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    QUN TR S THAY I(CHANGE MANAGEMENT)

    MBA 2012

    Gingvin: TrngThLan Anh

    THAY I V PHT TRINT CHC

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    Qun tr s thay i - Dr. Lan Anh 2

    NI DUNG CHNH

    V sao cc dn thay ithtbi? Cc m hnh Quntrsthay i

    Mtsyutcnquan tm khi lpkhochthay i

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    Managing the OD Process

    Three basic components of OD programs:

    Diagnosis Continuous collection of dataabout total system, itssubunits, its processes, andits culture

    Action All activities and interventionsdesigned to improve theorganizations functioning

    Programmanagement

    All activities designed toensure success of the

    program

    Qun tr s thay i - Dr. Lan Anh 3

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    Program Management

    Motivating Change

    Creating a Vision

    Developing Political Support

    Managing the Transition

    Sustaining Momentum

    Effective ChangeManagement

    Cummings & Worley (2011) nhndngc5 nhm hotngcnthitiviquntrsthay ihiuqu:

    Qun tr s thay i - Dr. Lan Anh 4

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    Qun tr s thay i - Dr. Lan Anh 5

    iu g lm nn thnh cng ca mt d ni mi?

    iu g cn tr hoc gy nn tht bi chomt mt d n i mi?

    Tholun

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    Qun tr s thay i - Dr. Lan Anh 6

    Why trans form at ion effor ts fai l?(Kotter, 1995)

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    Qun tr s thay i - Dr. Lan Anh 7

    18% 26%

    20%

    36%

    Why IT Projects Fail

    Deficiencies in System Delivery

    (36%)

    Failure to deliver by the due date Technology did not work

    System did not meet

    requirements

    Deficiencies in Organizational

    Change Management (26%)

    Problem with organizational

    change management

    Changes Outside the Scope (20%)

    Requirements changed by the

    time the system was delivered System delivered planned

    benefits, but they no longer

    mattered to the business

    Major Planning Errors (18%)

    System was delivered and used,

    but the benefits were not

    obtained

    Source: Flint, D., The Users View of Why IT Projects Fail, 2005 Gartner, Inc. Findingsbased on 520 failed IT Projects with over 1000 staff.

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    Qun tr s thay i - Dr. Lan Anh 8

    Tm nguyn nhn khinqu trnh thayithtbi(Kotter, 1995)

    1. Thiucmnhnmtscpbch (urgency)2. Thiumtlin minh dndtsthay i(guiding

    coalition)3. Thiumtschia svtmnhn (shared

    vision) ivisthay i: vtr caTI trong vsau khi thay is u?

    4. Thiugiao tipvsthay i(Under-communication)

    5. Khng loibchtnhngtrngiivithay i(obstacles to change)

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    Qun tr s thay i - Dr. Lan Anh 9

    Tm nguyn nhn khinqu trnhthay ithtbi(Kotter, 1995)

    6. Thiu hoch nh mt cchh thng to nn vnhng ghi nhn thnh tch

    ngn hn (short-term wins)7. Tuyn b thng li qu sm!

    8. Khng gn kt s thay i

    vi vn ha DN

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    Qun tr s thay i - Dr. Lan Anh 10

    Cn l do gna o lng kt qu t s thay i (measurable outcomes)

    khng y v cng bng: Thiu cng c o lng hoc nhng thang o c th nh lng

    c Cc kt qu phi nhiu kha cnh khc nhau v khng o c

    ng thi Tn ti nhng kt qu hay hu qu v hnh.

    To cm gic b p lc (emotional stress) Thiu d tr phng n i ph vi nhng ri ro hay rocn c th xy ra (anticipate the obstacles)

    Cp trn khng lm gng Thiu c s vt cht v nhng iu kin mi trng

    thc hin thay i Thiu kin nhn Thiu lng nghe v phn hi ???

