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Analytical Treatment of Single and Multibunch
Emittance Growths in Linear Colliders
Jie GAO
LAL, Orsay, France
LC99, Oct 21-26, 1999
INFN, Frascati, Italy
1
LC99, Oct. 21 - 26, 1999, Italy J. Gao, LAL, Orsay, France
Contents
� Introduction� Single bunch emittance growth
� Multi Bunch emittance growth
� Conclusions
2
LC99, Oct. 21 - 26, 1999, Italy J. Gao, LAL, Orsay, France
Introduction
To achieve the required luminosity in a future e+e� linear collider one
has to produce two colliding beams at the interaction point (IP) with
extremely small transverse beam dimensions. According to the linear
collider design principles described in ref. 1, the normalized beam
emittance in the vertical plane (the normalized beam emittance in the
horizontal plane is larger) at IP can be expressed as:
�y =n4 re
374��B�4
(1)
where is the normalized beam energy, re = 2:82 � 10�15 m is the
classical electron radius, � = 1=137 is the �ne structure constant, ��B is
the maximum tolerable beamstrahlung energy spread, and n is the mean
number of beamstrahlung photons per electron at IP. Taking ��B = 0:03
and n = 1, one �nds �y = 8:86� 10�8mrad.
3
LC99, Oct. 21 - 26, 1999, Italy J. Gao, LAL, Orsay, France
Single bunch emittance growth
1 Equation of transverse motion: Langevin equation
The di�erential equation of the transverse motion of a bunch with zero
transverse dimension is given as:
d2y(s; z)
ds2+
1
(s; z)
d (s; z)
ds
dy(s; z)
ds+ k(s; z)2y(s; z)
=1
m0c2 (s)e2Ne
Z1
z�(z0)W?(s; z
0 � z)y(s; z0)dz0 (2)
where k(s; z) is the instantaneous betatron wave number at position
s, z denotes the particle longitudinal position inside the bunch, andR1�1
�(z0)dz0 = 1.
Now we rewrite eq. 2 as follows:
d2y(s; z)
ds2+ �
dy(s; z)
ds+ k(s; z)2y(s; z) = � (3)
where � = (0)G (s;z)
, G = eEzm0c
2 (0), Ez is the e�ective accelerating gradient in
the linac, � = e2NeW?(s;z)y(s;0)
m0c2 (s;z)
, W?(s; z) =R1z �(z0)W?(s; z
0 � z)dz0, and
y(s; 0) is the deviation of the bunch head with respect to accelerating
structures center.
To make an analogy between the movement of the transverse motion
of an electron and that of a molecule, we de�ne P = e2NeW?(s;z)lsm0c
2 (s;z), and
regard y(s; 0)P as the particle's "velocity" random increment (�dyds)
over the distance ls, where ls is the accelerating structure length. What
4
LC99, Oct. 21 - 26, 1999, Italy J. Gao, LAL, Orsay, France
we are interested is to assume that the random accelerating structure
misalignment error follows Gaussian distribution:
f(y(s; 0)) =1p2��y
exp
0B@�y(s; 0)
2
2�2y
1CA (4)
and the velocity (u) distribution of the molecule follows Maxwellian
distribution:
g(u) =
vuut m
2�kTexp
0B@�mu2
2kT
1CA (5)
where m is the molecule's mass, k is the Boltzmann constant, and T is
the absolute temperature. The fact that the molecule's velocity follows
Maxwellian distribution permits us to get the distribution function for
�ls:
�(�ls) =1p4�qls
exp
0B@��2l2s
4qls
1CA (6)
where
q = �kT
m(7)
By comparing eq. 6 with eq. 4, one gets:
2�2y =4qlsP 2
(8)
orkT
m=�2yP
2
2ls�(9)
Till now one can use all the analytical solutions concerning the random
motion of a molecule governed by eq. 3 by a simple substitution described
in eq. 9. Under the condition, k2(s; z) >> �2
4(adiabatic condition),By
solving Langevin equation, one gets the asymptotical values for < y2 >,
< y02 >, and < yy0 > as s!1 approximately expressed as:
< y2 >=kT
mk2(s; z)=
�2yls
2 (s; z) (0)Gk2(s; z)
0B@e
2NeW?(z)
m0c2
1CA2
(10)
5
LC99, Oct. 21 - 26, 1999, Italy J. Gao, LAL, Orsay, France
< y02 >= k2(s; z) < y2 >=�2yls
2 (s; z) (0)G
0B@e
2NeW?(z)
m0c2
1CA2
(11)
< yy0 >= 0 (12)
Inserting eqs. 23, 11, and 12 into the de�nitions of the r.m.s. emittance
and the normalized r.m.s. emittance shown in eqs. 13 and 14:
�rms =�< y2 >< y02 > � < yy0 >2
�1=2(13)
�n;rms = (s; z)�< y2 >< y02 > � < yy0 >2
�1=2(14)
one gets
�rms =�2yls
2 (s; z) (0)Gk(s; z)
0B@e
2NeW?(z)
m0c2
1CA2
(15)
and
�n;rms =�2yls
2 (0)Gk(s; z)
0B@e
2NeW?(z)
m0c2
1CA2
(16)
The e�ects of energy dispersion within the bunch can be discussed
through (s; z), k2(s; z), and W?(z), such as BNS damping. To calculate
the emittance growth of the whole bunch one has to make an appropriate
average over the bunch, say Gaussian as assumed above, as follows:
�bunchn;rms =
R1�1
�(z0)�n;rms(z0)dz0R
1�1
�(z0)dz0(17)
To make a rough estimation one can replace �(z) by a delta function
�(z � zc), and in this case the bunch emittance can be still expressed
by eq. 16 with W?(z) replaced by W?(zc), where zc is the center of the
bunch.
