Upload
others
View
1
Download
0
Embed Size (px)
Citation preview
ORGANIZATION/ENTITY
PARTIES
t:::: r
r:-:
' ... r:
I ' ,....,
'1
r--,, ('. c.:3
-<:
Report Required by the Ethics FINANCIAL DISCLOSURE REPORT in Government Act of 1978
FOR CALENDAR YEAR 2009 (5 U.S.C. upp. §§ 101-1 l l)
l. Person Reporting (last name, first, middle initial)
NIELSEN, WILLIAM F.
2. Cuurt or Organization
USDC, ED OF WA
3. Date or Report
05/13/20!0
4. Title (Article lU judge3. indicate active or senior status; magistrate judges indicate fuH- or part-time)
JUDGE, SENIOR
Sa. Report Type (check appropriate type)
0 Nomination. Date
0 lnitlul 0 Annual
Sb. D Amended Report
D l'inal
6. Reporting l'erlod
01101/2009
lo 12/3112009
7. Chamben or Office Address
POST OFFICE BOX 2208
SPOKANE, WASHINGTON 99210-2208
8p On the basis of the information contained in thls Report and any m()difications pertaining thereto, it is, Jn my opinion, in compliance with applicable laws and regulations.
Re"·iewing Officer Date --·--··--
/lUPO RT ANT NOTES: The instructions accompanying this form must be followed. Complete all parts, «hecking the NONE box for each part where you have no reportable information. Sign on last page.
]. POSIT JONS. (Reporting individual only; see pp. 9-IJ of filing instructions.)
D NONE (No reportable positions.)
POSITION
I. Board Member Spokane YMCA Endowment Committee
NAME OF
2. Board Member Museum of Arts and Culture
3.
4.
5.
11. AGREEMENTS. (Reporting indMduul only; see pp. N-16 of filing instructions.)
iZ] NONE (No reportuhle agreements.)
AND TERMS
l.
2.
3.
i ·-
- ·
.. -. i.
CJ p-
CCJ
J>
-o':"l f'..j w
i i_,,,
Nielsen, William F.
SOURCE LOCATION PURPOSE
INCOME
ITEMS
Dat• of R•port Name: or Person Reporting FINANCIAL DISCLOSURE REPORT
Page 2of13 05/13/2010NIELSEN, WILLIAM F.
III. N 0 N-INVESTMENT INC 0 ME, (Reporting individual and spouse; >ee pp. I 7-U of filing instruct/vn>-.)
A. Filer's Non-Investment Income
[ZJ NONE (No reportable non-investment income.)
SOURCE AND TYPE (yours, not spouse's)
2.
3.
4.
B. Spouse's Non-Investment Income - if you were married during any portion of the reporting }'<ar, complete this sct·tion.
(Dollar amount not required except for honoruriu.)
[{] NONE (No reportable non-investment income.)
SOURCE AND TYPE
I.
2.
3.
4.
l V • REI MB URS EM ENT S - tramportalitm, lodging, food, entertainment.
(lndudes those to sµuuse und dependent children; see pp. 25-27 of}Wng instrucricms.)
[{] NONE (No reportable reimbursements.)
PAID OR PROVIDED
I.
2.
3.
4.
5.
SOURCE DESCRIPTION
VALUE
Name or Person Reporting Date of RcpoTt FINANCIAL DISCLOSURE REPORT
Page 3of13 NIELSEN, WILLIAM F. 05/13/2010
V. GIFl.,S. (Includes those to spou:o;e and dependent c:hildren; !See pp. 28-31 ofjiling instructions.)
[Z] NONE (No reportable gifts.)
l.
2.
3.
4.
5.
V f. LIABILITIES. (lnclud" thuse uf •P""" a11J dependent "hi/dun; supp. 31-33 ufjiling in.-lructfons.)
NONE (No reportable liabilities.) D
DESCRIPTION CODE
I. Margin Loan K
CREDITOR
M rrill Lynch
2.
3.
4.
