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Doctoral dissertation To be presented by permission of the Faculty of Medicine of the University of Kuopio for public examination in Auditorium ML2, Medistudia building, University of Kuopio, on Friday 25 th January 2008, at 12 noon Department of Physical Medicine and Rehabilitation Kuopio University Hospital Department of Otolaryngology University of Tampere Department of Physical Medicine and Rehabilitation North Karelia Central Hospital, Joensuu PÄIVI SUTINEN Pathophysiological Effects of Vibration with Inner Ear as a Model Organ JOKA KUOPIO 2008 KUOPION YLIOPISTON JULKAISUJA D. LÄÄKETIEDE 424 KUOPIO UNIVERSITY PUBLICATIONS D. MEDICAL SCIENCES 424

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Page 1: Pathophysiological effects of vibration with inner ear as ... · Hand-arm vibration associated with the right rotator cuff ... Acta Oto-Laryngol Suppl 1997;529:95-7 IV. Sutinen P,

Doctoral dissertation

To be presented by permission of the Faculty of Medicine of the University of Kuopio

for public examination in Auditorium ML2, Medistudia building, University of Kuopio,

on Friday 25th January 2008, at 12 noon

Department of Physical Medicine and Rehabil itationKuopio University Hospital

Department of OtolaryngologyUniversity of Tampere

Department of Physical Medicine and Rehabil itationNorth Karelia Central Hospital , Joensuu

PÄIVI SUTINEN

Pathophysiological Effects of Vibrationwith Inner Ear as a Model Organ

JOKAKUOPIO 2008

KUOPION YLIOPISTON JULKAISUJA D. LÄÄKETIEDE 424KUOPIO UNIVERSITY PUBLICATIONS D. MEDICAL SCIENCES 424

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Author´s address: North Karelia Central Hospital Department of Physical Medicine and Rehabil itation Tikkamäentie 16 FI-80210 JOENSUU FINLAND Tel. +358 13 171 2890 Fax +358 13 171 2880

Supervisors: Professor Ilmari Pyykkö, M.D., Ph.D. Department of Otolaryngology Tampere University Hospital

Docent Olavi Airaksinen, M.D., Ph.D. Department of Physical Medicine and Rehabil itation Kuopio University Hospital

Researcher Jing Zou, M.D., Ph.D. Department of Otolaryngology Tampere University Hospital

Reviewers: Docent Marja Mikkelsson, M.D., Ph.D. Päijät-Häme Intermunicipal Federation for Social Services and Health Care Lahti

Docent Erna Kentala, M.D., Ph.D. Department of Otolaryngology Helsinki University Hospital

Opponent: Docent Karl-August Lindgren ORTON Invalidisäätiö Hospital Helsinki

ISBN 978-951-27-0944-1ISBN 978-951-27-1041-6 (PDF)ISSN 1235-0303

KopijyväKuopio 2008Finland

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Sutinen, Päivi. Pathophysiological effects of vibration with inner ear as a model organ. Kuopio University

Publications D. Medical Sciences 424. 2008. 94 p.

ISBN 978-951-27-0944-1

ISBN 978-951-27-1041-6 (PDF)

ISSN 1235-0303

ABSTRACT Hand-arm vibration syndrome (HAVS) is a symptom entity that consists of disturbances in the

circulation of the fingers (Vibration White Finger or VWF), peripheral nerves of the hands and

arms, and possibly muscle, joint and autonomic nervous system disorders.

Changes in HAVS were assessed in a cross-sectional and in a longitudinal study of forestry

workers. Sensorineural and musculoskeletal symptoms were studied. Changes in vibrotactile

perception threshold were evaluated and the tonic vibration reflex was measured in

posturography. An animal model was created to assess inner ear damage after vibration

exposure.

The prevalence of vibration-induced white finger (VWF) decreased from 17 to 8 percent in

the cohort of 52 forestry workers. Numbness increased. Rotator cuff syndrome was diagnosed in

19% of men on the right side. Hand-arm vibration associated with the right rotator cuff

syndrome. Numbness was associated with pain in upper extremities.

Subjects with tension neck had excessive deviation of position in the lateral and

anteroposterior direction in posturography during and after vibration-induced stimulation of

neck and lumbar area.

In vibrotactile perception threshold measurement, tactile acuity worsened in the cohort study.

The threshold metric was the summed normalized threshold shift constructed for each subject.

The positive predictive value of the metric was 71%.

In an animal model, temporal bone vibration was used to assess the hearing loss caused by

vibration. After bone vibration 60 % of the guinea pigs developed a threshold shift exceeding 10

decibel (dB) at least at two frequencies. Exposure to vibration at higher frequencies (500-1000

Hertz, Hz) produced stronger TS than exposure to frequencies 32-250 Hz.

Temporal bone vibration caused expression of tumor necrosis factor alpha (TNF-α) and its‟

receptors (TNF R1, TNF R2) in the cochlea. The expression of TNF R2 was stronger than that

of TNF R1. Vibration also induced vascular endothelial growth factor VEGF and its‟ receptor

(VEGF R2) expression in the cochlea.

The results indicate that VWF and numbness have possibly different pathophysiological

mechanism. In the forestry workers, the strenuous work was associated with musculoskeletal

disorders and partly explains the numbness.

The animal model provides a new understanding of mechanisms leading to vibration-induced

cochlear changes and cellular damage. The frequency of vibration influences the threshold shift

of hearing in the vibrated cochlea. In the animal model, the expression of TNF-α and VEGF in

the vibrated cochlea seems to cause tissue remodeling. The inner ear changes may also model

vibration-induced damages in the hand-arm vibration syndrome. Shift to lower frequencies of

vibration is advisable. National Library of Medicine Classification: WA 400, WE 805, WV 270

Medical Subjects Headings: Biomechanics; Cochlea; Cohort Studies; Cross-Sectional Studies; Forestry;

Guinea Pigs; Hand-Arm Vibration Syndrome/etiology; Hand-Arm Vibration Syndrome/physiopathology;

Hearing Loss, Sensorineural; Mechanoreceptors/physiology; Musculoskeletal Diseases; Neck Muscles:

Innervation, Neck Pain/physiopathology; Occupational diseases; Occupational Exposure;

Posture/physiology; Receptors, Tumor Necrosis Factor type I, Receptors, Tumor Necrosis Factor type II,

Stress; Mechanical; Tumor Necrosis Factor- alpha; Vascular Endothelial Factor- alpha; Vascular

Endothelial Growth Factor A; Vascular Endothelial Growth Factor Receptor-1, Vascular Endothelial

Growth factor Receptor-2; Vibration/adverse effects

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To Erkki, Laura, Tuuli, Martti and Anton

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ACKNOWLEDGEMENTS

This study was carried out in conjunction with the Institute of Occupational Health,

Helsinki, Department of Otolaryngology of Karolinska Institute, Stockholm,

Department of Otolaryngology, Tampere University, Tampere, and Department of

Physical Medicine and Rehabilitation, North Karelia Central Hospital, Joensuu and

Department of Physical Medicine and Rehabilitation, Kuopio University Hospital.

I want to thank Medical Directors of North Karelia Central Hospital Pertti Palomäki

and Antti Turunen and former Head of Department of Physical Medicine and

Rehabilitation Eero Oura for kind support for my research. This work was financially

supported by the Forestry Workers Fund, Finnish National Board of Forestry, and the

Government special funds allocated to the North Karelia Central Hospital and Kuopio

University Hospital.

I am grateful for the forestry workers in Suomussalmi, who participated in this study,

and I appreciate the co-operation of occupational health services and Martti Seppänen in

Ämmänsaari. I express my sincere thanks to late colleague, my friend, Kaija Koskimies,

Ph.D., who asked me to join the research team in Suomussalmi study. She eagerly

helped me in the first steps of scientific studies and showed the way to go.

I am deeply indebted to my supervisor Professor Ilmari Pyykkö, Head of the

Department of Otolaryngology in Tampere University Hospital. He introduced the

world of scientific research to me. He constantly supported me throughout the years.

His inspiring personality and constructive criticism have carried me forward. Without

him this thesis would never have been finished.

I express my gratitude to my supervisor, Docent Olavi Airaksinen, Head of the

Department of Physical Medicine and Rehabilitation in Kuopio, for his valuable and

constructive comments on my work. I am also very grateful to my third supervisor,

researcher Jing Zou Ph.D., Department of Otolaryngology, Tampere University, for his

co-operation, enthusiasm and support. He created the first animal model to study the

vibration-induced hearing loss (2001), and he made the laboratory studies of the

immunohistochemistry in the animal model. He taught me to understand the nature of

hearing loss in the animal studies.

Special thanks to Esko Toppila, Ph.D., Institute of Occupational Health, Helsinki, who

gave me valuable advice in Physics. His kind friendship and help have been important

to me. He, together with Professor Jukka Starck, Head of Physics Department, Institute

of Occupational Health, has made the technical measurements of balance and animal

studies possible, for which I am very grateful.

I wish to thank Heikki Aalto, Ph.D., who made the recordings of postural stability and

who often encouraged me. I am also very thankful for Professor Anthony Brammer,

who made the recordings of the vibrotactile perception thresholds, and discussed the

topic of sensorineural changes thoroughly. I greatly appreciate his expertise and

friendliness. I thank Professor Lisa Hunter for her contribution in the hearing loss study.

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I acknowledge the collaboration of Ulysses Diva, Ph.D. and Doctors Timo Hirvonen,

Risto Kaksonen, Hisayoshi Ischizaki and Professor Hannu Alaranta.

I sincerely appreciate the work of the reviewers Docent Marja Mikkelsson, Päijät-

Häme Intermunicipal Federation for Social Services and Health Care, and Docent Erna

Kentala, Department of Otolaryngology, Helsinki University Hospital, for their valuable

comments on my thesis.

I thank Doctor Jukka Alm for teaching the basics of statistics and statistician Pirjo

Halonen, University of Kuopio, and Professor Juha Alho, University of Joensuu, for

analyzing the study results with me. I express my gratitude to librarian Pirkko Pussinen

in North Karelia Central Hospital.

I am indebted to my colleague, Katri Laimi, M.D., Ph.D., for her continuous support

as a researcher and as a friend. I give my warmest thanks to my twin-sister Paula

Rajaniemi for helping me with secretarial work, my daughter Tuuli Gröhn for checking

the references and my friends Ilkka Jormanainen, Adele Botha, Antony Harfield, Ph.D.,

and Clint Rogers, Ph.D., for technical support. I am thankful to Marilyn Thompson,

M.Tchg., for her editing. I am indebted to colleagues and other staff in my Department

of Physical Medicine and Rehabilitation for allowing me to leave the daily work

because of the thesis. I express my deep gratitude to Liisa Mustala, M.D., for her

comments on the thesis and for hosting me in Tampere. During all these years, my

parents, sisters and children have supported and inspired me, for which I am truly

thankful. Finally I owe my deepest gratitude to my husband Erkki, for his enduring

encouragement, sense of humor and love. And I thank all of my friends for prayers,

because without miracles this thesis would not have been possible.

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ABBREVIATIONS

ABR Auditory Brainstem Response

CGRP Calcitonin-gene related peptide

CSF Cerebrospinal fluid

CTS Carpal tunnel syndrome

dB Decibel

ENMG Electroneuromyography

FA-I Fast-adapting receptor I

FA-II Fast-adapting receptor II

FSBP% Percentage of finger systolic blood pressure

HAVS Hand-Arm Vibration Syndrome

Hz Hertz

IHC Inner hair cell

ISO International Organization for Standardization

OHC Outer hair cell

PBS Phosphate buffer saline

SA-I Slowly adapting receptor I

SA-II Slowly adapting receptor II

SD Standard deviation

SNHL Sensorineural hearing loss

SPL Sound pressure level

SSRE Shear stress response element

TN Tension neck

TNF-α Tumor Necrosis Factor alpha

TNF R1 Tumor Necrosis Factor alpha receptor 1

TNF R2 Tumor Necrosis Factor alpha receptor 2

TS Threshold shift

VAS Visual analogue scale

VEGF Vascular Endothelial Growth Factor

VEGF R1 Vascular Endothelial Growth Factor receptor 1

VEGF R2 Vascular Endothelial Growth Factor receptor 2

VPT Vibrotactile perception threshold

VWF Vibration-induced White Finger

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LIST OF ORIGINAL PUBLICATIONS

I. Sutinen P, Toppila E, Starck J, Brammer A, Zou J, Pyykkö I. Hand-arm

vibration syndrome with use of anti-vibration chain saws: 19-year follow-up

study of forestry workers. Int Arch Occup Environ Health 2006; 79(8): 665-71.

II. Brammer AJ, Sutinen P, Diva UA, Pyykkö I, Toppila E, Starck J. Application of

metrics constructed from vibrotactile threshold to the assessment of tactile

sensory changes in the hands. Submitted for publication (Journal of the Acoustic

Society)

III. Koskimies K, Sutinen P, Aalto H, Starck J, Toppila E, Hirvonen T, Kaksonen R,

Ishizaki H, Alaranta H, Pyykkö I. Postural stability, neck proprioception and

tension neck. Acta Oto-Laryngol Suppl 1997;529:95-7

IV. Sutinen P, Zou J, Hunter LL, Toppila E, Pyykkö I. Vibration-induced hearing-

loss: mechanical and physiological aspects. Otol Neurotol 2007; 28(2): 171-7.

V. Zou J, Pyykkö I, Sutinen P, Toppila E. Vibration induced hearing loss in guinea

pig cochlea: expression of TNF-alpha and VEGF. Hear Res 2005; 202(1-2):13-

20.

The Roman numbers in the text refer to the above publications

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TABLE OF CONTENTS 1 INTRODUCTION ..................................................................................................................... 15

2 LITERATURE REVIEW ......................................................................................................... 17

2.1 ENERGY PRINCIPLE OF VIBRATION DAMAGE ............................................................................. 17 2.2 ACUTE BIOLOGICAL RESPONSE TO VIBRATION EXPOSURE ........................................................ 18 2.3 HAND-ARM VIBRATION SYNDROME .......................................................................................... 18

2.3.1 Vascular changes: vibration-induced white finger ........................................................ 18 2.3.2 Sensorineural changes of HAVS .................................................................................... 22 2.3.3 Musculoskeletal changes ............................................................................................... 25

2.4 PREVALENCE OF HAND-ARM VIBRATION SYNDROME ............................................................... 27 2.5 PREVENTION OF VIBRATION DISORDERS ................................................................................... 28 2.6 PHYSIOLOGICAL RESPONSES OF VIBRATION AND NOISE............................................................ 29

2.6.1 Inner ear: cochlea .......................................................................................................... 29 2.6.2 Vestibulospinal system and postural stability ................................................................ 30 2.6.3 Vision and proprioception in postural stability ............................................................. 30 2.6.4 Cochlear injury: mechanisms of noise-induced hearing loss ........................................ 31 2.6.5 Animal model for vibration-induced functional changes ............................................... 33

3 PURPOSE OF THE STUDY .................................................................................................... 35

4 MATERIALS AND METHODS .............................................................................................. 36

4.1 SUBJECTS AND EXPERIMENTAL ANIMALS ................................................................................. 36 4.2 MEDICAL HISTORY ................................................................................................................... 36 4.3 MEDICAL EXAMINATION .......................................................................................................... 37 4.4 TESTS USED FOR ASSESSING MUSCULOSKELETAL FUNCTION IN 1995 ....................................... 38 4.5 MEASUREMENT OF VIBROTACTILE PERCEPTION THRESHOLDS .................................................. 38

4.5.1 Apparatus ....................................................................................................................... 38 4.5.2 Method ........................................................................................................................... 39 4.5.3 Metric for threshold shift ............................................................................................... 39

4.6 FORCE PLATFORM POSTUROGRAPHY ........................................................................................ 41 4.7 CALCULATION OF LIFETIME DOSE ............................................................................................ 41 4.8 ANIMAL EXPERIMENTS ............................................................................................................. 42

4.8.1 Vibration delivery .......................................................................................................... 42 4.8.2 Measurement of hearing ................................................................................................ 43 4.8.3 Analysis of cytokines with immunohistochemistry ......................................................... 44

4.9 STATISTICS ............................................................................................................................... 45

5 RESULTS ................................................................................................................................... 46

5.1 HAND-ARM VIBRATION SYNDROME WITH USE OF ANTI-VIBRATION CHAIN SAWS: 19-YEAR

FOLLOW-UP STUDY OF FORESTRY WORKERS (I) ...................................................................................... 46 5.1.1 Cross-sectional study ..................................................................................................... 46 5.1.2 19-year-cohort ............................................................................................................... 46

5.2 APPLICATION OF METRICS CONSTRUCTED FROM VIBROTACTILE THRESHOLD TO THE

ASSESSMENT OF TACTILE SENSORY CHANGES IN THE HANDS (II) ............................................................ 51 5.2.1 Summed normalized threshold shifts.............................................................................. 51 5.2.2 Summed normalized threshold changes ......................................................................... 53 5.2.3 The correlations between the threshold metrics, age and grip force ............................. 54 5.2.4 Prediction of numbness from summed normalized threshold shift................................. 55

5.3 POSTURAL STABILITY, NECK PROPRIOCEPTION AND TENSION NECK. (III) ................................. 55 5.4 VIBRATION-INDUCED HEARING LOSS: MECHANICAL AND PHYSIOLOGICAL ASPECTS (IV)......... 56

5.4.1 Transfer factor ............................................................................................................... 56 5.4.2 Threshold shift immediately following vibration ........................................................... 57 5.4.3 Recovery after vibration ................................................................................................ 58

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5.5 VIBRATION INDUCED HEARING LOSS IN GUINEA PIG COCHLEA: EXPRESSION OF TNF-ALPHA

AND VEGF (V) ....................................................................................................................................... 59 5.5.1 Expression pattern of TNF-α in the vibration stimulated cochlea ................................. 59 5.5.2 Expression pattern of TNF receptors in the vibration stimulated cochlea .................... 59 5.5.3 Expression pattern of VEGF in the vibration stimulated cochlea .................................. 60 5.5.4 Expression pattern of VEGF receptors in the vibration stimulated cochlea .................. 60 5.5.5 Hearing loss after vibration ........................................................................................... 61

6 DISCUSSION ............................................................................................................................. 62

6.1 METHODOLOGICAL ASPECTS .................................................................................................... 62 6.2 CLINICAL ASPECTS OF VIBRATION- INDUCED HEALTH HAZARDS .............................................. 63 6.3 CLINICAL ASPECTS OF SENSORY THRESHOLD CHANGES ........................................................... 66 6.4 POSTURAL STABILITY AND NECK PAIN ..................................................................................... 67 6.5 INNER EAR AS A MODEL ORGAN FOR SENSORINEURAL DAMAGE ............................................... 68 6.6 UPREGULATION OF THE CYTOKINES DURING VIBRATION EXPOSURE ........................................ 70

7 CONCLUSION .......................................................................................................................... 71

8 REFERENCES ........................................................................................................................... 72

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15

1 INTRODUCTION

Local vibration to hands occurs when the hands grasp vibrating tools and vibration

enters the body through the hands. Occupationally important sources of hand-arm

vibration are mainly prevalent in industry, construction or agriculture (Loriga 1911,

Pelmear 2003). Vibration is principally contacted with palm and fingers, but vibration

may be transmitted from hand to whole upper extremity and even further (Békésy

1939).

