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Oclaro DSDBR Comments on the Oclaro Documents: DSDBR Training; L5000VCJ Datasheet C-band and InP/InGaAs technology: the laser diode vertical structure The Phase element The Semiconductor Optical Amplifier (SOA) The Optical Shutter Considerations on Gain, Phase and SOA Bragg reflectors Tunable gratings The rear reflector The front reflector Overall Tuning The total chip structure Reliability issues for the chip Points to be clarified The Locker M.Vanzi January 2012

Oclaro DSDBR Comments on the Oclaro Documents: DSDBR Training;L5000VCJ Datasheet C-band and InP/InGaAs technology: the laser diode vertical structure The

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Page 1: Oclaro DSDBR Comments on the Oclaro Documents: DSDBR Training;L5000VCJ Datasheet C-band and InP/InGaAs technology: the laser diode vertical structure The

Oclaro DSDBRComments on the Oclaro Documents:

DSDBR Training; L5000VCJ Datasheet • C-band and InP/InGaAs technology: the laser diode vertical structure• The Phase element• The Semiconductor Optical Amplifier (SOA)• The Optical Shutter• Considerations on Gain, Phase and SOA• Bragg reflectors• Tunable gratings• The rear reflector• The front reflector• Overall Tuning• The total chip structure• Reliability issues for the chip• Points to be clarified• The Locker

M.Vanzi January 2012

Page 2: Oclaro DSDBR Comments on the Oclaro Documents: DSDBR Training;L5000VCJ Datasheet C-band and InP/InGaAs technology: the laser diode vertical structure The

C-band and InP/InGaAs technology: the laser diode vertical structure

The C-band ranges from 191 to 196 THz, which corresponds to optical wavelengths (in vacuum) from 1570 to 1530 nmand to photon energies from 0.79 to 0.81 eV.

The ternary compound In0.53Ga0.47As has its bandgap at 0.777 eV (at 300°K), that leads its spectrum for spontaneous emission (Eg Eg+2kT) to completely embrace the C-band.

On the other side, this ternary compound is perfectly matched to the InP lattice, which allows for growing In0.53Ga0.47As by epitaxy on an InP substrate.

Moreover, the higher bandgap of InP itself (1.27 eV at 300°K) makes InP perfectly suitable for building the confinement layers of a laser diode with its active layer made of that ternary compound.

See my report: List of failure modes and mechanisms in Laser Diodes part 1/2.

Appendix 2. Epitaxial rules for DH lasers

n-confinement

p-confinement

active layer

forw

ard

curr

en

t

p-cap layer

Upper metal

n-substrate

lower metal

n-confinement

p-confinement

active layer

forw

ard

curr

en

t

p-cap layer

Upper metal

n-substrate

lower metal

Page 3: Oclaro DSDBR Comments on the Oclaro Documents: DSDBR Training;L5000VCJ Datasheet C-band and InP/InGaAs technology: the laser diode vertical structure The

n-confinement

p-confinement

active layer

forw

ard

curr

en

t

p-cap layer

Upper metal

n-substrate

lower metal

n-confinement

p-confinement

active layer

forw

ard

curr

en

t

p-cap layer

Upper metal

n-substrate

lower metal

InP

InGaAs

InP

InP

InGaAs

The Phase element .1

light

The same structure may act as a phase element, provided:

•Light enters the element from outside at frequency •No reflection exists at entrance and exit sides•A low, independent, forward current is allowed to flow

The injected current changes the charge densityThe charge density changes the refractive index nThe phase change across the distance L is

