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Rebalancing Rehabilitation Making the case for change to ensure a level playing-field for Offenders with Complex Needs across Essex Version number: 0.3 Date: 21st July 2014 Author: M. Scott & S. Senker Status: Draft

Offenders with complex needs - analysis report

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An analysis of the needs of offenders with complex needs, including mental health, drugs, alcohol, learning disabilities

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  • Rebalancing Rehabilitation

    Making the case for change to ensure a level playing-field for Offenders with Complex Needs across Essex

    Version number: 0.3

    Date: 21st July 2014

    Author: M. Scott & S. Senker

    Status: Draft

  • CONTENTS

    Executive Summary 1. Literature Review 2. Local Data Analysis 3. Qualitative Interviews 4. Recommendations 5. Next Steps Annex: Data workbook

    TONIC: Discussion Paper 1

  • Glossary of Key Terms & Abbreviations

    LD = Learning Disability / Difficulties SM = Substance Misuse (drugs &/or alcohol) MH = Mental Health problems DD = Dual Diagnosis (mental health & substance misuse) DIP = Drug Intervention Programme (also known as CJIT Criminal Justice

    Intervention Team) CJMHT = Criminal Justice Mental Health Team CRC = Community Rehabilitation Company (formerly known as Essex Probation) L & D = Liaison & Diversion service (for MH & LD) NDTMS = National Drug Treatment Monitoring System HMP = Her Majestys Prison CJS = Criminal Justice System DRR = Drug Rehabilitation Requirement ATR = Alcohol Treatment Requirement MHTR = Mental Health Treatment Requirement Older Prisoner = those aged 50+ Vulnerable = Any individual who is, or maybe, in need of community care services by reason of mental, physical or

    learning disability, age or illness and who is or may be unable to take care of himself or herself, or unable to protect himself or herself against significant harm or serious exploitation which maybe occasioned by actions or inactions of other people. [Law Commission, 1995]

    TONIC: Discussion Paper 2

  • Executive Summary

    TONIC: Discussion Paper 3

  • We have to acknowledge the prevalence and impact of individuals with overlapping needs which are linked to the frequency and severity of their offendingThese individual vulnerabilities include substance misuse (drugs & alcohol), mental health problems, learning difficulties and disabilityThese are often co-occuring leading to further complexityThe prevalence of the offenders with complex needs (OCN) are often under reported in CJS, where these issues are not identified/recorded, nor treated (service gaps)The current fragmented system disadvantages these people further, leading to inequality of access to rehabilitation opportunities and increased risk of re-offending and other poor outcomesThere are optimum moments in CJS to ask questions about complexity which are being missedThe lack of clear pathways, experienced staff and dedicated services means that many OCN remain unsupported leading to a cycle of re-offending

    Executive summary

  • Quick Wins1. Clear pathways (inc. agreed terminology and criteria), a Concordat, an Idiots guide & service directory for OCN2. Networking events, Joint training & co-location of key individuals, services to help break down barriers & unlock existing expertise to offer case consultation 3. Clear information sharing protocols to reflect fast movement through custody chain: portable risk and need file that mimics or extends the personal escort record form (PERF)

    Medium4. Engender a climate that promotes shared responsibility - looking at the offender holistically not modularly5. Uniform, yet flexible and responsive training for statutory & non-statutory service providers so practitioners across CJS feel skilled, confident and competent at identification of need and ensuing adaptation & referral6. Tools chosen to aid identification should be validated, comprehensive & used at earliest opportunity throughout CJS7. A focus on need not just risk, e.g. Consult & involve service users in future service design & development Importance of women-specific services not to be underestimated LD may not be seen as treatable in the way SM & MH are, but there is still a vital place for management and adaptation to improve outcomes/reduce re-offending

    Longer-Term8. System-level change including (but not only) the introduction of an integrated service throughout CJS and unified across MH, LD, SM agencies: Flexible (out of hours) Tiered by level of need Recovery focused (integrated with society, leading sustainable lives through employment & housing Skilled link workers filling gaps (e.g. through the gate)

    Summary of Recommendations

  • The Challenge The Reducing Re-offending Board wanted to explore pathways and systems for

    offenders with complex needs (OCN) The OCN group across Essex, Southend & Thurrock want to improve services for

    individuals with: Learning Disabilities (LD) Mental Health (MH) Substance Misuse (SM) which includes drugs and alcohol That are in contact with the Criminal Justice System (CJS) As a result of the Care Act coming into force from April 2015 and its renewed clarity

    over adult safeguarding, there is also a need for local authorities to consider the needs of

    Older offenders Vulnerable adults That are in contact with the CJS

    There are some significant gaps in local provision, especially for LD There are knowledge gaps about vulnerability, LD & MH demand, e.g: how frequently they

    enter custody & what happens to them when they are there There is a view that an integrated offender recovery management service is needed to

    reduce re-offending and improve the care of OCNs: With touch points at police, probation, courts and prison To identify, screen, refer and manage OCNs Access community services and planned resettlement wing at HMP Chelmsford

    TONIC was commissioned to help the group better understand the scale and scope of OCN needs

    TONIC: Discussion Paper 4

  • Our Approach

    We conducted a number of lines of inquiry, across the CJS, including:

    Reviewing UK literature on OCN including prevalence & priority needs/issues

    Collating & analysing relevant local data from a range of partners throughout the different stages of CJS

    Conducting qualitative interviews with key stakeholders

    Producing an options paper on potential ways to address the needs identified in this project

    TONIC: Discussion Paper 5

  • Chapter 1 Literature Review

    TONIC: Discussion Paper 6

  • Interlinked Relationships There is a strong and recognised relationship between Substance Misuse (SM), Mental

