Paul V Niemeyer Financial Disclosure Report for 2010

8/3/2019 Paul V Niemeyer Financial Disclosure Report for 2010

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FINANCIAL DISCLOSURE REPOR TFOR CALENDAR YEAR 201 0

Report Required by the Ethicsin Government Act of 1978(5 U.S.C. app. 101-111)

1 . Person Reporting (last name, firs t , middle init ial)N i e me y e r , P a u l V .

4. Ti t le (Art icle ! I I judges indica te act ive or sen ior sta tus;magis t rate judges indicate ful l - or p ar t - tlme)Act ive Ci rcu i t Judge

7 . Ch a mb e rs o r Of f i c e Addre s s910 Uni t e d S t a t e s Courthouse1 0 1 W e s t L om b a rd S t re e tBa l t imore , M a ry la nd 21 20 1

2. Court or OrganizationC o u r t o f A p p e a l s - F o u r th C i r c u i t

5a . Report Type (check appropria te type)] Nominat ion , Date[] Initial [] Annual [] Final5b. [] Amended Report8. On the basis of the informat ion conta ined in this Report and anymod if ica t ions perta in ing there to , i t i s , in my opin ion , in com pliancewith a pp l i c a b le l a ws a nd re gu la t ions .

R e v ie wing Off i c e r D a t e

3. Date of R e p o r t05/04/2011

6. R e por t ing Pe r iod01/01/2010to12/31/2010

I M P O R T A N T N O T E S : The instructions accompanying this form must be followe~L Complete all parts,checking the NONE box for each part where you have no reportable information. Sign on last page.

I . P O S I T I O N S . (Reporting individual only; seepp. 9-13 of filing instructions.)~ NONE (No reportablepositions.)

2.

3.

4.5.

POSITIONPa r tne r ~v i th L . A. Noonb e rgVisiting Inslmctor - F a l l S e m e s t e r

NAME OF O R G A N I Z A T I O N / E N T I T YO w n e r s h i p o~,...~...........~,~ :~ ~:~ for personal use

D u k e U n i v e r s it y L a w S c h o o l , D u r h a m , N o r t h C a r o l i n a

I I . A G R E E M E N T S . m c p o n i n g individual only; seepp. 14-16 of filing instructions.)N O N E (No reportable ag reements.)

D A T E1. S ee P ar t V I I I ( 1 -3 )

PARTIES AND TERMS


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FINANCIAL DISCLOSURE REPORTPage 2 o f 7

Name of Person Report ingNiemeyer , Paul V .

Date of Report05/04/201 I

I I I . N O N - I N V E S T M E N T I N C O M E . ( R e p o r , in g i n d i v i d ~ u l a r i a s , o u s e ~ s e e p p . ~ 7 - 2 4 of filing instructions.)A. Fl iers INon-lnvestm ent Incom e

~] (No reportable non-investment income.)ONEDATE SOURCE AND TYPE

1. Entire yr . L e x i s N e x i s Ma t the w Be n d e r , A l ba n y , N e w Y o r k2. Fall D u k e Un i v e r s it y , D u r ha m, N o r t h C a r o l i n a3. Ent i re yr . I S I B o o k s , W i l m i n g t o n , D e l a w a re4.

INCOME(yours , not spouses)$6,360.36$4,500.00

$12.60

B . S p o u s e s N o n - I n v e s t m e n t I n c o m e - If you were ma rried during any portion of the reporting yea r, complete this section.(Dollar amount not required except for honoraria.)[~] N O N E ( N o reportable non-investment income.)

DATE SOURCE AND TYPE1.2.3.4.

I V . R E I M B U R S E M E N T S --transportation, lodging, food, entertainmenL(Includes those to spouse and dependent children: see pp. 25-27 o filling instructions.)

[~ NONE (No reportable reimbursements.)

2.

3.4.5.

