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1 Common Errors – Auditing the PhysMed Record Common Errors and Fraud Risk in Physical Medicine (Chiro/PT) Coding Auditing the PhysMed Record Lecturer: Michael D. Miscoe JD, CPC, CASCC, CUC, CCPC, CPCO, CPMA Common Errors – Auditing the PhysMed Record DISCLAIMER This presentation is for general education purposes only. The information contained in these materials, lecture, ideas and concepts presented is not intended to be, and is not, legal advice or even particular business advice relevant to your personal circumstances. The laws, regulations and contractual terms regarding billing of any service to a third party payer as presented in this seminar are as published by the authoring federal or state government or in relevant carrier policies/contracts. Such laws, regulations, contracts and policies are open to interpretation. It is your responsibility to identify and evaluate any relevant law, regulation, contract or policy as well as to seek private counsel with your attorney to determine how these laws, regulations, policies and contractual terms and any concept discussed here apply to your specific case before applying the concepts addressed in this seminar. Attendance at this presentation should not be construed as creating an attorney – client relationship with the speaker nor should the information presented be construed as legal advice. Remaining for this presentation indicates your acknowledgement and agreement with the above. NOTICES Current Procedural Terminology (CPT®) is copyright © 2016 American Medical Association. All Rights Reserved. CPT® is a registered trademark of the American Medical Association (AMA).

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CommonErrors– AuditingthePhysMed Record

CommonErrorsandFraudRiskinPhysicalMedicine(Chiro/PT)Coding

AuditingthePhysMed Record

Lecturer:MichaelD.MiscoeJD,CPC,CASCC,CUC,CCPC,CPCO,CPMA

CommonErrors– AuditingthePhysMed Record

DISCLAIMERThispresentationisforgeneraleducationpurposesonly.Theinformationcontainedinthesematerials,lecture,ideasandconceptspresentedisnotintendedtobe,andisnot,legaladviceorevenparticularbusinessadvicerelevanttoyourpersonalcircumstances.Thelaws,regulationsandcontractualtermsregardingbillingofanyservicetoathirdpartypayeraspresentedinthisseminarareaspublishedbytheauthoringfederalorstategovernmentorinrelevantcarrierpolicies/contracts.Suchlaws,regulations,contractsandpoliciesareopentointerpretation.Itisyourresponsibilitytoidentifyandevaluateanyrelevantlaw,regulation,contractorpolicyaswellastoseekprivatecounselwithyourattorneytodeterminehowtheselaws,regulations,policiesandcontractualtermsandanyconceptdiscussedhereapplytoyourspecificcasebeforeapplyingtheconceptsaddressedinthisseminar.

Attendanceatthispresentationshouldnotbeconstruedascreatinganattorney– clientrelationshipwiththespeakernorshouldtheinformationpresentedbeconstruedaslegaladvice.Remainingforthispresentationindicatesyouracknowledgementandagreementwiththeabove.

NOTICESCurrentProceduralTerminology(CPT®)iscopyright©2016AmericanMedicalAssociation.AllRightsReserved.CPT®isaregisteredtrademarkoftheAmericanMedicalAssociation(AMA).

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CommonErrors– AuditingthePhysMed Record

• Howtoproperlydeterminetheappropriatecodeforanyphysicalmedicinetherapyservice.

• Commonerrorsinthereportingofphysicalmedicinetherapyservices.

• RecenttrendsinpostpaymentandfalseclaimsanalysistargetingchiropracticandPTproviders.

Whatyouwilllearn

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CommonErrors– AuditingthePhysMed Record

• Analysis– Identifywhatthetherapyis

• Identifyingcreativenamingissues

– Identifytheamountofcontactprovidedandnecessary

– Identifythedurationoftheservice

TherapeuticServiceIdentification

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CommonErrors– AuditingthePhysMed Record

• ModalityDefinition:“Anyphysicalagent appliedtoproducetherapeuticchangestobiologictissue;includesbutnotlimitedtothermal,acoustic,light,mechanical,orelectricenergy.”– WherePhysicalAgentCausesChange– ThePhysical

Agent AppliedDefinestheCode.– IdentifytheLevelofContactREQUIRED

• Supervised(97010‐97028)– Notunitable• ConstantAttendance(97032‐97036)– Unitable basedontime

– Unlisted(97039)Contact/TimeRelevant?