Long-lasting or excessive vibration has been associated with various disorders in

epidemiological studies. In 1911 Loriga reported that miners using pneumatic drills

suffered from attacks of vascular disturbances of finger circulation, the so called white

fingers (Loriga 1911). Since then Hamilton reported vasomotor disturbances in stone

cutters (Hamilton 1918, Hamilton 1930) and later other researchers reported the same

kind of disturbances in other users of vibrating tools; such as in airplane industry

workers, grinders, forestry workers and rock drillers (Dart 1946, Agate and Druett 1947,

Kylin and Lindström 1968, Seppäläinen 1972, Pyykkö 1974, Taylor et al. 1984, Starck

et al. 1984)

Hand-arm vibration syndrome (HAVS) consists of disturbances in the circulation of

the fingers (vibration white finger, VWF) and in the peripheral nerves of the hands and

arms (Seppäläinen 1972, Pelmear 2003). It may include muscle, bone and joint

disorders (Färkkilä 1978, Iwata 1968, Laitinen et al. 1974, Pyykkö 1986). Autonomic

nervous system involvement is not yet delineated. The symptoms of HAVS may either

coexist or occur separately.

In Nordic countries the symptoms of HAVS became alarmingly high in the middle of

the 1960‟s in forestry work. The prevalence of HAVS peaked in the early 70‟s, when

the prevalence of HAVS was 40-47 % (Hellström and Andersen 1972, Pyykkö 1974) in

forestry workers and it dropped to 5% in the 1980‟s (Koskimies 1992). VWF was also

common in foundry chipping/ grinding workers (with prevalence of 21%) in Italy

(Bovenzi et al. 1987), in pedestal grinders with a prevalence of 74-100% (Starck et al.

1983, Hayward and Griffin 1986, Seppäläinen et al. 1986), in rock drillers with

prevalence of 36- 50% (Chatterjee et al. 1978, Pelmear et al. 1987, Bovenzi et al. 1988).

Recently, in a large survey of metal workers, the prevalence of HAVS was 8.4% (Sauni

et al. 2006).

Different frequencies, durations and intensities of vibration exposure can cause

variable VWF and sensorineural changes (Griffin 2004). VWF and sensorineural

changes occur and progress independently (Pelmear 2003). Different tools have

different times of onset of symptoms, e.g. chain sawing with older type of chain saws

elicited HAVS in a few years (Koskimies 1992) in comparison with a longer latency of

new chain saws.

There is a classification of HAVS concerning VWF and neurological disorders,

according the Stockholm workshop scale. The purpose of the Stockholm workshop

scale is to standardize the classification of symptom intensity in order to compare the

different tools and frequencies causing HAVS. Vibrotactile perception threshold

measurement is one of the methods to analyze sensorineural symptoms.

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16

Pathophysiology is not yet fully delineated (Chetter et al. 1998, Herrick 2005).

Vibration may induce structural changes in nerves and muscles. Vibration increases

perineural edema of epineural and endoneural connective tissue (Lundborg et al. 1987).

In rat tails, excessive vibration resulted in detachment of myelin sheath, deranged

paranodal regions and reduced nerve conduction (Chang et al. 1994). In neuromuscular

effects of vibration, studied by Necking et al (1996a), there is an increase of the cross-

sectional area of type I and IIC muscle fibers in comparison with controls. The muscle

nuclei are more centrally positioned (Necking et al. 1996b)

Takeuchi (1986) and Strömberg et al (1997) found demyelination of nerves and

perineural and perivascular fibrosis in vibration-exposed workers. In another study,

fractionated nerve conduction velocity across the carpal tunnel showed bimodal

distribution: one group had a carpal tunnel- like syndrome and the other group had a

more distal dysfunction (Rosen et al.1993).

In addition to vascular and neurological symptoms, musculoskeletal disorders also

occur after vibration exposure. In one study, a combination of muscle force, repetition,

elevated upper extremity posture and vibration exposure was associated with increased

prevalence of the rotator cuff tendonitis (Viikari-Juntura 1998). Musculoskeletal

disorders connected to vibration exposure need more research.

Whole body vibration occurs when the human body is supported on a vibrating

surface, e.g. in vehicles. Whole body vibration does not cause any generally accepted

diseases - except low back pain- and it is not included in this book.

The purpose of this study was to evaluate HAVS in a cohort of forestry workers, to

study changes of the postural stability during the vibration perturbation and to

understand the mechanisms leading to vibration-induced hearing loss and cellular

damage in the animal model. The inner ear damage model was used to provide insight

into vibration-induced disorder in the HAVS.

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17

2 LITERATURE REVIEW

2.1 Energy principle of vibration damage

The references were searched from Medline and Pubmed in the beginning; during the

years, many searches were made with different search strategies, including the years

1911-2007.

The magnitude of vibration is usually measured by its acceleration (root mean square

value) and frequency (Griffin 2004). According to the standard, the risk is proportional

to the total vibration energy, i.e. magnitude and duration of exposure. The international

standard ISO 5349 uses frequency weighted values over the range of about 5 to 1500 Hz

(ISO 5349-1, 2001). The value given is that by which the vibration magnitude at each

frequency is multiplied in order to weight it according to its influence on the body. It

provides a model that can be used to predict the prevalence of VWF. Tominaga (2005)

reported that current weighting should be changed by way of weighting less to low

frequency and more to high frequencies.

The EU-legislation defines in directive (Directive 2002/44/EC) that the action limit

value is 2.5 ms-2

for 8 hr exposure. If this value is not exceeded, no protective actions

are required. The limit value for hand-arm vibration of 8-hour exposure is 5 ms-2

, which

cannot be exceeded at work. In addition, the directive requires that the effect of

vibration impulsiveness is taken into account. The harmfulness of impulsiveness has

been shown (Starck 1984, Starck and Pyykkö 1986) but so far no limit value has been

established. Exposure measurements should recognize that exposures are not

continuous, and that there may be some recovery between exposures.

A handle incorporating force and acceleration transducers was developed to measure

the energy transfer (Johnson 1975). It was shown that absorbed power (energy per time)

was 21 Nms-1

for rock drilling, and 2.7 Nms-1

for chiseling. The energy absorption

depends on time, gripping force, vibration magnitude and the type of tool (Burström and

Lundström 1994).

According to Dong et al. (2005), the hand-arm system had the greatest resonance in

the frequency rate of 20 to 50 Hz when testing biodynamic response. An increase of

applied force increased the magnitude of biodynamic response and vibration

transmission (Dong et al. 2005). No gender differences were reported (Bylund and

Burström 2003).

The amount of vibration energy, which is conveyed to the upper extremity, increases

linearly with increasing hand grip force (Starck 1984, Starck et al. 1990, Burström and

Lundström 1994). Low frequency (less than 50 Hz) impact vibration is absorbed up to

the elbow (Kihlberg and Hagberg 1997) and high frequency vibration (400 Hz) is

absorbed in the hand (Sörenssen and Burström 1997). Lidström (1973) suggested that

energy transfer to the hand is a better indication of vibration-induced damage than the

measurement of acceleration. She showed the correlation between energy absorption

and HAVS (Lidström 1973).

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18

2.2 Acute biological response to vibration exposure

Vibration causes physiological changes in sensibility, motor control and blood

circulation (Griffin 2004). Exposure to the static load does not cause any changes in

finger blood flow (Bovenzi et al. 1995b, 1997b). Vibration at 125 Hz leads to temporary

vibration- induced vasodilatation in the vibrated finger in healthy males, and later on, in

recovery period, to cold-induced vasoconstriction, i.e. reduced finger blood flow in the

ipsilateral and contralateral fingers. The mechanisms involve both local vasodilatation

and central sympathetic reflex vasoconstriction activity (Bovenzi et al. 1995b). Also a

reduction in toe blood flow is associated with vibration of the hand (Egan et al. 1996).

The extent of decrease in digital blood flow is dependent on frequency of vibration

(Bovenzi and Griffin 1997).

The longer the duration of vibration exposure and the higher the magnitude of

vibration, the longer was the vasoconstriction response (Bovenzi et al. 1998a, Bovenzi

et al. 1999, Bovenzi et al. 2000a).

After short-term exposure to vibration, temporary threshold shift (TS) for vibrotactile

perception threshold (Maeda and Griffin 1993, Maeda 1994, Maeda and Griffin 1995,

Malchaire et al. 1998a, Malchaire et al. 1998b), two-point discrimination (Bovenzi et al.

1997a) and nerve conduction impairment was reported (Nohara et al. 1986, Malchaire et

al. 1998b). After half an hour‟s vibration exposure, temporary TS‟s occur in vibration

perception threshold (VPT), and paresthesia and numbness develop; TS‟s increase

concomitantly with vibration acceleration (Malchaire et al. 1998a, Malchaire et al.

1998b). Also sensorimotor reflexes such as tonic vibration reflex have been reported to

be altered (Martin and Park 1997).

In a study of muscular function in arm and shoulder muscles during vibration

exposure, Rohmert et al (1989) found that the EMG (electromyography) index shows

increase of 39% in trapezius muscle and to a lesser extent in infrapinatus, biceps and

lower arm extensor muscles. The prime movers are most affected by vibration (Rohmert

et al. 1989).

2.3 Hand-arm vibration syndrome

2.3.1 Vascular changes: vibration-induced white finger

HAVS consists of:

1. vascular changes (VWF),

2. sensorineural changes,

3. possible bone and joint changes and

4. other possible changes, e.g. autonomic nervous system changes.

The first two, vascular and sensorineural, changes can be classified according to the

scales (see below).VWF consists of blanching of fingers starting from distal phalanges

at the onset of symptoms (Hamilton 1918, 1930, Agate and Druett 1947, Pelmear 2003).

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When exposure to vibration continues, the blanching can extend to proximal phalanges

of fingers. Among forest workers it may occur for example after years of professional

chain sawing, and is provoked by cold or damp weather (Pyykkö 1974). The attacks

occur mostly in winter and may last from a few minutes to over one hour (Pyykkö 1974,

Pelmear 2003). Attacks are shortened by warming. The duration varies with the

condition of the environment and the intensity of the vasospasm, and the VWF attack

then ends when the whole body is warmed (Pyykkö 1986). When warming occurs,

blanching is followed by vasodilatation with hyperemia and pain (“hot aches”). In

extremely rare cases, blanching may lead to trophic changes as ulceration or gangrene

of the fingertips. During the attacks of VWF the workers can lose the touch sensation

and manipulative dexterity (Sakakibara et al. 2005, Cederlund et al. 1999). Proper

clothing and lunches in heated lodges reduced number and severity of VWF in Finnish

forestry workers‟ population (Koskimies 1994). Smoking may influence hand-arm

vibration syndrome (Cherniack et al. 2000).

A scale for grading VWF has been proposed by Taylor and Pelmear (1975, refer table

1), and it was revised in a workshop in Stockholm (Gemne et al. 1987) to separate

vascular and neurological scaling and to eliminate seasonal criteria. It also tried to

eliminate subjective scaling in the workplace and in the home.

Table 1. The Taylor-Pelmear scale for the classification of vibration-induced white

finger

Stage Condition of digits Work and social interference

0 No blanching No complaints

0T Intermittent tingling No interference with activities

0N Intermittent numbness No interference

1 Blanching of one or more fingertips,

with or without tingling or numbness No interference

2 Blanching of one or more fingers,

with numbness, usually in winter

Slight interference with home

and social activities

3 Extensive blanching: frequent episodes in

summer as well as in winter

Definite interference at work, home

and with social activities,

restriction of hobbies

4 Extensive blanching : frequent episodes in

summer and winter

Occupation changed to avoid

further vibration due to symptoms

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Table 2. Stockholm workshop scale for the classification of vibration white finger

Stage Severity Condition of digits

1 Mild Occasional attacks affecting only the tips of one or more fingers

2 Moderate Occasional attacks affecting distal and middle phalanges of fingers

3 Severe Frequent attacks affecting all phalanges of most fingers

4 Very Severe As in stage 3, with trophic skin changes in finger tips

The Stockholm Workshop Scale was published in 1987 (Gemne et al. 1987, refer table

2). The Stockholm Scale has been criticized for encompassing the highly subjective

interpretation of frequent attacks and low sensitivity of early asymptomatic vascular

injuries (Ishitake et al. 1995, Noel 2000).

2.3.1.1 Laboratory investigations of vascular changes

Several laboratory tests have been used in assessment of VWF. Most of them are

based on cold provocation and measurement of skin temperature or digital blood flow.

Plethysmography can be used to evaluate the pulse wave forms in digital arteries pre-

and post-cold stress.

Cold provocation involves immersion of the hands in cold water (10-15 degrees). In

measurement of cold provocation, the blood pressure is measured from finger (Juul and

Nielsen 1981, Olsen et al. 1985). If the blood pressure is reduced more than 50% in

comparison to blood pressure measured in 30°C, the result is diagnostic (Sauni et al

2006). There is a correspondence of test results and clinically staged symptoms in over

70% of cases (Juul and Nielsen 1981, Gemne and Pyykkö 1986). Finger systolic blood

pressure measurement can also compare the affected finger pre-and post-cold blood

pressure with the thumb, which is usually not affected (Olsen and Nielsen 1979).

Finger systolic blood pressure is compared with the pressure of the arm (Ekenvall and

Lindblad 1986b) after cooling the hand. Decreased systolic blood pressure of the

affected finger indicates reduced circulation. Pyykkö et al. (1986a) compared the

method of measurement of finger systolic blood pressure to a test in which arms and

body are cooled and whitening of the digits is observed. The measurement of finger

systolic blood pressure seemed to be more acceptable to patients and easier to

standardize (Pyykkö et al. 1986a).

Laser Doppler perfusion imaging has been studied in response to a cold provocation

test. VWF patients had significantly lower values than controls during the last minutes

of cold provocation (10 degrees) and the following recovery time (Miyai et al. 2005).

Pyykkö et al. (1986b) used laser Doppler to identify vasomotor control abnormalities in

VWF patients. The diagnostic value of the laser Doppler system has not been

established.

Finger skin temperature measurement is a quick and less costly method and it

correlates with digital blood flow in various water temperatures, but measurement in air

is unreliable because it is dependent on environmental factors, e.g. the room

temperature. Despite this fact, finger skin temperature measurement has been used after

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cooling the finger (Juul and Nielsen 1981, Bovenzi 1987, Yamada et al. 1995, Lawson

and Nevell 1997). Cherniack et al. (2003) reported that finger skin temperature recovery

after cold provocation in VWF subjects remained reduced even if the subject had

stopped vibration exposure years ago.

Infrared thermometry measurements of skin temperature rewarming time after cold

provocation has also been used (Vonbierbrauer et al. 1998, Coughlin et al. 2001). The

finger tip temperatures of HAVS patients remain significantly lower than pre-cooling

values during a 10 minute-rewarming period (Coughlin et al. 2001). This method is

relatively insensitive to provide discrimination between controls and HAVS patients.

2.3.1.2 Pathophysiological aspects of vascular changes

Pathophysiology of vascular changes in HAVS is not yet fully delineated (Chetter et

al. 1998, Herrick 2005). Takeuchi has reported arterial smooth muscle hypertrophy and

fibrosis between endothelium and internal elastic lamina of blood vessels (Takeuchi et

al. 1986, 1988).

Functional vascular abnormalities have been reported: an imbalance between a potent

vasoconstrictor, endothelin 1, and calcitonin-gene related peptide (CGRP), which is a

powerful vasodilatator (Palmer and Mason 1996, Goldsmith et al. 1994). In VWF there

is a loss of CGRP neural fibers leading to predominance of endothelin 1 (Goldsmith et

al. 1994). In VWF patients, a cold challenge is connected with an increase in endothelin

1-concentrations compared to healthy subjects (Palmer and Mason 1996).

There may also be impaired production of other vasodilatators such as NO (Nitric (II)

oxide) and prostacyclin (Teh et al. 1995, Palmer et Mason 1996, Rajagopalan et al.

2003). Increase in peripheral resistance has been reported (Futatsuka et al. 1983, Gemne

et al. 1986, Pyykkö and Gemne 1987) in the fingers of subjects with VWF during heat-

induced vasodilatation.

The circulation of fingers involves cholinergic, adrenergic and serotoninergic

receptors in vasoregulatory systems (Lindblad and Ekenvall 1990). Several researchers

have reported changes in the adrenergic function. Vasoconstriction to norepinephrine is

mediated through α1- and α2- adrenoreceptors (Ekenvall et al. 1988), and during cold-

induced vasoconstriction the normally silent α2C -adrenoreceptors redistribute from

Golgi compartments to the cell surface (Jeyaraj et al. 2001). It may occur that, in

patients with VWF, there is a lower set up-point for α2C-adrenoreceptors. Acute

vibration increases alpha2C-adrenergic smooth muscle constriction (Krajnak et al 2006).

Also, α1- adrenoreceptor damage may lead to α2- adrenoreceptor predominance and

strengthen vasoconstrictor response (Ekenvall and Lindblad 1986, Issley et al. 1995,

Stoyneva et al 2003).

The autonomic nervous system may contribute to vascular changes of occupational

origin (Harada 1994). Olsen et al. (1985, 1987) and Pyykkö (1986) proposed that the

central sympathetic drive closes the main digital arteries. Single hand vibration induces

contralateral vasoconstriction (Bovenzi et al. 1995a) and even vasoconstriction of feet

(Sakakibara et Yamada 1995, Egan et al. 1996). Intravascular abnormalities have also

been reported (Herrick 2005). Both central and peripheral mechanisms seem to exist.

Vasoconstriction is aggravated by cold weather (Govindaraju et al. 2006); a warm

climate leads to smaller prevalence of VWF (Yamamoto et al. 2002).

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2.3.2 Sensorineural changes of HAVS

Numbness of the hands and arms or a tingling in fingers and deterioration of finger

tactile perception has been found in workers exposed to vibration (Seppäläinen1972,

Araki et al. 1976, Brammer and Pyykkö 1987, Dahlin and Lundborg 2001). Numbness

is generally reported during and after exposure. Numbness is common especially during

night time (Färkkilä et al. 1985, Burke et al. 2005).

