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Mutual Fund/ETF Model Portfolios

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ContentsModel Portfolios Designed for Investor Needs. . . . . . . . . . . . . . . . . .4

Built on Complementary Investment Resources and Expertise. . . .5

Built on a Robust Investment Platform . . . . . . . . . . . . . . . . . . . . . . . .6

Underlying Investment Products . . . . . . . . . . . . . . . . . . . . . . . . . . . . .8

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What are your fi nancial goals? And what type of investor are you? Maybe

you’re looking for long-term growth to fund your retirement. Or maybe

you’re looking for conservative growth to save for your fi rst home. Or

maybe you’re somewhere in between.

Whatever your goals are, creating and monitoring a portfolio can be

complicated, time consuming, and expensive. But it doesn’t have to be!

Hartford Funds has created a series of six model mutual fund/ETF

portfolios designed by an experienced team of multi-asset experts with

your investing needs in mind. Our portfolios may help you achieve your

fi nancial goals in a simple and diversifi ed way.

Your fi nancial advisor can help you decide which portfolio may be right

for you.

Investing Doesn’t Have to Be Complicated

Diversifi cation does not ensure a profi t or protect against a loss in a declining market. You may not invest directly in a model portfolio except through certain platforms that may offer models or through implementation by certain fi nancial advisors, both which may require a certain allocation to cash which is not refl ect in the model portfolios.

The Hartford Mutual Fund/ETF Model Portfolios are designed by Hartford Funds Multi-Asset Solutions team—an experienced group that develops and manages multi-asset strategies across a variety of mandates. The team’s approach combines fundamental macro analysis with quantitative tools to assess market environments. Their dynamic process incorporates diversifi cation, manager due diligence, periodic risk analysis, and portfolio positioning based on market conditions.

Model Portfolios Designed for Investor Needs

Diversifi cation Across Asset ClassesInvestors need portfolios with exposure to a variety of asset classes with diff erent return potential

The Best of Both WorldsActively managed strategies provide the opportunity for outperformance, while research-driven, rules-based strategies help reduce concentrated exposures to individual countries, companies, and/or sectors

Dynamic Asset AllocationA dynamic approach allows us to adjust portfolios based on changing macro environments

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Allison Mortensen, CFAHead of Multi-Asset SolutionsProfessional Experience since 1994BSBA, University of Richmond

James Glendon, CFAAssistant Portfolio ManagerProfessional Experience since 2009BBA, Temple UniversityMS, Vanderbilt University

Portfolio managers are supported by a 14-member team that averages 17 years of investment experience.

A well-designed portfolio should help you achieve your long-term goals without taking on more risk than you’re comfortable with. Our model portfolios are designed to do just that.

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Hartford Funds Multi-Asset Solutions Team

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Tracing their roots to the launch of the fi rst US balanced mutual fund, Wellington Management is one of the world’s largest investment managers. Wellington has a signifi cant presence and long-term track record in nearly all sectors of the global securities markets.

One of the largest asset managers listed on the London Stock Exchange, Schroders has more than 90 years of experience in North America. A global business that’s managed locally, Schroders has continually refi ned their investment processes to master the complexities of global markets; they strive for consistent performance during times of economic and market change.

Assets under management: $1 trillion+*

Founded: 1928

Global resources: 2,250+ employees located in 14 offi ces with personnel in key fi nancial centers

Investment professionals: 700+

Average industry experience: 17 years

Assets under management: $536.7 billion*

Founded: 1804

Global resources: More than 5,000 employees operating from 32 countries across Europe, the Americas, Asia, and the Middle East.

Investment professionals: 700+

n Equities n Multi-Asset n Fixed Income n Wealth Management n Private Assets & Alternatives

n Equities n Fixed Income n Multi-Asset

43%

37%

39% 18%

25% 18% 9%11%

43%

37%

39% 18%

25% 18% 9%11%

43%

37%

39% 18%

25% 18% 9%11%

43%

37%

39% 18%

25% 18% 9%11%

* As of 12/31/18. Schroders refers to Schroders plc and its affi liates. Firm assets include assets under management and administration.