Modalitiesvs.Procedures

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CommonErrors– AuditingthePhysMed Record

• FundamentalsofModalityCoding– Supervision:“Theapplicationofamodalitythatdoesnotrequire direct(one‐on‐one)patientcontactbytheprovider.”i.e.– stayinthebuilding.Appliestocodes97010‐97028.

– ConstantAttendance:“Theapplicationofamodalitythatrequires direct(one‐on‐one)patientcontactbytheprovider.”Note:AMAhasclarifiedthatyoucanprovideconstantattendancetomorethanonepatientincertaincircumstances.Forconstantattendancemodalities,theremustbeaneed tostaywiththepatientinordertodeliverthetherapyservice.Appliestocodes97032– 97036.

Modalitiesvs.Procedures

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CommonErrors– AuditingthePhysMed Record

• FundamentalsofProcedureCoding• ProcedureDefinition:“Amannerofeffectingchangethroughtheapplicationofclinicalskills and/orservicesthatattempttoimprovefunction.Physicianortherapistrequiredtohavedirect(one‐on‐one)patientcontact.”Appliestocodes97110‐97546.

• Clinicalskillisnecessarytoachievethespecifictherapeuticchangeandmustbeappliedduringtheentiretyoftheservice;hence,thedirectone‐on‐onecontactrequirement.

• ThePrimaryTherapeuticOutcomeIntendedDefinestheCode• Howdowedeterminetheintendedtherapeuticoutcome?

Modalitiesvs.Procedures

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CommonErrors– AuditingthePhysMed Record

Istheserviceamodalityorprocedure?• Lookatwhatiscausingthetherapeuticchange.

– APhysicalagent?• Light,Sound,Thermal,Electrical,MechanicalForce,etc.

– TheClinicalSkillofthePhysicianorTherapist?• Evidencethatclinicaldirectionisnecessarytoachievea

particulartherapeuticresult.

• Whatlevelofcontactprovided?

Modalitiesvs.Procedures

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CommonErrors– AuditingthePhysMed Record

• Ifamodality,whatisthephysicalagentandwhatlevelofcontactisrequired?– MatchthephysicalagentandlevelcontactwithintheappropriatemodalitysectionofCPT®.Ifthereisnomatch,report97039.

• Ifaprocedure,whatistheprimarytherapeuticoutcomeandwhatlevelofcontactwasprovided?– If1‐on‐1,matchtheprimaryoutcomewithacodewithintherangeof97110‐97546.Ifthereisnomatch,code97139.

– Ifnot1‐on‐1butskilledandconstantattendancewasprovided,bill97150.

– Whatifonlysupervisionisprovided?

Modalitiesvs.Procedures

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CommonErrors– AuditingthePhysMed Record

• Definitionof“Contact”– “FromaCPT® codingperspective,… Therapeuticprocedure,oneormoreareas,each15minutes;… requiresthetherapisttomaintaindirectpatientcontact(ie,visual,verbaland/ormanualcontact)duringprovisionoftheservice.”AMA,CPT® Assistant,p.11(December,1999)• Contactmustbesufficientlyskilledtoassurethattheprocedurewillcausetheintendedspecifictherapeuticchange.e.g.havinganunskilledtherapistsimplywatchapatientdoanexerciseisinsufficient.

• ConnectionbetweenCPT“contact”requirementsandCMS(andotherpayer)requirementsfor“skilled”intervention.

UnderstandingContact

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CommonErrors– AuditingthePhysMed Record

• ElectricalStimulation– TMR

• TherapeuticMagneticResonanceTreatment

– PENS• PercutaneousElectricNerveStimulation

TherapyCodingExercise

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CommonErrors– AuditingthePhysMed Record

• LightTherapy– ClassI‐II(LED)

– ClassIII(ColdLaser)

– ClassIV(HotLaser)

TherapyCodingExercise

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CommonErrors– AuditingthePhysMed Record

• HandsFreeUltrasound– PulsedUltrasound

• Phonopheresis– Ultrasound+Medication(Hydrocortisone,Dexamethasone,SalicylatesorLidocaine).