Prevalence of peripheral neurological changes varies from a few percent to more than

80 percent of vibration-exposed workers (ISO5349-1). In population sample of 12,907

vibration-exposed workers, 2,607 (20.2%) reported sensory symptoms, numbness or

tingling. Sensory symptoms were associated with hand-arm vibration (Palmer et al.

2000). In a group of dental hygienists using high frequency ultrasound hand pieces,

44.7% of them had paresthesia (Cherniack et al. 2006). The sensorineural changes are

more common than vascular changes (Letz 1992, Virokannas 1995, Strömberg et al.

1996) and they have shorter latencies than vascular symptoms (Behrens et al. 1982).

Sensorineural symptoms are usually reversible. However, they may also be irreversible

(Bovenzi et al. 1994). Vibration may lead to a reduction of normal perception of touch

and temperature, and manual dexterity (Sakakibara et al. 2005). Clinical tests as

pinprick, light touch, 2- point discrimination and tuning fork testing are relatively

insensitive and associated with developed lesions (Dellon 1980, Szabo et al. 1984).

Cederlund et al. (1999) reported that the majority of HAVS patients found activities of

daily living difficult, especially handling manual tools, handwriting, lifting objects,

buttoning clothes and handling book. The Purdue Pegboard Test measures dexterity and

gross movements of hands, fingers and arms. The Purdue pegboard test showed reduced

hand function in 17 out of 20 workers (Cederlund et al. 1999). Low performance in a

bean transfer test (picking up beans) was associated with increasing vibrotactile

perception threshold and decreasing grip strength in Sakakibara et al‟s (2005) study;

buttoning clothes and picking up small objects were difficult in HAVS patients. This

might be attributed to impaired sensory feedback from SAI (Slowly adapting receptor I)

and FAI (Fast adapting receptor I) afferents in glabrous skin. A classification system for

severity of sensory changes has been proposed (Gemne and Saraste 1987), according to

Stockholm Workshop Scale. Pelmear and Kusiak (1994) and Pelmear (2003) proposed

that stage 4 should be included in the Stockholm sensorineural classification for patients

with abnormal Tinel‟s and nerve conduction tests.

Table 3. Stockholm workshop scale of sensorineural stages

Stage Symptoms

0 SN Exposed to vibration but no symptoms

1 SN Intermittent numbness with or without tingling

2 SN Intermittent or persistent numbness, reduced sensory perception

3 SN Intermittent or persistent numbness, reduced tactile discrimination and/or

manipulative dexterity

Table 3 key: SN= sensorineural stage

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In a study from a heavy engineering company, with the average tool use being 23.3

years, the individual cold provocation test did not associate with the Stockholm

workshop scale, but neurological tests did associate with sensorineural staging.

Vascular changes associated with age and total hours of vibration (McGeoch and

Gilmour 2000). Also, perception of touch and dexterity showed a moderate association

with sensorineural staging, as well as cold intolerance and pain in the upper limbs

(Cederlund et al. 2003).

2.3.2.1 Laboratory investigation of sensorineural changes

Neurological function can be tested with ENMG (Chatterjee et al. 1982, Brammer and

Pyykkö 1987, Rosen et al. 1993, Sakakibara et al. 1998, Strömberg et al. 1999) and

VPT‟s (Werner et al. 1995, Strömberg et al. 1998, Lundström et al. 1999, Strömberg et

al. 1999). Thermal perception threshold testing seems to be useful in examining small

nerve fiber injuries in HAVS. Warm thresholds tend to elevate and cold thresholds tend

to lower (Toibana et al. 2002).

The vibrotactile and thermal threshold impairments require specific testing

(Strömberg et al. 1999): severe small fiber injuries of neurons can occur in the absence

of nerve conduction abnormalities (Flodmark and Lundborg 1997, Ekenvall et al. 1989,

Cherniack et al. 1990).

Electroneuromyography (ENMG)

Fractionated nerve conduction studies are important in assessing compressing

neuropathies and large fiber neuropathies (Strömberg et al. 1999). Seppäläinen (1972)

reported neuropathy in HAVS patients. Distal latency was lengthened and conduction

velocities shorter in motor neurons (Seppäläinen 1972). Both sensory and motor

conduction velocities were reduced in other studies (Juntunen et al. 1983, Brammer and

Pyykkö 1987). Digital sensory nerve conduction is slowed in more than 40% of patients

with VWF (Sakakibara et al. 1998).

Carpal tunnel syndrome (CTS) may coexist with vibration-related neuropathy. In 47

vibration-exposed men the distal latency of median nerve was moderately increased, but

it was less than in CTS patients. One group showed significant reduction in carpal

tunnel and the other group more distal dysfunction (Rosen et al. 1993). It has been

confirmed by others (Sakakibara et al. 1998).

CTS was found in 26% of forestry workers by ENMG in 1988 (Färkkilä et al. 1988).

This has been confirmed by others (Miller et al. 1994, Pelmear and Taylor 1994). Burke

et al. (2005) reported that 15 per cent of 26 846 HAVS patients, miners, had also CTS.

Recently it has been reported, that HAVS subjects having CTS had a great impact on

their perceived ability to do everyday tasks and on their reduced quality of life, both

physical and mental components (Poole and Mason 2005).

Vibration-related neuropathy in the arms seems to constitute a separate entity:

multiple- site- segments of the median and ulnar nerves, mainly distally to the wrist, are

impaired (Sakakibara et al. 1998, Giannini et al. 1999, Bovenzi et al. 2000b, Cherniack

et al. 2004). Reduced sensory nerve conduction velocity of radial nerve was reported in

Japan in HAVS patients (Hirata et al. 2002)

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Vibrotactile perception threshold (VPT)

The sense of touch in the glabrous skin of the hands is mediated by neural activity in

up to four populations of mechanoreceptors, which may be differentiated

physiologically on the basis of their morphology, and functionally on the basis of their

responses to static and dynamic skin indentation (Vallbo and Johansson 1984, Johnson

2001, Brammer et al. 2007).

Table 4. Mechanoreceptors

Anatomical

population Function

Frequency

(Hertz)

FAI Meissner corpuscles Gripping and holding

objects 20-35

FAII Pacinian corpuscles Sensitive to vibration 100-400

SAI Merkel discs Detection of surface

features 0.5-6

SAII Ruffini endings Respond to skin stretch -

Table 4 key:

FAI = Fast-adapting receptor I

FAII=Fast-adapting receptor II

SAI =Slowly adapting receptor I

SAII=Slowly adapting receptor II

Aatola et al. used an accelerometer to measure VPT from the middle finger of the left

hand (Aatola et al. 1990). The vibration of a small plastic tip was pushing the fingertip

by a constant force, and the vibration increased continuously. When feeling the

vibration, the person pressed a switch in his right hand. When doing this, the switch

immediately returned the vibration to null, and the vibration began again increasing.

The vibration was measured from frequencies of 63, 125 and 250 Hz. The vibration was

measured three times for each frequency, and the mean of these values was seen as a

VPT. The temperature of the fingertip was also checked. Lundström (1985) showed that

VPTs were elevated on the hands of therapists, who used ultrasound vibrators operating

at 1 MHz, which is an exceptionally high vibration frequency.

Vibration sensitivity of fingertips, as measured with VPT, is reduced in patients with

HAVS (Coutu-Wakulczyk et al. 1997, Strömberg et al. 1998, Lindsell et al. 1999,

Sakakibara et al. 2005, Brammer et al. 2007). Cederlund et al. (1999) reported that in

the Semmes-Weinstein monofilament test, the small object shape identification and

moving 2-point discrimination tests were indicating an abnormal outcome in activities

of daily living, such as handling tools or books, handwriting and buttoning clothes. The

tested males had worked with vibrating tools for a mean duration of 24 years

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(Cederlund et al. 1999). The best predictors of the change in tactile acuity were

difficulty in manipulating small objects and buttoning clothing (Coutu-Wakulczyk et al.

1997).

Normative data of VPT and thermal thresholds have been published (Lindsell and

Griffin 2002). A number of other sensorineural tests have also been applied (Kent et al

1998). Thermal thresholds as well as pain thresholds can be used to detect small nerve

fiber injury testing in vibration-induced neuropathy (Ekenvall et al. 1986a, Toibana et

al. 2000, Nilsson and Lundström 2001, Sakakibara et al 2002) Nevertheless,

quantitative sensory testing lacks standardization in the population of hand-arm

vibration neuropathy: it is susceptible to the effects of test methodologies (Lundström

2002). Age, outdoor or indoor temperature are confounding factors (Lindsell and Griffin

2002).

Vibrotactile and thermal impairments should be measured, because ENMG does not

show even severe small fiber injuries in HAVS (Ekenvall et al. 1989, Flodmark and

Lundborg 1997, McGeoch et al. 2004) Thermal and vibrotactile perception

measurements are correlated in vibration-exposed workers (Lindsell and Griffin 1999,

Strömberg et al. 1999, Toibana et al 2000). Vibrotactile perception measurements are

not in daily use yet, but mainly used in scientific studies. Quantitative sensory testing is

used by neurologists, e.g. in North America.

2.3.2.2 Pathophysiological aspects of peripheral nerve changes

Pathophysiological mechanism in sensorineural symptoms is not evident (Dahlin and

Lundborg 2001). Biopsies have been taken from nerves (Hashimoto and Craig 1980,

Takeuchi et al. 1986, 1988, Lundborg et al. 1987, 1990, Strömberg et al. 1997).

Vibration increases perineural edema of epineural and endoneural connective tissue

(Lundborg et al. 1987).

Chang et al. (1994) found detachment of myelin sheath, constriction of the axon, and

accumulation of vacuoles in peripheral nerves of rat tails exposed to vibration. These

findings were confirmed by Ho and Yu (1989) and Lopata et al. (1994). Ultrastructural

changes as deranged axoplasmic structure of plantar nerves could be seen to normalize

in 4 weeks after vibration in the hind leg of rats (Lundborg et al. 1990).

The vibration-damaged local nerve endings lead to neuronal loss, especially in the

perivascular nerves in fingers containing CGRP (Goldsmith et al. 1994, Bunker et al.

1996), which is a potent vasodilatator.

Takeuchi et al. (1986) found demyelination of nerves and perineural and perivascular

fibrosis greater in vibration-exposed workers than in controls. Because of vibration

exposure, structural nerve changes were reported in humans at wrist level: breakdown

of myelin and interstitial and perineural fibrosis (Strömberg et al. 1997). Diffuse

neuronal loss with neuropathy can extend from fingers to wrist, explaining poor

recovery after carpal tunnel release (Strömberg et al. 1997).

2.3.3 Musculoskeletal changes

Muscle-related disorders been reported after vibration exposure by subjects (Griffin

2004). Bovenzi et al. (1991) reported dose-effect relationship of vibration exposure with

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the bicipital tendonitis and epicondylitis in forestry workers. In another epidemiological

study, a combination of muscle force, repetition, elevated upper extremity posture and

vibration exposure was associated with an increased prevalence of the rotator cuff

tendonitis (Viikari-Juntura 1998). There is difficulty in establishing the rotator cuff

syndrome associated with vibration only. There are many confounding factors for neck

and upper extremity musculoskeletal disorders as awkward postures, ageing, heavy

manual work and traumas (Hagberg 2002).

Åström et al compared the prevalence of HAVS and musculoskeletal symptoms in

769 professional drivers of snow mobiles, and reindeer herders with randomly selected

296 male referents. Increased odds of musculoskeletal symptoms were reported in the

areas of wrists, shoulders and neck with cumulative vibration exposure (Åström et al.

2006).

Workers using low-frequency impact tools (less than 50Hz) in comparison with

workers using non-impact tools (e.g. forest workers) reported more elbow and shoulder

disorders (Bovenzi 1987, Kihlberg and Hagberg 1997). The workers with high-

frequency impact tools (over 50 Hz) reported more wrist symptoms, which may be

caused by the fact that high frequency impact vibration is attenuated in the hand and

wrist (Kihlberg and Hagberg 1997).

Bone and joint changes have been reported (Laitinen et al. 1974, Stenlund et al. 1992,

Bovenzi et al. 1987) but conclusive evidence is still lacking (Gemne and Saraste 1987).

Use of percussive pneumatic tools, with the repetitive frequency around 30 Hz, may be

connected with bone and joint disorders (Lie 1980, Bovenzi 1987). For example, stone

quarry workers with chipping hammer use were reported to have radiographic changes

in the right elbow (Sakakibara et al. 1993).

Forestry workers with VWF may lose more grip force in comparison to other forestry

workers (Matsumoto et al. 1977, Färkkilä 1986, Sakakibara et al. 2005). Muscular

fatigue assessed by maximal voluntary contraction has been found to be dependent on

age and exposure to vibration and to be partly secondary to vibration-induced

neuropathy (Inaba et al. 1993). Necking et al. (2002) reported that vibration-exposed

workers presented weaker extrinsic and intrinsic muscle forces than the controls.

2.3.3.1 Pathophysiological aspects of muscle changes

In the hind paws of rats exposed to vibration of 80 Hz, different degrees of

degeneration were reported in plantar muscles as well as signs of regeneration. No

changes were reported in contralateral limbs (Necking et al. 1992). In vibrated rat hind

limbs, a strong increase of Insulin-like Growth Factor-1 was found in the anterior

tibialis muscle and a less striking increase in the Achilles tendon (Hansson et al. 1988).

It was concluded that vibration can induce reactive changes in tendon fibroblasts, which

are located locally in the vibrated limb (Hansson et al. 1988).

Pathological changes in hand muscles in man have been reported (Necking et al.

2004). The main morphological changes included centrally located myonuclei, fiber

type grouping, angulated muscle fibers, fibrosis and regenerating fibers. The changes

were associated with cumulative vibration exposure (Necking et al. 2004).

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2.4 Prevalence of hand-arm vibration syndrome

In Sweden, 11% of working men reported using hand-held vibrating tools at least half

of their working day (Ekenvall et al. 1991).

The main causes of hand vibration are the tools used in metal industry, forestry,

construction and mining. The use of these equipments may lead to HAVS variably

(Table 5).

There are also differences between occupations, work places and individuals e.g. in

working material, grip forces, body position, and susceptibility to attain HAVS when

using vibrating tools (Bovenzi 1998b, Färkkilä et al 1985, Gemne and Lundström

1996).

Table 5. Tools potentially leading to HAVS and their vibration level (latency in

years) in 1968-1986. The name of the author, tool, year of publication, number of

study population, and prevalence of vibration induced white fingers (VWF) are

shown. In latency evaluation above the symbol ‘–‘ indicates data not available.

Study Tool Year Number VWF

(per cent)

Latency

(years)

Iwata Mining 1968 225 72 -

Partanen Pneumatic drills 1970 41 70 -

Chatterjee et al. Pneumatic rock drills 1978 42 50 1-19

Taylor et al. Quarry hammer 1984 30 80 -

Brubaker et al. Rock drill 1986 58 45 1-14

Among 344 shipyard workers, 22.7% of them had vascular symptoms and 78.2% of

them had sensorineural symptoms according to the Stockholm workshop scale in Korea

(Jang et al. 2002). Hill found that 50% of miners had HAVS in Canada (Hill et al.

2001). On the contrary, in Hungary 78.9% of 95 foundry workers had vascular and

65.3% had sensorineural symptoms (Kakosy et al. 2003). VWF was reported in 24% of

car mechanics and 25% of them had numbness (Barregard et al. 2003).

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Table 6. Prevalence and mean latency of vibration-induced white finger in chain

saw users in 1972-1992

Study Year Number VWF

(per cent)

Latency

(years)

Hellström et al. 1972 296 47 1-18

Pyykkö 1974 118 40 4

Pyykkö et al. 1981 203 27 -

Härkönen et al. 1984 279 18 -

Färkkilä et al. 1988 186 5-22 -

Koskimies et al. 1992 124 5 2.5-6.6

There is a trend of reduction in the prevalence and severity of VWF in forestry

workers as demonstrated in table 6. HAVS has decreased because of several factors as

change in vibration level (see chapter 4.7), environmental factors (as meals in warm

environment, proper clothing, and transportation) and hygienic measures.

2.5 Prevention of vibration disorders

In Finland about 6% of workers were exposed to hand-arm vibration in 2002.

Vibration can be reduced by the use of preventive managerial, technical and individual

measures (Griffin 2004). Use of vibration reduced working procedures can be planned

ahead, e.g. instead of vibrating impact wrenches, drillscrewers are recommended. Tools

should be designed not to require tight grip or strong push forces. Vibration reduced

machinery can be designed, e.g. the use of an auto-balancing system in grinders

(Cockburn 2006). Vibration reduction can be achieved by using anti-vibration grips, e.g.

in chain saws (Koskimies et al. 1992) and pneumatic chisels. Grip coatings can be made

of rubber or of other elastic material. Technical staff should be able to assess the amount

of vibration, and equipment should be used and maintained properly (Griffin 2004).

It may be beneficial to allow breaks between vibration exposures, and all workers

exposed to hand-arm vibration should be warned about adverse effects of HAVS. In the

risk assessment of HAVS, the effect of impulsive vibration and individual susceptibility

must be taken into account. All the staff should be screened before and during the

exposure of vibration at regular intervals to ensure early identification. Occupational

health care should be alert in identifying HAVS. The worker himself can wear adequate

clothing to avoid symptoms in a cold environment. Workers with vibration exposure

should avoid smoking.

In Finland enactment of the work safety, on the ground of the EU-legislation directive

(Directive 2002/44/EC), regulates the measurement of vibration, the preservation of

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exposure level assessment and risk analysis, prevention of vibration exposure and

guiding of the exposed workers.

2.6 Physiological responses of vibration and noise

2.6.1 Inner ear: cochlea

Sound is a fluctuation of air pressure which induces pressure waves and the sensation

of hearing (Bekesy 1932). Loudness is related to the sound pressure of the vibration.

Amplitude is measured on a logarithmic scale in decibels (dB). The middle ear, i.e. the

tympanic membrane and ossicular chain, convert vibrations from the air to pressure

changes inside the inner ear fluids (Luxon 2003, Evans 2003). The stapes footplate in

the oval window transforms the air pressure changes to fluid oscillation into the

vestibular scala. The change is transmitted across the cochlear partition to the round

window in the scala tympani. The pressure changes in cochlea produce traveling waves

in the basilar membrane. The basilar membrane in its‟ basal portion has minimum width

and maximum stiffness. For high frequencies of noise, the traveling wave is limited to

Hand-Arm Vibration Syndrome

Exposure of vibration: duration and intensity, impulsiveness

Environmental factors

Hand-grip force

Ergonomic factors

Susceptibility and genetic factors

Preventive measures

Figure 1. Factors involved in Hand-Arm Vibration

Syndrome

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the basal portion. The apex has maximum width and lowest stiffness. For low

frequencies of noise, the traveling wave is maximal in apex (Evans 2003).

