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Lingala Naveen Kumar,
H-no 2-1-340, New Nallakunta,
Hyderabad, AP-500044
: +91-964-085-3076
Email :[email protected]
Objective
Aspiring for a challenging career in the field of Financial management and exhibit my caliber for the growth and development of the organization and self through Sincerity, Creativity, Patience & Hard work.
Professional Snapshot
• Cognizant Technology Solution (UBS Account) : Jun’11 – Jun’14
• Senior process Executive
• For Compliance Team(Regulatory and HR related)
• Management Information reports – Preparing of PPT presentations using data
available in data base (in excel format) for the better understanding of Compliance
business for APAC Compliance Head
• Licensing and Registration – Reviewing the prescribed forms filled by new hires and
internal transfers for procuring the FSA (UK, Regulator) license for advising the
clients for investment decisions. Extracting HRI reports for Singapore region to
identify and inform client for new joiners, location, cost centre and leavers
• External Directorship and positions – To monitor UBS employee’s outside business
activities and check for any conflicts of interest exists between employee’s role at
UBS and his outside business activities and prepare the analysis using internal and
external sources along with certain conditions to protect UBS from any
reputational, legal, regulatory or compliance risk
• Bluesheets – Monitoring the trading activities of UBS clients for the Regulators like
SEC, FINRA, NYSE and CBOE
• Personal Account Dealing – Monitoring, analyzing and reviewing the trades
executed by UBS employees are as per the companies policies and procedures
• Transition – Was a part of Transition in following activities and writing of SOP’s for
further reference with client approval
• Management information reports
• GTPS and AOL Web editor Application
Regions Covered: Americas, London, Hong Kong and Singapore
Highlights
• Executed projects under Mutual Funds• Undergone Training on Financial Analysis• Preparatory Knowledge of Core Concepts• Proficient computer Skills• Good inter personal skills and humanistic attitude
Personal Traits
• Hardworking• Optimistic• Good communication• Ability to work in a group• Adaptive to diverse working environment
Academic Credentials
Master in Business management Department of business ManagementOsmania University
2009-2011.
Bachelor of commerceOsmania University
Govt Degree college. 2006-2009.
Intermediate (12th) Srivani Junior college (Zaheerabad)
2004-2006.
SSC(10th) Sri Venkateshwara High School
2004. IT Skill set
• Operating System : Windows 98/2000/XP/7 • Packages : MS Office, Conversant with Internet
Project Undertaken
Topic : A STUDY ON “Mutual Funds”
Area : Financial Markets
Topic : Comparitive analysis of Mutual Funds in Ulips
Area : Mutual Fund Investments
Area of Interest
• Personal Account Dealings, Trades Monitoring, Insider Trading, Market Manipulations.
Industrial Exposure
Have done one Internship on Mutual Fund Investment.
Personal Dossier
Name : Lingala Naveen KumarDate of Birth : 18-05-1989Father’s Name : Lingala Anand BabuSex : MaleMarital Status : Single
Languages Known :English, Hindi, Telugu &Kannada
Nationality : Indian
Permanent Address : #2-1-340, New Nallakunta
Hyderabad, AP-500044
MOTTO IN LIFE
"Learn from your past, plan your future and enjoy your present"
I, Lingala Naveen kumar do hereby declare that the above given information are true to the best of my knowledge.
Place: kuala lumpur L.Naveen Kumar.Date: