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Stratos Offshore Services GompanyApplication to Transfer Control
Response to Question 100
The applicants submit this response to Question 100 ofFCC Form 603 out of anabundance ofcaution. In 2005, the Commission dismissed a Petition for Declaratory Ruling (the"Petition") filed by the Inmarsat pIc's subsidiary, Inmarsat Global Limited ("Inmarsat Global"),seeking United States market access to provide MSS in the 2 GHz band. Subsequent to InmarsatGlobal's filing, the Commission assigned all 2 GHz spectrum currently allocated for MSS in theUnited States to two other satellite operators, and thus dismissed Inmarsat Global's Petition. l
Imharsat Global has sought reconsideration ofboth the Commission's disposition ofthe 2 GHzband and the accompanying dismissal of its Petition.2 '
1 Use ofReturnedSpectrum in the 2 GHz Mobile Satellite Service Frequency Bands, 20FCC Rcd 19696 (2005); Inmarsat Global Limited, Petition/or Declaratory Ruling to ProvideMobile Satellite Service to the United States Using the 2 GHz andExtended Ku-Bands, 20 FCCRcd 19409 (2005).
2 Inmarsat Ventures Limited and Inmarsat Global Limited, Petition for Reconsideratiori,File Nos. SAT-PPL-20050926-00l84 et al. (filed Jan. 9, 2006).
Stratos Offshore Services CompanyApplication to Transfer Control
Supplement to Questions 108-115
On July 5,2007, licensee Stratos Offshore Services Company ("Stratos Offshore")timely-filed applications to renew its four Wireless Communications Service licenses: (call signsKNLB212, KNLB319, KNLB320, KNLB321) (the "WCS Call Signs"), which were set to expireon July 21,2007.1 The Stratos Offshore WCS renewal applications remain pending with theWireless Telecommunications Bureau, and Stratos Offshore continues to provide servIcespursuant to Section 1.955(a)(1) ofthe Commission's Rules. See 47 C.F.R. § 1.955(a)(1).
Although the renewal applications remain pending, the ULS application filing ;systemdoes not provide a means to include those call signs in the attached Form 603 because the .expiration date ofthe call signs has passed. Transferor Robert Franklin and transferee InmarsatpIc (collectively "Applicants") respectfully request that the WCS Call Signs be included amongthe licenses that are subject to the transfer of control described in the attached transfer ofcontrolapplication. Applicants understand that inclusion ofthe WCS Call Signs in the transfer ofcontrol application will be without prejudice to the Wireless Telecommunications Bureau'saction on the underlying renewal applicatioI,ls.
1 See File Nos. 0003099720, 0003099839, 0003099830, 0003099774 (filed July 5, 2007).These apFllications were subsequently amended on August 22,2007 and December 21,2007.
FCC 602Main Form
Filing Type
FCC Ownership Disclosure Information for theWireless Telecommunications Services
Approved by OMB3060-0799See instructions forPublic burden estimate
Subm\\\eu06/13/2008 at 6:31 PMFile Number:0003471556
1a)_Current Filing LProposed Filing
1b) Is the purpose of this filing jto'report cellular cross-ownership holdings required pursuant to section 1.919 of the Commission's _Yes ...)LNoRules?
If 'Yes', provide an exhibit wi\lJ.t.hls\fjl!rig th;at jd,en,Jififls the Rural Service Area market(s) involved, as well as the cellular licensee of which the filer hasacauired direct or indirect owne]'$fuip :rrifere$}ji:i:fJ.flflUfolor greater. '
0';",Filer Information
2) First Nanie (if individual): '~'. <: 1 M):
~'" '
ILast Name: I Suffix:
6d) Percent of Interest Held:
1
4) FCC Registration Number (FRN):
0002147353
6b) },:".•",.,.~'i» 6c)Principal Busin~§§: . )llFCC Registration Number
• " (FRN)::. : ,,':'.
: _".f~_~ _>),(. ~., '
3) Filer Name (if entity):Stratos Offshore Services Company
6a)Name of all FCC-Regulated Businesses owned by
Filer (use additional sheets, if necessary):
Related FCC Regulated Businesses of Filer
5) Contact Information :'}t '. ~~ ~,;"-';
:,... "Name and Address: " Telephone Number:
" .,, ~~ .''.. ",,:-,>' .'. ~ 301-214-8800
"
;,"Stratos Offshore Services Company ,.