    Health problems (MH), Learning Disability (LD) and offending in terms of: An increased likelihood of committing a range of crimes from acquisitive offences (drug

    misuse); violent crime (alcohol & MH; sex offences and arson (LD); & re- offending (drug users are 3-4 times more likely to commit crime than non-users)

    Their prevalence in offending populations (an estimated 25% - 65% of offenders have MH; 50% SM; 30% LD needs)

    Their overlapping, co-occurring nature (dual diagnosis is the norm not the exception; & 60% of individuals with LD will also have an SM problem)

    These issues, therefore, have a high cost to the CJS (est. 13.9 billion for drug related crime) OCN are often more vulnerable in CJS being more likely to experience restraint in custody

    (LD & MH), violence (alcohol), being frightened and confused (MH/LD) with higher rates of attempted suicide and self harm (LD). They are also more vulnerable on exit from the Criminal Justice System, experiencing higher rates of housing difficulty and unemployment

    Research and campaigning organisations have made strong and enduring calls for dual diagnosis services (SM/MH) & MH/LD services to be delivered jointly for offenders

    OCN have unequal access to support options available to other offenders, and as a result are further disadvantaged

    NOTE: The full Literature Review is available as a separate document

    TONIC: Discussion Paper 7

  • Older Offenders Prisoners over 60 are the fastest growing group in the prison estate. The number of women

    prisoners aged over 50 has more than trebled (Prison Reform Trust, 2008) Older prisoners now represent around 12% of the total prison population and have a high

    prevalence of physical and mental disability (Ministry of Justice, 2014) Much research on older offenders in the criminal justice system comes from the prison estate. The national minimum standards for the care of older people in the community or in care

    homes do not apply in prison (HMIP, 2008) The Prison Reform Trust (Doing Time; The needs and experiences of Older Prisoners, 2008) has

    indicated poor regimes and lack of engagement with older people are leading to isolation in prison and a lack of planning for resettlement means that older people do not get the services they need on return to their community and experience anxiety about the future

    Thematic work from the Inspectorate of Prisons (No Problems, Old and Quiet, 2004) found that none of their sampled prisons had a separate regime for older prisoners. Retired prisoners had not been asked about what they wanted to do during the working day. Where activities are not accessible, alternatives should be provided to avoid discriminatory practice

    Older offenders needs are not restricted to their time in custody but also require specific resettlement plans, especially where they have served life sentences. The Inspectorate found that over a quarter (28%) of the prisoners sampled would be at least 70 years old on release. They would be unlikely to be seeking employment. Many will require health and social services support in addition to having to adjust to the outside world.

    Of course, not all older offenders are ill or infirm but there is a strong encouragement to view age as a potential vulnerability

    TONIC: Discussion Paper 8

  • Vulnerable Offenders Vulnerability in the prison estate and specifically the term

    vulnerable prisoner is unique to this environment and is not the same as in the community this presents various difficulties in communication between settings and presents challenges in identification

    The Inspectorate of Prisons states: Prisoners, particularly adults at risk, should be provided with a safe and secure environment which protects them from harm and neglect. They should receive safe and effective care and support.

    The Care Act 2015 seeks to improve and clarify local authority safeguarding procedures for vulnerable adults including those in prison and across the criminal justice system being able to identify such adults is clearly crucial in order to ensure their safety

    TONIC: Discussion Paper 9

  • Identification Is Vital Identification of these needs for offenders should be at the earliest

    possible point in the CJS, and also repeated on entry to prison & probation This is crucial when rehabilitating people / reducing re-offending, not least

    with regard to making appropriate referrals and recommendations for adapting sentences or facilitating access to suitable treatment

    There is chronic underreporting of these issues for offenders, influenced by: There is great variation in the criteria and terminology used to identify

    these needs across agencies and across the country The data not regularly or uniformally captured (e.g. sometimes only a

    primary factor can be recorded) Individuals fear being stigmatised and do not divulge information,

    meaning that identification must be sensitively handled There is a lack of consistent, validated tools many tools in circulation

    require specialist skills or training &/or significant time to complete Practitioners do not feel skilled or empowered to identify these needs

    TONIC: Discussion Paper 10

  • Gaps In Capacity & Capability The literature identifies a number of key gaps in capacity and

    capability to identify and respond to these issues: Staff skills & awareness: training needs have been highlighted

    around: identification how to adapt and deliver programmes delivery of specific interventions treating multiple overlapping needs

    Service provision is often disparate & siloed some unmet need divisions between services no unified services across these issues contributing to a confusing support landscape and gaps

    TONIC: Discussion Paper 11

  • What Works: Adapting Rehabilitation

    Some adapted programmes, use of appropriate sentencing & ensuring access to specific support or treatment based on OCN needs can improve efficacy of rehabilitation and preventing re-offending among offenders with complex needs E.g. Drug treatment can decrease reconviction rates by 47%, and early

    treatment of mental health problems is preventative for violent crime R & R programme findings suggest that cognitive-behavioural,

    cognitive skills programmes should work with this group Government guidance and calls from campaigning organisations

    agree that a Care not Custody approach may be more effective in rehabilitating OCN

    Specific issue treatment programmes have an impact on reducing re-offending: The best evidence is for drug treatment (2.50 savings from criminal &

    health economies for every 1 invested in treatment) However, more research is required to evidence impact of specialised

    interventions on recidivism rates for those experiencing problems with alcohol, MH or LD

    TONIC: Discussion Paper 12

  • Recommendations To Consider The literature points to a number of recommendations that have

    been regularly made to deal with these issues more effectively: Introduce an integrated service throughout the CJS process and

    unified across MH, LD, SM agencies Terminology and criteria used to identify these needs should be

    specific and consistently applied Tools used to aid identification should be validated,

    comprehensive and used at the earliest opportunity and throughout the CJS

    Practitioners should feel skilled, confident and competent at identification of these needs and ensuing adaptation & referral