5.
I I
I i
i
j I ;
j
i '
!
hi)l" (l)-- 1· ·- -(3-) -
I I
I I
'
i
FINANCIAL DISCLOSURE REPORT Date or Report Name of Person Reporting
05113120!0NIELSEN, WILLIAM F. Page 4of13
VI l. INVESTMENTS and TRUSTS income, vu1ue, transactions (1nc1udesrho>< of spouseimd dependent children; ... pp. 34 0 •!filing insrrucr1on.-.; -
D NONE (No reportable income, assets, or transactions)
0. --1A. B. C. Transactions during reporting penodlncome during I?cscription of Assets Gross value at end
(including trust assets) of reporting period .. reporting period(28, (l)-------0-1 · (4) I
(5)(2)Place "(X)" after each asset !Amount rype (e.g., Type (e.g., Value I Gam Identity of. Value alue
' DateV.
' Code l div., rent, Code 2 Method buy. sell, mm/ddlyy Code 2 Code buyer/sellerex.empt from prior disclosure Code 3 (if private
I . (A-H) or int.) ! (J-P) -· redemption) (J-P) (A-H)I transaction) - -- -- -- - --- -- -- -(Q-:V) .
-
1. WFNSPWOLF
12. Cash Richards Merrill Peterson
3. Amerlntl Group
4, Atmel Corp.
1 5 . Auto Data Proc. Com
6. Bank of America
7. Banner Corp
8. BedBatb
: 9. Bed:sbire Hath
i 10. Brightpoint
II. Broadridge Fin Sol
: 12. Cisco
13. Coca Cola
'14. Com 21 lnc i
i 15. Eaton
16. Flextronics
17. Home Depot
A Interest J u
None J T
None J T
A Dividend K T
A Dividend J T
A Dividend J T
None
None M T
None J T
A Dividend J T
None J T
A Dividt:nd K T
None J T
A Dividend K T
None K T
A Dividend K T
Sold J0/15/09 K
Formerly Merrill Lynch
1. lm.:o e Gain Codes: A=Sl,000 orJt:ss B =Sl,001 · $2,500 c =Sl,501 . SS,000 D =S5,00! - St5,0UO E =$15,lllll - !50.0UOP-$50,IJOI - !!00,0UO G =$ l 00,00 - SI ,OOU,000 HI "SI ,000,001 - !5.000,000 (Sec Cu!umns Bl 11nd 04) I H2 "'Mure t:h<in $),000,0IJO
2. Value Codes J =Sl5,000 or le:is K =SIS,001 - $50,000 L =$50,001 - S I00.000 M ·SI 00.001 - S251J,000
(See Column> Cl and D3) N =5250.001 • SS00,000 0 •SSU0,001. $1,000,0IJO Pl =Sl,000,001 · $5,000,UOO P2 =S5,000.00! - $25,000,000
PJ •$25,000,001 - SS0,000,000 P4 =More than S50,0(}0,000 3. V<ilue: Method Codes Q""Apprais;il R '-Cosr (Real E.sntte Oniy) S - ·A :; smenc T =C.tsh Market
(Seo Column C2) U QBook Value V •Other W =E:-timatcd
-----
I !
!
i i
:
i
!
:
idtrt pe;��-+- o;� ��g
'AmoJ
____
--!-(Z)i /
I -·P)
i
I Code I •i' div., rent, i Code 2 1' Method
, (Q-W)
(I) (3)
Date or Report Name of Person Reporting FINANCIAL DISCLOSURE REPORT
05113/2010NJELSEN, WILLIAM F. Page 5of13
VII. INVES1'MENTS and TRUSTS -income, vu/ue, transactions (lndudes tho;-e "f•pouS< and dependenr<hildren; see PP· 34..fJO of filing instrucrion .•.)
NONE (No reportable income, assets, or transactions.) . ---·-··-- ------r.. B. C. ·,-----.. !),
Income during Gross value at end Transactions during reponing periodpe jd
Type (e.g., (4) (5)
Gain Identity of buyer/sellerexempt from prior disclosure
. (A-H) .
