Upload
others
View
1
Download
0
Embed Size (px)
Citation preview
(]
ng
)
JS3q 319
City State -Zi-1p_Cod_e ___ _
FRY-6 OMB Number 7100-0297 Approval expires December 31 2015 Page 1of2
COPYBoard of Governors of the Federal Reserve System
Annual Report of Holding Companies-FR Y-6
Report at the close of busittess as of the end of fiscal year
This Report is required by law Section 5(c)(1XA) of the Bank This report form is to be filed by all top-tier bank holding compashyHolding Company Act (12 USC sect 1844 (c)(1)(A)) Section 8(a) nies and top-tier savings and loan holding companies organized of the International Banking Act (12 USC sect 3106(a)) Sections under US law and by any foreign banking organization that 11(aX1) 25 and 25A of the Federal Reserve Act (12 USC does not meet the requirements of and is not treated as a qualifyshysectsect 248(aX1) 602 and 611a) Section 21113(c) of Regulation K ing foreign banking organization under Section 21123 of (12 CFR sect 21113(c)) and Section 2255(b) ofRegulation Y (12 Regulation K (12 CFR sect 21123) (See page one of the general CFR sect 2255(b)) and section 10(cX2XH) of the Home Owners instructions for more detail of who must file) The Federal Loan Act Return to the appropriate Federal Reserve Bank the Reserve may not conduct or sponsor and an organization (or a original and the number of copies specified person) is not required to respond to an information collection
unless it displays a currently valid OMB control number
NOTE The Annual Report of Holding Companies must be signed by one director of the top-tier holding company This individual should also be a senior official of the top-tier holding company In the event that the top-tier holding company does not have an individual who is a senior official and is also a director the chairshyman of the board must sign the report
1 PrivateSancorp Inc Name of the Holding Company Director and Official
Larry D middotRichman CEODirector TIUe of the Holding Company Director and Official
attest that the Annual Report of Holding Companies (including the supporting attachments) for this report date has been preshypared in conformance with the instructions issued by the Federal Reserve System and are true and correct to the best of my knowledge and belief
Date of Report (top-tier holding companys fiscal year-end)
December31 2014 Month I Day I Year
none Reporters Legal Entity ldentifler (LEI) (20-Character LEI Code)
Reporters Name Street and Mailing Address
Priv teBa_ricorp lnQ Legal Title of Holding Company
stt t
0603
t o s LaSal_le (Mailing Address of the Holding Company) Street I PO Box
Ch_i9 99 IL
NA
With respect to information Physical Location (If dlflerent from mailing address) regarding individuals contained in this report the Reporter certifies that it has the authority to provide this information to the Federal Reserve The Reporter aso certifies that it has the authority on behalf of each individual to consent or object to public release of regarding that individual The Federal Reserve may assume in the absence of a request for confidential treatment submitted in accordance with the Boards Rules Regarding Availability of Informationbull 12 CFR Part 261 that the Reporter and individual consent to public release of all details in the report middot g that individual
Signature of o Com777ffic 3 c2 CJ J S-
Date of Signature middot
For holding companies aQt registered with the SEC-Indicate status of Annual Report to Shareholders
D is included with the FR Y-6 report
D will be sent under separate cover
D is not prepared
For Federal Reserve Bank Use Only
RSSDID CI
Person to whom questions about this report should be directed Damon DICastri Associate General Counsel
information Name Title
312 564 6036 Area Code I Phone Number I Extension 3125646893 Area Code I FAX Number
ddicas nkcotrithepriyat bamiddot m E-mail Address
wwwtheprivatep-ankcmiddotom Address (URL) for the Holding Companys web page
Does the reporter request confidential treatment for any portion of this submission
0 Yes Please identify the report items to which this request applies
D In accordance with the instructions on pages GEN-2 and 3 a letter justifying the request is being provided
O The information for which confidential treatment is sought is being submitted separately labeled Confidential
[8l No
Pubiie reporting burden for this informsUon colection is estimated to vary from 13 to 101 hOUIS per response with an average of 525 hours per response induding time to gather and maintain data in the required form and to review instructions and complete the Information collection Send comments regarding this burden estimate or any other aspect of this collection of information including suggesUons for reducing this burden to Secretary Board of GoYemors of the Federal Reserve System 20th and C Streets NW Washington DC 20551 and to the
middot Office of Management and Budget Psp81Worilt Reduction Project (7100-0297) Washington DC 20503 1012014
bullv bullu bullbull --v
PrivateBancorp Inc Chicago Illinois
Fiscal Year Ended December 31 2014
Report Hem l Annual Report to Shareholders
NIA- PrivateBancmvJnc is registered with the Securities and Exchange Commission
Report Hem 2(a) OrganizatiiinalChad
See attached organization chmt of PrivateBancmv Inc
Report Item 2(b) Branch Verification
Submitted via email on March 18 2015
I I I
Company
I
Corporate Organizational Chart as of June 11 2015
PrivateBancorp Inc (Chicago IL)
PrivateBancorp Private Bancorp Private Bancorp Bloomfield Hills
Statutory Trust II Statutory Trust Ill Capital Trust IV Statutory Trust I (Chicago IL) (Chicago IL) (Wilmington DE) (Chicago IL)
The PrivateBank and Trust (Chicago IL)
Midwest Industrial Redevelopment Fund LLC
PBTC amp Company LLC (St Louis MO)
(Chicago IL)middot
The reporter directly of Indirectly controls 100 of each subsidiary The PrivateBank and Trust Company is the sole managing member of Midwest Industrial Redevelopment Fund LLC The PrivateBank and Trust Company is the sole member of PBTC amp Company LLC and has the right lo appoint all of its managers who are all officers of The PrivateBank and Trust Company
Entities were incorporated in Illinois
-Entities were incorporated in Delaware
middot-Entities was incorporated in Connecticut
O
O
01072015
Rcodtlatlon and Vtrtfbtkzn Stem
O
SubmlqkHJ Proctdurt
-- Pooular Nam1 middot-
OK 1842065 O 120 SOUTH lA SALLE STREET CHICAGO
OK CHANNAHON
658830 T
35121-48 GOLD COAST OFFICE 149 EAST WAL TON PLACE
WE FOREST
4733187 LINCOlNWOOO OFACE 4007 WEST TOUHY AVENUE LINCOLNWOOD
OK 700243 MI NOOKA BRANCH 502 WEST MONDAMI N STREET
OK
1
ORLAND PARX
10300 VILLAGE CJ RC LE DRIVE
OK Full Service 2953678
m- SKOKIE
TINLEY fJARK
OK WORTH
BLOOMFIELD HIUS
OK
S
Statbull llocdo
IL 3
GA 30071
IL 60410
IL
IL 60611
00134
ll
ll ti07U
ll 60447
ll 60523
ll 604S3-52
60462
IL 60463
IL 60464
IL
IL ooon
IL 60477
ll 60093
ll
Ml
63017
MO 64112
middot-- coun FDkUMNUMbull Comm1nts
46854 O
1842065
Will
COOK UNITED STATES
COOK UNITED STATES 7 PRIVATEBANK AND TRUST COM PANY THE
KANE
COOK UNITED STATES
GRUNDY 12020 T 1842065
DU PAGE 289432 1842065
COOK 240247 184206S
COOK
COOK
COOK UNITED STATES
3 PRIVATEBANK AND TRUST COMPANY THE
UNITED STATES
289622
12298
OAKLAND H
STLOUIS
JACKSON
Results A list of branch ts fOf your depository institution PRIVATEBANKANO TRUST COMPANY THE (10)tSS 1amp42065)
This dtpository Institution Is Mid by PRIVATE8ANCORP INC (1839319) of CHICAG IL
Thbull data 11e IS of12312014 Dahl reflects infafmation that was received and procuSMI throvamph
1 1n the Otbull Acdon column of each branch row enter one or more of the- actions spedfied b1tlow
2 1r r ulr1td enter the date In the Etftdlvbull 0tbull column
llltl2o OK If the br11nch lnlorm1Uon Is correct enter Of( In the Otll Action column
Chanabull If the branch inform11tlon Is Incorrect or Incomplete revise the data enter Chanabull In the Otbull Action column 11nd the d11te when this inform tion ffrst became 1111lld In the Effecth1e Dbullte column
Closfll If a branch listed WH sold or- closed enter Close In the Ota Action column 11nd the Sile or closurt date in the UftctW tt column
Deata If a branch listed w11s never owned by this depository Institution enter Oeltte In thbull Dbullta Action column Add Ifbull reportable branch Is mlssina Insert a row add the br11nch data 11nd enter Add In the Dbullta Action column and the opening or acquisition diite in the Effactl111 Date column
If printing thJ5 Ust you may need to adjust your page tup In M S Excel Try using landscape orfentatlon paae scallna andor leaal sized paper
When vou are finished snd ill Sillttd copy to your FRS contactSee the d1talltd Instructions on this site for more lnformatfon If you are emiddotmalfnamp thli to your FRB contllCt put your fnstitution nlllme city and mite fn the subject Una of th1 bullmiddotmail
Note To utisfythe FRYmiddotlD reportlns ritqUlr1mtnts you must 11lso sugtmlt FR Y-10 OomestkB ch Schedules for uch branch with a Data Action of Chanae Oose D1tlet1t or Add Thbull FR YmiddotlO report may be submitted in a tardcopy format or viii the FR Y-10 Onllne applicaUon bull httpsylOonllnefedralruerwaov
bull FDIC UNINUM Office Number and ID_RSSD columns are for reference only Verification of thfSf values Is not requlrtd
Bnnch Srvice Type Branch ID RSSDmiddot SllfftAddrHS
Full Service (Head Office) PRIVATEBANK AND TRUST C MPANY THE
Full Servi 3439704 HOLCOMB BRIDGE OFFICE 3169 HOLCOMBBRHgtGE ROAD SUITE 202 NORCROSS
Full Service 2304403 WEST EAMES STREET BRANCH 23840 WEST EAMES STREET
OK Full Service 2 WEST lllTH STREET OFFICE 3052 WES lllTH STREET CHICAGO
OK Full Service CHICAGO
OK Full SeNce 35122 GENEVA OFFICE 501 WEST STATE STREET SUITE 101 GENEVA
OK FullSerllke 3301098 14102 SOUTH BELL ROAD OFFICE 14102 SOUTH BELL ROAD HOMER GLEN
OK Full Service 3301100 1500 NORTH ESSINGTON ROAD OFFICE 1500 NORTH ESSINGTON ROAD JOLIET
OK Full5eNice 1sn969 LAXE FOREST OFFICE 920 so urn WAUKEGAN ROAD
OK Full Service
Full Service MINOOKA
FuJISefVic 2845371 OAK BROOK OFFICE 1110 JORIE BOULEVARD OAKBROOK
OK Full Service 2070463 OAK LAWN FACILITY 0515SOUTH OCERO AVENUE OAltIAWN
OK Full Service 3670525 ORLAND PARK BRANCH 14497 JOHN HUMPHREY DRIVE
OK Full Service 2086192 PALOS HEIGHTS FACILITY 11850SOUTH HARLEM AVENUE PALOS HEIGHTS
OK Limited Service 2431578 PEACE MEMORIAL FACILITY PALOS PARK
SAINT CHARLES OFFICE 24 SOUTH SECOND STREET SAINT CHARLES
OK Full Service NORTH SHORE OFFICE 5260 OLD ORCHARD ROAD
OK Full Service 3301089 17865SOUTH 80TH AVENUE OFFICE 17865 SOUTH BOTH AVENUE
OK Full Service 2429laquo5 WINNETKA OFFICE 1000 GREEN BAY ROAD WINNETKA
Full Service 3950795 WORTH BRANCH 6825 WEST UlTH STREET
FullSeW 1404463 BLOOMFIELD HILLS BRANCH 38505 WOODWARD AVENUE SUITE BOO
Full Service 2771528 ROCHESTER OFFICE 321 EAST SECOND STREET ROCHESTER
OK Full Service 1n3051 CHE TERFIELD OFFICE 500 CHESTERAELD CENTER SUITE 100 CHESTERFIELD
Close 8252014 Full Servi 3773042 KAHW CITY OFFICE 4801 MAIN STREET SUITE 600 KANSAS CITY
60655
ll
IL 60491
ll 60435
60045
ll
60174
60482
48304
Ml 48307
MO
OfflceNwnberbull HoodOffka H11d Office 10 RSSDbull
COOK UNITED STATCS 0 PRIVATEBANK ANOTRUSTC MPANY THE 1842065
GWINN ITT UNITED STATES 461029 10 PRlVATEBANKANDTRUSTCOMPANY THE
UNITED STATES 247283 21 PRIVATEBANK ANO TRUST COMPANY THE 1amp42065
11113 18 PRIVATEBANK ANOTRUSTCOMPANY THE 1842065
442454 1842065
UNITED STATES 452352 8 PRIVATEBANK AND TRUST COMPANY THE 1842065
Will UNITED STATES 420292 24 PRlVATEBANK AND TRUST COMPANY THE 1842065
WIU UNITED STATES 420293 25 PRIVATEBANKAND TRUST COMPANY THE 1842065
LAKE UNITED STATES 47126 4 PRIVATEBANKAND TRUST COMPANY THE 1842065
Not RbullQulred Not RIHlulred PRIVATEBANKANDTRUSTCOMPANY THE 1842065
UNITED STATES 20 PRIVATE8ANKAND RUST COMPANY THE
UNITED STATES 2 PRIVATEBANKANDTRUSTCOMPANY THE
UNITED STATES 19 PRIVATEBANK ANO TRUST COMPANY THE
UNITED STATES 26 PRIVATESANK ANO TRUST COMPANY THE 1842065
UNITED STATES 245190 16 PRJVATEBANKAND TRUST COMPANY THE 184206S
245191 17 PRIVATEBANK ANO TRUST COMPANY THE 1842065
KANE UNITED STATES 289433 1842065
COOK UNITED STATES 289431 1 PRIVATEBANK ANO TRUST COMPANY THE 1842065
COOK 245192 22 PRIVATEBANKANDTRUSTCOMPANY THE 1842065
COOK UNITED STATES 5 PRIVATESANK ANO TRUST COMPANY THE 1842065
COOK UNITED STATES lS PRIVATESANIC ANO TRUST COMPANY THE 1842065
OAKLAND UNITED STATES 40435 1 2 PRIVATESANICANOTRUSTCOMPANY THE 1amp4206S
