Prediction and Measurement of Settlement of Piled Raft Foundation Over Thick Soft Ground

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    Prediction and Measurement of

    Settlement of a Piled Raft Foundation

    over Thick Soft Ground

    Zehai ChengSchool of civil engineering and architecture, Zhejiang University of Science and

    Technology, Chinae-mail: [email protected]

    ABSTRACTThe piled raft has proved to be an economical foundation type compared to conventional pile

    foundations. The application of piled rafts on soft clay has increased recently. The settlementof a boiler foundation has been observed over a period of more than 5 years. The maximum

    settlement was 50mm and the differential settlement was 7.8mm. The final settlement was

    derived based on the field data. The parameter of compressive modulus of the subsoilunderneath piles was discussed. A simplified pile-soil-raft interaction method has been

    presented in this paper. That is, the pile is modelled as an elastic spring with the stiffness of

    the corresponding pile. The raft is analyzed by the Finite Element Method (FEM) with the 16-

    node degenerated element. The element is particularly suitable to model the raft with irregular

    thickness and shape. The settlement of the boiler foundation has been predicted successfullyby the simplified method. The predicted results are in good agreement with the measured.

    KEYWORDS: piled raft foundation, settlement, pile-soil-raft interaction, predictionand measurement

    INTRODUCTION

    The thick soft soil layer in Chinese coastal area varies from tens of meters to hundreds of

    meters in depth. Piled raft or piled box foundations always have been applied to high-rising

    buildings over it, always the piles cant penetrate through the soft soil layer, and there is a

    compressible saturated layer under the piles. In order to assure the buildings safety and have goodeconomy effect, controlling total and differential settlements is significantly important in the

    design of pile foundations. Many achievements have been obtained by researchers. Poulos1 put

    forward the elastic theory method of interaction of piles and subsoil based on the Mindlins

    solution. Small et al.2 estimated the rate of consolidation of piled rafts and calculated the

    magnitude of differential deflections and the associated moments that develop in the raft with

    time by making use of infinite elements. Chaudhary 3 investigated the application of a group of

    1072 piles for controlling settlement of an important and sensitive structure founded on weak

    rock. 2D axi-symmetrical and 3D finite element models are employed to model the 9.0 m thick

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    and 76 m diameter circular raft, underlying soil/rock and a mix of annular and orthogonal pile

    layout. Comodromos et al.4 proposed a design strategy for an optimized design of pile raft

    foundations subjected to non-uniform vertical loading based on both experimental data and

    nonlinear 3-D analysis. Lee et al.5 described a three-dimensional behavior of a piled raft on soft

    clay based on a numerical study using a 3D finite element method. The proportion of load sharingof the raft and piles at the ultimate state and the relationship between the settlement and overall

    factor of safety was evaluated. Zhao6 presented a design theory of piled raft (box) foundation in

    the Shanghai high-rise buildings. Dong7 suggested a new method of calculating the settlement of

    piled box (raft) foundations. A formula of calculating the mean and differential settlement was

    derived by Yang8, which has taken the interaction among the piles, soil and raft into

    consideration. Huang9 applied plastically bearing pile in multistoried buildings. Cao10 used the

    semi-analytical method to analyze the pile soil interaction. Liu11 studied the deformation

    properties of pile groups. Kim 12 optimized the pile foundation design to reduce the settlement by

    changing the arrangement of piles. Chen 13 analyzed the settlement of a piled raft foundation with

    different pile length by integral equation.

    In this paper a simplified method of analysis capable of taking into account pile-soil-raftinteraction has been presented to predict the foundation settlement. The piles are simplified as

    elastic springs, the stiffness of which are determined by the load and settlement curve of piles

    under raft. A new kind of element, 16-node degenerated isoperimetric element, is employed to

    study the behavior of raft, which can give out the raft deformation. The element is particularly

    suitable to model the raft with irregular thickness and shape. Compared with other methods, the

    presented method is rather easy and simple to estimate the pile stiffness and to model layered

    soils.

    The parameter of compressive modulus in deep-level soft substratum may make a great

    difference on the analyzing of the foundation settlement. Due to the disturbing and stress

    releasing of the soil sample, the modulus of compression tested in the high pressure consolidation

    test dont coincide with the field situation and is of big discreteness. An empirical relationshipbetween the modulus of compression and the specific penetration resistance, the number of

    standard penetration in Shanghai has been presented. The modulus of compression for

    cohesionless soil should be given by the in-situ static sounding penetrated or SPT.