Type(e.g.,
or int.)
Value
Code 3
Date ValueValue I. mm!ddlyy Code 2
(J-P) Code l buy, sell,
--redemption) :
I (ifprivate(A·H)· , transaction)
L_ .
18. Honeywell Int!
19. lllinois Tool Wks
20. Intel Com
2L Intuitive Surg
22. Johnson & Johnson Com
'23. Medtronic
24. Merrill Lynch
25. Microsoft
'26. St. Joe Co.
27. St. Jude Med
'28. Safeway
29. Stryker
. 30. Synaptics
31.
32. WFNSP
33. Cash--INB
34. Inland N.W. Venture Fund
A Dividend K T
A Dividend K T
A Dividend K T
None K T
A Dividend K T
A Dividend J T
A Dividend J T
A Dividend K T
A Dividend
None K T
A Dividend J T
A Dividend K T
None K T
A Interest J u
None J u
Buy I0/29/09 J
Sold 05106109 J
Buy 05/06/09 K
Buy 10/15/09 J
Now Bank of America
I. lm.::omc Gam Code : A ""'S.1,000 or li:ss B =Sl,001. S .500 C =S2.501 - Sl,000 o =S5,ll01 · Sl5.0tl0 E =S15,00I • 650,000(See Colwnn:s Bl 1md 04) F sso,001 . s100,ooo G .::$ I00,0U I - S 1 ,000,000 HI =Sl.000,(IOI - $5.UUU,UOO H2 .,_More than S5.0UU,OUO
:l, Value Cude J ... 51 S,OOU or IC$s K •515,001. 550,000 L =li.50,001 - $100,0ll0 M =SIOO.OUI • S250,000
(See Culwnn$ Cl 1md 03) !< "S250,00 I . S500,000 0-5500,001. $1,000,000 Pl =Sl.000,001 • S5.UOO,OOO r2 "ss.000.001 • n5.ooo.ooo PJ "S25,000,00I . $50,000,000 P4 ""'More than SSU.000.000
3. V;due Method Code:i1 Q ""Appr.tt a.I R "-Co t (Rear Estate OnJy) S =Ass.es8ment T =Cash Market {Sci: Column Cl) U -Buuk Value V-"Otber W =Estimated
I
i I
i I
I
1 47. i ! I
A. l
I
---------------- _j
Page 6of13
Date of RepDrt Name of Persu11 Reporting FINANCIAL DISCLOSURE REPORT 05/1312010NIELSEN, WILLIAM F.
D VII. INVEST MEN TS and TRUSTS -income, value, rransac•ions r1nc1udes those of spouse und dependent children; see PP· 34-60 offlung ins1ruc1wm·.J
NONE (No reportable income, assets, or transactions.)
35.
36.
37.
38.
39.
40.
4l.
42.
43.
44.
I
45.
i 46.
48.
49.
50.
51.
Description of Assets
(including trust assets)
Place "(X)'1 after each asset
ex.empt from prior disclosure
NW Venture Assc Fund
WFNSP83
Aber-Fitch
AFLAC
Allied Cap
Amer Exp Co
Ameriprise Fine
Amgen
Bank of America
Baxter Intl
Beckton Dickinsxon
Bed-Bath-!:!
Berte Hathwy Com
Camival Corp
Cis.oo
Citadel Brdcstu
B. Jncomc during
reporting period
. (!)
IAmount Code l
c-H)
A
A
A
A
A
A
A
A
(2)fype (e.g.. div., rent,
or int.)
None
Dividend
Dividend
None
Dividend
Dividend
None
Dividend
Dividend
Dividend
None
None
Dividend
None
None
c. Gross value at end
of reporting period
r--w1 (2)
I Value Value
Code 2 , Method
(J-P) Code 3
L<Q-\ · J u
K T
J T
K T
J T
K T
J T
L T
K T
J T
L T
K T
J T
D.