L

c

Ln

Ln

220

Low current= no gain= absorption= attenuation

Page 4: Oclaro DSDBR Comments on the Oclaro Documents: DSDBR Training;L5000VCJ Datasheet C-band and InP/InGaAs technology: the laser diode vertical structure The

n-confinement

p-confinement

active layer

fo

rw

ard

cu

rre

nt

p-cap layer

Upper metal

n-substrate

lower metal

n-confinement

p-confinement

active layer

fo

rw

ard

cu

rre

nt

p-cap layer

Upper metal

n-substrate

lower metal

n-confinement

p-confinement

active layer

forw

ard

curr

en

t

p-cap layer

Upper metal

n-substrate

lower metal

n-confinement

p-confinement

active layer

forw

ard

curr

en

t

p-cap layer

Upper metal

n-substrate

lower metal

mirr

or

mirr

or

gain phase

laser current phase current

A gain and a phase element can then be combined within a single monolithic structure

The Phase element .2

Page 5: Oclaro DSDBR Comments on the Oclaro Documents: DSDBR Training;L5000VCJ Datasheet C-band and InP/InGaAs technology: the laser diode vertical structure The

n-confinement

p-confinement

active layer

fo

rw

ard

cu

rre

nt

p-cap layer

Upper metal

n-substrate

lower metal

n-confinement

p-confinement

active layer

fo

rw

ard

cu

rre

nt

p-cap layer

Upper metal

n-substrate

lower metal

mirr

or

mirr

or

n-confinement

p-confinement

active layer

fo

rw

ard

cu

rre

nt p-cap layer

Upper metal

n-substrate

lower metal

n-confinement

p-confinement

active layer

fo

rw

ard

cu

rre

nt p-cap layer

Upper metal

n-substrate

lower metal

mirr

or

mirr

orPhase change is equivalent to a change in the cavity length.

•Spectrum envelope unchanged•Multimode operation survives•Modes shift with phase change•Mode spacing changes

The Phase element .3

Page 6: Oclaro DSDBR Comments on the Oclaro Documents: DSDBR Training;L5000VCJ Datasheet C-band and InP/InGaAs technology: the laser diode vertical structure The

-30

-20

-10

0

10

20

30

0 0.5 1 1.5 2 2.5 3 3.5 4 4.5 5 5.5 6 6.5 7 7.5 8 8.5 9 9.5 10

Current mA

GHz

191 THz 196 THz

C-band channels

Fine tuning of the Oclaro phase element spans a 50 GHz range, that is equivalent to the minimum separation between C-band channels

The Phase element .4

Page 7: Oclaro DSDBR Comments on the Oclaro Documents: DSDBR Training;L5000VCJ Datasheet C-band and InP/InGaAs technology: the laser diode vertical structure The

The Semiconductor Optical Amplifier (SOA)

n-confinement

p-confinement

active layer

forw

ard

curr

en

t

p-cap layer

Upper metal

n-substrate

lower metal

n-confinement

p-confinement

active layer

forw

ard

curr

en

t

p-cap layer

Upper metal

n-substrate

lower metal

InP

InGaAs

InP

InP

InGaAs

light

The same structure may act as an Optical Amplifier, provided:

•Light enters the element from outside at frequency •No reflection exists at entrance and exit sides•A high, independent, forward current is allowed to flow

L

High current= gain= no absorption= amplification

The SOA is not a laser itself only because of the absence of its own resonant cavity

It is a pumped element as for fiber amplifiers

Anyway it also introduces a phase shift, because of the current injection

It does not affect modality: even multimodes are equally amplified.

Page 8: Oclaro DSDBR Comments on the Oclaro Documents: DSDBR Training;L5000VCJ Datasheet C-band and InP/InGaAs technology: the laser diode vertical structure The

As for the phase element, at low current the SOA attenuates light because of optical absorption.