UNITED STATES 73133 13 PRIVATEBANK AND TRUST COMPANY T E 1842065
UNITED STATES 464464 28 PRIVATE8ANKAND TRUST COMPANY THE 18-42065
UNITtD STATES 511689 30 PRIVATEBANKANOTRUSTCOMPANY THE 1842065
Full Service
FullServfce
2910998 MISSOURI BRANCH 1401 SOUTH BRENTWOOO BOULEVARD 2ND FL SAINT LOUIS 63144 ST LOUIS UNITED STATES 8057 J1 PRIVATEBANIC AND TRUST COMPANY THE 1842 06 5
348738S 743 NORTH WATER STbull bullrbull-middotmiddot- - =-- 0= R THWA TERS TR EET-----=MIL WA UKEE---W l - 02 MIL Wbullubull=-middotmiddot TEDSTbullTEbull-- ---middotmiddot =- vbullTbullbullmiddotmiddotmiddotmiddot middoto T=-TC OM middotmiddotmiddotYTHE__ ___ _ 06-s_ __ _
PrivateBancorp Inc Chicago Illinois
Fiscal Year Ended December 31 2014
llcport Hem 3 Securities Holders
Security holders with ownevote as of 12312014
rship control or holdings of 5 or more with power to Security holders not listed in (3)(1)(a) - (3)(l )(c) that had ownership control or holdings of 5 or more with power to vote during the fiscal year ending 12312014
(l)(a) Name City State Country
(l)(b) Country of Citizenship or Incorporation
(1)(c) Number and Percentage of Each Class of Voting Securities
(2)(a) Name City State Country
(2)(b)Country of Citizenship or lncorporatiou
(2)(c) Number of Percentage of Each Class of Voting Securities
FMR LLC Boston Massachusetts
USA 5216608 shares of common stock (647)
GTCR Golder Rauner II LLC and affiliated funds Chicago IL
USA 4153650 shares of voting common stock (54)
BlackRock Inc New York NY
USA 6721101 shares of common stock (857)
The Vanguard Group Inc Malvern Pennsylvania
USA 5216608 shares of common stock (665)
Chicago Operations
Corporation
subsidiaries) pcrcenta c ne held)
Company
Company Operations
Company
11middotvbull 1t1 1middot11 bull-v
PrivateBancorp Inc Chicago Illinois
Fiscal Year Ended December 31 2014
Tlcport Hem 4 Insiders (l)(a)(b)(c) and (2)(a)(b)(c)
(l) (2) Name City Staie Country Principal Occupation
lf other than with Bank Holding Company
Ralph B Mandell NA River Forest TL
Lany D Richman NA Arlington Heights TL
Nornmn R Bobins Chainnan -The Chicago IL PrivateBank and
Trust Company
Robe1t F Coleman Principal - Robeit River Forest TL F Coleman amp
Associates
James M Guyette President and Chief Falls Church VA Executive Officer -
Rolls Royce Noith America Inc
Cheryl Maybeny Johnson Publishing McKissack Company-Chief
lL Officer James B Nicholson President and Chief Detroit MI Executive Officer-
PVS Chemicals Inc
Edward W Rabin Jr Former President-Chicago IL Hyatt Hotels
Michelle L Collins PrincipalCEO-Chicago lL Cambium LLC
(3)(a) Titleamp Position with Bank Holding Company
Director Retired Chairman of the Board Director President and Chief Executive Officer
Director
Director
Director
Director
Director
Director
Director
(3)(b) (3)(c) (4)(a) (4)(b) (4)(c) Title Si Position with Title Position with Percentage or Percentage of List names of other companies Subsidiaries (include Other Ilusincsses Voting Sim res in Voting Shares in (includes partnerships) ff251o or names of subsidiaries) (include names of Bank lloldiug Subsidiaries more of voting securities arc held
other businesses) Company (include names of (list names of companies and of voti securities
Director -The NA None Enjoy Life Natural Foods (10 PrivateBank and direct+ 23 indirect)
Trust Company Director President NA None None
and Chief Executive Officer -The PrivateBank and Trust Company Director and NA None Nommn Bobins Consulting LLC
Chairman - The (100) PrivateBank and Trust Director - The Robert F Coleman None Robert F Coleman amp Associates
PrivateBank and amp Associates (100) Trust Company (Principal) 481h Floor Corporation (100)
Director -The Rolls Royce North None Polu Hookalakupuna LLC
PrivateBank and America (President (100) Trust Company and Chief Birch Creek Ranch
Executive Officer) (85)
Director - The Johnson Publishing None NIA Enterprises LLC (100) PrivateBank and Company (Chief Channel Capital Management
Trust Officer) LLC (100 owned by spouse)
Director - The PVS Chemicals None Pressure Vessel Services Inc PrivateBank and Inc (President and dba PVS Chemicals Trust Company Chief Executive (51)
Officer) Director -The NA None Rabin Interests LLC (I 00) PrivateBank and Rabin Foundation (50) Trust Director - The Cambium LLC None Cambium LLC I 00 PrivateBank and (PrincipalCEO) Trust Company
subsidiaries) ucrccntagc held)
PrivateBancorp Inc middot Chicago Illinois
Fiscal Year Ended December 31 2014
(l) Namc1 City State Country
William R Rybak
(2) Principal Occupation tr other than with Bank Holding Company
Fonner CFO-Va11
(3)(bull) Title 1 Position with Bank Holding Company
Director
(3)(b) Title 1 Position with Subsidiaries (include names of subsidiaries)
Director-The
(3)(c) Title 1 Position with Other Businesses (include names of other businesses)
NIA
(4)(a) Percentage of Voting Sim res in Bank Holding Company
(4)(b) Pcrccntngc of Voting Shares in Subsidiaries (include names of
None
( 4)( c) List names of other companies (includes partnerships) lf25dego or more of voting securities arc held (list names of companies and
of voling securities None
Burr Ridge IL Kampen PrivateBank and Investments Inc Trust Company
Alejandro Silva Chairman and Director Director - The Evans Food Group None Evans Food Group (35) Chicago IL Chief Executive PrivateBank and (Chairman and
Officer - Evans Trust Company Chief Executive Food Group Officer)
Forni FR Y-6 PrivateBancorp Inc
Chicago Illinois Fiscal Year Ended December 31 2014
(l) Name amp Address (City State Connry)
(2) Principal Occupation lf ohcr than with Bank Tlolding Company
(3)(a) Title l_ Position with Bank Holding Company
(3)(b) Title amp Position with Subsidiaries (Include names of subsidiaries)
(3)( c) Title _f Position with Other Businesses (lncludc names of other businesses)
(4)(a) Percentage of Voting Shares in llank 1-lolding Company
(4)(b) Percentage of oting Shares in Subsidiaries (lndudc names of subsidiaries)
(4)( c) List 1rnmcs of other comp111ics (Includes partnerships) lf25 or more of voting securities arc held (List na111cs of companies und percentage of voting securities held)
C Brant Ahrens Wilmette IL
NA Executive Vice President Head of Personal Client Services
Executive Managing Director and Head of Personal Client Services -The PrivateBank and Trust Company
NA None None
Karen B Case Chicago IL
NA Executive Vice President Head of Commercial Real Estate
Executive Managing Director and President of Commercial Real Estate - The PrivateBank and Trust Company
NA None CAODG Park Ridge JV LLC (33)
Leahy Farm LLC (100)
Bruce R Hague
Norihfield IL
NA Executive Vice President Head of National Commercial Banking and Regional Markets
Executive Managing Director and President of National Commercial Banking and Regional Markets -The PrivateBank and Trust Company
NIA None Shinnecock Inc (100)
Shinnecock LP (I 00)
Shinnecock 11 Inc (50)
Shinnecock II LP (25)
Shinnecock Ill Inc (375)
Shinnecock Ill LP (25)
Muirfield Investors LLC (25)
Oakmont Investors LLC (25)
Hague Family Partnership (47)
Hague Insurance Trust( 00)
Aspect Holdings (41 )
Form FR Y-6 PrivateBancorp Inc
Chicago lllinois Fiscal Year Ended December 31 2014
Kevin M Killips Chicago IL
NA Executive Vice President Chief Financial Officer
Executive Managing Director and Chief Financial Officer-The
NA None None
PrivateBank and Trust Company Manager -PB Real Estate LLC
Bruce S Lubin Long Grove IL
NA Executive Vice President Head of Illinois Commercial
Executive Managing Director and President oflllinois Commercial
NA None None
Banking Banking - The PrivateBank and Trust Company
Kevin J Van Solkema Elmhurst IL
NA Executive Vice President Chief Credit Risk Officer
Executive Managing Director and Chief Credit Risk Officer -
NA None None
The PrivateBank and Trust Company Manager -PB Real Estate LLC
Jenni fer Evans Chicago IL
NA Executive Vice President General Counsel and Coqiorate Secretary
Executive Managing Director and General Counsel and Corporate Secretary- The PrivateBank and Trust
NA None None
Company Managing Director - PB Real
Leonard Wiatr Mount Prospect lL
NIA Executive Vice President Chief Risk Officer
Estate LLC
Executive Managing Director and Chief Risk Officer-The
NA None None
PrivateBank and Trust Company
Form FR Y-6 PrivateBancorp Inc
Chicago Illinois Fiscal Year Ended December 31 2014
NA Chief Human Vicki Znavor Chief Human Resource None Resource Officer
NoneNA Officer-TheChicago IL PrivateBank and Trust Company
Percentage ofvotmg shares less than I
bullv bullu bullbull --v
PrivateBancorp Inc Chicago Illinois
Fiscal Year Ended December 31 2014
Report Hem l Annual Report to Shareholders
NIA- PrivateBancmvJnc is registered with the Securities and Exchange Commission
Report Hem 2(a) OrganizatiiinalChad
See attached organization chmt of PrivateBancmv Inc
Report Item 2(b) Branch Verification
Submitted via email on March 18 2015
I I I
Company
I
Corporate Organizational Chart as of June 11 2015
PrivateBancorp Inc (Chicago IL)
PrivateBancorp Private Bancorp Private Bancorp Bloomfield Hills
Statutory Trust II Statutory Trust Ill Capital Trust IV Statutory Trust I (Chicago IL) (Chicago IL) (Wilmington DE) (Chicago IL)
The PrivateBank and Trust (Chicago IL)
Midwest Industrial Redevelopment Fund LLC
PBTC amp Company LLC (St Louis MO)
(Chicago IL)middot
The reporter directly of Indirectly controls 100 of each subsidiary The PrivateBank and Trust Company is the sole managing member of Midwest Industrial Redevelopment Fund LLC The PrivateBank and Trust Company is the sole member of PBTC amp Company LLC and has the right lo appoint all of its managers who are all officers of The PrivateBank and Trust Company
Entities were incorporated in Illinois
-Entities were incorporated in Delaware
middot-Entities was incorporated in Connecticut
O
O
01072015
Rcodtlatlon and Vtrtfbtkzn Stem
O
SubmlqkHJ Proctdurt
-- Pooular Nam1 middot-
OK 1842065 O 120 SOUTH lA SALLE STREET CHICAGO
OK CHANNAHON
658830 T
35121-48 GOLD COAST OFFICE 149 EAST WAL TON PLACE
WE FOREST
4733187 LINCOlNWOOO OFACE 4007 WEST TOUHY AVENUE LINCOLNWOOD
OK 700243 MI NOOKA BRANCH 502 WEST MONDAMI N STREET
OK
1
ORLAND PARX
10300 VILLAGE CJ RC LE DRIVE
OK Full Service 2953678
m- SKOKIE
TINLEY fJARK
OK WORTH
BLOOMFIELD HIUS
OK
S
Statbull llocdo
IL 3
GA 30071
IL 60410
IL
IL 60611
00134
ll
ll ti07U
ll 60447
ll 60523
ll 604S3-52
60462
IL 60463
IL 60464
IL
IL ooon
IL 60477
ll 60093
ll
Ml
63017
MO 64112
middot-- coun FDkUMNUMbull Comm1nts
46854 O
1842065
Will
COOK UNITED STATES
COOK UNITED STATES 7 PRIVATEBANK AND TRUST COM PANY THE
KANE
COOK UNITED STATES
GRUNDY 12020 T 1842065
DU PAGE 289432 1842065
COOK 240247 184206S
COOK
COOK
COOK UNITED STATES
3 PRIVATEBANK AND TRUST COMPANY THE
UNITED STATES
289622
12298
OAKLAND H
STLOUIS
JACKSON
Results A list of branch ts fOf your depository institution PRIVATEBANKANO TRUST COMPANY THE (10)tSS 1amp42065)
This dtpository Institution Is Mid by PRIVATE8ANCORP INC (1839319) of CHICAG IL
Thbull data 11e IS of12312014 Dahl reflects infafmation that was received and procuSMI throvamph
1 1n the Otbull Acdon column of each branch row enter one or more of the- actions spedfied b1tlow
2 1r r ulr1td enter the date In the Etftdlvbull 0tbull column
llltl2o OK If the br11nch lnlorm1Uon Is correct enter Of( In the Otll Action column
Chanabull If the branch inform11tlon Is Incorrect or Incomplete revise the data enter Chanabull In the Otbull Action column 11nd the d11te when this inform tion ffrst became 1111lld In the Effecth1e Dbullte column
Closfll If a branch listed WH sold or- closed enter Close In the Ota Action column 11nd the Sile or closurt date in the UftctW tt column
Deata If a branch listed w11s never owned by this depository Institution enter Oeltte In thbull Dbullta Action column Add Ifbull reportable branch Is mlssina Insert a row add the br11nch data 11nd enter Add In the Dbullta Action column and the opening or acquisition diite in the Effactl111 Date column
If printing thJ5 Ust you may need to adjust your page tup In M S Excel Try using landscape orfentatlon paae scallna andor leaal sized paper
When vou are finished snd ill Sillttd copy to your FRS contactSee the d1talltd Instructions on this site for more lnformatfon If you are emiddotmalfnamp thli to your FRB contllCt put your fnstitution nlllme city and mite fn the subject Una of th1 bullmiddotmail