Transactions during reporting period
.. G(i) ___ (2) ·1- (3)·-Type (e.g., ( Date Value
buy, scH, . mm/dd/yy , Code 2 1 redemption) ; (J-P)
j__ ____i ___..
Sold 05120109 J
Buy US/! 3/09 K
Sold 10/01/09 K
(4) Gain
Code I
: (A-H)
L ..
(5) Identity of
buyer/seller
(if private
tiansaction)
Formerly Merrill Lynch
1. lm:omeGain Codi::s; A =$ J .UOO 01 les B •$1,UUI · S2,5UU C •$2.501- Sl,000 0 •15.00t • 515.0UU f, •$15.001 • SS0.000{See Col!Jl!lns BI and 04) f "$)0,UUI • SIOU,000
2. VKluoCo J •S ll,UUO urlm(See Columm: CI and DJ) N •S250,0U I • $500,0UU
PJ •S25,UUO,UOI · 150,UOU,OOU
3. Value Mel.hod CDllti Q '"'Apprabal {See Column C2) U "'-Book. Vit.lue
G •SIUU,001 • Sl,UUO,QOU K •$15,UUt • $50,UUO o-ssoo,wt. s1,ooo.oou
R c..Cusl (Real Esblte Only) V =-OtXr
HJ =SI ,000,UUI . SS,UU0,000 L •SSO,UOI • !l00,000
Pl -0$1,Uoo,UUI. SS,000,000 P4 '-'More than S:S0,000,000 S-Ass ment W =fatimated
H2 =-Mu than S'.5,U00,0[)0
M =ltOO,OOl -1150,0UO P2 •55.000.001 • 525.UUO.OOIJ
T --cash Market
·-------. . ....
!
i
158.
IUnc.:omt: I, .. (sec
<2>1 ) (I) i (3)
i
J
I
_L (A·:_l _:nt.)
Date of Report Name of Person Rep11C"ting FINANCIAL DISCLOSURE REPORT Page 7of13 05/13/2010NIELSEN, WILLIAM F.
VII. INVESTMENTS and TR u STS -income, value, trumuctiuns (Includes th1Jse uf spou>·e and dependent children; see Pl'· 3'-60 nfjiling instruct/om.)
0 NONE (No reportable income, assets, or transactions.)
A.
Description of Assets . Jncomc during Gross value at end
(including trust assc;ts) reporting period of reporting periodI(I) (2)
Amount 1 Type (e.g.. Value Value
exempt from prior disclosure
Place "(X)" after each asset Code I ,div., rent. Code2 Method
D. Transactions during reporting pt!riod
(l) (2) (4)·-,---·. (5)Type (e.g., Date Value Gain Identity of
buy, sell, mm/dd/yy 'Code2 Code I I
buyer/seller (if private redemption) (J-P) 1 (A-H)(J-P) Code3
(Q-W)i L_ _ transaction)
·-··--
52. Coca Cola
'53. Colgate Com
54. Disney Com
55. Eaton
56. Home Depot
57. Intel Corp
Johnson & Johnson i . 59. McDonalds Corp !
i 60. Medtronic
!61. Merrill Lynch Com
I 62. NW Bancorp
I 63. NY Comm Bank
1 6
4 . Oracle Corp.