This property is used enabling even reverse bias of the SOA, that turns itself into a highly absorbing element, that is an optical shutter

The Optical Shutter

Page 9: Oclaro DSDBR Comments on the Oclaro Documents: DSDBR Training;L5000VCJ Datasheet C-band and InP/InGaAs technology: the laser diode vertical structure The

Two slides about… wrong solutions

Considerations on Gain, Phase and SOA.1

Page 10: Oclaro DSDBR Comments on the Oclaro Documents: DSDBR Training;L5000VCJ Datasheet C-band and InP/InGaAs technology: the laser diode vertical structure The

Such a structure is: tunable and gain controllable, BUT multimodal and with SOA affecting phase control

n-confinement

p-confinement

active layer

fo

rw

ard

cu

rre

nt

p-cap layer

Upper metal

n-substrate

lower metal

n-confinement

p-confinement

active layer

fo

rw

ard

cu

rre

nt

p-cap layer

Upper metal

n-substrate

lower metal

n-confinement

p-confinement

active layer

forw

ard

curr

en

t

p-cap layer

Upper metal

n-substrate

lower metal

n-confinement

p-confinement

active layer

forw

ard

curr

en

t

p-cap layer

Upper metal

n-substrate

lower metal

mirr

or

mirr

or

gain phase

laser current phase current

n-confinement

p-confinement

active layer

forw

ard

curr

en

t

p-cap layer

Upper metal

n-substrate

lower metal

n-confinement

p-confinement

active layer

forw

ard

curr

en

t

p-cap layer

Upper metal

n-substrate

lower metal

SOA current

Amplifier/shutter

A hypothetic structure

Considerations on Gain, Phase and SOA.2

Page 11: Oclaro DSDBR Comments on the Oclaro Documents: DSDBR Training;L5000VCJ Datasheet C-band and InP/InGaAs technology: the laser diode vertical structure The

n-confinement

p-confinement

active layer

fo

rw

ard

cu

rre

nt

p-cap layer

Upper metal

n-substrate

lower metal

n-confinement

p-confinement

active layer

fo

rw

ard

cu

rre

nt

p-cap layer

Upper metal

n-substrate

lower metal

n-confinement

p-confinement

active layer

forw

ardcu

rre

nt

p-cap layer

Upper metal

n-substrate

lower metal

n-confinement

p-confinement

active layer

forw

ardcu

rre

nt

p-cap layer

Upper metal

n-substrate

lower metal

mirr

or

mirr

or

gain phase

laser current

n-confinement

p-confinement

active layer

forw

ardcu

rre

nt

p-cap layer

Upper metal

n-substrate

lower metal

n-confinement

p-confinement

active layer

forw

ardcu

rre

nt

p-cap layer

Upper metal

n-substrate

lower metal

SOA current

amplifier

phase current

Such a structure would avoid SOA interference on phase controlBUT is not feasible in monolithic technology.And remains multimodal

Another hypothetic structure

Considerations on Gain, Phase and SOA.3

Page 12: Oclaro DSDBR Comments on the Oclaro Documents: DSDBR Training;L5000VCJ Datasheet C-band and InP/InGaAs technology: the laser diode vertical structure The

For tunability across the whole C-band one needs:

1) Single mode selection 2) Tunability 100 times wider than the range of the phase element3) Cavity resonance4) Gain flattening, if tuning affects gain5) Monitoring of power and frequency

The first two requirements ask for tunable gratings

Considerations on Gain, Phase and SOA.4

Page 13: Oclaro DSDBR Comments on the Oclaro Documents: DSDBR Training;L5000VCJ Datasheet C-band and InP/InGaAs technology: the laser diode vertical structure The

Bragg reflectors .1

The “tails” of the optical wave, extending outside the active layer, sense the corrugation as an effective modulation of the refractive index along the waveguide

na

nc

nc

ng

Effective index along the waveguide

They are made of corrugated layers, with proper diffraction index, in the vicinity of the active layer.Apart from corrugation, the structure is the same as for the gain element

waveguidelightMoving wavefront

tail

Page 14: Oclaro DSDBR Comments on the Oclaro Documents: DSDBR Training;L5000VCJ Datasheet C-band and InP/InGaAs technology: the laser diode vertical structure The

Any index variation acts on the propagating wave as an impedance variation for an electric signal.

Reflected waves are originated at any corrugation point.They can interfere positively (strong reflection) or negatively (null reflection), depending on .

The shape of the corrugation defines the reflection function R as a function of .