".f:;' Fax Number:, ,
6550 Rock Spring Drive, Suite 650 ; ".~ 301-214-8801
Bethesda, MD 20817 " - E-mail Address:Attn: Bruce Henoch ~f:~',
,", £"\~'" ",,j,
'._.JI'""'/I(' "
Signature7) TVDed or Printed Name of Partv Authorized to Sian (;.i~ ',:;'!.' ,~:' .-..
IMI:I ~ ""',,,,,,' ISuffix:RrstName: Last Name.'!, ;..," "::;,'
Bruce Henoch " .. '"I
Title: VP Legal and Regulatory Affairs Ai;;:~:~ ;Nt/,~:,.!f~~ ;
Signature: ;~ , IDate:Bruce Henoch ~.' ; 06/13/2008
I"'~ 'J:-.L.
WILLFUL FALSE STATEMENTS MADE ON THIS FORM OR ANY ATTACHMENTS ARE PUNlfiw.'1e BY ANDIOR IMPRISONMENT (U.S.Cod~; Title 18, Section 1Q01) ANDIOR REVOCATION OF ANY STATION LICENSE OR CONSTRUCTIQ,I)!ff ,if (U.S. Code, Title 47, Section312(a)(1) ANDI OR FORFEITURE (U.S. Code, Title 47, Section 503). ; ,'~.
:;>'::
FCC 602 Main FormJanuary 2007
FCC 602Schedule A
FCC Ownership Disclosure Information for theWireless Telecommunications Services
Schedule for Dlsclosable Intel'est Holders
Approved by OMB3060-0799See instructions forPublic burden 'estimate
Disclosable Interest;liJ(>.lder Info:Jlil)ation (complete as many as required to describe all disclosable Interest holders)1) Disclosable Interest H6Ider'.s.~First N~tl!ii (if individUal): MI: Last Name: Suffix:
, )~ ..
2) Disclosable Interest HOldefl~r~j~lne{ifentity):
CIP Canada Investment:\~c~
4) Disclosable Interest Holder's Addre~~;' ,;' '"1200 Eighteenth 8tNW :::,,' .
Washington. DC 20036
3) FCC Registration Number(FRN):
0017308248
5) Type of Interest in Filer ( ) "(refer to Instructions for a list of codes): .,' ,
Indirect Ownership Interest in Filer
'.f!'i~A.'6) Disclosable Interest Holder is a (n): ( )., .,,:~efer to instructions for list of codes):
! j :: ::;,(ll·~w~ration" '.~;1' ,
.,.~..
7) Percent of Interest Held in Filer:
100.00
8) Disclosable Interest Holder's Type of Ownership ( )(refer to instructions for a list of cocles):
Common Stock: Voting
9) D~~1;rs;bl~' IhfE;lrest Holder's Country ofCitiZ~~hipor J,bilsdiction of Formation:
Cana'Cla:' .
. .< •
"< "
Related FCC Reaulated Businesses of Disclosable Interest Holders 'reDeat for each interest ho (Jer'identifiedl10a) Name and 'address of all 10b) Principle Business 10c) FCC Registration Number . ~ '7' 'fOIlI."Percent of Interest Held
FCC-Regulated Businesses owned by (FRN)"
the Disclosable Interest Holder listed inItem 1 or 2 (use adaitionalsheets, if
neccessary)
-. -----'
FCC 602 Schedule AJanuary 2007
10a) Name and address of all 10b) Principle Business 10c) FCC Registration Number 10d) Percent of Interest HeldFCC-Regulated Businesses owned by (FRN)the Disclosable Interest Holder listed in
Item 1 or 2 (use additional sheets. ifneccessary>.
,
"
. ,
"
".,
"
.'
" ",
t,; "
" :: .~ ~, -': ~,
FCC 602 Schedule AJanuary 2007
FCC 602Schedule A
FCC Ownership Disclosure Information for theWireless Telecommunications Services
Schedule for Dlsclosable Interest Holders
Approved by OMB3060-0799See ins\ruc\ioos ~OTPublic burden estimate
Disclosable Interesttlilbl.der Infotmation (complete as many as required to describe all disclosable interest holders)
1) Disclesable Interest Heidel's First N~me (!findiVidual): MI: Last Name: SuffiX:
2) Disclosable Interest Holders Name,;(l~entity):
CIP UK Holdings Limited
4) Disclosable Interest Holder's Addre§s)1200 Eighteenth Sl NW
Washington, DC 20036
3) FCC Registration Number(FRN):
0017308263
5) Type of Interest in Filer () '.;;<~(refer to Instructions for a list of codes):' ...