65. Pfizer
66. Potash Corp
67. Proctor & Gamble Co.
68. Safeway
A Dividend
B Dividend
A Dividend
A Dividend
A Dividend
A Dividend
A Dividend
A Dividend
A Dividend
A Dividend
A Dividend
A Dividend
A Dividend
A Dividend
A Dividend
A Dividend
A Dividend
K
L
L
J
L
J
L
K
K
J
J
J
K
K
K
J
T
T
T
T
T
T
T
T
T
T
T
T
T
T
T
T
Buy
Sold
04/29/09 J
I
Now Bank of America
12/0J/09 K
Guin Code : - A ""Sl,000 or !cs B 0s1JJ01 -n.soo C =S2.SOI - 15,000 D=SS.001 - Sl5,0IJIJ I! =SIS.001 - 150.000 Column) Bl 1md D4) f -sso,001 - s100,oor1 G •SI00,001 · Sl,000,000 HI =S 1,000.001 • Sl.OD0,000 H2 =More tllan SS,000,000
2. Vtiluc Code:> J ..Sl5,000 ur lc:::.s K =SIS,001 · SS0.000 L =S50,IJ01 - SIOO,OOIJ M "SI00.001 - S2SO,OOO {Sec Colum"f>S Cl Wld DJ) N =$250,00 I - S500,000 O=SSOO.OOt • Sl.000,000 Pl =Sl,000,001 - Sl.000,000 P2 =Sl.000,001 - 12.5,000.000
P3 •$25,000,001 -$50,0(){),000 P4 More than SSU,000,UOO 3. Value Me1hui.I Code!S Q•Appr.li.sal R ""Cost (Real fatale Only) S =Ass sment T =Cash Market
(Sec O>lumn C2) U :.:.Buuk V11lue V.:oOtber W"'E::>tim1Hr::d
:-,c pti
(l pofrtingpe; d jAmount Type div.,
169 I
'
,- ------
-· ----- ·-- -----
· - ·
!
I
-· - _! - - - - . : (Q-W) . L__ _____ _
(J-P) !
Dole of Report Name of Person Reporting FINANCIAL DISCLOSURE REPORT
05/13/2010NIELSEN, WILLIAM F. Page 8of13
VII. INVEST MEN TS and TRUSTS - im·om•, value, trum·acnon.• r1nc1ude• th,,_,.• vf•pou•• und dependent chitdun; see pp. 34-60 offlting m•tructions.J
(if private
D NONE (No reportable income, assets, or transactions.)
of Ass : ---·
(including trust assets)
Place '"(X)" after each asset exempt from prior disclosure
. ·-r-- :== -: 1. ..
Code I rent,(e.g..
. .
.
I Gross . c at end
oi1�rti?pe( dValue Value
Code 2 I Method
,--·· ryp 1ic.g.,
buy, sell,
D.
tingperiodTransactions during repor
I :. (3) (4) (5)Value Gain Identity of
mm!ddlyy Code2 Code I buyer/selleror int.) (A-H) (A-H)i(J-P) Codc3 dcmption),
transaction) . . --·- L.___..____
Stanley Works A Dividend Sold
! 70 Starbuck's
71. S.W. Airlines Com
Tl.. Sysco
73. Target
!
74. Walgreen Co.
75. Waters Corp.
76. Wells Fargo & Co.
77.
78. WFNSPDRSEA
79. Amer Intl Grp
80. Bank ofAmerica
; 81. Bed Bath
82. CashRBC
83. Chevron Corp.
84. Emerson Elec
85. Ericsson Tel Co
A
A
A
A
A
A
A
A
A
A
None J
Dividend K
Dividend K
Dividend J
Dividend K
None K
Dividend K
None J
Distribution J
None
Interest J
Dividend J
Dividend J
Dividend J
T
T
T
T
T
T
T
T
T
Sold
u
T
T
T
07/08/09 J A
I0/15/09 J
Formerly Merrill Lynch
1. tnct>me Gain Cvdes:
(See Columns Bl imd 04) 2. Value Codes
(See Columns Cl 11nd D3)
J. Value Method Codes (See ColumnC2)
A •S 1,000 or le :s f =$50,00t - $100,000 J ""515,000 OT !Cl;:; N s2so,oo 1 • ssoo,ooo PJ =s2s,ooo,ou1 - sso,000,000 Q -ApprdisW. U =Book V.iilUC
D •Sl.001 - S2,500
G •SI00,001 - $1,000,000
K •St5,00I - SS0,000 0 ..5500,00 I - $1,()(lO,OOU
R '-Cost (R I fatate Only} V•Other
C =Sl.50t • S5,000
H.I =Sl.000,001 - S5.0UU,OOU L =SS0,001 -Sl00,000 Pl =$1,000,001 -$5,000.lXtO
P4 =More lh!ill SSIJ,000,000 S"-'Assessmen! W ""Estimated
D =55.001 - St5.0UO
H2 -..:More than 5'.'i,000,00U M ='1100,001-$250.000
P2 =S5,U!l0,00I - S25,000.000
escrip t i -o-f-A-ss=--- ------
period
---;---( ,-) -.1 m+ v . I i d e
rc:mptio -- -- ' ---' -'-;_:_v_t o_':_l __
1 87
; J
193 194.