2 Example
We take the single bunch emittance growth in the main linac of SBLC
for example. The short range wake�elds in the accelerating S-band
6
LC99, Oct. 21 - 26, 1999, Italy J. Gao, LAL, Orsay, France
(a) z (m)
I (A
)
(b) z (m)
I (A
)
(c) z (m)
Wz
(V/p
C/m
)
(d) z (m)
Wr
(V/p
C/m
)
0
0.05
0.1
0.15
0.2
0.25
0.3
0.35
-0.001 0 0.0010
0.05
0.1
0.15
0.2
0.25
0.3
0.35
-0.001 0 0.001
-140
-120
-100
-80
-60
-40
-20
0
-0.001 0 0.0010
2.5
5
7.5
10
12.5
15
17.5
20
22.5
-0.001 0 0.001
Figure 1: The short range wake�elds of SBLC type structure with �z = 300 �m, and the beam iris a = 0:0133 m. (a)and (b) are the bunch current distributions. (c) is monopole the longitudinal wake�eld. (d) is the dipole transversewake�eld at r = a.
structures are obtained by using the analytical formulae and shown
in Fig. 1. In the main linac the beam is injected at 3 GeV and
accelerated to 250 GeV with an accelerating gradient of 17 MV/m. The
accelerating structure length ls =6 m, the average beta function �(s) is
about 70 m (k(s; z) = 1�(s)
for smooth focusing), the bunch population
Ne = 1:1� 1010, the bunch length �z = 300 �m, and and corresponding
dipole mode short range wake�eld W?(zc) = 338 V/pC/m2. Inserting
these parameters into eq. 16, one �nds �n;rms = 8:66� �2z . If accelerating
structure misalignment error �y = 100 �m, one gets a normalized
emittance growth of 8.66�10�8 mrad, i.e., 35% increase compared with
the designed normalized emittance of 2:5� 10�7 mrad.
7
LC99, Oct. 21 - 26, 1999, Italy J. Gao, LAL, Orsay, France
MultiBunch emittance growth
Physically, the multibunch emittance growth is quite similar to that of
the single bunch case. Now, let's �rst look at the di�erential equation
which govern the transverse motions of the bunch train:
d
ds
0@ n(s)dyn
ds
1A + n(s)k
2nyn =
e2Ne
m0c2
n�1Xi=1
WT ((n� i)sb) yi (18)
where the subscript n denotes the bunch number, sb is the distance
between two adjacent bunches, Ne is the particle number in each bunch,
WT (s) is the long range wake�eld produced by each point like bunch
at distance of s. Clearly, the behaviour of the ith bunch su�ers from
in uences coming from all the bunches before it, and we will treat one
bunch after another in an iterative way. First of all, we discuss about the
long range wake�elds. Due to the decoherence e�ect in the long range
wake�eld only the �rst dipole mode will be considered. For a constant
impedance structure as shown in Fig. 2, one has:
WT;1(s) =2ck1!1a2
sin(!1
s
c) exp
0@� !1
2Q1
sc
!1A exp0B@�!
