Jay A Garcia-Gregory Financial Disclosure Report for 2009

8/3/2019 Jay A Garcia-Gregory Financial Disclosure Report for 2009

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I a o I o ] F IN A N C I A L D I S C L O S U R E R E P O R T R e p o . t R e q . i r e a t , y t ~ , e ~ r , ~ i c sin Government Act of1978~ev. ~/2~8 FOR CALENDAR YE~ 2009 (~ u,s.c , o~p. ~f o~. ~0I . P e r s o n R e p o r t i n g ( l a s t ~ m e , f i rs t , m i d d l e i n i f i a t ) 2 . Co u r t o r O r g an iza t io n 3 . D a t e o f R e p o r tG arc ia -G regory . J ay A . Di s t r i c t o f Pue r t o R i c o 05/26/2010

4 . T i t l e ( A r t i c le l l I j u dg es i n d i c at e a c ti v e o r s e n io r s t a t ~ s; 5 a. R e p or t T y p e ( c he c k a p pr o pr i a t e t y pe ) 6 . R e p o r t i n g P e r i o dmagis t rate judges ind icate ful l -or par t - t ime) [ ] N o m i n a t i o n . D a t e 01/01/2009

U . S . D i s t r i c t J ud ge ( A ct i ve) ] [] Initial ~ ~ A n n u a l [] Final to12/31/20095 b . [] A m e n d e d R e p o r t

7 . C h a m b e r s o r O f f i c e A d d r e s s 8 . On the bas is of the informat ion contained In th is Report and anymodif icat ions per taining thereto, i t i s , in my opinion, in complianceU . S . C o u r t h o u s e , C H - 1 4 2 w i th a p p l i c a b le l a w s a n d r e g u la t i o n s .1 5 0 C a r l o s C h a r d o n S t .S a n J u a n , P R 0 0 9 1 8- 0 1 5 1 Reviewing Off ice D a t e

I M P O R T A N T N O T E S : The ins t racao~s accom panying this form mus t be fo l lowed Complete all parts,checking the NONE box for each part where you have no reportable information. Sign on la.st pag~

I . P O S I T IO N S . t ~ o , o , a . : i . ~ i a a ~ a o ~ ; ~ , , w . ~ - t s of./ding ins~ructlons*)N O N E (No reportablepositions.)

P O S I T I O N N A M E O F O R G A N I Z A T I O N / EN T IT Y1 .

I I . A G R E E M E N T S . ( ~ , ~ , o r t i . g Individual only; ,ee pp, 14-16 o f ~ l ~ g instructions.)[~ N O N E (No reportable agreemenls . )

D A T E P A R T I E S A N D T ER M S


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F I N A N C I A L D IS C L O S U R E R E P O R T ~ .... fPer,son Reporting D.tofReportPage 2 of 6 C a r o l s - G r e g o r y , J a y A. 0 5 1 2 6 / 2 0 1 0

H I . N O N - I N V E S T M E N T I N C O M E . C R o p o , , ; , g individual and spouse; see pp. 17-24 of filing instructions.)A. Fliers Non-Investment Income

[] N O N E (No reportab le non- i nv e s t m e n t i nc om e . )D A T E S O U R C E A N D T Y P E I N C O M E( y o u r s , n o t s p o u s e s )

1.

2.

3.

4,

B . S p o u s e s N o n - I n v e s t m e n t I n c o m e - ~ D o a ,~,emarried during any portion of the reporting year, complete this sectlo~t(Dollar amount not required except for honoraria.)

[~ NONE (No reportable non-investment income.)DATE S O U R C E A N D T Y P E

1.

2.3.4.

I V . R E I M B U R S E M E N T S - ~, .,~pon~a o ~ todr~.g, foo a, o ,~.,.e~(lnclude~ those to spouse and dependent children: see pp. 25-27 of fding instruction.)

NONE (No reportable reimbursements.)S O U R C E D A T E S L O C A T I O N P U R P O S E I T E M S P A I D O R P R O V I D E D

1.2.3.4.5.