i I
GainCo<l : ! - (s - ; 1lumm
i
r··J::m::ri:--cludiiig trust assets)
Code I div., rent, 1 (A-H) I orint.) (J-P) ) H)
Date of Report N11.me of Penon Reporting flNANCIAL DISCLOSURE REPORT Page 9of13 05/13/2010NIELSEN, WILUAM F.
Vil. INVESTMENTS and TRUSTS - im·ume, value, transuctfons (Include.• •hos• uf.•pouse and dependent children; see pp. 3-1-60 u/Jiling instru<"tiun•.J
D NONE (No reportable income, assets, or transactions.)
. reporting period((!) T (2)!"Amount Typc(e.g.,
· c. ·1 D. Gross value at end Transactions during reporting period
:of reporting
·· · -(I)Type(e.g..Method l buy, sell,
- - (5)Identity of Date i,-(2)--' (3)-l (4)1
Value ' Gaine"(X)"afterciu:hassct Value1' ./exempt from pr or isclosur Code 2 ,mmldcliyy Code 2 i Code I
L d� - - (J.l'
,......---·· ! 86 Heinz Com
Home Depot
! 88. Jack in Box
. 89. J. Hancock Bank & Thrift Fund
90. Mcdtronics Inc i
91. Merrill Lynch
J 92. Merck I
Oracle Corp Com
Proctor & Gamble
95. Red Robin
96. Schering P Com
! 97 Starbucks
i 98. TEVA
I 99. Union Pacific ; : JOO.
lOI. SP RMP 346
l02. Cash--INB
A
A
A
A
A
A
A
A
A
A
A
Dividend )
Dividend J
None J
Dividend J
Dividend J
Distribution J
Dividend K
None K
Dividend K
None J
Dividend K
None J
Dividend J
Dividend J
Interest L
T
T
T Buy
T
T
T
T
T
T
T
T
T
T
T Buy
u
08113/09 J
!2/09/09 )
;
Now Bank of America [ Formerly Schering
I
Now Merck
' buyer/seller
A==Sl,OUOorle:s:s B -St,001 • $2,500 c "$2,501 - ss.ooo 0 =S5.00I. Sl).000 E •Sl5.0UI • $50.000Bl and 04) F ssu.uu1 • swo.ooo a -s100.uo1. s1,ooo.ooo HI =$1,000,0UI . S5,UOO,OOO H2 •More than SS,000.000
2. Value Codes J •SJ 5.000 or li;:s K ·Sl5.00I · $50,000 L •SS0.001 - SI00.000 M •SI00.001·5250,000
(See Columns CI and 03) N •S250,UO! • S5UO,UUO 0 •$500,001 · $1,000,00U Pl -Sl,U00,001 . $5.00U,000 P2 •S5,000,UOI . 525,000.000 PJ •S25,000.UOI • S50.0UO,OOU P4 ""'Mo than sso.000.000
J, Value Method Cod Q•Apptui"'I R =C1Jst (Re:1I Est.r.te Ql\ly} T ""Cash Market S ..... A:s e-:1 ment (Sec Column C2} U ::::Book Value V ::::Other W:...Estimatcd
i
!
--
;;po�ing o porti,ng p«�;d
t
__
'
,
J ( �� d__ J (1)
(Q-W)
Oate of Report Name of Person Reporting FINANCIAL DISCLOSURE REPORT Page 10of13 05/13/2010NIELSEN, WILLIAM F.
