Margaret M Morrow Financial Disclosure Report for 2009

8/3/2019 Margaret M Morrow Financial Disclosure Report for 2009

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(~niral ~tis:[ri~i ~rf (galif~rrlia

July 2, 20t0

Hon. Bobby R. BatdockChairJudicial Conference of the United States ~ " ~ - ~ .Committee on Financial Disclosure ~ - ~ - ~ .One Columbus Circle, N.E.Washington, D.C. 20544 ~ _ o

Re: Amended Financial Disclosure Report - Reporting Period 2009Dear Judge Baldock:

In response to your letter of June 28, 2010, I would like to make two am endm ents tom y 2009 Financial Disclosure Report dated M ay 10, 2010.In Part VII, page 52, line 824, of my 2009 report, I inadvertently stated that I sold my

"Arch Coal Inc." holding. I did not own Arch Coal Inc. in 2009, however. I listed "ArchCoal Inc." in my 2008 report as part of "Brokerage Account #2 - Trust" on page 55, line 868.The 2008 report reflects that the stock was sold. That sale disposed of the holding in itsentirety.

In Part VII, page 26, line 391, of my 2008 report, I listed "Dolby Labs Inc." as part.... o #l"f ~ro~era~e Account - Individual Retirement Account." I inadvertently omitted DolbyLabs Inc. from my 2009 report. I owned Dolby Labs Inc. continuously, although there wereno reportable transactions in 2009.

Please let me know if you have additional questions.Very truly yours,


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[ , ~ o , 0 ] FIN A N C IA L DISC LOSU RE REPOR T R e p o r t R e q u i r e d b y t h e E t h i c sin Goverranent Act ofi9781. Person Reporting { a s nam e, f irst , middle init ia}) 2. C ourt or Organ ization 3. Da te of ReportM O R R O W , M A R G A R E T M . United States District Court,CACD 05/10/20]0

4 . T i t l e ( A r t i c l e I l i j u d g e s i n d i c a t e a c t i v e o r s e n i o r s t a t u s ; 5 a . R e p o r t T y p e { c h e c k a p p r o p r i a te t y p e ) 6 . R e p o r t i n g P e ~ i o dm a g i s t r a t e j u d g e s i n d i c a t e f u l l - o r p a r t - t i m e )United States District ludge- Active [ ] No m in a t i o n , D a t e 01/01/2909

t 2 / 3 1 / 2 0 0 95b . [] Am ended R epo r t7. C h~,mbers or O f f ice Ad dres~ 8~ O r~ the bas is o f the in form at ion conta in ed in this Report and an ymodifications pertaining thereto, it is, in my opinion, In ~:omplianceUnited States District Cour~ w i t h a p p l i c a b l e l a w s a n d r e g D l a t io a $ .255 E . Tem ple Street, S te. 770Los Angeles, Cal i forn ia 9 ~12 Reviewing Off icer D a t e

IMPORTA NT NOTES: The instruc6ons accompanying th is fo rm must be followe,t Complete all parts,checking the NONE box for each part where you have no reportable informallon. Sign on lastpage.

~ NONE ~o reportable positions_)~ NAME OF ORGANIZATION!ENTITY

I. Di~tor Ninth Circuit Histofcal S~ie~2. T~t~ BWn Ma~ ~llege - ~d of T~t~s3. T~t~ Ma yf ield Sen ior Sch~[ - Bo~d of Tmst~4. T~t~ T~t (Pro VI I , Pa ge 33, Line 508)5.

H . A G ~ E M E N T S . (Repo~ng indi~iduat onty; see pp. t4-16 of fding in,truct~n~)NONE (No reportable agreements.)

PARTIES AND TE~1 .2.3 .


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FINANCIAL DISCLOSURE REPORT [~ .... ~ , . . . . . a ~ o ~ i . g n~oraepo,P a g e 2 of 63[ M O R R O W , M A R G A R E T M .

05/ t0 /2010

I ll . N O N - I N V E S T M E N T I N C O M E .


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FINANCIAL DISCLOSURE REPORT ~ .... fP ....R e p o r t i n gI

DateofRepor tP a g e 3 o f 63 M O R R O W , M A R G A R E T M . 05/10/2010

V. GIFTS. a,,a~[] NONE (No reportable gifts.)

~ DESCRIPTION VALUE1.2 .3 .4.5.

[] NONE (No reportable liabilities.)CREDITOP~ DESCRIPTION VALU E CODE

I.2.3.4.5.


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FINANCIAL DISCLOSURE REPORT r ~ . . . ..r P . . .. . R e ~ F ~ , , g D a t e u r R ~ , o ~Page 4 of 63 M O R R O W , M A R G A R E T M . 0 5 / 1 0 / 2 0 1 0V I I . I N V E S T M E N T S a n d T R U S T S - i .... e, ratue, transactions (I,~cl~,tes those ofsrouse and ~tel~enclent chilaren; seer~~ NONE ~o reportable income. ~sets, or tra~actio~.)

................. A. ................... ; ........... ..........~; " J ..... ; .................~; ............... ............. ............. ~ ....... r .......... ~ ........ Jj~ ] ~ - ) ~) ~) ~) ~ -~-T-~--I ....~ . . . . . I

(A-H) [ urine) 0-P) C~e 3 ~ ~em~hon) (J-P) (A-~ ( i f p r i v a t e~V~ ~mpen Amcric~ C~i~l, Pace None L TF~d -A - I~AV~g~ Win&or II Fund - I~ A Dividend J T3 . Wells F~go B~k - IRA A lntcr~t Dis~bu~d 0 7 / 0 7 1 0 9 J A4 . BROKB~GE ACCOST ~1 - F Int./Div. PI TI~ D IV ID UAL R E T IR E ME NT ACCOUNT5 . - C ~ h e qu iv a le n t - M or g ~ S ~l cy

7. - Sanofi-Avcnfis ADR - common s~k ~ld 03~0/098. - ~e ~k of New York Mellon Sold 03 / 20 /~ JCo~tion - common stock (p~)

1 0 . - Cisco Systems Inc . - com m on stockI 1 . - Exxon Mobil Co~tlou - comm on s t~k12. - General Electric Comfy - common st~k Buy 03/16/09(addl)1 3 . Sold 03 / 20 /~(P~)1 4. - JP Mo rg an C h~ e & Co m pm ~ y - c omm o n Sold t 3 / 2 0 / 0 9 Js t o c ~ ~m )1 5. - Microso~ Co~oratton - comm on st~k Sold 02/05/09 J(~)1 6. - ~ a lc o m m l n c . - c om m o n s t~ k

1 7 . - Roya l Dutch Shell PLC AD R - comm on Sold 0 3 / R 0 / 0 9stuck (p~)


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FINANCIAL DISCLOSURE REPORT [Page 5 of 63 os/io/2o~o

~ NONE ~o reportable income, ~sets, or traditions0

Pla~"~)"a~ ....h~t /A .... t T~(e.g., / Value ~ Value T~(e.g., I Date ]Value [Gain [ I d e n t iw o f

18 . - AT&T Inc. - common s~k Sold 03/20/09 J(p~)

20. - W~-~ S~res inc, - commo~ ~t~k Buy ~ 03/06D9 J

2 ] . Sold 03/20/09 J(P~) 22. - W~ M~a~mcn~ l~c, - common st~k So~ 0~/l 8/09 J~ 2 3 . - Si~~ AG ADR - co~mon s~k Sold 03/20/0924 . - ~S AG - com~n25 . - Comc~ Co~. - common ~ock

27 . - Pr~r ~ Gambl~ - common ~l~k

30. - ~ ~s Inc. - common st~k

3~. - P~ess Ener~ I~c. - common

32 . - V~fo~ Group PLC ADR - common Sold 03/20/0933 . - CVS Caremark Co~. - common s~k

34 . - ~oger Co. - co--on st~k


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FINANCIAL DISCLOSURE REPORT ~ .... fP ....R e p o r t i n g D a t e o t r R e p Q r tPage 6 of 63 M O R R O W , M A R ~ A R E r ~ 1 . 0 5 / ~ 0 / 2 0 ~ 0

NONE ~o repo~able income, ~sets, or tra~tiom.)A. ~. c. ~ ......................... ~~ ..............D~cnp~un o f As~ ] In.me ~ng G r o ~ v a l u e a t e n d ~ T~tio~ ~ng ~ing ~d~

3 5 . - Ado~ Sys~ms Inc . - comm on stock3 6 . - B~ck Go ld Co ~ . - com m o n s t~k Sold 03/20/09 J A(~)3 7 . - C~p~ll ~up Comply - ~on s~k Sold 06 i~/09 J

3 8 . - E ] P~o C o~ . - comm on s t ~k3 9 . - G~g le I n c . - co m m o a s t~k~. - H ewl e t t P a ck ~ C o . - comm on s t ~k

4 1 . - S o u ~e m C o . - c om m o n s ~ k Sold ~ 0 3 1 2 6 / 0 9 J4 2 . - S te6cycle Inc. - com~n s t~k4 3 . - Ab~ Laboratories- com~n st~k

~. - ~eh & Dwight Co. I~. - ~mmon stock

4 5 . - C~olaCo. - common stock Sold 03~0/09 J(p~)- ~a-Cota Entities - common st~k

4 7 . - ~n V~ce T~ Mgd Div. ~. Inc. Sold 03 / 02 /~ KF~d - Clo~nd Fund4 8 . - Ef i~on LM Telephone Co. - AD R - Sold 01/30/09 ~comm on stock4 9 . - $umitom o Mi~ui F i~nc ia l Group ln~ . See note in Pa il ~111ADR - com mon slock50 . - Teva Ph ~naceu t ic a i I nd~s~ L t & A DR - ~ld 03/20/09 Jco--on s tock (p~)

5 1 . - Toxins Ins~m ents Inc . - comm on stock


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FINANCIAL DISCLOSURE REPORT r~ ....fP .....~.~,~ a~,~ otR~. [Page 7 of 63 r ~ o R R o w , .m A R C ; ,~ R ~ . r M . 0 5 / ~ 0 / ~ 0 ~ 0

NONE ~o reportable income, ~sets, or transaction.)

. (A-H) ] orint.) (J-P) / C~eJ [ ~emplion) I ( J -p) ~(A-H) ~ (ifpfivate I

5 2 . - A m ~on . eom I n c . - comm on s t cok Sold 0 3 1 2 0 ] 0 9 J A(p~)

5 ~ , -Arch~r-D~i~ls-Midland Co . - comm on Sold 0 3 /2 0 /~ ~s~k (p~).5 5 . - BB&T C o~ . - comm on s t ock

~ 5 6 . - Ca te~i~l~ Inc. - common st~k~7 . - Ch~es ~hwab Co~. - s t o c k

5 8 . - C h ~ o n C o ~ . - c o m m o n s t ~k~9. - Cos~co W~esale Co~. - co--on s~k Sold ~ 03/~/09 J6 0 . - ~ lm A i d i n g , I n c . - co m m o n s t~k6[. - Ea t on V~ce Tax Man ag~ G l oba l - Sold 03/02/09 KClosed~nd Fund6 2 . - F i ~ t So l ~ I nc . - comm on s~ck6 3 . - F~e~ McMo ran C o pper & Go ld -common s tock~. - IA~ tn te r~f i veCo ~ . - co m m o n s t~k Sold 06/05 /~ J65. - T icket~s~r Ente~inm ent , Inc. - Sold 03~5/~ J6 6 . - lnte l Co~. - com m on st~k Sold 03/20/09 J6 7 . - J~ i p~ Ne~o rks I n c . - co m m o n s l~k68. - Kohls Co~. - comm on stock


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FINANCIAL DISCLOSURE REPORT ,~ ....fP .....R e p o r t i n g DateotRepor~P a g e 8 o f 6 3 M O e m O W , M A R G A R E T M . 05110/2010V I I . I N V E S T M E N T S a n d T R U S T S - ~.co,.., ,~.e,,...~o~,io.s a,,and~, tho~ o~-,w, ....~ d e p e n d e n t child, en; ~e plx 3 4 - 6 0 of f f f lng lnstruc~ion~)] NONE (No reportable income, assets, or transactions.)

[ (QW6 9 . - Mc~o t~ I n t e~a t i o n a l i n c . - co m m o n S o l d 03/20/09 J7 0 . - M~in$~y Floating R ate Fund - M ural See ~te in P~ VIII7 1 . - Me~ l ! Ly nch ~ Co . I n c . - co m m o n s~k ~e no~e in P ~ Vll l7 2 . - B~k o [ Am er i ca - co m m o ~ s t~k ~erged OI/02/09(wi~ l ine7 3 . - Sold 03/06/097 4 . - Nichol~-App Jegate ~qui~ ~ Con~. See note i~ P~ VI I II n c o me7 5 . - Nnv~en Floa~ng R ate lncom~ F~d- Sold O3/O~ JC I o~d~nd Fund7 6 . - Nvid ia Co~ora~o~ - comm on7 7 . - ~le Co~. - common st~k Sold 1 0 1 0 6 / O 9 3 A7 8 . - P~y E~e~y Co~. - common st~k S o l d O B ~ O / 0 9 J( p a n )7 9. - Sold 0 %B0 /~ J8 0 . - PNC Fi~ial Se~ic~ Group - combo ~ld ~ 1 0 1 2 1 / 0 9 Jstock (p~)8 . - P~l m~ F l oa t i ng R a t e I ~om e F~d - ~e ~e in Pa~ VIII8 2 . - R~he Held~ng t ,~d . - A~R - eom ~nons~ck~ 3 . - R~kw et l Col l i ns I nc . - comm on sl~k8 4 . - Suntntst Banks Inc . - comm on stock8 5 . -T i me Wa rne r Inc . - comm on s t ock


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FINANCIAL DISCLOSURE REPORT N .....fP ....R e p o r t i n g D a t ~ o f R e p o r tPage 9 of 63 M O R R O W , M A R GA R E T M . 0 5 1 1 0 / 2 0 1 0

~ NONE ~ reportable income , asse~, or tra~actio~3

( A - H ) orinL) 0-P) Co de3 / ~dem p t i on )

8 6 . - US B~co~- common sl~k Sold 01/26/09 J8 7 . - W~thef lbrd Inl . Ltd . - comm on st~k

[ 8 8 . - Wells Fargo & C o . - comm on st~k Sold 0 3 ~ 2 0 / 0 989 (P~). - Broa~o m C o ~ - co m m o n s t~k Sold 03/20/09 J A

- E~ R eso u rces I n c . - co m m o n s t~k9 1 . - MEM C El ~t ron i c M at ~a l s I nc . -c o m m o n s ~ ck See note in Pa~ VIII9 2 . - S~iet Gentle ADR - co--on st~k9 3 . - A be~rom bi e & F i t ch ~ .- com m on s t ock Sold 01/14/09 J A9 4 . - ACE Limit~- common s~k ~ld 05/12/09 J9 5 . - Actifision Bli~rd Inc. - co~on st~k ~ld 07/09/09 J

~. - Aegon NV ADR - comm on st~k97 . - A f f i l i a t ed C om pu t e r Se~ ic~ I nc . -9 8 . - Ak~ai Technologi~ Inc . - comm on stock Sold 0 8 / 0 6 ~ 0 9 J A~. - Alcate I -Lucent AD S - co--on st~k1 0 0 . - Allegho~y Technolog ie~ Inc . - ~mm on Sold 0 7 / 1 6 ~ 0 9 J Astock1 0 1 . - A l le r g~ I nc . - comm on s t ~k1 0 2 . - A l ~ in a L t d . - comm on s t ock