TherapyCodingExercise

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CommonErrors– AuditingthePhysMed Record

• Kinesiotaping– CPTAssistant

• 3/2012

TherapyCodingExercise

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CommonErrors– AuditingthePhysMed Record

• DecompressionTractionTherapyCodingExercise

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CommonErrors– AuditingthePhysMed Record

• PneumaticTraction(PosturePump)

• VibratoryMassage/MassageChairs

TherapyCodingExercise

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CommonErrors– AuditingthePhysMed Record

• NeuromuscularMassage• RehabilitativeExercise

– BalanceBoards– ExerciseMachines(Isotonic/Isometric/Isokinetic)– SwissBalls

TherapyCodingExercise

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CommonErrors– AuditingthePhysMed Record

• 97110‐ Therapeuticprocedure,1ormoreareas,each15minutes;therapeuticexercisestodevelopstrengthandendurance,rangeofmotionandflexibility– CPT® Assistant(Summer1995,Vol7):Therapeuticexerciseincorporatesoneparameter(strength,endurance,rangeofmotionorflexibility)tooneormoreareasofthebody.Examplesinclude,treadmill(forendurance),isokineticexercise(forrangeofmotion),lumbarstabilizationexercises(forflexibility),andgymnasticball(forstretchingorstrengthening).

• 97530‐ Therapeuticactivities,direct(one‐on‐one)patientcontact(useofdynamicactivitiestoimprovefunctionalperformance),each15minutes– CPT® Assistant(Summer,1995,p.9)Dynamicactivitiesincludetheuseofmultipleparameters,suchasbalance,strength,andrangeofmotion,forafunctionalactivity.Examplesincludeliftingstations,closedkineticchainactivity,handassemblyactivity,transfers(chairtobed,lyingtositting,etc),andthrowing,catching,orswinging:Functionalactivitiesspecificallyrelatedtowork(hardening/conditioning)shouldbecodedusing97545

97110/97530

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CommonErrors– AuditingthePhysMed Record

• CPTKnowledgeBase(2013):Code97530isatherapeuticprocedurethatrequiresdirectone‐on‐onepatientcontactbyaphysicianortherapist.Dynamicactivitiesincludetheuseofmultipleparameters,suchasbalance,strength,andrangeofmotion,forafunctionalactivity.Examples ofwhentousethiscodewouldbewhenthefollowingactivities/functionsaretakingplace:liftingstations,closedkineticchainactivity,handassemblyactivity,transfers(chairtobed,lyingtositting,etc),andthrowing,catching,orswinging.Additionalexamplesincludedexteritytasks,writing,functionalmobilityorpurposefulactivitiessuchasplacingobjectsoutofreach,manipulationtasksusingsmalltools,crossingmidline,orweight‐shiftingtaskswiththeupperbodytoimprovesafetywithunsupportedsittingorstanding.Code97530differsfrom97110inthat97110,Therapeuticprocedure,oneormoreareas,each15minutes;therapeuticexercisestodevelopstrengthandendurance,rangeofmotionandflexibility,describesservicesaimedatimprovingaparameter,suchasstrength,rangeofmotion,etc.Therapeuticactivities,asincode97530,pullalltheseparameterstogethertofocusonachievingafunctionalactivity.Thefocusincode97530isonactivityvsexercise.

97110/97530

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CommonErrors– AuditingthePhysMed Record

• 97112:Therapeuticprocedure,1ormoreareas,each15minutes;neuromuscularreeducationofmovement,balance,coordination,kinestheticsense,posture,and/orproprioceptionforsittingand/orstandingactivities.

– CPT® Assistant(Summer1995,Vol7):Examplesinclude,ProprioceptiveNeuromuscularFacilitation(PNF),Feldenkreis,Bobath,BAP'SBoards,anddesensitizationtechniques).