Both the inner hair cells (IHC) and the outer hair cells (OHC) respond to the fluid

oscillation but have different sensitivity. (Fridberger et al 2002). The outer hair cells in

the organ of Corti act like electro-mechano transducers (Brownell 2006). As a result, the

movement of the OHC changes the rigidity of basilar membrane and related structures.

The compliance of vibrating Organ of Corti in the area corresponding to the specific

frequency is increased. The organ of Corti is tuned to enhance the sensitivity of the

inner hair cells to the specific sound sequence. This tuning is further improved at a

different exchange station in the brain stem and finally in the cortex. As the end result,

the fine tuned signal generated by the inner hair cells is conveyed to the brain from the

cochlear nerve fibres to perceive the sound (Evans 2003).

2.6.2 Vestibulospinal system and postural stability

The vestibular system consists of otoliths and semicircular canals. Vestibular hair cells

are also mechanoreceptors, that is, they sense head position change. The otoliths seem

to operate at low frequency range, usually below 0.2 Hz. They detect linear acceleration

such as gravity. The semicircular canals are capable of detecting angular acceleration of

head, at frequencies of 0.5-6 Hz (Nashner 1971). The contribution of vestibular

information is to maintain visual image by controlling the eyes and to stabilize the head

in space (Wilson and Peterson 1978). Vestibulospinal reflexes control skeletal muscular

responses for the maintenance of adequate posture. The unilateral loss of vestibular

function causes a strong but usually transient postural asymmetry.

Visual, vestibular and proprioceptive systems contribute to postural control and

interact with one another. Afferent proprioceptive information and vestibular input

converge in brainstem. It has been shown that one of the key areas in animal studies is

the central cervical nucleus in the brainstem (Ragnarsson 1998). The role of central

cervical nucleus in man is not delineated yet (Massazza 1923).

2.6.3 Vision and proprioception in postural stability

Vision is important but not essential in postural control (Brandt et al. 1986). Postural

sway is greater when eyes are closed than when eyes are open and this difference is

used in postural stability assessment by determining the Romberg's quotient (Hytönen et

al. 1993). Visual stabilization depends on eye-target distance (Paulus et al. 1984).

To maintain postural balance during stance, postural corrections must be made

continuously. Spindle afferent provide proprioceptive information that is used to trigger

spinal reflexes automatically in fast corrections to transient, postural disturbance.

Continuous upright stance regulation needs sensory feedback at low frequencies 0.3-1.0

Hz.

Proprioception is used to detect changes in position or movement of one part relative

to another part of the body. Proprioceptive receptors are situated in muscles, tendons

and joints (Enbom 1990). Muscle spindles are located in the muscle, and arranged

parallel to the fiber. Each muscle fiber may have several muscle spindles. The number

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of muscle spindles is dependent on the task of the muscle. The stretching of the muscle

and active muscle contraction activates the primary endings, which are branches of

primary group Ia afferent nerve. The activation of primary endings releases a stretch

reflex, which is monosynaptic. The reflex facilitates activity of the agonistic muscles

and inhibits the activity of antagonistic muscles. Muscle stretching also activates the

secondary endings. They are disynaptically connected to spinal α-motoneurons and also

give information about the muscle tension to higher motor control centers of the central

nervous system (Eklund and Hagbarth 1966, Prochazka and Hullinger 1983).

Golgi tendon organs are proprioceptors between muscle tendon fibers. They are

activated both by active muscle contraction and by passive tendon stretch. Activation of

Golgi tendon organs reverses the response of muscle spindles: it facilitates the

antagonistic muscles and inhibits the action of agonistic muscles. This may be a defense

mechanism protecting the muscles from excessive loading and a fine tuning mechanism

(Enbom 1990). Joint receptors are situated in or near the joint capsule. Activation

occurs by joint movement and by the stretching of muscles attached to the joint capsule.

Most afferents seem to be activated only in extreme angular displacements (Enbom

1990). Exteroceptive receptors, as presso- and mechanoreceptors, are situated in the

subcutaneous tissue. They can be divided into slowly adapting (SA) or fast adapting

type (FA) receptors.

The pressor receptors can sense stretching of the skin (Johansson et al. 1980). The

receptors in the sole of the foot have capacity to sense pressure changes to detect the

change in postural sway (Johansson et al. 1982).

Several studies have shown that cervical proprioception has a significant effect on

orientation and posture (Pyykkö et al 1989, Revel et al.1994, Karlberg et al 1995). Neck

pain patients with or without cervical root compression showed poorer postural

performance in vibration-induced body sway (Karlberg et al. 1995). Revel et al. (1991,

1994) showed that tension neck patients with pain have reduced sensitivity of neck

proprioception. If the initial position of head was to be re-assumed after maximal

rotation to the side, the neck patients performed significantly poorer than healthy

controls (Revel et al. 1991).

2.6.4 Cochlear injury: mechanisms of noise-induced hearing loss

Noise is excessive auditory stimulation and it elicits shear forces in cochlea. Noise

may damage the Organ of Corti, Reissner‟s membrane, basilar membrane and lateral

wall of cochlear duct (Ulehlova 1983). There are two different ways that lead to

cochlear injury: mechanical and metabolic (Ulehlova 1983).

Intense noise (exceeding 120 dB SPL) in animals may also mechanically disrupt

cochlear structures. At a lower sound pressure level, the sound can result in disturbed

cochlear homeostasis and functional impairment (Scheibe 1992) by releasing free

radicals (Salvi et al. 2001). When the metabolic or mechanical stress is too strong,

apoptosis or necrosis occurs and cell death ensues (Ylikoski et al. 2001). Apoptosis can

be seen as a counterbalance to cell division. Apoptosis does not affect the surrounding

tissues.

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Necrosis leads to disorganized breakdown of the cell, with a subsequent inflammatory

process in the surrounding tissue (Leon et al. 2004). Pye and Ulehlova (1989) noted that

intense noise caused drastic changes initially in the first row of OHC, followed by IHC

and then the change spreads to all rows in affected area. When mechanical or metabolic

stress is too high, permanent hearing loss is a result (Pyykkö et al. 2007).

Changes in blood flow have been considered to contribute to that sensorineural

hearing loss, SNHL (Nakashima et al. 2003). Lamm and Arnold have reported noise-

induced hearing-loss has been found parallel to a change in cochlear blood flow causing

local ischemia (Lamm and Arnold 1996). The reduced pressure of oxygen is connected

with accumulation of metabolites and functional alterations. The exact role of

diminished cochlear blood flow is unclear and cochlear hypoxia may precede it (Lamm

and Arnold 1996).

During intensive noise trauma, there is an excessive release of the transmitter

substance of hair cells, most likely the release of glutamate. It is toxic on nerve endings

and elicits an inflow of calcium ions and subsequent swelling of the nerves. This

mechanism may be involved in noise-induced hearing loss of the IHC (Puel et al 1998).

Figure 2. Mechanisms of necrosis and apoptosis

Modified from Pyykkö et al. (2007).

Prevention of damage to the inner ear function after noxious agents has been an area

of intensive research. SNHL is known to occur after acoustic traumas. Drilling of the

temporal bone during surgery exposes the cochlea to both noise and vibration

(Hamernik 1989). The incidence of SNHL following surgeries involving drilling of the

temporal bone has been reported to be between 3 to 5% in large series (English et al.

1973, Palva et al. 1973, 1976, Smyth et al. 1975). Others have reported even higher

rates of slight post-operative SNHL, up to 55% in standard audiometric frequencies

(Man and Winerman 1985, Domenech et al. 1989, Vasama 2003).

GLUTAMATE

NECROSIS

SHEAR STRESS

TEAR

METABOLIC STRESS

CELLULAR OXYGENATION BLOOD FLOW CHANGE

DAMAGE

CELL DEATH

APOPTOSIS

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Variables such as drill speed, burr size and type, and site of drilling have been

systematically investigated on isolated temporal bones, cadavers and an animal model

(Paparella 1962, Kylen et al. 1977, Gjuric 1997). The characteristics of the drill

variables and time domain of skull vibration determine the amount of vibration

exposure.

Noise exposure up to 125 dB in drilling (Holmquist et al. 1979, Kylen and Arlinger

1976, Urquhart et al. 1992) alone seems insufficient to cause permanent SNHL in

patients, and other factors such as vibration and actual trauma to the ossicular chain may

be as, or more, important than noise (Pyykkö et al. 1986c, Pyykkö et al.2003).

2.6.5 Animal model for vibration-induced functional changes

2.6.5.1 Up-regulation of growth factors in noise trauma

Cells exposed to vibration or mechanically active environment respond with

morphological changes caused by tangential shear forces. This cell response is called

shear stress. For example endothelial cells alter their morphology, growth rate, and

metabolism in response to fluid shear stress (Stamatas and McIntire 2001).

There are two general ways in which the mechanical signals may be transmitted from

the cellular membrane to the nucleus to induce gene regulation. One way is through

cytoskeletal structures from the cellular membrane to the nucleus, intracellular

junctions, and focal adhesion points (Stamatas and McIntire 2001). The other way is

through diffusible secondary messengers released locally close to the membrane. These

include, for example, calcium ions, adenosine triphosphate (ATP), mitogen-activated

protein kinase (MAPK), and a variety of other protein kinases.

Resnick et al. (1993) first reported that endothelial cells exposed to uniform laminar

shear stress up-regulate a shear stress response element (SSRE). Nuclear factor-κB (NF-

κB) could functionally interact with the SSRE (Khachigian et al. 1995). According to

the consequent research, several additional SSREs were reported later. Among these is

early growth response-1 (Egr-1), which interacts with Platelet-Derived Growth Factor-

A, and activator protein-1 (AP-1), (Khachigian et al. 1997, Shyy et al. 1995). Recent

research has shown that vascular endothelial growth factor (VEGF) and the receptors

are also involved in fluid induced shear stress response (Gan et al. 2000, Milkiewicz et

al. 2001, Abumiya et al. 2001, Conklin et al. 2002).

In vitro study Abumiya evaluated shear stress of vascular endothelial cells and

demonstrated increased VEGF R2 expression (2001). The authors interpreted this as

showing that an increase in the shear stress in the vasculature by post-ischemic

reperfusion stimulates a VEGF R2 expression, resulting in an increase in vascular

permeability and leading to neo-vascularisation. The newly formed myofibroblasts

express VEGF and VEGF R2 that seem to play a significant role in tissue

repair/remodeling after myocardial infarction (Chintalgattu 2003)

VEGF expression in connection to shear stress seems to be dependent on time. After

longer shear stress, its expression is increased up to 14 days (Gan 2000, Milkiewicz et

al. 2001).

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In the cochlea, the hair cells are activated by shear movement in the organ of Corti

during sound stimulation (Fridberger et al. 2002). In noise or vibration trauma, shear

stress related response might be active in the cochlea and so lead to abnormal signal

transduction. Tumor necrosis factor (TNF)-α is involved in cell damage mechanism

especially through TNF receptor 1 (p55), while TNF receptor 2 (p75) can induce

activation of c-Jun NH2-terminal kinases (JNK) and NF-κB (Goeddel 1999). The

activation of JNK and NF-κB has the function of an anti-apoptotic agent. (Heldin and

Purton 1998). When both receptors are expressed, the activation of TNF receptor 2

enhances the effects of receptor 1 activation. Also VEGF may be involved in the

survival of the inner ear cells by enhancing the transport over the inner ear barrier (Zou

et al. 2005, Fraenzer et al 2006).

VEGF may also mediate its neural protection by upregulating Glial cell line-derived

neurotrophic factor expression (Gao et al 2005). Glial cell line-derived neurotrophic

factor has been found 8 hours after noise exposure, and it is involved in stress response

in the cochlea (Nam et al. 2000). Glial cell line-derived neurotrophic factor is protective

of noise induced cellular damage (Keithley 1998, Ylikoski et al. 1998).

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3 PURPOSE OF THE STUDY

In the present study, the purpose was to evaluate pathophysiological effects of

vibration, especially:

I. to evaluate the changes in the HAVS findings of forestry workers. Special

interest was focused on neck, upper arm and forearm musculoskeletal disorders

and their association to HAVS

II. to detect threshold changes in tactile acuity over the five-year period. Changes

were compared with measurements of hand grip, and with neurological

symptoms among forestry workers

III. to examine the changes of the postural stability during perturbation of neck and

lumbar proprioceptors with vibration exposure

IV. to determine the hazardousness of different frequencies of vibration: using the

inner ear as a model organ

V. to evaluate mechanisms leading to functional and structural vibration-induced

damages: using the inner ear as a model organ

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4 MATERIALS AND METHODS

4.1 Subjects and experimental animals

I. A cross-sectional medical examination was carried out with 109 men in 1995. A

cohort of forestry workers (n=52) was elected who were examined in each of

examinations between 1976 and 1995 (subgroup 1).

II. 18 forestry workers were examined as a cohort in 1990 and 1995 (subgroup 2)

III. A cross-sectional examination was carried out in 1995 with 106 forestry

workers, in connection with a compulsory medical examination (subgroup 3; 3

out of 109 subjects did not participate in postural stability measurements )

IV. Thirty pigmented guinea pigs of both sexes, weighing 400 – 760 g with normal

Preyer‟s reflexes were used.

V. Twelve male and female guinea pigs, weighing from 250 g to 500 g, were used

in the study. Seven animals were exposed to transcranial vibration and five

animals were used for control. Six animals of the vibration group and four

animals of the control group were used for sectioning with

immunohistochemistry. One animal in the vibration group and one in the control

group were used for surface preparation with immunohistochemistry.

4.2 Medical history

(I-III) Total vibration exposure was recorded during each survey totaling 11 visits in

Suomussalmi County. The work of the forestry workers involved operation of

lightweight chain saws for up to ten months per year. The forest workers felled and de-

branched trees (typically 25 - 35 cm diameter at the base), and were paid by piecework.

All forestry workers were employed by the same employer. The study was combined

with a compulsory medical examination.

Detailed enquiries of medical history were taken with the aid of a structured

questionnaire designed at the beginning of the cohort and the questionnaire was used in

all study occasions. The questions were related to personal medical history and

smoking. Special attention was given to an occupational history of vibration exposure

and to the symptoms and signs of HAVS. The diagnosis of VWF was made according

to the typical history of well-demarcated blanching of fingers after exclusion of primary

Raynaud‟s phenomenon. Other possible causes of secondary Raynaud‟s phenomenon

were excluded. If the forestry worker had not had an attack of VWF for at least two

years, he was considered to have inactive VWF.

Peripheral sensorineural disturbances such as numbness with tingling or paresthesias

of hands and arms were explored as well as any subjective loss of handgrip force.

Numbness was classified as present if persistent and troublesome. Each subject

underwent a medical interview concerning neck and upper extremity pain. Pain in neck,

upper arm, forearm, and wrist-hand regions during preceding 12 months were enquired.

Intensity of cervical and lower back pain during the past 2 weeks prior to the

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questionnaire was rated by a horizontal visual analogue scale (VAS) ranging from 0 to

100 mm (Huskisson 1982). Routine laboratory tests were made (erythrocyte

sedimentation rate, hemoglobin). The routine tests did not lead to further investigations.

In this follow-up study the basic questionnaire stayed the same. Prevalence of HAVS

was earlier evaluated with cold provocation test in this group. It also included random

sampling to exclude false negative results (Pyykkö et al 1986a).

4.3 Medical examination

(I-III) The clinical examination of musculoskeletal disorders was performed by two

physicians specialized in physical medicine and rehabilitation. Special attention was

given to musculoskeletal neck and upper extremity disorders. A neurological

examination of the upper extremities was conducted on all subjects, including

sensorimotor function of the upper extremities. Cervical motion was measured with a

Myrin goniometer. Clinical musculoskeletal diagnoses were modified from the criteria

provided by Waris et al. (1979). No subject had a fracture of the cervical spine or upper

extremity, or any malignant diseases of the neck-upper extremity.

Table 7. Criteria for clinical diagnoses of musculoskeletal disorders

Modified from Waris et al 1979

Tension neck

Feeling of fatigue or stiffness in the neck, neck pain or headache radiating

from the neck, at least two tender spots or palpable hardenings and muscle

pain or tightness upon neck movement

Rotator cuff

syndrome

In symptom cases, typical history of painful arch and intermittent pain and

pronounced tenderness locally in the shoulder region were diagnostic

or

In addition, at least one of the following signs: painful arch test during

elevation, pain in resisted abduction or resisted external rotation.

Epicondylitis

syndrome

In symptom cases, a typical history of activity-dependent pain in the

epicondyle region and local pronounced tenderness at the lateral or medial

epicondyle were diagnostic,

or

A local pain during rest and/or movement, local tenderness at the lateral or

medial epicondyle and local pain on resisted wrist extension (lateral) or

wrist flexion (medial).

Duration of the

symptoms

in this study

Symptoms (pain, ache, or numbness) were present at the time of the

medical examination or in the preceding last 30 days

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4.4 Tests used for assessing musculoskeletal function in 1995

Handgrip forces were evaluated with a Jamar dynamometer (Jamar Ltd, Canada).

Upper extremity functional tests developed by Soukka et al. (1989) were performed.

In this assessment the validated scores ranged from 1-5 and reflected age-related

muscular performance of upper limbs. The static test consists of timing how long a

standing person can hold a single 10 kg load in both hands in arm‟s length and at

shoulder height (up to a maximum 90 sec). The dynamic test consists of counting how

many times a person can repeatedly elevate two 10 kg loads, one held in each hand,

from shoulder height to full arm extension above the head when standing erect. The

performance is evaluated separately in the dynamic test (Soukka et al. 1989). These

tests were performed by local occupational health care nurses.

4.5 Measurement of vibrotactile perception thresholds

Figure 3. Tactometer

4.5.1 Apparatus

Non-invasive measurements of mechanoreceptor-specific vibrotactile thresholds were

performed at the fingertips using a tactometer. The device has been described elsewhere

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(Brammer et al. 2007), and consists of: 1) a vibration stimulator suspended from a beam

balance, the fulcrum of which is mounted on a vertically adjustable track; 2) an arm

rest; 3) a small diameter (3 mm) cylindrical probe through which the stimulus is applied

to the skin; 4) an accelerometer and electronics to record the stimulus at the surface of

the skin, and; 5) a computer to administer the stimulus consisting of pulsed sinusoidal

tone bursts, and calculate perception thresholds.