The reflection function is related to the Fourier transform of the grating function

Proper patterning of the grating allows for “R() engineering”

Bragg reflectors .2

Page 15: Oclaro DSDBR Comments on the Oclaro Documents: DSDBR Training;L5000VCJ Datasheet C-band and InP/InGaAs technology: the laser diode vertical structure The

Tunable gratings .1

na

nc

nc

ng

Tuning current

In order to span the whole C-band, the tuning should change by some 3%.This is excessive.

As for the phase element, when a given forward current is fed across the structure, the overall refractive index of the waveguide is multiplied by a constant factor.

That is equivalent to change =0/n

That is, in turn, equivalent to stretch the grating, and then to change the reflection function R()

Page 16: Oclaro DSDBR Comments on the Oclaro Documents: DSDBR Training;L5000VCJ Datasheet C-band and InP/InGaAs technology: the laser diode vertical structure The

phase rear Bragg reflector

a 6aAssuming a similar width of the ridge, the contact area on the rear Bragg reflector is about 6 times the area of the phase element.On the other side, the maximum current fed into the latter is 60 mA, while in the former is 10.This means a similar maximum injected density of charges, and then a similar tuning range.

-30

-20

-10

0

10

20

30

0 0.5 1 1.5 2 2.5 3 3.5 4 4.5 5 5.5 6 6.5 7 7.5 8 8.5 9 9.5 10

Current mA

GHz

1540

1541

1542

1543

1544

1545

1546

1547

1548

1549

0 10 20 30 40 50 60

Rear Current (mA)

Lasin

g W

avele

ng

th (

nm

)

Tunable gratings .2

Page 17: Oclaro DSDBR Comments on the Oclaro Documents: DSDBR Training;L5000VCJ Datasheet C-band and InP/InGaAs technology: the laser diode vertical structure The

The rear reflector .1

0

0.05

0.1

0.15

1.5 1.52 1.54 1.56 1.58 1.6

Wavelength (m)

C bandS band L band

In order to allow for full C-band coverage, the Oclaro rear Bragg reflector is designed to produce 7 peaks (supermodes), spaced of some 6-7 nm.Tuning will allow any wavelength in the C-band to be centered by at least one peak.

Page 18: Oclaro DSDBR Comments on the Oclaro Documents: DSDBR Training;L5000VCJ Datasheet C-band and InP/InGaAs technology: the laser diode vertical structure The

1540

1541

1542

1543

1544

1545

1546

1547

1548

1549

0 10 20 30 40 50 60

Rear Current (mA)

Lasin

g W

avele

ng

th (

nm

)

shift of a single peak

Total shift of the “comb reflection”

It remains only to select the supermode, that is the specific peak

The rear reflector .2

Page 19: Oclaro DSDBR Comments on the Oclaro Documents: DSDBR Training;L5000VCJ Datasheet C-band and InP/InGaAs technology: the laser diode vertical structure The

The front reflector .1

The front reflector is made of a chirped grating.

0

0.05

0.1

0.15

1.5 1.52 1.54 1.56 1.58 1.6

Wavelength (m)

Re

fle

cti

on

co

eff

icie

nt rear Bragg reflector

front reflector

It is made of a continuously varying pitch, that produces a broad, uniform reflection across the wole C-band.

Page 20: Oclaro DSDBR Comments on the Oclaro Documents: DSDBR Training;L5000VCJ Datasheet C-band and InP/InGaAs technology: the laser diode vertical structure The

The front reflector .2 Tuning

When two adjacent contacts are fed by current, the effective local pitch is modified. This changes the reflection function, depleting some reflected wavelengths and enhancing others. A broad peak forms, able to select a single supermode

8 metal contacts, operated in pairs

0

0.05

0.1

0.15

1.5 1.52 1.54 1.56 1.58 1.6

Wavelength (m)

Re

fle

cti

on

co

eff

icie

nt

rear Bragg reflector

front reflector

tuned front reflector

Page 21: Oclaro DSDBR Comments on the Oclaro Documents: DSDBR Training;L5000VCJ Datasheet C-band and InP/InGaAs technology: the laser diode vertical structure The

Continuous tuning

Supermode selection

Overall Tuning

Page 22: Oclaro DSDBR Comments on the Oclaro Documents: DSDBR Training;L5000VCJ Datasheet C-band and InP/InGaAs technology: the laser diode vertical structure The

I Gain I Rear r I

Phase

1 3 5 7 Odd

Even 2 4 6 8

Front reflectors 7 + 8 = Short λ

ISOA

ARAR

The total structure is then full integrated into a single monolithic element

The total chip structure

Page 23: Oclaro DSDBR Comments on the Oclaro Documents: DSDBR Training;L5000VCJ Datasheet C-band and InP/InGaAs technology: the laser diode vertical structure The

Reliability issues for the chip

Advantages:

•No movable parts•Full internal cavity (no interfaces in open air)•Only one thermal control needed•No local mirrors (no COD)

Disadvantages:

•Many corrugated epitaxial interfaces: risk of defect growth•Rather high operating currents for rear reflector, coupled with corrugation•Absorbing elements: need for a SOA (further current)

Page 24: Oclaro DSDBR Comments on the Oclaro Documents: DSDBR Training;L5000VCJ Datasheet C-band and InP/InGaAs technology: the laser diode vertical structure The

Points to be clarified

1. Vertical structure (TEM required)2. Details of gratings (very many FIB-TEM required, in several locations)3. Material analysis

1. The bent ridge in the SOA sections calls for a laterally confined optical guide. A BH solution is expected (see List of Failures part 1)

2.1 The rear grating, in order to give a comb reflection, is expected to be a sampled structure

4

0

g x( )

400 x

2.2 The front grating, in order to give a wide flat reflection, is said to be a linearly chirped structure. This should be verified.

2

0

f x( )

1000 xA 1

Page 25: Oclaro DSDBR Comments on the Oclaro Documents: DSDBR Training;L5000VCJ Datasheet C-band and InP/InGaAs technology: the laser diode vertical structure The

The Locker .1

P

Split

TransmitPrimary beam

Transmit()

Reflection()

Beamsplitter

Photodiode (Rx) Photodiode (Tx) Etalon

PD -1

PD-2 The locker elements are slightly rotated in order to avoid unwanted resonance between back reflections.

The Etalon has a transmission function T given by (see my document: The Double Etalon …)

0

2 2sin1

1)(

F

T

Where GHznd

c1000 that implies nd 3 mm

The reflection function R is its complement to unit:

0

2

0

2

2sin1

2sin

)(

F

F

R

Their ratio is

0

2 2sin)(

)(

FT

R

It is useful to note that the beam reflected by the Etalon undergoes another splitting (dashed line) when crossing the splitter. This means that PD2 does not read the full reflection of the Etalon.

Anyway, being the splitter weakly reflecting, in order to save power in the primary beam, or the attenuation at PD2 is neglected, or is compensated by upscaling the PD2 reading.

Page 26: Oclaro DSDBR Comments on the Oclaro Documents: DSDBR Training;L5000VCJ Datasheet C-band and InP/InGaAs technology: the laser diode vertical structure The

Ch 49 Ch 50

The Locker .2

The Oclaro documents indicate the ratio R/T as determining the frequency, and the sum R+T as monitoring the total power.

About power, it is clear that the sum R+T is proportional to the intensity of the transmitted primary beam.

About frequency, Oclaro plots the difference T-R instead of the ratio R/T.The following graph plots everything. A value F=2 has been assumed in order to fit the original drawing.

In any case, the 100GHz channels result perfectly tuned at the maxima and minima of the four curvesThe utility of the ratio R/T is that tunes the 50GHz channels exactly at midway of the descending or ascending nearly linear parts of the curve (where the intensity read by the two photodiodes is equal).