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P a g e M O R R O W , M A R G A R E T M . 05/I 0/2010V I I . I N V E S T M E N T S a n d T R U S T S - i~co~ ,. . ,~1. . , ~ . . . . . s o . 5 ( I n c l u d e s t h o s e of ~ .... d del~ndent children; see p ~ 3 4 - 6 0 of f~g instr .c~n~)

NQNE ~ reporta ble income, assets, or ~a~actio~.)

ela~ "ix)" afl~ ~h ~t Amoum T~ (e.g., Value Value [ T~ ( g . ~t / Va ue ~ C~, lden f i~ o f( Q -W ) ~ / ~c o 0

103. -~ren Co~. - c~mon s{~k!~. - ~vko Petroleum Co~. - common Sold 03~0/09 J As~ck (pro)10 5 . - ~g l ogo l d A sh an t i L i m i l e d - comn ~n Sold 03 .~0/09 J Bs~k (p~)106 . - ~n a ly Ca p i t a l Mgm t I n c . - co m m o nstock107. - Aut~k Inc. - common s~ck

1 0 8 . - Avon Produc~ Inc . - comm on st~k

1 0 9 . - B~k of Arnica Co~. - common s~k Sold 03/06/~ [ J1 1 0 . - B~ Ba th & Bey o nd I~ . - co m ~n s to ckI l I . - B~t Buy C o . I nc . - con~on s~k1 1 2 . - Big Lo~ Inc . - comm on slock See no ~ i n P~ VI I I1 1 3 . - Biog~ Id~ Inc. - c~mon st~k ~ld 3 /2 0 /~ J A

1 1 4 . - BJ s W~l~ le C lu b - co m m o n s t~k Sold 08~7/09 J A1 1 5 . - Bl ack r~k I nc . - comm on s t ~k1 1 6 . - Bos ton Sc i e n~f i c C o~ . - com m on s t ~kI 1 7 . - Br~d~ine RealU T R S B I - ~ m m o ns~k1 1 8 . - B~df idge Fin~ci~ Solu( ions , I~ . -

1 1 9 . - CablevJs ion Systems C o~. - comm on


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FINANCIAL DISCLOSURE REPORT r~ ....f P . . . .. R e p o r . n g D , t ~ o f a e ~ o ~Page 1 1 of 63 M O ~ O W , M A R G A R E T M . 0 5 1 1 0 / 2 0 1 0

~ N O N E ~ o reportable income. ~sets, or tra~actio~.)

I

1 2 0 . - C~co Co~. - comm~ st~k

12 I . - Capful One Fin~cial - common stock Sold ~/01/~ J1 2 2 . - C~dinal H~[~ Inc. - common st~k Sold 05/19/091 2 3 . - C~iv~ Co~. - common st~k

124 . - Ce[genc Co~, - common st~k1 2 5 . - Cen~/s Elec ~ ADR - pref~

126 . - Chubb Co~. - common sl~k127 . - Cin~ Co~. - common st~k

128 . - Colonial ~opefi~s TR - com~n st~k

1 2 9 . - C om p ~ s M ~ n e~ ls I m L I n c . - c om m onst~k

1 3 0 . - Corollated ~ison Inc. - common stock

13 I . - Co~tions Co~. of America - commonst~k1 3 2 . - Covidien Ltd. - common st~k

1 3 3 . - Cr~ Res~rch Inc. - common st~k

1 3 4 . - Dai Nipppn Ptrg. Ltd. Jap~ - common Sold 03~0/09 Js t u c k (p~)135. - Daiwa House Industries Ltd. ADR -

t36. - ~11 Inc. - common stock

I I n c o m e G a i n C ~ d e s : A - $ } , C 4 W ) o r t e ~ s B = $ 1 , 0 ~ ) 1 - $ 2 , 5 0 ~ O = $ 2 . 5 0 1 - $ 5 , 0 0 0 D w $ 5 , 0 0 [ - $ 1 5 . ~ O O E = $ t 5 , 0 0 1 - $ 5 0 , 0 0 0


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" FINANCIAL DISCLOSURE REPORT N ....fP ..... R e p o r t i n g [ DateofReport- rage 12 o f 63 M O R a O W , M A R G A R E T M.I

0 5 / 1 0 / 2 0 1 0

~ NONE ~ro reportable income, assetz, or tra~actio~.)

137. - ~w~rks ~fima~on S~6 Inc. -138 . - Ebay I nc . - comm on1 3 9 . - E l e c~on i c A ~ I nc . - comm on1 4 0 . - End~ce S~c i a l~ Hld g s . L td . - co m m o nstock1 4 1 . - En t e r gy C o~ . - comm on s t ~k1 4 2 . - Exp~ i a I n c . - co m m o n s~k Sold 09 /10/09 J(P~)

1 4 3 . - F ideI i~ National F in l . Inc . - com m on ~ld 05/26/09 Jst~kI~. - F i~h ~ird B~co~ - con~m on s t~k Sold ~ 0 2 / 1 9 1 0 9 J1 4 5 . - Flour Co~. - comm on st~k1 4 6 . - Fo~t ~borator ies I nc . - com m on stock1 4 7 . - FPL G ~up I nc . - comm on s t ~k Sold I0/01/09

1 4 9 ~ - ~1 Consul t i ng I nc . - comm on st~k ~ld ~/02/~ J150. - Fujifitm H[dgs Co~. ADR- common st~ Sold 03/20/09~)1 5 I . - General Mills Inc . - com m on st~k Sold 03/26/09 J1 5 2 . - G enu i ne P~ C o . - comm on s~ck1 5 3 . - G enzymc C o~ . - comm on s t~k Sold 03;I ~09 J(Pro)

I . I n c o m e G a: n C o d c s : A =$ 1 , 0 0 0 o r l e s s B "$1,001 - $2.500 C = $ 2 , 50 1 - $ 5 , C O 0 D =$5,001 - $15,0~ E = $ [ 5 , 0 0 1 - $ 5 0 , 0 0 0


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FINANCIAL DISCLOSURE REPORT s ....fP .....R e , , o n ~ n gPage 13 of 63 M O ~ O W , M A R G A R E T M,[

0 5 / 1 0 / 2 0 1 0VII. ~VESTM EN TS and TR USTS - ~ . . . . .. .~.~. t ~ s ~ t i on s O n a u d e s ~ o n e ofs~me ~ a aem~ent c h ~ e n ; s e e p ~~ NONE ~0 reportable income, ~sets, or tra~actio~0

154. - Sold 03~09 J15 5 , - G o l d F[e I ~ L~d . A DS - comm on s~k Sold 01~0/09 J A(P~)1 5 6 . - Sold 03~0/09 J A[57. - Go ld co ~ I n c . - co m m o n s~k ~ld ~/17/09 J A1 5 8 . - Gold~n Sachs Group inc . - com m on Sol0 03/20/09 J As~k (pro )1 5 9 . - Go~y~r Ti~ & Rub~r- common

1 6 0 . - Grit Pt~ En~ Inc. - common stock1 6 1 . - H & R Bl~k - co m m o n s t~k Sold 05/14/091 6 2 . - t ta ch i j~i ~nk L~ . A DR - co m m o n s t~k1 6 3 , - H ~bro I nc . - comm on ~ock1~. - HCP Inc~om~ - common

1 6 5 . - H~ l th C~e R E IT I n c . - c~m o n s t~k1 1 6 6 . - Hc nU S c he in i n c . - c o mm o n s~ ek ~ld 06/17/09 J

1 6 7 . - He~ GlOa t Ho ~ i n g s i n c . - ~m m o n ~ld 08/07 /~ Jstock (pro)1 6 8 . - He~ Co~omtion - common ~k1 6 9 . - Hew i~ As~c i a t~ I n c . - co m m ~ s t~k1 7 0 . - H ome Dep~ i nc . - comm on s~ck Sold 03/20/09 J A~m)


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Page 14 of 63 t ~ o ~ m o w , M A R G A R E T M . 0 5 / 1 0 / 2 0 1 0

~ NONE ~o reportable income, ~se~, or ~a~tio~.)

(Q w) 1 7 I . - Hutchinsoa Telecom ln t l . L~. - comm on ~ld 1~03.~9, st~k1 7 2 . - I H S I nc . - comm on s t ~k Sold 03i20/09 J A(Pro)1 7 3 . - Imp a l a P l a t i nu m H ldg s L td . AD R - ~ld 03~0109 J A[ common s~ck

1 7 4 . - ln teg~s Energy Group Inc . - com m ons~k1 7 5 . - I n~on t ine n~t Exchang e , I nc . - comm on Sold 01/06/09stock1 7 6 . - lnel . B~iness Mach in~ Corp. - com m on Sold 03/20/09 Jst~k1 7 7 . - In t l . Flavo~ & Frag~ces- com m on s l~k1 7 8 . - iSh~es Com ex Gold Tr - com m on st~k1 7 9 . - I ~on I nc . - comm on s~k1 8 0 . - l v~h~ Mi ne s L t d . - com m on s t ~k Sold 0 3 / 0 3 / 0 9 : J A(p~)1 8 1 . - ~ld 03/20/09 J A

1 8 2 . - J . Crew Group Inc .- com m on1 8 3 . - Johnson & John~n - com~n stock1 8 4 . - Ko r~ E I~c Po w er Co rp . ADS -common s tock1 8 5 . - L-3 Comm un ica t ions Hold ings Inc . -~mmon 5I~k186. - Libe~ Global Inc. - co--on s~k1 8 7 . - L i be rt y Med i a C o~ . Se res A L i b~ En t . t 1 / 2 0 / 0 9 J See no t e i n P~ VI I I- comm on 8rock


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FINANCIAL DISCLOSURE REPORT [ N .... F" .. . . R e p o r t i n g D a t e O f R e p o r tPage 15 of 63

[ MORROW, MARGARET M. 05/10/2010

] NONE (No reportable income, assets, or tra~actio~.)

[88. ~ L ibe~y Media Sm rz Ser ies A - comm on S p ino f f I f~0 /09 J See no t e in P ~ VI I Is t o c k ( f rom l ine 187)189. - Lib~ M~ia l - common st~k Sp i no f f I t~0/09 J See no te i n Pm VI I I(~om line 187)1 9 0 . - ~e Di rec~ Group Class A - com m on Sp i n o f f ~ I I~5 / 09 J See note i n Pm Vi i is m ck (from l ine 187)191. - Li~ Media HIdg. ~piml ~fies A -

1 9 2 . - L i ~ M e d i a H i d g S R A l n ~ r - c o m m o ns~ck1 9 3 . - L ih i r Go ld L ~ . AD R - c o mm o n s t~k Sold 03/20t09 J A1 ~. - L o n m i n P L C A D R - ~ m m o n s t~ k Sold ~/03/09 J A

1 9 5 . - Low~ C om pan i e s i nc . - comm on s t~k Sold 1 0 / 2 9 / 0 91 9 6 . - M&T Bank C o~ . - comnl on1 9 7 . - Maf f i a l n t q . I nc . - comm ons t ~k1 9 8 . - M~co Co ~ . - co m m o n s t~k1 9 9 . - Ma~l I nc . - comm on s t ock2~. - McDonal~ ~. - common st~k Sold ~/IN092 0 1 . - MG M M i r age - comm on s t~k Sold 02/05/09 J2 0 2 . - Mi l l icom l n t T C e l lu l a r SA - ~mm on s t ~2 0 3 . - Mitsui Sum/tomo AD R - comm on stock

2 0 4 . ~ Monster Worldwid e Inc . - com m on s~k


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" FINANCIAL DISCLOSURE REPORT ~ ....r e . . .. . e ~ p ~ , ~ . e ~ ore~,~Page 16 of 63 M O R R O W , M A R GA R E T M . 05/10/2010

~ NONE ~o reportable income, ~se~, or tra~actio~.)

205. - Mo~ys GO~. - common s~k ~ld 1 ~/09206. - Momings~ inc. - common st~k ~Id

~ 207. - N~q OM X Group Inc. - common stock208. - Nat ional Oilwell V~o Inc. - ~mm on2 0 9 . - Ncwcresl Min in8 L~. ADR - common2 1 0 . - Nc~on l M in i ng Co~, - c~nmon s t~ Sold2] I. - ~xen Inc. - common st~ $o[d 03/20/09(P~)2 1 2 . - Nip~n Tele~ph & Tl~ne ~R - Sold 03/20/09co--on s~ck (p~)2 1 3 . - Niso~ce Inc. - comm~ stuck2 1 4 . - No51En~ Inc. - common s~k2 1 5 . - No~~ t Ut i l it i~ - common st~k Sold ~/25/~

~ " ~ 1 6 . - NYSE E~onext - common stuck2 1 7 . - Old Republic Intl, Co~. - common stock

2 1 8 . - Pall Go~o~fion - common s~k2 1 9 . - Pan~onic Co~. - common

2 2 0 . - Pe~ N at ional G~ing- com~n stock2 2 1 . - Percy ~. C. Co. - common s~k


18/64

FINANCIAL DISCLOSURE REPORT N ....f P .....R e p o r t in g D a t e o f R e p o r tPage 17 of 63 M O a a O W , M A R G A R E T M . 0 5 / 1 0 / 2 0 1 0V I I . I N V E S T M E N T S and TRUSTS - i . . . .. . . t~e , t . . .. . aon, a na,ae , ,ho,~ ol ,e . . . . a d,~t *h~,~ .;

NONE ~o repomable income, ~se~, or tra~actions.)A . - ........................................ . . . . c . . . . . . . . . . . . . . . . . . . . . . . . . . f f lD e s c r i p t i o n o f A g a r s l n ~ m e d ~ n g / G r o ~ v a l u e a t e n d T ~ n s a c ti o m d ~ n g ~ i n g~,~--~ ......... . . . 1 - . . - ~ . ~ - . - ] - . . ~~ ~ ......~--~--~


19/64

FINANCIAL DISCLOSURE REPORT N .... P e ~ n R e p o , ~ n g D ~ t ePage 18 of 63 M O R R O W , M A R G A R E T M . 0 5 1 1 0 / 2 0 1 0

VII. INVESTMENTS and TRUSTS - i .... e, ~ue, t~.~ a~,~u~ ,ho~. o/~o,~. ~ ~ ~ , , ~ ; ~ ~ .NONE ~o reportable income , ~sets, or tra~actio~.)

A . ~ . ] " D .

