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QUN TR S THAY I(CHANGE MANAGEMENT)
MBA 2012
Gingvin: TrngThLan Anh
THAY I V PHT TRINT CHC
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Qun tr s thay i - Dr. Lan Anh 2
NI DUNG CHNH
V sao cc dn thay ithtbi? Cc m hnh Quntrsthay i
Mtsyutcnquan tm khi lpkhochthay i
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Managing the OD Process
Three basic components of OD programs:
Diagnosis Continuous collection of dataabout total system, itssubunits, its processes, andits culture
Action All activities and interventionsdesigned to improve theorganizations functioning
Programmanagement
All activities designed toensure success of the
program
Qun tr s thay i - Dr. Lan Anh 3
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Program Management
Motivating Change
Creating a Vision
Developing Political Support
Managing the Transition
Sustaining Momentum
Effective ChangeManagement
Cummings & Worley (2011) nhndngc5 nhm hotngcnthitiviquntrsthay ihiuqu:
Qun tr s thay i - Dr. Lan Anh 4
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Qun tr s thay i - Dr. Lan Anh 5
iu g lm nn thnh cng ca mt d ni mi?
iu g cn tr hoc gy nn tht bi chomt mt d n i mi?
Tholun
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Qun tr s thay i - Dr. Lan Anh 6
Why trans form at ion effor ts fai l?(Kotter, 1995)
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Qun tr s thay i - Dr. Lan Anh 7
18% 26%
20%
36%
Why IT Projects Fail
Deficiencies in System Delivery
(36%)
Failure to deliver by the due date Technology did not work
System did not meet
requirements
Deficiencies in Organizational
Change Management (26%)
Problem with organizational
change management
Changes Outside the Scope (20%)
Requirements changed by the
time the system was delivered System delivered planned
benefits, but they no longer
mattered to the business
Major Planning Errors (18%)
System was delivered and used,
but the benefits were not
obtained
Source: Flint, D., The Users View of Why IT Projects Fail, 2005 Gartner, Inc. Findingsbased on 520 failed IT Projects with over 1000 staff.
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Qun tr s thay i - Dr. Lan Anh 8
Tm nguyn nhn khinqu trnh thayithtbi(Kotter, 1995)
1. Thiucmnhnmtscpbch (urgency)2. Thiumtlin minh dndtsthay i(guiding
coalition)3. Thiumtschia svtmnhn (shared
vision) ivisthay i: vtr caTI trong vsau khi thay is u?
4. Thiugiao tipvsthay i(Under-communication)
5. Khng loibchtnhngtrngiivithay i(obstacles to change)
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Tm nguyn nhn khinqu trnhthay ithtbi(Kotter, 1995)
6. Thiu hoch nh mt cchh thng to nn vnhng ghi nhn thnh tch
ngn hn (short-term wins)7. Tuyn b thng li qu sm!
8. Khng gn kt s thay i
vi vn ha DN
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Qun tr s thay i - Dr. Lan Anh 10
Cn l do gna o lng kt qu t s thay i (measurable outcomes)
khng y v cng bng: Thiu cng c o lng hoc nhng thang o c th nh lng
c Cc kt qu phi nhiu kha cnh khc nhau v khng o c
ng thi Tn ti nhng kt qu hay hu qu v hnh.
To cm gic b p lc (emotional stress) Thiu d tr phng n i ph vi nhng ri ro hay rocn c th xy ra (anticipate the obstacles)
Cp trn khng lm gng Thiu c s vt cht v nhng iu kin mi trng
thc hin thay i Thiu kin nhn Thiu lng nghe v phn hi ???
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Qun tr s thay i - Dr. Lan Anh 11
Ten po ints o f po ten t ial fai lure1. A continued discrepancy between top management statements of values or styles
and their actual managerial behaviourSaying one thing and doing another
2. A big programme of activities without any clear goals for change
3. Confusion between ends and meansthe question of training for what must beanswered
4. Short-term perspective. Three to five years is a realistic time framework fororganisational change
5. Lack of coordination between a number of different activities aimed at increasingorganisational effectiveness
6. Overdependence on otherseither outside consultants or inside specialists
7. Large gap between the commitment to change at the top of the organisation andthe transfer of this interest to the middle of the organisation
8. Trying to fit a major organisational change into an old organisational structure
9. The constant search for cookbook solutions
10. Applying an intervention or strategy inappropriately. The tendency to applysomeone elses package
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Qun tr s thay i - Dr. Lan Anh 12
Nhngtrngiivinlcthay i
Vn ha DN khng h trNgun vn gii hn
Vn nhn lc
Qui trnh bt cp
Thiu thng tin
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Manage the Driv ing Forces As Wel lAs the Restrain ing Forces
What Forces Affect Your Change Project?