S OU RC E D A T E SD uke U n i ve r s i t y L a w S c ho o l 1 1 -17 - 1 1 /19Univers i ty o f Vi rg in ia Law 4/10School

LOCATION

D u r ha m , N o r t h C a r o l in aCharlot te svi l le , Vi rginia

P U R P O S ET e a c h i n gM o o t C o u r t

ITEMS PAID OR PROVIDED

S o m e f o o d a n d l o d g i n gF o o d a n d l o d g i n g


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Name of Person ReportingNiemeyer , Paul V .

V . G I F T S . a n c l u ~ e s those to spouse and dependent children; seepp. 28-31 of filing instructions.)~ N O N E ( N o r e p o r t a b l e g i f t s . )

SOURCE DESCRIPTION1.2.

3.

4.

Date of Report05/04/2011

VALU~

V I . L I A B I L I T I E S . a n c i u d e s t h o s e o y s p o u s e u n d d e p e n d e n t c h i l d r e n ; s e e p p . 3 2 - 3 3 o f f i l i n g i n s t ru c t i o n s . )N O N E ( N o r e p o r t a b l e l i a b il i ti e s . )

CREDITOR DESCRIPTION1.2.

3.

4.

5.

VALUE CODE


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FINANCIAL DISCLOSURE REPORTPage 4 of" 7

N a m e o f P e r s o n R e p o r t i n gNiemeyer , Paul V.


V I I . I N V E S T M E N T S a n d T R U S T S - income, value, transactions (Includes those of spouse and dependent children; see pp. 34-60 of filing instructions.)N O N E (No reportable income, assets, or transactions.)

D e s c r i p t io n o f A s s e t s I n c o m e d u r i n g( i n c l u d i n g t r u s t a s s e t s ) r e p o r t i n g p e r i o d(t ) ( 2 )

P l a c e " ( X ) " a f t e r e a c h a s s e t Amount T y p e ( e . g . ,e x e m p t f ro m p r i o r d i s c lo s u r e C o d e 1 d i v . , r e n t ,( A - H ) o r i n t . )

!. T . R o w e P r i c e P r im e R e s e r v e A Interest2. R a y R o a d A s s o c . ( T a x s h e lt e r ) B R e n t3. P & M Ia v e s to r s ( T a x s h e l te r ) D R e n t4. Merck Corp. Stock A D i v i d e n d5. T . R o w e P r i c e S p e c tr u m G r o w th B D i v i d e n d6. T im k e n C o . S to c k A D i v i d e n d7. Nor thweste rn Mutua l Po l icy 877 C D i v i d e n d8. Nor thweste rn M utua l Pol icy 939 C D i v i d e n d9. " Mass. Mutua l whole l i f e po l icy B D i v i d e n d

1 0 . T . R o w e P r i c e S u m m i t C a s h R e s . A Inte res t1 1 . ( S a m e a s s e t ) .1 2 . ( S a m e a s s e t )1 3 . ( S a m e a s s e 01 4 . T . R o w e P r i c e C a p i t a l Ap p r e c . C D i v i d e n d1 5 . T . R o w e P r i c e N e w I n c o m e A Interest1 6 . ( S a m e a s s e t )1 7 . T . R o w e P r i c e S p e c t ru m In c o m e C Interest

Gross value at endo f r e p o r t i n g p e r i o d(l) (2)Value Value

C o d e 2 M e t h o d( J - P ) C o d e 3

(Q-W)

J T

J WJ W

J TM TJ TL TK TK TJ T

TTT

M TJ T

TK T

(l )Type (e.g.,buy, sell,

redempt ion)

Transact ions during report ing period(2) (3) (4)

D a t e V a lue Gainm m / dd/ y y C o d e 2 C o d e l

(J-P) ( A-H )

S o l d . 01/07/10 J(par t)

Sold 11/05/10 K(part)

Sold 01/07/10 J(par t)Bu y 11117/I0 MSold 11/22/10 K(par t)Sold 11/23/10 L(par t)

Sold 04/01/10 L(par t)Sold 11/05/10 K(par t)So ld 01/07/10 J(par t)

(5 )Ident i ty ofbuyer/seller(if private

transact ion)