Note To utisfythe FRYmiddotlD reportlns ritqUlr1mtnts you must 11lso sugtmlt FR Y-10 OomestkB ch Schedules for uch branch with a Data Action of Chanae Oose D1tlet1t or Add Thbull FR YmiddotlO report may be submitted in a tardcopy format or viii the FR Y-10 Onllne applicaUon bull httpsylOonllnefedralruerwaov
bull FDIC UNINUM Office Number and ID_RSSD columns are for reference only Verification of thfSf values Is not requlrtd
Bnnch Srvice Type Branch ID RSSDmiddot SllfftAddrHS
Full Service (Head Office) PRIVATEBANK AND TRUST C MPANY THE
Full Servi 3439704 HOLCOMB BRIDGE OFFICE 3169 HOLCOMBBRHgtGE ROAD SUITE 202 NORCROSS
Full Service 2304403 WEST EAMES STREET BRANCH 23840 WEST EAMES STREET
OK Full Service 2 WEST lllTH STREET OFFICE 3052 WES lllTH STREET CHICAGO
OK Full Service CHICAGO
OK Full SeNce 35122 GENEVA OFFICE 501 WEST STATE STREET SUITE 101 GENEVA
OK FullSerllke 3301098 14102 SOUTH BELL ROAD OFFICE 14102 SOUTH BELL ROAD HOMER GLEN
OK Full Service 3301100 1500 NORTH ESSINGTON ROAD OFFICE 1500 NORTH ESSINGTON ROAD JOLIET
OK Full5eNice 1sn969 LAXE FOREST OFFICE 920 so urn WAUKEGAN ROAD
OK Full Service
Full Service MINOOKA
FuJISefVic 2845371 OAK BROOK OFFICE 1110 JORIE BOULEVARD OAKBROOK
OK Full Service 2070463 OAK LAWN FACILITY 0515SOUTH OCERO AVENUE OAltIAWN
OK Full Service 3670525 ORLAND PARK BRANCH 14497 JOHN HUMPHREY DRIVE
OK Full Service 2086192 PALOS HEIGHTS FACILITY 11850SOUTH HARLEM AVENUE PALOS HEIGHTS
OK Limited Service 2431578 PEACE MEMORIAL FACILITY PALOS PARK
SAINT CHARLES OFFICE 24 SOUTH SECOND STREET SAINT CHARLES
OK Full Service NORTH SHORE OFFICE 5260 OLD ORCHARD ROAD
OK Full Service 3301089 17865SOUTH 80TH AVENUE OFFICE 17865 SOUTH BOTH AVENUE
OK Full Service 2429laquo5 WINNETKA OFFICE 1000 GREEN BAY ROAD WINNETKA
Full Service 3950795 WORTH BRANCH 6825 WEST UlTH STREET
FullSeW 1404463 BLOOMFIELD HILLS BRANCH 38505 WOODWARD AVENUE SUITE BOO
Full Service 2771528 ROCHESTER OFFICE 321 EAST SECOND STREET ROCHESTER
OK Full Service 1n3051 CHE TERFIELD OFFICE 500 CHESTERAELD CENTER SUITE 100 CHESTERFIELD
Close 8252014 Full Servi 3773042 KAHW CITY OFFICE 4801 MAIN STREET SUITE 600 KANSAS CITY
60655
ll
IL 60491
ll 60435
60045
ll
60174
60482
48304
Ml 48307
MO
OfflceNwnberbull HoodOffka H11d Office 10 RSSDbull
COOK UNITED STATCS 0 PRIVATEBANK ANOTRUSTC MPANY THE 1842065
GWINN ITT UNITED STATES 461029 10 PRlVATEBANKANDTRUSTCOMPANY THE
UNITED STATES 247283 21 PRIVATEBANK ANO TRUST COMPANY THE 1amp42065
11113 18 PRIVATEBANK ANOTRUSTCOMPANY THE 1842065
442454 1842065
UNITED STATES 452352 8 PRIVATEBANK AND TRUST COMPANY THE 1842065
Will UNITED STATES 420292 24 PRlVATEBANK AND TRUST COMPANY THE 1842065
WIU UNITED STATES 420293 25 PRIVATEBANKAND TRUST COMPANY THE 1842065
LAKE UNITED STATES 47126 4 PRIVATEBANKAND TRUST COMPANY THE 1842065
Not RbullQulred Not RIHlulred PRIVATEBANKANDTRUSTCOMPANY THE 1842065
UNITED STATES 20 PRIVATE8ANKAND RUST COMPANY THE
UNITED STATES 2 PRIVATEBANKANDTRUSTCOMPANY THE
UNITED STATES 19 PRIVATEBANK ANO TRUST COMPANY THE
UNITED STATES 26 PRIVATESANK ANO TRUST COMPANY THE 1842065
UNITED STATES 245190 16 PRJVATEBANKAND TRUST COMPANY THE 184206S
245191 17 PRIVATEBANK ANO TRUST COMPANY THE 1842065
KANE UNITED STATES 289433 1842065
COOK UNITED STATES 289431 1 PRIVATEBANK ANO TRUST COMPANY THE 1842065
COOK 245192 22 PRIVATEBANKANDTRUSTCOMPANY THE 1842065
COOK UNITED STATES 5 PRIVATESANK ANO TRUST COMPANY THE 1842065
COOK UNITED STATES lS PRIVATESANIC ANO TRUST COMPANY THE 1842065
OAKLAND UNITED STATES 40435 1 2 PRIVATESANICANOTRUSTCOMPANY THE 1amp4206S
UNITED STATES 73133 13 PRIVATEBANK AND TRUST COMPANY T E 1842065
UNITED STATES 464464 28 PRIVATE8ANKAND TRUST COMPANY THE 18-42065
UNITtD STATES 511689 30 PRIVATEBANKANOTRUSTCOMPANY THE 1842065
Full Service
FullServfce
2910998 MISSOURI BRANCH 1401 SOUTH BRENTWOOO BOULEVARD 2ND FL SAINT LOUIS 63144 ST LOUIS UNITED STATES 8057 J1 PRIVATEBANIC AND TRUST COMPANY THE 1842 06 5
348738S 743 NORTH WATER STbull bullrbull-middotmiddot- - =-- 0= R THWA TERS TR EET-----=MIL WA UKEE---W l - 02 MIL Wbullubull=-middotmiddot TEDSTbullTEbull-- ---middotmiddot =- vbullTbullbullmiddotmiddotmiddotmiddot middoto T=-TC OM middotmiddotmiddotYTHE__ ___ _ 06-s_ __ _
PrivateBancorp Inc Chicago Illinois
Fiscal Year Ended December 31 2014
llcport Hem 3 Securities Holders
Security holders with ownevote as of 12312014
rship control or holdings of 5 or more with power to Security holders not listed in (3)(1)(a) - (3)(l )(c) that had ownership control or holdings of 5 or more with power to vote during the fiscal year ending 12312014
(l)(a) Name City State Country
(l)(b) Country of Citizenship or Incorporation
(1)(c) Number and Percentage of Each Class of Voting Securities
(2)(a) Name City State Country
(2)(b)Country of Citizenship or lncorporatiou
(2)(c) Number of Percentage of Each Class of Voting Securities
FMR LLC Boston Massachusetts
USA 5216608 shares of common stock (647)
GTCR Golder Rauner II LLC and affiliated funds Chicago IL
USA 4153650 shares of voting common stock (54)
BlackRock Inc New York NY
USA 6721101 shares of common stock (857)
The Vanguard Group Inc Malvern Pennsylvania
USA 5216608 shares of common stock (665)
Chicago Operations
Corporation
subsidiaries) pcrcenta c ne held)
Company
Company Operations
Company
11middotvbull 1t1 1middot11 bull-v
PrivateBancorp Inc Chicago Illinois
Fiscal Year Ended December 31 2014
Tlcport Hem 4 Insiders (l)(a)(b)(c) and (2)(a)(b)(c)
(l) (2) Name City Staie Country Principal Occupation
lf other than with Bank Holding Company
Ralph B Mandell NA River Forest TL
Lany D Richman NA Arlington Heights TL
Nornmn R Bobins Chainnan -The Chicago IL PrivateBank and
Trust Company
Robe1t F Coleman Principal - Robeit River Forest TL F Coleman amp
Associates
James M Guyette President and Chief Falls Church VA Executive Officer -
Rolls Royce Noith America Inc
Cheryl Maybeny Johnson Publishing McKissack Company-Chief
lL Officer James B Nicholson President and Chief Detroit MI Executive Officer-
PVS Chemicals Inc
Edward W Rabin Jr Former President-Chicago IL Hyatt Hotels
Michelle L Collins PrincipalCEO-Chicago lL Cambium LLC
(3)(a) Titleamp Position with Bank Holding Company
Director Retired Chairman of the Board Director President and Chief Executive Officer
Director
Director
Director
Director
Director
Director
Director
(3)(b) (3)(c) (4)(a) (4)(b) (4)(c) Title Si Position with Title Position with Percentage or Percentage of List names of other companies Subsidiaries (include Other Ilusincsses Voting Sim res in Voting Shares in (includes partnerships) ff251o or names of subsidiaries) (include names of Bank lloldiug Subsidiaries more of voting securities arc held
other businesses) Company (include names of (list names of companies and of voti securities
Director -The NA None Enjoy Life Natural Foods (10 PrivateBank and direct+ 23 indirect)
Trust Company Director President NA None None
and Chief Executive Officer -The PrivateBank and Trust Company Director and NA None Nommn Bobins Consulting LLC
Chairman - The (100) PrivateBank and Trust Director - The Robert F Coleman None Robert F Coleman amp Associates
PrivateBank and amp Associates (100) Trust Company (Principal) 481h Floor Corporation (100)
Director -The Rolls Royce North None Polu Hookalakupuna LLC
PrivateBank and America (President (100) Trust Company and Chief Birch Creek Ranch
Executive Officer) (85)
Director - The Johnson Publishing None NIA Enterprises LLC (100) PrivateBank and Company (Chief Channel Capital Management
Trust Officer) LLC (100 owned by spouse)
Director - The PVS Chemicals None Pressure Vessel Services Inc PrivateBank and Inc (President and dba PVS Chemicals Trust Company Chief Executive (51)
Officer) Director -The NA None Rabin Interests LLC (I 00) PrivateBank and Rabin Foundation (50) Trust Director - The Cambium LLC None Cambium LLC I 00 PrivateBank and (PrincipalCEO) Trust Company
subsidiaries) ucrccntagc held)
PrivateBancorp Inc middot Chicago Illinois
Fiscal Year Ended December 31 2014
(l) Namc1 City State Country
William R Rybak
(2) Principal Occupation tr other than with Bank Holding Company
Fonner CFO-Va11
(3)(bull) Title 1 Position with Bank Holding Company
Director
(3)(b) Title 1 Position with Subsidiaries (include names of subsidiaries)
Director-The
(3)(c) Title 1 Position with Other Businesses (include names of other businesses)
NIA
(4)(a) Percentage of Voting Sim res in Bank Holding Company
(4)(b) Pcrccntngc of Voting Shares in Subsidiaries (include names of
None
( 4)( c) List names of other companies (includes partnerships) lf25dego or more of voting securities arc held (list names of companies and
of voling securities None
Burr Ridge IL Kampen PrivateBank and Investments Inc Trust Company
Alejandro Silva Chairman and Director Director - The Evans Food Group None Evans Food Group (35) Chicago IL Chief Executive PrivateBank and (Chairman and
Officer - Evans Trust Company Chief Executive Food Group Officer)
Forni FR Y-6 PrivateBancorp Inc
Chicago Illinois Fiscal Year Ended December 31 2014
(l) Name amp Address (City State Connry)
(2) Principal Occupation lf ohcr than with Bank Tlolding Company
(3)(a) Title l_ Position with Bank Holding Company
(3)(b) Title amp Position with Subsidiaries (Include names of subsidiaries)
(3)( c) Title _f Position with Other Businesses (lncludc names of other businesses)
(4)(a) Percentage of Voting Shares in llank 1-lolding Company
(4)(b) Percentage of oting Shares in Subsidiaries (lndudc names of subsidiaries)
(4)( c) List 1rnmcs of other comp111ics (Includes partnerships) lf25 or more of voting securities arc held (List na111cs of companies und percentage of voting securities held)
C Brant Ahrens Wilmette IL
NA Executive Vice President Head of Personal Client Services
Executive Managing Director and Head of Personal Client Services -The PrivateBank and Trust Company
NA None None
Karen B Case Chicago IL
NA Executive Vice President Head of Commercial Real Estate
Executive Managing Director and President of Commercial Real Estate - The PrivateBank and Trust Company
NA None CAODG Park Ridge JV LLC (33)
Leahy Farm LLC (100)
Bruce R Hague
Norihfield IL
NA Executive Vice President Head of National Commercial Banking and Regional Markets
Executive Managing Director and President of National Commercial Banking and Regional Markets -The PrivateBank and Trust Company
NIA None Shinnecock Inc (100)
Shinnecock LP (I 00)
Shinnecock 11 Inc (50)
Shinnecock II LP (25)
Shinnecock Ill Inc (375)
Shinnecock Ill LP (25)
Muirfield Investors LLC (25)
Oakmont Investors LLC (25)
Hague Family Partnership (47)
Hague Insurance Trust( 00)
Aspect Holdings (41 )
Form FR Y-6 PrivateBancorp Inc
Chicago lllinois Fiscal Year Ended December 31 2014
Kevin M Killips Chicago IL
NA Executive Vice President Chief Financial Officer
Executive Managing Director and Chief Financial Officer-The
NA None None
PrivateBank and Trust Company Manager -PB Real Estate LLC
Bruce S Lubin Long Grove IL
NA Executive Vice President Head of Illinois Commercial
Executive Managing Director and President oflllinois Commercial
NA None None
Banking Banking - The PrivateBank and Trust Company
Kevin J Van Solkema Elmhurst IL
NA Executive Vice President Chief Credit Risk Officer
Executive Managing Director and Chief Credit Risk Officer -
NA None None
The PrivateBank and Trust Company Manager -PB Real Estate LLC
Jenni fer Evans Chicago IL
NA Executive Vice President General Counsel and Coqiorate Secretary
Executive Managing Director and General Counsel and Corporate Secretary- The PrivateBank and Trust
NA None None
Company Managing Director - PB Real
Leonard Wiatr Mount Prospect lL
NIA Executive Vice President Chief Risk Officer
Estate LLC
Executive Managing Director and Chief Risk Officer-The
NA None None
PrivateBank and Trust Company
Form FR Y-6 PrivateBancorp Inc
Chicago Illinois Fiscal Year Ended December 31 2014
NA Chief Human Vicki Znavor Chief Human Resource None Resource Officer
NoneNA Officer-TheChicago IL PrivateBank and Trust Company
Percentage ofvotmg shares less than I
I I I
Company
I
Corporate Organizational Chart as of June 11 2015
PrivateBancorp Inc (Chicago IL)
PrivateBancorp Private Bancorp Private Bancorp Bloomfield Hills
Statutory Trust II Statutory Trust Ill Capital Trust IV Statutory Trust I (Chicago IL) (Chicago IL) (Wilmington DE) (Chicago IL)