Driving forcesDealing only withthis side will immediatelygenerate counterforces
Restraining forces - personalpsychological defenses or groupnorms embedded in theorganizational or communityculture.
Changes at the Top Career-based organization
Powerful external influences Low turnover
Powerful leader Success
Acceptance of need to change Stable environment
Externally focused Criteria of success not visible
Crisis of opportunity Lack of clear authority
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The Change Monster by Jeanie Daniel Duck, Crown Business, 2001 (Illustration by Gene Mackles)
The nature of change unfolds in a series of dynamic but manageable phases that require preparation.
The Change Road Map The roadahead is full of landmines.
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M hnh Tm-bcthay i(Ko tter, 1996)
Bc Hnh ng Hnh vi mi
1 Gia tngmccpbch
Mi ngi bt u kho nhau: Nhanh ln,chng ta cn thay i!
2 Lpitinphong Thnh lp mt nhm c sc mnh dndt s thay i ln ny. Nhm ny bt ulm vic n vi nhau.
3 Xy dngvincnhtnglai
i tin phong s xy dng vin cnh tnglai v thit lp chin lc thc hin
nhng n lc thay i.4 Thu ht mi
ngitham giaCc nhn vin btutham gia vo cngcucthay i, thhinqua hnh vi cah.
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M hnh Tm-bcthay i(Kot ter, 1996)
Bc Hnh ng Hnh vi mi5 Trao quyn Thm nhiu ngi thy mnh c th hnh ng,
v thc s hnh ng theo vin cnh tnglai.
6 Tora nhngthnglingnhn
ng lc hnh thnh khi nhn vin c gnghon thnh cng vic theo vin cnh tng lai,cng lc nhng cn tr i vi s thay icng ngy mt t i.
7 Duy tr slin
tc
Ln sng thay i tip tc c thc hin cho
n khi hon tt theo vin cnh tng lai nh.
8 Gicho sthay icbnvng
Hnh vi mi c tip din bt chp s tr koca truyn thng v s thay i ca nhmnhng ngi dn dt...
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Im not used todoing it thisway.
Do we need to hireadditional staff?
Im not motivated to
use the newtechnology.
Are we performingefficiently?
Have reportingrelationships
changed?
Because of newwork processes myrole has changedand I haveadditionalresponsibility.
I dont knowhow to use thenew system.
Culture
Skills
Job Design
HR Policies
Rewards
Measures
Structure
In ternal izing the Change
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Leading
ChangeDndtsthay
i(Kotter,1996)
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The Change leadership Model(Corporate Leadership Council, 2007)
Goal: Building commitment to change 3 phases:
Inform Phase: creates the foundation for
gaining employee commitment. It consists of: ContactThe earliest moment when employees or
individuals learn of the change
AwarenessThe stage when the individual or
employees realize that change will take place UnderstandingEmployees demonstrate that they
comprehend the nature and rationale of the changeand what is expected of them.
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The Change leadership Model(Corporate Leadership Council, 2007)
Educate Phase: Employees learn how the change willdirectly affect them and their current routines. It is critical atthis stage to communicate information that highlights thebenefits of the change. Two commitment stages: Positive PerceptionEmployees develop a positive mentality
toward the change.
AdoptionEmployees have been exposed to the change longenough to understand the worth and impact of this change on theorganization
Commit Phase: Implementation occurs during this phase.Employees adjust to the change as it becomes a part oftheir daily work. Two stages: InstitutionalizationThe change proves durable and permanent
and has been formally adopted into the routine operations of thecompany.
InternalizationEmployees are highly committed to the changebecause it aligns with their personal interests, goals, or valuesystems
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M hnh ADKAR(Hiatt & Creasey, 2003)
Awareness: thccnhu cuphithayi
Desire: mong munctham gia v htr
thay i Knowledge: hiubitphngthcthay i Ability: khnngthchinthay inh
ctrang bcc knngv hnh vi cnthit
Reinforcement: cngc, duy tr trngthimi
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(Source: www.change-management.com)
http://www.change-management.com/http://www.change-management.com/http://www.change-management.com/http://www.change-management.com/8/11/2019 Quan tri su thay doi.pdf
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Change management process(Prosci Ltd., 2005)
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M hnh Cc yutnhn shtrsthay i(Lan Anh , 2009)
Cc yu t Nhn s h tr thay i(HR facilitators): La chn nng lc tc nhn thay i (Change agent
capabilities)
o to KSA cho thay i (Training)
Pht trin nhn s gn vi vin cnh thay i (HRD) Giao tip nhn s nhm vo ng c thay i (Motivative
communication)
S tham gia (Participation)Cm gic lm ch: l cha khothnh cng.
nh hng s p ng thay i ca nhn vin (Employeeresponsiveness)Lng nhit tnh: c hiu ng ly lan.
