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i REPORT ON VILLAGE SELECTION FOR PRODUCT DEVELOPMENT AND UPSCALING IN VIENGXAY AND SOPBAO DISTRICTS, HOUAPHAN PROVINCE MARCH 24 TH –APRIL 4 TH 2008 BY Souvanpheng PHOMMASANE Ekkasit PATHAMMAVONG Sith SOUKCHALEUNPHONE Manichanh VORABUTH

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Page 1: REPORT ON VILLAGE SELECTION FOR PRODUCT DEVELOPMENT …lad.nafri.org.la/fulltext/2928-0.pdf · DEVELOPMENT AND UPSCALING IN VIENGXAY AND SOPBAO DISTRICTS, HOUAPHAN PROVINCE MARCH

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REPORT ON VILLAGE SELECTION FOR PRODUCT

DEVELOPMENT AND UPSCALING IN VIENGXAY AND

SOPBAO DISTRICTS, HOUAPHAN PROVINCE

MARCH 24TH–APRIL 4 TH 2008

BY

Souvanpheng PHOMMASANE Ekkasit PATHAMMAVONG

Sith SOUKCHALEUNPHONE Manichanh VORABUTH

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TABLE OF CONTENT

ACKNOWLEDGEMENT....................................II

ABBREVIATIONS.....................................III

VIENGXAY DISTRICT POPULATION PROFILE...............IV

SOPBAO DISTRICT POPULATION PROFILE.................IV

EXECUTIVE SUMMARY...................................V

1.1 Viengxay and Sopbao District Profile 2 1.1.1 Viengxay District Profile ...................2 1.1.2 Sopbao District Profile .....................4 1.2.1 Objective ...................................6 1.2.2 Research method .............................6

1.2 Village Selection and Criteria 8

2. FINDINGS AND RECOMMENDATIONS....................9

2.1 Research findings 9 2.1.1 Village selection in Viengxay and Sopbao districts .........................................9 2.1.2 Major constraints for product development and upscaling ........................................11

2.2 Recommendations 17

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ACKNOWLEDGEMENT

The team wishes to give special thanks to Houaphan provincial Department of

Industry and Commerce for their coordination, technical support staff and working venue during the study. Also, special thanks to the provincial office of

the Governor, Department of Planning and Investment, Agriculture and Forestry, Water and Environmental Resource Office for their useful feedbacks and recommendations during the team’s debriefing workshop.

Also, the team would like to acknowledge great inputs and active participation of

technical staff from Viengxay and Sopbao District DoIC, DAFO, DPI and District Administrative Office for their assistance in the development of village selection criteria as well as arranging and participating in village meetings with villagers

and village authorities. Importantly, the work by Miss. Manichanh Vorabuth forestry technical staff from NAFREC is much appreciated by the SNV team of

advisors. Finally, frank and open discussions and experiences sharing by villagers and

village authorities provided the team with access to the very crucial information necessary for critical analysis and making appropriate recommendations. With

their support, it gives the team an indication of hope and commitment that the issues highlighted and recommendations made will be brought up further.

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ABBREVIATIONS

ADB Asia Development Bank CMIP Community Managed Integrated Project

DAFO District Agriculture and Forestry Office DOIC Department of Industry and Commerce

DCTPC Department of Transport Post and Construction DPI Department of Planning and Investment DPTP Department of Production and Trade Promotion

EDC Enterprise & Development Consultants GDP Gross Domestic Product

GDG Gender Development Group HH Household HP Houa Phan Province

LWU Lao Women Union LMA Land Management Administrative

NTFP Non-Timber Forest Product NAFREC North Agriculture Forestry Research Centre NUOL National University of Laos

NRM Natural Resource Management MAF Ministry of Agriculture and Forestry

MIS Market Information System RECOFTC Regional Community Forestry Training Center SNV Netherlands Development Organization

SMEPDO Small and Medium Enterprise Development Office OHK Oxfam Hong Kong

POG Provincial Office of the Governor PAFO Provincial Agriculture and Forestry Office PI Prosperity Initiative

PRF Poverty Reduction Fund UNICEF United Nation Children and Education Fund

XK Xiengkhouang VDF Village Development Fund VX Viengxay

VFI Village Focus International VCD Value Chain Development

WEO Water and Environmental Office

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TABLES AND ILLUSTRATIONS

Viengxay district map 7

Viengxay Ethnic composition 7 Viengxay district population profile 8

% of poor vs. not poor villages in Viengxay district 8 Sopbao district map 9 Sopbao Ethnic composition 9

Sopbao district population profile 10 % of poor vs. not poor families in Sopbao district 10

Table 1: a list of short listed villages for further field visit and in-dept data gathering

Table 2: details of three villages fitting the proposed criteria

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EXECUTIVE SUMMARY

Alleviating the country’s poverty by 2020 is one the overarching goal of the Lao

government. Agricultural production and industrial development have been identified by the government as a critical element for income generation and

economic growth. Despite richness in natural resources, maximum valuation of raw materials has not been yet harnessed, partly because of limited capacity, technology, market and investment capital. SNV Lao PDR 2008 Strategy has

made itself clear for its continuing support on NTFP sector in Lao PDR. Currently, the main focus has been putting on bamboo, rattan and paper

mulberry. SNV applies Value Chain Development, or VCD, approach with the aim to maximize benefits of all actors in a more power balanced, fair and harmonized relationship. As such, it is believed that bamboo producers in

particular will be benefited from having increased bargaining power and a say over decisions affecting them, better deal and fair share the business which

could mean increasing the level of income and employment.

Following the completion of a recent study on Houaphan Bamboo Value Chain Analysis: Identifying SNV’s Potential Advisory Services for the Development of

the Bamboo Value Chain by Martin Greijmans et al. (November, 2007), this scoping study was identified as another crucial follow up step which has two

main objectives: (i) to select villages having potential for further product development and up-scaling, and (ii) to identify major constraints and come up with some possible intervention strategies. In short the study and presented

results aim at assisting SNV and future clients to make informed and justified choices in the further development of the bamboo sector support program in

Houaphan Province, and specific in selected pilot villages. A team of SNV advisors in the area of NTFP/Marketing, SME and Governance for

Empowerment was fielded and teamed up with a technical officers of NAFREC and a technical staff from Houaphan provincial Department of Industry and

Commerce. Due to time constraint, the team decided to initially focus on Viengxay and Sopbao districts with possible later study in Xiengkhor district.

By working closely with designated technical staff from Viengxay and Sopbao district DOIC, DAFO, DPI and administrative offices, 11 initial criteria were

formulated for village short listing for further in-dept study. Based on such criteria, 13 villages from Viengxay district and 5 villages from Sopbao district

were selected for further field visit and in-dept data gathering. Through interviews, using prepared questionnaires, village meetings with relevant stakeholders and referring back to the above mentioned criteria, 3 villages

(Phounsane village from Viengxay district and Nagnom and Kanghao villages from Sopbao district) were finally recommended by the team as having

potentials for further product development and up-scaling due to having sufficient resources, existing knowledge and skills, market and importantly the interest and willingness of both local villagers and authorities such as DoIC and

DAFO in supporting bamboo producers to improve production and marketing.

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The team’s anticipations for impact on income and employment are that: (i) by promoting handicraft making, an increase of 50% of income over the next

three years and a record of minimum 1,366 people to be employed are expected, and/or (ii) by promoting industry such as pulp and chop stick factories, an increase of 100% of income over the next three years and an

employment figure at 20,000 to 30,000 people are anticipated.

Major constraints for further product development and up-scaling were also identified, namely resource, technology and product development, access to market, organization and management, policy and regulation, access to finance

and infrastructure. Specific issues given high priority for further attention are:

� Limited access to information on quality, price, volume and market demand.

� Limited knowledge of and access to the new markets. � High cost of transportation. � Limited or no specialized organizational structures on village level.

� Lack skills such as product design and development. � Unsustainable use of existing resources leading to a decrease of bamboo

resource. � Non-enabling business environment (regulations, fees and tax) � Lack of long term vision or operational strategies concerning bamboo

exploitation and development of the bamboo sector with responsible public agencies

� Limited collaboration between province, district and Khum-Ban authorities.

Identification of intervention areas should be considered in close collaboration with future counterparts and clients in the concerned province / districts and

villages. Referring to constraints identified many areas could be possibly addressed. In formulating intervention areas the following should be taken into account:

- present situation as encountered in the field including present level of

capacity of potential implementers - capacity of SNV to assist the intervention process and added value of SNV

in this process

- scope and reach of interventions (impact) in terms of pro-poor development and improving governance mechanisms.