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    Qun tr s thay i - Dr. Lan Anh 11

    Ten po ints o f po ten t ial fai lure1. A continued discrepancy between top management statements of values or styles

    and their actual managerial behaviourSaying one thing and doing another

    2. A big programme of activities without any clear goals for change

    3. Confusion between ends and meansthe question of training for what must beanswered

    4. Short-term perspective. Three to five years is a realistic time framework fororganisational change

    5. Lack of coordination between a number of different activities aimed at increasingorganisational effectiveness

    6. Overdependence on otherseither outside consultants or inside specialists

    7. Large gap between the commitment to change at the top of the organisation andthe transfer of this interest to the middle of the organisation

    8. Trying to fit a major organisational change into an old organisational structure

    9. The constant search for cookbook solutions

    10. Applying an intervention or strategy inappropriately. The tendency to applysomeone elses package

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    Qun tr s thay i - Dr. Lan Anh 12

    Nhngtrngiivinlcthay i

    Vn ha DN khng h trNgun vn gii hn

    Vn nhn lc

    Qui trnh bt cp

    Thiu thng tin

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    Manage the Driv ing Forces As Wel lAs the Restrain ing Forces

    What Forces Affect Your Change Project?

    Driving forcesDealing only withthis side will immediatelygenerate counterforces

    Restraining forces - personalpsychological defenses or groupnorms embedded in theorganizational or communityculture.

    Changes at the Top Career-based organization

    Powerful external influences Low turnover

    Powerful leader Success

    Acceptance of need to change Stable environment

    Externally focused Criteria of success not visible

    Crisis of opportunity Lack of clear authority

    Qun tr s thay i - Dr. Lan Anh 13

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    Qun tr s thay i - Dr. Lan Anh 14

    The Change Monster by Jeanie Daniel Duck, Crown Business, 2001 (Illustration by Gene Mackles)

    The nature of change unfolds in a series of dynamic but manageable phases that require preparation.

    The Change Road Map The roadahead is full of landmines.

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    Qun tr s thay i - Dr. Lan Anh 16

    M hnh Tm-bcthay i(Ko tter, 1996)

    Bc Hnh ng Hnh vi mi

    1 Gia tngmccpbch

    Mi ngi bt u kho nhau: Nhanh ln,chng ta cn thay i!

    2 Lpitinphong Thnh lp mt nhm c sc mnh dndt s thay i ln ny. Nhm ny bt ulm vic n vi nhau.

    3 Xy dngvincnhtnglai

    i tin phong s xy dng vin cnh tnglai v thit lp chin lc thc hin

    nhng n lc thay i.4 Thu ht mi

    ngitham giaCc nhn vin btutham gia vo cngcucthay i, thhinqua hnh vi cah.

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    Qun tr s thay i - Dr. Lan Anh 17

    M hnh Tm-bcthay i(Kot ter, 1996)

    Bc Hnh ng Hnh vi mi5 Trao quyn Thm nhiu ngi thy mnh c th hnh ng,

    v thc s hnh ng theo vin cnh tnglai.

    6 Tora nhngthnglingnhn

    ng lc hnh thnh khi nhn vin c gnghon thnh cng vic theo vin cnh tng lai,cng lc nhng cn tr i vi s thay icng ngy mt t i.

    7 Duy tr slin

    tc

    Ln sng thay i tip tc c thc hin cho

    n khi hon tt theo vin cnh tng lai nh.

    8 Gicho sthay icbnvng

    Hnh vi mi c tip din bt chp s tr koca truyn thng v s thay i ca nhmnhng ngi dn dt...

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    Qun tr s thay i - Dr. Lan Anh 18

    Im not used todoing it thisway.

    Do we need to hireadditional staff?

    Im not motivated to

    use the newtechnology.

    Are we performingefficiently?

    Have reportingrelationships

    changed?

    Because of newwork processes myrole has changedand I haveadditionalresponsibility.

    I dont knowhow to use thenew system.

    Culture

    Skills

    Job Design

    HR Policies

    Rewards

    Measures

    Structure

    In ternal izing the Change

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    Leading

    ChangeDndtsthay

    i(Kotter,1996)

    Qun tr s thay i - Dr. Lan Anh 19

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    Qun tr s thay i - Dr. Lan Anh 20

    The Change leadership Model(Corporate Leadership Council, 2007)

    Goal: Building commitment to change 3 phases:

    Inform Phase: creates the foundation for

    gaining employee commitment. It consists of: ContactThe earliest moment when employees or

    individuals learn of the change

    AwarenessThe stage when the individual or

    employees realize that change will take place UnderstandingEmployees demonstrate that they

    comprehend the nature and rationale of the changeand what is expected of them.

