ting

W I E N E R , J R . , JA C Q U E S L .

Date of Report

08/16/201 I

IX . CERTIFICATION.

! c e r t if y t h a t a l l in f o r m a t i o n g i v e n a b o v e ( i n c l u d i n g i n f o r m a t i o n p e r t a in i n g t o m y s p o u s e a n d m i n o r o r d e p e n d e n t c h i l d r e n , i f a n y ) i sa c c u r a t e , t ru e , a n d c o m p l e t e t o t h e b e s t o f m y k n o w l e d g e a n d b e l i e f , a n d t h a t a n y i n f o r m a t i o n n o t r e p o r t e d w a s ~ v i t h h e l d b e c a u s e i t m e t a p p l i c a b l e s t a tu t o r yp r o v i s i o n s p e r m i t t i n g n o n - d i s c l o s u re .

I f u r t h e r c e r ti f y t h a t e a r n e d i n c o m e f r o m o u t s i d e e m p l o y m e n t a n d h o n o r a r ia a n d t h e a c c e p t a n c e o f g i f ts ~ v h i c h h a v e b e e n r e p o r t e d a r e i nc o m p l i a n c e w i th the p ro v i s io n s o f 5 U . S . C . a p p . § 50 1 e t . se q ., 5 U . S . C . § 73 53, a n d Ju d ic i a l C o n fe re n c e re g u la t i o n s .

Signatu re: S] JACQUES L. WIENER, JR.

N O T E : A N Y I N D I V I D U A L W H O K N O W I N G L Y A N D W I L F U L LY F A L S I F I ES O R F A L L S T O F I L E T H I S R E P O R T M A Y B E S U B J E C T T O C I V I LAND CRIM INAL SANCTION S (5 U.S.C . ap p . § 104 )

Commit tee on Financ ia l Disc losureAdm ini s t ra t ive Of f i ce of the Un i ted S ta te s Cour t sSui te 2-301

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