Vil. INVESTMENTS and TRUSTS - income, vu1ue, ''""""ction• r1nctudes rho•• of spouse and dependent children: ... PP· 34-60 of filing instructions.;
NONE (No reportable income, assets, or transactions.) - - --0.-- r ·----;:.--- --r --
Income during
Amount Type (e.g., Value Type (e.g.,
D D.A. ,
Gross value at endDescription of Assets
(including trust assets). Transactions during reporting period
'-·· -i2J- -1.I
I (3)j
(S)
Method Code 3
-1I Gain
Code I (A·H)
f1··Place "(X)" after each asset Value
I Identity of
buyeriscllcr
, Date ·Value- ·I buy. sell. div., Code 2(J·P)
Code, (A-H)
:\mm!ddl)'Y'exempt from prior disclosure rent,or int.)
Code 2 (1-P) (ifprivate.redemption)·
.transaction) :
-I
!03. American Exp
104. Ameriprise Fine
105. Berkshire Hath
'106. Brightpoint
107. Citi Group
!08. Costco
109. Fiserv Inc.
IlO. Flextronics
1111. Home Depot
l 12. Intel Corp.
113. Johnson-Johnson
: 114. LSI Logic
I !I5. Medtronic
1116. Microsoft
117. Southwest Airlines
118. Starbucks
Il9. Stryker
A
A
A
A
A
A
A
A
A
A
A
Dividend J
Dividend J
None K
None J
Dividend J
Dividend J
None J
None J
Dividend J
Dividend J
Dividend K
None J
Dividend J
Dividend J
Dividend J
None J
Dividend J
T
T
T
T
T
T
T
T
T
T
T
T
T
T
T
T
T
' :_____j
i
i
i
r I. JnwmeGainCodes: A =$1,000 or le:ss 0•S1,001 • SZ.500 C •S2.5UI • SS,000 D 0S5.UOI • SIS,000 E =$15,UOJ - 150,000
{See Columm Bl und 04) f -550,001 • SIOO,l>OO G •$100.001 · $1,0U0.000 HI •St.UOIJ.1!01. S5.lltl0.000 H2 "'More thim $5,000,00U,--:--:---··--·---··-·-' · M ·51 OU.UO t - $25U,OOO2. Value Codes J =$15,000 ot less K•lll,OOt 550,UOO L •$5U.OUI - SIOJJ,000
(See Columns Cl 1ml..I DJ) N ... $250,00 I · $500,000 0 •S5Uo,oot ·St ,000,000 Pl •$1.0IJO,()')I • 55.000.000 P2 °55.UUO,OUI • S25.00U,OUOPJ ·S;!..1,000.UOt • S50.000.000 P4 ,:,More than S5U,OOU,OOU
3. Yliluc Mc:r.hutl COOe:s Q •Appraisal R "'Cosr (Re;tl EstJtte Only) S =A!»e;sinent T '"'Cash Marl.:er (Sec C lumn C2) U .... a uk V11luc V»Other W =Estimated
·----i-··--B_--
1120. i
l
1130. I
! 1134.
i I
'';'.r'.JSP
----
--
---- ------- ------ -------
I
!
-- -- ------ ---
Date of ReportName etf Pierson Reporting FINANCIAL DISCLOSURE REPORT
0511312010NllCLSEN, WILLIAM F. Page 11 of13
VII. INVESTMENTS and TRUSTS - income, value. rrumucnons r1nc1ude. those of spouse and dependent children; •..,PP· 34-60 uf ftling 1mtruc11uns.;
0 NONE (No reportable income, assets, or transactions.) .·------- ---······ ·c:- i--- . ---··---····--1 A D
Description of Assets Income during Gross value ar end Transactions during reporting period(including trust .,,sets) reporting period i ofreporting period
r o> (2) ·-1 (I) (5)iii-f(i)J;(J-)Place "(X)" after each asset IAmount Type (e.g., 11 Value r�� : pe (e.g., Date Value Gain Identity of
exempt from prior disclosure · Code I div., rent, Code2 Method y, sell, !mm/dd/yy Code 2 Code I buyer/seller1(4) r· (A-H) or int.) (J-P) Code 3 mption) · (J-P) , (A-H) (if private . ,.I (Q-W) I: __L _j__ transaction)I·-·--- . - -.
l21.