97112

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CommonErrors– AuditingthePhysMed Record

• AetnaPolicy(asanexample):NeuromuscularRe‐education‐ Thistherapeuticprocedureisprovidedtoimprovebalance,coordination,kinestheticsense,posture,andproprioceptiontoapersonwhohashadmuscleparalysisandisundergoingrecoveryorregeneration.Goalistodevelopconsciouscontrolofindividualmusclesandawarenessofpositionofextremities.Theproceduremaybeconsideredmedicallynecessaryforimpairmentswhichaffectthebody'sneuromuscularsystem(e.g.,poorstaticordynamicsitting/standingbalance,lossofgrossandfinemotorcoordination,hypo/hypertonicity)thatmayresultfromdiseaseorinjurysuchasseveretraumatonervoussystem,cerebralvascularaccidentandsystemicneurologicaldisease.[EmphasisAdded]

97112

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CommonErrors– AuditingthePhysMed Record

• CPT®97150‐ Therapeuticprocedure(s),group(2ormoreindividuals)– CPT®Assistant(Summer1995)GrouptherapeuticproceduresincludeCPT® codes97110‐97139.Ifanyoftheseproceduresareperformedwithtwoormoreindividuals,thenonly97150isreported.Donotcodethespecifictypeoftherapyinadditiontothegrouptherapycode.

– Mixedcontact?

NotOne‐on‐One?

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CommonErrors– AuditingthePhysMed Record

GroupandOne‐on‐One‐ CCI

• UnderCCI,alldirectone‐on‐onecontactproceduresareconsideredexcludedbythegroupcode(97150)butcanbereportedseparatelywhenaone‐on‐onecontactprocedureisperformedseparateintimefromtheexercisesperformedinagroup.

• Whereappropriatetobillbothaone‐on‐oneprocedure(e.g.97110)andagroupcode(97150)theone‐on‐oneproceduregetsthemodifier59.

CommonErrors– AuditingthePhysMed Record

• CPTEDITORIALPANELAPPROACH– 1ST UNIT– 50%(SeeCPT®Instructions)– MORETHANONEUNIT– Lessthan8minutes‐MODIFIER52?– ConcurrentPerformanceofTimeBasedTherapies

• CMSAPPROACH– Part1– Individualtimeanalysisunderthe8minuterule.– Part2– Totaltimeanalysis(wheremorethanonetimebasedserviceisperformed).

ReportingTimeBasedServices

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CommonErrors– AuditingthePhysMed Record

Whattimecounts?

• CPT:Allnecessarypre,intraandpostserviceworkassociatedwiththeservice.

• CMS:Onlytheactualtimeinvolvedinperformanceoftheservice(intraservicetime).Pre,andpostserviceworkdoesnotcount.

CommonErrors– AuditingthePhysMed Record

UnderstandingTimeRules• CPTEditorialPanelGuidance

– SingleServiceAnalysis– 1st UnitBillableif50%ofServicePerformed

• Iflessthanwhole15minutes,but7.5minutesormore,reportsingleunit.

• Whattodowhenserviceisperformedforlessthan8minutes?

• Whentoreportthe2nd Unit?

– FollowCarrierPolicy!

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CommonErrors– AuditingthePhysMed Record

UnderstandingTimeRules• CMS

– TwoPartAnalysis• EachService:8MinuteRule

– 8‐22=1Unit– 23‐37=2Units– 38‐52=3Units– 53‐67=4Units

• WhereMultipleTimeBasedServicesarePerformed,EvaluateTotalTimevs.TotalUnits

CommonErrors– AuditingthePhysMed Record

UnderstandingTimeRules• CMS– SpecialRules

– Lessthan8Minutes• Can’tBillbutSavetheTime…

– BundlingServicesofSameTime• LowerValueBundlestoHigherValue

– BundlingServicesofDifferentTime• LowerTimeBundlestoHigherTime

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CommonErrors– AuditingthePhysMed Record

PracticalExercise‐ AMA

• 97012– 15minutes• 97032– 5minutes• 97140– 10minutes• 97110– 12minutes

• 97012x1unit• Notreported• 97140x1unit• 97110x1unit

CommonErrors– AuditingthePhysMed Record

PracticalExercise– CMS– Step1

• 97012– 15minutes• 97032– 5minutes• 97140– 10minutes• 97110– 12minutes

• 97012x1unit• Notreported(savetime)• 97140x1unit• 97110x1unit

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CommonErrors– AuditingthePhysMed Record

