James A Wynn Financial Disclosure Report for Wynn, James A

8/3/2019 James A Wynn Financial Disclosure Report for Wynn, James A

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FINANCIAL DISCLOSURE REPORT

FOR CALENDAR Y EAR 2010

Report Required by the E thicsin Government Act of 1978(5 U.S.C. app. §§ 101-111)

1. Person R eport ing ( las t name, f i rs t , middle ini t ia l )

Wyn n , J a m e s A.

4. T i t le (Art icle I I I judges indicate act ive o r senior s ta tus;magistrate judges indicate full- or part-time)

U .S. Ci r . Co u r t Ju d g e

7. Chambe rs or Off ice Address

P, O. B ox 1091Rale ig h , N C 2 76 02

2. Cour t or Organization

U.S. Court of Appeals, 4th Cir .

3. D a t e o f R e p o r t

05/04/2011

5a. Report Type (check appropriate type)

] N o m i n a t i o n , D a t e

[] Initial [] Annual [] Final

5b. [] Amended Report

8. On the basis of the informa t ion contained in th is Report and anymodif icat ions per taining thereto, i t i s , in my op inion, in compliancewith applicable laws and regula t ions .

Reviewing Of f ice r Date

6. Report ing Per iod

01/01/2010

to

12/31/2010

I M P O R T A N T N O T E S : The instructions accompanying this form must be followed. Complete all parts,

check ing the NO NE box for each par t where you have n o repor table in format im~ Sign on las t page.

I . P 0 S I T I O N S . ( R e p o r a n g i n d i v i d u a l only; see p p . 9 - 1 3 of filing instructions.)

~] N O N E (No reportab le posit ions.)

POSITION

1 . C o m m i s si o n e r /E x e c u t iv e B o a r d

2. Di rec to r

3.

4.

NAME OF ORGANIZATION/ENTITY

N at io n a l Co n feren ce o f Co mm iss io n ers o n U n i fo rm Sta te L aws

A m e r i c a n B a r E n d o w m e n t B o a r d

I I . A G R E E M E N T S . ( R e p o r a n g i n d i v l d . .t o n t y ; s e e p p . 1 4 - 1 6 of filing instructions.)

~-] (No reportable agreements.)O N E

1 . 2 01 0

2.

3.

DATE PARTIES AND TERMS

N o rth Caro l in a Co n so l id a ted Ju d ic ia l Re t iremen t Sys tem




Page 2 of 6

N a m e o f P e r s o n R e p o r t in g

W y n n , J a m e s A .

D a t e o f R e p o r t

05/04/2011

I l L N O N - I N V E S T M E N T I N C O M E . (Reporting individual and spouse; see pp. 17-24 of filing instructions.)

A. Filer’s Non-Investment Income

[] (No reportable income.)ONE non-investment

DATE SOURCE AND TYPE I N C O M E( y o u r s , n o t s p o u s e ’ s )

1. 2010 N o rth Caro l in a Co n so l id a ted Ju d ic ia l Re t iremen t Sys tem $32,914.64

2.

3.

4.

B . S p o u s e ’ s N o n - I n v e s tm e n t I n c o m e - if you were married during any portion of the reporting year, complete this section.

( D o l l a r a m o u n t n o t r e q u i r e d e x c e p t f o r h o n o r a r i a . )

~] N O N E ( N o reportable non-investment income.)

D A T E SO U R C E A N D T Y P E

1. 2010 S ta t e o f Nor th C a ro l i na - sa l a ry

2.

3.

4.

I V . R E IM B U R S E M E N T S - transportation, lodging, food, entertainmenL

(Includes those to spouse and dependent children," see pp. 25-27 of f iling instructions.}

~-] (No reportable reimbursements.)O N E

SOURCE DATES LOCATION

1 . A m e r i c a n B a r E n d o w m e n t N o v ember 3 - 7 , 2 01 0 B i r m i n g h a m , A L

2.

3.

4.

5.

PURPOSE ITEMS PAID OR PROVIDED

Board o f D i rec to rs Meeting Transpor ta t ion , ho te l , meal s




Page 3 of 6

N a m e o f P e r so n R e p o r t i n g

Wyn n, James A.

Date of Report

05/04/2011

V . G I F T S . a n c l u d e s those to spouse and dependent children; see pp. 28-31 of fiting instructions.)

N O N E ( N o reportable g i f ts . )

SOURCE DESCRIPTION

1 .

2.

3.

4.

5.

VALUE

V I . L I A B I L I T I E S . a n c lu d e s t h o s e oSspouse and dependent children; see pp. 32-33 of filing instructions.)