    The piled raft foundation has been applied to the Waigaoqiao power plant 5# boiler. The

    foundation settlement has been observed for more than 5 years, and the measured data indicates

    that the simplified method of piled raft foundation may forecast the settlement successfully.

    PROJECT PROFILE

    The installed capacity of the second phase of Waigaoqiao power plant reached

    2900MW~1000MW, it was planned to build two boiler plants, each one weighs 500 000 kN.

    The load is transferred to the board and piles through 4 pillars. The maximum vertical load on one

    pillar may reach 128 000 kN, and the horizontal load is 18 000 kN. The laterally and

    longitudinally distance between pillars may be 31.5m and 30.5m. The differential settlement of

    the foundation is strict limited due to the heavy load, which means the overall inclination is less

    than 1/500, and the maximum total settlement is less than 1.5cm. The size of the foundation is

    shown in Figure 1. The area belongs to estuarine sediment. The soft soil layer varies from 150m

    to 400m in depth, which mainly consist of muddy soil, silty clay and fine sand layer. Therefore

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    the foundation design faced serious challenge because of heavy load, high standard, complicated

    environment, low bearing capacity and high compression of soft soil layer.

    Figure 1: Plan for boiler foundation board

    The plane of the boiler foundation plate is a rectangle, 61 m47 m4.7 m, and 1.5m deep

    buried in the ground. The strengthen grade of the concrete is C30. Steel pipe piles are chosen

    according to the result of pile testing, which is 69m long, the pile bottom reached 2 layer. The

    vertical limit bearing capacity of single pile is 9000kN, while the horizontal ultimate bearing

    capacity is 300kN. The simplified analysis method of pile-soil-raft interaction is applied to design

    the foundation in the engineering. The total number of piles is 306.

    PREDICTION AND MEASUREMENT OF SETTLEMENT

    Analysis of the stiffness of single pile in pile groupsThe settlement at the pile head is made up with two parts: the compression of the pile and the

    settlement at the pile tip. The static load settlement curve of a single pile is shown in Figure 2,

    which suggested that the settlement of the single pile has the characteristics as following14:

    When the load on the top of the pile P< (0.5~0.6)Qu. (Qu. is the ultimate load), the settlement

    increases linearly with the increase of load, and the stiffness remains approximately a constant

    value.

    Compared to the settlement at the top of the pile, the settlement at the tip of the pile beforereaching the ultimate load is relatively small, as shown in Figure 3, When P= 0.5Qu, the

    settlement at the pile tip is 0.5mm, the settlement at the pile head is 12mm, the settlement at the

    pile tip only occupies 4% of the total settlement. Thus, the settlement of an independent loaded

    single pile at the pile head mainly consists of compression of the pile.

    1#

    Pile4

    #

    3#

    27500

    7500

    412509750 9250

    30500

    31500

    7750

    39500

    10500

    2#

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    Figure 2: P-S curve for the steel pipe pile Figure 3: Settlement ratio for the steel pipe pile

    However, completely different from the independent single pile which is loaded alone, due to

    the superimposed stresses, the settlement at the pile tip in pile groups is far larger than that in the

    independent single pile. The settlement of pile groups is made up with the compression of the pile

    and the settlement at the bottom of the pile. The stiffness of pile kin pile groups can be defined as

    the following equation.

    k

    k

    kS

    PK = (1)

    wherek

    P is the load on the top of pile k,k

    S is the settlement at the top of pile k. The settlement of

    the single pile in pile groups may be indicated as kkk SS += , where k denotes the compressionof pile kand

    kS is the settlement of substratum at the position of pile k.

    k may be got by the P-S

    curve whilek

    P is available. Butk

    S cannot be got only byk

    P , because it is caused by the piles in

    the group.

    After the review and analysis of a large quantity of literature, the result indicates that the

    force on the pile head is around average forcen

    PP = , so the assumption may be given as:

    Pn

    PP

    k==

    (2)

    wherePdenotes total load on the foundation plate and n is the number of total piles.