    Agencies and policy makers should consult CJS service users in improving the response to these needs

    TONIC: Discussion Paper 13

  • Qualitative Interviews

    Map which relevant services are available locally Where the service provision gaps lie The identification process - tools, training,

    requirements, recording data Response & Referral processes when needs are

    identified barriers, strengths, adapted programmes, addressing stigma

    Joint working arrangements & practices - information sharing

    Views on how to better meet needs & an integrated OCN service inc. best practice examples

    TONIC: Discussion Paper 14

  • Chapter 2 Local Data Analysis

    TONIC: Discussion Paper 15

  • LOCAL PREVALENCE ESTIMATES

    Offenders with Complex Needs PRISON PROBATION POLICE

    CUSTODY

    TONIC Consultants Ltd

    n/a 2 3% 3% awaiting

    TOXIC TRIO: Substance Misuse, Mental Health & Learning Disability

    n/a 11 15% 23% awaiting

    Substance Misuse & Learning Disability

    n/a 3 4% 4% awaiting

    Learning Disability & Mental Health

    15% 6% 8% 7%

    Dual Diagnosis: Mental Health & Substance Misuse

    2.4%+ 16 - 23% 2 30% 8% (proxy) Learning Disability

    (LD)

    awaiting 9 12% 10 - 11% 25%

    Mental Health

    (MH)

    13% Treatment

    clients are CJS 39 58% 42 - 71% 12 - 17%

    Substance Misuse

    (SM)

    4% Alcohol

    treatment clients are CJS

    29% 42% 5%

    Alcohol

    19% Drug treatment clients are CJS

    24% 10% 12%

    Drugs

    COMMUNITY

    Data Source Essex Police data based on Basildon, Grays & Southend

    Essex Probation data on those with prison sentences HMP Chelmsford Needs Assessment

    Essex Probation data

    NDTMS data

  • LOCAL DEMAND ESTIMATES

    Offenders with Complex Needs PRISON PROBATION POLICE

    CUSTODY

    TONIC Consultants Ltd

    n/a 124 18 awaiting

    TOXIC TRIO: Substance Misuse, Mental Health & Learning Disability

    n/a 620 135 awaiting

    Substance Misuse & Learning Disability

    n/a 163 23 awaiting

    Learning Disability & Mental Health

    1,092 334 47 2,800

    Dual Diagnosis: Mental Health & Substance Misuse

    37 887 176 3,200

    13 Appropriate Adult call outs (March 2014)

    Learning Disability

    (LD)

    644 492 59

    155 on CPA 8 Transferred to

    MH hospital

    10,000 85 Appropriate Adult call outs (March 2014)

    Mental Health

    (MH)

    1,534 Estimate of

    those with SM treatment

    need in CJS

    2,207 247 4,800 Substance Misuse

    (SM)

    111 1,628 59 57 Treatment 2,000

    Alcohol

    814 554 in DIP 1,339

    587

    220 Inside Out

    97 IDTS

    4,800

    Drugs

    COMMUNITY

    Data Source Key: Actual Estimate

    Essex Police data based on Basildon, Grays & Southend Population: 40,000

    Essex Probation data & HMP Chelmsford Needs Assessment Population: 587

    Essex Probation data Population: 5,593

    NOTE: This only shows drug and alcohol treatment data Population: 6,864

    tonic

    tonicAre these numbers are potentially manageablethrough a specialist case management approach?

    tonic

  • PREVALANCE ESTIMATES From literature review

    Offenders with Complex Needs PRISON PROBATION POLICE

    CUSTODY

    TONIC Consultants Ltd

    TOXIC TRIO: Substance Misuse, Mental Health & Learning Disability

    60%

    of LD service users have SM

    Substance Misuse & Learning Disability

    36%

    Learning Disability & Mental Health

    74 85% of SM clients have MH

    44% of MH clients have SM

    75% (Prison Reform

    Trust, 2011)

    Dual Diagnosis: Mental Health & Substance Misuse

    2% (DH, 1998)

    60% reading age

    of 5 or under

    7% 25% Borderline LD

    40% women (No one Knows, 2007)

    20-30% (Louckes, 2007)

    Learning Disability

    (LD)

    25 40%

    27% (Brooker, 2012)

    23% Male, severe (Senior, 2013)

    33% Male, depression

    49% Female (MoJ,

    2013)

    Mental Health

    (MH)

    32% (Singleton,

    2003)

    Substance Misuse

    (SM)

    32 73%

    (MoJ, 2013 Scottish Prisoners

    Needs Assessment)

    66%

    (Sloshed & Sentenced)

    Alcohol

    64% (MoJ, 2013)

    Drugs

    COMMUNITY

  • Inside Out Atrium

    Atrium

    DIP Treatment

    System

    SERVICE AVAILABILITY Balanced Scorecard

    Offenders with Complex Needs PRISON PROBATION POLICE

    CUSTODY

    TONIC Consultants Ltd

    No dedicated services

    Highest prevalence in frequent & severe offenders

    No identification

    No identification

    TOXIC TRIO: Substance Misuse, Mental Health & Learning Disability

    No dedicated services

    High prevalence in frequent offenders

    No identification

    No identification

    Substance Misuse & Learning Disability

    Data gaps Service gaps

    1 lead in CJMHT, but not

    specialist

    No identification

    No identification

    Learning Disability & Mental Health

    Gaps & Too many links in the chain

    Good prison DD provision

    Siloed approach

    Dual Diagnosis: Mental Health & Substance Misuse

    Training & service gaps

    Choice & Control Thurrock

    Nowhere to refer to

    Nowhere to refer to

    Appropriate Adult service,

    Liaison & Diversion pilot

    Learning Disability

    (LD)

    Barriers to 3rd sector support

    CJMHT, but no

    NHS Trust engagement

    [to add ?] Prison Inreach Atrium

    Appropriate Adult service, FME, Liaison & Diversion

    pilot, CJMHT Out of hours gap

    Mental Health

    (MH)

    DIP Treatment

    System DIP

    IDTS Inside Out

    Atrium

    FME, DIP & Treatment

    system

    Substance Misuse

    (SM)

    Emerging growth in alcohol

    treatment

    Low referral rates into treatment

    FME & Treatment

    system

    Alcohol

    DIP Treatment

    System

    Arrest Referral, DIP, FME

    Drugs

    COMMUNITY

    Siloed approach

    NO#SPECIFIC#RESPO

    NSE#FO

    R#COMPLEX#O

    FFENDERS#

  • PROBATION DATA Section 2.1

    TONIC: Discussion Paper 16

  • Commentary: The general trend is for individual vulnerabilities to occur with greater frequency as age increases, up to the 35-44 age range when they generally decrease with age Exceptions: However, MH continues to increase up to the 45-54 age range Whilst LD becomes less prevalent with age from the 17-25 year olds

    0%#

    5%#

    10%#

    15%#

    20%#

    25%#

    30%#

    35%#

    40%#

    45%#

    17*25# 26*34# 35*44# 45*54# 55+#

    Age & Individual Vulnerability of Essex Probation Clients (n= 5,072)

    Alcohol#

    Drugs#

    SM#

    MH#

    LD#

    TONIC: Discussion Paper 17

  • Commentary: The general trend is for complexity (multiple vulnerabilities) to decline with age in prevalence among the cohort of probation clients Exceptions: However, MH issues are higher in the 35-44 & 45-54 age groups

    0%#

    2%#

    4%#

    6%#

    8%#

    10%#

    12%#

    14%#

    17*25# 26*34# 35*44# 45*54# 55+#

    Axi

    s T

    itle

    Age & Complexity of Essex Probation Clients (n= 5,072)

    DD##

    LD#MH#

    SM#LD#

    TRIO#(all#3)#

    TONIC: Discussion Paper 18

  • Commentary: In nearly all individual vulnerabilities, they are found in slightly greater prevalence with men Exceptions: However, MH issues are twice as likely to be found with women than men

    0%#

    5%#

    10%#

    15%#

    20%#

    25%#

    30%#

    35%#

    40%#

    Alcohol# Drugs# SM# MH# LD#

    Gender & Individual Vulnerability of Essex Probation Clients (Male = 4,986; Female = 607)

    Male#

    Female#

    TONIC: Discussion Paper 19

  • Commentary: The reverse is true when considering complexity (where offenders have multiple vulnerabilities co-existing), with women more likely to experience nearly all combinations of vulnerabilities especially Dual Diagnosis (SM & MH) where they are twice as likely as male offenders to experience this Exceptions: However, male probation clients are more likely to experience SM & LD in combination

    0%#

    2%#

    4%#

    6%#

    8%#

    10%#

    12%#

    DD## LD#MH# SM#LD# TRIO#(all#3)#

    Gender & Complexity of Essex Probation Clients (Male = 4,986; Female = 607)

    Male#

    Female#

    TONIC: Discussion Paper 20

  • Commentary: In general, the prevalence of individual vulnerabilities rises with the number of times an individual has entered Probation (i.e. re-offending frequency) Exceptions: There is a leveling off of alcohol misuse at the 21+ re-offending group

    0%#

    10%#

    20%#

    30%#

    40%#

    50%#

    60%#

    70%#

    1#only# 2#to#10# 11#to#20# 21+#

    Pre

    vale

    nce

    Re-offending frequency & Individual Vulnerability of Essex Probation Clients (n= 5,584)

    Alcohol#

    Drugs#

    SM#

    MH#

    LD#

    TONIC: Discussion Paper 21

  • Commentary: There is an increase in the rate of complexity experienced by probation clients as the frequency of their re-offending rises. This generally sees a tailing off from the 11-20 re-offending group to the 21+ group Exceptions: However, the prevalence continues to rise in the SM & LD cohort

    0%#

    5%#

    10%#

    15%#

    20%#

    25%#

    30%#

    1#only# 2#to#10# 11#to#20# 21+#

    Pre

    vale

    nce

    Re-offending frequency & Complexity of Essex Probation Clients (n= 5,584)

    DD##

    LD#MH#

    SM#LD#

    TRIO#(all#3)#

    TONIC: Discussion Paper 22

  • Commentary: The distribution of offenders by their complexity (i.e. number of vulnerabilities they experience) becomes more even as the frequency of their offending becomes higher

    0%#

    10%#

    20%#

    30%#

    40%#

    50%#

    60%#

    70%#

    ALL# 1#oence# 2*5#oences# 6+#oences#

    Probation Clients - "Events" by vulnerabilities

    Oenders#with#no#vulnerabiliPes#

    Oenders#with#only#1#vulnerability#

    Oenders#with#2+#vulnerabiliPes#

    TONIC: Discussion Paper 23

  • Commentary: Probations own analysis shows that most vulnerabilities and complexities are more common in the prison population than those who receive community sentences. This adds more weight to the evidence that multiple vulnerability is linked to increased frequency or severity of offending

    0%#

    10%#

    20%#

    30%#

    40%#

    50%#

    60%#

    70%#

    SM# MH# LD# LD#MH# LD#SM# DD# Trio#

    Probation clients by Community or Prison sentence (n=3,636)

    ProbaPon#

    Prison#

    TONIC: Discussion Paper 24

  • Older & Vulnerable Offenders

    Currently 451 prisoners (11%) over the age of 50 these are across the criminal justice system and may be incarcerated or in the community

    Probation does not have a distinct protocol for older offenders they dont normally distinguish offenders on this basis.

    Safeguarding with regards to vulnerability Probation would make referrals to partner agencies and social care if necessary

    TONIC: Discussion Paper 25

  • Commentary: Older offenders are categorised by the Prison Service as those aged 50+. When comparing this group with those aged under 50 in the Essex Probation cohort, we found older offenders were less likely to experience many vulnerabilities, with the exception of alcohol misuse and mental health problems

    11% of Essex Probation clients are aged 50+ 1% of the total are aged 65+, 2% aged 60+

    TONIC: Discussion Paper

    60%#

    22%#20%#

    15%#16%#

    9%#

    23%#

    43%#

    34%#

    4%#

    17%#

    8%#

    12%#

    21%#

    ProbaPon#Events#2+# Prison#sentence# Drugs# Alcohol# LD# MH# Perpetrator#of#DV#

    Vulnerability,Factors,for,under,50s,&,those,aged,50+,

  • SUBSTANCE MISUSE TREATMENT DATA

    Section 2.2

    TONIC: Discussion Paper 27

  • Commentary: There is some variation across the area amongst recorded levels of offenders engaged in drug or alcohol treatment

    0%#

    5%#

    10%#

    15%#

    20%#

    25%#

    Essex# Southend# Thurrock# ALL#

    Prevalence of Offenders amongst treatment population

    TONIC: Discussion Paper 28

  • Commentary: There is greater variation in the prevalence of Dual Diagnosis (MH & SM) problems amongst the treatment populations across the area (from 2% in Thurrock to 19% in Essex)

    0%#

    2%#

    4%#

    6%#

    8%#

    10%#

    12%#

    14%#

    16%#

    18%#

    20%#

    Essex# Southend# Thurrock# ALL#

    Prevalence of Dual Diagnosis amongst treatment population (MH & SM)

    TONIC: Discussion Paper 29

  • Commentary: CJS clients do better in treatment when in a specialised programme - DIP clients average a 16% successful treatment completion rate, compared to 13% for all CJS clients in treatment

    0%#

    5%#

    10%#

    15%#

    20%#

    25%#

    30%#

    35%#

    40%#

    45%#

    50%#

    Essex# Thurrock# Southend# TOTAL#

    Treatment outcomes for All CJS clients v DIP clients

    ComplePons#(CJS)#

    ComplePons#(DIP)#

    TONIC: Discussion Paper 30

  • Observations from the Substance Misuse Treatment Data

    DUAL DIAGNOSIS Differences in DD recorded rate across areas Variation in CJS involvement for clients in treatment

    OCU around 20% Low for alcohol Higher for non-OCU

    Estimate there are over 1,000 people with dual diagnosis (excl. out of treatment alcohol & non-OCU) 644 (59%) are currently in treatment

    DD rates average 14% (drugs) and 24% (alcohol) across the area however there is great variation in recorded DD levels from 4% to 29%

    OFFENDERS IN TREATMENT Estimate there are (conservatively) 1,534 offenders in CJS with drug or alcohol misuse problems

    925 (60%) of whom are in treatment 554 (60%) of these are DIP clients

    CJS clients do better in treatment when in a specialised programme: DIP clients average 16% successful treatment completion rate, compared to 13% for all CJS clients

    CJS clients make up only 4% of those in alcohol treatment, compared to 19% of drug treatment population

    REFERRAL SOURCE Relatively few (5%) referrals to alcohol treatment come from CJS agencies Less than 1% of referrals appear to come from Mental Health services Whilst LD services are not recorded as a referral source so no data is available

    TONIC: Discussion Paper 31

  • POLICE CUSTODY DATA Section 2.3

    TONIC: Discussion Paper 32

  • Commentary: of those arrested have MH issues identified and nearly 1/5 have self harm issues. However, there is relatively low levels of drug/alcohol use identified (12%) Gender differences Women are more likely to be identified with MH, self-harm and drug issues , whilst men were more likely to be identified as needing help with reading or writing Note: Need help reading or writing is used as a proxy for LD

    0%#

    5%#

    10%#

    15%#

    20%#

    25%#

    30%#

    35%#

    40%#

    Alcohol# Other#drugs# Drugs# Mental#Health# Need#help#with#reading#wriPng#

    Self#harm#(indicaPons)#Self#harm#(self#report)#

    Prevalence of vulnerabilities amongst those in Police custody (n= 4,088 from Basildon, Grays & Southend)

    Female#

    Male#

    TOTAL#

    TONIC: Discussion Paper 33

  • CJMHT DATA Section 2.4

    TONIC: Discussion Paper 34

  • Commentary: We estimate that there are 963 referrals to CJMHT (North Essex only) in 12 months. These referrals predominately come from Court and Police, with only a small number coming from probation

    Court#56%#

    Police#39%#

    Probation 5%

    CJMHT referrals (estimate of 963 in 12 months)

    TONIC: Discussion Paper 35

  • Commentary: The average assessment take-up rate from referral is 75%. There is variation in take-up rates from different referral sources It is worth noting that only 5% of referrals come from Probation which has the lowest rate of service take-up

    0%#

    10%#

    20%#

    30%#

    40%#

    50%#

    60%#

    70%#

    80%#

    90%#

    100%#

    Court# Police# ProbaPon#

    % take up of CJMHT assessment (based on 562 referrals over 7 months)