Indirect Ownership Interest in Filer
,oj 6) Disclosable Interest Holder is a (n): ( )..' ,~~(~efer to instructions for list of codes):
.1 : ~@qwpration
7) Percent of Interest Held in Filer:
100.00
/~~~>:/.~ ,~~t.. ~ "
1-----------------...1.-----.....-..,-,..,""8) Disclosable Interest Holder's Type of Ownership ( )
(refer to instructions for a list of codes):
Common Stock: Voting
9) D rest Holder's Country ofcm ip or - Iction of Formation:
United~imJdorr.t, ., .-" ,:;,t~:~' < ,""
Related FCC Reaulated Businesses of Disclosable Interest Holders (reDeat for each Interest horder Identified!.iDa) Name and-address of all 10b) Principle Business 1Dc) FCC Registration Number
.... 1'tiid)iPercent of Interest Held
FCC-Regulated Businesses owned by (FRN)the Disclosable' Interest Holder listed in
Item 1 or 2 (use additional sheets, ifneccessary)
:
!~
FCC 602 Schedule AJanuary 2007
10a) Name,andJ'i3ddress of all 10b) Principle Business 10c) FCC Registration Number 10d) Percent of Interest HeldFCC-Regulated Businesses owned by (FRN)the Disclosable Interest Holder listed in
Item 1 or 2 (use additional ~heets, ifneccessat"1~ ,
:
-"~,., <¢ ~~ ~. l~},,'
.' ".('
~ .- " Joe
'e-'
. "~~~~;~:.;~ ,,1>-
FCC 602 Schedule A, January 2007
FCC 602Schedule A
FGC Owne~$hipiDi~closure Information for theWireless Telecommunications Services
Schedule for Disclosable Interest Holders
Approved by OMS3060-0799~ee in'5\ruc\ioo'5 'OT'Public burden estimate
Disclosable InteresU:loJder Information IcomDlete as manv as reauired to describe all disclosable interest holders). .1) Disclosable Interest Holde'r's First N<jry,e (if individual): MI: Last Name: Suffix:
2) Disclosable Interest Holder''S INtune {if entity):
Inmarsat Finance III Limited
4) Disclosable Interest Holder's Addre~,~;
99 City RoadLondon, United Kingdom EC1 Y tAX
3) FCC Registration Number(FRN):
0017834987
5) Type of Interest in Filer ( )(refer to Instructions for a list of codes):
Indirect Ownership Interest in Filer
, \ ,I, 6) Disclosable Interest Holder is a (n): ( ), '(f~fer to instructions for list of codes):
I' '€0!J1pration
7) Percent of Interest Held in Filer:
100.00
fIlo;'"...~~-:t:" -!;,~
,.. :" . :;~~:,.... ' .... l·.
1------------------'------,'r'1~t+"_ ..:_:..:__: ;~~8) Disclosable Interest Holder's Type of Own~rship ( )
(refer to instructions for a list of codes):
Common Stock: Voting
9) bl est Holder's Country ofCitiz ,ship or ' diction of Formation:
Unite~W~dOJlh.,.,,,:'f,~:~ :~i.::" ~,;'~'/ "j:.' '\":\,~~-:, '\;;,,>
Related FCC Reaulated Businesses of Disclosable Interest Holders IreDeat for each interest ho C1er Identifiedl10a) Name and address of all 10b) Principle Business 10c) FCC Registration Number:",',; " ~'edJ:Percent of Interest Held
FCC-Regulated Businesses owned by (FRN) ':: .the Disclosable Interest Holder listed In
Item 1 or 2 (use additional sheets. if , .neccessary)
i
FCC 602 Schedule A" January 2007
10a) Name and address of all 10b) Principle Business 10c) FCC Registration Number 10d) Percent of Interest HeldFCC-Regulated Businesses owned by (FRN)the Disclosable Interest Holder listed in
/tern 1 or 2 (use additional s~eets, ifneccessary,)
• e
e e"
'J", ', ..... ,"
" ,~ '..'
~!?'A ,e
,'. ' . ~.
" .r~'{ {; ...