The PrivateBank and Trust (Chicago IL)
Midwest Industrial Redevelopment Fund LLC
PBTC amp Company LLC (St Louis MO)
(Chicago IL)middot
The reporter directly of Indirectly controls 100 of each subsidiary The PrivateBank and Trust Company is the sole managing member of Midwest Industrial Redevelopment Fund LLC The PrivateBank and Trust Company is the sole member of PBTC amp Company LLC and has the right lo appoint all of its managers who are all officers of The PrivateBank and Trust Company
Entities were incorporated in Illinois
-Entities were incorporated in Delaware
middot-Entities was incorporated in Connecticut
O
O
01072015
Rcodtlatlon and Vtrtfbtkzn Stem
O
SubmlqkHJ Proctdurt
-- Pooular Nam1 middot-
OK 1842065 O 120 SOUTH lA SALLE STREET CHICAGO
OK CHANNAHON
658830 T
35121-48 GOLD COAST OFFICE 149 EAST WAL TON PLACE
WE FOREST
4733187 LINCOlNWOOO OFACE 4007 WEST TOUHY AVENUE LINCOLNWOOD
OK 700243 MI NOOKA BRANCH 502 WEST MONDAMI N STREET
OK
1
ORLAND PARX
10300 VILLAGE CJ RC LE DRIVE
OK Full Service 2953678
m- SKOKIE
TINLEY fJARK
OK WORTH
BLOOMFIELD HIUS
OK
S
Statbull llocdo
IL 3
GA 30071
IL 60410
IL
IL 60611
00134
ll
ll ti07U
ll 60447
ll 60523
ll 604S3-52
60462
IL 60463
IL 60464
IL
IL ooon
IL 60477
ll 60093
ll
Ml
63017
MO 64112
middot-- coun FDkUMNUMbull Comm1nts
46854 O
1842065
Will
COOK UNITED STATES
COOK UNITED STATES 7 PRIVATEBANK AND TRUST COM PANY THE
KANE
COOK UNITED STATES
GRUNDY 12020 T 1842065
DU PAGE 289432 1842065
COOK 240247 184206S
COOK
COOK
COOK UNITED STATES
3 PRIVATEBANK AND TRUST COMPANY THE
UNITED STATES
289622
12298
OAKLAND H
STLOUIS
JACKSON
Results A list of branch ts fOf your depository institution PRIVATEBANKANO TRUST COMPANY THE (10)tSS 1amp42065)
This dtpository Institution Is Mid by PRIVATE8ANCORP INC (1839319) of CHICAG IL
Thbull data 11e IS of12312014 Dahl reflects infafmation that was received and procuSMI throvamph
1 1n the Otbull Acdon column of each branch row enter one or more of the- actions spedfied b1tlow
2 1r r ulr1td enter the date In the Etftdlvbull 0tbull column
llltl2o OK If the br11nch lnlorm1Uon Is correct enter Of( In the Otll Action column
Chanabull If the branch inform11tlon Is Incorrect or Incomplete revise the data enter Chanabull In the Otbull Action column 11nd the d11te when this inform tion ffrst became 1111lld In the Effecth1e Dbullte column
Closfll If a branch listed WH sold or- closed enter Close In the Ota Action column 11nd the Sile or closurt date in the UftctW tt column
Deata If a branch listed w11s never owned by this depository Institution enter Oeltte In thbull Dbullta Action column Add Ifbull reportable branch Is mlssina Insert a row add the br11nch data 11nd enter Add In the Dbullta Action column and the opening or acquisition diite in the Effactl111 Date column
If printing thJ5 Ust you may need to adjust your page tup In M S Excel Try using landscape orfentatlon paae scallna andor leaal sized paper
When vou are finished snd ill Sillttd copy to your FRS contactSee the d1talltd Instructions on this site for more lnformatfon If you are emiddotmalfnamp thli to your FRB contllCt put your fnstitution nlllme city and mite fn the subject Una of th1 bullmiddotmail
Note To utisfythe FRYmiddotlD reportlns ritqUlr1mtnts you must 11lso sugtmlt FR Y-10 OomestkB ch Schedules for uch branch with a Data Action of Chanae Oose D1tlet1t or Add Thbull FR YmiddotlO report may be submitted in a tardcopy format or viii the FR Y-10 Onllne applicaUon bull httpsylOonllnefedralruerwaov
bull FDIC UNINUM Office Number and ID_RSSD columns are for reference only Verification of thfSf values Is not requlrtd
Bnnch Srvice Type Branch ID RSSDmiddot SllfftAddrHS
Full Service (Head Office) PRIVATEBANK AND TRUST C MPANY THE
Full Servi 3439704 HOLCOMB BRIDGE OFFICE 3169 HOLCOMBBRHgtGE ROAD SUITE 202 NORCROSS
Full Service 2304403 WEST EAMES STREET BRANCH 23840 WEST EAMES STREET
OK Full Service 2 WEST lllTH STREET OFFICE 3052 WES lllTH STREET CHICAGO
OK Full Service CHICAGO
OK Full SeNce 35122 GENEVA OFFICE 501 WEST STATE STREET SUITE 101 GENEVA
OK FullSerllke 3301098 14102 SOUTH BELL ROAD OFFICE 14102 SOUTH BELL ROAD HOMER GLEN
OK Full Service 3301100 1500 NORTH ESSINGTON ROAD OFFICE 1500 NORTH ESSINGTON ROAD JOLIET
OK Full5eNice 1sn969 LAXE FOREST OFFICE 920 so urn WAUKEGAN ROAD
OK Full Service
Full Service MINOOKA
FuJISefVic 2845371 OAK BROOK OFFICE 1110 JORIE BOULEVARD OAKBROOK
OK Full Service 2070463 OAK LAWN FACILITY 0515SOUTH OCERO AVENUE OAltIAWN
OK Full Service 3670525 ORLAND PARK BRANCH 14497 JOHN HUMPHREY DRIVE
OK Full Service 2086192 PALOS HEIGHTS FACILITY 11850SOUTH HARLEM AVENUE PALOS HEIGHTS
OK Limited Service 2431578 PEACE MEMORIAL FACILITY PALOS PARK
SAINT CHARLES OFFICE 24 SOUTH SECOND STREET SAINT CHARLES
OK Full Service NORTH SHORE OFFICE 5260 OLD ORCHARD ROAD
OK Full Service 3301089 17865SOUTH 80TH AVENUE OFFICE 17865 SOUTH BOTH AVENUE
OK Full Service 2429laquo5 WINNETKA OFFICE 1000 GREEN BAY ROAD WINNETKA
Full Service 3950795 WORTH BRANCH 6825 WEST UlTH STREET
FullSeW 1404463 BLOOMFIELD HILLS BRANCH 38505 WOODWARD AVENUE SUITE BOO
Full Service 2771528 ROCHESTER OFFICE 321 EAST SECOND STREET ROCHESTER
OK Full Service 1n3051 CHE TERFIELD OFFICE 500 CHESTERAELD CENTER SUITE 100 CHESTERFIELD
Close 8252014 Full Servi 3773042 KAHW CITY OFFICE 4801 MAIN STREET SUITE 600 KANSAS CITY
60655
ll
IL 60491
ll 60435
60045
ll
60174
60482
48304
Ml 48307
MO
OfflceNwnberbull HoodOffka H11d Office 10 RSSDbull
COOK UNITED STATCS 0 PRIVATEBANK ANOTRUSTC MPANY THE 1842065
GWINN ITT UNITED STATES 461029 10 PRlVATEBANKANDTRUSTCOMPANY THE
UNITED STATES 247283 21 PRIVATEBANK ANO TRUST COMPANY THE 1amp42065
11113 18 PRIVATEBANK ANOTRUSTCOMPANY THE 1842065
442454 1842065
UNITED STATES 452352 8 PRIVATEBANK AND TRUST COMPANY THE 1842065
Will UNITED STATES 420292 24 PRlVATEBANK AND TRUST COMPANY THE 1842065
WIU UNITED STATES 420293 25 PRIVATEBANKAND TRUST COMPANY THE 1842065
LAKE UNITED STATES 47126 4 PRIVATEBANKAND TRUST COMPANY THE 1842065
Not RbullQulred Not RIHlulred PRIVATEBANKANDTRUSTCOMPANY THE 1842065
UNITED STATES 20 PRIVATE8ANKAND RUST COMPANY THE
UNITED STATES 2 PRIVATEBANKANDTRUSTCOMPANY THE
UNITED STATES 19 PRIVATEBANK ANO TRUST COMPANY THE
UNITED STATES 26 PRIVATESANK ANO TRUST COMPANY THE 1842065
UNITED STATES 245190 16 PRJVATEBANKAND TRUST COMPANY THE 184206S
245191 17 PRIVATEBANK ANO TRUST COMPANY THE 1842065
KANE UNITED STATES 289433 1842065
COOK UNITED STATES 289431 1 PRIVATEBANK ANO TRUST COMPANY THE 1842065
COOK 245192 22 PRIVATEBANKANDTRUSTCOMPANY THE 1842065
COOK UNITED STATES 5 PRIVATESANK ANO TRUST COMPANY THE 1842065
COOK UNITED STATES lS PRIVATESANIC ANO TRUST COMPANY THE 1842065
OAKLAND UNITED STATES 40435 1 2 PRIVATESANICANOTRUSTCOMPANY THE 1amp4206S
UNITED STATES 73133 13 PRIVATEBANK AND TRUST COMPANY T E 1842065
UNITED STATES 464464 28 PRIVATE8ANKAND TRUST COMPANY THE 18-42065
UNITtD STATES 511689 30 PRIVATEBANKANOTRUSTCOMPANY THE 1842065
Full Service
FullServfce
2910998 MISSOURI BRANCH 1401 SOUTH BRENTWOOO BOULEVARD 2ND FL SAINT LOUIS 63144 ST LOUIS UNITED STATES 8057 J1 PRIVATEBANIC AND TRUST COMPANY THE 1842 06 5
348738S 743 NORTH WATER STbull bullrbull-middotmiddot- - =-- 0= R THWA TERS TR EET-----=MIL WA UKEE---W l - 02 MIL Wbullubull=-middotmiddot TEDSTbullTEbull-- ---middotmiddot =- vbullTbullbullmiddotmiddotmiddotmiddot middoto T=-TC OM middotmiddotmiddotYTHE__ ___ _ 06-s_ __ _
PrivateBancorp Inc Chicago Illinois
Fiscal Year Ended December 31 2014
llcport Hem 3 Securities Holders
Security holders with ownevote as of 12312014
rship control or holdings of 5 or more with power to Security holders not listed in (3)(1)(a) - (3)(l )(c) that had ownership control or holdings of 5 or more with power to vote during the fiscal year ending 12312014
(l)(a) Name City State Country
(l)(b) Country of Citizenship or Incorporation
(1)(c) Number and Percentage of Each Class of Voting Securities
(2)(a) Name City State Country
(2)(b)Country of Citizenship or lncorporatiou
(2)(c) Number of Percentage of Each Class of Voting Securities
FMR LLC Boston Massachusetts
USA 5216608 shares of common stock (647)
GTCR Golder Rauner II LLC and affiliated funds Chicago IL
USA 4153650 shares of voting common stock (54)
BlackRock Inc New York NY
USA 6721101 shares of common stock (857)
The Vanguard Group Inc Malvern Pennsylvania
USA 5216608 shares of common stock (665)
Chicago Operations
Corporation
subsidiaries) pcrcenta c ne held)
Company
Company Operations
Company
11middotvbull 1t1 1middot11 bull-v
PrivateBancorp Inc Chicago Illinois
Fiscal Year Ended December 31 2014
Tlcport Hem 4 Insiders (l)(a)(b)(c) and (2)(a)(b)(c)
(l) (2) Name City Staie Country Principal Occupation
lf other than with Bank Holding Company
Ralph B Mandell NA River Forest TL
Lany D Richman NA Arlington Heights TL
Nornmn R Bobins Chainnan -The Chicago IL PrivateBank and
Trust Company
Robe1t F Coleman Principal - Robeit River Forest TL F Coleman amp
Associates
James M Guyette President and Chief Falls Church VA Executive Officer -
Rolls Royce Noith America Inc
Cheryl Maybeny Johnson Publishing McKissack Company-Chief
lL Officer James B Nicholson President and Chief Detroit MI Executive Officer-
PVS Chemicals Inc
Edward W Rabin Jr Former President-Chicago IL Hyatt Hotels
Michelle L Collins PrincipalCEO-Chicago lL Cambium LLC
(3)(a) Titleamp Position with Bank Holding Company
Director Retired Chairman of the Board Director President and Chief Executive Officer
Director
Director
Director
Director
Director
Director
Director
(3)(b) (3)(c) (4)(a) (4)(b) (4)(c) Title Si Position with Title Position with Percentage or Percentage of List names of other companies Subsidiaries (include Other Ilusincsses Voting Sim res in Voting Shares in (includes partnerships) ff251o or names of subsidiaries) (include names of Bank lloldiug Subsidiaries more of voting securities arc held
other businesses) Company (include names of (list names of companies and of voti securities
Director -The NA None Enjoy Life Natural Foods (10 PrivateBank and direct+ 23 indirect)
Trust Company Director President NA None None
and Chief Executive Officer -The PrivateBank and Trust Company Director and NA None Nommn Bobins Consulting LLC
Chairman - The (100) PrivateBank and Trust Director - The Robert F Coleman None Robert F Coleman amp Associates
PrivateBank and amp Associates (100) Trust Company (Principal) 481h Floor Corporation (100)
Director -The Rolls Royce North None Polu Hookalakupuna LLC
PrivateBank and America (President (100) Trust Company and Chief Birch Creek Ranch
Executive Officer) (85)
Director - The Johnson Publishing None NIA Enterprises LLC (100) PrivateBank and Company (Chief Channel Capital Management
Trust Officer) LLC (100 owned by spouse)
Director - The PVS Chemicals None Pressure Vessel Services Inc PrivateBank and Inc (President and dba PVS Chemicals Trust Company Chief Executive (51)
Officer) Director -The NA None Rabin Interests LLC (I 00) PrivateBank and Rabin Foundation (50) Trust Director - The Cambium LLC None Cambium LLC I 00 PrivateBank and (PrincipalCEO) Trust Company
subsidiaries) ucrccntagc held)
PrivateBancorp Inc middot Chicago Illinois
Fiscal Year Ended December 31 2014
(l) Namc1 City State Country
William R Rybak
(2) Principal Occupation tr other than with Bank Holding Company
Fonner CFO-Va11
(3)(bull) Title 1 Position with Bank Holding Company
Director
(3)(b) Title 1 Position with Subsidiaries (include names of subsidiaries)
Director-The
(3)(c) Title 1 Position with Other Businesses (include names of other businesses)
NIA
(4)(a) Percentage of Voting Sim res in Bank Holding Company
(4)(b) Pcrccntngc of Voting Shares in Subsidiaries (include names of
None
( 4)( c) List names of other companies (includes partnerships) lf25dego or more of voting securities arc held (list names of companies and
of voling securities None
Burr Ridge IL Kampen PrivateBank and Investments Inc Trust Company
Alejandro Silva Chairman and Director Director - The Evans Food Group None Evans Food Group (35) Chicago IL Chief Executive PrivateBank and (Chairman and
Officer - Evans Trust Company Chief Executive Food Group Officer)
Forni FR Y-6 PrivateBancorp Inc
Chicago Illinois Fiscal Year Ended December 31 2014
(l) Name amp Address (City State Connry)
(2) Principal Occupation lf ohcr than with Bank Tlolding Company
(3)(a) Title l_ Position with Bank Holding Company