    Substituting equation (2) into equation (1), we can obtain the following equation:

    )()( nPPS

    nPK

    kk

    k+

    = (3)

    0

    20

    40

    60

    80

    100

    0 0.2 0.4 0.6 0.8 1 1.2

    (P/Qu)

    (%)

    Settlementratio(

    Load ratio

    Pile compression/pile tip settlement

    Pile tip settlement/pile top settlement

    0

    20

    40

    60

    80

    100

    120

    140

    0 5000 10000 15000

    P(kN)

    (mm)

    4000 8000 12000

    P (kN)

    Settlement(mm)

    Pile top settlement

    Pile tip settlement

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    wherek

    K is stiffness of single pile kin the group. According to the mentioned equation, the load

    settlement curve of each pile in group may be obtained. Figure 4 shows the comparison of the

    settlement of single pile at the pile head and at the pile tip respectively between in independent

    single pile and in pile groups. It is obvious that the stiffness of a single pile in pile groups is much

    smaller than that in independent loaded single pile. The P-S curves are different owing to

    different pile location.

    Figure 4: P~S curves in independent single pile and in pile groups

    Analysis of the Settlement of Substratum

    Layerwise summation method is widely used due to the complicated stress distribution in the

    underlying stratum. Shanghai code of design building structure (DBJ08-11-59)15 set that for close

    order-march piles, foundation cushion cap, pile groups and subsoil may be regarded as a deep

    foundation and take no account of stress distribution around the pile, from the pile tip to the planethat subsidiary stress equals 0.2 times weight stress when calculate the final settlement.

    Boussinesqs solution is used to figure out the subsidiary stress. Under the weight and additional

    pressure, the modulus of compression of the soil in substratum is applied. The final settlement of

    the pile foundation in any position may be obtained by the following equation:

    SSs

    = (4)

    where Sdenotes the pile foundation final settlement, S is the settlement of the pile foundation

    figured out by layerwise summation method,s

    is the empirical coefficient of calculating the

    settlement.s

    may be given through the observed data and experience from similar projects or

    check table 1 if there's no data. The depth of the pile injecting into bearing stratum in this project

    is 69m.s

    can be obtained through two points inner interpolation.

    Table 1: Empirical coefficient for settlement calculation

    Injecting depth of pile (m)

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    Discussion of the Parameter of Compression

    The modulus of compression tends to be different from the practical conditions and of big

    discreteness. There are two reasons to explain why, the first is the disturbing of the soil sample

    and the second is the change of the stress state. The disturbance degree is concerned to the

    properties of the sample. Clay tends to remain stationary with little disturbing due to cohesion.

    Sandy soil has little or even no cohesion, which has made it difficult to make undisturbed soil

    samples. Besides, after the samples are taken out, the stress is released completely, though the

    consolidation has been reformed in the experiment, but the sample cannot recover to it used to be,

    which would also influence the compression.

    After a sum of calculating of the settlement, it is concluded that in Shanghai, there exists an

    empirical relationship between the specific penetration resistance in single bridge probe, point

    resistance force in double bridge probe, the number of standard penetration and modulus of

    compression as following16:

    8.23 +=ss

    PE (5)

    6.51.2 += cs qE (6)

    7.356.0 += NEs (7)

    wheres

    P denotes the specific penetration resistance in single bridge probe,c

    q is the point

    resistance force in double bridge probe, N is the number of standard penetration.

    As shown in Table 2, the tests indicated that 2 silty clay intercalated with silt is 66m deep,the weight stress is about 520kPa, there is a big gap between Es andEs1-2,Es is 1.6 times ofEs1-2.

    2 medium sand is 77m deep, which weight stress is about 620KPa, Es is 3.2 times larger than

    Es1-2. It approaches to the modulus of compression estimated in the experiment, which is about

    31.7~38.2MPa. Therefore, when the layer is shallow, the stress level of weight stress and

    subsidiary stress is about 100~200kPa, Es is in agreement with Es1-2. While the layer is deep

    enough, the stress level is far above 100~200kPa, Es is obviously larger than Es1-2, and the

    difference increases with the increase of the layer depth.

    Table 2: Calculation of compressive modulus

    soil layer average depth(m)

    Ps(MPa)

    qc(MPa)

    N Es1-2(MPa)

    Es(MPa)

    Eps,s(MPa)

    Eqc,s(MPa)

    EN,s(MPa)

    3-1 21 1.00 0.93 3.6 4.21 4.30 4.25 7.5 5.7

    2 66 3.27 1.68 16 6.29 10.0 12.61 9.13 14.6

    2 77 11.93 12.7 50 7.43 25.0 38.24 32.8 31.7

    Where Eps,s is compressive modulus estimated by the specific penetration resistance in single

    bridge probe, Eqc,s is compressive modulus estimated by the point resistance force in double

    bridge probe,EN,s is compressive modulus estimated by SPT.