21�
2z
2c2
1CA (19)
where �z is the rms bunch length (�z is used to calculate the transverse
wake potential, and the point charge assumption is still valid), !1 and
Q1 are the angular frequency and the loaded quality factor of the dipole
mode, respectively. The loss factor k1 in eq. 23 can be calculated
analytically as:
k1 =hJ2
1
�u11Ra�
�0�DR2J22 (u11)
S(x1)2 (20)
S(x) =sin x
x(21)
8
LC99, Oct. 21 - 26, 1999, Italy J. Gao, LAL, Orsay, France
x1 =hu11
2R(22)
where R is the cavity radius, a is the iris radius, h is the cavity hight as
shown in Fig. 2, and u11 = 3:832 is the �rst root of the �rst order Bessel
function. To reduce the long range wake�eld one can detune and damp
the concerned dipole mode. The resultant long range wake�eld of the
detuned and damped structure (DDS) can be expressed as:
WT;DDS(s) =1
Nc
NcXi=1
2ck1;i!1;ia
2i
sin(!1;i
s
c) exp
0B@� !1;i
2Q1;i
sc
!1CA exp0B@�!
21;i�
2z
2c2
1CA
(23)
where Nc is the number of the cavities in the structure. When Nc is
very large one can use following formulae to describe ideal uniform and
Gaussian detuning structures:
1) Uniform detuning:
WT;1;U = 2 < K > sin
0@2� < f1 > s
c
1A sin(�s�f1=c)
(�s�f1=c)exp
0@�� < f1 > s
< Q >1 c
1A
(24)
2) Gaussian detuning:
WT;1;G = 2 < K > sin
0@2� < f > s
c
1A e�2(��fs=c)2 exp
0@�� < f > s
< Q >1 c
1A(25)
where K =ck1;i!1;ia
2i, f1 =
!12�, �f1 is full range the synchronous frequency
spread due to the detuning e�ect, �f is the rms width in Gaussian
frequency distribution.
Once the long range wake�eld is known one can use eq. ?? to estimate
< y2i > in an iterative way, and the emittance of the whole bunch can
be calculated accordingly as we will show later. For example, if a bunch
train is injected on axis (yn = 0) into the main linac of a linear collider
with structure rms misalignment �y, at the end of the linac one has:
< y21 >= 0 (26)
9
LC99, Oct. 21 - 26, 1999, Italy J. Gao, LAL, Orsay, France
h
2a 2R
D
Figure 2: A disk-loaded accelerating structure.
< y22 >=(s(�2y +
<y21>
2)e2NejWT (sb)j)2(sb)ls
2 (s) (0)Gk2n(s)(m0c2)2(27)
< y23 >=
0@s(�2y +
<y21>
2)e2NejWT (2sb)j +
s(�2y +
<y22>
2)e2NejWT (sb)j
1A2 ls
2 (s) (0)Gk2n(s)(m0c2)2
(28)
and in a general way, one has:
< y2i >=
�Pi�1j=1
r(�2y +
12< y2j >)e
2NejWT ((i� j)sb)j�2ls
2 (s) (0)Gk2n(s)(m0c2)2(29)
Finally, one can use the following formula to estimate the projected
emittance of the bunch train:
�trainn;rms = (s)k(s)
Nb
NbXi=1
< y2i > (30)
where k(s) = kn(s) (since the bunch to bunch energy spread has been
ignored), and k(s) is the average over the linac.
3 Comparison with numerical simulation results
In this section we apply the analytical formulae established in section
3 to SBLC, TESLA and NLC linear collider projects where enormous
numerical simulations have been done. The machine parameters are
given in Tables 1 to 4 which have been used in the analytical calculation
in this paper. Firstly, we look at SBLC. Fig. 3 shows the \kick factor"
10
LC99, Oct. 21 - 26, 1999, Italy J. Gao, LAL, Orsay, France
K de�ned in eqs. 24 and 25 vs the dipole mode frequency. Fig. 4(a)
gives the long range transverse wake�eld produced by the �rst bunch
at the locations where �nd the succeeding bunches, while Fig. 4(b)
illustrates the square of the rms deviation of each bunch at the end
of the linac with the dipole loaded quality factor Q1 = 2000. The
corresponding results for Q1 = 10000 is shown in Fig. 5. The normalized
emittance growths compared with the design value at the interaction
point (�design;IPn;rms = 2:5 � 10�7 mrad) are 32% and 388% corresponding
to the two cases, respectively as shown in Table 4, which agree well
with the numerical results. To demonstrate the necessity of detuning
cavities we show the violent bunch train blow up if constant impedance
structures are used in spite of Q1 being loaded to 2000 as shown in Fig.