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    Qun tr s thay i - Dr. Lan Anh 21

    The Change leadership Model(Corporate Leadership Council, 2007)

    Educate Phase: Employees learn how the change willdirectly affect them and their current routines. It is critical atthis stage to communicate information that highlights thebenefits of the change. Two commitment stages: Positive PerceptionEmployees develop a positive mentality

    toward the change.

    AdoptionEmployees have been exposed to the change longenough to understand the worth and impact of this change on theorganization

    Commit Phase: Implementation occurs during this phase.Employees adjust to the change as it becomes a part oftheir daily work. Two stages: InstitutionalizationThe change proves durable and permanent

    and has been formally adopted into the routine operations of thecompany.

    InternalizationEmployees are highly committed to the changebecause it aligns with their personal interests, goals, or valuesystems

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    Qun tr s thay i - Dr. Lan Anh 22

    M hnh ADKAR(Hiatt & Creasey, 2003)

    Awareness: thccnhu cuphithayi

    Desire: mong munctham gia v htr

    thay i Knowledge: hiubitphngthcthay i Ability: khnngthchinthay inh

    ctrang bcc knngv hnh vi cnthit

    Reinforcement: cngc, duy tr trngthimi

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    Qun tr s thay i - Dr. Lan Anh 23

    (Source: www.change-management.com)

    http://www.change-management.com/http://www.change-management.com/http://www.change-management.com/http://www.change-management.com/
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    Qun tr s thay i - Dr. Lan Anh 24

    Change management process(Prosci Ltd., 2005)

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    Qun tr s thay i - Dr. Lan Anh 25

    M hnh Cc yutnhn shtrsthay i(Lan Anh , 2009)

    Cc yu t Nhn s h tr thay i(HR facilitators): La chn nng lc tc nhn thay i (Change agent

    capabilities)

    o to KSA cho thay i (Training)

    Pht trin nhn s gn vi vin cnh thay i (HRD) Giao tip nhn s nhm vo ng c thay i (Motivative

    communication)

    S tham gia (Participation)Cm gic lm ch: l cha khothnh cng.

    nh hng s p ng thay i ca nhn vin (Employeeresponsiveness)Lng nhit tnh: c hiu ng ly lan.

    Theo di v to iu kin thun li cho qu trnh thch nghi vithay i ca nhn vin (Employee adaptation)

    High u ra ca mt qu trnh thay i (Change

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    Qun tr s thay i - Dr. Lan Anh 26

    Thco theo

    QL d n

    Thc o theo QL

    nhn s

    Kt qu 4:

    Qu trnhthay ithnh cng

    Kt qu 1:

    Thnh cng kha cnhd n

    Kt qu 2:Thnh cng

    kha cnhnhn vin

    Kt qu 3:Tht bi c

    qu trnhLow

    High

    Low High

    (Ngun: Lan Anh, 2009)

    u ra ca mt qu trnh thay i (Changeoutcomes)

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    Qun tr s thay i - Dr. Lan Anh 27

    Project-orientedchange

    outcomes

    CHANGE LEADERSHIP, KNOWLEDGE AND AB ILITY,HR DEVELOPMENT

    CONTEXTUAL FACTORS(Organizational support, Problem-solving focus, Managerial focus, and

    Technological focus of the change project)

    CONTROL FACTORS(Business background of the firm,

    Experience of change, Gender, and Ageof the participants)

    Employee-oriented change

    outcomesPARTICIPATION, EMPLOYEE

    RESPONSIVENESS, ADAPTATION

    CHANGE COMPETENCIES, CHANGEMOTIVATION

    (Ngun: Lan Anh, 2009)

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    Qun tr s thay i - Dr. Lan Anh 28

    CM Too ls to faci l i tate ind iv idualchange acco rd ing to the process

    "To-Be"

    DesiredState

    The "As-Is"Current State

    PerformanceMeasures

    Communicat ions

    Training &Development

    Responsibi l i t ies &Accountabi l i t ies

    Resource

    Al locat ion

    Leadership &Vision

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    Qun tr s thay i - Dr. Lan Anh 29

    Ten strategies for employee involvement1. Meet regularly with employees and openly discuss the organisational changes and

    why they occurred

    2. Recognise that employees understand that you may not have the answers toeverything, but its important for them to feel the communications are open andhonest

    3. Constantly communicate clear goals and vision of the new situation

    4. Encourage people to discuss fears and concerns in teams

    5. Open suggestion boxes for employees to raise questions in anonymity

    6. Set up weekly lunches or other informal meetings to discuss the progress of therestructuring process

    7. Whenever possible, assign roles and responsibilities in line with peoples interests

    8. Develop rituals and marker events that allow people to connect

    9. Involve employees affected by the changes in making decisions about whats bestfor them

    10. Discuss realistic career options with employees and ensure training is available forany new skills that are needed

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    Qun tr s thay i - Dr. Lan Anh 3014

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    Qun tr s thay i - Dr. Lan Anh 31

    Change Agents

    Change team drives changesinto the organization.