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FINANCIAL DISCLOSURE REPORT ~ a m e o f P e r s o n R e p o r t in g Date af ReportP a g e 3 o f 6 G a r c i a - G r e g o r y , J a y A . 0 5 / 2 6 / 2 0 1 0

~ NONE (No reportable gifts.)SOURCE DESCRIPTION VALUE

I.2.3.4.5.

[---] N O N E ( N o reportable liabilities.)CREDITOR DESCRIPTION VALUE CODE

1 . Eu ro ba n k R evo lvin g L in e o f C re d i t K2 , A m e r i c a n E xp r e s s C r e d i t C a r d K

3. Firs t Bank Cred i t C a rd C r e d i t C a r d J4. Fi rs t Ban k C r e d i t C ~ t r d J5 . S e a r s R o e b u c k C r e d i t C a r d s J6 . B a n k o f A m e r ic a Loa n K


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F I N A N C I A L D IS C L O S U R E R E P O R T N a , ~ o r P ~ r ~ o , ~ R ~ o , - t i . ~ D * te 0 r R . po .Page 4 of 6 G a r t ia - G r e g o r y , J a y A . 0 5 / 2 6 / 2 0 1 0V I I . I N V E S T M E N T S a n d T R U S T S -,".... ,, ~alue, t, ... .. tions (Includ~ those oZsp ..... d de~end~nt children; seepp. 34-~0 of fil~ng instr,~ion.~)

N O N E (No repor table incom e, asse ts, or t ransact ions . )A. B. C. D.D e c ~ r i p t i o n o f A s s e t s I n co m e du rin g G ro ~s va l u e a t e n d o f T r a n s a c t i o n s d u r i n g r e p o r t i n g p e r i o d

(in c lu d in g t ru st a s s e~s ) r ep o r t in g p e r io d r e p o s i n g p e r i o d( 0 (2) 0 ) (~I (t) (2) (3 ) (4 ) ]

P l a c e " C X ) " a f t e r n a c h a s s e t Amount T y p e ( e . g . , Value Value T y p e ( e . g . , Date Value Gain I d e n t i t y o fe x e m p t f r o m p r i o r d i s c l o s u r e Code I d i v . , r e n t , Code 2 Method b u y , s e l l , Month - Code 2 Code I b u y e r / s e l l e r(A-H) o r l n t . ) ( J - P ) Cod e 3 redemption) Da y ( J - P ) (A-H) ( i f p r i v a t e~( Q - W ) . ~ a n s ~ t ~ o n )

I. IP Morgan Common S~ock A D i v i d e n d ~ T

2. Eurobank Account A Interest J T

3. Alliance Government Reserve A D ~ v i d e n d J T

4. First Bank IRAs (CDs) A lnlerest Redeeme~ 0 4 /0 " / K

5. First Bank 1RAs (CD~) A Inlemst J T Buy 0 4 / 1 3 J

6. First Bank Accoun~ A Interest J T

5. P.R. Commonw~lth Infmslructure Fine E Interest O T Sanmnder Securities

8. Employees Retimmenl Sys Govt Rev Co F Interest O T Santander Securitiesmmonwealth

10 .

II.

12 .

13 .

14 .

15 .

16 .

1"/.

I . I ncome G ain C od es : A - $1 .0~ O ~ le ~ B - - $ t , 0 0 1 - $ 2 , 5 0 0 C - $ 2 ,501 - $ 5,000 D = $ 5 , 0 0 1 - 5 1 5 , 0 0 0 E = $ 1 5 , 0 0 1 - $ ~ 0 , 0 0 0(See C o l u r r m s B I t a d [34) F -$50, 001 - $100, 000 G -$100, 00t - $1 , 000,000 H I -$1,000,001 - $5,000,000 H 2 ~ M o r f f ~ an ~ 5 , 0 0 0 , 0 0 0