P l a~" ( X) ~a~e roch ~mt Amo~t] T~(e.g., [ V a l u e V a l u e T~(e.g., ]~te lVNue ~in ldenti~of

239. - Prosh~ Ul~ho~ B~ic Mat - ETF Sold 07/28/09 J240. - ~shar~ Ul~hoa Cons~er- ETF Sold 0~/09241. - ~sh~ Ul~shoa ~Q - ETF Sold 0~06/09 J242. - Prosha~ Ul~hoa lnd~als - ETF Sold 0 1 1 0 2 / 0 9 J243 . - P ro sha r~ Ul~shoa O d & G~ - ETF Sold 0~24 /09 J244 . - ~oshares Ul~ho~ R~I Es~te - ETF Sold 01/05/09 J

2 4 5 . - R a lc o ~ Ho ld i n g s - c o mm o n s t~k Sold 1 0 / 0 8 1 0 9 J2 4 6 . - R~ge R~o~ Co~. - common st~k247. - Roar Indus~ies Inc . - comm on stock248. - Row ~ C omp l i es I nc . - comm on s tock Sold 0 ~24 /09 J A249. - Royal C~b~ C~ises Ltd. - common Sold 1 2 / 1 8 / 0 9st~k250 . - Sc i e n t i f i c G ~es C o~ . - comm on s t ock Sold [01 /16/09 J2 5 I . - Se~ate Technolo~ Holding s - comm onstock252 . - Se~ Ho ld i n g Co ~ . - co m m o n s t~k253 . - Se ga S~my H old i ngs A DR - comm onst~k2 5 4 . - Sek i su i H o~e L~ A DR - comm on s t ~k255. - Sem p ~ Ener~ - co m m o n s t~k


20/64

FIN A N C IA L DISC LOS U RE REPOR T ~ .... f P .... Reporting ] D a ~ e of ReportPage 1 9 of 63 . ~ O R R O W , M A R G A R E T M.I

0 5 / 1 0 / 2 0 1 0VII. INVESTMENTS and TRU STS -i.come,~ NONE ~o reportable income, a~sets, or tra~actio~.)

Pla~ "(X)" a, ....h~et [5 ....., ]~(e,8.. ~ V,I~ ~ Val~ [ T~(,., ~ Date /V~ Gain ldA6~of

~ 256. - Seven & I Holdings Co. Ltd, - commons~ck 257. - Shise[~ Ltd Spon ADR - common stock

258. - Silver St~rd Resrources Inc, - common Sold 03/19/09 J Ast~k~ 259, - SK Telecom ~. Ltd, - common s~k

~60. - SouDwest Airlines - common st~k Sold 03/06/09 J261. - SPDR Gold TR Gold S~ - common st~k

262. - St. Jude Medi~l Inc. - common st~k263. - Sto~ Enso SP ADR S~es R - common Buy 01~8/09 Js~k (~1)2~. - Sold 09/15/~ J A265. - S~yet Eduction Inc. - common st~k Sold ~/30/~ J266. - S~or Ener~ Inc. - common st~k

267, - Swi~scom AG ADR - common st~k

269, - TDK Co~. ~R - common s~ck Sold 03/20/09 J A~)270. - Technip-Coflexip - common stock

27 I. - Te~ Energy - comm~ stock Sold ~ ~/30/~ J272. - Tele & ~la S~tems I~. - common


21/64

FINANCIAL DISCLOSURE REPORT[ N .... P e r s o n R e p o r t i n g [ Da,e of ReportPage 20 of 63 I o ow,V I I . I N V E S T M E N T S and TRUSTS -i ...., ~ , , . ~~ NONE ~o reportable income, ~sets, or Wa~actio~3.................... ~ ............................[ ~? ........ ~. ....................................................~cfiption of As~ts [ In ,m e d urin g G r~ va lue a t ca d T~n~cti~ duhng ~ing(includin g trust ~e~) ~ ~ningp~ ! ofr~o~ng

Pla~ "(X)" after ~ch ~t / A . . .. : T~ (e.g., Iexemp t ~m p r ior di~lo~ C~e I div. rent. C~ 2 ~ Met~ buy, ~ll, m~d~ C~e 2 C~ I ~yer/seller

2 7 3 . - Te le com [ ~ li a SPA - comm on s~k Sold 03 / 20 /~ J A2 7 4 . - Tyco Elec~onics Ltd . - com m on st~k

2 7 5 . - Tyco In ternat ional L~. - comm on stock2 7 6 . - U DR I nc . - comm on z t ~k2 7 7 . - U l na P e f f ol eum C o~ . - comm on s t ~k278. - U n i t ~ U t il i ti ~ G roup - com m on s~k

2 7 9 . - Un i t~h~ l~ Gro u p I n c . - co m m o n s~k280. - Ve~ex Ph~ceuticals - ~mmon st~k See note i n P~ VI I I28 I . - W a b t ~ - c om m o n s ~ k282. - W a c o a l H l d g s . ~ . A D R - c o m m o ns~k28 3 . - West e~ U n i on C o . - comm on s t ~k ~ld 07/09/09 J2 8 4 . - Weyerhaeuser Co . - com m on st~k Sold ~19/~ J285. - Xce l Ene r~ Inc . - com m on s t ~k286. - XTO En er~ I n c . - co m m o n s t~k287. - Z im m et Hld g s . I n c . - co - -o n s t~k2 8 8 . - Zions ~co~. - com~n st~k289. - L~d M~n - common stock See no t e i n P~ VI I I


22/64

FINANCIAL DISCLOSURE REPORT N ....f P ....R e p o r t i n g [ Da t e o f Rep ~ r~Page 21 of 63 ~1ov~ow,~A,o~o. I 0 ~ , , o , ~ o , o~ NONE ~ reportable income, ~sets, or ~a~actions.)

290. - Sold 05/11/09 J291 . - Su m i to m o T~ t & B~k i n g Co . - ADR - See no ~ i n P~ VI I I2 9 2 . - Time Wa~ Cable - commas st~k See no ~ i n P~ VI I I2 9 3 . - Walt D isney Co .- com m on st~k See note i n P~ VI I I2 9 4 . - S o l d ~/06/09 J2 9 5 . - A~co E~ le Min ~ L~ . - co m m o n s tock Buy 1 2 / 0 3 / 0 9 J

296. - A l l s~e Co ~o ra f i o n - co m m o n s~k Buy 03/30/09 J2 9 7 . - ~ a lo g Dev i ces - co m m o n s t~k Buy 06/08/09 J2 9 8 . - A p~h e - comm on s t ~k Buy 1 1 / 0 6 / 0 9 J

2 9 9 . - Aq~m Am ef i~ I n c . - c om mo n sW c k Buy 03 /06/09 J3~. - ~ld 06/25/09 J3 0 I . - ~ch Co a l I n c . - co m m o n s t~k Buy I 1 / 0 6 / 0 9 J3 0 2 . - Axis C~i~l Hold ings Ltd . - com m on Buy I 0 / 2 0 ~ 0 9 Jst~k303. - B~r lntq. - common st~k Buy 07/3 t/09 J3 0 4 . - B e ~g a c o m S A A D R - e ~ m o n s t~ k Buy 09/18/09 J3 0 5 . - Berksh i re Ha6aw ay B - comm on st~k Buy 03/05/09 J3 0 6 . - Sold 03 /20 /09 J


23/64

FINA N C IA L D IS C LO S UR E R EP O R T s .... f P e ~ o n a e p o , ~ [ D a t e o f a e p o , ~Pa ge 22 of 63 M O R R O W , M A R G A R E T M .[

05/10/2010

~ NONE ~o reportable income, ~se~, or tra~actions.)B. C. D

Pla~ "(X)" a~er ~ch ~t A m o u n t Tyro (e.g., V a l u e V a l u e T~ (e.g., ] D a t e ] V a lue [ G rin I d ~tf~ of( A - K ) or~t.) ( J - P ) Code3 ~emption) ~ / O - P ) (A-~ (ifpfi ....

.................... (Q~ ....................... [ ! ~[tion)3 0 7 . - C~i~ Natl. Railway Co. - co~on Buy 06/23 /09 Jst~k3 0 8 . - ~i~ P~ific ~ilway Lt~ - common Buy ~4/09 Jst~k3~. - C~efour SA ADR - common st~k Buy 09/25/09 J310. - C~er CoO. - com~n s~k Buy 03/19 /09 J3 1 I . - C h i eos F~ I nc . - comm on s~k Buy 08/27/09 J3 1 2 . - Ch im era lnves~ent Co~. - com m on stock Buy ,05/2 8/09 J3 1 3 . - Cl i f fs N~ral R~ourc~ - comm on s tock Buy 12 / 08 /~ J3 1 4 . - Clorox Co. - com m on st~k Buy I 1 / 09 / ~ J3 1 5 . - Co~t T~h. Solutions- common stoc~ Buy ~/3~ J3 1 6 . - Con~ophill ips - com m on st~k Buy ~/23/~ J

3 1 7 . - C ~ i n g I n c . - c o m m o n s t~ k Buy 07/16/~ J3 1 8 . - C~ency Sha~s Euro T~t- common Buy 02/05/09 Jst~k3 1 9 . - Buy 03/I 3 /09 J(~d~)320. - Sold 0W26/09 J3 2 I . - Sold 03/20/09 J A

(P~)322. - Sold 08/06/09 J A

3 2 3 . - C~ency Shares Japa nese Yen - comm on Buy 0 2 1 0 5 / 0 9 Jstock

I . I n c o m e G a i n C o d c s : A = $ 1 , 0 0 9 o r I c $ s B ~$1,001. $2,500 C = $ 2 , 5 0 1 - $ 5 , 0 0 0 D = $ 5 , 0 0 1 - $ 1 5 , 0 0 0 E =$15,001 - $50,0~


24/64

Page 23 of 63 M O R R O W , M A R G A R E T M . 0 5 / 1 0 / 2 0 1 0

NONE ~ro repo~able income, ~sets, or tra~actio~0

(including t~t ~e~) [ ~aing p~ [ ofre~ain8 ~ri~Pla~"(X)"afi~eha~t [~ount[ Ty~(e.g., V a l u e V a l u e Ty~(e .g . , [ ~te Value [ ~n ] ld~t iqof

324. - S o L d 07i09/09 J A325. - ~law~e Divers i f ied Inc. - ~ut~l ~d B u y 03/0~09 L326. - B u y ~/21/09 K3 2 7 . - ~von Enemy Co~. - common st~k B u y 08/05/~3 2 8 . - Oig i~l ~1~ " r~t lnc, - comm o, &st~k B u y 09/23/093 2 9 . - Di~tv Group Inc. - common st~k B u y ! 04~3/~

3 3 0 , - Sold ~tl5/093 3 1 . - O i~ o ve~ Co mm u n ic a t io n s S e t A - Buy 05f2~09 Jcomm on stock3 3 2 . - ~minion R~ou~ Inc. - common sWck Buy 02/06/09 J3 3 3 . - Sbld ~/08/093 3 4 . - ~w Chemical ~. - co~on s~k Buy 07~8/09 J3 3 5 . - Buy 08/~/09(addt)3 3 6 . - ~. Reddys ~tofies L~. - common Buy 07/02/09 Js~k3 3 7 . - ~ Ch~ical Comply - common Buy 08/I 0/~ Jstock3 3 8 . - Emb~e r Empre sa Br~ DD A DS - Buy 10~0109 J~mmon s~k339~ - Em erson Elec~ic - comm on st~k Buy 08/03/09340 . - F i de l i ~ A dv i ~r F loa t i ng R a t e - mur a l Buy 03/0~09 K


25/64

FINANCIAL DISCLOSURE REPORT [ N ....fP .....Reporti .g DateofRepor t Iag e 24 of 63 M O R R O W , M A R G A R E T M . 05/10/2010~ NONE ~o reportable income, ~sets, or tra~actions.)

(A-H) [ orint.) / (JP) I C~3 ~empfion) I [ (J-P) l(A-H) / (ifpdvat~3 4 1 . - Buy ~/2 1 /0 9 J( addt )3 4 2 . - FMC Tcc~ologies Inc. - co--on s~k Buy 09/~ 6/~ J3 4 3 . - Ford M otor Co . - com m on st~k Buy 05/13/09 J3~. - G mn e tt C ompa ny I nc . - comm on s t~k Buy I 0/0~ J3 4 5 . - G iv au d i~ S A AD R - c o mm o n s toc k Buy 03/1~ J3 ~ 6 . - Gr~ili & Co. Inc. - co--on s~k Buy l l~0/~3 4 7 . - H J H e i nz C o . - comm on s t ~k Buy [ 1 / 1 7 / 0 9 J3 4 8 . - Ha l l i b~o n Co . - co m m o n s~k Buy 05/0~09 J3 4 9 . - H~ lntl. Indus~es- common stock Buy 1 0 / 1 6 / 0 9 J3 5 0 . - HDFC ~nk L~. ~R - common st~k Buy ~/03/09 J3 5 1 . - Hu m ~ Geno m e Sc i en c~ 1~ . - co m m o n Buy 08/24!09 Js~ck

3 5 2 . - Sold 10/t6/09 J A3 5 3 . - I~a B~k Co~. - common st~k Buy ~/07/09 J3 5 4 . - Sold 06~6~9 J3 5 5 . - I c i c i B~k L td . - com m on s t ~k Buy 05/18/093 5 6 . - I nfosys T~h. Ltd. - comm on st~k Buy ~/30/093 5 7 . - l n~mat i ona l P ape r C o . - comm on s t ~k Buy ~9/09


26/64

FINANCIAL DISCLOSURE REPORTM O R R O W , M A R G A R E T M .a g e 2 5 o f 63

]0 5 / 1 0 / 2 0 1 0

VII. I N V E S T M E N T S a n d T R U S T S - i .~o~.~, ~z~., , . .. . t~.~ a~a,.u~ ,~o~ o s ~o,~ ~ d~, ~,,~; ,~ ~ ~4-~NONE ~o reportable income, ~sets, or tramaction.)

~la--"(X)~aaer~t A~unt~ Ty~(e.g.,~ Value V a l u e Ty~(e.g . , Date Value [ Gainexemp~ from p for d ie ld r in Code! d i v . , r e n t , C~2 Meth~ b u y ~ 1 1 . ImmZd~ I C~e 2 [c~e~ I buy=/~ er( A - H ) o r i n t . ) m "(J-P) C ~ e 3 ~ pt~on) ~ [ (J-P) ~(A-H) I 0fpnva te3 58 . - ITC Ho ld i n g s - com m o n s~k Buy 03~7/~ J3 5 9 . - ~ Mo rg~ Ch~e BK N A C o lum b~ Oh io Buy 1 0 1 1 5 / 0 9 LDf lA L i n k ed C D360. - ~O Co~. - common sl~k Buy ~/I 7/09 J361 . - K ~nde r Moran Mgm t . LLC - comm on Buy 0 2 / 2 0 1 0 9 Js~k 362. - Sotd ~111 /09 J A3 6 3 . - Ki~oss Gold C o~, - comm on s~k Buy 07/07/~ J

3 6 4 . - Lord Ab~ Floaling Rate - mu~ ~nd Buy 03/0~ K3 6 5 . - Buy ~ 1/09 J3~. - Manage~ Bond F~d - mull ~d Buy 0 3 /0 2 /~ L3 6 7 . - Buy ~ 1/09 K( a~~)3 6 8 . - Minion Oil Co. - co~on s~k Buy ~5/09 J

3 6 9 . - M~ket Vec~rs Gold M ine~ - comm on Buy 0~1 ~09st~k3 7 0 . - M~o~ lntl. Inc. - common s~k Buy 03/18/09 J3 7 I . - Merck & C o . - comm on s t ~k Buy 08/05/09 J3 7 2 . - Me t l if e I nc . - c nm m on s t ~k ~uy 0 6 / 1 9 1 0 9 J3 7 3 . - MFA F i~nc~ l I n c . - co m m ~ s t~k Buy I 1/I 81~ J374. - Microchip Technology I~ . - comm on Buy 08~6/~ Js t o c k


27/64

FI N h d~ C I A LD ISCLOSURER EPOR T[ M O R R O W , ~ A R ~ A R ~ r M .Page 26 of 63 o 5 / i 0 1 ~ o ~ 0

~ NONE ~o reportable income, ~sets, or tra~actio~0

3 7 5 . - Morgan S~n l ~ - com m on s t~k Buy ~/03109 J3 7 6 . - Mo~ic Comply (~) - co--on st~k Buy I 1~7/09 J3 7 7 . - National Fuel G~ Co . - com m on stock Buy 02 /1 9 /09378. - N ew Y o rk C o m m ~ i W B ~ c om p I n c . - Buy 1~02/09comm on stock3 7 9 . - N i n t~do C o . L t d . A DR - comm on s t ~k Buy 0 8 /0 3 /~ J3 8 0 . - N o ki a C o ~ . A D R - c o m m o n s ~ k Buy 0 1 /30 /~ J

3 8 1 . - Novas AG ADR - co~on s~k Buy 02/17/09 J382. - Nucor Co~. - comm on stock Buy 02/17/09 J383. - ~c i d en~! Pe f foleum Co ~ . - co m m o n Buy 10/1~09 ~3 8 4 . - O ld Dom in ion Freigh t Line - comm on Buy 07/0~09 , Jst~k385. - ~ld 1 2 1 0 2 / 0 9 : J3 8 6 . - O l d N a t i o n a l ~ c o~ I n d . - ~ m m o n Buy ~/03 /09s~ckk387. - Sold 06t~5/09 J388. - Om n ic o m Gr o u p - c o mm o n s t~ k Buy 05113 /~ J3 8 9 . - ~cn s Co m i n g I n c . - com m o n s t~k Buy 08/25/09 J3~. - P e~ on P L C S P AD R - c o mm o n s to c k Buy ~8/09 J3 9 1 . - Sold ~08/~ J A


28/64

FINANCIAL D I S C LO S U R E R E P O R T I N ....fP ..... R e p o r t i n g D a l e o f R e ~ o r ~ lP a g e 2 7 of 63[ M O R R O W , M A R G A R E T M .

05/10/2010

~ NONE ~o reportable income, ~sets, or ~a~actions.)

3 92 . - P c~go C o . - com m o n s t~k Buy 03/2~09 J3 9 3 . -394 . - Petrohawk Energy Corp . - comm on stock Buy I 1 / 1 2 / 0 9 J3 9 5 . - Sold 1 2 / 1 8 / 0 9 J A3 9 6 . - PG&E C orp . - comm on s tock Buy I 1 / 0 5 / 0 9 J3 9 7 . - Philip Morris lntl. Inc. - comm on stock Buy 01/20/09 J

3 9 8 . - Sold 04/30/09 J A3 9 9 . - Pim co Tota l Return - m utua l fund Buy 03/02/09 L4 0 0 . - Buy 01/21/09 K( a d d ~ )40 I . - Plextts Corp . - com mon s tock Buy 07/30/09 J4 0 2 . - Polo Ra lph Lauren Corp . - comm on s tock Buy 08/06/09 J403 . - Potash Corp . o f Sask. Inc . - com mon stock Buy 02/26/09 J404 . - Proshares Short Financia ls - ETF Buy 03/03/09 J405 . - Sold 04/17/09 J406. - Proshares Shor~ MSCI E AFE - ETF Buy 0 1 / 2 3 1 0 9 J407. - Sold 09/08/09 J408. - Proshares Shor t MSCI EMER - ETF Buy 03/03/09 J


29/64

FINANCIAL DISCLOSURE REPORT ~ ....f~ ....n e W ~ n g [ ~ t e o f n ~ p o r ,Page 28 of 63 ~ 4 O R R O W , M A R G A R E T M.I 0 5 / 1 0 / 2 0 t 0

VII. INVESTMENTS and TRUSTS - ~ .....~, .......~/o~ ~,,d~ ~o~ o/~..,~,~, ~.~,,; ~. ~. ~-~0 o/~ ~;~ NONE ~ reportable income, ~sets, or ~a~actio~.)....... ~. - ................~ - ~.. -- ~ ..........: ................................ . . . . . . . . . . . . . . . . . . . .

4 0 9 . - S o l d 0 7 / 0 1 / 0 9 J

410. - ~osha~ Sho~ S&P 500 - ETF Bu y ~/23/~ J

4 1 I . - S o l d 0 8 / 1 7 / 0 9 ~

4 1 2 . - ~ I t H o m ~ I n c , - c o m m o n s t ~ k Bu y 0 5 / 2 0 / 0 9 J4 1 3 . - R r g a l B r l o i t C o ~ . - c o - - o n s ~ k Bu y ~130/09 J

~ 4 1 4 . - R e g i o n s F i n a n c i a l C o ~ . - c o m m o n s t ~ k Bu y I0/0~/~ J

41 ~. - Rex~ PLC ADR - common s~k Bu y I0/28/~ J

4 1 6 . - R o h m C o . L t d . A D R - c o m m o n s t ~ k Bu y 01115/~ J4 1 7 . - R y d r x I n v e r s e 2 X S & P 5 ~ - H T F Bu y 01/15/~ J

4 [ 8 . - S o l d 03/27/~ J

419. - Sandisk Co~. - com~n st~k Bu y 0 1 / 0 7 / 0 9 J

420. - ~na Co~. - common s~k Bu y 0 2 / I I / ~ J

42 I. - Sou~wcst~ Encr~ Co, - common stock Bu y 0 6 / [ 5 / ~ J

422. - S~te S~t Co~, - common stock Bu y ~120/0~ J

4 2 3 . - S u n ~ o I n c . - c o m m o n s t ~ k Bu y 08104/~ J

424. - Ta~ Moto~ Ltd. - common s~k Bu y l I / I ~ 0 9 J

42 ~. - TCW Total Rr tu~ - mut~l ~ Bu y ~ 03i0~ 09 K


30/64

FINANCIALD I SC LOSU R ER E P O R T] MO R R O W , MAR G AR E T M. 05/ t0/20t0

ag e 2 9 o f 63

] NONE (No reportable income, assets, or ~a~actiot~.)

Place(X)"a~r~h~t Amount~ T~(e.g., I Value I Value ~ T~e(eg ~ Dae ]Val~ ~Gaiabuyeri~r

426. - B u y ~/21/~ K( addl )~ 427. - Templeton Global Bond F~d Buy 03/02/~ L

428. - Buy ~/2 1 /0 9 K(~~)429. - T~n~ Group lnc - common st~k Buy ~/25 /09 J430 . - Unit V~ Kam~n ~hen & St~ - UIT Buy 03~0/~ L431 . - Ve~n Communicatio~ - com~n s~ck Buy 05~7/~432 . - Vi~ Multi-S~tor S~ ~ond - mural Buy 0 3 / 0 2 / 0 9 L433 . - Buy ~/21/09 K( addt )434 . - W~hingtoa P~t Co. - co--on s~k Buy 01/20/09435. - Sold 0 ~ 2 4 1 ~ J A~36. - Webmd H ea l ~ C o~. - comm on s t ock Buy ~ I 1/04/~ J437. - ~irl~l Co~. - common st~k Buy 2 /17 /~ J438. - W M S I n d ~ t r ~ I n c . - c o m m o n s ~ k Buy 1 1 / 1 6 / 0 9 J439. - W o l ~ K l uw e r N V A D R - ~ m m o n s t~ k Buy 0 2 ~ 3 1 ~440. - Y~oo Inc . - comm on stock Buy 0 3 / 2 0 1 0 9 J441 . - CONOC O F UND ING CO . - Co ~ . Bond442 . - U .S . T R E AS UR Y NOT E S - SE R E - 2012 Sold 1 0 / 1 4 / 0 9 J AGov. Bond (p~)


31/64

FINANCIAL DISCLOSURE REPORT NImeofP ....ReportingPa ge 30 o f 63 M o m ~ o w , MARGARET M.]

0 5 / 1 0 F 2 0 1 0

~ NONE ~0 r~ortable income, ~zets, or tr~actio~O

( A - H ) orint.) ( ~ - P ) C~e3 ] ~mp~on) [ ( J - P ) (A-H) / (ifpf ivate

~ 3 . - A O L T I M E W A R N E R ~ C . - C o ~ . B o n d Sold 0 5 1 0 6 / 0 9 J A4 4 4 . - B ~ K O F A M E R I C A - C o ~ . B on d Sold 1 0 / 1 4 / 0 9 J A~5. - B P C ~ I T A L M A R K E T S P L C - C o ~ . Sold 10 / 1 4 /~ J A~6. - C O M C A S r C O ~ . - C o ~ . B o n d Sold 1 0 / 1 4 / 0 9 J A~7. - C~DIT SUISSE FB USA ~C. - ~. Sold 1 0 / 1 4 / 0 9 J ABond (p~)

] ~8. - FEDE~L IlOME LOAN MTG. CO~. Sold 0 3 / 25 1 ~ J AGov. Bond (~)~9. - Buy 06/~/09 J(addl)450, - ~ld ~/17/~ J A4 5 I . - F E D E ~ H O M E L O A N M T G . C O R P . - Buy ~5/09 Jnew - G ov . Bond ( addl )452. - ~ld 10/t 4/~ J A453 . - FEDE~L NA~L . MTG . ASSN. - Go v . Sold 1 0 / 1 4 / 0 9 J ABond (p~)4 5 4 . - FEDERAL NATL. MTG . ASSN. - Gov. Buy ~/25 /0 9 JBond (addq)455. - Buy 09~4 / ~ J(add 0~56. - ~d t 0/~ 4/09 ~ A457. - FEDE~L NA ~L. MTG . A SS N. - G ov , Sold 0~09/~Bond458 . - GENE~L ELECTR IC - Co ~ . Bond Sold 1 0 / 1 4 / 0 9 J A( p r o )459. -GLAXOSMITHKLINE CAPITAL - Co~. Sold t0/14t~ [ J ABond (pa~)


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FINANCIAL DISCLOSURE REPORT !~ .... fP .... Reporting [ Da teofReport ]Iage 31 of" 63 M O R R O W , M A R G A R E T M . 0 5 / 1 0 / 2 0 1 0[] NONE (No reportable income, assets, or tramactio~.)

4 6 0 . - GOLDM~ SACHS GROUP INC. - Sold 1 0 / 1 4 / 0 9 J ACo~. Bond4 6 1 . - Sold 12/09/09 J A462 . - IBM CORP. - Co~. ~nd Sold 07/08]09 J A463 . - J.P. MORGAN CHASE & CO. - Co~. Bu y 01~7/09 JBond (adff l)4~. - Sold 05/I 8/09 J A

465. - MERRILL L~CH CO. ~C. - Co~. Sold 01/15/09 J ABond466. - MORGAN STANLEY - Co~. ~nd Sold 05/28/09 J A467. - PEPSICO ~C. - Co~. Bond Sold 0 81 2 0 /0 9 J468. - ~ITED MEXICAN STATES - Gov. Sold 05/07/09 J BBond469. - U.S. ~EASURY NOTE - ~v. Bond Bu y ~/25/09 JO d d l )470. - Sold I 0/I 4/09 J A

471. - Sold 1 2 / 1 0 / 0 9 J A~)472. - U.S. TREASURY NOTE - Gov. Bond Buy 02~5/09 J(addl)473 . - Bu y 06/25/09 J( add l )474 . - Sold I ~14/09 J A(p~)475 . - U.S. TREASURY NOTE - Gov. Bond Bu y 08/20/09 J( add l )

! 476. - Sold 1 0 / 1 4 / 0 9 J A(p~)


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FINANCIAL N a m e o f P e r so n R e p o r t in g [ D a t e o f R e p o r tI SC LOSU R ER E P O R T] M O R R O W , ~ A R G A ~ T M . [ 0 5 / 1 0 ~ 0 t 0

a g e 3 2 o f 63V I I . IN V E STMENTS a n d T R U S T S - i . . .. e , r a / u e , tmnsaclions (Includes those o ] s p o u a e and dependent children; $ep p . 3 4 - 6 0 of fil i~g i~tructian&)] NONE (No reportable income, assets, or trat~actions.................... -/7 .................................~7 .......... ~.7 ..................... D .D z s c r i p 6 o n o f A s ~ t s I n c o m e d u d n g G r o s s v a l u e a t n d T r a n s a c t i o n s d u r i n g r ~ o n i n g p e r i o d( n c l u d i n g t n ~ t a s s e t s ) r ep or t in g p er io d o f r ep or tin g p er i o d

Place "(X)" a ~er each ass~t [ A m o u n ti Type(e.g., Vaue ! Valm Type(g I Date Value ! Gan Identityof x e n } p t f r o m p r i o r d i s c l o s u r e iC d e l : div.,rent, Code2 i MethOdcodc 3b u y s ~ l I m m i d d / yy C o d 2 C O d IIA - H ) or int.) (.Lp) redempt ion)477. - VERIZO N GLO BAL FUNDING C O R P . - SoM 10/14/09 1 ACorp . Bond (part)478. - W ACI tOV IA CO R P . - Co r p . Bond Sold 1 0 / 1 4 / 0 9 J A479. - W A1 . - MAR T S T OR E S - Co r p . Bond Sold 03/12/09480. - WALT DISNEY CO . - Corp . Bond Sold 04/07/09 .I A48 I. - Buy 06/24/09482. - S O l d 06/2~/09

4 8 3 . - W E L L S F AR GO & CO . - Co r p . Bo nd Sold 01t28/09 ~ A484. - WYETH - C orp . Bond Sold 1 0 ! 1 4 / 0 9 .1 A(P~)485. - XTO ENERGY INC . - Corp . Bond486. - AME R ICAN E X P R E S S - n ew - Co r p . Buy 05/28/09Bond487. - Sold 1 0 / 1 4 / 0 9 J A(P~)488 . - A T & T Inc . - new - Corp. Bond Buy 01/28/09 .l489. - Sold 1 0 / 1 4 / 0 9 J A(Pro)490 . - C | S CO S YS T E MS INC . - n~ w - Co r p . Buy 06/09/09Bond49 1 . - GOL D MAN S ACHS - n ew - Co r p . Bo nd Buy 03/2~/09492. - Sold 1 0 / 1 4 / 0 9 .l A(P~)493 . - HEWLETT PACK~ARD - new - Corp . Bny ! 0 3 / 1 2 / 0 9Bond


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FINANCIAL DISCLOSURE REPORT [ N .... P e ~ o . R e p o ~ n ~ [ D a t e o r R e p o r ~Page 33 of 63 I ~o~ow,N O N E ( N o r e po r tab l e i n c ome , ~ se t s , o r ~a~a c t i o~ . )

(A-H) ~int.)/ (J-P) C~e3] ~emption)/ - I (JP) ](A-H) I ( i f p6v a te(Q-W)494. - SoLd 10/14/09 J A

4 9 5 . - MERRILL LYNCH & CO. - new - Co~. Buy 01/29/09 JBond496. - Buy 07/08/09 J( ~ a ~ )4 9 7 . - Sold 1 0 / 1 4 1 0 9 J A498 . - RIO TINTO FINANCE - new - Cow.Bond Buy 05/07/094 9 9 . - ~ld 06/18/09 J A

5 0 0 . - TIME WARNER CABLE - new - Co~. Buy 0 5 10 610 9 JBond501. - Sold 10/14/09 J A

5 0 2 . - FED. NAiL MGT. ASSN - new - Gov. Buy 09/17/09Bond503. - Sold 10/14/09 ] J~)5~. - U.S. TREASURY NOTE - new - Gov. Bu y 1~10/09 JBond5 0 5 .

506 . Wells F~go B~ - Account A lnte~l J T507. Kadison, Pfaelzer, Wooed, Qui~ & Rossi A Interest K TInv. P~hip.508 . BROKERAGE ACCOUNT #2 - TRUST E Int~iv. PI T5 0 9 . - C~h equivalent - Morg~ S~ley

5 1 0 . - Ameren Co~. - common stock

I . I n c o m e G a i n C o d e s : A = $ 1 , 0 0 0 o r I c ~ s B = $ 1 , 0 0 1 - $ 2 , 5 0 0 C = $ 2 , 5 0 1 - $ 5 , 0 0 0 D =$ 5 , 0 ~ 1 - $ 1 5 , 0 ~ 0 E = $ 1 5 , 0 ~ 1 - $ 5 0 ,O O 0( S e e C o l u / r t t ts B I a n d D 4 ) F : $ 5 0 , 0 0 1 - $ 1 0 0 , 0 O O G - $ 1 0 (I , 0 0 1 - $ I , O O g , 0 0 ~ H I -$ 1 , 0 ~ 0, 0 0 [ - $ 5, 0 0 g, 0 0 ~ H 2 -M o r n ~ ha n $ 5, O O 0 , 0 ~2. v~lue Coda J = $ ~ 5 , 0 0 0 o r t ~ s K = $ t S , 0 0 l - $ 50 , 0 0 0 L ~ $ 5 0 . 0 0 t - $ I O O , 0 ~ 0 M = $ I O O , O O l - $ 25 0 , g0 0( S e e C o h f f ~ m s C I a n d D 3 ) N = $ 2 5 0 , 0 0 1 - $ 5 0 0 , 0 0 0 O = $ 5 0 0 . 0 0 1 - $ 1 , 0 0 0 , 0 O O P I = $ 1 , 0 ~ 0 , 0 0 1 - $ 5 , 0 0 0 , 0 0 0 P 2 = $ 5 , 0 0 0 , 0 0 1 - $ 2 5 , 0 0 0 , 0 0 0[ 3 = $ 25 . O O 0 , O O t - $5 0 , 0 0 O . O O 0 P4 =Mort: ~ $50,000,000


35/64

FINANCIAL DISCLOSURE REPORT r~ ....~ P ~ o ~ a ~ p o , ~ .g [ w~ of ReportPage 34 of 63 M O a R O W , M A R G A R E T M . I~ NO NE (No reportable incom e, ~sets, or tram~tio~s.)

(I) (2 ) [ (1) ] (2) (1) -~ (2) "--~-~3T~ (4) .........

51 I . - S a no f i - Aven f i s AD R - c o mm o n s tu c k Sold 03~0/09 J(Ore)5 1 2 . - BP P L C A D R - c om m o n s t~ k S o l d 03/20/09 J(~)5 1 3 , - E a to n Co ~ . - co m ~n s~ck514 . - E~o n Mo b i l Co ~ . - co m m o n s t~k5 1 5 . - Gene~l Electr i c I nc . - com m on st~k Buy 03/I 6/09 J( add i )516. - Sold 03/20/09 J517, - Genu i n e P~ C o . - com t~n s~ck518. - J P Morg~ Ch~e & ~. - ~m~n s~ck Sold 0 3 / 2 0 1 0 9 J(pro)519. - Pepsico Inc. - ~on st~k520, - R o y a l ~ tch She l l PLC - co ~o n s t~k Sold 03~0/09 J521 . - A T & T - c o m m o n s t~ k Sold 03~0/09 J5 2 2 . - ln~ ~paolo S.p.A. ADR - common S e e n o ~ i n P m V I I Istock5 2 3 . - Schlum berger Ltd . - co--on s~k Sold 07/29/09 J A5 2 4 . - Siem~s AG ADR - ~mmon s~k Sold 03/20/09 J(~m)525 . - U BS A G -C H F - comm on s t~k526. - WaI-Mm Stores Inc. - common st~k Sold 03~0/09 J A~m )5 2 7 , - Was te M~gem en t I n c . - com m o n s t~k Sold 05/18/09 J


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FINANCIAL DISCLOSURE REPORT i . . . .,P .....P a g e 3 5 of 63[ M O R R O W , M A R G A R E T M .

05/t0/2010

~ NONE ~o reportable income, ~sets, or tra~actio~.)

528. - LOS GATOS CALIF ~ UN BIGR $CH - Sold 10115109 J AMuai. Bond (p~)5 2 9 . - CALIF, ST. ECONOMY RECY - M~i.Bond530. - LOS ANG ELES CALIF CCD G /O ~F -5 3 1 . - LOS ANGELES CN~ CALIF MTA -Muni. Bond5 3 2 . - LOS ANGELES CN~ CALIF SAN~ - Sold 1 1 / 1 2 1 0 9 K AMuni. ~5 3 3 . - SAN D IEGO CALIF . C~TY COLL. -Muni. Bond534, - S~I VY CALIF SC]t - Mnni . ~nd535 . - GR OS S MO NT -CUYAMAC A CAL IF.CM NTY. - Muni . Bond536. - R IV E R S ID E (~ NT Y. P AL M D E S E R T C A- Muni. Bond53 7 . - UNIV P IT r E D - B-BE (new ) - Mu n i . Bo nd Buy 0 3 1 1 1 / 0 9 K538. - Sold 10/15/09 K B5 3 9 . - CA . S T . UNIV T R U S T E E S S iW R E V Buy 0 3 1 0 6 / 0 9 KSER-A (new) - Muni . Bond5 4 0 . - OREGON ST. GENL OBLIG SER-A Buy 03/06/09 K(new) - Muni . Bond5 4 I . - C A . S T . D E P T W T R R E S C E N T V L Y Buy 0 3 1 1 1 / 0 9 K(new) - Mun i . Bond5 4 2 . - CA . E D L F ACS AUT H US C (new ) - Buy I 1/17/09 KMuni . Bond5 4 3 . - Bank of New York Mellon Corp. - Sold 03/2 0/09 Jcommon stock (part)5 4 4 . - Proc ter & Gam ble - comm on stock

I , I n c o m e G a i n C o d e s : A = ~ 1 , 0 0 0 o r I c e s B = $ 1 , { ) 0 1 - $ 2 , 5 0 0 C = $ 2 . 5 0 1 - $ 5 . 0 0 0 D = $ 5 , 0 0 1 - $ I 5 , 0 0 0 E - $ 1 5 , 0 0 1 - $ 5 0 , 0 0 0


37/64

PageFINANCIAL36 of 63 DISCLOSURE REPORT M O R R O W , M A R G A R ET M.I 1 0 5 / 1 0 / 2 0 1 0

NONE ~o reportable i n c o m e , ~sets, or traditions.)

Pa~"(X)"a~er~h~ A mour ] T~(eg., Val~ ~ Vaue ~ Ty~(eg / Dae Vaue ~ Gan d~ti~of( A - H ) o r i n L ) ( J - P ) ~ C ~ e 3 ~ mp f io n ) 1 ] (J-P) (A-H) (ifpf ivat

545. - Mo~to Company - ~mmon st~k

5 4 6 . - ~air Inc. - ~mmon s~k5 4 7 . - Kraft Foods - common5 4 8 . - N i s o u r ce I o c . o c o m m o n s t o c k549. - Progress Energy Inc, - com mon s tock5 5 0 . - Teva Pharmaceutica l Inds . L td . AD R - Buy 0 3 , ; 1 6 / 0 9common stock (addl)551. - Sold 03/20/095 5 2 . - V oda fo ne Gr ou p P L C AD R - c o mm o n Sold 03/20/09stock (pa~)553. - Brandywine R ea l ty " l -rt~s t - comm on s tock5 5 4 . - CV S C a r ema r k Co r por a t io n - c o mm o nstock5 5 5 . - Kroger Co . - comm on stock5 5 6 . - UD R I n c . - c om m o n s to c k557. - Am erican Cen tury CA - High Yield Sold 0 3 / 0 2 1 0 9Municip a l Fund558. - Broadridge Financia l Solutions - comm onstock559 . - Barr ick Gold Corp . CA D - comm on stock Sold 1 0 3 / 2 0 / 0 9(part)56 0 . - Cam pbe ll S o up C o mpan y - c omm o n s to c k Sold 06/09 /095 6 1 . - Colon ia l PPTYS Trust SBI - comm onstock


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FINANCIAL DISCLOSURE REPORTI

D , te o f R e p o r tPage 37 of 63 0 5 / ~ 0 : 2 o ~ 0

~ NONE ~o reportable income, assets, or ~a~actio~.)

.... ( Q - W )..................... i ......................... ]. l ~ctioa)562. - El P~o ~rat~on - common st~ki563 C~e REIT - commo~ ~k- Health5~. - t lewlet /Packed Co. - comm on ~ock565. - Nuvcen Hig h Yield M unic ipal ~nd Fund Sold 0310~09 J566. - C ~ a C o la C o m p l y - c o m m o n s t~ k Sold 03~0/~ J567. - C o c a C o la E n m ~ d s ~ In c . - c o m m o n s t~

5 6 8 . - E r ic s on L M T e l C o A D R - c o m m ~ Sold 0t130/09 Jstock5 6 9 . - Goldm~ ~chs Gro~ Inc. - ~mmon Buy 031 1~09 Jst~k ( addl )5 7 0 . - ~ l d 0 3 ~ 0 ~ 9 J(Pro)5 7 I . - G oog l e Inc . - comm on s~k

~ 5 7 2 . - H C P I ~ . - c o m m o n s ~ c k J5 7 3 . - J~i~ Ne~or~ Inc. - common s~k5 7 4 . - Ko h l s C o ~ tio n - co m m o n s t~k575. - NYSE Eu~next - com m on stock576. - ~Icomm Inc. - common st~k Sold 03~0/09577. - S chwab C h~ l~ Co .o p t io n - co m m o nst~k578. - Sou~ ~mp~y - common st~k Sold 0 3 /26 /~ J

I . I r ~ o r n e G a i n C o d e s : A ~ $ 1 , 0 0 0 o r ] c ~ B z $ 1 , 0 0 1 - $ 2 . 5 0 0 C = $ 2 , 5 0 1 - $ 5 , 0 0 0 D = $ 5 . 0 ~ 1 1 - $ I s , 0 e 0 E $ 1 5 . 0 0 1 $ 5 0 . 0 ~ ) 0


39/64

FINANCIAL DISCLOSURE REPORT N ....fP .....R e p o r t i n g DateofReportPage 38 of 63 M o m ~ o w , M A R G A R E T M o 0 5 / 1 0 / 2 0 1 0

~ NONE ~o reportable income , ~sets, or tra~actio~.)

579. - Time W~er Inc. - ~mmon st~k Sold ~l 9/09580. -AbO r t ~bo m to f i es - co m m o n s t~k5 8 I . - A~ l i a t~ Co m pu te r Se~ i cm - co m m o n582. - Am~n.com Inc. - common st~k Sold 03~0/09[$83.Am g~ [oc . - com m o n s t~k Sold 03/2 0/09584. - An~ko Pewoleum Co,ration - Sold 03~0/09o~on stock (~)585. - ~naly C~i~l M~em~t Inc. - Sold 03/20/09c o m m o n s t~ k (p~)$86. - AON CO ~ Om0o n - c o mm o n s to c k587. -~cher -D~ ie ls M id f~d C o . - co m m o n Sold 03/~0/09stock (p~)588. - BB&T- co m m o n s t~k589. - C a b l v i s i on Sys~ms C o , ra t i on -common s~k5 9 0 . - C a t e~i l la r I n c . - co m m o n s~k5 9 1 . - C e legene C o ,o p t io n - co - -o n s t~k592 . - C h e~on C o~or a t ion - com m on s t ~k$ 9 3 . - C im ~ Co~orat ion - comm on stock

5 9 4 . - C isco Sys tems lnc . ~ com mon s lock Sold 03~0/09~)- Co v id ien L t~ - c o mm o n s t~k


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FINANCIAL DISCLOSURE REPORT N .... P e , ~ o . a c p o , ~ n g D a t ~ o f a e p o ,~Page 39 of 63 M O R R O W , .~ A R G A ~ E r M . 0 5 a 0 / 2 0 1 0VII. I N V E S T M E N T S a n d T R U S T S - ~ .... ~, .~u., t.~.~.~ a~d~ ~o~ o/ ~,~ ~

NONE ~to repo~able income, ~sets, or traditions.).......

] ~aing ~ G r o ~ v a l u e a t ~ n d(includin g t~t ~ts) of r~on ing ped~ ]Pla~ "(X)" after ~h ~t Amount T~ (~.g., V a l u e [ Val~ [ T~ (e.g.. I ~t Val ue G a~ Identiff of

.... p,f~mpriordi~lomm C~I 1, di .....,, C ~ c 2 Mc~ buy,~ll.[(A-~ [ ~im) (J-~ ~3 ~empt ion ) [ U-P) (A-H) ~ction)5 9 6 . - ~1~ A i r l i n~ I n c . - co m m o n s t~k5 9 7 . - ~nbu~ R~ourc~ Inc. - common st~k See note i n P~ VI I I5 9 8 . - ~works Anima~on Inc. - commons~k5 9 9 . - El~onic ~ - common st~k Sold 03/20/09 J~p~ )

- End u~ce S~ci a l ty H l dgs . - comm ons~k~1. - F~e~ McMo~n Cop~r & Gold - Buyeo~on st~k (addl)~2. - Genuine Co, ration - comm~ st~k Sold 03~0/09~3. - Grit P[~ns En~ Inc. - common st~k

6 0 5 . - Hertz Globa l Hold ings Inc . - comm on Sold 08/07/09 Jstock (part)6 0 6 . - Hutchison Teleom. lntL Ltd. ADR - Sold 1 2 / 0 2 / 0 9 J6 0 7 . - IAC In teract ive Corpora tion - comm on Sold 06/05/09 Jstock6 0 8 ~ - Ticketmas tc~ En terta inm en t , Inc . - SoId 03 / 25 / 09 J

6 0 9 . - In tegDs Energy Group Inc . - comm onstock6 1 0 . - Internationa l Flavors & Fragrax~c~ luc.-

6 1 1 . - Iv anhoc Mines Ltd . CAD - com mon s tock Sold 03/20/09 J A(part)6 1 2 . - Lord Abbett High Yield Muni Bond Fund Sold 03/02/09 J(part)


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FINANCIAL DISCLOSURE REPORT ] N .... Person Reporting [ Date o / R e p o r tP a g e 4 0 of 63[ MORROW, MARGARET M.0 5 / 1 0 / 2 0 1 0

V I I . IN V E S T ME N T S a n d TRUSTS - i . . . . ~ , ~ l , , e , r .... c t io n s a n d u , t ~ h o s , o f ~ , ..... d d e p e n d e n t c h i ld r e n ; s e e p p . J 4 - 6 0 o f f! l in g l n . ~ t r u c a o n ~ )NONE (No reportable income, assets, or transactions.)

D e ~ c I ~ p t i o n o f A s s e ts l x t c o m e d i n i n s Gross value at end ~ T r a n s a c t io n s d u r i n g r ~ p o ~ i n g p e r i o d( i n t r u d i n g t t ~ , ~ t a s s e t s ) r e p o t t i n g p ~ i o d o f n : p o r t i n g p e ~ o dPtace"(X)~afi3reachassct A m o u n tI Type(e.g., V a l u e V a lu e Type e,g. Date Value i Gain I den tyofe x e m p t f r o m p r * o r d i s c l o s u r e " / Code I i div. rent, C o d e 2 M e h od I b u y , s ~ I J , m l ~ d d d i v _ ] C o d e 2 [ ( o d e ]( A - H ) o r i n t . ) 0-P) C o d e 3 ~dcmption) ( J - P ) ( A - H )

.................................... i. (Q-W) . ~ . . ~ mm~ c to n )613. - Buy 09/29/09 K(addl)6! 4. - Mar te l Inc . - com m on s tock

i 6 1 5 . - MEM C Elcctron lc Materia ls Inc . -common stock Sec note in Pa zt VIll6 | 6 . - Morf i t! Lynch & Co . Inc . - com m on stock See note in Pa rt VII I617. - Microsof t Corpora t ion - comm on s tock Sold 0 2 / 0 . ~ / 0 9 J6! g. - Mil | icom In ternat ional C el |~lar - comm onstock6 1 9 . - NASDAQ OM X Group, Inc . - comm ons t ~ a c k

- Noble Energy Inc . - comm on s tock621. - O ld R epubl ic ln temat iona[ Corp . -corr~on stock622. - O rac l~ Corporat ion - comm on stock Sold 0/06/09 J A623 . - Peabody Energy Corporation - comm on Sold 03/20/09stock ( p a n )6 2 4 . - Sold 07/30/09 J625. - Pcnta ir Inc . - comm on stock Sold 1 0 . / 2 9 / 0 9 J626. - Pe~obr~Ls - comm on stock See note in Pa rt VII I6 2 7 . - Pioneer Natura l Resources Comp any - Sold 04/02/09 Jcomm on stock6 2 8 . - PNC Fiaancia I Serv lc~ Group - comm onstock629 . - Roche Hold ing Ltd . ADR - comm on stock


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Page 41 of 63 M O R R O W , M A R G ~ E T M.[

0 5 1 1 0 ~ 0 1 0VII. INVESTMENTS and TRUSTS - ~ ....~ ~lue, t ......one- (lncl~e, tho~ of ~u~ ~d de~em ch~ren; see pp. 34-60 of fd~g~ NONE (No reportable income, ~sets, or tramactiom.)

6 3 0 . - R~kwe tl Collins Inc. - common st~63 I. - Rowan C ompa n ies Inc . - comm on stock Sold 08/24/09 J6 3 2 . - Sohein (Henry) Inc . - com mon s tock Sold 06/17/09 J A633. - Sempra En ergy - comm on stock6 3 4 . - Si lver Standard R escouce .s - common s tock Sold 03/1 9 t09 J A6 3 5 . - SPD R Gold Tro.g t- ETF

6 3 6 . - Sunuust Banks Inc . - com m on stock6 3 7 . - Telephone & Data Systems Inc . - comm on Sold 0 3 , r 2 0 / 0 9 Js t o c k638. - Texas Instruments Inc . - com m on stock639. - T ime Wa rner Cable - comm on stock640. - H ercules O f fshore I n c. - com m on stock See n ote in P a rt Vlll6 4 I . - Ultra Pe~oleum C orporat ion - comm onstock6 42 . - US Banc o r p - c o mm o n s toc k Sold 1 / 2 6 / 0 9 J643. - Un ited States Cellular Corporation -comm on stock644. - Weathefford In ternat ional Ltd . - comm onstock6 4 5 . - Wells Fargo & Com pany - com m on stock646. - Xcel Energy Inc . - comm on stock


43/64

FINANCIAL DISCLOSURE REPORT s .... lP .....R e p o r t i n g Iag e 42 o f 63 M O R R O W , M A a C , A R E T ~ 1 . 0 5 / I 0 / 2 0 1 0V I I . I N V E S T M E N T S a n d T R U S T S - . . . . . .. I , ~ , transactions (Includes tho~e Of Spo .... d dependent children; ~ee pl~ 34-60 of filing instructions.)] NONE (No reportable income, assets, or transactions.)

~ ( A - H ) or ~t) ( J - P ) Code3 ~mpt ion ) ( J - P ) ( A -H ) ~ ( i f p r i v a t eI~ 7. - B~k of America Co~. - ~on st~k Sold 03/~/~ J I~8. - Soc i et e G cneml e S~n A D R - comm ons~k~9. - Abercrom bie & Fi tch Co. - com m on stock So]d 01/14/09 J A650. - A do~ Sys t em s - comm on s t ~k6 5 I . - A [ l er g~ I nc . - com m on s t ~k6 5 2 . - A ng l ogo l d A sC i i L i m i t ~ - comm on Sold 03~0/09 J As~k (p~)653 . - Avo n ~o du c~ I n c . - ~m m o n s t~k Buy 1 0 / 2 2 / 0 9 J( a d d D654. - Best Buy Co. - ~m m on stock655. - Big ~ - common st~k Sold 01/05/09 J6 5 6 . - Bo su n ~ i en t if i c C o ~ . - co m m o n s t~k657. - C ap i t o l O n e F i ~nch l ~cp . - com m on Sold ~/01/09 Js~k658. - Cen~is Elec B~ ADR - pref~ stock

659. - Co m p~ Mine~ l s ln t l . I~ . - co m m o nstock6~. - Comoli~ted ~ison I~. - common stock66 I. - Dell Inc . - comm on stock Sold 01~9/09 J6 6 2 . - Entc rgy Corp . - comm on st~k663. - Flour ~. - common s~ck

.......P 3 = S 2 5 . 0 0 0 , 0 0 1 - $ 5 0 , 0 0 ~ , 0 0 0 P 4 - M o t h ~ n $ 5 0 , 0 0 0 , 0 0 0


44/64

FINANCIAL DISCLOSURE REPORT~ o g a o w , M A R G A R E T M .age 43 o f 63 l 15/t/2~

V I I . I N V E S T M E N T S a n d T R U S T S - i,~o,,. ~1~,, , . . . . ~ o ~ (Include~ those of ~ . . . . d dependem children; s c e p p . 3 4 - 6 0 of f i l ing lns t rac t i~n~)[] NONE (No reportable income, assets, or transactions.)

I--~;i1 ---i~] . . . . . . . . . . .~ ]---~;--1 (~ i~) -I--~--I i,iP l a c e ~ { X } " a ~ r e a c h a s z ~ t A m o u m T y p e ( e . g . , V a lu e v a lu t T y p ~ ( ~ , g . I D a t e / Value ~ G,ai, I d e n t i t y o f[ (A-H) o r i n t . ) ( J - P ) C o d e 3 ~ , : d e m p t i o n ) | (J-P) i (A-tl) ( i f mva t e.... i ! [ I ( ~ - w ) 1 , t i .......

664. - Franklin Resources Inc . - com m on stock665. - Goodyea~ ~fire Rubber - comm on stock6 6 6 . - Hess Corpora t ion - com mon s tock6 6 7 . - J . Crew Group Inc . - comm on s~ock6 6 8 . - Lowes Comp an ies Inc . - comm on stock Sold 1 0 / 2 9 / 0 9 J6 6 9 . - Ma.sco Corp . - comm on stock

6 7 0 . - McDerm ott ln tT Inc . - com m on stock6 7 I . - Moodys Corp . - comm on stock Sold 1 2 / 0 9 / 0 9 J6 7 2 . - Newm ont Min ing C orp . - comm on stock Sold 03/20/09 J A( p m )6 7 3 . - Nippon Telegraph & Telephone ADS - Sold 03/20/09 Jcommon stock (part)674. - Proshares Ultra Short Basic M at. - ETF S o l d 07/28/09 J675. - Proshares Ultra.short Financia l - ETF Sold 01/06/09 J6 7 6 . - Proshares Ultrashort QQQ ETF - ET F Sold 02/06/09 J6 7 7 . - Prushares Ultrashort Real E state - ETF Sold 01/05/09 J6 7 8 . - Prusha~l~*: UI0-ashort Russell 2000 - ETF Buy 0 2 / 2 4 / 0 9 J(addl)6 7 9 . - Sold 07/23/096 8 0 . - Preshaes Ultrashort S&P50 0 - ETF Buy 01/09/09 J(addl)

I . I n c o m e G ai n C o d e s : A =$ 1 ,0 0 0 or l e ~ s B = $ 1 , 0 0 ! - $ 2 , 5 0 0 C = $ 2 . 5 0 1 - $ 5 , 0 3 0 D :$5.001 - $15,000 E = $ 1 5 ,0 0 1 - $ 5 0 .0 0 0


45/64

FINANCIAL DISCLOSURE REPORT ~ ....~ v ~ o ~ ~ e p o ~ , gPage 44 of 63 r , lO R a O W , M A R G A R E T M o 0 5 / 1 0 / 2 0 1 0VII. INVEST MENT S and TR U STS - ~.co.,., ~.., , ..... i o . . ( I n c l u d e s t h a n e ofspo .... d dependen~ chi ld ....... p p . 3 4 - 6 0 of filing inslr~cK~n~)~" NONE (No reportable incoale, assets, or transactions.)

(including trust assets) ~ reporting per iod o f reporting period

681, - Sold 03/02/09 J A682. - Sold 03/I 1/09 J A( p a r t )6 8 3 . - S o l d 0 7 ~ 2 0 / 0 9 J

6 8 4 , - P r o s h a ~ c s U | ~ a s h o r ~ O i l & G ~ - E T F S o l d 0 8 / 2 4 / 0 9 J

6 8 5 . - P r o s h a ~ s L l l t r a ~ h o r ~ M S C I E M E R - E T P S o l d 0 7 / 2 1 / 0 9 J

6 8 7 . - P r o . s h a r e s U l t m s h o ~ C o n s u m ~ - E q F(addl)BuY

0 2 r 2 4 / 0 9

6 8 8 . - S o l d 0 8 / 0 4 / ~ 9 J

! 6 8 9 . - R a n g e R e r ~ u r c e s C o r p . - c o m m o n s t o c k

6 9 0 . - S c i e n t i f i c G a m e s C o r p . - c o m m o n S o l d 0

6 9 I . - S L J u d e M e d i c a l | n o . - c o m m o n s t ~ k

6 9 2 , - W ~ , t e r n U n i o n C o . - c o m m o n s u ~ k S o l d 0 7 / 0 9 1 0 9 J

6 9 3 . - l . V e y e ~ h a e u s c t C o . - c o m m o n s ~ o ~ k S o l d 0 6 / I 8 / 0 9

6 9 4 . - X T O E n e r g y | n o . - c o m m o n s t o ~ k

6 9 5 . - Z i m m e r H o l d i n g s I n c , - c o m m o n s ~ k

6 9 6 . - Z i o n s B a n c o r p - c o m m o n s t o ~ k

6 9 7 . - A c ~ v s i o n B I i ~ z m d I n c . - c o m m o n s l o c k S o l d 0 7 / 0 9 / 0 9 J


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FINANCIAL DISCLOSURE REPORT N .....fP ....R e p o r t i n g D a t e o f R e p o r ~Page 45 of 63 M O R R O W , M A R G A R E T M . 0 5 / 1 0 / 2 0 1 0

~ NONE ~ro reportable income, ~sets, or trat~actio~0

08 , - Ace L~ . - co m m o n s tock ~td 05/12/09 J699. - Aego n NV AD R - c o mm o n s t~k700. - ~i Technologies Inc. - common st~k Sold ~ 8 / 0 6 / 0 9 J A~)701, - A I~ I - Lucen t ADS - co m m o n ao ck702. - A llegheny Technolog ies Inc , - com m on Sold 07/16/09 J Astock ( p a ~ t )703. - Alumina Ltd . - comm on stock

7 0 4 . - Autodesk Delawa re - comm on s tock7 0 5 . - Bed Bath & Beyond - comm on stock706, - Biogen [dec Inc. - common stock Sold ] 03/20/09 J A( p a n )707, - BJs Whole,sale Club - comm on stock Sold 08/27/09 J708. - Blackrock Inc . - comm on stock Sold 0 1 / 1 5 f l Y ) . I(P~)709. ~ Broadcm n Corp . - comm on stock Sold 03/20/09 .1 A(pan )7 ] 0 . - Cam ec o Co rp . - c o mm o n s to c k711. - Card in a l H~alth Inc . - comm on s tock Sold 0 5 / 1 9 1 0 9 J7 ~ 2 . - Carn ival Corp . - comm on stock713. - Chubb Corp . - comm on stock7 1 4 . - Church & Dw ight Co, Inc, - corrtmon stocl~


47/64

FIN A N C IA L DISC LOS U RE R EPORT N ....f P .....R e p o r t i n g D a t e o f R e p a r t [IP a g e 4 6 o f 6 3 M O R R O W , M A R G A R E T M . 0 5 / 1 0 / 2 0 1 0~ NONE ~o reportable income, ~sets, or tra~actions.)

( A - H ) orlnt.) ( J - P ) ~ C ~ e 3 1 ~emption) ] 0 -P ) ( A - H ) (if~ ....

7t5. - C om c~t C o~ . - comm on s t ock~ 7 1 6 . - Co w ec f i o n s Co ~ . o f ~ne~ca - ~m m o nst~k

717. - Costco W holesa le Co~. - co .non s~k Sold 02 /04/09(Pro)7 1 8 . - Sold 03/~/09 J7 1 9 . - C~ Res~rch Inc. - common st~k7 2 0 . - ~ i Ni p p n P~g . I . td . J a p~ - co m m o n s t~l Buy 03 / t 3 / ~( addI t~1. - Sold 03/20/09 J(p~)7 2 2 . - Da i w a H o~e lndus~ C o . l .t d . A DR -723. - Do lby ~ . I n c . - co m m o n s~o ck

724. - Ebay Inc . - comm on stock7~. - E~ Re~urc~ Inc. - common st~k See note i n P~ VI I I7 2 6 . - Exp~ia I n c . - conuoon st~k Sold ~]10109 J A7 2 7 . - F idelib , National F in~c ia l - com m on stoc} Sold 0 5 / 2 6 1 0 9 J7 2 8 . - Fi~ Third B~co~ - common s~k Sold 0~19 /09 J7 2 9 . - Fi~t Sol~ Inc . - comm on stock730. - Forest ~mtofies Inc. - common st~k

731. - FPL G roup I nc . - com m on s~k Sold 1 0 / 0 2 / 0 9 J A


48/64

FINANCIAL DISCLOSURE REPORT N .... fP .... Report ingPa ge 47 o f 63 MORROW, MARGAig~T M. 05/10/2010V I I . I N V E S T M E N T S a n d T R U S T S -i . . . . , , value, : .... tions (Includes those of spouse and dependent children; seepp. 34-60 of fding instruc~n.t)] NONE (No reportable income, assets, or tronsactions.)