6. Secondly, TESLA (the version appeared in ref. 7) is investigated.
From Fig. 7 one agrees that it is a no detuning case. From the results
shown in Fig. 8 and Table 4 one �nds that taking structure misalignment
error �y = 500�m and Q1 = 7000 one gets an normalized emittance
growth of 24% which is a very reasonable result compared what has
been found numerically in ref. 7. Thirdly, we look at NLC X-band main
linac. To facilitate the exercise we assume the detuning is e�ectuated
as shown in Fig. 9 (in reality, NLC uses Gaussian detuning). Fig. 10
shows the analytical results with �y = 15�m and Q1 = 1000. From Table
4 one �nds a normalized emittance growth of 21%. Then, we examine
NLC S-band prelinac. Assuming that the detuning of the dipole mode is
shown in Fig. 11, one gets the multibunch transverse behaviour and the
normalized emittance growth in Fig. 12 and Table 4. Finally, in Figs. 13
and 14 we give more information about the emittance growth vs Q1 in
NLC X-band and S-band linacs.
11
LC99, Oct. 21 - 26, 1999, Italy J. Gao, LAL, Orsay, France
Y’
Y
Summary
Single bunch:
�n;rms =�2yls
2 (0)Gk(s; z)
0B@e
2NeW?(z)
m0c2
1CA2
(31)
�bunchn;rms =
R1�1
�(z0)�n;rms(z0)dz0R
1�1
�(z0)dz0(32)
Multibunch:
< y2i >=
�Pi�1j=1
r(�2y +
12< y2j >)e
2NejWT ((i� j)sb)j�2ls
2 (s) (0)Gk2n(s)(m0c2)2(33)
�trainn;rms = (s)k(s)
Nb
NbXi=1
< y2i > (34)
12
LC99, Oct. 21 - 26, 1999, Italy J. Gao, LAL, Orsay, France
Conclusions
The single and multibunch emittance growths in the linacs of linear
colliders have been treated in analogy to the Brownian motions of
molecules. Analytical formulae for the emittance growth due to
accelerating structure mislaignements are established and compared with
the numerical simulation results. These formulae serve as powerful tools
parallel to the numerical ones in the optimal design of linear colliders.
13
LC99, Oct. 21 - 26, 1999, Italy J. Gao, LAL, Orsay, France
Machine ls (m) Nc f1 (GHz) a (m) D (m) h (m) R (m)
SBLC 6 180 4.2-4.55 0.015-0.01 0.035 0.0292 0.041
TESLA 1 9 1.7 0.035 0.115 0.0974 0.095
NLC X-band 1.8 206 15-16 0.0059-0.00414 0.00875 0.0073 0.011
NLC S-band 4 114 4.2-4.55 0.015-0.01 0.035 0.0292 0.041
Table 1: The machine parameters I.
Machine Ne (�1010) sb (m) Ez (MV/m) �z(�m) Nb Q1
SBLC 1.1 1.8 17 300 333 2000,10000
TESLA 3.63 212 25 700 1136 7000
NLC X-band 1.1 0.84 50 145 95 1000
NLC S-band 1.1 0.84 17 500 95 10000
Table 2: The machine parameters II.
14
LC99, Oct. 21 - 26, 1999, Italy J. Gao, LAL, Orsay, France
Machine (0) (GeV/MeV) (GeV/MeV) k(s) (1/m) �y (�m)
SBLC 3/0.511 250/0.511 1/90 100
TESLA 3/0.511 250/0.511 1/90 500
NLC X-band 10/0.511 250/0.511 1/50 15
NLC S-band 20/0.511 10/0.5111 1/20 50
Table 3: The machine parameters III.
Machine �train;numeri:n;rms (mrad) �train;analy:n;rms (mrad) �IP;designn;rms (mrad)
SBLC 2.3�10�8; 8:8� 10�7 8.�10�8; 9:7� 10�7 2.5�10�7
TESLA �2.5�10�8 5.9�10�8 2.5�10�7
NLC X-band - 3�10�8 1.4�10�7
NLC S-band - 1.2�10�8 1.4�10�7
Table 4: The normalized train emittance growth.
15
f (Hz)
Ki (
V/C
/m**
2)
0
200
400
600
800
1000
1200
1400
x 1012
4000 4100 4200 4300 4400 4500 4600 4700 4800 4900x 10
6
Figure 3: The Ki vs dipole mode frequency (SBLC).
(a) Number of bunch
Wt (
V/C
/m**
2)
(b) Number of bunch
yi**
2 (m
**2)
-6000
-4000
-2000
0
2000
4000
6000
8000
x 1010
50 100 150 200 250 300
0
0.02
0.04
0.06
0.08
0.1
0.12
0.14
0.16
x 10-10
50 100 150 200 250 300
Figure 4: (a) the long range dipole mode wake�eld vs the number of bunch. (b) the y2i at the end of linac vs thenumber of bunch (SBLC, Q1 = 2000, �y = 100�m).
