Jay S Bybee Financial Disclosure Report for 2010

8/3/2019 Jay S Bybee Financial Disclosure Report for 2010

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FINANCIAL DISCLOSURE REPORTFOR CALENDAR YEAR 201 0

Report Required by the Ethicsin Government Act of 1978(5 U.S.C. app. 101-111)

1. Person Repor t ing ( las t name , f i r s t , middle ini t ia l )Bybee, Jay S.

4. Title (Article Ill judges indicate active or senior status;magistrate judges indicate full- or part-t ime)

Circu i t Judge (ac t ive)

7. Chambers or Off ice AddressLloyd D George U .S. Cour thouse333 Las Veg as Blvd. S . , #7080Las Vegas , NV 89101

2. Court or Organizat ionU.S. Court of Appeals, 9th Cir

5a. Repor t Type (check appropr iate type)] Nomination, D a t e[] Initial [] Annual [] Final5b. [] Amended Report8. On the basi s of the informat ion contained in th i s Repor t and an ymodifications pertaining thereto, i t is, in my opinion, in compliancewith appl icable laws and regulat ions.

Reviewing Officer Date

3. D a t e o f R e p o r t09/07/2011

6. Repor t ing Per iod01/01/2010

to12/31/2010

IMPORTANT NOTES : The ins tructions accompanying this form m ust be fol lowed. Co mplete al l parts,checking the NONE box for each part where you ha ve no reportable information. Sign on last page.

I . P O S I T I O N S . (Report ing individual only; see pp. 9-13 o f fi ling instructions.)D N O N E ( N o reportable positions.)

POSITION1 . T rus t e e Trust # 1

2.

3.

4.5.

N A M E O F O R G A N I Z A T I O N /E N T I T Y

I I . A G R E E M E N T S . m c p o r t ~ n g i n d i v l d u u l o . ly ; ~ c c p p . 1 4 - 1 6 o filling instructions.)~-~. N O N E (No reportable agreements.)

1.19992 . 1 9993.

D A T E P A R T IE S A N D T E R MSV ALI C, a ca de mic re t i r e me n t p rog ra mCon t ra c t w i th G re e nw ood Pre s s a s co - a u th o r fo r book (publ i s h e d 2 006)


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FINANCIAL DISCLOSURE REPORTPage 2 of 7

N a m e o f P e r s o n R e p o r t in gBybee, Jay S.

D a t e o f R e p o r t09/07/2011

IlL N O N - I N V E S T M E N T I N C O M E .


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N a m e o f P e r s o n R e p o r ti n gBybee, Jay S.

D a t e o f R e p o r t09/07/2011

V I I . IN V E S T M E N T S a n d T R U S T S - in c o ,. e, v a l u e, transactions (Includes those of spouse and dependent children; see pp. 34-60 of filing instructions.)N O N E (No reportable income, assets, or transactions.)

A. B. : C. D.Description of Assets Incom e during Gross value at end Transactions during reporung period

(including trust assets) reporting period of reporting period(I) (2) (1 ) (2 ) tl) .... (2) (3) (4) ( 5 )

Place "(X)" after each asset Am oun t T ype (e . g ., ~alue Value Type (e.g,, Date: : Value Gain Identity ofexemptf rompr iordisclosure e~d~i::: ~:i:~; ~de2 Method buy, sell , mmld~ C~de2 Code 1 buyer/seller(A-H) ....... or.int.) ( J - P ) Code 3 redemption) (J-P) [ (A-H) ( i f p r i v a t e

( Q : W) . , x a n s a e t i o n )

1 . B a n k o f A m e r ic a A Interest J T2. Campus Fede ra l Cred i t Union A Interest J T3. Amer ican Funds MMA A Interest K T4. So u the rn Ca lifo rn ia Ed iso n Co m mo n Sto ck N o n e J T5. Fideli ty Destiny IRA N o n e K T6. Washing ton Mutua l IRA N o n e J T7. Acacia Life Insu rance (who le l i fe ) N o n e J T8. Amer ican Gene ra l Insurance N o n e J T9. VALIC ( r e t i r ement) None M T See note in Part VIII .

1 0 . - -Mid Cap Va lue Fund See note in Part VIII .1 1 . - -Mid Cap Index Fund See note in Part VIII .

1 2 . --Sm a ll C ap In d ex F u n d See no te in P art V II1 .

1 3 . - - In tema t iuna l Equi t ie s Fund S e e note in Pa r t VI I I .

1 4 . - - In tema t iona l Sma l l Cap Equi ty Fund See note in Part VIII .

1 5 . - -S tock Index See note in Part VIII .1 6 . - -La rge Cap Va lue Fund See note in Part VIII .

1 7 . - -Fore ign Va lue Fund See note in Part VIII .

(See Cot ....BI and D4 ) ~ =$5 0;~ 1:~ $i00,000 ~ ~ $ i : 0 0 1 ~ 0 i i ~ ] i 0 0 0 1 ~ . . . . HI =$1,000,001 ~ $5,000,0002. Value Codes J =$15~000 Or less K =$15,001. $50,000 L =$50~001 - $100,000

( See Col umns CI and D3) N =$250~00i - $500,000 O =$ 50 0,0 0i - $ 1,0 00 ,0 00 P I = $1 ,00 0,0 01 - $ 5,0 00, 000P3 =$25,000,00i r $50,000i000 P4 =More than $50,000;0003. Value Method Codes Q =AppraisaI R =C~st (Real Estate Only) S =Assessment(See Co lum n C 2) U =Book Value V =Oth er W =Estimated

D = $ 5 , 0 0 1 - $ 1 5 , 0 0 0H 2 = M 0 r e th a n $ 5 ; 0 0 0 , 0 0 0M = $ i 0 0 ~ 0 0 1 - $ 2 5 0 , 0 0 0P 2 ~ $ 5 , 0 0 0 , 0 0 ~ - $ 2 5 , 0 0 0 , 0 0 0T =Cash Mark e t

E =$15.001- $50,000


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FINANCIAL DISCLOSURE REPORTPage 5 of 7 Ia m e o f P e r s o n R e p o r t in gBybee, Jay S. D a t e o f R e p o r t09/07/2011

V I I . I N V E S T M E N T S an d T R U S T S - income, valu, t ...... tions (Includes those of spouse and dependent children; see pp. 34-60 of f iling instructions.)N O N E (No reportable income, assets, or transactions.)

A. B. C.Description of Assets Income during Gross value at end

(including. trust assets) reporting period of reporting period( 1 ) ( 2 ) (ll (2 )

Place "(X)" aRer each asset Amoun t Type (e.g :~ Value Value Type (e.g.,exempt from prior disclosure

( Q r W )

T r a n s a c t i o n s d u r i n g r e p o r ti n g p e r i o d( 1 ) (2) (3)D a t e Value

(J-P)

(4) (5 )G a i n I d e n t i ty o fC o d e 1 buyer/seller( A 4 - 1 ) ( i f p r i v a t et r a n s a c t i o n )

1 8 . - -Soc ia lly Respon s ib le Fu nd See note in Part VIII .

1 9 . - -F ixed Account Plus See note in Part VIII .

20 . - - V a n g u a r d W in d so r2 1. - -B lu e C hi p G r ow th22 . - -Globa l Rea l Es ta te Fund

See note in Part VIII .See note in Part VIII .See note in Part VIII .

23 . - -La rge Cap Core24 . - In te rna t iona l Growth Fun d I

See note in Part VIII .See note in Part VIII .

25 . - -Sma l l Cap Va lue Fund See note in Part VIII .

2 6. - -M id Ca p G ro w th Fu nd See note in Part VIII .

27 . - -Globa l Soc ia l Awareness See note in Part VIII .28 . C on se co A n nu ity D Distribution J T29 . Buen a Lan es (p as s ive p ar tn ership ) A Distribution J W30 . Virginia Educa t iona l Sav ings Trust No n e K T31 . Ren ta l P ro p er ty , Hen d erso n , NV A Ren t M W

(See Columns B1 and2. Value Codes

(See Columns C I and D3)3. Value Method Codes

(See Co lumn C2 )

F=$50,001 - $100,000J=$15,000 or tessN =$250,001 - $500,000P3=$25,000,001 - $50,000,000Q=A ppra isa lU=Book Value

B=$1,001- $2;500G =$100,001-$1,000,000K=$15 ,001- $5 0 ,000O=$500,001 -$1,000.000R =Cos t (R ca lE s ta te On ly)V =Oth er

C =$2,501 - $5,000H 1 =$ 1,000,001 - $5,000,000L =$50,001 - $100,000P 1 =$1.000,001 - $5,000,000P4 =More than $50,000,000S =AsscssmelUW =Estimated

D =$5,001- $15,000H2 -Morethan $5,000,000M- S100 ,001- $2 5 0 ,000P2 =$5,000,001 -$25;000~000T = C a s h M a r k ~

E =$15,001- $50.000


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N a m e o f P e r s on R e p o r t i n gBybee, Jay S.

D a t e o f R e p o r t09/07/2011

VIII . ADDITIONAL INFORM ATION OR EXPLANATIONS.Part I :The reportable assets of Trust #1 are listed separately in Part VII.

Part VII:My VAL IC account ( l ine 10) consis ts ofa VALIC rol lover indiv idua l re t i rement account ( IRA ) and a t radi t iona l IRA.Lines 11-27 a re qua l i f ied (pre - tax) plans with in my VALIC acco unt ( l ine 10) . The qua l i fied plans ( l ines 11-27) a re added or rem oved by VALIC through amanaged account . I have no control over the dec is ions to add or remove qua l i f ied plans; a l l such decis ions a re made by the account manager .


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Name of Person Repo rt ingBybee, Jay S.

Date of Report09/07/2011

IX. CERTIFICATION.I c e r t i fy t h a t a l l i n f o rm a t i o n g i v e n a bo v e ( i n c l u d i n g i n f o r m a t i o n p e r t a i n i n g t o m y s p o u s e a n d m i n o r o r d e p e n d e n t c h i l d re n , i f a n y) i saccurate , t rue , and complete to the bes t o f my knowledge and bel i ef , and that any in format ion no t repor ted was wi thheld because i t met app l i cable s t a tu to ryprovi s ions permi t t ing non-d i sc losure .I f u r t h e r c e r ti f y t ha t e a r n e d i n c o m e f r o m o u t s i d e e m p l o ym e n t a n d h o n o r a r i a a n d t h e a c c e p t a n c e o f g i f t s w h i c h h a v e be e n r e p o r t e d a r e i ncomp l iance wi th the p rovi s ions o f 5 U.S.C. app . 501 e t . seq . , 5 U.S.C. 7353, and Jud ic ia l Conference reg ula t ions .

Signatnre: S[ Jay S. Bybee

N O T E : A N Y I N D I V ID U A L W H O K N O W I N G L Y A N D W I L F U L L Y F A L S IF I E S O R F A I L S T O F I L E T H I S R E P O R T M A Y B E S U B J E CT T O C I V ILAND CRIMINAL SANCTIONS (5 U .S .C. app. 104)

Committee on Financial DisclosureAdministrative Office of the United States CourtsSuite 2-301One Columbus Circle, N.E.Washington, D.C. 20544

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Jay S Bybee Financial Disclosure Report for 2010