In any way the current situation encountered and described in the report calls for a multi-actor approach as successfully addressing above mentioned

constraints in the sector requires active collaboration of public, private and civil society sector. As the latter is not developed yet, an effort to initiate and

strengthen village level organizations, representing beneficiaries at this level is seen as crucial to any intervention process.

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1. INTRODUCTION

The value chain development is considered a major vehicle to achieving impact in selected sub-sectors.

SNV, Netherlands Development Organization aims to support local entrepreneur strengthening their performance to effectively poverty reduction and good

governance. Strong local governance, private sector and society will lead to play the crucial role in the sustainable poverty alleviation. They are voice and

advocate of the poor people in rural areas and they are also implementing the national policies of the government.

SNV wish to strengthen to clients’ ability to help communities improve their capacity to generate income and influence way of the good governance. Beside

that SNV will focusing to help the local governance who still lack of ability and skill in term of the commercial market.

Objective of the short study was conducted in the two districts are Viengxay and Sobbao, Huaphan province to explore the potential successful villages for up

scaling, study the constraints/opportunities and select villages for supporting bamboo value chain development as a means to alleviate poverty in Huaphan province in general, specific in two poorest districts. This study was

implemented by a small taskforce of SNV advisors and working by participatory closely with technical staff of NAFREC, DOIC, PAFO provincial level and district

level of Huaphan province to discussion and set up the action plan for the field study on 24 March to 4 April 2008.

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1.1 Viengxay and Sopbao District Profile

1.1.1 Viengxay District Profile

Geographically, Viengxay district shares its borders with Xamneua district

on the South and Vietnam and Sopbao district on the East, while both the North and the West are connected to Xamneua and Ad districts.

The district has a sub-tropical climate, surrounded by mountains and forest as well as green grass appropriate for animal husbandry. The

district has authentic scenery suitable for natural and historical tourism development.

The district has a total population number of 35,741 people; with 130 villages and an overall of 13 Khumban(s). The district has three main

ethnic groups: (i) Lao Loum, with a total population number of 26,653 people, of this 13,531 are women, (ii) Hmong 4,778 people, of this 2,338 female and (iii) Khmu and Yao, with a total population number of 4,143

people, including 1,539 women.

Viengxay District Map (by Lao-EU Malaria Control Project 2002) District ethnic composition

(source: District Administrative Office, 2008)

In terms of infrastructure, Viengxay district has basic infrastructure neccessary for development, such as roads, electricity, irrigation, schools

and hospitals. There should be noted that many of the villages visited by the team use small householder electric generator, in particular Khumban Soey. Gravity fed water supply and the use of latrine were found in all

(though varied by the percentage) villages visited by the team.

The avarage rate of children attending school is 96.3%. The overall

access to clean water and pit has been increasing substantially. Infrastructure support have been noticed in many villages visited,

commonly PRF (irrigation, school and road construction, including inputs into rice bank and saving group establishment), UNICEF (school construction), ADB (Basic Girls Education project), Menonite (Rice mill)

and CMI (community managed irrigation project). Apart from Phounesarn, Phoune-Neuar and Phoune-Karng villages, the rest of the

villages visited have no access to mobile phone frequency.

Ethnic composition

26,653 (75%)

4,778 (13%)

4,143 (12%)

Lao Loum

Hmong

Khmu and Yao

Ethnic composition

26,653 (75%)

4,778 (13%)

4,143 (12%)

Lao Loum

Hmong

Khmu and Yao

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In terms of the livelihoods, Viengxay is classified as one of the poorest

districts in Huaphan province as well as being listed as one of the 47 country’s poorest districts. The district has a total number of 2,938 poor families in 79 villages, or an equal number of 22,491 people. Of this,

there are 10,953 women (Viengxay District Administrative Office, March 2008).

According to the district annual report, the district GDP in 2004 was 49.2 billion Kip, with an average income per capita at 1,370,000 Kip per year.

GDP in 2007 was 48.5 billion Kip, or an equal amount of 2,348,621 Kip per capita per year. With reference to the District Plan, the district has set a target for GDP in 2009 at 98.6 billion Kip, or slightly doubled of the

2004 record, and earmarked to accomplish the level of income per capita at 2,500,00 Kip per year by 2009.

Tourism, subsistence farming and NTFP collection appear to be the major source of people’s income, while fed corn production is increasingly becoming another important source of income of the district economy.

Due to limited low land area for low-land rice farming, shifting cultivation (mainly upland rice, cassava and fed corn) is still common in many

villages, with potential to increase.

Specifically, major district agricultural exported produce include local rice (named Khao-Kai-Noi), cattle (cows and buffalos), grains, silks and local

tea (called Jae, from Karng district).

Source: District Administrative Office, 2008.

District Population Profile

0

5,000

10,000

15,000

20,000

25,000

30,000

35,000

40,000

Total Poor

Nu

mb

er o

f p

eop

le

Population

No.of Women

District Population Profile

0

5,000

10,000

15,000

20,000

25,000

30,000

35,000

40,000

Total Poor

Nu

mb

er o

f p

eop

le

Population

No.of Women

No.of village

Not poor: 51 (39%)

Poor: 79 (61%)

Total: 130 (100%)

Total

Not poor

Poor

No.of village

Not poor: 51 (39%)

Poor: 79 (61%)

Total: 130 (100%)

Total

Not poor

Poor

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1.1.2 Sopbao District Profile

Geographically, Sopbao district locates on the Southern part of Houaphan province approximately 82 Km from Xamneua district. The district is situated economically strategic to the Republic of Vietnam and Xiengkhor

district on the North, while connecting to Viengxay district on the South. Sharing border with Vietnam is also found on the East, while still

connecting to Viengxay district on the West.

Similar to Viengxay district, Sopbao has sub-tropical climate, surrounded by mountains and forest as well as green grass appropriate for animal husbandry and rice farming. Due to having wide scale of low-land rice

farming area and access to irrigation, the district has produced sufficient rice and able to sell parts of the surplus to nearby districts such as

Viengxay and Xiengkhor , including Vietnam. Record in rice production in 2007 was 9,550.2 tones, or an average of 368 Kg per person per year (Sopbao DAFO annual report, Dec. 2007).

The district has a total population number of 25,922 people, of this

12,885 are female. Sopbao comprises of 68 villages which are divided into six Khumban(s). Major district ethnic groups covers: (i) Lao Lum 17,671 people including 8,748 women, (ii) Khmu 1,083 people, of this

558 are female and (iii) Hmong 7,335 people, including 3,702 women.

Sopbao District Map (by Lao-EU Malaria Control Project 2002) Source: Sopbao District DPI (March, 2008)

In terms of infrastructure, nearly 70% of the villages have access to dirt

road, accessible both dry and rainy seasons, while the rest can only be accessed in dry season (Sopbao district DPI report, January 2008). Nearly 90% of all villages have school and all villages have access to health

services. Still, nearly one fourth of the villages need improved access to clean water supply. It is observed that most of the villages visited by the

team have access to electricity and latrine, despite limited access to mobile telephone frequency of certain companies.

Major supporters of the district’s development projects include PRF (school, gravity fed water supply and health centre constructions,

Ethnic composition

Khmu: 1,083 (4%)

Hmong: 7,335 (28%)

Lao Lum: 17,671 ( 68%)

Ethnic composition

Khmu: 1,083 (4%)

Hmong: 7,335 (28%)

Lao Lum: 17,671 ( 68%)

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including setting up village saving groups), CMI (road and irrigation constructions) and ADB (Basic girls education project).

In terms of the livelihoods, Sopbao district has a total population number of 25,992 people, including 12,885 women. 36.8% (or 1,542 families) of

the total 4,190 families in the district are considered as poor. Putting into figure, there are 9,413 poor people, including 4,570 women.

The district GDP record in 2006/07 was 51.8 billion Kip, or an equal amount of 2,001,925 Kip per capita per year. Sopbao district has planed

to achieve the level of GDP at 67.928 billion Kip by 2009, or an average of 2,620,000 Kip per capita per year by 2009. The major source of

people’s income comes from rice farming (mainly low-land rice farming) and cattle like cows and buffalos, including crass crops like soybeans,

cassava, garlic, onions and vegetables. Fed corn and cattles are the major district export products of the district. In many villages visited, fed corn production is becoming increasingly interested by more and more

villagers who are now engaging in contract farming (only some villages like Ban Nayom) arrangement largely with Vietnamese collectors.

Furthermore, it was noticed that a number of women in most of the villages visited by the team had earned extra money from weaving activity and NTFP collection.