16
(a) Number of bunch
Wt (
V/C
/m**
2)
(b) Number of bunch
yi**
2 (m
**2)
-2000
-1500
-1000
-500
0
500
1000
1500
2000
x 1011
50 100 150 200 250 300
0
0.05
0.1
0.15
0.2
0.25
0.3
x 10-9
50 100 150 200 250 300
Figure 5: (a) the long range dipole mode wake�eld vs the number of bunch. (b) the y2i at the end of linac vs thenumber of bunch (SBLC, Q1 = 10000, �y = 100�m).
17
(a) Number of bunch
Wt (
V/C
/m**
2)
(b) Number of bunch
yi**
2 (m
**2)
-1000
-500
0
500
1000
1500
x 1012
50 100 150 200 250 300
0
500
1000
1500
2000
2500
x 10 5
50 100 150 200 250 300
Figure 6: (a) the long range dipole mode wake�eld vs the number of bunch. (b) the y2i at the end of linac vs thenumber of bunch (SBLC no detuning, Q1 = 2000, �y = 100�m).
LC99, Oct. 21 - 26, 1999, Italy J. Gao, LAL, Orsay, France
18
f1 (Hz)
Ki (
V/C
/m**
2)
0
500
1000
1500
2000
2500
3000
3500
4000
x 1010
1500 1550 1600 1650 1700 1750 1800 1850 1900 1950 2000x 10
6
Figure 7: The Ki vs dipole mode frequency (TESLA).
(a) Number of bunch
Wt (
V/C
/m**
2)
(b) Number of bunch
yi**
2 (m
**2)
-1000
0
1000
2000
3000
x 1010
200 400 600 800 1000
0
0.02
0.04
0.06
0.08
0.1
x 10-10
200 400 600 800 1000
Figure 8: (a) the long range dipole mode wake�eld vs the number of bunch. (b) the y2i at the end of linac vs thenumber of bunch (TESLA, Q1=7000, �y = 500�m).
19
f1 (Hz)
Ki (
V/C
/m**
2)
0
500
1000
1500
2000
2500
3000
3500
4000
4500
5000
x 1013
1200 1300 1400 1500 1600 1700 1800 1900 2000x 10
7
Figure 9: The Ki vs dipole mode frequency (NLC X-band linac).
(a) Number of bunch
Wt (
V/C
/m**
2)
(b) Number of bunch
yi**
2 (m
**2)
0
500
1000
1500
2000
2500
x 1012
10 20 30 40 50 60 70 80 90
0
0.05
0.1
0.15
0.2
0.25
0.3
x 10-11
10 20 30 40 50 60 70 80 90
Figure 10: (a) the long range dipole mode wake�eld vs the number of bunch. (b) the y2i at the end of linac vs thenumber of bunch (NLC X-band linac, Q1=1000, �y = 15�m).
20
f1 (Hz)
Ki (
V/C
/m**
2)
0
200
400
600
800
1000
1200
1400
x 1012
4000 4100 4200 4300 4400 4500 4600 4700 4800 4900x 10
6
Figure 11: The Ki vs dipole mode frequency (NLC S-band prelinac).
(a) Number of bunch
Wt (
V/C
/m**
2)
(b) Number of bunch
yi**
2 (m
**2)
-3000
-2000
-1000
0
1000
2000
3000
4000
x 1010
10 20 30 40 50 60 70 80 90
0
0.05
0.1
0.15
0.2
0.25
x 10-10
10 20 30 40 50 60 70 80 90
Figure 12: (a) the long range dipole mode wake�eld vs the number of bunch. (b) the y2i at the end of linac vs thenumber of bunch (NLC S-band prelinac, Q1=10000, �y = 50�m).
LC99, Oct. 21 - 26, 1999, Italy J. Gao, LAL, Orsay, France
21
0
5 10-8
1 10-7
1.5 10-7
2 10-7
2.5 10-7
3 10-7
0 2000 4000 6000 8000 1 104
NLC X-band linac
Nor
mal
ized
em
itta
nce
(m r
ad)
Q1
Design value
Figure 13: The normalized emittance growth vs Q1 with �y = 15�m (NLC X-band linac).
0
2 10-8
4 10-8
6 10-8
8 10-8
1 10-7
1.2 10-7
1.4 10-7
0 2000 4000 6000 8000 1 104
NLC S-band prelinac
Nor
mal
ized
em
itta
nce
(m r
ad)
Q1
Design value
Figure 14: The normalized emittance growth vs Q1 with �y = 50�m (NLC S-band linac).
LC99, Oct. 21 - 26, 1999, Italy J. Gao, LAL, Orsay, France
22