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POSITION NAME OF ORGANIZATIQN/ENTITY
PARTIES AND TERMS
FINANCIAL DISCLOSURE REPORT Rqort Rt19"1nd hy IM E1hlc.r .40 JO In Go\WnlllWIJI Act of 1978 Rev. 111010 FORCALENDARYEAR2009 (5 U.S.C. app. §§JOI-I I/)
1. Penn Report1•1 <lat nmnc, llnt, middle initw) 2. Cnrt er Orpalndu 3. nlepert
Pryor, Jr., William H. United Statea CoW1 of Appeala 0511012009
4. Tide (A.nicle Ill iudaa indicate lldiw Of 1a1Jor 1bltm; mqillnle judp indicale full- Qt pert-cimc)
Circuit Judge - Active
5a. R.,.n T)'pe (chccl approprialc type)
D Nocniaatioo. °*
D Initial [l] Annual
Amcndod Rcpoot
D Final
6. Repert1111 hrtH
01/0112009 ..
1213112009
7. Cllambcn er otrlce Addnte I. 0. ... .,.. etlM lal'waadN .....i.M •• tw. RJ!l*i ..... , ....&llka&u perta1a1q i--. It lo, i. •1 oplalH. la coaplluC9 wltll appllcabll la"" .... replatleu.1729 Fifth Avenue North
Suite 900 Birmingham, AL 35203
Rnlewi .. om-
IMPORT.ANT NOTES: TMbutn1cdoru «co"'IJCllYinl dtufo,.,,, ••tlHfollo-t Co111pl11ullptuts, clteckhtf tlil NONE box for nclt pen wlten J'O• ,,...., 1t0 rqortllbk IL Sip 01t last
I. POSITIONS. <1t.-...wttM..i.,,q,_,.. '-HoJJUi"I
D NONE (No reportable positions.)
I. Visiting ProfCAOI" University of Allbama School of Law
II. AGREEMENTS. r1tqHN"tllw liulMtlNI only; -,,,.. ''-" •f JUJ/lf 11utT11ctUHu.J
12.J NONE (No reportable agreements.)
].
2.
3.
2. Board ofOirccton Alabama Center for Law 8t Civic Education
Pryor Jr., William H.
3.
4.
5.
SOURCE ANQ TYPE INCOMe
SOURCE AND TYPE
SOURCE LOCATION
-------
PURPOSE ITEMS PAID OR PROYIDED
4.
FINANCIAL DISCLOSURE REPORT Page2of10 Pry.r,Jr., WUU... H. 05110/2009
A. Filer's Non-Investment Income
0 NONE (No reportable non-investment income.)
1.2009 University of Almbama School of Law
2.
(yours. not spowe'•)
Sl0,000
3.
4.
B. Spouse's Non-Investment Income - q,.. _ _,_.,,,,. .. , ,.,.._-ftlw ,...,,.,.,_, ""-.-.... (Doi/or a1t10lltll not nqulrrtd oxcqJtp loortoraria.)
0 NONE (No reportable non-Investment income.)
l. 2009
2.
3.
Wi ,Barranw.Blaukemhip &: Billinpley, P.C.
IV. REIMBURSEMENTS_,,_,,.'*"'-. w,u.,./o<NI. ,_,.,._ (Include' r/w.Je w 'f'OUS• and drptndm1 clrlldrm; s« pp. 15-17 of.fl/Ins /lutnK:tloM.)
D NONE (No reportable reimbursements.)
1. Yale Law School Federalist Society
2. William and Mary Law School Federalist Society and Sl Thomas More Society
3. Duke Law School Federalist Society
4. Alabama State Bar
DAif.S.