The tone bursts were 800 ms in duration at frequencies of 20 Hz, and above, and 1.6 s

in duration at frequencies of 6.3 Hz, and below. The quiescent interval was 0.6 s.

Successive bursts initially increase in intensity until stimulus has been detected (“upper”

threshold). Successive bursts then decrease in intensity until the stimulus can no longer

be felt, so defining the first descending or “lower” threshold. The threshold limit was

detected using the Bekesy technique, which was repeated four times. The mean

threshold acceleration was calculated from the arithmetic sum of ascending and

descending thresholds.

4.5.2 Method

The subject was seated with his forearm and hand supported horizontally below

shoulder level, and positioned on the armrest for maximum comfort. This was achieved

by adjusting the elbow angle and rotating the wrist. The stimulator was positioned so

that a 3 mm diameter, cylindrical, flat-ended probe could be lowered onto a fingertip

and maintained in contact with the skin with a static compressive force of 0.05 N.

Pulsed vibrotactile stimuli were then applied to the skin at amplitudes close to the

threshold of perception, according to the algorithm. The skin-stimulator contact

conditions and stimulation frequencies were chosen to elicit responses from the SAI (4

and 6.3 Hz) or FAI (20 and 32 Hz) mechanoreceptor populations (Brammer and Piercy

2000). The measurement procedure was first explained to the subject, together with the

sensations he was likely to feel. Several practice runs were performed to familiarize the

subject with the stimuli and measurement procedure. Thresholds were determined at the

fingertips of digits 3 and 5 of both hands.

After extending the metrics for individual fingers to hands, and to subjects (i.e.,

combining data for both hands), the threshold changes are compared with hand grip

force and age. The VPT measurements were made by one person (Professor Anthony

Brammer). The validity of the test was tested earlier (Brammer et al. 1992).

4.5.3 Metric for threshold shift

(II) When all thresholds are expressed in dB, the summed normalized threshold shift at

a fingertip, TSSum(SD) , can be written (Brammer et al. 2007):

Equation 1

)()()( SDFAISDSAISDSum TSTSTS

Here the metric has been expressed in terms of the mean normalized threshold shifts

recorded in each receptor population, TSSAI(SD) and TSFAI(SD), where SD stands for

standard deviation:

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Equation 2

SAISAISDSAI SDTSTS )(

and TSFAI(SD) has been equivalently defined. The mean receptor-specific threshold

shifts from the values observed in healthy hands, TSSAI and TSFAI, are first calculated

for each finger from:

Equation 3

23.64 TSTSTSSAI and

Equation 4

23220 TSTSTSFAI

where the threshold shift at a given frequency, TS4, at 4 Hz, etc., is the difference, in

dB, between the observed threshold and the mean threshold recorded from the hands of

healthy persons at that frequency (Brammer et al. 1993).

When expressed in dB, the thresholds for a population of healthy persons may be

approximated by a Gaussian distribution for each frequency. As the range of thresholds

for frequencies mediated by the same receptor population are similar, or identical, the

distributions may conveniently be expressed in terms of the standard deviation (SD) of

their means, which are written SDSAI and SDFAI, for the SAI and FAI distributions,

respectively.

The threshold at a fingertip is then considered „normal‟ (N) if its value of TSSum(SD)

falls within 1.96 standard deviations of the mean value recorded in the hands of healthy

persons (i.e., p > 0.05). The sensitivity is considered „marginal‟ (A) if the value of

TSSum(SD) falls within the parts of the distribution defined by (two-sided) probability

values in the range 0.005 < p < 0.05, and „abnormal‟ (AA) if it falls within the parts of

the distribution defined by (two-sided) probability values in the range 0.0005 < p <

0.005. Values of TSSum(SD) that fall within the tails of the threshold distribution for

which p < 0.0005 are considered to be „very abnormal‟ (AAA).

The threshold changes during the five year interval between studies have been

estimated, for each finger, from the summed mean threshold change, TCSum, which

becomes, when all thresholds are expressed in dB (Brammer et al. 2007):

Equation 5

FAISAISum TCTCTC

In this expression, TCSAI and TCFAI are the mean threshold changes for thresholds

believed mediated by the SAI and FAI receptor populations, respectively, and are

constructed from the threshold changes observed at each measurement frequency using

expressions equivalent to equations 3 and 4 (e.g., with TC replacing TS, and TCSAI

replacing TSSAI , etc.). The threshold change for each finger at each frequency is the

difference between the thresholds recorded from the same finger in the two studies.

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4.6 Force platform posturography

(III) The movement of the centre point of force was measured with a force platform

(Starck et al. 1993). Relative displacement of the body position while standing and

during vibration perturbation of muscles in the neck, lumbar region or calf was studied.

The test condition was randomized according to Latin square design.

In the neck stimulation, two vibrators were placed paravertebrally beside the seventh

vertebra and attached with elastic bands over the stimulated muscles. For lumbar

stimulation, two vibrators were positioned paravertebrally on the erector spinae muscle.

For stimulation of calf muscles, a vibrator was placed firmly with elastic bands on the

calf muscles. Following stimulation frequencies were used (their duration plus length of

subsequent stimulation-free period): 32 Hz (12 s + 15 s) and 50 Hz (12 s + 15 s). The

test was performed by a physicist. Validity of the test was tested earlier (Starck et

al.1993).

4.7 Calculation of lifetime dose

(I) On the basis of the estimated periods of time of chain saw use, a lifetime vibration

dose for each forestry worker was calculated, where aw is the frequency weighted

acceleration (ms –2

), th is the individual estimated daily exposure (hours/day), and td the

number of working days in a year and ty is the number of years of saw use.

The lifetime dose was calculated using the equation 6 (modified from Bovenzi,

1995c):

Equation 6

)())(( 4

22

12

8

2 hdttt

as

myd

hw

Vibration was measured on the front and rear handles of the chain saw used in the

forest districts. In order to assess the total exposure, data used from the previous surveys

in the area since 1976, were reanalyzed. For vibration measurements, the accelerometers

were fastened into the front and rear handles of the chain saw. The signals were

amplified with a charge amplifier (Bruel and Kjaer 2635, Denmark). From the one-third

octave band vibration spectra (6.3-1250 Hz), the root mean square (rms) of the

frequency-weighted acceleration was calculated.

A commonly used chain saw was used to model vibration for each generation of chain

saws. The first generation chainsaws, used before 1972, had daily usage time of 2.5

hours with vibration level 9.1ms-2

. The second-generation anti-vibration chain saws

were used until the early 1980‟s 3.5 hours/day and the vibration level measured from

the handle was 2.2 ms-2

. After the early 1980‟s, the third generation chainsaw with a

vibration level of 1.8-2.2 ms-2

were used for 4.5-5 hours/day according to measurement

(Koskimies 1992).

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4.8 Animal experiments

Power amplifier

LD-vibrometer

Spectrum analyzer

Charge amplifier

Accelerometer

Vibrator

Vibrating probe

Temporal bone

Figure 4. Schematic drawing of vibration exposure

Thanks to Professor Ilmari Pyykkö for allowing to use this schematic drawing.

4.8.1 Vibration delivery

(IV, V) The animals were initially anaesthetized with xylazine (Rompun® 16mg/kg

i.m.) and ketamine (Ketalar® 60mg/kg i.m.). The anaesthetized guinea pig was placed

in a specially designed holder. A vibrating system consisting of an electromagnetic

shaker with a probe (Ling TPO 1, Ling Industries, England), signal generator and power

amplifier (Ling TPO 1, Ling Industries, England) was used. The frequency and intensity

of the vibration could be adjusted. The vibration was delivered to the external ear canal

of the guinea pig from the shaker through a custom made probe (Zou et al. 2001). To

obtain equal pressure between the vibration probe and the animal‟s head, we used a

balance beam with extra weight of 100g at the shaker‟s side (IV). The weight against

the skull was selected to be of the same order of magnitude as the head of the guinea pig

to ensure a maximum impedance match between the head and the rod. At the selected

frequency range this should have only a minor effect on transmission.

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(IV) Vibration frequencies were 32 Hz (n=5), 63 Hz (n=5), 125Hz (n=5), 250Hz

(n=5), 500Hz (n=5), and 1000Hz (n=5), and vibration time was 15 min for each animal.

Shaft vibration levels of the shaker ranged from 11 to 215 ms-2

at different frequencies.

The skull velocities were measured and converted to acceleration (a) by the equation 7.

Thus the respective stimulus acceleration of temporal bone was 4.2-18.8 ms-2

. The

vibration measurements were calibrated using a standard calibration (Zou et al.2001).

Equation 7. Acceleration

a=2·π·f·v

Equation 7 Key:

a= acceleration, f= frequency, v=velocity

(V) Seven animals were subjected to 15 minutes of vibration at 250 Hz with a linear

acceleration of 6 ms-2

measured from the temporal bone with laser vibrometer (Bruel

and Kjaer 2815, Denmark).

4.8.2 Measurement of hearing

(IV) Auditory brain stem response (ABR) recordings were performed with an

electrophysiological recording system (SigGen system 2, Tucker-Davis Technologies,

Gainesville, USA) in an electrically shielded, soundproof chamber. The ABR was

recorded in the same ear that received the vibration exposure. A subdermal (active)

needle electrode was inserted at the vertex, and the reference electrode was placed at the

ipsilateral mastoid. The ground electrode was placed at the contralateral mastoid.

Preamplifier filters were set at 30 Hz (high pass) and 3000 Hz (low pass). Tone bursts

(1ms-1

rise/fall; 0.5, 1, 2, 4, 8, 16 kHz) were used to measure the animals‟ ABR

thresholds. Stimuli were fed to a TDH-39 transducer connected to a tube fitted to the

external ear canal. ABR thresholds were obtained at 20 dB steps and finally at 5 dB

steps to identify the lowest level at which an ABR response could be visually

recognized (Pratt 2003). The hearing threshold was measured before vibration,

immediately after vibration, 7 days after vibration, and 14 days after vibration.

(V) The bulla was opened and a silver-ball electrode was placed on the round window

niche. Electrocochleography was recorded using a SigGen system (Tucker-Davis

Technologies, USA). Clicks (50 µs duration) were presented at a rate of 20/s. Responses

for 500 sweeps were averaged at each intensity level. Threshold was defined as the

minimum intensity that elicited an accurate visible consistent waveform with an

appropriate latency. Compound action potential was measured before vibration

exposure, immediately thereafter, and one, two and three days after vibration exposure.

After the last compound action potential measurement, the animals were perfused

intracardially with physical saline and 4% formalin. Then the bulla was removed, a hole

was drilled on the apex, stapes was removed and the round window membrane was

penetrated to fill the inner ear with fixative. The cochlea was fixed with 4% formalin for

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12 hours. Vibration and hearing measurements were made by two researchers (the

author and the ear-nose-throat- specialist Jing Zou), in Karolinska Institute.

4.8.3 Analysis of cytokines with immunohistochemistry

(V) For sectioning with immunohistochemistry, the formalin fixed bulla was rinsed in

0.1 mol/L, pH 7.4 phosphate buffer saline (PBS) and decalcified with 0.1 mol/L

ethylenediaminetetraacetic acid-Na2 (EDTA-Na2) for about 6 weeks at 4˚C. After a

rinse in the same PBS, the cochlea was embedded in paraffin and sectioned for 4 µm

thick slices. The sections were deparaffined in xylene for 5 minutes; then placed in

water through a gradationally decreased concentration of alcohol; rinsed in PBS for 2

min; treated with 0.1% trypsin at 37˚C for 10 min; treated with 0.3% Triton X-100 for

3-6 min; rinsed in PBS for 2 min; quenched in methanol peroxide mixture (5 ml 30%

peroxide in 45 ml methanol) for 5 min; rinsed in PBS twice for 2 min each time;

incubated with mouse monoclonal antibody against VEGF receptor 1 and receptor 2

(Sigma, USA), and TNF receptor 1 (Santa Cruz Biotechnology, Inc, USA), or goat

polyclonal antibody against VEGF (Sigma, USA), TNF-α and TNF-α receptor 2 (Santa

Cruz Biotechnology, Inc, USA) (1:2000 diluted in 1% bovine serum albumin, BSA) for

60 min (room temperature, likewise for all the following incubations); rinsed in PBS 3

times for 2 min each time; incubated with normal goat/mouse serum (1:20 dilution) for

15 min; incubated with biotinated goat anti-mouse IgG/mouse anti-goat IgG (1:20

diluted in 1% BSA) for 30 min; rinsed in PBS 3 times for 2 min each time; incubated

with ExtrAvidin-peroxidase (1:20 diluted in 1% BSA) for 30 min; rinsed in PBS 3 times

for 2 min each time; incubated with aminoethyl carbazole for 5-10 min; rinsed in pure

water for 2 min; mounted in glycerine/gelatine. For the negative control, the primary

antibody was replaced by PBS.

For surface preparation with immunohistochemistry, the formalin fixed bulla was

dissected in PBS under the stereomicroscope to remove the bony cochlear shell and

rinsed in PBS 4 more times for 2 min each time. The dissected cochlea was treated with

0.3% Triton X-100 for 3-6 min; then rinsed in PBS 4 times for 2 min each time;

quenched as above; rinsed in PBS twice for 2 min each time; incubated with mouse

monoclonal antibody against VEGF receptor 1 and receptor 2 or goat polyclonal

antibody against VEGF (1:2000 diluted in 1% bovine serum albumin) for 60 min; rinsed

in PBS 5 times for 2 min each time; incubated with normal goat/mouse serum (1:20

dilution) for 15 min; incubated with biotinated mouse anti-goat IgG (1:20 diluted in 1%

BSA) for 30 min; rinsed in PBS 5 times for 2 min; incubated with ExtrAvidin-

peroxidase (1:20 diluted in 1% bovine serum albumin) for 30 min; rinsed in PBS 5

times for 2 min; incubated with aminoethyl carbazole for 5-10 min; rinsed in pure water

for 2 min and the basilar membrane was removed and cut into 6-8 pieces; then mounted

in glycerine/PBS and sealed with nail polish. For the negative control, the primary

antibody was replaced by PBS.

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4.9 Statistics

The results were measured in following ways:

(I) The results were expressed as means and standard deviations or confidence

intervals. For comparing groups, Pearson crosstabs, Fischer‟s exact test, T-test, or

variance analysis was used. In comparing data, logistic linear or logistic binary

regression was used. Independent variables were included either as continuous or

categorical variables. When probability was less than 0.05 the statement was

statistically significant.

(II) Descriptive statistics and Pearson product moment correlations were calculated for

the continuous variables. Contingency tables were constructed for selected symptom

reports (categorical variables). The symptoms reported by the forest workers, as

confirmed by the examining physician, were taken to be the “gold standard” (i.e.,

assumed correct), and the ability of the observed threshold shifts, expressed per subject

(i.e, four fingers combined), to predict the presence or absence of a symptom has been

estimated by calculating the sensitivity, specificity, positive predictive value, and false

positive rate.

(III) Non-parametric test (Mann-Whitney U-test) and logistic regression were used.

(IV) Descriptive statistics and Pearson product moment correlations were calculated

for the continuous variables.

(V) Nonparametric statistics were used (Friedman‟s test). (Altman 1991).

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5 RESULTS

5.1 Hand-arm vibration syndrome with use of anti-vibration chain saws: 19-year follow-up study of forestry workers (I)

5.1.1 Cross-sectional study

Cross-sectional studies of Finnish forestry workers were made in 1976-1995, i.e. in a

19-year period, in connection of a compulsory occupational health examination. The

number of workers varied from 109 to 205, and 52 workers took part in all

examinations. The HAVS and musculoskeletal symptoms of the forestry workers are

shown in table 8.

Table 8. Outcome of cross-sectional studies in different years

Year 1976 1981 1986 1990 1995

Number 205 187 183 124 109

VWF (%) 13 4 3 5 4

Numbness (%) 39 55 9 22 28

Pain (%) 26 31 12 22 26

Muscle weakness (%) 11 16 4 6 7

Table 8 key:

VWF = active vibration-induced white finger syndrome

numbness = numbness in the upper extremities

pain = pain in the upper extremities

muscle weakness = subjective hand muscle weakness

5.1.2 19-year-cohort

5.1.2.1 VWF and other symptoms

In the cohort 9 out of 52 forestry workers had active, and 7 forestry workers inactive,

VWF in 1976. In 1995 only 4 forestry workers had active, and 13 had inactive, VWF.

There was one new case after the year 1990. In the cohort, 55% of the forestry workers

were non-smokers, 15% had stopped smoking and 30% were smokers.

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Table 9. Chain sawing and vibration energy in the cohort in 1995.

VWF N Mean SD SE mean

Chain sawing 0 35 201.4 42.4 7.2

1 17 246.0 38.5 9.3

Vibration energy 0 35 181026.5 67975.5 11490.0

1 17 219814.9 57922.0 14048.1

Table 10.

Levene's Test

for Equality

of Variances

Variances F Sig. Sig.(2-

tailed)

Mean

Differenc

e

SE

difference

95% CI of the

Difference

Lower Upper

Chain

sawing

Equal

variances

assumed

0.508 0.479 0.001 -44.6 12,2 -69.1 -20.2

Equal

variances

not assumed

0.001 -44.6 11,8 -68.6 -20.7

Vibration

Energy

Equal

variances

assumed

1.536 0.221 0.049 -38788.4 19194,4 -77341.6 -235.3

Equal

variances

not assumed

0.039 -38788,4 18148.5 -75567.1 -2009.7

In the cohort, the mean sawing time in 1995 was 246 hours times 100 versus 201

hours times 100. The right grip force was 42 (SD 7) versus 47 (SD 7) kg in VWF versus

non-VWF groups.

The mean sawing time (p=0.001) and right grip force (p=0.038), as measured by

Jamar, differed significantly between VWF and non-VWF groups. VWF was associated

with pain in the upper extremities (Pearson χ2, p= 0.000) and subjective hand muscle

weakness (χ2, p=0.002). VWF and numbness were not significantly associated, but there

was a trend (χ2, p= 0.059). The lifelong vibration energy exposure differed significantly

between the VWF and non-VWF groups ( p=0.001).

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Table 11. Numbness* VWF 0-1 Crosstabulation

VWF 0-1

Total 0 1

Numbness 0 24 7 31

1 11 10 21

Total 35 17 52

Table 11 key.

VWF= vibration white finger

5.1.2.2 Numbness

The prevalence of numbness in the cohort ranged from 23% in 1976 to 40% in 1995.

Numbness significantly differed between the years 1976-1995 (n= 0.049): 4/52 (8%) of

men had less numbness and 13/52 (25%) of men had more numbness in 1995 when

compared with the year 1976.