~-] (No rep ortable l iabil i t ies .)O N E

C R E D I T O R D E S C R I P T I O N V A L U E C O D E

!. Di sco v er Cr ed i t Car d J

2. B B & T B a n k U n s e c u r e d L o a n K

3. U S A A Fe d e ra l S a v in g s B a n k C re d it C a rd s K

4. R B C B a n k U n secu r ed L o an K

5.



FINANCIAL DISCLOSURE REPO RT

Page 4 of 6


Wynn , James A.


05/04/2011

V I I . I N V E S T M E N T S a n d T R U S T S - i n c o m e , v u l u e , ~ ,n s u c t l o n , a n c l u d e s t h o s e of s p o u s e a n d dependent children; see p p . 3 4 - 6 0 of filing instructions.)

[ ~ ] NONE (N o reportable incom e, assets, or transactions.)

P l a c e

2.

3.

4.

5.

6.

7.

8.

9.

10 .

11 .

12 .

13 .

!4.

15 .

16 .

17 .

Rental property, Robersonville, NC B R e n t K W

2. Value Codes J =$15~000 or less K = $ 1 5 , 0 0 1 -$50.000

(See Columns C I and D3) N ~$250~001: $500;000 O =$500 ,001- $1 ,000 000

P3 =$25,000.001 - $50,000,000R --Cost (R~al Es tate Only). V a l u e M et h o d C o d e s Q =A p p r a i s a l

( S ee C o lumn C 2 ) U =B ook V alue V =Other

C =$ 2 ; 5 o i - $ 5 , 0 o o D = $ 5 ,o o t = $ i5 ,o o o E = $ 1 5 , 0 0 t - $ 5 0 ,0 0 0

H I ~ $ 1 0 0 0 0 0 1 r $ 5 0 0 0 , 0 0 0 H 2 ~ M o r e l h an $ 5 0 0 0 0 0 0 . . . . .. . .. . ..




Page 5 of 6

Name of Per son R epor ting


Date of Report

0 5 1 0 4 1 2 0 1 1

V II I . ADDIT ION AL IN F OR M AT ION OR E XP LAN AT ION S. (Indlcate part of report)




P a g e 6 o f 6

Name of Person Repor ting


Date of Report

05/04 /2011

IX. CERTIFICATION.

I c e r t i fy t h a t a l l i n f o r m a t i o n g i v e n a b o v e ( i n c lu d i n g i n f o r m a t i o n p e r t a i n in g t o m y s p o u s e a n d m i n o r o r d e p e n d e n t c h i l d r e n , i f a n y ) i sa c c u r a t e , tr u e , a n d c o m p l e t e t o t h e b e s t o f m y k n o w l e d g e a n d b e l i e f, a n d t h a t a n y i n f o r m a t i o n n o t r e p o r t e d w a s w i t h h e l d b e c a u s e i t m e t a p p l i c a b l e s t a tu t o r yp r o v i s i o n s p e r m i t ti n g n o n - d i s c l o s u r e .

I f u r th e r c e r t i fy t h a t e a r n e d i n c o m e f r o m o u t s i d e e m p l o y m e n t a n d h o n o r a r i a a n d t h e a c c e p t a n c e o f g i f t s w h i c h h a v e b e e n r e p o r t e d a r e i nc o m p l i a n c e w i t h t h e p r o v i s i o n s o f 5 U . S . C . a p p . § 5 0 1 e t . s e q ., 5 U . S . C . § 7 3 5 3 , a n d J u d i c i a l C o n f e r e n c e r e g u l a t io n s .

S i g n a t u r e

N O T E : A N Y I N D I V I D U A L W H O K N O W I N G L Y A N D W I L F U L LY F A L S I FI E S O R F A I L S T O F I L E T HI S R E P O R T M A Y B E S U B J E C T T O C I V I LA N D C R I M I N A L S A N C T I O N S ( 5 U . S .C . a p p . § 1 0 4 )

C o m m i tt e e o n F i n a n c i a l D i s c lo s u r e

A d m i n i s t ra t i v e O f f i c e o f th e U n i t e d S t a t e s C o u r t s

Suite 2-301

One Columbus Circle, N.E.