* As of 12/31/18. Wellington Management refers to Wellington Management Company LLP

and its affi liates. Firm assets include assets under management and non-discretionary assets.

We believe that being intentional with the way you allocate risk is one of most important things you can do as you seek to grow your wealth. Our suite of multifactor products is designed to help you navigate the potential for a lower-growth, higher-volatility market going forward.

Multifactor Equity ETFs

Active Equity and Fixed Income Strategies

ETFs That Seek Outperformance Our research-driven, rules-based

strategies diff er from traditional passive funds that are limited to investing based strictly on company size.

Enhance Growth PotentialUsing a comprehensive approach, we emphasize high-quality companies, trading at attractive prices that are being recognized by the market.

Improve Diversifi cationOur strategies seek to track indices designed to reduce concentrated exposures to individual countries, companies, and sectors.

Hartford Funds’ actively managed strategies are sub-advised by two institutional asset managers:

Built on Complementary Investment Resources and ExpertiseOur model portfolios are professionally designed using Hartford Funds’ suite of investments to help investors meet their long-term goals.

Designed With Investor Outcomes in MindThe suite of Hartford Funds Mutual Fund/ETF Model Portfolios consists of six diversifi ed, dynamically managed asset-allocation model portfolios. The portfolio construction process seeks to deliver cost-eff ective, risk-managed outcomes for investors based on a strategic asset allocation framework. Each of the model portfolios feature underlying investments carefully chosen to play a specifi c role in the portfolios, which combine actively managed and rules-based, multifactor strategies. The model portfolios are published quarterly and may feature asset allocation and underlying fund changes to refl ect evolving market conditions.

Strategic Asset-Allocation Framework

Equity (100% Equity)

Growth(80% Equity/20% Fixed

Income)

Moderate (60% Equity/40% Fixed

Income)

Conservative (35% Equity/65%

Fixed Income)Income

(100% Fixed Income)

Tax-Aware Moderate

(60% Equity/40% Fixed Income)