Source: Sopbao DPI Office (2008)

District Population Profile

0

5,000

10,000

15,000

20,000

25,000

30,000

Total Women

Nu

mb

er o

f p

eop

le

Population

No.of women

District Population Profile

0

5,000

10,000

15,000

20,000

25,000

30,000

Total Women

Nu

mb

er o

f p

eop

le

Population

No.of women

Number of families

Poor: 1,542 (36.8%)

Not poor: 2,648 ( 63.2%)

Total: 4,190 (100%)

Total no. of families

Poor families

Not poor families

Number of families

Poor: 1,542 (36.8%)

Not poor: 2,648 ( 63.2%)

Total: 4,190 (100%)

Total no. of families

Poor families

Not poor families

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1.2 Objective and research method

1.2.1 Objective

The primary objective of this study is to build on a previous study by

Martin Greijman et al. done in November 2007. The primary objectives of this study as indicated in the TOR (see Annex 1) are:

� Identifying villages having potential for further product development and up-scaling.

� Defining specific constraints to the development of the selected

villages.

� Making recommendations on possible strategies and connected

interventions to ensure successful intervention.

In addition, governance related issues such as power relation and

constraints to inclusiveness will be also analyzed and incorporated into the recommendations.

1.2.2 Research method

The team applied participatory and multi-stakeholder consultation research approach with government officials and communities. Six major

steps were undertaken as outline in the followings:

Step 1: Literature review on existing data, such as:

o Final report “Laos Report Mapping and Farmer Input Market

Studies of Vietnam-Laos done by NUOL, 2005

o Analysis of Sample Value chains and Bamboo Processing Enterprises in Laos done By EDC in 2005.

o Report on a Programme Design for integrated Upland livelihoods in Viengxay and Xiengkhor District by Oxfarm Hong Kong (not

specify year).

o Report on Baseline Study on the Current Status of Poverty and

Bamboo Markets in Xamtai, Viengxay and Xiengkhor Districts in 2007.

Step 2: Organize meetings with key persons of the relevant stakeholders, such as: provincial department and district office of industry and

commerce and agriculture and forestry. District administrative office and District Planning Office were also included.

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At village level, Head of Khum-Ban and village chief together with their villagers and village management assistants were also took part in our

field visit and indept-data gathering process. See Annex 2 for working schedule.

Step 3: Developing questionnaires and division of duties among team members (See Annex 3 for the questionnaires).

Step 4: Setting up ‘Village Selection Criteria’ by technical staff from district DAFO, DOIC, DPI and District Administrative Office with assistance

from SNV advisors. This helps to limit scope of the study. See Annex 4 for a list of participants helping to develop the Village Selection Criteria.

Step 5: Conducting field visit and in-dept data gathering process on

Short-listed villages. Refer to Annex 2 for a list of villages visited. Step 6: Organizing a Debriefing workshop with relevant stakeholders on

major findings and to get feedbacks. A list of participants participating in the debriefing workshop and minute are provided in Annex 5 & 6.

Representatives from District Administrative Office, DOIC, DAFO and provincial DOIC provided inputs into

the development of site selection criteriaError! Reference source not found., facilitated by SNV advisors.

Representatives from District Administrative Office, DOIC, DAFO and provincial DOIC discuss and prioritize Kum-ban according to the criteria jointly developed.

Consultation meeting between district staff and village

authority, including villagers both men and women at Doeu village in rice field (Viengxai district).

Debriefing workshop with provincial DOIC, PAFO, DPI, Lands Administrative Office, STEO and OoG.

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1.2 Village Selection and Criteria

The objective of setting up criteria for site selection is to make informed and justified choices and find consensus for joint and effective further planning. Hence, the study team and involving organizations in province and district such

as DAFO, DOIC, DPI and representative from district administrative office did participatory set up 11 selection criteria. The detail summaries are:

1. sufficient bamboo resource;

2. market availability for bamboo products, either old or new, domestic

or international markets;

3. enabling regulatory environment;

4. knowledge and experience on product developemnt and use of

bamboo;

5. capability to use simple technologies;

6. availability of sufficient labour force and access to finance for

production;

7. preferably located near main road;

8. basic infrastructure: road, electricity and water;

9. interest of community;

10. ownership, participation and commitment from local government

agencies and villagers, and

11. level of poverty of that village.

In order to ease the selection procedure, four criteria are set as pre-conditional: (i) availability of bamboo resources, (ii) poverty level, (iii) ownership,

participation and commitment of local government organizations and villagers towards developing the bamboo sector in a pro-poor way and (iv) feasibility of

pro-poor market opportunities. Hence, other points as raised are merely attention points in further fine tuning

selection and intervention planning.

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2. Findings and Recommendations

2.1 Research findings

2.1.1 Village selection in Viengxay and Sopbao districts

By working collaboratively with technical staff from Viengxay and Sopbao

district DOIC, DAFO, DPI and representative from District Administrative Offices, 13 villages from three village clusters of Viengxay district and 5

villages from Sopbao village cluster and district were screened and selected for field visit and in-dept data gathering, based on the criteria developed. Details of villages chosen are in the following table.

Table 1: A list of shortlisted villages for further field visit and in-dept study

District Village Cluster Chosen villages for further in-dept study

Phounsane

Phounnuae Namsang Phounkang

Phounmai

Som

Xieng Phoun

Duae

Dant

Kient

Souy

Danxay

Nayang

Viengxay

Souy

Thand

Nayom

Phounxai

Nasang

Nalok

Sopbao

Sopbao

Kanghao

Then the team conducted field visit and in-dept data collection, using prepared questionnaires and village meeting. Details of data collected in

each selected village of the two districts are summarized and presented in Annex 7 & 8.

From such data and taking into account the four pre-conditional criteria, the team finally found out that Phounsane village from Viengxay district

and two villages (Nayom and Kanghao villages) from Sopbao district were able to meet most of the proposed criteria. The following table shows how

these three villages meet the proposed criteria.

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Table 2: Details of three villages fitting with the proposed criteria

Village selection criteria

Name of the village

sufficient

bamboo

resource

market

availability for

bamboo

products, either

old or new, domestic or

international

enabling

regulatory

environment

knowledge and

experience on

product

developemnt

and use of bamboo

capability to

use simple

technologies

availability of

labours and

access to

finance for

production

preferably

located near

main road, but

not necessary

basic

infrastructure:

road, electricity

and water

interest of

community

ownership and

participation of

local

government

agencies

poor village Remarks

Phounsane,

Vienxay

district

Yes: 800 ha.

(Mai Kuane,

Mai Luang, Mai Hiea)

• Yes, mainly

local market:

wall mats (90%), baskets.

• Not yet inter-

national market.

• Yes,

provincial

and district policy

support.

• Quite

extensive

experience in collecting

and

processing

bamboo.

Yes (and

interest in new

simple technology, i.e.

drying,

strapping

equipment)

Yes, i.e. village

revolving fund.

Yes, link to

Vietnamese

border/Namaoe check point.

Yes Highly

interested

Yes, i.e. DoIC,

DAFO, District

Administrative Office, Head of

Khum-ban.

A total of 50

families,

including 3 poor families.

• Not yet

establish

bamboo specific

group, still

having

limited market

information.

• Mainly

buyers approach

the

producers.

Nagnom,

Sopbao

district

Yes: 50 ha.

(Mai Kuane, Mai Hock, Mai

Lai)

• Yes, mainly

domestic market: Rice

baskets, Rice

sorting out (Ka-

Dong), Bag

pack bamboo basket (Ka-

Pee).

• Not yet inter-

national market.

• Yes,

provincial and district policy

support.

• Skillful in

bamboo handicraft

making.

Yes (and

interest in new simple

technology, i.e.

drying,

strapping

equipment)

Yes labour, but

not access to finance (no

village

revolving fund)

Yes, link to

Vietnamese border (via.

Sopbao check

point)

Yes, but limited

access to water

Highly

interested

Yes, i.e. DoIC,

DAFO, District Administrative

Office, Head of

Khum-ban.

A total of 70

families, including 32

poor families.

• Similar to

Phousane, but more

well-known

for their

sticky rice

baskets and rice sorting

baskets.

• Sometimes,

the producers

approach

the market

by themselves.

Kanghao,

Sopbao

district

Yes: 1,000 ha.

(Mai Kuane,

Mai Hock, Mai

Luang, Mai Lai)

• Not yet for domestic

market (only

for self-consumption):

sticky rice box,

basket, etc.

• Not yet inter-national market.

• Yes,

provincial and

district policy

support.