January 27-28, 2009 Hartford, CT
March 3-4, 2009 Williamsburg. VA
April 13-14, 2009 Durham.NC
July 15-16, 2009 Point Clear, AL
5. The Federalist Society 2009 Nov 11-14, 2009 National Lawyers Convention
Wuhington. DC
Transportation, Mealt and Lodging
Deliver Lecture Transportation, Mealt and Lodging
Deliver Lecture Transportation, Meahl and Lodging
Presented Commiaaloners Transportation, Meahl and LodgingAward at Annual Meeting
Mod. of Panel Discussiona Transportation, Meals&: Lodging
DateofRepMtFINANCIAL DISCLOSURE REPORT
Page 3of10 Pryor, Jr .. WUllam H. OS/I ()12009
6. Universily of Alabama School of law
Augmt 17-November 30, 2009
Tuscalooaa, AL Teachins Transportatioa
7.
8.
9.
10.
SOURCE DESCRIPTION
CREDITOR DESCRIPTION
YALlJE
YALUECODE
FINANCIAL DISCLOSURE REPORT
Page 4of10 Pryor, Jr., Wllllaa H. OS/IM009
V. GIFTS. ,,ac1,,..,._,.,.,.__,.,_,_ -,,.. n-.J1 .,
[lJ NONE (No reportable gifts.)
I.
2.
3.
4.
5.
VI. LIABILITIES. ,,lld,,.,,,._,,f.--.-.--dtJl.lna;-,,. 12-JJ -I/la.
[Z] NONE (No reportable liabilities.)
I.
2.
3.
4.
5.
1·:-t�=c= :----
�:;-?f I=.- 'ftTf,f= re�.' --
----(J-P) --�)_I__ j_ ·P)
-·
o.
N•me of Penoa lhportlaa Date of Report FINANCIAL DISCLOSURE REPORT Page 5of10 0511012010Pryor, Jr., William H.
VII. INVESTMENTS and TRUSTS _,__,NI-._.._ (lad-. "-4-£ .,..._dtllilna; _,,,.. -Ffilbl« J
0 NONE (No reponable income, assets, or transactions.) ----·-·a_-----,- - -c. ··-·---- ·-
A. TrallPCtions durin11 reportina period income durina Clrosa value at eod Dacriplion of A
of repo<ting period ( includin11 trust MX11) repol1ins period (S)
Place "(X)" aflcr eocb asset Identity of cumpC trom priordisclosun: buyer/ocller=
(if private tram1action)
- )_!__ ) _L�;�_ (A-H)
I
I.
2.
3.
4.
5.
6.
7.
8.
9.
10.
11.
12.
13.
14_
15.
16.
17.
IRA#!
- FIDELITY CANADA
- TOCQUEVILLE GOLD FUND
IRA#2
- FIDELITY INDEPENDENCE
- ROYCE V ALlJE FUND
- FIDELITY SELECT CONSUMER STPLESPORT
- JANUS OVERSEAS
IRA#3
- FIDELITY CANADA
- FIDELITY CHINA REGION
IRA#4
- FIDELITY SELECT CONSUMER STPLES PORT PORT
- FORESTER VALUE FUND
- FIDELITY SELECT WIRELESS PORTFOLIOS
A
A
A
A
A
None
Dividend K
None
None
Dividend
Dividend M
None
Dividend K
Dividend
None
None
Sold 06/22109 K
T Buy 06/25109 K
Sold 01/08/09 K
Buy 01109109 K
Sold 09117109 K
Sold 06/09/09 K
T Buy 06/10109 K (add'I)
Buy 09/18/09 K (11dd'l)
Sold 10/08109 K
T Buy 10108109 K
Sold 05/19/09 J
Sold 05/06/09 K
Buy 05107109 K
0
B
A
!
���=�s::· - 8"11,00l-S2"41D C"""61-U,OOIJ D-$5,001-Jlj, G =SI00,001-$1,000,000 HI =Sl,000,001- $.'l,000,000 H2 •Mon: than $.'l,000,000 K =$15,001 • $50,000 l =150,001- Sl00,000 M s100.001 - $250,000
(Sec Colwnos Cl and Dl) N -S250,001 - $500,000 0 •$.'100,00 I • S 1,000,000 Pl st,000,001-SS,OOO,OOO P2 45,000,001 ·W,000,000 I Pl S2),000,00 I • Sl0,000.000 P<I •Mote thoJi SS0.000.000 I 3. Value MetOOd Codea Q •Appaisal R -Cn11 (Ri:al E.uic Only) S •Auessnem T =Ca.h Marltct
(S<eColUlllP C2) ll·Rooi. Valuc v -<lth..-
c. D.