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    The change of specific penetration resistance in single bridge probe and number of standard

    penetration with the depth is shown in Figure 5. The specific penetration resistance and the

    number of standard penetration can reflect the change of the layer accurately. In the rich of silt

    and sand, the specific penetration resistance and the number of standard penetration is far higher

    than other soil layers. Figure 6 demonstrates the result of estimating the modulus of compressionof different layers by in-situ test. It is concluded that the modulus of compression for the clay

    with different methods is close. For the cohesionless soil the compressive modulus estimated by

    the specific penetration resistance is concordant with that by SPT, however, the result estimated

    by high pressure consolidation test is apparently low. It indicates that the disturbing of

    cohesionless soil make a difference as the pressure is high. In brief, the modulus of compressionfor cohesionless soil should be obtained by in-situ specific penetration resistance or the standard

    penetration test. The underlying stratum in this project is 2 medium sand, the modulus

    calculated by specific penetration resistance and standard penetration test is 35MPa.

    Prediction and measurement of settlement of the piledraft foundation

    Finite-element Analysis of Raft

    In order to know detail of the behavior of raft, i.e. inner force and deformation of raft, finite

    element method always is preferred. Quadrangular or triangular isoperimetric elements based onthe Kirchhoffs and Reisseners plate theory are mostly used in the analysis of raft. The most

    difficulties of the elements were that it could not be used directly to analyze the raft with irregular

    thickness and no horizontal stiffness of piles and soil could be considered. Ling et al. 17 developed

    a new plate element, with 16 nodes 40 degrees of freedom. Routine element of plate is

    constructed based on the Kirchhoffs or Reisseners plate theory. Contrary to the routine element

    of plate, this element was degenerated from the 16 nodes isoparametric solid element. The 16

    nodes isoparametric solid element is constructed from three dimensional elastomer. The stiffness

    matrix of 16 nodes isoparametric solid element ][K is expressed as:

    0 10 20 30 40

    (MPa)

    m

    0

    10

    20

    30

    40

    50

    60

    70

    80

    Compressive modulus (MPa)

    Depthofsoillayer(m)

    By SPT

    By static cone penetration test

    N, Ps (5MPa)

    0

    10

    20

    30

    40

    50

    60

    70

    80

    0 20 40 60

    K404 K450 K405J431 J433

    DepthofSoillayer(m)

    Figure 5: Change of specific penetration resistance

    and number of SPT blow with depth

    Figure 6: Compressive modulus based on

    in-situ soil test

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    =1

    1

    1

    1

    1

    1

    ]][[][][ dddJBDBK T 8

    Where J =Jacobi matrix, [D] =Coefficient of elasticity matrix. For isotropic material, [D] mayexpressed like this:

    =

    44

    44

    44

    331313

    131112

    131211

    ][

    d

    d

    d

    ddd

    ddd

    ddd

    D (9)

    For three-dimensional theory of elasticity, where

    )21)(1(

    )1(3311

    +

    ==

    Edd ,

    )21)(1(1312

    +==

    Edd ,

    )1(244

    +=

    Ed

    Eis Young modulus, is Poisson's ratio. The board element's [D] may be given by making

    the hypothesis of the board in the stress-strain relation,

    211 1 =

    Ed ,

    212 1

    =

    Ed ,

    233 1

    =

    Ed , 0

    13=d ,

    )1(2 244

    +=

    Ed .

    The element has 48 degrees of freedom, assuming the upper and downward nodesdisplacement is the same and there is no load on the surface of the board. The degrees of freedom

    reduce to 24 and the element is three-dimensional degenerated isoparametric element.

    Fundamental Equation

    Figure 7: Simplified model for pile soil raft interaction

    The simplified model for pile soil raft interaction is shown in Figure 7. The raft's equilibrium

    equation may be given after finite element discretization:

    {F}

    Raft {K} {}

    {Kf}

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    }{}]){[]([ FKKf

    =+

    (10)

    where [K] is the matrix of the stiffness of nodes, including the horizontal one and the vertical one,[Kf] is the matrix of the stiffness of piles and soil, which is related to time due to the soft

    underlying stratum, {} is displacement vector of nodes, {F} is load vector of the raft. [Kf]denotes a diagonal matrix, the elements on the diagonal is the pile's stiffness:

    (11)

    wherei

    K is the stiffness of pile i.