• Existed

handicraft

making skills.

Not much

interested in

new

technology.

Yes labour and

access to

finance (village

revolving fund)

Yes, link to

Vietnamese

border (via.

Sopbao check point)

Yes Highly

interested

Yes, i.e. DoIC,

DAFO, District

Administrative

Office, Head of Khum-ban.

A total of 154

families,

including 7

poor families.

Not yet form

into group, and

having no

market.

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2.1.2 Major constraints for product development and up-scaling

Through various discussions with relevant agencies, local district and village authorities and local villagers/bamboo producers, key issues for

further product development and up-scaling in these three villages were noted and summarized in the followings:

A. Policy Policy information on where to have bamboo resources was retrieved

through interviews and discussions with the relevant stakeholders, such as the government organizations in Houaphanh province, districts and villagers, (Governor’s Office, Department of Industry and Commerce,

Agriculture and forestry, Planning and investment, Village authorities, and other relevant sections). At present, the province and district still have no

particular law or policies for the management and promotion of the bamboo sector. Current natural resource management and forestry policies do not reflect either the economic potential of bamboo nor

management practices appropriate to particular physical characteristics of bamboo species. Houaphanh province is still not clear on the forest

allocation, cultivation of agricultural area and villagers’ rights in using the existing bamboo resources. See the following information:

• On the provincial level, the Department of Agriculture and Forestry still does not have particular and appropriate policies

for managing and promoting the bamboo sector. However, there is an overall policy under the general MOAF’s policies and

law for implementing and disseminating on district level. Most of factories are under the responsibility of the provincial government and have to follow permissions such as: quota and

allowance of bamboo area or resources usage.

• On the district level, the Department of Agriculture and Forestry

still does not have particular and appropriate policies for managing and promoting the bamboo sector. Most of the policy on resource management is under the supervision of the

province’s regulations and rules. Districts and villages are less involved in managing, monitoring and approving business plans

and investment.

• On the village level, some villages are allocated between villages in using forest. These villages have created their own

regulations and measurements for forest management. At the district level, DAFO is requested to help to make a decision in

signing contracts. These villages still do have an organized village group or association responsible for selling and producing products.

B. Harvesting

Regarding to the interviews and discussions with many level of authorities to villages’ harvesters, in the two districts, we found the constraints that the villagers still lack of knowledge/skills, appropriate technique and tools

to stable harvest bamboo shoots and canes. This causes to lead the

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bamboo rapidly become poor and decreases. Bamboo poles can be harvested all year round, but because the people are working on

cultivation and agricultural production there is only time from November till February to cut the bamboo poles. But bamboo shoots are harvested from June- to February in each year.

C. Production

Larger bamboo canes or poles are used in processing handicraft and traditional handicraft products for household usage and selling in the local or passing customers. Some villages sell canes or poles to the

Souphaphone Factory and Chaoluan Factory in Viengxay district, both operating under Lao-Vietnamese ownership. They produce semi-

processed products for the Vietnamese market. The bamboo shoots are used in processes as drying and boiling to consume and sell for traders at

Lao-Vietnam Nameo border.

Most of the bamboo processing sectors are focused on producing informal handicraft products and small scale industrial semi-products. They use

basic or out of date technologies and low level machinery skills, and have minimal investment, resulting in less efficiency and effectiveness. They

lack technical skills, and knowledge about the production process and because of limited market demand there is only very small scale commodity production. The two factories don’t provide money and

information to local people or villagers on the techniques of bamboo collection. It is estimated that they only use 15-25% of the bamboo

canes.

Chaolouan Factory, for instance, bought raw bamboo (cut and

weight in Kg) from local villagers. An interview with their staff

was that only 25% of the raw materials were processed and

the rest were simply left as a waste. In this case, the waste

was remained parts of the shoot such as node and fiber.

According to the team expert, factories in Vietnam can make

use up to 95% of raw materials. The team concluded that a

lack of proper technologies and limited know-how were the

major contributing factors hindering the factory processing

efficiency and earning extra income.

Similar incidence was also found in

Viengxay district with Chop/tooth

stick factory which made no use of

the remained parts.

Picture: Mr. Souvanpheng points out the remained parts near by the processing plant (March, 2008).

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D. Marketing In recent years, Houaphanh’s constraints were identified as uncertainty of

the market to buy the produced commodities, and lack of potential market information to the communities or handicraft processors around districts. The relevant department of Houaphanh province recently

permitted and promoted the investment of the bamboo processing sector. Presently, Vietnamese investors established 2 factories in Viengxay.

However, recently the Houaphanh government allowed one more factory, which is being established in Sobbao for the production of paper pulp.

Up to now villagers sell as bamboo shoots, bamboo canes and semi-processed products. The semi-processed products are being sold to the

above mentioned factories, but the price is very low, because the villagers lack an incentive to cut, produce and sell to the factories. For

details on bamboo trading, see as follows:

• Shoots are sold to general Lao and Vietnamese traders as raw

and semi-processed products (drying and boiling), including bitter bamboo shoot, hok shoot and lai shoot). Traders will bring

it to sell at the border, Xiengkouang province and send to sell in Vientiane. The price of raw bamboo shoots is 1,000-2,000 kip/kg and of dried bamboo is 8,000-15,000 kip/kg (annex table

7& 8)

• The bamboo canes are sold for 2 factories as cane and semi-processed products. The price of Mai kouane is 600-1,500/cane and the price of semi-processed product (slashed mai kouan) is

150-250 kip, and of Mai louang is 3,000-6,000 kip/cane.

• Traditional handicrafts (sticky rice box, tray and back basket and wall mats and fences. The price of a sticky rice box is 10,000-15,000 kip/unit; of a tray is 150,000-20,000 kip/unit

and of a wall mat and fence is 4,000-8,000 kip/unit (table 2).

E. Governance issues In addition to issues relating to resources and market, the team also tried

to document governance related issues at present situation as summarized in the followings:

� Power relation among stakeholders The main actors engaging in bamboo activities include villagers

who supply raw bamboo and those making bamboo handicrafts, the collectors and buyers, the concern provincial, district and

village level authorities such as PAFO, DOIC, DPI and village chief. Decision-makings on quotas and the types of investment projects, on the one hand, were mainly driven by government such as

Ministry of Agriculture and Forestry, provincial DPI, PAFO and DOIC. Trading prices, product specifications and volume of

production/supply, on the other hand, were mainly regulated by factories and bamboo traders. The factories, in particular, had been benefiting from large scale supply of low price raw material and

investment incentives. Despite land and forest allocation at village

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level, villages having completed land and forest allocation felt that they were not yet actively participated in the consultation process

and decision-makings, in particular on the types of investment projects and trading prices.

Regarding the price, experience of Ban Deuy villagers in their attempt to negotiate for better price with the chop/tooth stick

factory revealed no success, and this was also evident by Nalok village in Sopbao district. This suggested an absolute control over the price by the factory.

� Representation of bamboo producers

All of the bamboo producers in all selected villages in both Viengxay and Sopbao district visited by the team had not yet been

organized in groups, even at a level of processors (bamboo handicraft) no group forming was reported yet. In many villages, it was mainly the village chief who dealt with the company’s

representatives on behalf of the villagers, and rarely there was an open meeting and discussion directly with representatives of the

company with government staff presence. Villagers in Doey village of Viengxay district said that the government could talk to the factory to increase the price.

A Khumban Namxang meeting with village chiefs suggested that

there was little understanding about the benefits of working in group, with exception to the village chief from Phounesan village who was quite aware of the benefits of group formation

demonstrated through his explanations. Despite such limited understanding, the team noted that many villages had experienced

on establishing saving groups which indicated some foundation of working in group.

It can be said that the bamboo producers had no voice or claim making power by having effective representation either by the

government agencies or themselves, partly because a lack of group status, organization and support from the government. Experience on village saving groups can provide a good foundation for

establishing bamboo specific group.

� Transparency Despite a rule for those engaging in bamboo trading to donate 5 Kip of each Kilo selling of raw bamboo to the “village fund”, it was

noticed that most of the villagers are not well aware of the update figure of such collective revenue. It was not clear whether village

authority understood how such a fund should be used and managed, as evident in Ban Deuy district where the fund was used to cover the food cost for government staff in their field visit.

Villagers in Deuy village even proposed to the village chief during the village meeting that they wanted to be informed about the

latest amount of such a fund. Despite the existence of village information boards in some villages, information posted was not

relating to bamboo.

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Also, when dealing with the factory it was noted that the village

chief was the one who dealt with representatives of the company, in charge of getting and distributing the payment on behalf of the villagers. Rarely, villagers had a chance to meet and discuss

concern matters with the company themselves.

� Access to information and public services Technical knowledge on bamboo processing and marketing, sustainable bamboo harvesting procedure and facilitating access to

information were necessitate for improving benefits of the villagers engaging in bamboo activities. These services were mainly

provided by government agencies such as DOIC, PAFO and DPI. Villagers’ claims on a lack of market information, training support

on agricultural production and bamboo processing, product development and marketing their products probably indicated the limited ability of local concerning agencies to deliver these services.

The low level of services delivered is partly caused by staff shortage, limited capacity, financial means and coordination among

concern technical offices.

Variations in the implementation of provincial policy on 5 Kip per

Kilo deduction from selling raw bamboo to the chop/tooth stick factory in Viengxay district probably indicated a lack of

understanding and/or assistance on the implementation of such a policy. Inter-departmental and inter-line ministry agency’s access to information were also lacking, as evident by Sopbao district

planning office which was not informed about DPI approval on pulp factory establishment in their own district. This issue was

acknowledged by provincial DPI representative during the debriefing workshop.

� Women’s participation Division of work between men and women engaging in bamboo

activities does exists. Most of the women help with bamboo shoot collecting and selling either at home or at the market. Both men and women involved in cutting bamboo, but this is merely a male

dominated activity, being the men carrying the bamboo home. Handicraft making was found to be a common activity for both men

and women.

During village visit, the team observed that an average of 5 – 10%

of women presented in village meeting, and most of them usually sat together and behind men. At the end of the village meeting,

the team invited women for their recommendations. Rarely women exercised their rights. The team observed that despite the existence of women’s group in village management structure, they

rarely participated in village meetings during our visit. Some women in Phonexai village in Sopbao district mentioned that

women were usually asked to help with food preparation, instead of participating actively in the meeting. This was evident in Khumban

Namxang meeting, where only one woman presented during the

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meeting but was not participating in the discussion because she had to do the cooking.

From a governance perspective it can be concluded that there is little transparency nor accountability of stakeholders towards each

other. Claim making power of vulnerable groups is rather low as they are represented by the village chief only, who shows little

accountability towards villagers for results achieved. Information flow among chain actors is weak a depriving the vulnerable groups from essential knowledge (legal information, rights, market

information).

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2.2 Recommendations

With the identified constraints, specific measures addressing each of the issue are presented in the following table:

Constraint Identified issues Recommendations Potential

stakeholders/ partners

A. Policy • Weak of regulations to control bamboo processing

factories

• The investment law is not implementing yet

• District and provincial level are still not implementing

the law for control investors

• The factories do not follow up with the feasibility study

after investment

• Set up task force for study the impact short and

long term

• Revising the all feasibility study documents

• Make clear the roles and responsibility of all

stakeholders

• Fact finding for the new investors

• Set up measurement and mechanic to control

investment project by participatory approach

• DOIC

• DPI

• SNV

• PI

B. Production

(including harvesting)

Resource

• Rapid decreasing of the bamboo resource

• Slash-burn for cultivation

• Bamboo domestication

• Inventory and forest management for sustainable

harvesting

• Zoning for bamboo use and preserving

• DAFO,

• PAFO,

• SNV

• NUOL

Technology • Villagers lack of technical know-how and Low

productivity due to they still use of traditional hand

made technique for stripping and cutting bamboo

resulting low quality and low income

• The 2 factories are use traditional technology,

producing inefficiency and lead to buying low price of

raw from villagers

• Villagers lack of skill in term of new design to meet

market demand

• Provision of improving stripping and bamboo

cutting available for group producers

• Improve the quality of factories

• Negotiation and lobby with the factories to

improve prices buying Mai Nan, Mai Diet (half

product)

• Create contract with factories

• Study market demand for the bamboo inside and

outside country

• PI

• SNV

• DOIC

• DPI

• DPTP

Access to finance • Villagers lack of knowledge and know-know to get

access to the fund

• Kum-Ban Phattana do not have the proper business

plan to borrow money from Nayobay bank and other

sources of fund

• Provide training on business plan to get access to

fund from NAYOBAY Bank, PRF project and other

sources of fund

• SNV

• NAYOBAY Bank

• PRF project

• DOIC

Infrastructure

• Some villages could not access in raining season

• Some villages could not communication by

telephone

• Build the road

• Set communication net working

DCTPC

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D. Marketing Market access

• Villagers have no power for negotiation with traders

• No market for the bamboo handicrafts

• Lack of MIS

• No middle man or traders come to buy handicraft

products in village level

• Group-building

• Study inside market demand for handicraft

products

• Study tour inside and outside country

• Set up MIS (village, district, province)

• Study bamboo market in Vietnam and China

• PI

• Oxfarm (HK)

• DOIC (district

and provincial

levels)

• SNV

• DPTP

• Representative

of the target

villages.

E. Governance • Uneven balance of power among value chain actors,

especially bamboo producers – price, specifications,

volume of production were mainly driven by traders

and investors. • Little involvement in decision-making process

regarding trading price, specifications and volume of

production. • No representation for bamboo producers due to a lack

of group status, network and negotiation skills. • Villagers are not aware of the update figure of the pool

fund contributed by selling bamboo. • Limited access to information about market and public

services such as specific training support relating to

handicraft making and product development,

agricultural production and processing, and marketing. • Staff shortage, limited capacity and budget. • Low level of inter-departmental and district office

coordination. • Low level of women’s participation.

• Improving bamboo producers’ access to

information by studying what type of information

could be of use for them in terms of production,

processing and marketing as well as constraints

and appropriate channels for their access.

• Identifying obstacles to public agencies in

delivering necessary support to bamboo producers

such as organizational matters, staff and

competencies, coordination mechanism, etc.

• Strengthening collaboration between relevant

public authorities, businesses and communities,

especially in the process of determining

appropriate cutting limit, trading price and M&E of

bamboo related business and investment projects

in their localities.

• Building up bamboo producers’ representation and

bargaining power through group establishment,

network development and improving negotiation

skills.

• Identifying capacity gaps of the bamboo producers

regarding sustainable use and participatory

management of bamboo resource, bamboo

processing and marketing.

• Involving knowledge institutes such as polytechnic

schools, the Lao Institute for Renewable Energy

and SMEPDO in helping bamboo producers to

make use of their specialty such as innovating

alternative and locally made technologies to save

time and cost for bamboo production, researching

ways to add value to existing bamboo products

and marketing channels.

• Strengthening capacity of PAFO and provincial

• GDG

• RECOFTC

• VFI

• DPI, DAFO,

DOIC, District

Administrative

Office, Land

Administrative

Office and

WREO.

• SNV

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Lands Administrative Office to further working with

villages completing land and forest allocation in

establishing community forest management rules

by incorporating good governance principles.

• Facilitating collaboration (information exchange,

coordinated planning, joint implementation)

amongst different stakeholders, calling for a multi-

stakeholder dialogue.

• Strengthening group formation or collective

operations at village level, increasing inclusion and

positioning of collectors / primary producers in the

chain. Representation of collectors by the village

chief only is not effective as the village chief is not

accountable (enough) to villagers regarding result

obtained (for example in bargaining process with

industry)

• Further development of an inclusive bamboo value

chain is the further analysis of the enabling

environment and addressing policy issues

hampering pro-poor and inclusive development of

the bamboo chain.

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2.2.1 Potential Providers on Market-based solutions

Level Name of service provider Services provided (some relevant examples)

International Prosperity Initiative (PI)

• support access to technology or regional bamboo information network

• Financial support to producer groups

• Assist in lobbying to increase price of bamboo raw material supply to

factories

• Market research to Vietnam and China

National Department of Production and

Trade Promotion

• To assist in strengthening and build capacity of DOIC provincial level

• Assist to link market information at national level

• Promote Huaphan products in national and export market

• Lobbying for enabling trade policies that can be benefit to Houaphan

province

• Provide overseas market information (prices, quality, volume and market

demand)

Provincial Department of Industry and

commerce (DOIC)

• Assist district capacity build to develop business plan at village level

• Develop bamboo master plan for short-term and long term vision

• Assist district to promote bamboo products domestic markets

• Facilitate multi stakeholders workshop

• Fact finding for the new markets and new products

District Industry and Commerce (DOIC)

• Facilitate in policy to enable market environment

• Propose policy support to province and government

District Agriculture and Forestry Office (DAFO)

• Raise awareness bamboo sustainable harvesting and land allocation

• Support participatory Bamboo inventory and management

• Support Khum-Ban develop rules and regulations for use bamboo

District

Land use planning Department

• To develop land use plans that clearly demarcate bamboo production areas

Khum-Ban Khum-ban

• Develop capacity of chief of Khum-Ban to support develop business plan for

villages

• Assist to develop revolving fund for villages

• Facilitate to develop and promote traders or middleman at village level

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2.3. Action Plan (possible areas for SNV interventions)

• Organize multi-stakeholders workshop with all actors in provincial level to identify short-term and long term activities

� Improving bamboo producers’ access to information by

studying what type of information could be of use for them in terms of production, processing and marketing as well as constraints and appropriate channels for their access.

� Identifying obstacles to public agencies in delivering

necessary support to bamboo producers such as organizational matters, staff and competencies, coordination mechanism, etc.

� Strengthening collaboration between relevant public

authorities, businesses and communities, especially in the process of determining appropriate cutting limit, trading price and M&E of bamboo related business and investment

projects in their localities.

� Support to building up bamboo producers’ representation and bargaining power through group establishment, network development and improving negotiation skills.

� Identifying capacity gaps of the bamboo producers regarding

sustainable use and participatory management of bamboo resource, bamboo processing and marketing.

� Involving value added production � Strengthening capacity of PAFO and provincial Lands

Administrative Office to further working with villages completing land and forest allocation in establishing community forest management rules by incorporating good

governance principles.

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Conclusion Based upon initial criteria an initial long list of in total 13 villages from three

village clusters of Viengxay district and 5 villages from Sopbao village cluster and district were identified for further fact-finding and analysis by actually

conducting field visits. In the final selection from the long list of villages it was found that 3 villages, Phounsane village in Viengxay district and Navom and Kanghao village in Sopbao district did match best with criteria formulated.

Regarding market potential it was found that two major options occur;

• handicraft production • supply for industrial use

The pro’s and con’s of both options should be further studied. It is however obvious that the second option has a bigger potential in terms of reach (number

of potential beneficiaries) but that added value per beneficiary is potentially higher in the handicraft sector.

Identification of intervention areas should be considered in close collaboration with future counterparts and clients in the concerned province / districts and

villages. Referring to constraints identified many areas could be possibly addressed. In formulating intervention areas the following should be taken into account:

- present situation as encountered in the field including present level of capacity of potential implementers

- capacity of SNV to assist the intervention process and added value of SNV in this process

- scope and reach of interventions (impact) in terms of pro-poor development and improving governance mechanisms.

On short term it is recommended to: * organize multi-stakeholder workshop to further elaborate on follow-up

* conduct in-depth marketing survey analyzing the potential of existing markets and potential new markets (local, external)

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ANNEX

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ANNEX 1: TOR

Terms of Reference

Village assessment for bamboo (product) up scaling in Houaphan In 2007 the bamboo value chain in Houaphan has been mapped and based on

constraints interventions have been identified. The bamboo value chain development will focus on the improving an enabling environment, the MSME

sector and support communities with improved management and a fairer share for their bamboo products.

In order to decide where to place its scarce resources SNV and DOIC need to identify target districts and villagers. In a recent base line study undertaken by

NAFReC/SNV Viengxay and Xiengkhor districts where found the most appropriate to work in the first year of the bamboo value chain development.

Some information is available on more or less successful villages involved in producing traditional bamboo products. However, a more systematic

identification process is needed to identify potential villages to develop /scale up product development.

Objectives of this identification study are, to:

� identify villages successful in developing products and potential for upscaling,

� identify constraints for further product development, � identify management constraints, � identify factors determining success for future scaling up to other areas,

� involve client DOIC at provincial and districts.

The outcome of the identification study will be a list of villages where SNV with Houaphan clients can place its interventions. Recommendations are expected to be in the area of:

� level of group formation

� level of village leadership � quality of business aspects (4Ps) � power constraints in the value chain (control, capacity)

Time frame: March 24th – April 4th 2008.

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ANNEX 2: Working Schedule

Date & Time Activity

23/3/2008 Departure from Vientiane to XK

24/3/2008 Departure from XK to HP province

9:00AM Meeting with provincial DOIC

� DOIC Director,

� Head of Industry and Trade Promotion Section.

11:30AM Meeting with PAFO

1:00-5:00PM � Meeting with SNV team (HP)

� Team planning and revising questionnaires

25/3/2008 Departure from Samneua district to Viengxay district

9:00AM – 4:00PM Meeting with Viengxay district DOIC, DAFO and District Administrative

Office. Together, developed ‘Village Selection Criteria’ and shortlisted

villages based on the proposed criteria for further field visit and in-dept data

gathering on the following days.

26/3/2008

8:30 – 12:00AM Meeting with Khumban Namsang authority and their village chiefs.

2:00 – 4:00PM Field visit to Phounsane village

27/3/2008 Field visit to

� Phoun Neua village

� Phou Mai village

� Ban Xieng village

� Deua village

28/3/2008 Field visit to Khum-Ban Souy

� Souy village

� Danxay village

� Nagang village

29/3/2008 Continuing to field visit to Khum-Ban Soy

� Ban Kiat village village

� Tiean Village

� Ban Dan

30/3/2008 Departure from Viengxay district to Sopbao district

31/3/2008 Meeting with Sopbao district DOIC, DAFO, District Planning Office and

District Administrative Office. Together, developed ‘Village Selection Criteria’

and shortlisted villages based on the proposed criteria for further field visit

and in-dept data gathering.

1/4/2008 Field visit to

� Nayom village

� Phonxay village

� Naxang village

� Nalok village

2/4/2008 Continue field visit to

� Ban Kangchao village

10:00AM Departure from Sopbao to Samneua for debriefing

3/4/2008

8:00 – 12:00AM Planning for the afternoon debriefing workshop

2:00 – 5:00PM Debriefing workshop held at provincial DOIC Office

4/4/2008 Departure from Samneua to XK by car, then by air plane to Vientiane.

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ANNEX 3: Questionnaires

Interviewer: ……………………………………..…………Date: …………………………….; District:…………………………………………..;

Name of the village cluster: ……………………………………………; Name of village: ………………..……………………………….

Questions Answers

I. General information of the village:

1. Population number? No. of families? How many ethnic groups?

• No. of women?

• No. of men?

• No. of families divided by poverty levels.

2. What are the major sources of income of the village?

i. What are the village’s main jobs?

ii. What are the village’s second main jobs?

3. Has your village completed the land and forest allocation activity?

4. Describe development projects in your village? Any impacts?

5. Has your village established the bamboo producers’ group?

6. If yes, what are the group’s rules?

7. Has there been any conflict in the group?

8. If so, what procedures did the group deploy to address such

conflicts?

9. What are the positive and negative aspects of having such a group

formed?

II. Bamboo Resource

1. How many hectares of bamboo in your village? How many types?

What types are in high demand of the market?

2. Does your village have bamboo management rules?

If yes, what kind of penalties applied for those breaking the rules?

If fines involved, how such money were used?

3. How women and children in this village involved in bamboo

activities?

(i.e. in the process of cutting, processing, selling, etc.)

4. What are the rights and obligations of the villagers using bamboo?

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III. General information about bamboo markets

1. Products

Annual income Product

types of bamboo

Place of harvesting

Harvesting period

Processing Sell or use

(%) Final

product Place of sale

Distance to market

buyer Unit price

Per HH village

HH involve

Fresh shoot

Dry shoot

Poles

Wall mats

Other handicrafts

2. What is the major constraint or difficulty for harvesting bamboo?

From your perspective, what could be the solution to this constraint?

3. How do you process bamboo? (i.e. fresh shoot, poles, etc.) Do you encounter any constraints in processing bamboo? How do you overcome such constraints?

4. What are the constraints for selling your bamboo products? How do you deal with such problems?

5. What kind of relationship or interaction is there between traders and farmers? Is there any form of support provided by the traders to the villagers? (i.e. lending money, etc.)

6. Is there any form of written and signed contract between the traders and villagers?

7. Bamboo market, who determines the price of the bamboo products? Between pole, handicraft and shoot, where do you see the most potential?

8. What kind of policy is there in place in the Kum Ban, if any, to support the bamboo value chain? What kind of tax or fee do you pay?

9. What are the villagers’ comments and suggestions regarding bamboo market and support needed?

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ANNEX 4: Participants helping to develop the Village Selection criteria

� At Viengxay district Date & Time: March 25th 2008, 9:00 AM – 4:00 PM

Venue: Viengxay District Administrative Office’s Meeting Room

� At Sopbao district Date & Time: March 31st 2008, 9:00 – 12:00 AM

Venue: Meeting Room of Tanekham Guest House.

ANNEX 4: Participants helping to develop the Village Selection Criteria

� At Viengxay district Date & Time: March 25th 2008, 9:00 AM – 4:00 PM

Venue: Viengxay District Administrative Office’s Meeting Room

Name Position Office Phone

number

1. Mr. Syvixay Technical staff District Administrative Office -

2. Mr. Inphone Khammixay Deputy Head Viengxay District DOIC -

3. Mr. Lamphoune Chanthathone Technical staff Viengxay District DAFO -

4. Mr. Phinsaeng Technical staff HP provincial DOIC 020 2431619

5. Ms. Manichanh Vorabut Technical staff NAFREC 020 5476198

6. Mr. Sith Soukchaleunphone SME advisor SNV North Portfolio 020 6505557

7. Mr. Souvanpheng Phommasane NTFP advisor SNV Central 020 5682886

8. Mr. Ekkasit Pathammavong GfE advisor SNV Central 020 2406466

Name Position Office Phone

number

1. Mr. Khamlien Phetsythorne Deputy District

Cabinet

District Administrative Office 579 0260

2. Mr. Souphaphone Technical staff Sopbao District DOIC 509 3819

3. Mrs. Chanphone Xayaboun Deputy Head Sopbao District DAFO 509 4877

4. Ms. Waiphet Technical staff Sopbao District Planning Office 244 7643

5. Mr. Phinsaeng Younsengva Technical staff HP provincial DOIC 24131619

6. Ms. Manichanh Borabut Technical staff NAFREC 5476198

7. Mr. Sith Soukchaleunphone SME advisor SNV North Portfolio 6505557

8. Mr. Souvanpheng Phommasane NTFP advisor SNV Central 5682886

9. Mr. Ekkasit Pathammavong GfE advisor SNV Central 240 6466

Name Position Office Phone

number

1. Mr. Syvixay Technical staff District Administrative Office

2. Mr. Inphone Khammixay Deputy Head Viengxay District DOIC

3. Mr. Lamphoune Chanthathone Technical staff Viengxay District DAFO

4. Mr. Phinsaeng Technical staff HP provincial DOIC 020 2431619

5. Ms. Manichanh Vorabut Technical staff NAFREC 020 5476198

6. Mr. Sith Soukchaleunphone SME advisor SNV North Portfolio 020 6505557

7. Mr. Souvanpheng Phommasane NTFP advisor SNV Central 020 5682886

8. Mr. Ekkasit Pathammavong GfE advisor SNV Central 020 2406466

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� At Sopbao district Date & Time: March 31st 2008, 9:00 – 12:00 AM

Venue: Meeting Room of Tanekham Guest House.

Name Position Office Phone

number

1. Mr. Khamlien Phetsythorne Deputy District

Cabinet

District Administrative Office 579 0260

2. Mr. Souphaphone Technical staff Sopbao District DOIC 509 3819

3. Mrs. Chanphone Xayaboun Deputy Head Sopbao District DAFO 509 4877

4. Ms. Waiphet Technical staff Sopbao District Planning Office 244 7643

5. Mr. Phinsaeng Younsengva Technical staff HP provincial DOIC 24131619

6. Ms. Manichanh Borabut Technical staff NAFREC 5476198

7. Mr. Sith Soukchaleunphone SME advisor SNV North Portfolio 6505557

8. Mr. Souvanpheng Phommasane NTFP advisor SNV Central 5682886

9. Mr. Ekkasit Pathammavong GfE advisor SNV Central 240 6466

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ANNEX 5: A list of participants participating in the debriefing workshop Date & Time: April 3rd 2008, 2:00 – 5:00PM

Venue: HP provincial DOIC Meeting Room

No. Name Position Office Contact

1 Mr. Angkham Keobouakham Deputy Director DoIC 5764666

2 Mr. Pandphet Deputy Head of the

Section DoIC 5664108

3 Ms. Phouthasone Deputy Head of the

Section DoIC 5664901

4 Ms. Phoungseng Head of the Import and

Export section DoIC 6085671

5 Mr. Phinsaeng Younsengva

Technical staff of Industry

and Trade Promotion

Section

DoIC 2431619

6 Mr. Suksavanh Sayarath Head Division of

Production and Trade MOIC/DPTP 5698589

7 Ms. Manichanh Technical staff NAFREC 5546872

8 Mr. Phetseng Sinkhamphet Technical staff OoG 6593688

9 Mr. Tan Srisompheng Land Administrative

Section

Provincial Land

Administrative

Office

5766014

10 Mr. Phesakhone Technical staff PAFO 5180448

11 Mr. Bounkham Hounglakhom Deputy Head DPI 2346324

12 Mr. Xaygnaphone Environmental engineer WREO 5765302

13 Mr. Souvanpheng Phommasane NTFP Marketing advisor SNV 5682886

14 Ms. Ester Kruk Advisor/team leader SNV -

15 Mr. Sith Soukchaleunphone Business advisor SNV 6505557

16 Mr. Ekkasit Pathammavong Governance for

Empowerment advisor SNV 2406466

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ANNEX 6: Minute from the debriefing workshop 3rd April 2008

Participating in this workshop include representatives from provincial DPI, PAFO, DoIC,

Land Administrative Office, Office of the Governor. The meeting was chaired by the

provincial DoIC, including the Head of the Information Unit of the Department of

Production and Trade Promotion, Mr. Souksavanh. NAFREC staff also attended.

In general, feedbacks from invited government departments are positive and

encouraging for the team. Provincial HP DoIC Deputy Director is very much appreciated

the work of SNV on this study; claimed DoIC has limited staff, technical capacity and

financial means to do that. According to the representative from provincial DPI, the

province has a plan on development and management of bamboo – still, the problem is

that implementation has not been yet done in line with the outlined strategies. Mr.

Xayaphone, representative from provincial Water Resource and Environmental Office

acknowledges the potential benefit of this study to environment.

Further clarification on bamboo such as approving bamboo related projects was

additional provided by the Deputy Director of DoIC, said, “Bamboo is not considered as

scare timber and not restricted for exploration. The process started with a discussion

and approval from village, then the proposal from village is made to the district,

provincial and finally approved by the Government.” He also added that the Government

is the one deciding quota, and it is the investor’s responsibility to discuss with district

and village on bamboo related business and investment. Currently, there are two

companies doing business on bamboo which falls under the responsibility of the Industry

Supervision Section of the Department. At present, the province is still unable to get

companies with better processing efficiency.

As the team raised an issue on the lack of coordination between provincial and district

DPI, representative from provincial DPI acknowledges the claim. He further added that

the district DPI at this stage has no right to approve investment project, but could

approve small businesses – thought specific figure on the capital was not indicated.

Another issue being confirmed by participant is a lack of information on market which

constraints bamboo development (pricing and value adding). Participant from DPTP

made a request to the team in providing case studies (good examples) for further study

on the use and development of bamboo resources/products. The same participant also

made a suggestion for other participants and SNV, in particular who is working with

provincial PTO, to think about linking bamboo with tourism.

Mr. Souvanpheng, the team leader of this study, said that the report will be finalized,

incorporating your feedbacks, and shared with you later this month. He suggested that

other development partners such as PI and Oxfam could be potential supporter and

partner in assisting bamboo development, and suggested DOIC to involve them, where

possible.

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ANNEX 7: Summaries of data collected of chosen villages in Viengxay district

Annual income (kip)

Village

cluster

Ban/ village Product Place of

harvesting

Harvesting

period

Processing

% usage Place of

sell

Distance to

market

Buyer(s)

Price

per unit

(Kip)

Per HH

Per Village

No. of

families

involved

Development

Project

Phounsan

Wall

and

fence

mats

and

baskets

Use 11-4 Stripping Sell 90% Village

Traders

from Sam

Neua

4,000 -

8,000 2,856,000 128,520,000

45 HHs

90%

involved

Corn and

Soybean

project

Phounneua Non Non Non Non Non Non Non Non Non Non Non Non Non Nam Sang

Phounkang Non Non Non Non Non Non Non Non Non Non Non Non Non

Dry

shoot

Near by

village 6-9

slice, boil,

sun-dried.