i
J
--
-,- . reponins period
{1-P)
(I)
redemption)
Name or Pert<>ll ReporUioa Dace of ReportFINANCIAL DISCLOSURE REPORT Page6of10 Pryor, Jr., WllUam H. OS/10/2010
VII. INVESTMENTS and TRUSTS ---...i-. fTfUall<:tiolD(lltdru1n11toMat.,..,,_-11qw,..,,u"""'-"sttw- JUloffll"'« J
0 NONE (No reportable income. assets, or traruactions.) --- - - --- : --- ------ - ------- r----- 8:------A
I -:·-
Income during -Dc>icription of A-(ioclixling trost llS9tls)
Gro9I value at end Trmaaclionl during reponing pc:riod
of reporting period
1- <•>Place "(X)" after each UMI ; Amount exempt from prior disclosure
<2> (I) 1· <i)-r- Type (e.g., Value Value Code 2
Type (e.g., ·mmfdd/yy
(3) ! (4) T (5)Value I Gain Identity of
�:2F�! buyer/acller(if private
lnWaClion)
. Method buy. ,.11,
f.; <;·= Code 3 (Q.W)
18.
19.
20.
21.
22.
23.
24.
25.
26.
27.
28.
29.
30.
31.
32.
33.
34.
- MATfHEWS ASIAN TECHNOLOGY FUND
- FIDELITY SELECT MATERIALS PORTFOLIO
- FIDELITY CONTRAFUND
-T ROWE PRICE LATIN AMERICA FUND
- FIDELITY SELECT CHEMICALS
IRA#7
- T. ROWE PRICE LA TIN AMERICA FUND
- US GLOBAL REGION EAST EUROPEAN
- SEXTANT INTRNA TIONAL FUND
- FIDELITY SELECT MA TERJALS PORTFOLIO
BROKERAGE ACCT Ill
- T. ROWE PRJCE LA TIN AMERICA FUND
- FIDELITY SELECT CONSUMER STPLES PORT
None
None
A Dividend
B Dividend
A Dividend
A Dividend
None
None
A Dividend
A Dividend
A Dividend
K T
K T
L T
K T
J T
J T
K T
Buy(add'!)
Sold
Buy
Buy
Sold
Sold
Buy
Sold
Buy
Buy (add1)
Buy
Buy (add'!)
05119/09 J
11/04/09 K A
11105/09 K
06/05/09 K
06/05/09 K
01/15/09 J
01/16/09
06/08/09 J B
06/09/09 J
09111109 J
01105109 J
03/17109 J
I. - 0... Coclo« A"'$1,000« ... B-tl.oot-'"4111 D .oot - IU.009 - !! _;s,,:onl- -"° 000 -j(Sec Columno BI and 04) F 50,001-SIOO,OOO G =$100,001 - Sl.000,000 HI =Sl,000,00l - $5,000,000 H2 Mott 11wt ss.000.000
2. Valw: Codco J .o$15,000 or I- K •SU,001 • SS0.000 L =SS0,001 • $100,000 M :$100.001 - SlS0,000 (Sec ColW1111> Cl and DJ) N "$250.001 • SS00,000 0=5500,001-Sl,OOO,OOO Pl .Sl.000,001- SS,000,000 P2 =SS.000,001 • SlS,000,000
Pl £$25,000,001 - U0,000,000 P4 =Mon: Iba SS0,000,000 3. Value Method Codel Q £App.;sal R n<:os1 (Roal E..i.te Only) S=A-
!Sec Column C2) U•Boo& Value v"'°""" W •Esli.malcd
"-of•,, .. •
·r I I ..