Description of A s.~et s ] income dur ing G r o ~ . ~ v a l u e a t e n d Transact}era dur ing report ing p ~r iod(including trust assets) [ report ing per iod of reporling period

exempt from prior dlsclosur /C d e t + div .,rent, [ Code2 [ Method buy, sell + r a m / d 0 C y y / C o ~ e 2 I C o ~ t| (A-H) otint.) [ (J-P) , Co~e3 redempt ion) [ , 0 - P ) (A-H) (i f pr ivate(Q W) [ wansact ioa )

732 . - Frl Consulting Inc. - common stock Sold 04103109 J733 . - F o jiF i lm H l d g s C o r ~ . A D R - c om m on Sold 03/20/09s t o c k ( p r o )734 . - G en e r a l M i l l s I n c . - c om m on s t o c k Sold 03/26/09 J733 . - Gold Fields Ltd. ADR - common stock Sotd 01/30/09 J A736. - Sold 0 3 / 2 0 / 0 9 J A737. - G o l d C o r p I n c . - c om m on s t o c k Sold 03/I 8/09 J A

738. - Sold 061t 7 /09 J A739~ - H & R B l oc k I n c . - c om m on s t o c k Sold 05/14/~1)9 J740 . - H ac h i j tm i B an k L t d A D R - c om m on s t oc k

74 I. - Hewit l Assoc ia tes . I nc . - com mon s tock

7 4 2 . - H om e D ep o t I n c . - c om m on s t oc k Sold 0 3 / 2 0 / 0 9 J A(part)7 4 3 . - I H S I n c . - c o m m o n s t o c k S o { d 0 3 / 2 0 / 0 9 J A( p ~ t )7 4 4 . - I m p a { a P } a t i n u m H { d g s L t d . A D R - ~ }d 0 3 / 2 1 Y 0 9 J Acommon stock ( p a rt )7 4 3 . - I n t o { C o ~ . - c o m m o n s t ~ m k S o l d 0 3 / 2 0 Y 0 9 J(par,)7 46 . -|nt~cont]neo~{Exoh~ Inc.- common S o { d 011~/09 Js t o c k7 4 7 . - { n t } . B u s i n e . ~ s M ~ c h i n e ~ C o r p . - c o m m o n S o l d 0 3 / 2 0 / 0 9 J Astock (part)7 4 8 . - i S h a . r e s C o m e x G o l d T t ~ t - E T F


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FIN A N C IA L DISC LOSU RE R E PORT N ....~ ~ . .. . a ~ p o r ~ . ~ D ~ t ~ o f a e p o r ,Page 48 of 63 r ~ o a ~ o w , M A R G A R E T M . 0 5 1 1 0 / 2 0 1 0

~ NONE ~o reportable income, ~sets, or ~a~actio~..)

7 4 9 . - I~on Inc . - ~mm of i stock7 5 0 . - Johnson & Johnson - com m on s tock7 5 I . - Korea Electr ic Power C orp . ADS -c o m m o n7 5 2 . - L-3 Comm m~ica t ions Hldgs Inc . - common i753. - Liberty Globa l Inc . - com mon s tock7 5 4 . - Liberty Media C orp. Series A Liberty Ent. [ I 1/20/09 J See note in Par t VIII- comm on stock

Sp i no f f I 1 1 / 2 0 / 0 9 J See note in Pa rt VII I55 . Liberty Media Slarz SeriesA c o m m o nstock ( f rom l ine 754 )7 5 6 . - 15berry Med ia 1 - com mon s tock Sp i no f f [ I 1 / 2 0 / 0 9 J See note in Par t VIII( f rom l ine 754 )7 5 7 . - The Direc tv Group Class A - com mon S p ino f f I 1 / 2 5 / 0 9 J See note in Pa rt VII Istock (from l ine 754)7 5 8 . - l.iberty Media Hld g Seriez A tnteractivecomm on stock7 5 9 . - Liberty Media Corp. Hldg Capital Series A- common sU:,ck7 6 0 . - Lih ir GId Ltd . ADR - comm on s tock Sold 03/20/09 J A T y p o i n n a m e7 6 1 . - Lockheed Mart in Corp . - com mon s tock Sold 05/i 1 /09 J See not in P~rt VIII762. - Lon m in PLC AD R- com m on s tock Sold 04 /03 /09 J A7 6 3 . - M&T Bancorp - comm on stock

7 6 4 . - Magn a ln t l . Inc . - comm on stock7 6 5 . - McDonalds Corp. - comn~on stock Sold 3 /20/09 J


50/64

FINANCIAL DISCLOSURE REPORT ~ ....r r ....R e p o ~ . gPage 49 of 63 m o u a o w , M A R G A R E T M . 0 5 / 1 0 / 2 0 1 0

V 1I . INV E S T M E N TS and T R U S T S - i.~o=,, .~, ~ ....., a n c t u d e s t h o s e o f ~ .... d d t p e n d e n t c h ~ , e n ; se e p ~ 3 4 - ~ 0 o f fi n g m , ,, u c ~ )~ NONE ~o reportable income, ~sets, or tramactiom.)

766. - Sold 09/1~ J767. - M G M M i d g e - c m m o n s t~ k Sold 0~05/09 J768. - Mi ~u i Sum i t omo A DR - comm on s t ~k769. - M~st~ World,de Inc. - co--on st~k

7 7 0 . - Mo m in g s~r I n c . - ~m m o n s t~k Sold ~/0 3 /0 9771. - National Oilwell V~co Inc , - comm on Buy 09/21/09 Js~k (addl)772. - New c r ~ t Min i n g L td , AD R - c o mm o nst~k773 . - Nex~ I n c . - co m m o n s t~k Sold 03/20/09 J A774. - No ~z t Ut i l i ti e s - co m m o n s t~k Sold 06/25/~ J A775. - Nv i d i a C o ,op t i o n - c0m m ~ s t~k Sotd 03~0/09 J A776. - Pal l Co~o~6on - comm on7 7 7 . - P~onlc Co~. ADR - common st~k778. - Pe~ Nati ona l G am i ng - ~mm on s t ock779. - P~ney J . C . C o . - comm oa s t ~k780. - Pe~o C a na~ - comm on s t~k Sold )2 /021~ J78 t. - P~o leo B~ SA ADS - co m m o n Sold 03/20/09 J A See no~ in Pa~ VI I I7 8 2 , - Pe~oleo B~ileiro SA AD R - com m ons~k


51/64

FINANCIAL DISCLOSURE REPORTPage 5 0 of 63 ~o~ow, MARGARET M. 0 : 5 / I 0 / 2 0 1 0

~ N O N E ~ o re~rtable income, ~sets, or tra~actio~,)

.... p~f~mpriordi~lo~e C~el[ di .... ~ ~ C~e2 [ Met~_I buy,~ll, Imm~!~ C~e2 tC~el buy~/scll~

783. - Pfizer Inc. - common st~k Sold 07/~/09 J784. - Phillips V~ Heusen - common st~k Sold 01/15/09785. - Pol~s lnd~es Inc. - common s~ck Sold 0~031~ J786. - Promise Co. ADR - common st~k Sold ~tl 1/~787. - Ralo~. ttoldlng~ Inc. - common st~k Sold 03/26/09(p~)788. - Sold 10/08/09 J

789. - Roar lnd~i~ 1~. - common s~ck Sold 03~0/097~. - Royal C~bb~ C~ises Ltd. - common Sold 02tl8/09 J79 I. - S~g~e Technolo~ Hldgs. - commons~ck792. - Se~ Holding Co~. - common

793. - Se~ S~my ~oldings ADR - commonst~k794. - Sekisui House Ltd. ADR - eommofl s[~k Sold 03/20/09 J795. - Seven & I Hldgs Co. LI& ADR - common

796. - Shiseido Ltd. ADR - co~n st~k797. - SK Teleeom ~. L~. - common s~ck

798. - So~$west Airlines - common st~k Sold 03/~/09 J


52/64

FINANCIAL DISCLOSURE REPORT N ....f P . . . . a e p o ~Pag e 51 o f 6 3 M O ~ O W , M A R G A R E T M .

VII. INVEST~NTS and TRUSTS -~ ..... ~,~ .... ~o~ a~ oy,~ .... ~,~~ NONE (No reportable income, ~sets, or ~a~tions~)~ .................~ .........................~- .............. - . . . . . . . . .F ...................... D .

800. - St~ Enso ADR ~fi~ R - ~on st~k B u y 01(addl)801. - Sold ~/I 5i09 J A8 0 2 . - S~yer Education lnc: - common s~ck Sold ~30/09 J8 0 3 . - Sumitomo TR & BK Co. ADR - common8~. - Suncor Encrgy Inc. - common st~k

8~. - Targl Co~tion - ~on st~k8 0 7 . - TDK Co~. ADR - common s~k Sold 03~ 1/09 J A8 0 8 . - T=c~ip~of l~x ip - com~n siock8 0 9 . - T~co EnCrb~ - ~mmon st~k Sold ~/30/~8 1 0 . - Tel~com Italia SpA SVGS SII - co~on Sold 03~0~9 J Astock (p~)81 I . - Tyco Elec tron ics Lt$ - comm on st~k812. - Tyco lntema t i~al L~. - comm on stock8t 3. - Unit~ Util i t ies Group P LC - co- -on814. - Uni t~heal~ Group In c . - co--on st~k Sold 0 3 / 2 0 / 0 9 ~ J~m )815. - VeO ex Ph ~aceu ti c a l s - comm on s~ck816. - Wabt ~ C o~ . - comm on s t ock


53/64

FINANCIAL DISCLOSURE REPORT ~ .... fPerson Reporting DaCe of Repor~Page 52 of 63 ~ o m ~ o w , M , ~ R C A R ~ r ~ . 0 5 / 1 0 / 2 0 ~ 0

~ NONE ~o reportable income, ~sets, or tra~actions.)

exempt~omp fordi~lo~r / a,v.,~n~ ~ C~e2 [ Meth~ I buy,~ll, ~m~d~lC~2 [C~el ~ b u y e r / s e l l e r

8 1 7 . - Wacoa l H ldgs . C o~ . A DR - ~mm ons~ek8 18 . - Wal t D i sney H l dg . C o . - co - -on aock ~ld ~06/~ J8 1 9 . - Agn ico Eagle Min~ Ltd . - comm on stock Buy 12/01/~ J8 2 0 . - A]ls~te Co~orat ion - com m on ~tock Buy 0 3 / 3 & ~ J8 2 I . - ~Mog D ev i ces I nc . - com m on s t ~k Buy 06/08/09 J8 2 2 . - Apache Co~orat ion - com m on st~k Buy I 1 /031~ J8 2 3 . - A q ~ A m e f i~ I n c . - c o m m o n s t ~k Buy 0 3 / 0 & ~ J824. - Arch Coal Inc . - comm on st~k Sold 0 d 25 / 0 98 2 5 . - Axis ~pi~l Holdings L~. - comm on Buy I0 ,~0/09 Jst~k8 2 6 . - B~ter lnte~at ional I n c . - comm on st~k Buy 07/31 /09 J8 2 7 . - Bel g~om SA A D R - comm on s t~k Buy 09/18/09 J

8 2 8 . - B~shi re H a f l m w ay - comm on s t ~k Buy 03/05/098 2 9 . - Sold 03/20/~ J A830. - B l a ckr~k Sho ~- Term M~ i A - m u ra l Buy 09~9/09 K~n d8 3 I . - C ~ad i an Na ti o~l Ra i l way C o . - common Bny 06/23 /09stock8 3 2 . - C~ ad i a n P a c i f i c R a i lw ay L td . - c om mo n Buy 08/24/09stock8 3 3 . - C ~ e f o~ S A A D R - c o m m o n s t~ k Buy 0 9 /2 5 /~


54/64

FINANCIALDISC LOSU REREPORT[ M O R R O W , M A R G A R E T M .

05/10/2010a g e 5 3 o f 63

~ NONE ~o reportable income, ~sets, or tr~actions.)

( i n c l u d i n g

834. - C~er Cooo~tion - common stock Buy 03/19109 J

836, - Chime~ lnves~ent Co~tion - Buy 05/28/09 J837. - C l i f f s Na~a~ Reso~ces 1~ . - comm on Buy 12/08/~ Jst~k83 8 . - C lo rex Co . DE - ~m m o n s~ck Buy 11 / 09 /~ J8 3 9 . - Co~i~t T~h. Solut ions - comm on s tock Buy ~/30 /0 9 J8 4 0 . - C o l amb i a Sh o~-Te~ M~mi A - mu t aa l Buy ~/24/~ J~n d 841. - S 0 1 d ~/29/09 J A8 4 2 . - Conocophill ips - com m on st~k Buy 09/~3/09 J~3. - C om i ng I n c . - comm on s t~k Buy 07/1 ~ J8~. ~ C~y Shares E~o $~t - ~mmon Buy 0~05/09 Jst~k845. - Sold ~12~09~6, - Sold 03 ~01~ J(pro)~7 - ~ld 08/06/09 J848. - C~ency Shares Japa nese Yen - comm on Buy 0 2 1 0 5 / 0 9 Jstock

850 . - De l awa re Tx -F r USA I n t e~ed A - m u ra l Buy ~4]09 K


55/64

FINANCIAL DISCLOSURE REPORT[ N a m e o f P e r s o n R e p o r t i n g D a t ePage 54 of 63 M O R R O W , M A R G A R E T M . 0 5 / 1 0 / 2 0 1 0Vll. I N V E S T M E N T S a n d T R U S T S - ~ c o m e o ~., . . . . . ,~,~ a.a~z~s~o~ ~, .....

NONE ~ r~ortable income, ~sets, or tra~io~.)

ex~ptf rom pf iord i~tos~ CdelI di ..... L ~ C~e2 ~ Metb~ I buy,~ll.I ( A H ) ~ or~t.) ~ (J-P ) ~ C~e3 I ~emp~n)

851. - Buy ~/29 /0 9( addI )8 5 2 . - ~ v o n E n e r g y C o w . l io n - c o m m o n Buy 08/05/09 J8 5 3 . - Di~l R~lty T~t lne. - common st~k Buy ~3/~ J8 5 4 . - D i r e c t G ~up I nc . - com m on ss t ~k B u y ~/0 9 /0 9 J855. - ~ld ~/~5/~ J A8 5 6 . - Discove~ Com m uni~f ions Set A - Buy 05/22 /09 J8 5 7 . - Do w Chem i ca l Co . - co ~on s t~k Buy 07/28/09 J8 5 8 . - Buy 08/06/09 J( a ~ ~ )8 5 9 . - ~minion R~ou~es Inc. - comm~ s~k Buy 0 2 /0 6 /~ J8~, - Sold ~/08/~ J8 6 1 . - ~. ge~ys ~m~fies Ltd. - ~mmon Buy 0~/29/09 Js~ck8 6 2 . - DWS ln~iate T~Amt Fr A - mu~ Buy ~/24/~ Kfund863. - Buy 09/~9i09 J(addl)864. - ~tman Chemical Comply - common Buy 0 8 /10 /~ Jst~k8 6 5 . - E m b ~ e r E m p r es a B ~ D D A D S - Buy 10 / 3 0 /~8 6 6 . - gmerson ~lec~e ~ny - ~omm~n ~uy 08/0M09s~ck867. - ~V Hi Yld Mu n i I n co m e A - m u t~ fu ~ Buy ~/29t09 K


56/64

FINANCIAL DISCLOSURE REPORT N .... P e r s o , , R e p o r t i n g Dateof ReportPage 55 of 63 M O a R O W , M A R G A R E T M . 0 5 1 1 0 / 2 0 1 0

NONE ~o reportable income. ~sets, or tramactiom.)