Equity 100% 80% 60% 35% 0% 60%

US Equity 70% 55% 40% 25% 0% 40%

International Equity 30% 25% 20% 10% 0% 20%

Fixed Income 0% 20% 40% 65% 100% 40%

Core Fixed Income 0% 15% 30% 50% 65% 30%

Extended Fixed Income 0% 0% 5% 9% 13% 5%

Diversifi ers 0% 5% 5% 6% 22% 5%

Model Portfolio Objective

Seeks growth of capital

Seeks long-term capital appreciation

Seeks long-term capital appreciation and income

Seeks current income and long-term capital appreciation

Seeks to provide current income and long-term total return

Seeks long-term capital appreciation and tax-effi cient income

64%100% 100%

39% 39%36%61% 61%

25%

50%

6%9%

10%

5%5% 5%5%

20%

30% 40%

20%

30% 40%

20%

40% 40%

20%

40% 100%40%

55%25%

20%

22%

65%13%

19%

81%

70%

30% 25%

65% 10%

70%

30%

5%

55%25%

15%

64%100% 100%

39% 39%36%61% 61%

25%

50%

6%9%

10%

5%5% 5%5%

20%

30% 40%

20%

30% 40%

20%

40% 40%

20%

40% 100%40%

55%25%

20%

22%

65%13%

19%

81%

70%

30% 25%

65% 10%

70%

30%

5%

55%25%

15%

64%100% 100%

39% 39%36%61% 61%

25%

50%

6%9%

10%

5%5% 5%5%

20%

30% 40%

20%

30% 40%

20%

40% 40%

20%

40% 100%40%

55%25%

20%

22%

65%13%

19%

81%

70%

30% 25%

65% 10%

70%

30%

5%

55%25%

15%

64%100% 100%

39% 39%36%61% 61%

25%

50%

6%9%

10%

5%5% 5%5%

20%

30% 40%

20%

30% 40%

20%

40% 40%

20%

40% 100%40%

55%25%

20%

22%

65%13%

19%

81%

70%

30% 25%

65% 10%

70%

30%

5%

55%25%

15%

n US Equityn International Equity n Core Fixed Income n Extended Fixed

Incomen Diversifi ers

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Core Fixed Income includes a broad range of fi xed-income securities that may include government, corporate, mortgage-backed, and municipal bond securities as well as short-duration fi xed-income securities.Extended Fixed Income includes fi xed income securities that add potential for increased income relative to core fi xed income, but may also feature greater risk. Examples include high-yield bonds and emerging market debt. Diversifi ers are asset classes that offer diversifying exposure beyond core and extended fi xed-income asset classes. Examples include infl ation-protected securities, real assets, and multi-asset income funds.The Tax-Aware Moderate Model considers the generation of tax-effi cient income as part of its model objective. It seeks to achieve this objective through allocating a portion of its assets to underlying funds that invest in municipal securities. It may also consider the tax effi ciency of exchange-traded funds relative to mutual funds, as well as expected mutual fund turnover, in its allocations. The model may not meet its tax-effi cient objective. Tax effi ciency is an attempt to minimize tax liability when given many different fi nancial decisions. A fi nancial decision is said to be tax effi cient if the tax outcome is lower than an alternative fi nancial structure that achieves the same end.

Strategic Asset-Allocation Framework

Equity (100% Equity)

Growth(80% Equity/20% Fixed

Income)

Moderate (60% Equity/40% Fixed

Income)

Conservative (35% Equity/65%

Fixed Income)Income

(100% Fixed Income)

Tax-Aware Moderate

(60% Equity/40% Fixed Income)

Equity 100% 80% 60% 35% 0% 60%

US Equity 70% 55% 40% 25% 0% 40%

International Equity 30% 25% 20% 10% 0% 20%

Fixed Income 0% 20% 40% 65% 100% 40%

Core Fixed Income 0% 15% 30% 50% 65% 30%

Extended Fixed Income 0% 0% 5% 9% 13% 5%

Diversifi ers 0% 5% 5% 6% 22% 5%

Model Portfolio Objective

Seeks growth of capital

Seeks long-term capital appreciation

Seeks long-term capital appreciation and income

Seeks current income and long-term capital appreciation

Seeks to provide current income and long-term total return

Seeks long-term capital appreciation and tax-effi cient income

64%100% 100%

39% 39%36%61% 61%

25%

50%

6%9%

10%

5%5% 5%5%

20%

30% 40%

20%

30% 40%

20%

40% 40%

20%

40% 100%40%

55%25%

20%

22%

65%13%

19%

81%

70%

30% 25%

65% 10%

70%

30%

5%

55%25%

15%

64%100% 100%

39% 39%36%61% 61%

25%

50%

6%9%

10%

5%5% 5%5%

20%

30% 40%

20%

30% 40%

20%

40% 40%

20%

40% 100%40%

55%25%

20%

22%

65%13%

19%

81%

70%

30% 25%

65% 10%

70%

30%

5%

55%25%

15%

64%100% 100%

39% 39%36%61% 61%

25%

50%

6%9%

10%

5%5% 5%5%

20%

30% 40%

20%

30% 40%

20%

40% 40%

20%

40% 100%40%

55%25%

20%

22%

65%13%

19%

81%

70%

30% 25%

65% 10%

70%

30%

5%

55%25%

15%

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Underlying Investment ProductsEach multifactor and actively managed fund has a clearly defi ned mandate and purpose within the model portfolios. Below are the underlying investment products that may be used within each of the various asset classes. The “Moderate” model portfolio is used as a sample representation. Model portfolios may not have an allocation to each of the asset classes or investment product and underlying investment products are subject to change.

See page 10 for the individual fund’s investment objectives.* Effective 11/6/19, the Hartford Multifactor Small Cap ETF changed its name, ticker symbol, principal investment strategy, custom underlying index and reference index. See the Fund’s

prospectus, as supplemented, for more information.