PracticalExercise– CMS– Step2• 97012– 15minutes• 97032– 5minutes• 97140– 10minutes• 97110– 12minutes

• TotalTime=?a. 22Minb. 27Minc. 42Min

• TotalUnits=?a. 2Unitsb. 3Unitsc. 4Units

CommonErrors– AuditingthePhysMed Record

PracticalExercise– CMS– Result

• 97012– 1Unit• 97140– 1Unit• 97110– 1Unit

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CommonErrors– AuditingthePhysMed Record

PracticalExercise– CMS– Step1

• 97012– 15minutes• 97140– 10minutes• 97110– 12minutes

• 97012x1unit• 97140x1unit• 97110x1unit

CommonErrors– AuditingthePhysMed Record

PracticalExercise– CMS– Step2

• 97012– 15minutes• 97140– 10minutes• 97110– 12minutes

• TotalTime=?– 22Min

• TotalUnits=?– 2Units

IsitEnough?– No!

NowWhat?

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CommonErrors– AuditingthePhysMed Record

PracticalExercise– CMS– Result

• 97012– 1Unit• 97110– 1Unit

– Sincetherewasnotenoughtotaltime(intime‐basedservices)tojustify2totaltime‐basedunits,thelowertimeservicebundlesintothehighertimeservice.As97110wastheservicewithhighertime,97140bundlesinto97110.

CommonErrors– AuditingthePhysMed Record

PostPaymentIssues

• Miscodingoftherapyservices:– TMR:

• 76498(Unlistedmagneticresonanceprocedure(eg,diagnostic,interventional)

– PENS:• 64555‐ Percutaneousimplantationofneurostimulatorelectrodearray;neuromuscular

• 64999– Unlistedprocedure,nervoussystem

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CommonErrors– AuditingthePhysMed Record

PostPaymentIssues• CorrectCodingofTMR/PENS:

– TMR:• 97032‐ Applicationofamodalityto1ormoreareas;electricalstimulation(manual),each15minutes

– PENS:• 97014‐ Applicationofamodalityto1ormoreareas;electricalstimulation(unattended);or

• G0283‐ Electricalstimulation(unattended),tooneormoreareasforindication(s)otherthanwoundcare,aspartofatherapyplanofcare

CommonErrors– AuditingthePhysMed Record

PostPaymentIssues• Reportingone‐on‐oneserviceswhenonlyconstantattendanceorsupervisionprovided– IfConstantAttendance– Entireencounter=1unit97150– IfSupervision– Nocode.

• Why?• AuditConsiderations

– Documentationoftherapyservicedetails– Documentationoftime.– Documentationofcontact– Identityofpersonprovidingcontact

• Unfortunately,mostcommercialcarriermedicalpoliciesrequirenoneoftheabove.

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CommonErrors– AuditingthePhysMed Record

PostPaymentIssues• ContactRequiredforWorkHardening

– CPT– DirectOne‐on‐One– CPTAssistant– reprintedAPTAguidancesuggestingthatonlysupervisionisrequired.

• Whereonlysupervisionisprovided,howdoyoujustifythattheservicewasa“skilled”service?

CommonErrors– AuditingthePhysMed Record

PostPaymentIssues• ReportingServiceperformedforlessthan8minutes

– CriminalfelonyfraudconvictioninOhioforreportingmanualtherapy(97140)withmodifier52

– Serviceperformedfor40‐60secondsinmostcases.– $13Kofrelevantbilling.– Ambiguouspolicy

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CommonErrors– AuditingthePhysMed Record

PostPaymentIssues• MedicalNecessityRedFlags

– Morethan4totalunitsofservice– Morethan1hourofservice– Morethan4differentcodesperencounterassociatedwiththesamediagnosis/injury.

• ProcedureMis‐Coding– 4unitsof97112?– 4unitsof97140?

CommonErrors– AuditingthePhysMed Record

Questions?

CEUCode: