QUARTERLY REPORT · Fixed Income $571,140 25.62% Cash & Equivalents $81,753 3.67% Total $2,229,275 100.00% By Account Account Current Value Current Percent Smith, Jack and Diane (xxxx11,Trust)

QUARTERLY REPORTDecember 2017

13921 Quail Pointe DriveOklahoma City, OK 73134ph 405.607.4820fax 405.294.3340

Home O�ce

125 5th Street South, Suite 201St. Petersburg, FL 33701ph 727.455.0033

Tampa Bay O�ce

www.alignmywealth.com

toll free 800.401.6477

Jack and Diane Smith

Table of Contents

Portfolio Allocation ............................................................................................................................................................................................... 3

Portfolio Summary ................................................................................................................................................................................................ 4

Portfolio Performance ........................................................................................................................................................................................... 5

Portfolio Performance By Bucket .......................................................................................................................................................................... 6

Asset Class Performance ....................................................................................................................................................................................... 7

Billing Invoice ........................................................................................................................................................................................................ 9

Explanations & Disclosures ................................................................................................................................................................................... 10

Smith, Jack and DianeAs of December 31, 2017 Page 2

By Bucket

BucketCurrent

ValueCurrentPercent

Short-Term $274,804 12.33%Mid-Term $332,828 14.93%Long-Term $1,621,643 72.74%Total $2,229,275 100.00%

By Asset Class

SectorCurrent

ValueCurrentPercent

Equities $1,576,382 70.71%Fixed Income $571,140 25.62%Cash & Equivalents $81,753 3.67%Total $2,229,275 100.00%

By Account

AccountCurrent

ValueCurrentPercent

$1,462,742 65.62%Smith, Jack and Diane (xxxx11,Trust) Smith, Jack (xxxx222, IRA) $766,533 34.38%Total $2,229,275 100.00%

Portfolio Allocation


Annual Contributions/WithdrawalsBeginning Value Net Contribution Ending Value Contribution Rate

2013 * $0 $92,605 $99,952 -2014 $99,952 $546,500 $651,003 546.76%2015 $651,003 $1,388,343 $1,965,137 213.26%2016 $1,965,137 ($94,873) $2,045,248 (4.83%)2017 $2,045,248 ($120,000) $2,229,275 (5.87%)

* 2013 represents a partial 364-day period starting 1/1/2013 instead of 12/31/2012

Investment GainInception to Date

(8/13/2013) Year to DateStart Value $0 $2,045,248Net Contribution $1,827,775 ($120,000)Ending Value $2,229,275 $2,229,275Investment Gain $401,500 $304,027Account Return (Net TWR) 6.61% 15.26%

Returns for periods exceeding 12 months are annualized

Portfolio Summary


Allocation Over Time

* Since data availability date of 8/14/2013

Annualized Portfolio PerformanceInception to Date

(8/13/2013)Net Return

Year to DateNet Return

6.61% 15.26%9.38% 23.97%

13.31% 21.83%9.92% 7.84%6.22% 25.03%6.67% 37.28%

3.04% 3.54%

0.62% 0.42%

2.65% 3.49%

Smith, Jack and DianeMSCI All Country World Index NetS&P 500 Composite Russell 2000 Value MSCI EAFE NetMSCI EM (Emerging Markets) Net Bloomberg Barclays US Aggregate Bloomberg Barclays US Treasury 1 - 3Y Bloomberg Barclays Municipal 1 - 10Y Blend Bloomberg Barclays US Treasury 20+ Years

7.35% 8.98%

Returns for periods exceeding 12 months are annualized

Portfolio Performance


Value Weight

Inception to Date(8/13/2013)Net Return


Short-TermShort-Term Total $274,804 12.33% † 0.65% 1.68%

Short-Term Blended Index 0.62% 0.42%

Mid-TermMid-Term Total $332,828 14.93% * 6.16% 8.89%

Mid-Term Blended Index 3.82% 7.55%

Long-TermLong-Term Total $1,621,643 72.74% † 7.12% 19.98%

Long-Term Blended Index 9.29% 22.41%

Total $2,229,275 100.00% 6.61% 15.26%

* Partial period return† Linked partial period returnReturns for periods exceeding 12 months are annualized

Portfolio Performance By Bucket


Description Value Weight

Inception toDate



EquitiesEquities Total $1,576,382 70.71% * 9.79% 8/14/2013 21.92%

MSCI All Country World Index Net 9.38% 23.97%

Equities $106,681 4.79% * 9.69% 2/16/2015 22.15%MSCI All Country World IndexNet

8.71% 23.97%

DFA Global Equity (DGEIX) $106,681 4.79% * 9.78% 2/16/2015 22.15%

US Equities $660,032 29.61% † 9.34% 8/14/2013 17.03%Russell 3000 13.06% 21.13%

DFA TA US Core Equity 2 (DFTCX) $341,531 15.32% † 8.26% 8/14/2013 18.82%DFA TM US Equity (DTMEX) $134,796 6.05% † 8.93% 8/14/2013 21.44%DFA TM US Targeted Value(DTMVX)

$177,274 7.95% † 7.47% 8/14/2013 11.08%

DFA US Targeted Value (DFFVX) $6,432 0.29% † 11.02% 3/5/2015 9.45%

International Equities $675,808 30.32% † 6.70% 8/14/2013 29.50%MSCI All Country World Index X -US Net

6.09% 27.19%

DFA Emerging Markets Core(DFCEX)

$170,729 7.66% † 6.40% 8/14/2013 36.55%

DFA International Core Equity(DFIEX)

$255,403 11.46% † 6.18% 8/14/2013 28.05%

DFA International Large Cap(DFALX)

$125,181 5.62% † 2.94% 8/14/2013 25.37%

DFA International Small Cap Value(DISVX)

$124,495 5.58% † 8.84% 8/14/2013 27.98%

Global Real Estate $133,861 6.00% † 6.43% 8/14/2013 10.26%S&P Global REIT 8.64% 8.63%

DFA International Real EstateSecurities (DFITX)

$65,459 2.94% † 4.88% 8/14/2013 15.38%

DFA US Real Estate Securities(DFREX)

$68,401 3.07% † 7.95% 8/14/2013 5.69%

Fixed IncomeFixed Income Total $571,140 25.62% † 1.20% 8/13/2013 2.86%

Core Fixed Income $378,089 16.96% † 1.95% 8/13/2013 3.47%Bloomberg Barclays USAggregate

3.04% 3.54%

DFA Investment Grade (DFAPX) $226,147 10.14% † 2.38% 2/16/2015 3.36%Vanguard Long-Term GovernmentBond Index (VLGSX)

$151,942 6.82% * 1.92% 6/18/2017 * 1.92% 6/18/2017

Short-Term Fixed Income $193,051 8.66% † 0.73% 8/14/2013 1.68%Bloomberg Barclays US Treasury1 - 3Y

0.62% 0.42%

DFA Short Duration Real Return I(DFAIX)

$97,094 4.36% † 0.07% 10/27/2014 * 1.51% 6/18/2017

Asset Class Performance


Description Value Weight

Inception toDate



Fixed IncomeDFA Short-Term Muni Bond(DFSMX)

$95,957 4.30% † 0.54% 2/16/2015 1.15%

Cash & EquivalentsCash & Equivalents Total $81,753 3.67% n/a n/a

Cash & Equivalents $81,753 3.67% n/a n/aCash (CASH) $80,335 3.60%Schwab Government Money Fund(SWGXX)

$1,418 0.06%

Total $2,229,275 100.00% 6.61% 15.26%

* Partial period return† Linked partial period returnReturns for periods exceeding 12 months are annualized



Meet With Your Advisor Please contact Align immediately if you have had any changes in your investment objectives or financial circumstances. Any changes could impact

how we manage your portfolio and will become part of your client file. You should also contact us at any time during the year if your investment

goals and/or financial circumstances change. This review process helps us confirm or adjust your portfolio as necessary. It also provides us the

opportunity to discuss a variety of issues such as taxes, estate planning, insurance and other items that may be of interest or concern to you. If you

are interested in making an appointment, please contact us to schedule a time that is convenient for you. We look forward to meeting with you and

helping you stay on course.

It is important to review your account beneficiaries each year to make sure that no personal changes need to be made and the primary and

contingent beneficiary designations are up to date and accurate. If you have any questions about updating a beneficiary designation, please contact

us.

Explanations of Report Sections Portfolio Allocation

Within this section, By Bucket presents a view of the allocation in the Short-Term, Mid-Term, and Long-Term buckets. By Asset Class presents a view

of an account’s assets divided into asset classes. This chart displays the current percentage for each asset class. The Target Percent Allocation shown

in this section is the model portfolio toward which we periodically rebalance. In addition, By Account includes values for each account managed in

the portfolio.

Portfolio Summary

The chart in this section presents a summary of a specific group through various time periods. The line represents the cumulative contributions

and/or withdrawals made to and from the account. The shaded area represents the portfolio value including contributions, withdrawals, market

movements, reinvestments, management fees, and other transactions affecting the account. Annual Contributions/Withdrawals displays all capital-

flow transactions over a certain time period for the account. The Contribution Rate is the contribution for each time period divided by the beginning

value for that time period.

Portfolio Performance

The Portfolio Performance section is a representation of a client’s performance shown as an annualized return throughout relevant time periods

since inception. Along with this return data, we have also provided the benchmarks of the most relevant indices.

The Allocation Over Time illustrates the portfolio asset allocation since inception that is broken down by asset class level categorization.


Asset Class Performance presents account values and performance for various time periods. The Inception to Date Net Return is an annualized

number while periods of one year and less than one year are not annualized.

Billing Invoice

The billing invoice shows the time periods, adjustments, total fee amounts and billing allocation for a specific group.

Disclosures Introduction: Align Wealth Management, LLC (Align) is a SEC Registered Investment Adviser. Our Home Office is located at 13921 Quail Pointe Drive,

Oklahoma City, OK 73134, ph 405-607-4820. Our Tampa Bay Office is located at 125 5th Street South, Suite 201, St. Petersburg, FL 33701, ph 727-

455-0033. The data herein was provided by the broker-dealer and account custodian for your investment accounts. Brokerage account information

was provided by DST Systems, Inc. or ByAllAccounts, who act as data aggregators. We believe the information to be reliable; however, because we

are not the original source of the information, we can make no representations as to its accuracy or completeness. In the unlikely event that the

information provided differs from the information provided to you by the Custodian via account statements or other communications, you should

rely on the information received directly from the Custodian. Accordingly, you cannot use the information contained herein for year-end tax

reporting.

This Quarterly Report has been prepared by Forum Financial Management, LP (“Forum”). We have engaged Forum as a third-party service provider

for the provision of back office services for the benefit of Clients' accounts. We pay Forum a fee for its services, which include, but are not limited to,

account administration, technology, and trading. Clients are not charged any additional fees for Forum's services. We share relevant Client

information with Forum. Forum maintains a privacy policy whereby Forum does not disclose non-public information obtained from us to any non-

affiliated third parties, except as required to process transactions on Client's behalf.


If you would like to discuss your investment accounts, to review your current portfolio allocation, or have any questions regarding this report, please

contact Align. In addition to addressing any concerns you may have, we can provide you with the latest Part 2A of Align’s ADV: Firm Brochure, which

provides additional information about our services including our advisory fees. We can also discuss your financial situation with you and help you

evaluate whether you need to update your Risk Tolerance Profile and Investment Policy Statement.

The following definitions may be helpful in reviewing the Report: This report gives a summary of your portfolio and account holdings. Your portfolio may be composed of one or more different accounts managed as one portfolio, and it may include both taxable and tax-deferred accounts.

Annualized Returns: Annualized returns for the portfolio represent the average annual return over the period depicted. This return is known as the Time Weighted Return (TWR). TWR is a performance metric that minimizes the effect of capital flows. Simply stated, the TWR is the return on the very first dollar invested into the portfolio. Returns for the market indices are presented for the same time period.

Net Returns: Returns provided in this report are net of fees. Fees and expenses of the underlying funds are taken into account in all calculations, as are transaction costs (if any). For the total portfolio, returns are also reduced to reflect any advisory fees paid to Align for servicing and managing the account and any fees and expenses paid to the custodian for asset-based pricing method at the account level. The fees and expenses that may be paid to the custodian include nonresident taxes, foreign taxes paid, margin expense, accounting fees, actuarial fees, contract fees, trustee fees, legal fees, asset-based pricing fees for brokerage execution services, and appraisal fees. Questions on custodian fees and expenses may be directed to the custodian.

MSCI All Country World Index Net: This index is a free float-adjusted, market-capitalization-weighted index designed to measure the equity market performance of developed and emerging markets. It is designed to cover approximately 85% of the global stock market. MSCI is the name of the company that owns the index, Morgan Stanley Capital International Inc.

Russell 3000: The index is a market capitalization weighted equity index maintained by the Russell Investment Group that seeks to be a benchmark of the entire U.S. stock market. More specifically, this index encompasses the 3,000 largest U.S.-traded stocks, in which the underlying companies are all incorporated in the U.S.

S&P 500 Composite: This index is a market-capitalization-weighted index of approximately 500 widely held U.S. stocks. It is often used as a proxy for the U.S. stock market and measures the performance of large companies. Standard and Poor’s chooses the member companies based on the market size, liquidity, and industry group representation.

Russell 2000 Value: This index measures the performance of small-cap value segment of the U.S. equity universe. It includes Russell 2000 companies with lower price-to-book ratios and lower forecasted growth values. The Index is completely reconstituted annually to ensure larger stocks do not distort the performance and characteristics of the true small-cap opportunity set and that the represented companies continue to reflect value characteristics.

MSCI All Country World Index X - US Net: The index captures large and mid-cap representation across 22 of 23 Developed Markets (DM) countries (excluding the US) and 24 Emerging Markets (EM) countries. With 1,860 constituents, the index covers approximately 85% of the global equity opportunity set outside the US. EM countries include: Brazil, Chile, China, Colombia, Czech Republic, Egypt, Greece, Hungary, India, Indonesia, Korea, Malaysia, Mexico, Pakistan, Peru, Philippines, Poland, Russia, Qatar, South Africa, Taiwan, Thailand, Turkey and United Arab Emirates.

MSCI EAFE Net: This index is a float-adjusted, market-capitalization-weighted index designed to measure performance of the equity markets of developed countries in Europe, Australasia and the Far East (EAFE).

MSCI Emerging Markets Net: The index is a free float‐adjusted, market-capitalization-weighted index designed to measure equity market performance of emerging markets. MSCI Emerging Markets Index consists of 24 emerging market country indexes: Brazil, Chile, China, Colombia, Czech Republic, Egypt, Greece, Hungary, India, Indonesia, Korea, Malaysia, Mexico, Pakistan, Peru, Philippines, Poland, Qatar, Russia, South Africa, Taiwan, Thailand, Turkey and United Arab Emirates.

S&P Global REIT: The index is a market-capitalization-weighted index. A member of the S&P Global Property Index Series, the S&P Global REIT serves as a comprehensive benchmark of publicly traded equity REITs listed in both developed and emerging markets.

Bloomberg Barclays US Aggregate Bond Index: The index is a market-capitalization-weighted index that includes Treasury securities, government agency bonds, mortgage-backed bonds, corporate bonds, and a small amount of foreign bonds traded within the U.S. It excludes municipal bonds and Treasury inflation-protected securities because of tax treatment.

Bloomberg Barclays U.S. Treasury 1-3 Year: This index measures the performance of U.S. Treasury securities that have a remaining maturity of at

least one year and less than three years.

Allocation Fund: A portfolio that consists of a variable mix of primary asset classes such as stocks, bonds and cash equivalents.

Citigroup U.S. Broad Investment-Grade Bond Index (USBIG): This index tracks the performance of U.S. dollar-denominated bonds issued in the U.S. investment-grade bond market. Introduced in 1985, the index includes U.S. Treasury, government sponsored, collateralized, and corporate debt and provides a reliable representation of the U.S investment-grade bond market.


Bloomberg Barclays US Treasury 20+ Years Index: This index consists of bonds issued by the U.S. Treasury with remaining maturities greater than 20 years.

Short-Term Blended Index: This index is a blended index comprised of 100% allocated to the Bloomberg Barclays Capital U.S. Treasury 1 – 3 Year, as defined above, which is rebalanced monthly.

Mid-Term Blended Index: This index is a blended index comprised of 30% allocated to the MSCI All Country World Index Net, as defined above, and 70% allocated to the Citigroup U.S. Broad Investment -Grade Bond Index, as defined above, which is rebalanced monthly.

Long-Term Blended Index: This index is a blended index comprised of 90% allocated to the MSCI All Country World Index Net, as defined above and 10% allocated to the Bloomberg Barclays US Treasury 20+ Years, as defined above, which is rebalanced monthly.

Accuracy of Report: The Target and Actual Asset Allocation, Performance Data, and other information regarding your account in this Quarterly Report should be reviewed carefully. If you suspect an error, you should notify Align Wealth Management, LLC by writing to us at 13921 Quail Pointe Drive, Oklahoma City, OK 73134. All parties associated with the program will presume the Report is correct unless written notification of the suspected error is provided IN WRITING within ten (10) days after this Report is sent or made available to you. It is your responsibility to seek immediate clarification about entries that you do not understand or that appear incorrect. All communications sent to your address of record or your secure electronic portal are presumed to have been given to you personally whether or not actually received.


Documents

QUARTERLY REPORT · Fixed Income $571,140 25.62% Cash & Equivalents $81,753 3.67% Total $2,229,275 100.00% By Account Account Current Value Current Percent Smith, Jack and Diane (xxxx11,Trust)