Eat 60%

Sell 40%

Village Vietnam 8,000- 15,000

100,000 2,200,000

22 HHs and

40%

involved

None

Phounmai

Poles Near by

village 11-1 Cut Sell 90% Village

Leminchao

company

105 -

205

Kip/Kg

8,035,741

450,000,000

56 HHs

None

Fresh

shoots

Near by

village 6-9 Boil

Eat 30%

Sell 70%

Village

and

Namoe

border

8 Km Vietnamese

1,000

- 3,000

Kip/Kg

4,800,000

158,400,000

33 HHs Xieng

Rice

baskets

Near by

village All handicrafts Sell Village

Pass

passenger

15,000

-20,000

50,000-

100,000 600,000-

700,000 2-3 HHs

PRF,

Manonie

Phoun

Som Dry

shoots

Near by

village 6-9

Slice, sun

dried, Boil

Sell

Nameo 9 Km Vietnamese 8,000 -

12,000 100,000 4,400,000 44 HHs -

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Deua Poles Near by

village 10-6 Cut Sell 100% Village 8 kM

Lemin

Chao

company

105-205

K/kg

842,105

K/kg

80,000:000

95 HHs

PRF,

Manonie,

UNICEF

Souy poles Near by

village 6-9 Cut

Use 70%

Sell 30%

Sell at

village

and send

to

company

5 Km

Lemin

Chao

company

115-

200

K/kg

170,000-

200,000

1,000,000-

3,000,000

93 HHs

PRF,

manonie,

UNICEF

Danxay Poles Near by

village 6-9 Cut

Use 70%

Sell 30%

Sell at

village -

Lemin

Chao

company

180

K/kg 1,800,000 158,400,000 88 HHs UNICEF

Fresh

shoots

Near by

village 4-6 Boil

Eat 40%

Sell 60%

Sell at

village -

Pass

passenger

s

1,000

K/Kg

200,000-

300,000

20,500,000

82 HHs

Nagnang

Rice

baskets - - -

Use 60 %

Sell 40 %

Sell at

village - -

10,000-

20,000

Kip/unit

300,000-

400,000

1,750,000 5 families

PRF

Kiat Non - - - - - - - - - - - PRF, Unicef CMI

Tiean Non - - - - - - - - - - - -

Souy

Dan Poles

Sell at

village &

send to

company

12-2 Cut Sell 100

% Na Meo 3 km Vietnam

160-

210

K/kg

119,500-

200,000

8,000,000-

11,000,000

55 HHs

CMI, ADB

PRF

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ANNEX 8: Summaries of data collected of chosen villages in Sopbao district

Annual income (Kip) Villag

e

cluste

r

Ban/

village Product

Place of

harvesting

Harvesting

period

Processing

% usage Place of

sell

Distance

to

market

Buyer(s)

Price per

unit

(Kip) Per HH Per Village

No. of

families

involved

Developmen

t project

Fresh shoot Near by

village 6-9 -

Sell 20%

Eat 80%

Sobbao

and

Samneua

30 km 70 km

market

1,000

100,000

2,000,000 20 HHs

Rice baskets Near by

village Whole year

Handicraft

Sell 100%

At village

and

Samneua

markets

70 km P

ass

passengers

and

market

10,000 - 60,000

Kadong

(sort out

rice band

from rice

Near by

village Whole year Handicraft

Sell 100%

At village

and

Samneua

markets

70 km P

ass

passengers

and

market

10,000 - 15,000

Kape (big

basket)

Near by

village Whole year

Handicraft

Sell 100%

At village

and

Samneua

markets

70 km P

ass

passengers

and

market

30,000 - 60,000

2,000,000-3,000,000

150,000,000

60 HHs

Nayom

Corn Up land

farm October Clean 100%

At village

and farm -

Vietnames

e traders

400-600 k/kg

1,558,333

93,500,000

60 HHs

ADB,CMI

Sopbao

Phonecxay

Fresh shoots Near by

village 6-9 -

Sell 20%

Eat 80%

At village

and

Samneua

markets

72 km

Pass

passengers

1,000 k/kg

20,000

500,000-

1,000,000 Some

families PRF

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Soybean

Up land

farm 9-10 -

Sell

100% At village -

Vietnames

e traders

3,000 -4,000 k/kg

2,000,000

-5,000,000

210,000,000 80 HHs

Soybean

Up land

farm 9-10 - Sell 100%

At village

and farm

gate

-

Vietnames

e traders

3,000 - 4,000 k/kg

-6,000,000

216,000,000 48 HHs

Na chang

Corn

Up land

farm 10 clean Sell 100%

At village

and farm

gate

-

Vietnames

e traders

500 k/kg

500,000 -

2,000,000

60,000,000 48 HHs

PRF, CMI

Soybean

Up land

farm 9-10 - Sell 100%

At village

and

Vietnam

border

7 km

Vietnames

e traders

2,500 - 5,000 k/kg 2

,500,000

10,000,00

0

631,250,000 101

HHs

Nalok

Corn

Up land

farm 10 Clean

Sell

100%

At village

and farm

gate

-

Vietnames

e traders

500 k/kg

600,000 -

1,000,000

80,800,000 101

HHs

PRF

Soybean

Up land

farm 9-10 - Sell100% At village -

Traders

1,000 -5,000 k/kg

1,740,259

268,000,000 154

HHs

Kaqngchao

Corn

Up land

farm 10 Clean Sell 100% At village -

Vietnam

traders

500 k/kg

811,688

125,000,000 154

HHs

PRF

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ANNEX 9: Records on bamboo resource and species found in visited villages

Bamboo species of market demand

District Village

cluster Ban/Village

Bamboo

resource

(ha) Local name Scientific name

Phounsane 800 ha

• Mai Louang

• Mai Khouane (Mai phang)

• Mai hia

• Gigantochloa haskarliana Kurz, Barker & Hayne

• Dendrocalamus lonoifimbriatus

• Schizostachyum blumei

Phounnuae 2,000 ha • Mai Khouane

• Mai Louang

• Dendrocalamus lonoifimbriatus

• Gigantochloa haskarliana Kurz, Barker & Hayne

Nam Sang

Phounkang 200 ha • Mai Khouane

• Mai Louang

• Dendrocalamus lonoifimbriatus

• Gigantochloa haskarliana Kurz, Barker & Hayne

Phounmai 10 ha • Mai Khouane • Dendrocalamus lonoifimbriatus

Som 6 ha • Mai Khouane • Dendrocalamus lonoifimbriatus

Xieng 310 ha • Mai Khouane • Dendrocalamus lonoifimbriatus Phoun

Duae 60 ha • Mai Khouane

• Mai Louang

• Dendrocalamus lonoifimbriatus

• Gigantochloa haskarliana Kurz, Barker & Hayne

Dant 334 ha • Mai Khouane • Dendrocalamus lonoifimbriatus

Kient 10,000 ha • Mai Khouane

• Mai hok

• Dendrocalamus lonoifimbriatus

• Dendrocalamus hamiltonii

Souy 300 ha • Mai Khouane

• Mai Louang

• Dendrocalamus lonoifimbriatus

• Gigantochloa haskarliana Kurz, Barker & Hayne

Viengxay

Souy

Danxay 50,000 ha • Mai Khouane • Dendrocalamus lonoifimbriatus

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Nayang 20 ha • Mai Khouane

• Mai Louang

• Dendrocalamus lonoifimbriatus

• Gigantochloa haskarliana Kurz, Barker & Hayne

Thand 500 ha • Mai Khouane

• Mai Louang

• Dendrocalamus lonoifimbriatus

• Gigantochloa haskarliana Kurz, Barker & Hayne

Nayom 50 ha

• Mai Khouane

• Mai hok

• Mai lai

• Dendrocalamus lonoifimbriatus

• Dendrocalamus hamiltonii

• Gigantobloa albociliata

Phonsane 688 ha

• Mai Khouane

• Mai hok

• Mai lai

• Mai sang

• Dendrocalamus lonoifimbriatus

• Dendrocalamus hamiltonii

• Bambusa striata Lodd.ex Lundl. (B. vulgaris

Nasang 3 ha

• Mai louang

• Mai bong

• Mai lai

• Gigantochloa haskarliana Kurz, Barker & Hayne

• Bambusa tulda

• Dendrocalamus hamiltonii

Nalok NA

• Mai Khouane

• Mai louang

• Mai hok

• Mai Keun

• Dendrocalamus lonoifimbriatus

• Gigantochloa haskarliana Kurz, Barker & Hayne

• Dendrocalamus hamiltonii

• Bambusapolymorpha Munro

Sopbao

Sopbao

Kanghao 1000 ha

• Mai Khouane

• Mai hok

• Mai lai

• Dendrocalamus lonoifimbriatus

• Gigantochloa haskarliana Kurz, Barker & Hayne

• Dendrocalamus hamiltonii