Theo di v to iu kin thun li cho qu trnh thch nghi vithay i ca nhn vin (Employee adaptation)
High u ra ca mt qu trnh thay i (Change
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Thco theo
QL d n
Thc o theo QL
nhn s
Kt qu 4:
Qu trnhthay ithnh cng
Kt qu 1:
Thnh cng kha cnhd n
Kt qu 2:Thnh cng
kha cnhnhn vin
Kt qu 3:Tht bi c
qu trnhLow
High
Low High
(Ngun: Lan Anh, 2009)
u ra ca mt qu trnh thay i (Changeoutcomes)
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Project-orientedchange
outcomes
CHANGE LEADERSHIP, KNOWLEDGE AND AB ILITY,HR DEVELOPMENT
CONTEXTUAL FACTORS(Organizational support, Problem-solving focus, Managerial focus, and
Technological focus of the change project)
CONTROL FACTORS(Business background of the firm,
Experience of change, Gender, and Ageof the participants)
Employee-oriented change
outcomesPARTICIPATION, EMPLOYEE
RESPONSIVENESS, ADAPTATION
CHANGE COMPETENCIES, CHANGEMOTIVATION
(Ngun: Lan Anh, 2009)
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CM Too ls to faci l i tate ind iv idualchange acco rd ing to the process
"To-Be"
DesiredState
The "As-Is"Current State
PerformanceMeasures
Communicat ions
Training &Development
Responsibi l i t ies &Accountabi l i t ies
Resource
Al locat ion
Leadership &Vision
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Ten strategies for employee involvement1. Meet regularly with employees and openly discuss the organisational changes and
why they occurred
2. Recognise that employees understand that you may not have the answers toeverything, but its important for them to feel the communications are open andhonest
3. Constantly communicate clear goals and vision of the new situation
4. Encourage people to discuss fears and concerns in teams
5. Open suggestion boxes for employees to raise questions in anonymity
6. Set up weekly lunches or other informal meetings to discuss the progress of therestructuring process
7. Whenever possible, assign roles and responsibilities in line with peoples interests
8. Develop rituals and marker events that allow people to connect
9. Involve employees affected by the changes in making decisions about whats bestfor them
10. Discuss realistic career options with employees and ensure training is available forany new skills that are needed
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Qun tr s thay i - Dr. Lan Anh 3014
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Change Agents
Change team drives changesinto the organization.
Business
Process
Owners
ImplementationTeams
SAPPro
jectTeam
PWCQualityAssuranceMr.David B.Aldridge
XMSMChange ManagementMr.Xavier Blutel,Mr.Rapee Sukhyanga,Mr.Ali Ihsan,K.Sakchai
Others (TBA)
PWCProjectManagerK.Arunee Sonthimas/
(K.Wilawan A.)
XMSMProjectManagerK.Sakchai H.
XMSMProjectAssistantK.WanidaT.
SAP QA
(Optional)ProjectAdmin.
K.SaranyaT.
General LedgerK.NgamtaT.
K.Nongluk Harnprasert
AssetManagementK.NaraS.
K.Pornchai Techachitanan
ControllingK.Rangrong I.,K.Wariya C.K.PetcharatPetchuwapee
Italcementi Consultant
Finance& AccountingK.Rangrong I.
K.Nongluk Harnprasert
PurchasingK.TallikaW.
K.AnchaleeTirapornvadee
InventoryControlK.Nipon M.
K.Attaporn Posang
AccountPayableK.ChodchoyV.
K.Vesarush Chantaravitoon(K.Chiraporn Kanchanasevee)
Italcementi Consultant
Purchasing and InventoryControlK.Siwaporn V.
K.AnchaleeTirapornvadee
Sales and BillingK.Veerawan Y., K.SakjaK.
K.Siri Navapong
AccountReceivableK.JirapaT.
K.Chiraporn Kanchanasevee
Italcementi Consultant
SalesK.VallapaM.
K.ParichaApairee
BasisK.Utis K.,K.SupajeeS.
K.Nuttakorn C.
ABAP DevelopmentK.VichetT.,K.Kraisorn S.
K.NalineeYaowaratana
Technical SupportK.Boonsong M.K.Nuttakorn C.
K.Supon W. (PartTime)
ProjectSponsor
XMSMManagementMr.Ali Ihsan
SteeringCommittee
Mr.Xavier Blutel,Mr.Rapee Sukhyanga,Mr.Ali Ihsan,K.Sakchai Hemvichit.Mr.David B.Aldridge,K.Arunee Sonthimas,K.WilawanArchanainant
H
R
SAP project team designs new
business processes, develops
supporting SAP system, identifies
other changes.