Washington, D.C. 20544



FINANCIAL DISCLOSURE REPOR T

FOR CALENDAR YEAR 2010

Report Required by the Ethics

in Government Act of 1978

(5 U.S.C. app. §§ 101-111)

1 . P e r s o n R e p o r t i n g ( l a s t n a m e , f i r s t , m i d d l e i n i ti a l ) 2. Court or Organiza t ion 3 . D a t e o f R e p or t

W yn n , Ja m e s A . U .S . C o u rt o f A p p e a ls , 4 th C ir . 05/04/2011

4. Title (Article I11 judges i n d i c a t e a c t i v e o r s e n i o r status;m a g i s t r a t e j u d g e s i n d i ca t e f u l l - o r p a r t - ti m e )

U . S . C i r . C o u r t J u dg e

7 . C ha mbe rs o r O f f ice A d d r e s s

P . O . B o x 1 0 9 1R a l e i g h , N C 2 7 6 0 2

5a . Repo r t Typ e (c heck a ppro p r i a t e type)

] N o m i n a t i o n , D a t e

[] Initial [] Annual [] Final

5b. [] Amended Report

8. On the ba s is o f the in format ion conta ined in th is Repor t and any

mo di f ica t io n s per t a in in g ther e to , i t i s , i n my o pin io n , i n c o mpli a n c ewith appl icable l aws and regulat ions .

Reviewing Of f ice r Da te

6. Repor t ing Pe r iod

0 1 / 0 1 / 2 0 1 0

to

12/31/2010

IMP ORT ANT NO TES: The instructions accompanying this form mast be followed. Complete all parts,

checking the NON E box for each part where you have no reportable information. Sign on last page.

I . P O S I T I O N S . ( R e V o n i n g i n d i v i d u . i o n ty ; seepp. 9 - 1 3 offiling instructions.)

~] N O N E ( N o reportable posit ions.)

POSITION

1 . C o m m i s s i o n e r /E x e c u ti v e B o a r d

NAME OF ORGANIZATION/ENTITY

Nat io n a l Co n fe ren ce o f Co mmiss io n e rs o n Un i fo rm Sta te Laws

2. D ire cto r A m e rica n B a r En do w m e n t B o a rd

3.

4.

5.

I I. A G R E E M E N T S . ( R e v o ra ng individual only; seepp. 14-16 of filing instructions.)

N O N E (No reportable agreements.)

1.2010

2.

3.

DATE PARTIES AND TERMS

North Carol ina Consolidated Judicial Retirement System




Page 2 of 6

N a m e o f P e r s o n R e p o r t i n g



05/04/2011

I I I . N O N - I N V E S T M E N T I N C O M E . ( R e p o r a . g i .d i v l d . a l a n d s p o . s e ~ s e e p p . 1 7 - 2 4 of fillng instructions.)

A. Filer’s Non-Investm ent Incom e

D NO NE (No reportable non-investment income.)

DATE SOURCE AND TYPE I N C O M E( y o u r s , n o t s p o u s e ’ s )

1. 2010 Nor th Car ol ina Consol id a ted Jud ic ia l Re t i r em ent Sy s tem $ 3 2, 914 . 64

2.

3.

4.

B . S p o u s e ’ s N o n - I n v e s tm e n t I n c o m e - i f you were m arried daring any po rtion of the reporting year, complete this section.

(Do l lar amount no t requ ired ex cep t fo r honoraria . )

D N O N E (No reportable non-investment income.)

D A T E S O U R C E A N D T Y P E

1. 2010 Sta te of Nor th C ar ol ina - s a l a r y

2.

3.

4.

I V . R E I M B U R S E M E N T S - tr a ns p or ta a o n , lodging, food, entertainmenL

( I n c lu d e s t h o s e t o s p o u s e a n d d e p e n d e n t c h i l d r e n ; s e e p p . 2 5 - 2 7 o f f !l in g i n s t ru c t i o n s . )

[~] N O N E (No reportable reimbursements.)

S O U R C E D A T ES L O C A T I O N

1 . A m e ri ca n B a r E ndo w m en t N o ve m be r 3 -7 , 2 01 0 B i r m i n g ha m , A L

2.

3.

4.

5.

PURPOSE ITEMS PAID OR PROVIDED

B o a r d o f D i r e ct o rs M e e t in g T r a n sp o r ta t io n , h o te l , m e al s




Page 3 of 6

N a m e o f P e r s o n R e p o r t i n g

Wyn n, James A.


05/04/2011

V . G I F T S . a n e l n d e s those to spouse and dependent children; see pp. 28-31 of f!ling instructions.)

N O N E(No reportable g ifts.)

SOURCE DESCRIPTION

1 .

2.

3.

4.

5.

VALUE

V I . L I A B I L I T I E S . a n e l n d e s th o s e o f s po n s e o n d dependent children; see p p . 3 2 - 3 3 of filing instructions.)