    TONIC: Discussion Paper 36

  • HMP CHELMSFORD PRISON DATA

    Section 2.5

    TONIC: Discussion Paper 37

  • Prisoners view SM & MH services more favourably than the general picture

    Prison Staff feel that SM & MH needs are met in HMP Chelmsford, but do not feel trained in these issues

    TONIC: Discussion Paper 38

  • 71% have personality disorder 8% have functional psychoses 22% have anxiety/depression 49% have a neurotic disorder

    TONIC: Discussion Paper 39

  • Staff think it is easy to access SM & MH services in their prison

    Prisoners agree that access to SM services is good, but it is more mixed re access to MH provision

    TONIC: Discussion Paper 40

  • HMP Chelmsford staff do not feel trained in LD, SM or MH issues

    TONIC: Discussion Paper 41

  • Access to specialist drug services from prison is reasonably good, but under half started treatment within 3 weeks of release. Waiting for access to DIP after prison release can increase the risk of overdose or re-offending Note: This data should be checked against NDTMS data at local authority level

    TONIC: Discussion Paper 42

  • HMP Chelmsford: Older Offenders

    Prison Health Needs Analysis: 53 prisoners said they have problems with mobility (of those surveyed) 54 prisoners said they were unable to wash or dress themselves 9% of prisoners are over 50 yet there is no lead healthcare professional to older

    prisoners and there is little social care outside of healthcare to support with issues such as incontinence and personal hygiene

    Prisoners over 50 might be located on a specific wing determined by space or availability but there is no dedicated older prisoner wing

    Support at present is provided either through primary care or a prisoner trained as a carer, is not commissioned to include nursing support and help with personal care.

    An older persons assessment is carried out for every prisoner over 55 this covers next of kin, housing, mobility and hygiene needs appropriate referrals can be made of the back of this.

    Can make links in to Essex County Council for prisoners who might need a social care assessment for release planning.

    Disabilities officer dedicated to making sure disabled prisoners have access to services they need.

    There does not seem to be a specific protocol for supporting older prisoners nor distinct referral pathways or resettlement plans.

    TONIC: Discussion Paper 43

  • HMP Chelmsford: Vulnerable Offenders At present there are 30 prisoners on the vulnerable prisoner wing they

    are there based due to the nature of their offences (which makes them at risk of harm from other prisoners) rather than vulnerabilities as defined by the Law Commission and adult social care [see glossary]

    Healthcare and services such as Atrium support mental health problems but there are significant challenges in identifying and assessing mental health and learning disabilities/difficulties.

    Prison Health Needs Analysis indicates: 3.2% of prisoners in HMP Chelmsford have epilepsy 4.8% are obese 1.9% estimated to have a Learning disability with more (approximately 147

    prisoners) suspected of having a borderline LD, based on national prevalence rates

    9.9% estimated to have any neurotic disorder Currently waiting to get some data on number of vulnerable prisoners

    using the induction pack introduced a few months ago. Currently waiting to ascertain the number of prisoners in HMP Chelmsford

    over 50 although we approximate this to be 10% (9 11%)

    TONIC: Discussion Paper 44

  • HMP HOLLOWAY Section 2.6

    TONIC: Discussion Paper 45

  • HMP Holloway: Older & Vulnerable Offenders

    Currently have 50 prisoners (10%) aged over 50 ranging from 51-66

    Holloway does not have a separate Vulnerable Prisoners Wing and considers all prisoners to be vulnerable by the fact they are imprisoned

    There are however 49 women on an ACCT (Assessment, Care in Custody and Teamwork document) to manage risk of self harm and suicide

    Those deemed particularly vulnerable are supported by mental health services and are discussed in a weekly complex prisoners meeting

    The adult safeguarding policy is currently being drafted

    TONIC: Discussion Paper 46

  • LEARNING DISABILITY SERVICES

    Section 2.7

    TONIC: Discussion Paper 47

  • There are 32,724 adults (estimate) living with LD in Essex this is expected to increase by 7.75% over the next 6 years. 6,007 (18%) people with LD are aged 45-54, the largest age group cohort

    0#

    500#

    1,000#

    1,500#

    2,000#

    2,500#

    3,000#

    3,500#

    4,000#

    Estimated cases of adults with learning disabilities

    TONIC: Discussion Paper 48

  • Moderate & Severe LD peaks in the 35-54 age ranges with 42% of all cases being found in this age range

    0#

    1,000#

    2,000#

    3,000#

    4,000#

    5,000#

    6,000#

    7,000#

    18*24# 25*34# 35*44# 45*54# 55*64# 65+#

    LD population estimates (Essex)

    Low#

    Moderate#

    Severe#

    Total#

    TONIC: Discussion Paper 49

  • 1,524 (5%) of the LD population in Essex is estimated to have severe learning disability

    Low#63%#

    Moderate#32%#

    Severe 5%

    LD estimates by severity (Essex)

    TONIC: Discussion Paper 50

  • Chapter 3 Qualitative Interviews

    TONIC: Discussion Paper 51

  • Overview

    ######1#DRR#pracPPoner#1#service#manager;#3rd##sector#organisaPon#

    2#Access#Engagement#sta;##3rd#sector#organisaPon#

    1#Appropriate#Adult#2#CJMHT#(pracPPoner#and#service#manager)#1#Criminal#jusPce#lead;#third#sector#organisaPon#

    2#Custody#Sergeants#Forensic#Medical#Examiner#Safer#Custody#Violence#ReducPon#Manager##HM#P#Chelmsford#Deputy#Custody#Commander,

    ##Essex#Police#

    1#general#oender#manager#1#Housing#Ocer#1#EducaPon,#training#and#employment#ocer#