122.
1123.
! 124.
125.
l26.
l27.
128.
!29.
l3 I.
! 132.
133.
135.
Sysco Corp.
Target
TEVA Phann
Wells Fargo
Amer Cent Intl Growth fund
ML Annuity Rel Plus 27
West Coast Eq. Fund
RMP 139 Cash-·Richards Merrill Peterson
Bed Bath Beyond
Home Depot
lllinois Tool
Lord Abbctt Affiliated fund
Potash
A Dividend
A Dividend
A Dividend
A Dividend
A Dividend
A Dividend
A Dividend
A Interest
None
A Dividend
A Dividend
A Dividend
A Dividend
J
J
J
J
K
L
K
J
J
J
J
J
J
T
T
T
T
T
T
T
IJ
T
T
T
T
T
------ -··--l. lncome G1tin Codes: A =SI.Out> or less B "Sl,001 - 52,500 C =S2,501 - S5.0UO D =Sl.001 • Sl5,000 E =Sl5,00I • SlU,UOO
(See Clllumns Bl imd 04) F =SS0,001 • SIUU,000 G =SI00,001 · Sl,000,000 HI =Sl.000,001 - 55,000,000 H2 i:::Morc tMn S5,0l}Q,000 ·2. V:1luc Codes J ""'$15,()µU or l :; K =SIS.001 · $50,000 J.. -Sl0,001 - 1100,000 M =sI00.00 I • S250,IKIO
(See Columns CI and 03) N =$250,0UI. SlUO,UOO 0 •SlUU,00 I • S l ,000,000 Pl •Sl,000,001. $5,000,000 P2 =55,000.001 • S25,000,llOO
PJ =S2l.UOO,UOI • SSO,OOU,llOU P4 =Mun: Uu.n S.50,0UU.000
3. V1:ilue Method Codes l} =-Appnu:lal R -Cu:st (Real fatate Only) S-'As:s menl T =Cash Market (Sec Ct>lumn C2) U ;MBook Value v ...01bcr W""Es.timated
Name of Pe-non Reporting Da11te of Repu.-t FINANCIAL DISCLOSURE REPORT
NIELSEN, WILLIAM F. 05/1312010Page 12of13
VIII. ADDITIONAL INFORMATION OR EXPLANATIONS. (lndicutepurto/Reporl.)
None.
Name of Penon Reporting Dale or Kep<>rt FINANCIAL DISCLOSURE REPORT
Page 13of13 NIELSEN, WILLIAM F. 05/1312010
IX. CERTIFICATION.
I certify that all information given above (including information pertaining to my spouse and minor or dependent children, if any) is accurate, true, and complete lo the best of my knowledge and belief, and that any information not reported was withheld because it met applicable statutory provisions permitting non-disclosure.
I further certify that earned inco me from outside employment and bonoraria and the acceplance of gifts wbich have been reported are in compliance with the provisions of S U.S.C. app. § 501 et. seq., 5 U.S.C. § 7353, and Judicial Conference regulations.
Signature_;'{
NOTE: ANY INDIVIDUAL WHO KNOWINGLY AND WILFULLY J<'ALSIFIES OR FAILS TO FILE THIS REPORT MAY BE SUBJECT TO CIVIL AND CRIMINAL SANCTIONS (5 U.S.C. app. § 104)
FILING INSTRUCTIONS
Mail signed original and 3 additional copies to:
Committee on Financial Disclosure Administrative Office of the United States Courts Suite 2-301 One Columbus Circle, N.E. Washington, D.C. 20544