Hartford Core Equity Fund . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . F Share: HGIFX

An actively managed fund that seeks to buy large-cap US stocks with improving quality trends, business momentum, and attractive relative valuations

Hartford Growth Opportunities Fund . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . F Share: HGOFXAn opportunistic, multi-cap growth fund that looks for early signs of accelerating fundamentals

Hartford Multifactor US Equity ETF . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . Ticker: ROUSRules-based strategy designed to provide equity exposure to the US market with potentially less volatility over a complete market cycle than traditional capitalization-weighted indices

Hartford MidCap Fund . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . F Share: HMDFX

A mid-cap fund that seeks to invest in “blue-chip” companies that are industry leaders generally with market caps ranging from $2 billion to $10 billion

Hartford Multifactor Small Cap ETF* . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . Ticker: ROSC

Rules-based strategy designed to provide equity exposure to small cap markets with potentially less volatility over a complete market cycle than traditional capitalization-weighted indices

Hartford Multifactor Developed Markets (ex-US) ETF . . . . . . . . . . . . . . . . . . . . . . . . Ticker: RODMRules-based strategy designed to provide equity exposure to developed markets (ex-US) with potentially less volatility over a complete market cycle than traditional capitalization-weighted indices

Hartford Schroders International Stock Fund . . . . . . . . . . . . . . . . . . . . . . . . . . . . . F Share: HSWFXA high-conviction international equity fund that seeks to exploit growth gaps through fundamental research

Hartford Multifactor Emerging Markets ETF . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . .Ticker: ROAM

Rules-based strategy designed to provide equity exposure to emerging markets with potentially less volatility over a complete market cycle than traditional capitalization-weighted indices

US Equity

International Equity

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Core Fixed IncomeHartford World Bond Fund. . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . .F Share: HWDFX

A global bond fund, designed to be core bond holding, that seeks to exploit ineffi ciencies in the global fi xed-income and currency markets.

Hartford Total Return Bond ETF . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . Ticker: HTRBA diversifi ed, actively managed bond fund that invests in investment-grade debt with tactical investments in high-yield and non-US dollar bonds

Hartford Short Duration ETF. . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . Ticker: HSRTAn actively managed fund that typically invests in bonds with expected lower sensitivity to changes in interest rates

Hartford Schroders Tax-Aware Bond ETF . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . Ticker: HTABAn actively managed fund that seeks after-tax total return over the long-term by focusing on investment-grade taxable and tax-exempt bonds

Hartford Municipal Opportunities ETF . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . Ticker: HMOP

An actively managed municipal bond strategy that seeks to provide a diversifi ed approach to income that is generally exempt from federal taxes and long-term total returns

Extended Fixed IncomeHartford Strategic Income Fund . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . F Share: HSNFX

A global, multi-sector bond fund that seeks an attractive level of income and long-term total return from a diversifi ed portfolio of fi xed-income securities

Diversifi ersHartford Infl ation Plus Fund . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . F Share: HIPFX

A fund designed to provide infl ation protection by investing most of its assets in Treasury Infl ation-Protected Securities (TIPS)

Hartford Multi-Asset Income and Growth Fund. . . . . . . . . . . . . . . . . . . . . . . . . . . . . F Share: ITTFX

A diversifi ed, multi-asset fund that aims to deliver attractive income consistent with growth of capital with the fl exibility to adapt to changing market environments

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Objectives of Hartford Mutual Funds and ETFsHartford Core Equity Fund: Seeks growth of capitalHartford Growth Opportunities Fund: Seeks capital appreciationHartford Multifactor US Equity ETF: Seeks to provide investment results that, before fees and expenses, correspond to the total return performance of an index that tracks the performance of exchange traded U.S. equity securities.Hartford MidCap Fund: Seeks long-term growth of captialHartford Multifactor Small Cap ETF: Seeks to provide investment results that, before fees and expenses, correspond to the total return performance of an index that tracks the performance of small capitalization exchange traded equity securitiesHartford Multifactor Developed Markets (ex-US) ETF: Seeks to provide investment results that, before fees and expenses, correspond to the total return performance of the Hartford Risk-Optimized Multifactor Developed Markets (ex-US) Index, which tracks the performance of companies located in major developed markets of Europe, Canada, and the Pacifi c RegionHartford Schroders International Stock Fund: Seeks long-term capital appreciation through investment in securities markets outside the United StatesHartford Multifactor Emerging Markets ETF: Seeks to provide investment results that, before fees and expenses, correspond to the total return performance of an index based upon the emerging markets of the worldHartford World Bond Fund: Seeks capital appreciation with income as a secondary goalHartford Total Return Bond ETF: Seeks a competitive total return, with income as a secondary objectiveHartford Short Duration ETF: Seeks to provide current income and long-term total returnHartford Schroders Tax-Aware Bond ETF: Seeks total return on an after-tax basisHartford Municipal Opportunities ETF: Seeks to provide current income that is generally exempt from federal income taxes, and long-term total returnHartford Strategic Income Fund: Seeks to provide current income and long-term total returnHartford Infl ation Plus Fund: Seeks a total return that exceeds the rate of infl ation over an economic cycleHartford Multi-Asset Income and Growth Fund: Seeks to provide a high level of current income consistent with growth of capital