Table 12. Pain * Numbness Crosstabulation

Numbness Total

0 1

Pain 0 26 8 34

1 4 13 17

Total 30 21 51

Table 12 key.

Pain= upper extremity pain

Numbness= numbness in upper exremities

Value df

Asymp.

Sig. (2-

sided)

Pearson χ2 13.1 1 0.000

Waking because of numbness was more usual in 1995 than 19 years before (p=0.045).

Numbness was associated with right rotator cuff syndrome and epicondylitis: 7/10 of

rotator cuff patients had numbness (p=0.034) and, also accordingly, 8/9 of right-sided

epicondylitis patients had numbness (p=0.004). Numbness was also associated with the

left-sided epicondylitis (p=0.010).

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Table 13. Outcome of the cohort study in different years

Cohort (n=52) 1976 1980 1986 1995

VWF (%) 17 6 6 8

Numbness (%) 23 44 40 40

Pain (%) 14 21 27 33

Muscle weakness (%) 2 10 6 10

Table 13 key:

n = number of forestry workers

VWF = active vibration-induced white finger syndrome

numbness = numbness in the upper extremities

pain = pain in the upper extremities

muscle weakness = subjective hand muscle weakness

5.1.2.3 Pain in the upper extremities and muscle force

Rotator cuff syndrome was diagnosed in 19% of 52 men in the right extremity and in

14 % in the left extremity. 17% of forestry workers had epicondylitis on the right. The

diagnoses of rotator cuff syndrome and epicondylitis were found to be associated with

the subjective upper extremity pain during the previous 12 months. Five forestry

workers reported hand muscle weakness in 1995. When measured by Jamar, right hand

grip force was 45.1 (SD 7.3) and left grip force 44.5 (SD 7.9) kg in 1995. The right-

sided upper extremity static functional test (mean 3.75 SD 1.5) did not associate with

rotator cuff syndrome (p=0.643) nor the right-sided dynamic (mean 3.00 SD 1.5) test

(p= 0.577) with rotator cuff syndrome. In the static test, the mean score of the 52 men

was 3.98 (SD 1.5) and in the dynamic test, 3.28 (SD1.4) and 3.19 (1.3), in the right and

left, respectively, in the cohort. These results equated to the average population values.

5.1.2.4 Regional neck pain

In the physical examination regional neck pain (i.e. TN pain) was diagnosed with 38%

of patients. Regional neck pain was associated with numbness (p=0.004), subjective

hand muscle weakness (p=0.003) and pain in the upper extremities (p=0.043). In groups

without or with regional neck pain there was a significant difference in VAS of low

back pain, 20.1 (SD 15.6) mm and 33.9 (SD 22.1) mm, respectively. There also was a

difference in the Oswestry index 8.9 (SD 7.8) versus 16.5 (SD 9.0) indicating disability,

respectively in groups without or with regional neck pain.

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5.1.2.5 Modelling

The odds ratio of having VWF increased by 3% per each unit of lifelong vibration

energy dose (106 m

2 s

-4 hd). The smokers had a 7-fold odds ratio of having VWF

compared to the non-smokers.

Table 14. Multivariate analysis of VWF in the cohort.

B S.E. Sig. OR 95% C.I.for OR

Lower Upper

Vibrationenergy 0.029 0.009 0.001 1,03 1.01 1.05

Smoking 012 0.025

Smoking 012 (1) -1.582 1.361 0.245 0.21 0.01 2.96

Smoking 012 (2) 1.997 0.985 0.043 7.36 1.07 50.76

Age 0.025 0.076 0.741 1.02 0.88 1.19

Constant -5.179 3.763 0.169 0.01

Table 14 key.

Variable of smoking: 0=no smoking, 1=stopped, 2=smoking

The modeling of numbness in 1995 is shown in table 15. Lifelong vibration energy

did not explain the numbness. Multivariate analysis model including age-adjusted pain

in upper extremities and TN pain could explain 42% of variation in numbness.

Table 15. Multivariate analysis of numbness in the cohort.

B S.E. Sig. OR 95% C.I.for OR

Lower Upper

Vibrationenergy -

0.006

0.007 0.364 0.99 0.98 1.01

Pain 2.520 0.834 0.003 12.43 2.42 63.80

Tension neck 1.787 0.796 0.025 5.97 1.26 28.39

Age -

0.032

0.071 0.654 0.97 0.84 1.11

Constant 0.073 3.400 0.983 1.08

Table 15 key.

Pain= pain in the upper extremities

In a multivariate analysis, both age and lifelong vibration energy modeled right rotator

cuff syndrome. Modeling could explain 69% of variability of right rotator cuff

syndrome. Body-mass index and smoking did not explain rotator cuff syndrome.

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Table 16. Multivariate analysis of diagnosed right rotator cuff syndrome in the

cohort.

p-value Age-adjusted OR 95% C.I.for OR

Lower Upper

Lifelong vibration energy 0.032 1.04 1.00 1.07

Body-mass index 0.440 1.13 0.82 1.56

Smoking 0.167 9.54 0.39 233.37

5.2 Application of metrics constructed from vibrotactile threshold to the assessment of tactile sensory changes in the hands (II)

5.2.1 Summed normalized threshold shifts

Almost 20% of the Suomussalmi forest workers employed by the National Board of

Forestry were recruited into the study (23 out of 124 persons). Eighteen of the twenty-

three members of this subgroup (78%) attended the compulsory medical examination

almost five years later and agreed to continue to participate. Data for these eighteen

male subjects are presented here.

Table 17. Summed normalized shifts in threshold from expected values, at follow-

up (expressed in units of standard deviations, see equation 1 in chapter 4.5.3.)

Subject Left hand Right hand

Digit 3 Digit 5 Digit 3 Digit 5

1 7.1 8.0 7.0 7.1

2 3.5 0.0 1.9 -1.8

3 2.9 2.2 4.8 5.2

4 3.8 3.4 2.2 3.2

5 2.9 1.9 1.9 4.3

6 1.3 1.0 1.0 2.4

7 2.3 -0.3 -0.8 -1.8

8 3.4 3.3 0.1 2.7

9 -0.3 -1.1 -0.1 -0.2

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Subject Left hand Right hand

Digit 3 Digit 5 Digit 3 Digit 5

10 2.5 1.1 -0.3 -0.4

11 2.6 3.3 2.4 2.0

12 -0.5 -2.3 2.3 3.5

13 6.1 9.6 7.9 7.7

14 4.4 4.8 4.2 4.0

15 3.0 3.9 4.2 4.8

16 1.8 2.1 2.9 3.1

17 5.2 6.5 4.6 4.6

18 4.5 4.6 4.8 5.2

An inspection of table 17 shows that the majority of summed normalized threshold

shifts are positive rather than negative, implying that the thresholds are, on average, less

sensitive in this group of workers than those to be expected from persons of similar age

engaged in either professional or manual work. See table 18: the individual values were

compared with the boundaries for summed normalized threshold shifts

Table 18. Boundaries for summed normalized threshold shifts and summed

threshold changes

Digit Summed normalized threshold shift Summed threshold change

between studies

Boundary (dB) Boundary

N – A A - AA AA – AAA (dB)

LH3 3.78 5.42 6.76 7.22

LH5 3.88 5.56 6.93 7.92

RH3 3.86 5.54 6.90 7.75

RH5 3.78 5.42 6.76 7.67

Table 18 key: LH= left hand, RH= right hand, 3= finger 3, 5= finger 5

N-A: marginal threshold shift boundary, A-AA: abnormal threshold shift boundary,

AA-AAA very abnormal threshold shift boundary

Statistically significant shifts in threshold were observed in the hands of four of the

eighteen subjects at inception (5/36 hands, or 14%), and of nine of the eighteen subjects

(14/36 hands, or 39%) at follow-up. Significantly, only one hand was considered to

have possessed abnormal sensitivity at the inception of the study, that is, with thresholds

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rated as AA or AAA (RH of subject #5), while a total of 5/36 hands (14%) possessed

abnormal sensitivity approximately five years later at follow-up. Note that thresholds

judged abnormal are reduced in sensitivity by, on average, more than three SDs from

the mean thresholds recorded in the hands of healthy persons. The probability of such

threshold shifts being found in 'healthy' hands is p < 0.0025. Summed threshold changes

(see equation 5 in chapter 4.5.3.) in sensitivity during the time interval between studies

were recorded in sixteen of the eighteen subjects (25/36 hands, or 70%) (p < 0.005), see

table 19. Of these, twenty hands were assessed to be deteriorating, and four improving

(one hand gave conflicting results).

5.2.2 Summed normalized threshold changes

Table 19. Summed changes in threshold TCSUM between studies, in dB (see

equation 5 in chapter 4.5.3.)

Subject Left hand: TCSUM Right hand: TCSUM

Digit 3 Digit 5 Digit 3 Digit 5

1 23.0 22.2 21.4 21.8

2 9.9 -11.5 2.9 -10.2

3 5.5 -4.6 7.1 12.2

4 13.7 M 7.6 M

5 -9.6 -8.6 -19.3 -9.3

6 4.1 25.6 12.0 9.1

7 6.2 1.0 -10.1 -10.6

8 16.3 13.4 -3.9 6.3

9 10.5 2.8 4.8 6.6

10 6.3 R 6.1 -3.7

11 3.0 8.6 7.4 3.6

12 14.5 M 13.0 M

13 20.9 34.0 35.4 19.1

14 4.9 1.9 6.6 3.8

15 16.5 19.3 18.6 22.8

16 4.2 4.4 4.4 15.7

17 13.0 22.3 18.3 14.3

18 20.8 21.9 10.8 7.0

Table 19 key: R - data rejected; M - data missing. Positive values mean deterioration and

negative values mean improvement of VPT.

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5.2.3 The correlations between the threshold metrics, age and grip force

The correlations between the threshold metrics, age and grip force are shown in table

20. The thresholds shifts and maximum grip forces are those recorded at follow-up.

Inspection of the correlations in table 16 reveals that the summed normalized threshold

shifts and threshold changes for the SAI and FAI receptors within the fingers on the

right, or left, hand are closely related. The Pearson correlation coefficients of the

threshold shifts were 0.87 and 0.90 for the right and left hands, respectively (p <

0.0005), and 0.79 and 0.67 for the right and left hand, respectively, for the threshold

change.

Threshold shifts occurring in right and left hands are not correlated with the maximum

grip force. The summed normalized TS (i.e. finger with larger TS, worse hand) and the

summed threshold change are not related to age. The maximum grip force and age are

negatively correlated with both hands, as might be expected.

Table 20. Correlations between threshold metrics, age and grip force

Correlation between: By Hand By Subject

TSSum(SD) of digits 3 and 5 (RH) 0.87***

TSSum(SD) of digits 3 and 5 (LH) 0.90***

TCSum of digits 3 and 5 (RH) 0.79***

TCSum of digits 3 and 5 (LH) 0.67*

TSSum(SD) and Grip Force (RH) -0.10

TSSum(SD) and Grip Force (LH) 0.00

TSSum(SD) and age 0.20

TCSum and age -0.12

Age and Grip Force (RH) -0.51*

Age and Grip Force (LH) -0.41

*p < 0.05; ** p < 0.005; *** p < 0.0005

Table 20 key:

TSSUM(SD)= summed normalized threshold shift

TCSUM= summed threshold change

RH= right hand

LH= left hand

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5.2.4 Prediction of numbness from summed normalized threshold shift

The ability of the measured threshold shifts to predict the presence or absence of

numbness in the hands was examined by forming contingency tables. The threshold

metric was again the summed normalized threshold shift constructed for each subject

(i.e., finger with larger threshold shift, worse hand). The positive predictive value of the

metric was 71% and the false positive rate 18%, when the presence or absence of the

symptom was defined by the boundary between „normal‟ and „marginal‟ acuity. These

values were associated with a sensitivity of 83% and specificity of 82%.

5.3 Postural stability, neck proprioception and tension neck. (III)

TN- patients were compared with subjects without TN (non-TN group). When the

neck muscles were vibrated, the TN- group manifested greater maximum lateral

deviation of position after the first and second stimulation and also a greater average

deviation of position in anteroposterior direction during the second stimulation.

When the lumbar muscles were stimulated, the TN-group showed greater maximum

deviation of position in lateral direction after both the first and second stimulation. The

TN-group had also greater anteroposterior deviation of position after the second

stimulation.

Figure 5. Postural stability of subjects with/without TN

Figure 5 key (neck stimulation):

YM1AFT = lateral deviation of position after first stimulation of neck muscles

XA2 = average anteroposterior deviation of position during second stimulation of

neck muscles and YM2 = lateral deviation of position during second stimulation of neck

muscles.

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Fig. 6 key (lumbar stimulation):

XMBASE = baseline deviation of position (without stimulation)

YM1 AFTA= lateral deviation of position after first stimulation of lumbar muscles

XM2AFT = anteroposterior deviation of position after the second stimulation of

lumbar muscles

YM2AFT = lateral deviation of position after second stimulation of lumbar muscles

During the calf muscle vibration, the sway in TN was only slightly increased during or

after the vibration stimulation. The sway velocity did not differ after neck, lumbar or

calf vibration stimulation in TN and non-TN groups.

5.4 Vibration-induced hearing loss: mechanical and physiological aspects (IV)

5.4.1 Transfer factor

When comparing the excitation acceleration at different frequencies, the transmission

was significantly better at lower frequencies (32-125 Hz) when compared with higher

Figure 6. Postural stability of subjects with /without TN

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frequencies (250-1,000 Hz). This relationship is demonstrated in Figure 7 by repeating

vibration at different excitation frequencies. We found no significant resonance

frequencies in the skull. The coupling factor demonstrating transmission of vibration at

different frequencies were: at 32 Hz 0.45 at 63 Hz 0.32, at 125 Hz 0.45, at 250 Hz 0.08,

at 500 Hz 0.05, at 1 kHz 0.01.

5.4.2 Threshold shift immediately following vibration

5.4.2.1 Threshold shift of hearing as a function of vibration frequency

Different vibration frequencies had somewhat different effects on TS. Average TS

(mean of all ABR frequencies) immediately after vibration, as a function of vibration

frequency, were 2 dB (32Hz), 6 dB (63Hz), 8 dB (125Hz), 6 dB (250Hz), 14 dB

(500Hz) and 18 dB (1000Hz). Generally, the higher vibration frequencies (500 through

1000Hz) produced more severe TS than did the lower- mid frequency vibration (32 Hz

through 250 Hz) (p<0.05).

The figure 8 shows the average TS immediately following vibration (at individual

ABR tone burst frequencies) as a function of vibration frequency at 500 Hz.

Figure 7. Transmission of vibration as a function of vibration

frequency

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555555N =

Tone burst frequency (kHz)

1684210.5

AB

R t

hre

sho

ld s

hift

aft

er

vib

ratio

n (

dB

)

50

40

30

20

10

0

-10

Figure 8. Threshold shift of hearing as a function of vibration frequency at 500 Hz

5.4.2.2 Threshold shift as a function of ABR frequency

All the vibration experiments were pooled. From these experiments, TS as a function

of ABR frequencies 0.5 kHz- 16 kHz were studied. The TSs were greater for ABR

frequencies 4-16 kHz than for the lower ABR frequencies (0.5 to 2 kHz). High-

frequency hearing loss was a typical feature irrespective of vibration frequency

immediately after vibration.

Vulnerability of hearing caused by vibration was modeled. In statistical analysis there

was an interaction between vibration frequency and TS frequency. In modeling the TS,

the vibration frequency was a significant variable (p< 0.001, OR 3.0, 95% CI 2.3-3.7)

and the frequency of ABR was also significant (p< 0.002, OR 1.1, 95% CI 0.4-1.2).

This model could explain 31.5 % of TS variation immediately after vibration (-6.0+ 3.0∙

vibration exposure + 1.1∙ tone burst frequency).

5.4.3 Recovery after vibration

Seven days after vibration, the average TS was nearly recovered to baseline

thresholds. Fourteen days after vibration, recovery was even closer to the baseline

measurements.

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Immediately after vibration TS was at least 10 dB (ranging from 0 to 40) at two ABR

frequencies in 60 % (18 / 30) of the animals. At day 7 the TS was at least 10 dB at 2

frequencies in 3 animals, and at day 14 in 4 animals, respectively. Average TS over all

frequencies was 8.8 dB immediately after vibration exposure, 2.4 dB at day 7 and 1.3

dB at day 14. Vibration frequency was still a significant determinant for recovery (p<

0.01, OR 0.6, 95% CI 0.1-1.0) in modeling the TS at day 7.

5.5 Vibration induced hearing loss in guinea pig cochlea: Expression of TNF-alpha and VEGF (V)

5.5.1 Expression pattern of TNF-α in the vibration stimulated cochlea

No TNF-α expression was detected in the normal cochlea. Vibration induced TNF-α

expression appeared mainly in the reticular lamina, the bottom of the outer hair cells,

Deiters‟ cells, Hensen‟s cells, Claudius cells, the internal sulcus cells, the spiral

ligament, the spiral vascular prominence and the cochlear vasculature.

5.5.2 Expression pattern of TNF receptors in the vibration stimulated

cochlea

After vibration, a weak TNF receptor 1 staining was found mainly in Hensen‟s cells,

Claudius cells, the internal sulcus cells and the capillaries of the spiral ganglion. Much

stronger expression of TNF receptor 2 was found mainly in the spiral ganglion cells,

Hensen‟s cells, Claudius cells, the internal sulcus cells, Deiters‟ cells, the basal

membrane of the organ of Corti, the spiral ligament, the spiral vascular prominence. A

Figure 9. TNF-α in the vibrated cochlea

Figure 9

Strong expression exists in

the organ of Corti (), Border

cell (), Claudius cell (),

interdental cell, the spiral

ligament () and the cochlear

vasculature ()

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weaker staining was found in the bottom of the outer hair cell. No TNF receptor

expression was detected in the normal cochlea.

5.5.3 Expression pattern of VEGF in the vibration stimulated cochlea

No VEGF expression was detected in the normal cochlea. In the vibrated cochlea,

VEGF was detected in the stereocilia of the inner hair cells and the outer hair cells and

supporting cells (figure 10). Especially the spiral ganglion cells, Deiters‟ cells, Hensen‟s

cells, Claudius cells and the internal sulcus cells were stained. No expression of VEGF

was detected in stria vascularis.