    CRC#Custody:#Police#Prison#

    SM#MH#

    Informal Interviews: AMP Practice Lead Nurse Consultant Director of Secure Services G4S Regional Manager

    Total: 20 interviews

    TONIC: Discussion Paper 52

  • Key Findings ! Lack of validated or uniform tools across the system; identification is mainly through clinical judgement and therefore the skills/expertise of the

    practitioner ! Use of reading and writing/statemented school as an indication of LD, or no

    specific questions asked ! There are problems with self-report but raw scores generated by validated

    tools may not be easily communicable to other agencies/professionals ! Services are largely left to their own devices to ascertain and identify further

    needs (e.g. substance misuse workers need to identify LD or MH themselves rather than the information following the client) there are no systems for information sharing allowing need to be passported through the CJS journey

    ! Referrals from one agency to another are not felt to be heard or taken seriously Inc. into social care

    Substance misuse workers are seen as the poor profession by mental health workers and prescribing

    clinicians even though they have much contact with offenders their concerns & information get ignored

    ! Time constraints in police custody and court place pressure on the identification and assessment process

    TONIC: Discussion Paper 53

  • Key Findings (2) ! Training was limited but better around mental health awareness

    than learning disability ! New training for custody sergeants seems to be comprehensive

    and attends to LD, MH and ASD ! Where an individual is identified as having a complex need; this

    information tends to remain within the organisation. Information sharing was highlighted as problematic

    Information from prison is not shared when someone leaves and enters the community

    ! The ability to make onwards referrals for offenders with learning disability was consistently identified as lacking especially for those who are not severely disabled and below the threshold for adult social care. There was a general lack of knowledge about where to refer to for LD clients

    If someone cant read or write there are not many places that will support this

    There are no referral pathways for offenders with learning disabilities. If we do have that information, we dont know what to do with it!

    TONIC: Discussion Paper 54

  • Key Findings (3) ! Generally there was dissatisfaction with organisations

    ability to identify and work with LD offenders The criminal justice system is not the right place

    for people with learning disabilities, it is not geared up for them

    Learning Disability is an unknown territory especially for group work

    ! Probation stated some services (esp. 3rd sector & GPs) may exclude offenders with complex offence histories

    ! There are no specific programme/service adaptations for individuals with complex needs; this comes down to the skills of the practitioner and the resources of the organisation

    ! E.g. Custody Sergeants have access to simplified rights and entitlements ! There are concerns over the impact of CRCs and a de-

    skilled workforce there will also need to be links with National Probation Service

    TONIC: Discussion Paper 55

  • Key Findings (4)

    LD in prison In Reach are commissioned to care for LD clients There is no LD nurse within the team, so they can-

    not carry out LD assessments Social care do come in and assess prisoners

    occasionally If the In Reach team need advice on Learning

    Disability clients, there is a Learning Disability specialist in the trust, who can be reached by phone

    The LD specialist can check electronic records and case details of the particular prisoner

    TONIC: Discussion Paper 56

  • Key Findings (5): Older & Vulnerable Offenders

    HMP Chelmsford is piloting a new induction pack on their reception wing in order to identify prisoners who are vulnerable as per the law commission definition. The current prison definition in the male estate of vulnerability is based on offence type. HMP Holloway (the main womens prison for Essex residents) does not use the traditional definition, using the premise that all female prisoners are vulnerable

    Prison is the only CJS environment that uses any older age threshold, as it defines an offender as older when they are 50 or over. HMP Chelmsford has a separate, but not exclusive, wing for older offenders

    In Police Custody age is considered a vulnerability automatically if the offender is a juvenile (e.g. with specific pathways and protocols around their care, and checking/observation mandated to be occur at a minimum of every 30 minutes)

    This is not replicated at the other end of the age spectrum. If an offender is older no specific pathways exist.

    Police use PACE to consider the appropriateness of arrest on an individual basis [https://www.gov.uk/government/uploads/system/uploads/attachment_data/file/117583/pace-code-g-2012.pdf]

    All offenders in police custody are assessed on a range of vulnerabilities rather than age alone using visual assessment, previous risk assessment, information from PNC and the g4s medical provision - this determines the level of care provided for the individual

    Those in Police Custody have a pre-release risk assessment. Police look to social services and 3rd sector for help placing and supporting a vulnerable person on release if needs are identified

    TONIC: Discussion Paper 57

  • Anecdotal Evidence: Case Studies

    CASE STUDY A: An individual with Aspergers presents at Custody Suite and Sergeant says to him write your name there, pointing at a piece of paper. The individual proceeds to write his name as there. Due to the custody sergeant having an interest in learning disability, educating himself outside of work, he understands the instruction has confused or misled the individual because of the nature of his disorder. Prior to this awareness, the custody sergeant may have thought the individual was being obstructive or difficult with implications for his treatment. CASE STUDY B: A young woman with learning disability is housed in Chelmsford despite this being the place she was abused for most of her life. She runs away regularly, is confrontational on arrest and becomes embroiled in the CJS spending time in Holloway. The CJMHT argue her housing is the root of the problem but adult social care will not re-house her due to lack of alternative provisions.