----
r· (3) (4) (.S)
-·--·-
(2) Typc(e.a.,
(I)
FINANCIAL DISCLOSURE REPORT Page 7of10 Pryor, Jr .. WIWam H. 05/1012010
VII. INVESTMENTS and TRUSTS _._NJ-. <I""'-ln -'.,_.,,,dUUrnt;,_,,,,. Uf#offl/bttf >
0 NONE (No reportable income, assets, or transactions.) -· ··----- ---r· -I 0.A. B. c. ·
Tranuctiom during reportina period Dc!criplioa of Asset3 locome durina Grose value at end of rqionina period (including lrull -) I rqxxting period -· --- - - - --·- ··-···· · -------- T-·· ···--(l) (2)
Place "(X)" afta" each UICI
••empt fiom prior diaclosur1' 'AmountI i•> l I Code I
J(:·H) i I VohlCI Gain Identity of
mmlddlyy:
Value ValueTypc(e.a., div., ran, Code2 Method buy, ICU. Code2 Code I buyer/seller
(J-P) (A-H) (if private or int.) (J-P) Code3 redemption) transaction)(Q-W) - ... ------ l-·--
35.
36. -MAITHEWS CHINA FUND
37. - JANUS CONTRARIAN FUND
38. BROKERAGE ACCT #2
39. - ROYCE VALUE FUND SER VlCE CL
40. • FIDELITY SELECT GOLD
41.
42. . JANUS OVERSEAS FUND
43. - FORESTER VALUE FUND
44. . FIDELITY SELECT CHEMICAL
45. SECTION 40l(K)fPROFIT SHARING PLAN#!
46. - SEXTANT INTERNATIONAL FUND
47. - FIDELITY INTL DISCOVERY
48.
49. - FIDELITY SELECT CHEMICALS
50.
51.
A
A
A
A
A
A
Dividend J
Dividend
None
None
Dividend J
None
Dividend K
None
Dividend
Dividend L
Sold
T Buy
Sold
Sold
Buy
Sold
T Buy
Sold
T Buy
Sold
Sold
(part)
Sold
T Buy
Buy (add'I)
Buy (add'I)
05/06/09 J A
05107109 J
03/09/09 J A
06/29109 J B
06/30/09 J
08/05/09 J A
08/06/09 J
05/04/09 K
05105109 K
06/08/09 K B
02/13/09 J
03/19/09 K
03/19/09 K
04/20/09 J
05/19/09 K
- · - -I. lnoomt Olin A-Sl,OOOor 8-Sl,001-H-'°9 C-tt,501-1',00ll n .o;;, -;1,,o;o - ·- · -ii is:OOi "o:ooo ·1
(Sec Column> Bl wd 04) F•SlO.OOl ·SI00.000 G s100,001 -s1.ooo,ooo HI 1,000,001 S.5.000.000 112 =More lhan ss.000.000
2. Value C-Oda J =$I MOO or 1esa K =SIS,001 • SS0,000 L =150.001 -SI00.000 M -$100.001 • $250.000
(See Colu.nms Cl md 03) N =Sl.\0,001 - S.I00,000 0 =SS00,001 • $1,000,000 .r1 1.,'00,001. ss.000.000 P2 =SS.000.001 • s2s.ooo.ooo
PJ •$25.000,001 • SS0,000.000 P4 =More lhon SS0.000,000
3. Volue M"'hod Codes () =A1'JOioal R -'Cost (Retl Estaie Only) S=A"""""'1t T=Ca..l!Market
(Sec Colwnn C2) u =Book valuc v -oiher W=Eslimated
{I)
&
l �� (4)
imm/dd/yy
59.
Q•Apprmal w =E.iirnalcd
(J-P) tnnsa.:tion)
FINANCIAL DISCLOSURE REPORT Dau or Report
Page8of10 Pryor, Jr., William ff. 05/l0/20IO
VII. INVESTMENTS and TRUSTS---""'·· ortc111Ms"'-"'"'°--' -•.u4toffilbw,_._>
D NONE (No reportable income. assets, or transactions.) 1----- -- -----------T- --0.-·-- 1 --·-·--c.-· ---r-- - --
D.
Dcocriplioo of A-. Income during Gro11 •-alue at end Tranuctlooe during reportina period l (mcludina tn11t -) reporting period ofrepor1ina period
- (I-) - (2_)_ -- (i)-- - (2)- ' { •..