    Business

    Process

    Owners

    ImplementationTeams

    SAPPro

    jectTeam

    PWCQualityAssuranceMr.David B.Aldridge

    XMSMChange ManagementMr.Xavier Blutel,Mr.Rapee Sukhyanga,Mr.Ali Ihsan,K.Sakchai

    Others (TBA)

    PWCProjectManagerK.Arunee Sonthimas/

    (K.Wilawan A.)

    XMSMProjectManagerK.Sakchai H.

    XMSMProjectAssistantK.WanidaT.

    SAP QA

    (Optional)ProjectAdmin.

    K.SaranyaT.

    General LedgerK.NgamtaT.

    K.Nongluk Harnprasert

    AssetManagementK.NaraS.

    K.Pornchai Techachitanan

    ControllingK.Rangrong I.,K.Wariya C.K.PetcharatPetchuwapee

    Italcementi Consultant

    Finance& AccountingK.Rangrong I.

    K.Nongluk Harnprasert

    PurchasingK.TallikaW.

    K.AnchaleeTirapornvadee

    InventoryControlK.Nipon M.

    K.Attaporn Posang

    AccountPayableK.ChodchoyV.

    K.Vesarush Chantaravitoon(K.Chiraporn Kanchanasevee)

    Italcementi Consultant

    Purchasing and InventoryControlK.Siwaporn V.

    K.AnchaleeTirapornvadee

    Sales and BillingK.Veerawan Y., K.SakjaK.

    K.Siri Navapong

    AccountReceivableK.JirapaT.

    K.Chiraporn Kanchanasevee

    Italcementi Consultant

    SalesK.VallapaM.

    K.ParichaApairee

    BasisK.Utis K.,K.SupajeeS.

    K.Nuttakorn C.

    ABAP DevelopmentK.VichetT.,K.Kraisorn S.

    K.NalineeYaowaratana

    Technical SupportK.Boonsong M.K.Nuttakorn C.

    K.Supon W. (PartTime)

    ProjectSponsor

    XMSMManagementMr.Ali Ihsan

    SteeringCommittee

    Mr.Xavier Blutel,Mr.Rapee Sukhyanga,Mr.Ali Ihsan,K.Sakchai Hemvichit.Mr.David B.Aldridge,K.Arunee Sonthimas,K.WilawanArchanainant

    H

    R

    SAP project team designs new

    business processes, develops

    supporting SAP system, identifies

    other changes.

    Change Manager

    Senior managementmembers ultimately

    responsible for

    implementation ofnew business processesand systems.

    In-the-fieldfacilitators of change

    CHANGE BODY IN Company A

    Line Responsibility to Business

    Anexample

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    MTSYUTCNQUAN TMKHI LPKHOCHTHAYI

    Nhu cuthay i

    Cc mngchcnngcnphihpvikhochquntrsthay i

    Tcthay i

    Cc vai tr quytnhnsthnh cngcadn thay i

    Truynthng vsthay i

    Vnha tchcv sthay i

    Qun tr s thay i - Dr. Lan Anh 32

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    Qun tr s thay i - Dr. Lan Anh 33

    Trcnghim

    Chnonnhu cuthay i

    Tam g ic thay i(Change Triang le)

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    Qun tr s thay i - Dr. Lan Anh 34

    Qun l ri ro

    (Risk management)

    QUN L

    THAYI

    Qun l nhn s(Human resource management)

    Qun l vn(Capital

    management)

    Qun l d n(Project

    management)

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    Tccathay ity thuc

    Yutquytnh

    Mccpbch (Urgency)

    Mchtr(Support)

    Slngv sphctpcathay i(Amount and complexity of change)

    Mccnhtranh tmi trng(Competitive environment)