    By solving the equation (10), the deformation of the raft is available. The result is shown in

    Figure 8 and Table 3.

    Figure 8: Isoline map of foundation raft deformation

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    The maximum settlement of the foundation is 76.06mm, the maximum differential settlement

    is 12.99mm, the maximum gradient is 1/2117, and the maximum settlement out plane is 2.17mm.

    The predicted settlement is within the request on engineering.

    The observing of the settlement of the Waigaoqiao Power Plant 5# boiler foundation haslasted for 5 years. The curve of the foundation settlement and time is shown in Figure 9. The

    measurement shows that the maximum settlement is 50mm and the maximum differential

    settlement is 7.8mm. The final settlement can be derived according to the measured data. Using

    hyperbola method, the maximum final settlement of the foundation is 74.2mm, the maximum

    differential settlement is 16.3mm, the maximum gradient is 1/1819, and the maximum settlement

    out plane is 2.0mm shown in Table 3. The research indicates that the prediction of the final

    settlement of the foundation which takes advantage of the simplified method is in good agreement

    with the measured one.

    Table 3: Comparison between prediction and measurement of the foundation settlementIndex Predicted final

    settlementMeasured

    valueFinal derived result by

    measured value

    1# column settlement (mm) 76.06 46.42 72.89

    2# column settlement (mm) 63.07 42.57 57.77

    3# column settlement (mm) 75.10 45.40 66.484# column settlement (mm) 64.28 50.37 74.20

    1#~2# column non-uniform

    settlement(mm)

    12.99 15.12

    1#~2# column gradient (1/n) 1/2117 1/1819

    1#~3

    #column non-uniformsettlement(mm)

    0.96 6.41

    1#~3# column gradient (1/n) 1/34180 1/4758

    1#~4# column non-uniform

    settlement (mm)

    11.78 1.31

    1#~4# column gradient (1/n) 1/3722 1/33470

    2#~3# column non-uniformsettlement (mm)

    12.03 8.71

    2#~3# column gradient (1/n) 1/3645 1/5034

    2#~4# column non-uniform

    settlement (mm)

    1.21 16.3

    2#~4

    #column gradient (1/n) 1/26033 1/1871

    3#~4# column non-uniform

    settlement (mm)

    10.82 7.72

    3#~4# column gradient (1/n) 1/2819 1/3562

    Maximum out of plane (mm) 2.17 2.06

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    Figure 9: Comparison of the predicted result with the measured

    CONCLUSIONSThe controlling of total and differential settlements is a key to design the pile-raft foundation

    in super high buildings. This paper presented a simplified but helpful analysis method,

    considering the interaction of soil-pile-raft but avoiding the complicated calculation. The

    settlement of the piles under raft was divided into two parts, and estimated respectively. Thestiffness of piles was easily decided with the obtained settlement of piles under raft. The 16 nodes

    degenerated element, which is suitable for the raft with irregular thickness, was employed to

    analyze the behavior of the raft. The compressive modulus of the underlying stratum was

    discussed. The disturbing of cohesionless soil may be influenced greatly during sampling and the

    modulus of compression tends to be low in high pressure consolidation tests. It suggested that themodulus of compression should be given by the specific penetration test in situ or the standard

    penetration tests. The settlement of the foundation in a typical engineering has been measured

    completely. The simplified method of pile-soil-raft interaction has been successfully applied to

    the design of the foundation. The prediction of the final settlement of the foundation agrees with

    the measured well.

    ACKNOWLEDGEMENTS

    This work was financially supported by the Zhejiang Natural Science Foundation

    (Y1100116) and the Zhejiang Major Scientific and Technological Innovations Group Project

    (2009R50050).

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    York.

    2. Small J.C. and Liu H.L.S. (2008) Time-settlement Behaviour of Piled Raft FoundationsUsing Infinite Elements Computers and Geotechnics, 35 (2) , 187-195

    0.00

    10.00

    20.00

    30.00

    40.00

    50.00

    60.00

    70.00

    80.00

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    Settlement observation point

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    10/30/2002

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    3/5/2003

    2/14/2004

    3/7/2005

    12/14/2005

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    # 3

    #2

    #

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