    TONIC: Discussion Paper 58

  • What did services suggest? ! Awareness needs to be increased throughout the custody chain -

    An Introductory Guide on Offenders with Complex Needs for all working in the CJS & with clients on exit from CJS

    ! Improved information sharing negotiated and agreed from the top Services across substance misuse, mental health and learning

    disability need to sign up and commit to information sharing and collaborative working

    ! Improved working relationships between services so referrals are seen as credible avoid unnecessary links in the chain (e.g. delays while a doctor confirms a suspected diagnosis)

    Greater understanding, respect and partnership working between mental health, substance misuse and adult social care

    ! Improved out of hours services; Appropriate Adults and CJMHT not available 24 hours a day

    The AA provision is failing, there are individuals sitting waiting overnight

    ! Link workers for prison/hospital and re-entry to community Having a link worker feeding in to the prison is

    an invaluable link and improves continuity of care TONIC: Discussion Paper 59

  • What did services suggest? (2)

    ! Social enterprise or employers willing to take on ex-offenders. Making job searching sociable to avoid periods of isolation (e.g. job club)

    ! Service provision maps for informed referrals offenders being given lists of relevant service providers before released from prison

    ! Clear pathways and improved relationships with learning disability teams ! Multiple seconded staff in each service e.g. mental health nurse in probation

    and/or substance misuse teams CJMHT are in the station at Chelmsford, this is a really useful new addition

    ! A unified, integrated service to overcome siloed models of care and fragmented systems

    A one stop shop would be really beneficial, staff from a number of professions in one building, not phoning from place to place, just one port of call to streamline the process and speed up service access

    ! A system that represents shared care to avoid to-ing and fro-ing and duplicating information

    Individuals get bounced around services If an individual has a substance misuse problem they get rejected from mental health services

    TONIC: Discussion Paper 60

  • Chapter 4 Recommendations

    TONIC: Discussion Paper 61

  • Our Recommendations for future provision & practice: Short Term

    1. Produce clear pathways, Concordat, beginners guide & directory resources. This will clarify Terminology and criteria used to identify complex needs, which should be specific and consistently applied. Consider adopting a non-stigmatising term, such as offenders with additional needs. Review current use of specialist court orders (DRR, ATR & MHTR)

    2. Encourage the consideration of the impact of age of offenders on individual rehabilitative efforts and engagement ability

    3. Encourage the consideration of vulnerability beyond the prison definition currently based on offence type to include a broad range of needs (MH, LD, physical health, and age)

    4. Networking events, Joint training & co-location that bring together a range of services across sectors and disciplines; breaking down barriers. Explore how expert services can offer case consultation. This will capacity build the ability to identify and respond to these needs

    Regular open days are always a useful way forward to improve joined up working

    3. Clear information sharing protocols to reflect fast movement through custody chain:

    portable risk and need file that mimics or extends the personal escort record form (PERF)

    TONIC: Discussion Paper 62

  • Recommendations: Medium Term 4. A climate that promotes shared responsibility. Looking at the offender holistically not modularly 5. Resettlement officers need training to recognise appropriate agencies to refer older prisoners to prior to release. Prisons should link with voluntary agencies in their area so that isolated older people have a support network on release 6. Uniform, yet flexible and responsive training for statutory and non statutory service providers; on range of needs education and awareness. CJS professionals are crucial in identifying offender needs. So that practitioners across CJS feel skilled, confident and competent at identification of these needs and ensuing adaptation & referral

    When the second voice came in, I couldnt concentrate

    on anything else, it really made me think about what its like to be schizophrenic

    7. Tools used to aid identification should be validated, comprehensive and used at the earliest opportunity and throughout the CJS this must take account of limited time, training, & be meaningful for onward referrals

    TONIC: Discussion Paper 63

  • Recommendations: Longer Term

    8. A focus on need not just risk e.g. Consult and involve service users on future service design &

    development Importance of gender specific services not to be underestimated Issues to consider: LD may not be seen as treatable in the way SM,

    physical health & MH are, but there is still a vital place for management and adaptation to improve outcomes/reduce re-offending

    9. System-level change including (but not only) introduce an integrated service throughout the CJS process and unified across MH, LD, SM agencies flexible (out of hours), tiered, recovery focus (integrated with society, leading sustainable lives through employment & housing), link workers (e.g. through the gate)

    TONIC: Discussion Paper 64

  • Chapter 5 Next Steps

    TONIC: Discussion Paper 65

  • Next Steps This is a complex policy area, and one that in spite of wide recognition of the issues, little significant reform of service commissioning, design and delivery has taken place. With this in mind, we recommend consideration of the following points when determining a set of next steps to take forward the learning from this report: 1. Disseminate this discussion paper to a wider set of stakeholders across the criminal justice system in

    Essex, Thurrock and Southend, and to those support services focusing on the needs of those with MH, SM or LD issues

    2. Present the key findings to the Reducing Reoffending Board overseeing this piece of work 3. Conduct a strategic investment mapping exercise to capture the current and planned investment into

    support services, interventions and pilots that address the issues raised in this report from across local authority, public health, CCG, NHS England, CRC, NOMS, Police, 3rd sector, courts & other partners

    4. Review the findings of the investment map against the issues raised in this report to identify key service gaps, examine opportunities for pooling the investment to maximise impact

    5. Bring service users, commissioners, service providers and partners together to consider this landscape and work collaboratively in a co-design environment to assist in identifying innovation to maximise impact

    TONIC: Discussion Paper 66

  • High

    Medium

    LowTailor CJS responseStaff Training

    IdentificationSignpost & Refer

    Adapt CJS ProgrammesInfo sharing

    Consultation & Advice service

    Full case managementTherapeutic

    Intervention

    Joint working with other agenciesTrain othersProgramme design

    Tiered Response

  • Pool existing teams & functions

    MH

    LD SM

    Team Lead AdminTrainer

    DIP

    DD FME

    L&D CJMHTPrison

    MH

    LD SM

    Prison PoliceCRC

    Delivery Options

    New Co-located specialist team or One Stop Shop

    New Virtual Team

  • Annexes

    Annex A: Literature Review Annex B: Data Workbook

    TONIC: Discussion Paper 67