(3)(b) Title amp Position with Subsidiaries (Include names of subsidiaries)
(3)( c) Title _f Position with Other Businesses (lncludc names of other businesses)
(4)(a) Percentage of Voting Shares in llank 1-lolding Company
(4)(b) Percentage of oting Shares in Subsidiaries (lndudc names of subsidiaries)
(4)( c) List 1rnmcs of other comp111ics (Includes partnerships) lf25 or more of voting securities arc held (List na111cs of companies und percentage of voting securities held)
C Brant Ahrens Wilmette IL
NA Executive Vice President Head of Personal Client Services
Executive Managing Director and Head of Personal Client Services -The PrivateBank and Trust Company
NA None None
Karen B Case Chicago IL
NA Executive Vice President Head of Commercial Real Estate
Executive Managing Director and President of Commercial Real Estate - The PrivateBank and Trust Company
NA None CAODG Park Ridge JV LLC (33)
Leahy Farm LLC (100)
Bruce R Hague
Norihfield IL
NA Executive Vice President Head of National Commercial Banking and Regional Markets
Executive Managing Director and President of National Commercial Banking and Regional Markets -The PrivateBank and Trust Company
NIA None Shinnecock Inc (100)
Shinnecock LP (I 00)
Shinnecock 11 Inc (50)
Shinnecock II LP (25)
Shinnecock Ill Inc (375)
Shinnecock Ill LP (25)
Muirfield Investors LLC (25)
Oakmont Investors LLC (25)
Hague Family Partnership (47)
Hague Insurance Trust( 00)
Aspect Holdings (41 )
Form FR Y-6 PrivateBancorp Inc
Chicago lllinois Fiscal Year Ended December 31 2014
Kevin M Killips Chicago IL
NA Executive Vice President Chief Financial Officer
Executive Managing Director and Chief Financial Officer-The
NA None None
PrivateBank and Trust Company Manager -PB Real Estate LLC
Bruce S Lubin Long Grove IL
NA Executive Vice President Head of Illinois Commercial
Executive Managing Director and President oflllinois Commercial
NA None None
Banking Banking - The PrivateBank and Trust Company
Kevin J Van Solkema Elmhurst IL
NA Executive Vice President Chief Credit Risk Officer
Executive Managing Director and Chief Credit Risk Officer -
NA None None
The PrivateBank and Trust Company Manager -PB Real Estate LLC
Jenni fer Evans Chicago IL
NA Executive Vice President General Counsel and Coqiorate Secretary
Executive Managing Director and General Counsel and Corporate Secretary- The PrivateBank and Trust
NA None None
Company Managing Director - PB Real
Leonard Wiatr Mount Prospect lL
NIA Executive Vice President Chief Risk Officer
Estate LLC
Executive Managing Director and Chief Risk Officer-The
NA None None
PrivateBank and Trust Company
Form FR Y-6 PrivateBancorp Inc
Chicago Illinois Fiscal Year Ended December 31 2014
NA Chief Human Vicki Znavor Chief Human Resource None Resource Officer
NoneNA Officer-TheChicago IL PrivateBank and Trust Company
Percentage ofvotmg shares less than I
O
O
01072015
Rcodtlatlon and Vtrtfbtkzn Stem
O
SubmlqkHJ Proctdurt
-- Pooular Nam1 middot-
OK 1842065 O 120 SOUTH lA SALLE STREET CHICAGO
OK CHANNAHON
658830 T
35121-48 GOLD COAST OFFICE 149 EAST WAL TON PLACE
WE FOREST
4733187 LINCOlNWOOO OFACE 4007 WEST TOUHY AVENUE LINCOLNWOOD
OK 700243 MI NOOKA BRANCH 502 WEST MONDAMI N STREET
OK
1
ORLAND PARX
10300 VILLAGE CJ RC LE DRIVE
OK Full Service 2953678
m- SKOKIE
TINLEY fJARK
OK WORTH
BLOOMFIELD HIUS
OK
S
Statbull llocdo
IL 3
GA 30071
IL 60410
IL
IL 60611
00134
ll
ll ti07U
ll 60447
ll 60523
ll 604S3-52
60462
IL 60463
IL 60464
IL
IL ooon
IL 60477
ll 60093
ll
Ml
63017
MO 64112
middot-- coun FDkUMNUMbull Comm1nts
46854 O
1842065
Will
COOK UNITED STATES
COOK UNITED STATES 7 PRIVATEBANK AND TRUST COM PANY THE
KANE
COOK UNITED STATES
GRUNDY 12020 T 1842065
DU PAGE 289432 1842065
COOK 240247 184206S
COOK
COOK
COOK UNITED STATES
3 PRIVATEBANK AND TRUST COMPANY THE
UNITED STATES
289622
12298
OAKLAND H
STLOUIS
JACKSON
Results A list of branch ts fOf your depository institution PRIVATEBANKANO TRUST COMPANY THE (10)tSS 1amp42065)
This dtpository Institution Is Mid by PRIVATE8ANCORP INC (1839319) of CHICAG IL
Thbull data 11e IS of12312014 Dahl reflects infafmation that was received and procuSMI throvamph
1 1n the Otbull Acdon column of each branch row enter one or more of the- actions spedfied b1tlow
2 1r r ulr1td enter the date In the Etftdlvbull 0tbull column
llltl2o OK If the br11nch lnlorm1Uon Is correct enter Of( In the Otll Action column
Chanabull If the branch inform11tlon Is Incorrect or Incomplete revise the data enter Chanabull In the Otbull Action column 11nd the d11te when this inform tion ffrst became 1111lld In the Effecth1e Dbullte column
Closfll If a branch listed WH sold or- closed enter Close In the Ota Action column 11nd the Sile or closurt date in the UftctW tt column
Deata If a branch listed w11s never owned by this depository Institution enter Oeltte In thbull Dbullta Action column Add Ifbull reportable branch Is mlssina Insert a row add the br11nch data 11nd enter Add In the Dbullta Action column and the opening or acquisition diite in the Effactl111 Date column
If printing thJ5 Ust you may need to adjust your page tup In M S Excel Try using landscape orfentatlon paae scallna andor leaal sized paper
When vou are finished snd ill Sillttd copy to your FRS contactSee the d1talltd Instructions on this site for more lnformatfon If you are emiddotmalfnamp thli to your FRB contllCt put your fnstitution nlllme city and mite fn the subject Una of th1 bullmiddotmail
Note To utisfythe FRYmiddotlD reportlns ritqUlr1mtnts you must 11lso sugtmlt FR Y-10 OomestkB ch Schedules for uch branch with a Data Action of Chanae Oose D1tlet1t or Add Thbull FR YmiddotlO report may be submitted in a tardcopy format or viii the FR Y-10 Onllne applicaUon bull httpsylOonllnefedralruerwaov
bull FDIC UNINUM Office Number and ID_RSSD columns are for reference only Verification of thfSf values Is not requlrtd
Bnnch Srvice Type Branch ID RSSDmiddot SllfftAddrHS
Full Service (Head Office) PRIVATEBANK AND TRUST C MPANY THE
Full Servi 3439704 HOLCOMB BRIDGE OFFICE 3169 HOLCOMBBRHgtGE ROAD SUITE 202 NORCROSS
Full Service 2304403 WEST EAMES STREET BRANCH 23840 WEST EAMES STREET
OK Full Service 2 WEST lllTH STREET OFFICE 3052 WES lllTH STREET CHICAGO
OK Full Service CHICAGO
OK Full SeNce 35122 GENEVA OFFICE 501 WEST STATE STREET SUITE 101 GENEVA
OK FullSerllke 3301098 14102 SOUTH BELL ROAD OFFICE 14102 SOUTH BELL ROAD HOMER GLEN
OK Full Service 3301100 1500 NORTH ESSINGTON ROAD OFFICE 1500 NORTH ESSINGTON ROAD JOLIET
OK Full5eNice 1sn969 LAXE FOREST OFFICE 920 so urn WAUKEGAN ROAD
OK Full Service
Full Service MINOOKA
FuJISefVic 2845371 OAK BROOK OFFICE 1110 JORIE BOULEVARD OAKBROOK
OK Full Service 2070463 OAK LAWN FACILITY 0515SOUTH OCERO AVENUE OAltIAWN
OK Full Service 3670525 ORLAND PARK BRANCH 14497 JOHN HUMPHREY DRIVE
OK Full Service 2086192 PALOS HEIGHTS FACILITY 11850SOUTH HARLEM AVENUE PALOS HEIGHTS
OK Limited Service 2431578 PEACE MEMORIAL FACILITY PALOS PARK
SAINT CHARLES OFFICE 24 SOUTH SECOND STREET SAINT CHARLES
OK Full Service NORTH SHORE OFFICE 5260 OLD ORCHARD ROAD
OK Full Service 3301089 17865SOUTH 80TH AVENUE OFFICE 17865 SOUTH BOTH AVENUE
OK Full Service 2429laquo5 WINNETKA OFFICE 1000 GREEN BAY ROAD WINNETKA
Full Service 3950795 WORTH BRANCH 6825 WEST UlTH STREET
FullSeW 1404463 BLOOMFIELD HILLS BRANCH 38505 WOODWARD AVENUE SUITE BOO
Full Service 2771528 ROCHESTER OFFICE 321 EAST SECOND STREET ROCHESTER
OK Full Service 1n3051 CHE TERFIELD OFFICE 500 CHESTERAELD CENTER SUITE 100 CHESTERFIELD
Close 8252014 Full Servi 3773042 KAHW CITY OFFICE 4801 MAIN STREET SUITE 600 KANSAS CITY
60655
ll
IL 60491
ll 60435
60045
ll
60174
60482
48304
Ml 48307
MO
OfflceNwnberbull HoodOffka H11d Office 10 RSSDbull
COOK UNITED STATCS 0 PRIVATEBANK ANOTRUSTC MPANY THE 1842065
GWINN ITT UNITED STATES 461029 10 PRlVATEBANKANDTRUSTCOMPANY THE
UNITED STATES 247283 21 PRIVATEBANK ANO TRUST COMPANY THE 1amp42065
11113 18 PRIVATEBANK ANOTRUSTCOMPANY THE 1842065
442454 1842065
UNITED STATES 452352 8 PRIVATEBANK AND TRUST COMPANY THE 1842065
Will UNITED STATES 420292 24 PRlVATEBANK AND TRUST COMPANY THE 1842065
WIU UNITED STATES 420293 25 PRIVATEBANKAND TRUST COMPANY THE 1842065
LAKE UNITED STATES 47126 4 PRIVATEBANKAND TRUST COMPANY THE 1842065
Not RbullQulred Not RIHlulred PRIVATEBANKANDTRUSTCOMPANY THE 1842065
UNITED STATES 20 PRIVATE8ANKAND RUST COMPANY THE
UNITED STATES 2 PRIVATEBANKANDTRUSTCOMPANY THE
UNITED STATES 19 PRIVATEBANK ANO TRUST COMPANY THE
UNITED STATES 26 PRIVATESANK ANO TRUST COMPANY THE 1842065
UNITED STATES 245190 16 PRJVATEBANKAND TRUST COMPANY THE 184206S
245191 17 PRIVATEBANK ANO TRUST COMPANY THE 1842065
KANE UNITED STATES 289433 1842065
COOK UNITED STATES 289431 1 PRIVATEBANK ANO TRUST COMPANY THE 1842065
COOK 245192 22 PRIVATEBANKANDTRUSTCOMPANY THE 1842065
COOK UNITED STATES 5 PRIVATESANK ANO TRUST COMPANY THE 1842065
COOK UNITED STATES lS PRIVATESANIC ANO TRUST COMPANY THE 1842065
OAKLAND UNITED STATES 40435 1 2 PRIVATESANICANOTRUSTCOMPANY THE 1amp4206S
UNITED STATES 73133 13 PRIVATEBANK AND TRUST COMPANY T E 1842065
UNITED STATES 464464 28 PRIVATE8ANKAND TRUST COMPANY THE 18-42065
UNITtD STATES 511689 30 PRIVATEBANKANOTRUSTCOMPANY THE 1842065
Full Service
FullServfce
2910998 MISSOURI BRANCH 1401 SOUTH BRENTWOOO BOULEVARD 2ND FL SAINT LOUIS 63144 ST LOUIS UNITED STATES 8057 J1 PRIVATEBANIC AND TRUST COMPANY THE 1842 06 5
348738S 743 NORTH WATER STbull bullrbull-middotmiddot- - =-- 0= R THWA TERS TR EET-----=MIL WA UKEE---W l - 02 MIL Wbullubull=-middotmiddot TEDSTbullTEbull-- ---middotmiddot =- vbullTbullbullmiddotmiddotmiddotmiddot middoto T=-TC OM middotmiddotmiddotYTHE__ ___ _ 06-s_ __ _
PrivateBancorp Inc Chicago Illinois
Fiscal Year Ended December 31 2014
llcport Hem 3 Securities Holders
Security holders with ownevote as of 12312014
rship control or holdings of 5 or more with power to Security holders not listed in (3)(1)(a) - (3)(l )(c) that had ownership control or holdings of 5 or more with power to vote during the fiscal year ending 12312014
(l)(a) Name City State Country
(l)(b) Country of Citizenship or Incorporation
(1)(c) Number and Percentage of Each Class of Voting Securities
(2)(a) Name City State Country
(2)(b)Country of Citizenship or lncorporatiou
(2)(c) Number of Percentage of Each Class of Voting Securities
FMR LLC Boston Massachusetts
USA 5216608 shares of common stock (647)
GTCR Golder Rauner II LLC and affiliated funds Chicago IL
USA 4153650 shares of voting common stock (54)
BlackRock Inc New York NY
USA 6721101 shares of common stock (857)
The Vanguard Group Inc Malvern Pennsylvania
USA 5216608 shares of common stock (665)
Chicago Operations
Corporation
subsidiaries) pcrcenta c ne held)
Company
Company Operations
Company
11middotvbull 1t1 1middot11 bull-v
PrivateBancorp Inc Chicago Illinois
Fiscal Year Ended December 31 2014
Tlcport Hem 4 Insiders (l)(a)(b)(c) and (2)(a)(b)(c)
(l) (2) Name City Staie Country Principal Occupation
lf other than with Bank Holding Company
Ralph B Mandell NA River Forest TL
Lany D Richman NA Arlington Heights TL
Nornmn R Bobins Chainnan -The Chicago IL PrivateBank and
Trust Company
Robe1t F Coleman Principal - Robeit River Forest TL F Coleman amp
Associates
James M Guyette President and Chief Falls Church VA Executive Officer -
Rolls Royce Noith America Inc
Cheryl Maybeny Johnson Publishing McKissack Company-Chief
lL Officer James B Nicholson President and Chief Detroit MI Executive Officer-
PVS Chemicals Inc
Edward W Rabin Jr Former President-Chicago IL Hyatt Hotels
Michelle L Collins PrincipalCEO-Chicago lL Cambium LLC
(3)(a) Titleamp Position with Bank Holding Company
Director Retired Chairman of the Board Director President and Chief Executive Officer
Director
Director
Director
Director
Director
Director
Director
(3)(b) (3)(c) (4)(a) (4)(b) (4)(c) Title Si Position with Title Position with Percentage or Percentage of List names of other companies Subsidiaries (include Other Ilusincsses Voting Sim res in Voting Shares in (includes partnerships) ff251o or names of subsidiaries) (include names of Bank lloldiug Subsidiaries more of voting securities arc held
other businesses) Company (include names of (list names of companies and of voti securities
Director -The NA None Enjoy Life Natural Foods (10 PrivateBank and direct+ 23 indirect)
Trust Company Director President NA None None