P l ace " ( X) " aR . . ..h~t A ....~ T~(e.g., [ Va[~ [ Value ~ T~(e.g., [ ~ Val. ~ Gain Id~t i~ofI( A - H ) [ o r i n t . ) (JP) / C~c 3 [[ ~emption) [ ( J - P ) : (A-H) (if p riva te( Q -W ) wan~ctioa)

8 68. - FMC Tech no l ~i e s I nc . - com m on s t ~k Buy 09/16/09 J8 6 9 . - Ford Motor Com ply - comm on stock Buy 05/13/09 J8 7 0 ~ - G ~ n e tt C o m f y I n c . D E - c o m m o n s m e k Buy 10/0~871. - G iv au d i~ S A AD R - c o mm o n s to c k Buy 03/]2/09 J872. - Gr~ll & Comply Inc. - common st~t Buy 11 / 23 /~ J8 7 3 . - H. J. Heinz Comply - co--on st~k Buy I 1 / 1 7 / 0 9 J

874. - Hall ibu~on Comp any - com m on st~k Buy 05/06/09 J8 7 5 . - H ama n [ n~mat i ona l lnds . - comm on Buy 10/ t61~ Js~k8 76 . - H DFC B~k L t d . A DR - comm on s t ~k Buy 06/03/09 J

~ 877. - Hu~ Geno~ Sciences Inc. - com~n Buy 08,~4~~ J878. st~k

8 7 9 . - Ib~ia B~k Co.ration - common st~k Buy ~/07/09 J8 8 0 . - Sold 0 6 / 2 6 1 0 9 J

8 8 I - - t c i c i B~k L td . - co m m o n s~k Buy 05/I 8 /~ J8 8 2 . - lnfosys T~h. Ltd. - comm on st~k Buy ~/30 /09 J

8 8 3 . - In~ma tional Paper Co . - com m on stock B u y ~9/~ J8 8 4 . - ~ld 06/25i09 J A


57/64

Page 56 of 63 rnoP~ow, M A R G A R E T M . 0 5 / 1 0 / 2 0 1 0V I I . I N V E S T M E N T S an d T R U S T S - i. .... ,a.., ,,~.~ao.~ a.~t~ ~ho~ o~ ..... ~ ~,~,.~.,~ NONE ~ro reportable income, ~sets, or tramactiom0

8 85 . - I TC H ol d i ngs - comm on s t ~k Buy 03/271~ J886. - Sold 0 5 /2 2 /~ J8 ~ 7 , - K A O C ow o~f ion A DR - com mon s t ~k Buy ~/16/~8 8 8 . - Kinder Mo~ M~t LLC - common Buy 0 2 ~ 2 0 / 0 9 Js~k889. - Sold ~/I 1/09 J A890. - ~n ro ~ Go ld C o , ra t i o n - co m m o n s to ck Buy 07i07/098 9 I . - L e g g M ~ o n W a l n ~ T ~ M u n i A - Buy ~/29/09 Kmull ~nd8 9 2 , - Buy ~/29t~ J(a~08 9 3 . - ~ M~n Wa S/D M~i t~. A - mutual Buy ~/24/~ J~nd894. - Buy 09~9/09(a~l)895. - M~on Oil Comply - ~mmon s~k Buy 09~4/09 J

8 9 6 . - M~k e t V~t o~ G ol d Mi n~ - com m on Buy 02/1~09 ~ Jst~k8 9 7 , - Ma~oR Intl 1~. - co--on s~k Buy 0 3 /13 /~

! 898. - Meek & Co . I n c , - co m m o n s~k Buy 0 8 / 0 5 / 0 9 ! J8 9 9 . - Me t li /~ I nc . - comm on s~k Buy ~/I 9 /09 J~0. - MFA F i mnc i a l I nc . - com m on s~k Buy ~/03/~~1. - M G D P U T H V C I ~ A - co m m o n s t~ k Buy 01/01/09 K


58/64

FINANCIAL DISCLOSURE REPORTI M O R R O W , M A R G A R E T M o

05/ 1012010ag e 57 of 63V I I . INVESTMENTS a nd T R U S T S - ~,.ome, ~, ..... ~,~ (Includes those ofspogse and dependent children; seepp. 34-60 of f!ling instruction~)[-~ N O N E (No reportable income, c~sets, or transactions.)

D e s c r ip t i o n o f A s s e t s I n c o m e d u r i n g [ Gross value at end Transa ctions during reporting perit.~d! ( i n c l n d i n g L ~ u s t a s s e t s r e p o r l i n g p e a " n d of reporting p eriod ~j iii .......~ .....~ i ~ . . . . . . . i~~- l - . . . . .i5 - [ - - ~ - 2 > . . .. ~ 3 ~ - V ~ I~),J P l a c e " ( X ) ~ a f l e ~ e a c h a s s l [ A m o u n t T y p e ( e . g . , V a l u e V a l u e ~ ly p e ( c .g . , D ate V a l u e G a i n i d c m i ~ y o r "i e x e m p t f r o m p r i o r d i s ~ l o s u r~ ] C o d e 1 d i v . , r e n t , [ C o d e 2 [ M e th o ~ i I buy sel, j r o m J d d ! , v y I C o ~ 2 C o d e 1 b u y ~ t s ~ t l e r[ (A-H) I or n ) ( Z . - P ) C n d ~ 3 I rcd~mpfon) t I 0 - P ) ( A - H ) (ifprivate902. - MGD FUT LV Class A - common stock. Buy 01/01/09 K903 . - Microcbip Technology Inc . - comm on Buy 08/06/09 Jstock904. - Morgan Stanley - comm on stock Buy 04/03/09 J905 . - Mosaic Com pany (The) - ormn on stock Buy 1 1 / 2 7 / 0 9 J9 0 6 . - National Fuel Gas C o. - com m on stock Buy 02/19/09 J9 0 7 . - New York Com m unity Bancorp Inc . - Buy 1 2 / 0 2 / 0 9 Jcommon stock908. - Nintondo C o . Ltd . ADR - com mon stock Buy i 0 8 / 0 3 / 0 9 J909. - Nokia Corpora t ion ADR - comm on s tock Buy 01 /30/09 J9 1 0 . - Novartis AG AD R - com mon s tock Buy 02/17/09 J9 1 I . - Nucor Corporation - cor~non stock Buy 02/I 7/09 J912 . - Occ identa l P ~troleum Corp D E - omraon Buy 04/03 /09 Jstock9!3 . - O ld Dom in ion Fre igh t Line - comm on Buy 07/06/09 Jstock9 1 4 . - Sold t 2 / 0 2 / 0 9 J915 . - Old National Bancorp Ind . - comm on stoc Buy 04/03/09 J916. - Sold 06/25/09 J9 1 7 . - Om nicon Group - comm on stock Buy 05/13/09 J9 ~ 8 . - Ow ens Co min g I n c . - c o mm o n s to c k Buy 0 8 1 2 5 / 0 9 J


59/64

PageF1NANCIAL58 of 63 DISC LOSURE REPO RT M O I ~ R O W , M A R G A R E T M .

~ NONE ~o reportable income, ~sets, or ~a~aetions.)

919. - Pe~n PLC ADR - common sl~k Buy ~/28 /09 J} 20 . - Sold 06/~109 J A92 I . - P e~ go Co m pany - c o mm o n s to Ck Buy 03~6109 J9 2 2 . - Pe ]ohaw k Ene r~ C oO o~I i on - eumm on Buy I Isl~k923 . - ~ld 12/18/09 J A924 . - PG&E C ~o m t io n - com m o n s t~k Buy 1 0 / 0 5 1 0 9 J9 2 5 . - Philip Mo~s lntL Inc. - ~n s~k Buy ~ 0 ~/20/~ J~6. - Sold ~i 30 /0 9 J A927. - Plex~ Co.ration - common st~k ~uy 08/1 ~09 J928. - Po l o Ra l ph Laure n C oO. - ~mm on s t ~k Buy 08/06/~9 2 9 . - PoO h C o~ . of S~k a t chewan I nc . - Buy 0~26/~ J930 . - ~osh~ Sho~ Finan cia ls - ETF Buy 03 103 /~

932, - P rosh ~ Shor t MSC I EA FE - ET F Buy 0 1 / 2 3 / ~ J933 . - Sold 09 /081~ J934. - P ro sh~ Sho~ MSC I EMER - E~T ~uy 0 3 /0 3 /~ J935 . - Sold 07 / 01 / 09 ~ J


60/64

FINANCIAL DISCLOSURE REPORT N ~ P R ~ p o ~ n g .... .... ] Date of Report [P a ~ 5 9 o f 6 3 ~ O R ~ O W ,~ ,~ R ~ a R ~ T StV I I . I N V E S T M E N T S a n d T R U S T S -i .... ~, v a l u e , t ra~sact lons ( Includes Ihose of s t~o~e and dependent c~i ldren; seepp. 34-60 of fding

NONE (No reportable income, assets, or transactions.)

D e s c f i p io n o f A s s s(including t~st ~~) ~ing p~ o f r~o ~ng ~ f i~Pla~(X)~r~h~t IAmountl T~(g, Vauc V a l u e ~ Ty~(g [ Da . Value I Ga~ Iden6uof

[ 93 6 . - ~o sh~s Shoa S& P 5 00 - ET F Buy ~/23/09~ 937. - ~ld 08/17/09 J938. - Pulte Hom es Inc . - com m on st~k Buy 0 5 /2 0 /~ J939. - Rega l Belo it Co,option - comm on stock Buy ~/30/~ J~0. - R e~o ns F i n a n c i a l Co ~ t io n - co m m o n B u y 10 / 05 /~s~k94 I . - R e x ~ P L C A D R - c o m m o n s t ~k Buy 1 0 / 2 8 / 0 9~2. - Roh m C o . L~ . A DR - comm on s t~k Buy ~ 0 t / I 5 / 0 99~3. - R y dex I n v~se 2X S&P 5~ - E~ Buy 0 1 /15 /~~4, - Sold 03/27/09 J~5. - S~disk Co~tion - common stock Buy 01/07/09 J946, - Sc aaa C o~omf i on - comm on s t ock Buy 02/I t/~ J947. - S o u~ w e s tc m E n ~ C o m p a n y - c o m m o n Buy ~/I 5/~s~k948, - S~ t~ S t~e t Co , ra t i o n - co m m o n s t~k Bn y ~/20 /0 9949. - S~o I~. - common st~k Buy 0~/09 J950 . - Ta~ M ot o~ L t ~ - comm on s t ~k B u y 1 1 / 1 6 / 0 995 I , - T mnsd i gm Gr o up I n c . - c o mm o n s r ~k Buy 09 25 / 099 5 2 . " - V n~ n Co m m u n ic a t ion s - c o mn~ n s to c k Buy 05/07/09


61/64

FINANCIAL [~amef P e r s o n R e p o r t i n g I DateISCLOSU~ ~PORT~ MO~OW, M A R G A R E T M .

~g~ 60 0f63

~ N O N E ~ o reportable income, ~sets, or transactions..)

9 5 3 . - W~h i n g to a P o s t ~m p any - co - -o n Buy 01~0/09 Js~ck954. - Sold 0 8 1 2 4 1 0 9 J A95~. - Webmd H ea l th C o . op t ion - com mon Buy ~/14 /09 J956. - W e ~ m A ~ t G L B C P D E F O P P F D - Buy I 1~3/09 Kcomm on stock957. - ~id~l Co.ration - co--on s~k Buy 1~17109 J958. - W~. Ind. Inc. - common s~k Buy I 1 /16 /~ J

9 5 9 . - W o l te m K l u w e r ~ A D R - c o m m o n s ~ c k Buy 02 /23 /09 J9~. - Yah oo t nc . - com m on s~k Buy 03~20/~ J

I . I n c o m e G a i n C o d e s : A =$ 1 . 0 00 or l e s s B = $ 1 . t 3 ~ I - $ 2, 5 0 9 C = $ 2 , 5 0 1 - $ 6 , 0 0 0 D = $ 5 . 0 0 1 - $ 1 5 . 0 0 0 E = $ i 5 . 0 0 1 - $ 6 0 , 0 0 ~


62/64

FINANCIAL DISCLOSURE REPORT In ....~. ....r e p * , ~ . g [ .~t~ otrepo. [Pa~e 61 of 63 morrow, m~r~;~r~t M .

VIIL ADDITIONAL INFORMATION OR EXPLANATIONS.PAR T VI I:

B R O K E R A G E A C C O U N T # I :Pag e 6, Line 49: Sum itomo Milsui Financial Group Inc. w as inadvertently listed in my 2008 Finan cial Diselsoure Report on Page 14 , Line 183 as a partial sate or~October 22, 2008_ The October 22, 2008 transaction was a final sale, vAth a value of"J", sold at a loss.Page 8, Line 70: MainStay Floating Rate Fund was inadvertently listed in my 2008 Financial Disclosure Report on Page 18, Line 249 as a partial buy onDecem ber 30, 2008. The Deceraber 30, 2008 tr ansac t iun wa s a f ina l sa le, w ith a va lue of"J" , so ld a t a loss .Pag e 8 . L ines 71-73 : O n January 2, 2009 , Merri l l l.yneh & Com pany m erged in to Bank o f Amer ica .Pag e 8 , Line 74 : A f in a l s a le of Nicholas -App lega te Equity & C ony. Income Fund w as in adverten t ly omit ted f i om m y 2008 Finan cia l Di~losure Report ; see Page19, Line 2 59 . There was a f in a l s a te on Decem ber 30 , 2008 , wi~h a va lue of "K" , sold a t a loss .Page 8 , Liue 8 I : Putnam Floa t ing R a te Income Fund w as in adverten t ly lis ted in m y 2008 Financia l Disclosure Report on Page 19 . Line 272 as a p a rt ia l buy onDecem ber 30. 20~8. The December 30, 2008 tr ansac t ion wa s a f ina l sa le, w ith a va lue of"J" , so ld a t a loss .Page 9 , Line 91 : A f in a l s a le of MEMC E lectron ic Materia ls Inc . w as in adverten tly omit ted f rom my 2 008 Financia l Disclosure Report ; see Page 2 I , Line 305 .There was a fina l sale of MEM C Electronic Materials Inc. on D ecem ber 29, 20 08, with a value of"J~, sold at a loss.Page I 0 , Line 112 : A f in a l s a le of Big Lo~s was in adverten t ly omit ted f rom m y 2008 Financia l D isclosure Report ; see Page 2 4 , Line 354 . There was a f in a l s a le ofBig Lo~ on Decem ber 30, 2098, w ith a value of"J", sold at a loss.Pages 14-15, Lines 187-190: On November 20, 2009 Libo-ty Media Corp. Series A Liberty Entertainment (see Line 187), split into two and became: LibertyMed ia Sta rz S eries A (see Line 188) and L iberty Med ia I ( .see Line 189) . O n November 25 , 2009 , the newly acquired Liberty Med ia I w as exchanged fur shares ofThe Direcrv Group C lass A (see Line 19 0). There were no fu

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Margaret M Morrow Financial Disclosure Report for 2009