I . Inc om e Ga i n C odes : A = $1,000 or less t3 = $1,001 - $2,500 C =$2,501 - $5,000 D =$5,001 - St 5,000(See C ol u m ns B 1 and D4 ) F =$50,001 -$100,000 G =$ 100, 00 1 - $1, 000 ,0 00 H 1 = $1, 000, 001 - 55 ,000,000 H2 =More than $5,000,0002 . V al u e C odes J = $15 ,000 o r less K = $15,001 - $50,000 L = $50,001 - $100,000 M -$100,001 - $25 0,000( S e e C o l u m n s C I a n d D 3 ) N = $25 0,001 - $500,000 O = $5 00,001 - $1,000,000 P I = $1,000,001 - $5 ,000,000 P 2 -$5,000,001 - $25 ,000,000

P3 = $25,000,001 - $50,000,000 P4 =M ore than $50,000,0003. V al u e Met hod C odes Q =Ap p ra isa l R = C ost (Rea l Es t a t e Onl y ) S =As s e s s me nt T =Ca s h Ma r ke t( Se e Column C2) U ~Book V al u e V = O t h e r W = E s t i m a te d

E =$ 15,001 - $50,000


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N a m e o f P e r s o n R e p o r t in gNiemeyer, Paul V.

Date of Report0.5/04/2011

V l l . I N V E S T M E N T S a n d T R U S T S - income, value, transactions (Includes those of spouse and dependent children; seepp. 34-60 of filing instruction~)N O ! q E ( N o reportable income, assets, or transactions.)

D e sc r i p t i o n o f A sse t s I n c o m e d u r i n g( including t r u s t a s se t s ) r e p o r t i n g p e r i o d(t ) ( 2 )

Place "(X)" after each asset A m o u n t Type (e.g.,exempt from prior disclosure C o d e 1 d i v . , r e n t ,( A - H ) o r i n t . )

1 8 .

1 9 .

20.21 .22 .23 .24 .25 .26 .27 .28 .29 .30.31.

(Same asset)

Vanguard Money Market

Vanguard W el les ley

Vanguard W el lington

Van guard Total Stock Index

Legg Mason Value Trust

Vanguard Growth and Income

Vanguard M id-Cap Index

Vanguard International Explorer

T. Rowe Price Europe an Stock

T. Rowe Price Latin Am erica

T. Rowe Price M edia & Tel.

T. Rowe Pr ice New Hor izonsT. Row e Price Real Estate

A I n t e r e s t

C DividendC DividendB Dividend

A DividendA DividendA Dividend

A DividendA Dividend

A DividendA DividendA Dividend

A Dividend

Gross value at en do f r e p o r t i n g p e r i o d

(1) (2)V a lu e V a lu e

C o d e 2 M e t h o d( J - P ) C o d e 3

( Q - W )

T

L T

M T

L T

L T

K T

K T

J T

K T

K T

K T

K T

(1)T r a n sa c t i o n s d u r i n g r e p o r t i n g p e r i o d(2) (3) (4)

Type (e.g., D a t e Va lu e G a i nbuy, se l l , m m/dd !yy Code 2 Code 1redempt ion) (J-P) ( A - H)

Sold 11/05/10 K(pa r t )Sold 11/03110 L

Sold 11/03/10 L(pa r t )

Sold 11/16/10 M

B uy I 1/03110 L

B uy 11/03/10 K

B u y 11/03/10 KB u y 11/05/10 J

B uy 11/05/10 K

B u y 11/05/10 KB u y 11/22/10 K

B u y 11/05/10 K

( 5 )Identity of

b Uy e r / se l l e r(if private

t r a n s a c t i o n )

I. Income Ga in Code s :( Se e Columns B 1 a nd D 4)

2. Va lue Code s( Se e Columns C 1 a nd D 3 )

3. Va lue Me thod Code s( S e e C o l u m n C 2 )

A=$1,000 or lcssF=$50,001- $100,000J =$15,000 orlcssN=$250,001- $500,000P3 -$25,000,001 - $50,000,000Q = A p p ~ i sa lU =B ook Va lue

B =$1,001 -$2,500G ~$100,001- $1,000,000K = $15,001- $50,000O=$500,001 -$1,000,000R =Cos t ( Re a l Es t z t e Only)V = O t h e r