and Chief Executive Officer -The PrivateBank and Trust Company Director and NA None Nommn Bobins Consulting LLC
Chairman - The (100) PrivateBank and Trust Director - The Robert F Coleman None Robert F Coleman amp Associates
PrivateBank and amp Associates (100) Trust Company (Principal) 481h Floor Corporation (100)
Director -The Rolls Royce North None Polu Hookalakupuna LLC
PrivateBank and America (President (100) Trust Company and Chief Birch Creek Ranch
Executive Officer) (85)
Director - The Johnson Publishing None NIA Enterprises LLC (100) PrivateBank and Company (Chief Channel Capital Management
Trust Officer) LLC (100 owned by spouse)
Director - The PVS Chemicals None Pressure Vessel Services Inc PrivateBank and Inc (President and dba PVS Chemicals Trust Company Chief Executive (51)
Officer) Director -The NA None Rabin Interests LLC (I 00) PrivateBank and Rabin Foundation (50) Trust Director - The Cambium LLC None Cambium LLC I 00 PrivateBank and (PrincipalCEO) Trust Company
subsidiaries) ucrccntagc held)
PrivateBancorp Inc middot Chicago Illinois
Fiscal Year Ended December 31 2014
(l) Namc1 City State Country
William R Rybak
(2) Principal Occupation tr other than with Bank Holding Company
Fonner CFO-Va11
(3)(bull) Title 1 Position with Bank Holding Company
Director
(3)(b) Title 1 Position with Subsidiaries (include names of subsidiaries)
Director-The
(3)(c) Title 1 Position with Other Businesses (include names of other businesses)
NIA
(4)(a) Percentage of Voting Sim res in Bank Holding Company
(4)(b) Pcrccntngc of Voting Shares in Subsidiaries (include names of
None
( 4)( c) List names of other companies (includes partnerships) lf25dego or more of voting securities arc held (list names of companies and
of voling securities None
Burr Ridge IL Kampen PrivateBank and Investments Inc Trust Company
Alejandro Silva Chairman and Director Director - The Evans Food Group None Evans Food Group (35) Chicago IL Chief Executive PrivateBank and (Chairman and
Officer - Evans Trust Company Chief Executive Food Group Officer)
Forni FR Y-6 PrivateBancorp Inc
Chicago Illinois Fiscal Year Ended December 31 2014
(l) Name amp Address (City State Connry)
(2) Principal Occupation lf ohcr than with Bank Tlolding Company
(3)(a) Title l_ Position with Bank Holding Company
(3)(b) Title amp Position with Subsidiaries (Include names of subsidiaries)
(3)( c) Title _f Position with Other Businesses (lncludc names of other businesses)
(4)(a) Percentage of Voting Shares in llank 1-lolding Company
(4)(b) Percentage of oting Shares in Subsidiaries (lndudc names of subsidiaries)
(4)( c) List 1rnmcs of other comp111ics (Includes partnerships) lf25 or more of voting securities arc held (List na111cs of companies und percentage of voting securities held)
C Brant Ahrens Wilmette IL
NA Executive Vice President Head of Personal Client Services
Executive Managing Director and Head of Personal Client Services -The PrivateBank and Trust Company
NA None None
Karen B Case Chicago IL
NA Executive Vice President Head of Commercial Real Estate
Executive Managing Director and President of Commercial Real Estate - The PrivateBank and Trust Company
NA None CAODG Park Ridge JV LLC (33)
Leahy Farm LLC (100)
Bruce R Hague
Norihfield IL
NA Executive Vice President Head of National Commercial Banking and Regional Markets
Executive Managing Director and President of National Commercial Banking and Regional Markets -The PrivateBank and Trust Company
NIA None Shinnecock Inc (100)
Shinnecock LP (I 00)
Shinnecock 11 Inc (50)
Shinnecock II LP (25)
Shinnecock Ill Inc (375)
Shinnecock Ill LP (25)
Muirfield Investors LLC (25)
Oakmont Investors LLC (25)
Hague Family Partnership (47)
Hague Insurance Trust( 00)
Aspect Holdings (41 )
Form FR Y-6 PrivateBancorp Inc
Chicago lllinois Fiscal Year Ended December 31 2014
Kevin M Killips Chicago IL
NA Executive Vice President Chief Financial Officer
Executive Managing Director and Chief Financial Officer-The
NA None None
PrivateBank and Trust Company Manager -PB Real Estate LLC
Bruce S Lubin Long Grove IL
NA Executive Vice President Head of Illinois Commercial
Executive Managing Director and President oflllinois Commercial
NA None None
Banking Banking - The PrivateBank and Trust Company
Kevin J Van Solkema Elmhurst IL
NA Executive Vice President Chief Credit Risk Officer
Executive Managing Director and Chief Credit Risk Officer -
NA None None
The PrivateBank and Trust Company Manager -PB Real Estate LLC
Jenni fer Evans Chicago IL
NA Executive Vice President General Counsel and Coqiorate Secretary
Executive Managing Director and General Counsel and Corporate Secretary- The PrivateBank and Trust
NA None None
Company Managing Director - PB Real
Leonard Wiatr Mount Prospect lL
NIA Executive Vice President Chief Risk Officer
Estate LLC
Executive Managing Director and Chief Risk Officer-The
NA None None
PrivateBank and Trust Company
Form FR Y-6 PrivateBancorp Inc
Chicago Illinois Fiscal Year Ended December 31 2014
NA Chief Human Vicki Znavor Chief Human Resource None Resource Officer
NoneNA Officer-TheChicago IL PrivateBank and Trust Company
Percentage ofvotmg shares less than I
Full Service
FullServfce
2910998 MISSOURI BRANCH 1401 SOUTH BRENTWOOO BOULEVARD 2ND FL SAINT LOUIS 63144 ST LOUIS UNITED STATES 8057 J1 PRIVATEBANIC AND TRUST COMPANY THE 1842 06 5
348738S 743 NORTH WATER STbull bullrbull-middotmiddot- - =-- 0= R THWA TERS TR EET-----=MIL WA UKEE---W l - 02 MIL Wbullubull=-middotmiddot TEDSTbullTEbull-- ---middotmiddot =- vbullTbullbullmiddotmiddotmiddotmiddot middoto T=-TC OM middotmiddotmiddotYTHE__ ___ _ 06-s_ __ _
PrivateBancorp Inc Chicago Illinois
Fiscal Year Ended December 31 2014
llcport Hem 3 Securities Holders
Security holders with ownevote as of 12312014
rship control or holdings of 5 or more with power to Security holders not listed in (3)(1)(a) - (3)(l )(c) that had ownership control or holdings of 5 or more with power to vote during the fiscal year ending 12312014
(l)(a) Name City State Country
(l)(b) Country of Citizenship or Incorporation
(1)(c) Number and Percentage of Each Class of Voting Securities
(2)(a) Name City State Country
(2)(b)Country of Citizenship or lncorporatiou
(2)(c) Number of Percentage of Each Class of Voting Securities
FMR LLC Boston Massachusetts
USA 5216608 shares of common stock (647)
GTCR Golder Rauner II LLC and affiliated funds Chicago IL
USA 4153650 shares of voting common stock (54)
BlackRock Inc New York NY
USA 6721101 shares of common stock (857)
The Vanguard Group Inc Malvern Pennsylvania
USA 5216608 shares of common stock (665)
Chicago Operations
Corporation
subsidiaries) pcrcenta c ne held)
Company
Company Operations
Company
11middotvbull 1t1 1middot11 bull-v
PrivateBancorp Inc Chicago Illinois
Fiscal Year Ended December 31 2014
Tlcport Hem 4 Insiders (l)(a)(b)(c) and (2)(a)(b)(c)
(l) (2) Name City Staie Country Principal Occupation
lf other than with Bank Holding Company
Ralph B Mandell NA River Forest TL
Lany D Richman NA Arlington Heights TL
Nornmn R Bobins Chainnan -The Chicago IL PrivateBank and
Trust Company
Robe1t F Coleman Principal - Robeit River Forest TL F Coleman amp
Associates
James M Guyette President and Chief Falls Church VA Executive Officer -
Rolls Royce Noith America Inc
Cheryl Maybeny Johnson Publishing McKissack Company-Chief
lL Officer James B Nicholson President and Chief Detroit MI Executive Officer-
PVS Chemicals Inc
Edward W Rabin Jr Former President-Chicago IL Hyatt Hotels
Michelle L Collins PrincipalCEO-Chicago lL Cambium LLC
(3)(a) Titleamp Position with Bank Holding Company
Director Retired Chairman of the Board Director President and Chief Executive Officer
Director
Director
Director
Director
Director
Director
Director
(3)(b) (3)(c) (4)(a) (4)(b) (4)(c) Title Si Position with Title Position with Percentage or Percentage of List names of other companies Subsidiaries (include Other Ilusincsses Voting Sim res in Voting Shares in (includes partnerships) ff251o or names of subsidiaries) (include names of Bank lloldiug Subsidiaries more of voting securities arc held
other businesses) Company (include names of (list names of companies and of voti securities
Director -The NA None Enjoy Life Natural Foods (10 PrivateBank and direct+ 23 indirect)
Trust Company Director President NA None None
and Chief Executive Officer -The PrivateBank and Trust Company Director and NA None Nommn Bobins Consulting LLC
Chairman - The (100) PrivateBank and Trust Director - The Robert F Coleman None Robert F Coleman amp Associates
PrivateBank and amp Associates (100) Trust Company (Principal) 481h Floor Corporation (100)
Director -The Rolls Royce North None Polu Hookalakupuna LLC
PrivateBank and America (President (100) Trust Company and Chief Birch Creek Ranch
Executive Officer) (85)
Director - The Johnson Publishing None NIA Enterprises LLC (100) PrivateBank and Company (Chief Channel Capital Management
Trust Officer) LLC (100 owned by spouse)
Director - The PVS Chemicals None Pressure Vessel Services Inc PrivateBank and Inc (President and dba PVS Chemicals Trust Company Chief Executive (51)
Officer) Director -The NA None Rabin Interests LLC (I 00) PrivateBank and Rabin Foundation (50) Trust Director - The Cambium LLC None Cambium LLC I 00 PrivateBank and (PrincipalCEO) Trust Company
subsidiaries) ucrccntagc held)
PrivateBancorp Inc middot Chicago Illinois
Fiscal Year Ended December 31 2014
(l) Namc1 City State Country
William R Rybak
(2) Principal Occupation tr other than with Bank Holding Company
Fonner CFO-Va11
(3)(bull) Title 1 Position with Bank Holding Company
Director
(3)(b) Title 1 Position with Subsidiaries (include names of subsidiaries)
Director-The
(3)(c) Title 1 Position with Other Businesses (include names of other businesses)
NIA
(4)(a) Percentage of Voting Sim res in Bank Holding Company
(4)(b) Pcrccntngc of Voting Shares in Subsidiaries (include names of
None
( 4)( c) List names of other companies (includes partnerships) lf25dego or more of voting securities arc held (list names of companies and
of voling securities None
Burr Ridge IL Kampen PrivateBank and Investments Inc Trust Company
Alejandro Silva Chairman and Director Director - The Evans Food Group None Evans Food Group (35) Chicago IL Chief Executive PrivateBank and (Chairman and
Officer - Evans Trust Company Chief Executive Food Group Officer)
Forni FR Y-6 PrivateBancorp Inc
Chicago Illinois Fiscal Year Ended December 31 2014
(l) Name amp Address (City State Connry)
(2) Principal Occupation lf ohcr than with Bank Tlolding Company
(3)(a) Title l_ Position with Bank Holding Company
(3)(b) Title amp Position with Subsidiaries (Include names of subsidiaries)
(3)( c) Title _f Position with Other Businesses (lncludc names of other businesses)
(4)(a) Percentage of Voting Shares in llank 1-lolding Company
(4)(b) Percentage of oting Shares in Subsidiaries (lndudc names of subsidiaries)
(4)( c) List 1rnmcs of other comp111ics (Includes partnerships) lf25 or more of voting securities arc held (List na111cs of companies und percentage of voting securities held)
C Brant Ahrens Wilmette IL
NA Executive Vice President Head of Personal Client Services
Executive Managing Director and Head of Personal Client Services -The PrivateBank and Trust Company
NA None None
Karen B Case Chicago IL
NA Executive Vice President Head of Commercial Real Estate
Executive Managing Director and President of Commercial Real Estate - The PrivateBank and Trust Company
NA None CAODG Park Ridge JV LLC (33)
Leahy Farm LLC (100)
Bruce R Hague
Norihfield IL
NA Executive Vice President Head of National Commercial Banking and Regional Markets
Executive Managing Director and President of National Commercial Banking and Regional Markets -The PrivateBank and Trust Company
NIA None Shinnecock Inc (100)
Shinnecock LP (I 00)
Shinnecock 11 Inc (50)
Shinnecock II LP (25)
Shinnecock Ill Inc (375)
Shinnecock Ill LP (25)
Muirfield Investors LLC (25)
Oakmont Investors LLC (25)
Hague Family Partnership (47)
Hague Insurance Trust( 00)
Aspect Holdings (41 )
Form FR Y-6 PrivateBancorp Inc
Chicago lllinois Fiscal Year Ended December 31 2014
Kevin M Killips Chicago IL
NA Executive Vice President Chief Financial Officer
Executive Managing Director and Chief Financial Officer-The
NA None None
PrivateBank and Trust Company Manager -PB Real Estate LLC
Bruce S Lubin Long Grove IL