[] (No reportable liabilities.)O N E

CREDITOR DESCRIPTION V A L U E C O D E

1. D isco ve r C re dit C a rd J

2. B B & T B a n k U n s e c u r e d L o a n K

3. U S A A F e d e r a l S a vi n g s B a n k C re di t C a rds K

4. R B C B a n k U n s e c u r e d L o a n K

5.




Page 4 of 6


Wyn n, James A.


05/04/2011

V I I . I N V E S T M E N T S a n d T R U S T S - i n c o m e , v e l u e , transactions (Includes those of spouse and dependent children; see pp. 34-60 of f!ling instructions.)

[~ NONE(N o reportable income, assets , or transactions.)

2.

3.

4.

5.

6.

7.

8.

9.

I0 .

1 1 .

12 .

13 .

14 .

15 .

!6.

17 .

Rental property, Robersonv ille, NC

W achovia Bank & Trust (Y)

USAA Federal Savings B ank (Y)

NC State Emp loyees Credit Union (Y)

Colonial: W hole Life Insurance Policy (Y)

R e n t K W

1 . I nc ome G a i n C odes : ~ ~$!;060 6g !egS B--S1 ~00! -$2;500 c =$2,501 - $5,000 D =$5 , 001 - $15 , 000 E =$15,001 - $50,000

(S ee C0i ~ mf l ~ B I h~ d D 4) ~$3~i00i $i~i000 ~ ~$ i 6 0 ~0 0 1 ~ $ i . 0 0 0 . ~0 HI~$[ ~,~lr $5:~ 000 H2 ~M0re thhn $5 ~0 ~0: ..............

2 . V a lu e C o d ~ J = $ 1 5 , ~ 0 o r I ~ s K ~$15,001 - $50.000

(Sec Col ....C 1 a n d O 3 ) N~$250001Z$5~ 0 ~ $ 5 0 0 , ~ 1 ~ $ t ~ 0 , 0 0 0 PI ~$ ~i-$5090~0 :

P 3 = $ 2 5 ~ 0 ~ - $ 5 0 0 0 0 ~ 0 0 0

3 . V a l u e M e t h o d C ~ e s Q = g p p ~ i s a [ R =C os t (Rea l E s ta t e O nl y) S = A s ~ s S m e h t

( S e e C o lu m n C 2 ) ~ = B o o k V a l u e V ~ 0 1 h ~ W~E~ mated .... .......




Page 5 of 6




05104/2011

V I II . A D D I T I O N A L I N F O R M A T I O N O R E X P L A N A T I O N S . (lndicatepartofrepor~)




Page 6 of 6




05/04/2011

IX. CERTIFICATION.

I c e r ti f y t h a t a l l i n f o r m a t i o n g i v e n a b o v e ( i n c l u di n g i n f o r m a t i o n p e r t a i n i n g t o m y s p o u s e a n d m i n o r o r d e p e n d e n t c h i ld r e n , i f a n y ) i sa c cu r a t e , t r u e , a n d co m p l e t e t o t h e b e s t o f m y k n o w l e d g e a n d b e l i e f , a n d t h a t a n y i n f o r m a t i o n n o t r e p o r t e d w a s w i t h h e l d b e ca u s e i t m e t a p p l i c a b l e s t a tu t o r yp r o v i s io n s p e r m i t ti n g n o n - d is c lo s u r e .

I f u r t h e r c e r ti f y t h a t e a r n e d i n c o m e f r o m o u t s i de e m p l o y m e n t a n d h o n o r a r i a a n d t h e a c c e p ta n c e o f g i f t s w h i ch h a v e b e e n r e p o r t e d a r e i nc o m p l i a n c e w i t h t h e p r o v is i o n s o f 5 U . S . C . a p p . § 5 0 1 e t . s e q ., 5 U . S . C . § 7 3 5 3 , a n d J u d ic ia l C o n f e r e n c e r e g u l a t i o n s .

Signature

N O T E : A N Y I ND I V I D U A L W H O K N O W I N G L Y A N D W I L F U L L Y F A L S I F IE S O R F A I L S T O F I L E T H IS R E P O R T M A Y B E S U B J EC T T O C I V ILA N D C R I M IN A L S A N C T I O N S ( 5 U . S . C . a p p . § 1 04 )

C o m m i t t e e o n F i n a n c i a l D i s c l o s u r eA d m i n i s t ra t i ve O f f i ce o f t h e U n i t e d S t a t e s C o u r t sSu i t e 2 -3 01O n e C o l u m b u s C i r cl e , N . E .W a s h i n g t o n , D . C . 2 0 5 4 4

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James A Wynn Financial Disclosure Report for Wynn, James A