2. V a l u e C o d c n $ - 1 1 5 .0 0 0 m " l e s s K = $ 1 5 , 0 0 1 - $ 5 0 , 0 0 0 L ~ $ 5 0 . 0 0 1 - $ 1 0 0 , 0 0 0 M ~ $ 1 0 0 , O O I - $ 2 5 0 , 0 0 0(S ~e C olur ans C l and D 3) N - $ 2 5 0 . 0 0 1 $ 5 0 0 . 1 ~ 0 0 O -$500.001 - $1.000.000 P! *$1.000.D01 - $5.f l00,000 I t2 ~ $ 5 . 0 0 0 . 0 0 1 - $ 2 5 , 0 0 0 . 0 0 0

P3 *$25.000.001 - $50.000,000 . P4 ~M~re than $50,000.0003 . V a lu e M ctao d C o d cJ Q * A pp rtixa l R =C ~ ( Re a l E s~ ,~ O~ ly ) S = A ssc~r ncn t T -C as h Marka

( S ~ C o l u n m C 2 ) O - B o o k V * I u c V = O t h er W = Est imal~d


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N a m e o f P e r s o n R e p o r t i ng D a l e e f R e p o r tP a g e F I N A N C I A L 5 o f 6 D I S C L O S U R E R E P O R T G a r c i a - G r e g o r y , J a y A . 0 5 / 2 ( = ~ r 2 0 l 0

V I II . ADD I T IONA L I NF ORl V IAT I ON O R E X P L AN AT I ONS .

III-A. Th e i ] invested in tax free securities, nam ely First P.R. AAA Target Maturity was called for paym ent and paid into the Santander. Securitiesaccount on ~l 2009~ The w~ reinvested and redistributed in tax free securities m entioned in Pan VII. Tax free income fro.m that ~nv estment as wellas the prior investment wa~ fitely ~ d uring 2009 . Both investments w ere purchased at a discou nted rate. there was no capital gain from th erepaym ent of the original inv~d ~ . . . .. . . .


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Ia m e o f P e r s o n R e p o r t i n g Date of ReportP a g eFI NA NC I A L 6 o f 6 D I SC L O SU R E R EP O R T . . [ G a r c la - G r eg o r y , J a y A . 0 5 / 2 6 / 2 0 1 0I X . C E R T I F IC A T I O N .

I c e r t if y t h a t a ll i n f o r m a t i o n g i v e n a b o v e ( i n c lu d i n g i n f o r m a t i o n p e r t a i n i n g t o m y s p o u s e a n d m i n o r o r d e p e n d e n t c h i l d r e n , if a n y ) i sa c c u r a t e , t r u e , a n d c o m p l e t e t o t h e b es t o f m y k n o w l e d g e a n d b e l i e f ; a n d t h a t a n y i n f o r m a t i o n n o t r e p o r t e d w a s w i t h h e l d b e c a u s e i t m e t a p p l i c a b l e s t a tu t o r yp r o v i s i o n s p e r m i t t i n g n o n - d i s c l o s u r e .

1 f u r t h e r c e r ti f ~ t h a t e a r n e d i n c o m e f r o m o u t s i d e e m p l o y m e n t a n d h o n o r a r i a a n d t h e a c c e p t a n c e o f g i f t s w h i c h h a v e be e n r e p o r t e d a r e i nc o m p l i a n c e w i t h t h e p r o v i s i o n s o f 5 U . S . C . a p p . 5 0 1 e t . s e q ., 5 U . S . C . 7 3 5 3 , a n d J u d i c i a l C o n f e r e n c e r e g n l a t io n s .

S i g n :

N O T E : A N Y I N D I V I D U A L W H O K N O W I N G L Y A N D W I L F U L L Y F A I 2 ) C I V I LA N D C R I M I NA L S A N C T I O N S ( 5 U . S .C . a p p . 1 0 4 )

FILING INSTRUCTIONSM a i l si g n e d o r i g i n a l a n d 3 a d d i t io n a l c o p i e s to :

C o m m i tt e e o n Fi n a n c i a l D i s c lo s u r eA d m i n i s tr a t i ve O f f ic e o f t h e U n i t e d S t a te s C o u r t sS u i t e 2 - 3 0 1O n e C o l u m b u s C f i - c le , N .E .W a s h i n g t o n , D . C . 2 0 5 4 4

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Jay A Garcia-Gregory Financial Disclosure Report for 2009