NA Executive Vice President Head of Illinois Commercial
Executive Managing Director and President oflllinois Commercial
NA None None
Banking Banking - The PrivateBank and Trust Company
Kevin J Van Solkema Elmhurst IL
NA Executive Vice President Chief Credit Risk Officer
Executive Managing Director and Chief Credit Risk Officer -
NA None None
The PrivateBank and Trust Company Manager -PB Real Estate LLC
Jenni fer Evans Chicago IL
NA Executive Vice President General Counsel and Coqiorate Secretary
Executive Managing Director and General Counsel and Corporate Secretary- The PrivateBank and Trust
NA None None
Company Managing Director - PB Real
Leonard Wiatr Mount Prospect lL
NIA Executive Vice President Chief Risk Officer
Estate LLC
Executive Managing Director and Chief Risk Officer-The
NA None None
PrivateBank and Trust Company
Form FR Y-6 PrivateBancorp Inc
Chicago Illinois Fiscal Year Ended December 31 2014
NA Chief Human Vicki Znavor Chief Human Resource None Resource Officer
NoneNA Officer-TheChicago IL PrivateBank and Trust Company
Percentage ofvotmg shares less than I
PrivateBancorp Inc Chicago Illinois
Fiscal Year Ended December 31 2014
llcport Hem 3 Securities Holders
Security holders with ownevote as of 12312014
rship control or holdings of 5 or more with power to Security holders not listed in (3)(1)(a) - (3)(l )(c) that had ownership control or holdings of 5 or more with power to vote during the fiscal year ending 12312014
(l)(a) Name City State Country
(l)(b) Country of Citizenship or Incorporation
(1)(c) Number and Percentage of Each Class of Voting Securities
(2)(a) Name City State Country
(2)(b)Country of Citizenship or lncorporatiou
(2)(c) Number of Percentage of Each Class of Voting Securities
FMR LLC Boston Massachusetts
USA 5216608 shares of common stock (647)
GTCR Golder Rauner II LLC and affiliated funds Chicago IL
USA 4153650 shares of voting common stock (54)
BlackRock Inc New York NY
USA 6721101 shares of common stock (857)
The Vanguard Group Inc Malvern Pennsylvania
USA 5216608 shares of common stock (665)
Chicago Operations
Corporation
subsidiaries) pcrcenta c ne held)
Company
Company Operations
Company
11middotvbull 1t1 1middot11 bull-v
PrivateBancorp Inc Chicago Illinois
Fiscal Year Ended December 31 2014
Tlcport Hem 4 Insiders (l)(a)(b)(c) and (2)(a)(b)(c)
(l) (2) Name City Staie Country Principal Occupation
lf other than with Bank Holding Company
Ralph B Mandell NA River Forest TL
Lany D Richman NA Arlington Heights TL
Nornmn R Bobins Chainnan -The Chicago IL PrivateBank and
Trust Company
Robe1t F Coleman Principal - Robeit River Forest TL F Coleman amp
Associates
James M Guyette President and Chief Falls Church VA Executive Officer -
Rolls Royce Noith America Inc
Cheryl Maybeny Johnson Publishing McKissack Company-Chief
lL Officer James B Nicholson President and Chief Detroit MI Executive Officer-
PVS Chemicals Inc
Edward W Rabin Jr Former President-Chicago IL Hyatt Hotels
Michelle L Collins PrincipalCEO-Chicago lL Cambium LLC
(3)(a) Titleamp Position with Bank Holding Company
Director Retired Chairman of the Board Director President and Chief Executive Officer
Director
Director
Director
Director
Director
Director
Director
(3)(b) (3)(c) (4)(a) (4)(b) (4)(c) Title Si Position with Title Position with Percentage or Percentage of List names of other companies Subsidiaries (include Other Ilusincsses Voting Sim res in Voting Shares in (includes partnerships) ff251o or names of subsidiaries) (include names of Bank lloldiug Subsidiaries more of voting securities arc held
other businesses) Company (include names of (list names of companies and of voti securities
Director -The NA None Enjoy Life Natural Foods (10 PrivateBank and direct+ 23 indirect)
Trust Company Director President NA None None
and Chief Executive Officer -The PrivateBank and Trust Company Director and NA None Nommn Bobins Consulting LLC
Chairman - The (100) PrivateBank and Trust Director - The Robert F Coleman None Robert F Coleman amp Associates
PrivateBank and amp Associates (100) Trust Company (Principal) 481h Floor Corporation (100)
Director -The Rolls Royce North None Polu Hookalakupuna LLC
PrivateBank and America (President (100) Trust Company and Chief Birch Creek Ranch
Executive Officer) (85)
Director - The Johnson Publishing None NIA Enterprises LLC (100) PrivateBank and Company (Chief Channel Capital Management
Trust Officer) LLC (100 owned by spouse)
Director - The PVS Chemicals None Pressure Vessel Services Inc PrivateBank and Inc (President and dba PVS Chemicals Trust Company Chief Executive (51)
Officer) Director -The NA None Rabin Interests LLC (I 00) PrivateBank and Rabin Foundation (50) Trust Director - The Cambium LLC None Cambium LLC I 00 PrivateBank and (PrincipalCEO) Trust Company
subsidiaries) ucrccntagc held)
PrivateBancorp Inc middot Chicago Illinois
Fiscal Year Ended December 31 2014
(l) Namc1 City State Country
William R Rybak
(2) Principal Occupation tr other than with Bank Holding Company
Fonner CFO-Va11
(3)(bull) Title 1 Position with Bank Holding Company
Director
(3)(b) Title 1 Position with Subsidiaries (include names of subsidiaries)
Director-The
(3)(c) Title 1 Position with Other Businesses (include names of other businesses)
NIA
(4)(a) Percentage of Voting Sim res in Bank Holding Company
(4)(b) Pcrccntngc of Voting Shares in Subsidiaries (include names of
None
( 4)( c) List names of other companies (includes partnerships) lf25dego or more of voting securities arc held (list names of companies and
of voling securities None
Burr Ridge IL Kampen PrivateBank and Investments Inc Trust Company
Alejandro Silva Chairman and Director Director - The Evans Food Group None Evans Food Group (35) Chicago IL Chief Executive PrivateBank and (Chairman and
Officer - Evans Trust Company Chief Executive Food Group Officer)
Forni FR Y-6 PrivateBancorp Inc
Chicago Illinois Fiscal Year Ended December 31 2014
(l) Name amp Address (City State Connry)
(2) Principal Occupation lf ohcr than with Bank Tlolding Company
(3)(a) Title l_ Position with Bank Holding Company
(3)(b) Title amp Position with Subsidiaries (Include names of subsidiaries)
(3)( c) Title _f Position with Other Businesses (lncludc names of other businesses)
(4)(a) Percentage of Voting Shares in llank 1-lolding Company
(4)(b) Percentage of oting Shares in Subsidiaries (lndudc names of subsidiaries)
(4)( c) List 1rnmcs of other comp111ics (Includes partnerships) lf25 or more of voting securities arc held (List na111cs of companies und percentage of voting securities held)
C Brant Ahrens Wilmette IL
NA Executive Vice President Head of Personal Client Services
Executive Managing Director and Head of Personal Client Services -The PrivateBank and Trust Company
NA None None
Karen B Case Chicago IL
NA Executive Vice President Head of Commercial Real Estate
Executive Managing Director and President of Commercial Real Estate - The PrivateBank and Trust Company
NA None CAODG Park Ridge JV LLC (33)
Leahy Farm LLC (100)
Bruce R Hague
Norihfield IL
NA Executive Vice President Head of National Commercial Banking and Regional Markets
Executive Managing Director and President of National Commercial Banking and Regional Markets -The PrivateBank and Trust Company
NIA None Shinnecock Inc (100)
Shinnecock LP (I 00)
Shinnecock 11 Inc (50)
Shinnecock II LP (25)
Shinnecock Ill Inc (375)
Shinnecock Ill LP (25)
Muirfield Investors LLC (25)
Oakmont Investors LLC (25)
Hague Family Partnership (47)
Hague Insurance Trust( 00)
Aspect Holdings (41 )
Form FR Y-6 PrivateBancorp Inc
Chicago lllinois Fiscal Year Ended December 31 2014
Kevin M Killips Chicago IL
NA Executive Vice President Chief Financial Officer
Executive Managing Director and Chief Financial Officer-The
NA None None
PrivateBank and Trust Company Manager -PB Real Estate LLC
Bruce S Lubin Long Grove IL
NA Executive Vice President Head of Illinois Commercial
Executive Managing Director and President oflllinois Commercial
NA None None
Banking Banking - The PrivateBank and Trust Company
Kevin J Van Solkema Elmhurst IL
NA Executive Vice President Chief Credit Risk Officer
Executive Managing Director and Chief Credit Risk Officer -
NA None None
The PrivateBank and Trust Company Manager -PB Real Estate LLC
Jenni fer Evans Chicago IL
NA Executive Vice President General Counsel and Coqiorate Secretary
Executive Managing Director and General Counsel and Corporate Secretary- The PrivateBank and Trust
NA None None
Company Managing Director - PB Real
Leonard Wiatr Mount Prospect lL
NIA Executive Vice President Chief Risk Officer
Estate LLC
Executive Managing Director and Chief Risk Officer-The
NA None None
PrivateBank and Trust Company
Form FR Y-6 PrivateBancorp Inc
Chicago Illinois Fiscal Year Ended December 31 2014
NA Chief Human Vicki Znavor Chief Human Resource None Resource Officer
NoneNA Officer-TheChicago IL PrivateBank and Trust Company
Percentage ofvotmg shares less than I
Chicago Operations
Corporation
subsidiaries) pcrcenta c ne held)
Company
Company Operations
Company
11middotvbull 1t1 1middot11 bull-v
PrivateBancorp Inc Chicago Illinois
Fiscal Year Ended December 31 2014
Tlcport Hem 4 Insiders (l)(a)(b)(c) and (2)(a)(b)(c)
(l) (2) Name City Staie Country Principal Occupation
lf other than with Bank Holding Company
Ralph B Mandell NA River Forest TL
Lany D Richman NA Arlington Heights TL
Nornmn R Bobins Chainnan -The Chicago IL PrivateBank and
Trust Company
Robe1t F Coleman Principal - Robeit River Forest TL F Coleman amp
Associates
James M Guyette President and Chief Falls Church VA Executive Officer -
Rolls Royce Noith America Inc
Cheryl Maybeny Johnson Publishing McKissack Company-Chief
lL Officer James B Nicholson President and Chief Detroit MI Executive Officer-
PVS Chemicals Inc
Edward W Rabin Jr Former President-Chicago IL Hyatt Hotels
Michelle L Collins PrincipalCEO-Chicago lL Cambium LLC
(3)(a) Titleamp Position with Bank Holding Company
Director Retired Chairman of the Board Director President and Chief Executive Officer
Director
Director
Director
Director
Director
Director
Director
(3)(b) (3)(c) (4)(a) (4)(b) (4)(c) Title Si Position with Title Position with Percentage or Percentage of List names of other companies Subsidiaries (include Other Ilusincsses Voting Sim res in Voting Shares in (includes partnerships) ff251o or names of subsidiaries) (include names of Bank lloldiug Subsidiaries more of voting securities arc held
other businesses) Company (include names of (list names of companies and of voti securities
Director -The NA None Enjoy Life Natural Foods (10 PrivateBank and direct+ 23 indirect)
Trust Company Director President NA None None
and Chief Executive Officer -The PrivateBank and Trust Company Director and NA None Nommn Bobins Consulting LLC
Chairman - The (100) PrivateBank and Trust Director - The Robert F Coleman None Robert F Coleman amp Associates
PrivateBank and amp Associates (100) Trust Company (Principal) 481h Floor Corporation (100)
Director -The Rolls Royce North None Polu Hookalakupuna LLC
PrivateBank and America (President (100) Trust Company and Chief Birch Creek Ranch
Executive Officer) (85)
Director - The Johnson Publishing None NIA Enterprises LLC (100) PrivateBank and Company (Chief Channel Capital Management
Trust Officer) LLC (100 owned by spouse)
Director - The PVS Chemicals None Pressure Vessel Services Inc PrivateBank and Inc (President and dba PVS Chemicals Trust Company Chief Executive (51)
Officer) Director -The NA None Rabin Interests LLC (I 00) PrivateBank and Rabin Foundation (50) Trust Director - The Cambium LLC None Cambium LLC I 00 PrivateBank and (PrincipalCEO) Trust Company
subsidiaries) ucrccntagc held)
PrivateBancorp Inc middot Chicago Illinois
Fiscal Year Ended December 31 2014
(l) Namc1 City State Country
William R Rybak
(2) Principal Occupation tr other than with Bank Holding Company
Fonner CFO-Va11
(3)(bull) Title 1 Position with Bank Holding Company
Director
(3)(b) Title 1 Position with Subsidiaries (include names of subsidiaries)
Director-The
(3)(c) Title 1 Position with Other Businesses (include names of other businesses)
NIA
(4)(a) Percentage of Voting Sim res in Bank Holding Company
(4)(b) Pcrccntngc of Voting Shares in Subsidiaries (include names of
None
( 4)( c) List names of other companies (includes partnerships) lf25dego or more of voting securities arc held (list names of companies and