This material has been distributed for informational purposes only and should not be considered investment advice or a recommendation regarding the use or suitability of any model portfolio or any particular mutual fund or exchange traded fund. Content contained herein is not intended to be impartial or fi duciary advice or tax advice. The models are provided “as is” without any warranty of any kind. Information provided herein may not be indicative of an investor’s actual experience. You may not invest directly in a model portfolio except through certain platforms that may off er our models or through implementation by certain fi nancial advisors, both which may require a certain allocation to cash which is not refl ected in the model portfolios. The fi nancial advisor is solely responsible for making investment recommendations or decisions with respect to its clients without input from Hartford Funds. The models are not funds. The content has been developed and, the material is provided, by Hartford Funds Management Company, LLC (HFMC and, together with its wholly owned subsidiary, Lattice Strategies LLC Hartford Funds). The material contains the opinions of Hartford Funds’ Multi-Asset Solutions team and not necessarily the views of the sub-advisers to Hartford Funds and is subject to change without notice. Hartford Funds may update the underlying fund allocations in the models quarterly. Hartford Funds and its affi liates receive fees for managing, distributing and/or servicing its investments.

The primary objective of Hartford Funds Model Portfolios is to illustrate how a well-diversifi ed portfolio of Hartford Funds investment company products might be constructed based on a particular asset allocation mix. ETFs are not mutual funds. Unlike traditional open-ended mutual funds, ETF shares are bought and sold in the secondary market through broker-dealers. ETFs trade on major stock exchanges and their prices will fl uctuate throughout the day. Some funds are actively managed and do not seek to replicate the performance of a specifi ed index. The models may not achieve their objectives. Investing involves risk, including the possible loss of principal. The models are subject to the risks of the underlying mutual funds and ETFs, including: • Foreign investments may be more volatile and less liquid than U.S. investments and are subject to the risk of currency fl uctuations and adverse political and economic developments. These risks may be greater for investments in emerging markets. • Small- and mid-cap securities can have greater risk and volatility than large-cap securities. • Fixed income security risks include credit, liquidity, call, duration, and interest-rate risk. • Municipal securities may be adversely impacted by state/local, political, economic, or market conditions. Investors may be subject to the federal Alternative Minimum Tax as well as state and local income taxes. Capital gains, if any, are taxable.

hartfordfunds.com 888-843-7824 hartfordfunds.com/linkedin

Investors should carefully consider a fund’s investment objectives, risks, charges and expenses. This and other important information is contained in the fund’s prospectus and summary prospectus, which can be obtained by visiting hartfordfunds.com. Please read it carefully before investing.

This brochure is current as of December 31, 2019 and will be updated annually or with any material changes to the Model Portfolios.

Mutual funds are distributed by Hartford Funds Distributors, LLC (HFD), Member FINRA. Exchange-traded products are distributed by ALPS Distributors, Inc. (ALPS). Advisory services may be provided by Hartford Funds Management Company, LLC (HFMC) or its wholly owned subsidiary, Lattice Strategies LLC (Lattice). Hartford Funds refers to HFD, HFMC, and Lattice, which are not affi liated with ALPS. 215289 HFA000658 HF0005_0120