Change Manager
Senior managementmembers ultimately
responsible for
implementation ofnew business processesand systems.
In-the-fieldfacilitators of change
CHANGE BODY IN Company A
Line Responsibility to Business
Anexample
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MTSYUTCNQUAN TMKHI LPKHOCHTHAYI
Nhu cuthay i
Cc mngchcnngcnphihpvikhochquntrsthay i
Tcthay i
Cc vai tr quytnhnsthnh cngcadn thay i
Truynthng vsthay i
Vnha tchcv sthay i
Qun tr s thay i - Dr. Lan Anh 32
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Trcnghim
Chnonnhu cuthay i
Tam g ic thay i(Change Triang le)
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Qun l ri ro
(Risk management)
QUN L
THAYI
Qun l nhn s(Human resource management)
Qun l vn(Capital
management)
Qun l d n(Project
management)
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Tccathay ity thuc
Yutquytnh
Mccpbch (Urgency)
Mchtr(Support)
Slngv sphctpcathay i(Amount and complexity of change)
Mccnhtranh tmi trng(Competitive environment)
Mcsnsng vnnglc(Knowledge and skills available)
Ngunlcti chnh v cc ngunlckhc(Financial and other resources)
Qun tr s thay i - Dr. Lan Anh 35
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Top 5 of the Best Pract ices in Changemanagement (ProscisSurveys 2005, 2007)
Rank Prosci, 2005 Prosci, 20071 Sponsorship Executivesponsorship
2 Change management
process and tools
Structured change
management approach3 Communication Communication about need
for change
4 Employee involvement Dedicated resources (HR)
5 Project leadership andplanning
Employee participation
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Top 5 of the Best Pract ices in Changemanagement (ProscisSurveys 2009, 2011)
Rank Prosci, 2009 Prosci, 20111 Executive sponsorship Active and visible executive
sponsorship
2 Communication about
need for change
Communication about need
for change3 Structured change
management approachStructured changemanagement approach
4 Dedicated resources(HR)
Dedicated resources andfunding for CM
5 Employee engagementand participation
Engagement and participationfrom both employees andmiddle managers
C t b t l
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Cc nguyn tccbntrong qunlthay i(Hiatt and Creasey, 2003)
1. Truyn thng, giao tip v s thay i (Communication
aboutchange)2. Lun tn ti hai thi i vi thay i: chng i v
ng h (Resistance and comfort)3. Quyn hn thay i (Authority for change)
4. H thng gi tr h tr cho thay i bao gm c cc yut l tr v cm xc (Mental and emotional factors)5. Phi r rng v loi thay i: tng bc/dn dn hay
trn vn/ln (Incremental change versus radicalchange).
6. Mt phng n ng cho mt thay i l cha , khnng linh hot ca phng n mi l quan trng(The right answer is not enough).
7. Thay i l c mt qu trnh, khng ch l mt bcchuyn i trng thi (Change is a process)
Ch i i l
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Change pr inc ip les(Hiatt and Creasey, 2003)
1. Communication aboutchange2. Resistance and comfort3. Authority for change
4. Mental and emotional factors5. Incremental change versus radical
change
6. The right answer is not enough7. Change is a process
T th th i
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Truynthng vsthay i
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The change message: Say i t once
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The change message: Say i t once,Say it tw ice, and Say it again !
Keep it simpleNo jargon Use language of the target people Use storytelling
Use different mediums (Different levels ofimpact) Change style of communication depending
upon
Where you are in the change Who you are communicating with Walk the talk, be honest!
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Choos ing commun icat ion mediafor change
Levelofchange
Level of participation
Tell Sell Consult Join
Awareness
Understanding(and Action)
Acceptance/Alignment
Ownership/Engagement
Newsletters,emails, memos,
letters, notices
Booklets, plenarysessions, presentations,
videos, intranets
Focus groups, workingparties, suggestions
schemes, consultativepresentations
Working sessions, 1-to-1conversations, workshops,
coaching
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Commun icat ion channels and methods(Prosci, Best Practices 2007)
Billboards
Blogs Brown bag lunches Cascading communication trees Demonstrations
Frequently asked questions (FAQs) Intranet pop-ups One-to-one meetings and coaching Project fairs Roundtables
Recognition certificate orTestimonials Motivational video clips Formal meetings or celebrations
Watch the videoclip Safety starts
with me!
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Vnha tchcv sthay i
Vnha tchcc thtoiukinthunlihocngncnthay itrong mttchc.
Mtdoanh nghipnlcthay ivnhatchcbiv vnha hintilm cntrvictcmctiu catchc.
Cc p lcmi trngbn ngoi vnibc thkch thch nhu cuthay itchc.