C = $2,501- $5 ,000HI -$1,000,001- $5,0b0,000L =$5 0,001 -$100,000PI =$1,000,001 - $5,000,000P4 =M ore than $50,000,000S =As s e s s me ntW=Est imatcd

D =$ 5,001- $15,000H2 =Morethan $5,000,000M=$100,001- $250,000P2 = $5,000,001 * $25,000,000T = C a s h M a r k c t

E =$15,001- $50,000


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~ 4 a m e o f P e r s o n R e p o r t in gNiem eyer , Paul V.


VIII. ADDITIONAL INFORM ATION OR EX PLANATIONS. (lndicatepart of report.)1. Part II. 1 98 4 , n o w w i th L e x i s N e x is Ma t t he w Be n d e r , A l ba n y , N e w Y o r k - - R o y a l ty a g r e e m e n t w i t h c o - a u tho r L i n d a M. S c ha e t t o n s a l e o f bo o k .

2. Part II. 2 0 06 , I SI Bo o k s , W i l mi n g t o n , D e l a w a r e - - Ro y a l t y a g r e e m e n t o n s a l e o f bo o k .

3 . P a r t I II . D u k e Un i v e r s i t y, D u r ha m, N o r t h C a r o l i n a - - P a i d t o t e a c h a p p e l l a t e a d v o c a c y c o u r s e .

4 . P a r t V I I , b l o s . 2 a n d 3 - - T he s e t a x s he l t e r s a r e be l i e v e d t o ha v e e c o n o m i c v a l u e , bu t I ha v e a n e g a t i v e c a p i t a l p o s i ti o n i n t he m , a n d t he i r v a l u e c a n n o t be k n o wunt i l the proper t ies a re sold.


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FINANCIAL DISCLOSURE REPORTPage 7 of 7

N a m e o f P e r so n Re p o r t i n gN i e m e y e r , P a u l V .

D a t e o f R e p o r t05/04/2011

IX . CERTIFICATION.I c e r t if y t h a t a ll i n f o r m a t i o n g i v e n a b o v e ( i n c l u d i n g i n f o r m a t i o n p e r t a i n i n g t o m y s p o u s e a n d m i n o r o r d e p e n d e n t c h i ld r e n , i f a n y ) i sa c c u r a t e , t r u e , a n d c o m p l e t e t o t h e b e s t o f m y k n o w l e d g e a n d b e l ie f , a n d t h a t a n y i n f o r m a t i o n n o t r e p o r t e d w a s w i t h h e ld b e c a u s e i t m e t a p p l i c a b le s t a t u to r yp r o v i s io n s p e r m i t t in g n o n - d i s c l o s ur e .I f u r th e r c e r t if y t h a t e a r n e d i n c o m e f r o m o u t s i d e e m p l o y m e n t a n d h o n o r a r i a a n d t h e a c c e p t a n c e o f g i f ts w h i c h h a v e b e e n r e p o r t e d a r e i nco m p l i a n ce w i t h t h e p ro v i s i o n s o f 5 U . S . C. a p p . $ 0 1 e t . s e q ., 5 U . S .C. 7 3 5 3 , a n d Ju d i c i a l Co n fe re n ce r e g u l a t i o n s .

Signatn re ." S/Paul V. Niem eyer

N O T E : A N Y I N D I V ID U A L W H O K N O W I N G L Y A N D W I L F UL L Y F A L S IF I E S O R F A I L S T O F I L E T H I S R E P O R T M A ~ ( B E S U B JE C T T O C I V ILA N D C RI M I N A L S A N C T I O N S ( 5 U.S .C . a p p . 10 4 )

C o m m i tt e e o n F i n a n c i a l D i s c lo s u r eAd m in i s t r a t iv e O f f i c e o f th e U n i t e d S ta t e s C o u r t sSuite 2-301O n e C o lu mb u s C i rc l e , N. E.W a s h i n g t o n , D . C . 20 5 4 4

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Paul V Niemeyer Financial Disclosure Report for 2010