    Mcsnsng vnnglc(Knowledge and skills available)

    Ngunlcti chnh v cc ngunlckhc(Financial and other resources)

    Qun tr s thay i - Dr. Lan Anh 35

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    Top 5 of the Best Pract ices in Changemanagement (ProscisSurveys 2005, 2007)

    Rank Prosci, 2005 Prosci, 20071 Sponsorship Executivesponsorship

    2 Change management

    process and tools

    Structured change

    management approach3 Communication Communication about need

    for change

    4 Employee involvement Dedicated resources (HR)

    5 Project leadership andplanning

    Employee participation

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    Qun tr s thay i - Dr. Lan Anh 37

    Top 5 of the Best Pract ices in Changemanagement (ProscisSurveys 2009, 2011)

    Rank Prosci, 2009 Prosci, 20111 Executive sponsorship Active and visible executive

    sponsorship

    2 Communication about

    need for change

    Communication about need

    for change3 Structured change

    management approachStructured changemanagement approach

    4 Dedicated resources(HR)

    Dedicated resources andfunding for CM

    5 Employee engagementand participation

    Engagement and participationfrom both employees andmiddle managers

    C t b t l

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    Qun tr s thay i - Dr. Lan Anh 38

    Cc nguyn tccbntrong qunlthay i(Hiatt and Creasey, 2003)

    1. Truyn thng, giao tip v s thay i (Communication

    aboutchange)2. Lun tn ti hai thi i vi thay i: chng i v

    ng h (Resistance and comfort)3. Quyn hn thay i (Authority for change)

    4. H thng gi tr h tr cho thay i bao gm c cc yut l tr v cm xc (Mental and emotional factors)5. Phi r rng v loi thay i: tng bc/dn dn hay

    trn vn/ln (Incremental change versus radicalchange).

    6. Mt phng n ng cho mt thay i l cha , khnng linh hot ca phng n mi l quan trng(The right answer is not enough).

    7. Thay i l c mt qu trnh, khng ch l mt bcchuyn i trng thi (Change is a process)

    Ch i i l

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    Qun tr s thay i - Dr. Lan Anh 39

    Change pr inc ip les(Hiatt and Creasey, 2003)

    1. Communication aboutchange2. Resistance and comfort3. Authority for change

    4. Mental and emotional factors5. Incremental change versus radical

    change

    6. The right answer is not enough7. Change is a process

    T th th i

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    Qun tr s thay i - Dr. Lan Anh 40

    Truynthng vsthay i

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    Qun tr s thay i - Dr. Lan Anh 42

    The change message: Say i t once

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    Qun tr s thay i - Dr. Lan Anh 43

    The change message: Say i t once,Say it tw ice, and Say it again !

    Keep it simpleNo jargon Use language of the target people Use storytelling

    Use different mediums (Different levels ofimpact) Change style of communication depending

    upon

    Where you are in the change Who you are communicating with Walk the talk, be honest!

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    Qun tr s thay i - Dr. Lan Anh 44

    Choos ing commun icat ion mediafor change

    Levelofchange

    Level of participation

    Tell Sell Consult Join

    Awareness

    Understanding(and Action)

    Acceptance/Alignment

    Ownership/Engagement

    Newsletters,emails, memos,

    letters, notices

    Booklets, plenarysessions, presentations,

    videos, intranets

    Focus groups, workingparties, suggestions

    schemes, consultativepresentations

    Working sessions, 1-to-1conversations, workshops,

    coaching

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    Qun tr s thay i - Dr. Lan Anh 45

    Commun icat ion channels and methods(Prosci, Best Practices 2007)

    Billboards

    Blogs Brown bag lunches Cascading communication trees Demonstrations

    Frequently asked questions (FAQs) Intranet pop-ups One-to-one meetings and coaching Project fairs Roundtables

    Recognition certificate orTestimonials Motivational video clips Formal meetings or celebrations

    Watch the videoclip Safety starts

    with me!

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    Qun tr s thay i - Dr. Lan Anh 46

    Vnha tchcv sthay i

    Vnha tchcc thtoiukinthunlihocngncnthay itrong mttchc.

    Mtdoanh nghipnlcthay ivnhatchcbiv vnha hintilm cntrvictcmctiu catchc.

    Cc p lcmi trngbn ngoi vnibc thkch thch nhu cuthay itchc.