of voling securities None
Burr Ridge IL Kampen PrivateBank and Investments Inc Trust Company
Alejandro Silva Chairman and Director Director - The Evans Food Group None Evans Food Group (35) Chicago IL Chief Executive PrivateBank and (Chairman and
Officer - Evans Trust Company Chief Executive Food Group Officer)
Forni FR Y-6 PrivateBancorp Inc
Chicago Illinois Fiscal Year Ended December 31 2014
(l) Name amp Address (City State Connry)
(2) Principal Occupation lf ohcr than with Bank Tlolding Company
(3)(a) Title l_ Position with Bank Holding Company
(3)(b) Title amp Position with Subsidiaries (Include names of subsidiaries)
(3)( c) Title _f Position with Other Businesses (lncludc names of other businesses)
(4)(a) Percentage of Voting Shares in llank 1-lolding Company
(4)(b) Percentage of oting Shares in Subsidiaries (lndudc names of subsidiaries)
(4)( c) List 1rnmcs of other comp111ics (Includes partnerships) lf25 or more of voting securities arc held (List na111cs of companies und percentage of voting securities held)
C Brant Ahrens Wilmette IL
NA Executive Vice President Head of Personal Client Services
Executive Managing Director and Head of Personal Client Services -The PrivateBank and Trust Company
NA None None
Karen B Case Chicago IL
NA Executive Vice President Head of Commercial Real Estate
Executive Managing Director and President of Commercial Real Estate - The PrivateBank and Trust Company
NA None CAODG Park Ridge JV LLC (33)
Leahy Farm LLC (100)
Bruce R Hague
Norihfield IL
NA Executive Vice President Head of National Commercial Banking and Regional Markets
Executive Managing Director and President of National Commercial Banking and Regional Markets -The PrivateBank and Trust Company
NIA None Shinnecock Inc (100)
Shinnecock LP (I 00)
Shinnecock 11 Inc (50)
Shinnecock II LP (25)
Shinnecock Ill Inc (375)
Shinnecock Ill LP (25)
Muirfield Investors LLC (25)
Oakmont Investors LLC (25)
Hague Family Partnership (47)
Hague Insurance Trust( 00)
Aspect Holdings (41 )
Form FR Y-6 PrivateBancorp Inc
Chicago lllinois Fiscal Year Ended December 31 2014
Kevin M Killips Chicago IL
NA Executive Vice President Chief Financial Officer
Executive Managing Director and Chief Financial Officer-The
NA None None
PrivateBank and Trust Company Manager -PB Real Estate LLC
Bruce S Lubin Long Grove IL
NA Executive Vice President Head of Illinois Commercial
Executive Managing Director and President oflllinois Commercial
NA None None
Banking Banking - The PrivateBank and Trust Company
Kevin J Van Solkema Elmhurst IL
NA Executive Vice President Chief Credit Risk Officer
Executive Managing Director and Chief Credit Risk Officer -
NA None None
The PrivateBank and Trust Company Manager -PB Real Estate LLC
Jenni fer Evans Chicago IL
NA Executive Vice President General Counsel and Coqiorate Secretary
Executive Managing Director and General Counsel and Corporate Secretary- The PrivateBank and Trust
NA None None
Company Managing Director - PB Real
Leonard Wiatr Mount Prospect lL
NIA Executive Vice President Chief Risk Officer
Estate LLC
Executive Managing Director and Chief Risk Officer-The
NA None None
PrivateBank and Trust Company
Form FR Y-6 PrivateBancorp Inc
Chicago Illinois Fiscal Year Ended December 31 2014
NA Chief Human Vicki Znavor Chief Human Resource None Resource Officer
NoneNA Officer-TheChicago IL PrivateBank and Trust Company
Percentage ofvotmg shares less than I
subsidiaries) ucrccntagc held)
PrivateBancorp Inc middot Chicago Illinois
Fiscal Year Ended December 31 2014
(l) Namc1 City State Country
William R Rybak
(2) Principal Occupation tr other than with Bank Holding Company
Fonner CFO-Va11
(3)(bull) Title 1 Position with Bank Holding Company
Director
(3)(b) Title 1 Position with Subsidiaries (include names of subsidiaries)
Director-The
(3)(c) Title 1 Position with Other Businesses (include names of other businesses)
NIA
(4)(a) Percentage of Voting Sim res in Bank Holding Company
(4)(b) Pcrccntngc of Voting Shares in Subsidiaries (include names of
None
( 4)( c) List names of other companies (includes partnerships) lf25dego or more of voting securities arc held (list names of companies and
of voling securities None
Burr Ridge IL Kampen PrivateBank and Investments Inc Trust Company
Alejandro Silva Chairman and Director Director - The Evans Food Group None Evans Food Group (35) Chicago IL Chief Executive PrivateBank and (Chairman and
Officer - Evans Trust Company Chief Executive Food Group Officer)
Forni FR Y-6 PrivateBancorp Inc
Chicago Illinois Fiscal Year Ended December 31 2014
(l) Name amp Address (City State Connry)
(2) Principal Occupation lf ohcr than with Bank Tlolding Company
(3)(a) Title l_ Position with Bank Holding Company
(3)(b) Title amp Position with Subsidiaries (Include names of subsidiaries)
(3)( c) Title _f Position with Other Businesses (lncludc names of other businesses)
(4)(a) Percentage of Voting Shares in llank 1-lolding Company
(4)(b) Percentage of oting Shares in Subsidiaries (lndudc names of subsidiaries)
(4)( c) List 1rnmcs of other comp111ics (Includes partnerships) lf25 or more of voting securities arc held (List na111cs of companies und percentage of voting securities held)
C Brant Ahrens Wilmette IL
NA Executive Vice President Head of Personal Client Services
Executive Managing Director and Head of Personal Client Services -The PrivateBank and Trust Company
NA None None
Karen B Case Chicago IL
NA Executive Vice President Head of Commercial Real Estate
Executive Managing Director and President of Commercial Real Estate - The PrivateBank and Trust Company
NA None CAODG Park Ridge JV LLC (33)
Leahy Farm LLC (100)
Bruce R Hague
Norihfield IL
NA Executive Vice President Head of National Commercial Banking and Regional Markets
Executive Managing Director and President of National Commercial Banking and Regional Markets -The PrivateBank and Trust Company
NIA None Shinnecock Inc (100)
Shinnecock LP (I 00)
Shinnecock 11 Inc (50)
Shinnecock II LP (25)
Shinnecock Ill Inc (375)
Shinnecock Ill LP (25)
Muirfield Investors LLC (25)
Oakmont Investors LLC (25)
Hague Family Partnership (47)
Hague Insurance Trust( 00)
Aspect Holdings (41 )
Form FR Y-6 PrivateBancorp Inc
Chicago lllinois Fiscal Year Ended December 31 2014
Kevin M Killips Chicago IL
NA Executive Vice President Chief Financial Officer
Executive Managing Director and Chief Financial Officer-The
NA None None
PrivateBank and Trust Company Manager -PB Real Estate LLC
Bruce S Lubin Long Grove IL
NA Executive Vice President Head of Illinois Commercial
Executive Managing Director and President oflllinois Commercial
NA None None
Banking Banking - The PrivateBank and Trust Company
Kevin J Van Solkema Elmhurst IL
NA Executive Vice President Chief Credit Risk Officer
Executive Managing Director and Chief Credit Risk Officer -
NA None None
The PrivateBank and Trust Company Manager -PB Real Estate LLC
Jenni fer Evans Chicago IL
NA Executive Vice President General Counsel and Coqiorate Secretary
Executive Managing Director and General Counsel and Corporate Secretary- The PrivateBank and Trust
NA None None
Company Managing Director - PB Real
Leonard Wiatr Mount Prospect lL
NIA Executive Vice President Chief Risk Officer
Estate LLC
Executive Managing Director and Chief Risk Officer-The
NA None None
PrivateBank and Trust Company
Form FR Y-6 PrivateBancorp Inc
Chicago Illinois Fiscal Year Ended December 31 2014
NA Chief Human Vicki Znavor Chief Human Resource None Resource Officer
NoneNA Officer-TheChicago IL PrivateBank and Trust Company
Percentage ofvotmg shares less than I
Forni FR Y-6 PrivateBancorp Inc
Chicago Illinois Fiscal Year Ended December 31 2014
(l) Name amp Address (City State Connry)
(2) Principal Occupation lf ohcr than with Bank Tlolding Company
(3)(a) Title l_ Position with Bank Holding Company
(3)(b) Title amp Position with Subsidiaries (Include names of subsidiaries)
(3)( c) Title _f Position with Other Businesses (lncludc names of other businesses)
(4)(a) Percentage of Voting Shares in llank 1-lolding Company
(4)(b) Percentage of oting Shares in Subsidiaries (lndudc names of subsidiaries)
(4)( c) List 1rnmcs of other comp111ics (Includes partnerships) lf25 or more of voting securities arc held (List na111cs of companies und percentage of voting securities held)
C Brant Ahrens Wilmette IL
NA Executive Vice President Head of Personal Client Services
Executive Managing Director and Head of Personal Client Services -The PrivateBank and Trust Company
NA None None
Karen B Case Chicago IL
NA Executive Vice President Head of Commercial Real Estate
Executive Managing Director and President of Commercial Real Estate - The PrivateBank and Trust Company
NA None CAODG Park Ridge JV LLC (33)
Leahy Farm LLC (100)
Bruce R Hague
Norihfield IL
NA Executive Vice President Head of National Commercial Banking and Regional Markets
Executive Managing Director and President of National Commercial Banking and Regional Markets -The PrivateBank and Trust Company
NIA None Shinnecock Inc (100)
Shinnecock LP (I 00)
Shinnecock 11 Inc (50)
Shinnecock II LP (25)
Shinnecock Ill Inc (375)
Shinnecock Ill LP (25)
Muirfield Investors LLC (25)
Oakmont Investors LLC (25)
Hague Family Partnership (47)
Hague Insurance Trust( 00)
Aspect Holdings (41 )
Form FR Y-6 PrivateBancorp Inc
Chicago lllinois Fiscal Year Ended December 31 2014
Kevin M Killips Chicago IL
NA Executive Vice President Chief Financial Officer
Executive Managing Director and Chief Financial Officer-The
NA None None
PrivateBank and Trust Company Manager -PB Real Estate LLC
Bruce S Lubin Long Grove IL
NA Executive Vice President Head of Illinois Commercial
Executive Managing Director and President oflllinois Commercial
NA None None
Banking Banking - The PrivateBank and Trust Company
Kevin J Van Solkema Elmhurst IL
NA Executive Vice President Chief Credit Risk Officer
Executive Managing Director and Chief Credit Risk Officer -
NA None None
The PrivateBank and Trust Company Manager -PB Real Estate LLC
Jenni fer Evans Chicago IL
NA Executive Vice President General Counsel and Coqiorate Secretary
Executive Managing Director and General Counsel and Corporate Secretary- The PrivateBank and Trust
NA None None
Company Managing Director - PB Real
Leonard Wiatr Mount Prospect lL
NIA Executive Vice President Chief Risk Officer
Estate LLC
Executive Managing Director and Chief Risk Officer-The
NA None None
PrivateBank and Trust Company
Form FR Y-6 PrivateBancorp Inc
Chicago Illinois Fiscal Year Ended December 31 2014
NA Chief Human Vicki Znavor Chief Human Resource None Resource Officer
NoneNA Officer-TheChicago IL PrivateBank and Trust Company
Percentage ofvotmg shares less than I
Form FR Y-6 PrivateBancorp Inc
Chicago lllinois Fiscal Year Ended December 31 2014
Kevin M Killips Chicago IL
NA Executive Vice President Chief Financial Officer
Executive Managing Director and Chief Financial Officer-The
NA None None
PrivateBank and Trust Company Manager -PB Real Estate LLC
Bruce S Lubin Long Grove IL
NA Executive Vice President Head of Illinois Commercial
Executive Managing Director and President oflllinois Commercial
NA None None
Banking Banking - The PrivateBank and Trust Company
Kevin J Van Solkema Elmhurst IL
NA Executive Vice President Chief Credit Risk Officer
Executive Managing Director and Chief Credit Risk Officer -
NA None None
The PrivateBank and Trust Company Manager -PB Real Estate LLC
Jenni fer Evans Chicago IL
NA Executive Vice President General Counsel and Coqiorate Secretary
Executive Managing Director and General Counsel and Corporate Secretary- The PrivateBank and Trust
NA None None
Company Managing Director - PB Real
Leonard Wiatr Mount Prospect lL
NIA Executive Vice President Chief Risk Officer
Estate LLC
Executive Managing Director and Chief Risk Officer-The
NA None None
PrivateBank and Trust Company
Form FR Y-6 PrivateBancorp Inc
Chicago Illinois Fiscal Year Ended December 31 2014
NA Chief Human Vicki Znavor Chief Human Resource None Resource Officer
NoneNA Officer-TheChicago IL PrivateBank and Trust Company
Percentage ofvotmg shares less than I
Form FR Y-6 PrivateBancorp Inc
Chicago Illinois Fiscal Year Ended December 31 2014
NA Chief Human Vicki Znavor Chief Human Resource None Resource Officer
NoneNA Officer-TheChicago IL PrivateBank and Trust Company
Percentage ofvotmg shares less than I