Figure 10. VEGF expression in the vibrated cochlea shown by surface preparation and

immunohistochemistry. Strong expression was detected in the stereocilia () of the

IHC and OHC, and the supporting cells () (400×);

5.5.4 Expression pattern of VEGF receptors in the vibration stimulated

cochlea

No VEGF receptor 1 or 2 expression was found in the normal cochlea. VEGF receptor

1 was not detected in the vibrated cochlea, whereas VEGF receptor 2 expression was

present in the bottom of the outer hair cells, Deiters‟ cells, Hensen‟s cells, Claudius

cells, the basal membrane of the organ of Corti, the internal sulcus cells, nucleus of the

spiral ganglion cells, the lateral wall of scala tympani and the spiral ligament (figure

11). No expression of VEGF receptor 2 was observed in stria vascularis.

Figure 10. VEGF expression in vibrated

cochlea

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c. d.

Figure 11a. (left) VEGF R2 expression in the vibrated cochlea. a strong expression is

in Hensen's cell (), Claudius cell () Border cell (), weak expression in the spiral

ligament () (200×).

Figure 11b. (right) Weak expression was detected in the spiral ganglion cell ().

5.5.5 Hearing loss after vibration

The average hearing loss after vibration was 62 dB (SD 35 dB). One animal became

deaf. We observed a tendency for recovery so that in day 4 the mean hearing threshold

was 48 dB but the difference was not statistically significant (Friedman‟s test, p=0.175).

Figure 11a and b. VEGF R2 expression in vibrated cochlea

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6 DISCUSSION

In this clinical and experimental study the biological responses to vibration were

evaluated. The aim was to evaluate the clinical responses among forest workers and

then, in experimental study, to evaluate the vibration responses using inner ear as a

model organ. In this model organ all the important elements as vascular structures,

sensory cells, and nerves can be studied. Furthermore the methods to evaluate

physiological responses and anatomical changes are relatively well developed for the

inner ear.

6.1 Methodological aspects

A part of this study was was longitudinal and the data of the forestry workers in

Suomussalmi was collected over a 19 year period. The attrition rate during the years

was high as it is common in longitudinal studies running for decades. In a previous

study, Koskimies (1992) found that the decrease of VWF occurred mainly through the

technical development of the anti-vibration chain saws, the warm transport, the

protective clothing and the improved occupational health care among these forestry

workers. This study confirmed the trend toward the diminution of the prevalence of

VWF (Koskimies et al. 1992). However, the sample size of VWF in current study was

small. For epidemiological studies, the amount of the symptomatic population should be

larger. Further studies should evaluate the connection of the ergonomics with the

vibration exposure.

The measurements of VPT showed a good repeatability. VPT discriminated subjects

with severe symptoms of HAVS. The statistical associations between threshold shifts

and threshold changes in digits 3 and 5 of the same hand (table 16) suggest that in

modeling the vibration damages in VPT it is advisable to consider the vibrotactile

effects rather by hand than by finger. The ability of the threshold shifts to predict the

numbness reported by the forest workers shows that this metric is closely associated

with the tactile sensory changes occurring in the hands of these subjects. VPT can be

used as a screening method, but it still needs validation of measurements. There are

different types of VPT measurements in use, which makes comparison between studies

difficult.

With the force platform, the accuracy was mainly limited by the initial calibration that

was made before every measurement. The testing with eyes closed may affect more the

oldest of the group than the younger ones in general, but it may not bias the result. The

most pronounced deviation of position was found during the neck and lumbar area

stimulation, not during the stimulation of calf muscles. The muscles in neck area are

important in proprioceptive control of balance.

When comparing the vibration level of burr to the vibration of the experimental set-up

in the animal model it must be noted that the measured values in burrs used in temporal

bone surgery are not evaluated in a comparable way. The dominant frequencies of the

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vibration level are not indicated in the literature. The nominal speed of the drill will be

reduced during work as the drill is compressed to the bone to allow better cutting of the

bone. In these circumstances the speed of drill will range around 125 to 250 Hz as in the

present experiments. The size of the skull in guinea pig is much smaller than in man and

thus the vibration is transmitted more easily into the animal cochlea than in a human.

When evaluating the level of noise generated by the drill in the middle ear, the noise

level in the guinea pig was 108 dB which is similar to that reported in clinical papers.

In the instrumentation set-up described in this paper there was some non-linearity in

coupling of vibration to the skull. The non-linearity indicates a variation of contact

between the shaft and the skull. This may lead to reduced vibration or to impulsive

excitation. If the characteristics of the skull vibration would become non-linear, the

amplitude response could not be calculated from the excitation magnitude. In these

cases the measurement repeatability would be poor. The linearity measurement showed

that the used amplitudes were at the expected linearity range. Nevertheless, we observed

at the low frequencies (32-125 Hz) decoupling in the transmission of vibration from

vibrating shaft to the skull. This variation, although minor, seems to be linked to the

inherent characteristics of the vibrator system rather than the skull resonances. In the

guinea pig skull no definite resonances were found when using sinusoidal sweep. The

behaviour of guinea pig skull is much the same as reported in human (Bekesy 1932,

Tonndorf 1968).

We analyzed the up-regulation of TNF-α and VEGF in cochlea after 32-1000 Hz

vibration exposure. Both of these factors were found in several cell types in the cochlea

after vibration. Shear stress induced VEGF expression seems to be dependent upon

time. After acute shear stress as within 6 hours from the exposure Gan et al. (2000) did

not found an increased expression; whereas after longer shear stress, its expression is

increased up to 14 days (Milkiewicz et al. 2001). In the cochlea we observed expression

of VEGF and VEGF R2 1-3 days after vibration. This is in accordance with the time

limit of previous reports that protein production in the cellular machinery has a definite

latency. In the guinea pig study described here, we analyzed vibration-induced health

effects. There is a need for further animal studies which utilize a shear stress model

applicable to HAVS.

6.2 Clinical aspects of vibration- induced health hazards

In a 19-year cohort study of Finnish forestry workers we evaluated the occurrence of

symptoms of hand-arm vibration syndrome and musculoskeletal disorders as rotator

cuff syndrome and epicondylitis. Also a dose-response relationship with vibration and

VWF, but not in numbness was demonstrated. There was a significant increase in

numbness in the cohort. The sample sizes of subjects in this study were small, however,

resulting in wide confidence intervals. The study concentrated on the results of the last

year of the cohort. Additional studies are needed in different occupations using

vibrating tools, as the work methods and tools are constantly changing.

In Italian studies, Bovenzi et al. (1995c) found a dose-response relation for vibration-

induced vascular disorders; there was a 51.7% prevalence of VWF in forestry workers

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who had used both non-AV (antivibration) and AV chain saws and a 13.4% prevalence

of VWF in workers having used only AV chain saws, respectively. In Italy, the use of

AV chainsaws was more recent than in Finland. The difference with Bovenzi‟s results

reflects the difference in lifelong vibration energy exposure, and also differences in

smoking habits. In Bovenzi et al‟s study (1995c), 70.3% of forestry workers were

smokers in comparison to 30% in our study. In our study (I), the weighted acceleration

of the chain saws has stayed in the range of 1.8-2.2 ms-2

since the early 1980‟s. In

Japan, Mirbod et al found VWF symptoms in 9.6% of forestry workers with AV chain

saws which is supportive of our study (Mirbod et al. 1995). The repeated surveys we

used reduced the recall bias of VWF. In our study (I), the diagnosis of VWF was

evaluated by medical history of symptom development and temporal pattern of

symptoms. Earlier the symptoms of these forestry workers were evaluated with cold

provocation tests.

Cigarette smoking is one of the risk factors related to vascular diseases. In this study

(I), we could confirm that smoking is a 7-fold risk factor of VWF. In the cohort 15% of

the men had stopped smoking in 1995, which may bias the result to some extent.

Cherniack et al. (2000) showed that smoking may aggravate digital arterial spasm in

plethysmography.

In the follow-up, we could not find a dose-response with vibration energy and

numbness. There seems to be different pathophysiological mechanisms leading to

sensorineural and vascular changes in vibration-exposed forestry workers (Pelmear

2003, Bovenzi et al. 2000b).

Numbness is connected with vibration-induced neuropathy (Koskimies et al. 1990,

Dasgupta and Harrison 1996, Cederlund et al. 1999, Bovenzi et al. 2000b). In this

cohort (I), numbness varied during the 19 years. In 1983 cross-sectional study,

electroneuromyography was taken from the cohort subgroup, which was randomly

selected. Carpal tunnel syndrome was diagnosed in 20% of forestry workers on the

basis of measurement and clinical data (Koskimies et al. 1990). Numbness was

associated with upper extremity pain in our study (I). On the basis of this cohort, we

cannot make a differentiation between specific neuropathies and unspecific symptom of

numbness. The high prevalence of numbness in our study was exposure-independent. It

confirms the result of Cherniack et al. (2000).

The prevalence of numbness and upper extremity pain varied in the beginning of

the1980‟s mainly because the chain saw operation time increased from 3-4 hours to 4-5

hours. In the same time, the productivity of forestry work increased. In this study, one

third of forestry workers reported upper extremity pain in the cohort, which also

supports other studies (Färkkilä 1978, Mirbod et al. 1995). Subjective pain in the upper

extremities was associated with the shoulder and elbow musculoskeletal disorders.

Right rotator cuff syndrome could be modeled by age and by lifelong vibration energy.

Palmer et al. (2001) also reported increased risk of shoulder pain in the workers with

daily vibration exposure.

Tendons transmit mechanical tension during muscular contraction. Forces that exceed

the capacity of tendon to adapt, for example because of high force or awkward posture,

can result in inflammation and fibrotic changes (MacKinnon and Novak 1997). Rotator

cuff syndrome has a multifactor etiology. The predisposing factor for rotator cuff

syndrome is degeneration, with impairment of circulation and mechanical stress. In

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addition to vibration exposure, the static loads and extreme postures are the risk factors

in forestry work (Miranda et al. 2001). In our study, rotator cuff disorder was associated

with the vibration exposure in forestry work, although the sample size was small.

The diagnosis “tension neck” was adopted from Waris (1979). It closely resembles the

present diagnosis of non-specific neck pain, cervicalgia (M54.2) in International

Classification of Diseases (ICD-10). In this study, the degree of degeneration by x-ray

was not reported, but degeneration may be a significant factor behind neck pain. It is a

limitation of this study. However, the prevalence of degenerative changes of

intervertebral discs and vertebrae of cervical column is high also in asymptomatic

people (Gore 2001).

Lateral epicondylitis is a condition of pain in the region of lateral epicondylitis,

especially at the origin of extensor carpi radialis levis (Bennett 1994). Epicondylitis was

less common than shoulder disorders, which may be in connection with the

unemployment prior to examination. 18% of forestry workers had epicondylitis on the

right. In previous studies, 29.3% of Italian forestry workers had epicondylitis (Bovenzi

et al. 1991). It is in line with present results.

The pathogenesis of epicondylitis is not fully understood. The main theory is that

microruptures occur at the site of between the insertion of extensor muscles and bone,

causing inflammation and resultant granulation tissue (Coonrad and Hooper 1973,

Leach and Miller 1987) In our study, musculoskeletal investigation was carried out by

two specialists in physical medicine and rehabilitation. There may be interexaminor

differences in diagnosing musculoskeletal disorders, but it should not bias the result,

because the main principles of the clinical examination were agreed together.

Our forestry workers (I-III) were on 6-week unemployment leave prior to

investigation in 1995. Their shoulder and elbow musculoskeletal disorders had time to

recover. The history of shoulder and elbow disorders was carefully taken. In diagnosing

rotator cuff tendinitis, the group of symptom cases of rotator cuff syndrome and the

group with positive provocation test of rotator cuff syndrome (positive painful arch test

during elevation, pain in resisted abduction or resisted external rotation) had to be

combined (i.e. to be the “rotator cuff syndrome” group, refer to chapter 4.3.), for

statistical analysis. Accordingly, also epicondylitis group of symptom cases was

combined with the group of positive provocation test of epicondylitis, for statistical

analysis (to be the “epicondylitis” group). This may have biased the result to some

extent. However, assumingly, many of symptom cases may have had a positive

provocation test earlier, during working months. This unemployment period was

independent of the research.

The functional upper extremity tests were earlier widely used in Finland by

occupational health care. It was assumed that there is a significant difference between

the groups with or without musculoskeletal symptoms. In these studies dynamic and

static muscle force of upper extremities were measured. They did not differentiate

between groups of having or not having rotator cuff syndrome or epicondylitis. Pain in

the upper extremity may interfere with upper extremity test results to some extent and

bias the result. Measurements are not recommended for use as a screening method in

occupational health care.

Subjective deterioration of muscle force occurred in the cohort. In a two-year follow-

up of forestry workers in Finland, Färkkilä et al. (1986) reported a 21% loss of muscle

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force among subjects with VWF when compared to 5% loss in asymptomatic controls.

Hand muscle weakness was also reported by Bovenzi et al. (1991).

.

6.3 Clinical aspects of sensory threshold changes

In essence, the threshold shifts provide a measure of the status of each finger/nerve

system at inception, and follow-up, for an individual relative to the mean thresholds of

healthy persons, while the threshold changes provide a measure of what has happened

to each finger/nerve system over the five-year period, with each subject serving as his

own control.

The summed normalized threshold shifts tend to follow one of several patterns.

Overall, there is a general elevation in threshold (i.e., positive threshold shift)

corresponding, implicitly, to a reduction in acuity in the hands of this group of forest

workers.

In one pattern, the elevations in threshold of digits 3 and 5 of the same hand tend to be

similar in magnitude. The pattern is often common to both hands. This was more

evident in the data obtained at follow-up (shown in table 13). The results strongly

suggest that there are neurological changes occurring similarly in the nerve fibers and/or

end organs mediating tactile perception at the fingertips of digits 3 and 5 in both hands

of this subject. It may therefore be inferred that both median and ulnar sensory nerve

fibers and/or end organs are affected similarly.

A second pattern, which is uncommon in this group of subjects, is a variation: the

magnitude of the shift differs between the left and right hands of a subject. An example

is provided by the results for subject #3 (table 13).

A third pattern, which is also uncommon in this group of subjects, involves larger

threshold shifts in digit 3 than in digit 5 of the same hand. In this case the inference

would be that the median sensory nerve fibers and/or end organs of digit 3 are more

affected than the ulnar sensory nerve fibers and/or end organs of digit 5 of these hands.

A corresponding fourth pattern involves larger threshold shifts in digit 5 than in digit 3

of the same hand. The interpretation would be the opposite of the third pattern.

Overall, the strongest trend from study inception to follow-up is one of increasing

summed normalized threshold shift. There was one exception. The thresholds of subject

#5 show a marked reduction (i.e., improvement in sensitivity) from 1990 to 1995, which

was coincident with a reduction in alcohol consumption during this period. A small

fiber neuropathy had been detected by electroneuromyography in this subject.

The progression in individual hands is obtained from the summed threshold changes

over the five-year period (table 15). The common trend was one of deteriorating

sensitivity, with summed mean threshold changes of up to 35.4 dB recorded.

Reductions in sensitivity of threshold changes in excess of 20 dB were observed in the

fingers of, in total, eight hands (table 15). Studies of the rate of threshold change with

age in healthy persons (including professional and manual workers) would yield a mean

summed threshold change of TCSUM 0.7 dB due to ageing during the five year period

(Brammer et al. 1993), much less than the magnitude of TCSUM observed in these

subjects.

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If the thresholds recorded from the three foremen (subjects # 4, 12 and 16) included in

this study (who did not work with power tools) are considered to provide a more

appropriate measure of threshold change over the five year period for the lifestyle and

environment of the Suomussalmi region, then the summed threshold change for persons

not using power tools at work would be TCSUM = 9.7 5.0 (SD) dB, leading to a 95%

confidence interval of 0 < TCSUM < 19.5. While the large confidence interval and small

number of workers from which it was derived may be questioned, the changes in six

subjects still remain statistically significant. Thus, arguably 40% of the remaining

subjects are experiencing work-related threshold changes in their hands, assumingly

caused mainly by vibration.

6.4 Postural stability and neck pain

The diagnosis of TN pain was established with 27 out of 106 the forestry workers. The

cervical spine of one forestry worker had been previously operated, and he had cervical

syndrome with radiating pain. In the cohort (I) the TN pain was associated with

Oswestry index, which reflects the disability from low back pain. Patients with neck

pain had also low back pain. The other Oswestry involving neck symptoms was not

used in this study, which is a restriction. Palmer et al. reported that patients with hand-

arm vibration exposure had an increased risk of neck pain (Palmer et al. 2001) which we

could not confirm.

The patients with TN and without TN had similar postural responses during a

stimulation-free period. Anteroposterior forward shift occurs in neck muscle vibration

in healthy subjects (Pyykkö et al. 1989). In TN patients the average deviation of

position in the anteroposterior direction was greater than in the control group, and also

the lateral maximum deviation of position during the second stimulation.

During the lumbar stimulation, the position shift forward normally occurs. It can be

explained by a general alerting reaction, to achieve a safer position (Pyykkö et al. 1989).

The TN group had greater maximum anteroposterior deviation of position after the

second stimulation. The TN patients also manifested greater lateral maximum deviation

of position after the first and second stimulation. Pain and stiffness in the neck are

common in a working population. Also Karlberg found that patients with chronic

cervico-brachial pain had poorer postural control (Karlberg et al. 1995)

Physical work requires muscle energy. Local metabolic changes in muscle are

conveyed into the brain by sensory afferent nerves and cause sensation of discomfort

and fatigue (Armstrong et al. 1993) Reduced local blood flow in the trapezius correlated

with myalgia and was found in connection of static load at work (Larsson et al. 1990).

In TN the activation or control of afferent nerve endings may be faulty and may lead to

inadequate postural responses.

Low back pain was not taken into account in the TN study. In the cross sectional study

TN pain was associated with low back pain. It is possible, that in this study low back

pain could be involved in postural stability differences, especially during lumbar

vibration stimulation. However, Luoto et al. (1998) found that with vibration

stimulation of back muscles, lateral deviation of position was greater among patients

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with low back pain, but only when eyes were open, not when they were closed. In our

study, the eyes were closed during measurements

6.5 Inner ear as a model organ for sensorineural damage

Sensorineural hearing loss (SHL) is well known to occur after different acoustic

(vibration and noise induced) traumas, such as middle ear surgery, with an incidence of

up to 5% (Kylen and Arlinger 1976). Postoperative SHL analysed in 2,303 cases of

chronic otitis media showed that 0.5% became totally deaf and 0.7% acquired a high

tone loss (Tos et al. 1984). Using high frequency audiometry of up to 20 kHz, the

incidence of SHL has been recorded in 37.5% of patients (Domenech 1989). The

mechanisms producing sensorineural hearing loss in burr vibration may be similar to

those producing a sensory threshold reduction in the hands of exposed workers

Transcranial vibration represents a complex interaction of transmission and damping

effects of the skull, cranial contents, and surrounding soft tissues. The complex patterns

of vibration transfer across the skull have been investigated with increasing resolution

since Herzog and Krainz (1926), Bekesy (1932) and Barany (1938) who generated early

systematic data on bone conduction (Brandt 1989). Tonndorf (1968) expanded the

treatment of these data to convincingly demonstrate that modes of bone conduction are

frequency dependent. The large amplitude vibration at frequencies less than 200 Hz

results in the skull vibrating as a rigid body, producing a transitory type of motion as

first proposed by Barany (1938). In the transitory mode the cochlear fluids are set in

motion while the ossicular chain is stabilized. The result is differential vibration of

mobile structures and displacement, with activation of cochlear transducers.