(5) Place "(X}" after ech as101 i Amount Type (e_g., Value Value Type (e.g., Value
(3) Gain ldenlityof
cxcqdom iliack>ue Codc2 Code I I
buyer/seller(ifprivate
_1::.::Lm;·:;i- 2 �� ·---=)
52. - JANUS CONTRARJAN FUND B Dividend Sold
53. - FIDELITY SELECT MEDICAL EQUIP None Buy SYSTEMS
54. Sold
55. -ROYCE VALUE FUND SERVICE None Buy
56. Sold
' 57. - FIDELITY FLOATING RA TE HIGH A Dividend K T Buy INCOME
58. - FIDELITY SELECT WIRELESS None Buy PORTFOLIO
Buy (add'!)
'60. Buy (add'!)
61. Sold
62. - MATTHEWS PACIFIC TIGER FUND A Dividend K T Buy
63. - BRANDYWINE BLUE None Sold
64. F!DELITY CASH RESERVES A !nt.IDiv. J T
65. COMPASS BANK-A/C #I A Interest J T
2110/09 K
0211 l/09 K
05119109 K A
01/08/09 J
08/24/09 J B
03/30/09 K
06/09/09 K
01115109 J
08/25/09 J
11/04/09 K A
11/05/09 K
03127/09 K
(A-H) L-··
I. ,....,.. <Join <:ocleo: A-;1,808cr,_ B -S 1,001 - '2-'CIO C l·I'.- D-t5,891 • Sl'-Oot (Soe ColWlllll BI and 04) F •$$0,001 • SI00,000 G "'5100,001 - $1,000,000 HI Sl,000,001 • $,,000,000 H2 '""°"' IJum ss,000,000
2. Vlluc Codes J •SIS.000or1 ... K •SI S,OOJ - $50,000 L •$50,001 -SI00.000 M =Sl00,001-S250,000
(Soe Col""""' Cl and 03) N 4250,001 - SS00,000 0 =$500,001 • $1.000.000 Pl -Sl.000,001 • SS,000,000 P2 =SS,000,00 I - S'.21,000.ooo
P3 ooUS,000,001 - $50,000,000 P4 Mon: thon sso.000,000
3. Value Method Codes
(Sec Colwm C2) U..:Book Value
R =COOi (Real E...ie O.ly) S•A.........m
v =-Other
FINANCIAL DISCLOSURE REPORT
Page 9of10 Pryor, Jr., won.. H.
DaieerReport
OS/10/2009
VIII. ADDITIONAL INFORMATION OR EXPLANATIONS. ,,..._,_,.,1t.-.J
FINANCIAL DISCLOSURE REPORT
Page IO of 10 Pryor, Jr., WOiiam H. 05110/2009
IX. CERTIFICATION.
I certify dlat all blfonaadoa pvai above (lacllldlaa lafonaadoa pertalalaa to •)' spoue ud mlaor or depeadait cblldre.a, If uy) le accurate, tni-, aad co•plete to Ille belt of•)' knowledp ud belief, ud that uy lafonaadoa aot reported wu wlthbeld beca- It mee applk:able atahltory provblou pel'IDlctlaa llOIHlbdoAN.
I l'llrtlan cerdfy that itanled lllCOIM Ihm outalde empleymeat ud boaorarla aad the acceptuce or &fib whkll have beat reported are ID compllanee with the provfdou of5 U.S.C. app. f 511 et. Hq., 5 U.S.C. f 7353, a11d Judktal Coaferuee reiutattoas.
NOTE: ANY INDIVIDUAL WHO KNOWINGLY AND WILFULLY FALSIFIES OR FAILS TO FILE THIS REPORT MAY BE SUBJECT TO CIVIL
AND CRIMINAL SANCTIONS (5 U.S.C. app.1104)
FILING INSTRUCTIONS
Mail signed original and 3 additional copies to:
Committee on Financial Disclosure Administrative Office of the United States Courts Suite 2-301 One Colwnbus Circle, N.E. Washington. D.C. 20544