As the frequency of stimulation is raised, “flexural-compressive” modes of

stimulation begin to appear (Bekesy 1932, Tonndorf 1968). At higher frequencies the

oscillatory movement is transmitted to the auditory ossicles, and into the cochlea

including ossicles, labyrinths, fluids inside the cochlea, tegmentum and partially the

cochlear nerve. Vibratory energy reaching the cochlea generates segmental

compressions and expansions of the cochlear shell. Compressed cochlear fluids seek

relief by pushing and pulling the oval and round windows. The relatively greater

compliance of the round window facilitates fluid shifts from the scala vestibuli into the

scala tympani, displacing the basilar membrane and cochlear transducers. The mode of

cochlear shearing forces during vibration at higher frequencies might result in greater

vulnerability. The phenomenon is undoubtedly complex and occurs at higher vibration

frequencies and it remains to be documented what role burr vibration exposure may

have in the aetiology of inner ear damage. The mechanics of hand-arm system with

bones and joints represents different system. So far no studies are performed in that the

different tissue compartments of the hand would be modeled in detail. Thus oscillation

of vascular components, connective tissue, and sensory organs may follow the

principles observed in the temporal bone.

Freeman et al. (2000) and Sohmer et al. (2000) presented an interesting theory for

bone conduction in humans and rodents, in that fluid pathways to the inner ear would

cause the major effect of bone conduction (Freeman et al., 2000; Sohmer et al., 2000).

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Thus, the placement of bone vibrator to the fontanel of an infant or eye or brain tissue

produced equal or better hearing than placement of the bone vibrator on the frontal or

mastoid bone. These experiments are difficult to interpret as a fixing method of the

accelerometer to the bone was not demonstrated and the couplings of skull vibration

with the soft tissue vibration were not demonstrated. These works indicate, however,

that the CSF pathways may significantly modify the bone conduction.

It is well accepted that shear movement exists in the organ of Corti, but no document

has mentioned shear within the spiral ganglion cell. Vibration induced shear forces

within the bone matrix stimulate bone cells and mechanically transform them causing

upregulation of genes in the cells (Turner et al. 1994, Nomura and Takano-Yamamoto

2000). The spiral ganglion cells are surrounded by perilymph and bone matrix. The

shear force produced by the transcranial vibration is conducted to the spiral ganglion

cells and is able to cause shear stress. In our study (V), the strong TNF receptor 2,

VEGF and VEGF receptor 2 gene expressions in the spiral ganglion cells support this

hypothesis.

At the vibration exposure level studied here, most of the TS of hearing was temporary

and recovered within the first week. The clinical findings of temporal bone surgery in

human also demonstrate that patients have a significant high tone hearing loss

immediately after surgery. Vasama demonstrated TS in 55% of patients in exostosis

surgery of the external auditory canal. In 10% of the patients the TS was prominent

(Vasama 2003). Our results (IV) support his findings. In ear surgery it is stated that

mostly the TS recovers within one week, if the level of vibration is not overwhelming

and the frequency of vibration is low (Da Cruz et al. 1997, Tos et al. 1989). We

observed permanent TS (at least 10 dB) in 3 out of 30 animals 7 days after the vibration

exposure, and the average TS was only 2.4 dB. Transmission electron microscopy may

verify any mechanical damage of the organ of Corti. This work is ongoing.

Forestry workers with vibration–induced white finger have aggravated hearing loss

(Pyykkö et al. 1981, 1986c, 1988, 2003). These authors showed that forestry workers

with vibration-induced white fingers (VWF) had about a 10 dB greater TS in hearing

than forestry workers without VWF (Pyykkö 1986c). The relationship between hand-

arm vibration and hearing loss was confirmed only on epidemiological basis (Pyykkö et

al. 1986c, 1988, Starck et al. 1988, Iki et al. 1986), and the mechanism behind the

hearing loss is unknown (as is the mechanism leading to vibration damage in the

tissues). Long-term vibration of hands is known to result in disturbances, especially in

the circulation of hands (Koskimies et al. 1992, Griffin and Bovenzi 2002, Griffin et al.

2003). On the other hand, Palmer et al. (2002) showed that there is an association

between finger blanching and hearing loss, even prior exposure to hand-arm vibration,

possibly through sympathetic vasoconstriction in the cochlea.

In addition to patients exposed to vibration in middle ear surgery, inner ear damage

may occur in persons exposed to whole body vibration such as in tractor driving, stone

work, forestry, helicopters, mining (Zou et al. 2001). These occupations may be at risk

for vulnerability of noise.

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70

6.6 Upregulation of the cytokines during vibration exposure

We examined the possibility whether up-regulation of TNF-α and VEGF would be

involved in the hearing loss (V). Although TNF-α, TNF receptor 1 and receptor 2 were

observed in the vibrated cochlea, the expression of TNF receptor 2 was more prominent

in the cochlea. The combination of TNF-α with TNF receptor 2 is capable of activating

Jun N-terminal kinases (JNK) and nuclear factor (NF)-κB (Goeddel 1999). The

activation of JNK and NF-κB has the function of an anti-apoptotic agent (Goeddel

1999, Watanabe et al. 2002, Biswas et al. 2003). On contrary, the activation of TNF

receptor 1 induces apoptosis (Ashkenazi et al. 1998, Goeddel 1999). When both

receptors are expressed, the activation of TNF receptor 2 enhances the effects of

receptor 1 activation. The final fate of the cells should be related to the expression ratio

of both receptors. Shear stress inhibits TNF-α induced apoptosis by activating

phosphatidylinositol 3 (PI3)-kinase and inhibiting Caspase-3 (Pavalko et al. 2002).

Vibration induced VEGF and VEGF R2 expression in the cochlea, but not VEGF R1.

Our results confirm the biological significance of a previous in vitro study, which

indicated that in vascular endothelial cells high shear stress induced an increase in

VEGF R2 expression. This up-regulation reached its maximum and was in a linear

gradient to the stress strength within a range of 2 to 40 dyne/cm2

(Abumiya et al. 2001).

The authors interpreted that an increase in the shear stress in the vasculature by post-

ischemic reperfusion stimulates VEGF R2 expression, resulting in an increase in

vascular permeability and leading to neo-vascularisation. After myocardial infarction

the newly formed myofibroblasts express VEGF and VEGF R2 that seem to play a

significant role in tissue repair/remodelling (Chintalgattu et al. 2003). When the cochlea

is exposed to mechanical vibration, a shear stress is increased in the various cell types

of the cochlea with concomitant increase of expression of VEGF and VEGF R2. Thus,

VEGF may contribute to tissue remodelling and angiogenesis at the site of damage in an

autocrine manner and may be important in preventing further damage to the cochlea.

The mostly enhanced expression was located in the spiral ganglion cells, stereocilia,

supporting cells, the internal sulcus cells and epithelial cells of the lateral wall of the

scala tympani. The spiral ganglion may be repaired under assistance of VEGF because

both VEGF and VEGF R2 were expressed there.

Seki et al. (2001) suggested that the pathophysiology underlying vibration-induced

hearing loss is an increase in porosity of the blood vessels in stria vascularis and

degenerative changes in the intermediate cells of stria vascularis. The exact mechanism

is being investigated. Vibration damage seem to cause upregulation of TNF and

TNFα-receptors in spiral ganglion cells, and may cause necrosis and apoptosis, which

leads to nerve degeneration.

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71

7 CONCLUSION

The pathophysiological effects of vibration were studied.

(I) In the cross-sectional study, the prevalence of VWF was reduced and incidence

was very low. The results in the cohort study indicated that in spite of a low prevalence

of VWF (8%), sensorineural symptoms as numbness increased. Numbness was

exposure-independent. Musculoskeletal disorders in the cohort study were more

prominent on the right upper extremity, which carries the weight of the chain saw.

Vibration contributed to the development of musculoskeletal disorders in the upper

extremity of forestry workers.

(II) Two tools have been constructed from mechanoreceptor- specific threshold shifts

and threshold changes to assess tactile sensory function in the hands of forestry

workers. Four patterns of threshold shift could be identified. The most common pattern

in this group of subjects involved both hands and both median and/or ulnar sensory

nerve pathways. Statistically significant positive threshold changes (i.e., reductions in

sensitivity) were recorded in a majority of the hands over a five-year period. The

threshold shift metric is closely associated with the tactile sensory changes.

(III) 27 out of 106 of forestry workers suffered from TN. TN-patients had poorer

postural stability. In TN patients the activation or control of proprioceptive afferent

endings may be faulty and may lead to inadequate postural reflexes. Vestibulospinal

reflexes converge with proprioceptive input. There may be a mismatch of the impulses

in the central control mechanisms.

(IV) In the animal model of the inner ear high frequency vibration causes more injury

than low frequency vibration. The vibration can be exactly dosed and the responses

evaluated with ABR.

(V) In vibration induced hearing loss it seems that shear stress may be the key factor

for up-regulation of TNF-α, VEGF, TNF R1, TNF R2 and VEGF R2. The function of

TNF-α is two-way, it can induce both cell damage and protection against apoptosis. The

function of VEGF is to repair some of the damages to the cochlear cells.

In the future, an approach should be taken to evaluate the role of biomechanical risk

factors in connection with hand-arm vibration exposure. Neurological examination may

require ENMG, VPT and quantitative sensory testing in the future. The validity of the

specific VPT in forestry worker population must be verified.

The inner ear damage model may provide insight into vibration-induced damages in

the hand-arm vibration syndrome. It may provide a new understanding of mechanisms

leading to vibration-induced hearing loss and vibration-induced cellular damage. In the

future, detailed mechanism of vibration induced SNHL and pathophysiological

mechanisms leading to HAVS should be researched.

More studies are needed for estimating the dose response relationship of vibration and

SNHL in this model. Additional studies on upregulation of cytokines involved in the

apoptotic pathway, in addition to TNF-α, are suggested. Also, the studies with the

electron microscopy, magnetic resonance imaging and atomic force microscopy are

needed to evaluate structural changes in cellular and molecular level in the inner ear.

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9 ORIGINAL PUBLICATIONS

I. Sutinen P, Toppila E, Starck J, Brammer A, Zou J, Pyykkö I. Hand-arm

vibration syndrome with use of anti-vibration chain saws: 19-year follow-up

study of forestry workers. Int Arch Occup Environ Health 2006; 79(8): 665-71.

II. Brammer AJ, Sutinen P, Diva UA, Pyykkö I, Toppila E, Starck J. Application of

metrics constructed from vibrotactile threshold to the assessment of tactile

sensory changes in the hands. Submitted for publication (Journal of the Acoustic

Society)

III. Koskimies K, Sutinen P, Aalto H, Starck J, Toppila E, Hirvonen T, Kaksonen R,

Ishizaki H, Alaranta H, Pyykkö I. Postural stability, neck proprioception and

tension neck. Acta Oto-Laryngol Suppl 1997;529:95-7

IV. Sutinen P, Zou J, Hunter LL, Toppila E, Pyykkö I. Vibration-induced hearing-

loss: mechanical and physiological aspects. Otol Neurotol 2007; 28(2): 171-7.

V. Zou J, Pyykkö I, Sutinen P, Toppila E. Vibration induced hearing loss in guinea

pig cochlea: expression of TNF-alpha and VEGF. Hear Res 2005; 202(1-2):13-

20.

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Appendix I

HAASTATTELUKAAVAKE Suomussalmella (metsuritutkimus)

Päivä

Anamneesi: Nimi: Syntymäaika:

Herediteetti TVD (eli VWF): on/ei

Lapsuus tai loppunut

Kouluikä

Sotaväki

Ensi käynti lääkärillä: Dg: 1.

Minkä vuoksi: 2.

3.

1. TVD (eli VWF) alkanut: oik/vas viim.kohtaus:

kohtauksen kesto (metsässä):

muutos: lieventynyt/ennallaan/vaikeutunut

esiintyminen: työmatkoilla/tauoilla/sahatessa/aamulla/iltapäivällä/muu,mikä

paikallistuminen käteen

Paikallistuminen käteen (Vasen)

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Paikallistuminen käteen (Oikea)

Muutos:lieventynyt/

ennallaan/

vaikeutunut

Sää:kuiva pakkanen/ kostea 0-sää/ myös kesällä/ muu,mikä:

Kohtausten lukumäärä viikossa: <1/ ja muutos: lieventynyt/ennallaan/ vaikeutunut

1-4/

>4

2. Puutuminen tai kipu yläraajoissa:

kyllä/ei

päivällä herää/ yöllä/ muulloin

ei herää/ kerran viikossa/ 2-6 kertaa viikossa/ joka yö/ useammin

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3. Puristusvoiman heikkeneminen

kyllä/ei

oikea/vasen

muutos: lieventynyt/ ennellaan/ vaikeutunut

4.Nivelsärky

kyllä/ei

oikea: sormet, ranteet, kyynärpää ja olkapää/ kokovyläraaja

muutos: lieventynyt/ ennellaan/ vaikeutunut

5. Muuta

RR oik/vas

La Hb Virtsa

Cor Pulm EKG:

6. Moottorisahahaastattelu

oireet:

totaalisahausmäärä (tunneissa)

Muut tärisevät työkalut:

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Appendix II

INTERVIEW (TRANSLATED by the author of the thesis)

Date

Medical history Name Date of birth:

Heredity TVD (or VWF):

Childhood yes/ no/ ended

Schoolyears:

Army

First visit to a doctor: Diagnosis: 1.

The reason: 2.

3.

1.TVD (or VWF) alkanut: right/left Last attack

the duration of the attack:

change: improved/ the same as before/ deteriorated

occurence: during the transfer/ brakes/ chainsawing/ in the morning/ in the afternoon/

other, what:

localization in the hands:

change: improved/ the same as before/ deteriorated

The left hand

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The right hand

Change: improved/

the same as before/

deteriorated

Weather: dry subzero weather/ damp zero weather/ also in summer/ other, what:

The amount of attacks in a week: <1/

1-4/

>4

and change: improved/ the same as before/ deteriorated

2. Numbness or pain in the upper extremities

yes/no

during the daytime/ at night/ otherwise

no awakening/ once a week/ 2-6 times a week/ every night/ more often

change: improved/ the same as before/ deteriorated

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3. Subjective hand muscle weakness

yes/no

right/ left

change: improved/ the same as before/ deteriorated

4. Pain in upper extremities

yes/no

right: fingers/ wrist/ elbow/ shoulder/ the whole upper extremity

left: fingers/ wrist/ elbow/ shoulder/ the whole upper extremity

change: improved/ the same as before/ deteriorated

5. Else

Blood pressure: right/ left extremity:

ESR Hg Urine

Cor Pulm EKG

6 The chain sawing time

(in hours)

totally

Other vibrating tools:

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Appendix III

LÄÄKÄRINTUTKIMUS (Suomussalmi)

Nimi Tutkimusnumero

Anamneesi:

metsurivuodet, aiemmat leikkaukset ja sairaudet, sukusairaudet, liikunta, tupakointi,

alkoholinkäyttö, ammatti, lomautukset

Nykyoireet

Pääasiallinen ongelma (potilaan ilmoittama)

Tuki-liikuntaelimet: hoidot

lääkitykset, myös depressiolääkitys, fysikaaliset/ fysioterapeuttiset hoidot, kuntoutusjaksot

(ASLAK, tykytoiminta), muu, mikä?

Hyöty hoidoista?

STATUS

yleisstatus, vaikutelma, sydän- ja verenkiertoelimet, keuhkot, liikehdintä

Niska ja yläselkä:

inspektio, ryhti, atrofia

palpaatio (kaula- ja rintaranka, lihakset nh seudussa)

kaularangan liikkuvuus, kompressiotesti

Yläraajat:

nivelten aktiivit ja passiiviset liikeradat, AC nivel, humeroskapulaarirytmi, kipukaari

kiertäjäkalvosin testaus

TOS testaus

epikondyliittitestaus (palpaatio, provokaatiotestit)

Tinel, Phalen

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Ihotunnot

Lihasvoimat

Puristusvoima/ asymmetria

Jänneheijasteet

VWF

Alaselkä:

Inspektio, ryhti

Selän liikelaajuudet, Modifioitu Schober, ekstensio, lateraaliflektiot

varvas-kantapääkävely

kyykkyyn-ylös

tasahyppely yhdellä ja kahdella jalalla

jänneheijasteet

Lasegue

lihasvoimat

ihotunnot (kosketus, kipu, vibraatio)

kaudaoire?

vatsalihasvoima (sit-up)

lonkkien rotaatiot ja trokanterbursan palpaatio

lannerangan aristus

SI niveltestit

Femoralisvenytys

ADP ja ATP palpaatio

Waddellin testit

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Appendix IV

MEDICAL EXAMINATION (Suomussalmi)

Name Number

MEDICAL HISTORY:

years as a forestry worker, prior operations and diseases, heredity, sports, smoking, use of

alcohol, occupation, layoffs

Present symptoms

The main problem (by a patient)

Musculoskeletal system: therapies/ treatments

medication, also depression medication, physical/physiotherapy treatments, rehabilitation

(also in institutions), other?

Benefit from therapies/ treatments?

STATUS:

general status, general impression, heart and circulatory system, pulmonary status,

movements

Neck and upper part of trunk

inspection, posture, atrophy of muscles

palpation (cervical and thoracic spine, muscles in the neck-shoulder region)

cervical mobility, spurling

Upper extremities:

active and passive movements of joints, humeroscapular rhytm, painful arch

rotator cuff testing

TOS testing

testing of epicondylitis (palpation, provocation tests)

Tinel, Phalen

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Sensory testing

Muscle strength testing

Grip force/ asymmetry

Reflexes

VWF

Lower back:

Inspection, posture

Mobility, Modified Schober, exension, lateral flexion

on tip-toe and on heels walking

Squatting

Jumping with both or one leg

Reflexes

Lasegue

Muscle testing

Sensory testing (touch, pain, vibration)

cauda equina?

stomach muscle testing (sit-up)

rotation of hip joints, palpation of trochanter bursa

tenderness of lumbar spine

SI joint palpation

Femoralis stretching

ADP ja ATP palpation

Waddell testing

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