L; J
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FCC 602 Schedule AJanuary 2007
FCC 602 .Schedule A
FCC Ownership Disclosure Inform~tion for theWireless Telecommunications Services
Schedule for Disclosable InterestHolders
Approved by OMS3060-0799See instructions for
Public burden estimateDisclosable Interest·HOlder Information (comDlete as manvas reauired to describe all disclosable interest holdersl
1) Disclosable Interest Holder's First Nanie (if Individual): MI: Last Name: Suffix:
2) Disclosable Interest Holder's :Nanie (if entity):Inmarsat pic
4) Disclosable Interest Holder's Addr~l?sJ
99 City Road ; "
London, United Kingdom EC1Y 1Ax
3) FCC Registration Number(FRN):
0017809252
5) Type of Interest in Filer ( )'i~ ,,: ,',I ri6) Disclosable Interest Holder is a (n): ( )(refer to Instructions for a list of codes): '::.. ., ' .'(r~fer to instructions for list of codes):
Indirect Ownership Interest in Filer ,1: .~ ·~:ti~~9ratiOn
1~~'5' ,;._
{f" ~ . ~ ,:
:'\~ ,'~~
-_~, cI'- "• 1,' _ ~.
{~rY';"" .,.",.
. ~<":: ';::1':' ,''''~' ~dl';,.ll" ,'A~
7) Percent of Interest Held in Filer:
100.00
8) Disclosable Interest Holder's Type of Ownership ( )(refer to instructions for a list of codes):
Common Stock: Voting
9) Djj,t'W~bl;1l1~rest Holder's Country ofCiliZ~ShiP or <Jij[lsdiction of Formation:
uniticf;~jh9dPIJl' "
~ '-::;"
Related FCC Regulated Businesses of Dlsclosable Interest Holders (reDeat for each interest hcilcllli"identified\1Oa) Name and address of all 10b) Principle Business 10c) FCC Registration Number: .J' .:: 'feat·percent of Interest Held
FCC-Regulated Businesses owned by (FRN) ".' ,'> •
the Disclosable Interest Holder listed inItem 1 or 2 (use additional sheets,)f
neccessary)
Inmarsat Hawaii Inc. Satellite Communications 0017460478 100.00
IInmarsat, Inc. Satellite Communications 0014614739 100.00
FCC 602 Schedule AJanuary 2007
FCC 602Schedule A
FCC Ownership Disclosure Information for theWireless Telecommunications Services
Schedule ior O\sc\osab\e \nteTest,",o\lieTs
Approved by OMB3060-0799See instructions for?ub\ic buTtlen estimate
Disclosable Interest Molder Information (comolete as many as reauired to describe all disclosable interest holders)
1) Disclosable Interest Aelder's First Name (if individual): MI: Last Name: Suffix:
2) Disclos'able Interest Hi:llder'~ 'Name;{if entity):Stratos Global CorporatiQn
4) Disclosable Interest Holder's Address,:6550 Rock Spring Drive Suite 650Bethesda, MD 20817 ",',
3) FCC Registration Number{FRN):
0008262248
5) Type of Interest in Filer ( )(refer to Instructions for a list of codes):
Indirect Ownership Interest in Filer
,'. ,.' i :6) Disclosable Interest Holder is a (n): ( )"'0:: .' ,.;<r~ferto instructions for list of codes):
,I." JGP'!p9ration;.1' '
7) Percent of Interest Held in Filer:
100.00
8) Disclosable Interest Holder's Type of Ownership ( )(refer to instructions for a list of codes):
Common Stock: Voting
9) Dji~biabl~ ir:iferest Holder's Country ofCitizW)ship or JL1~sdiction of Formation:
Canatla. '
Related FCC Reaulated Businesses of Disclosable Interest Holders (reDeat for each interest holder identified)10a) Name and address of all 10b) Principle Business 10c) FCC Registration Number; ;it·· 1'bg1,fercent of Interest Held
FCC-Regulated Businesses owned by (FRN) ,", • 'c
the Disclosable Interest Holder listed inItem 1 or 2 (use additional sheets, if
neccessary)'"
Stratos Communications, Inc. Satellite Communications 0004078440 100.00
:
Stratos Mobile Networks, Inc. Satellite Communications 00082627'84 100.00
I
FCC 602 Schedule AJanuary 2007
FCC 602Schedule A
FCC Ownership Disclosure InfomJation for theWireless Telecommunications Services
Schedu\e 'OT O\sc\osab\e \n\eTQS\ \o\O\dQTS
Approved by OMB3060-0799See instructions forPublic burden estimate
Disclosable InterestHolder Infonnation (complete as many as reauired to describe all disclosable interest holders)
1) Disclosable Interest Holder's First Ni3me (if individui3I): MI: Last Name: Suffix:
2) Disclosable Interest Holder's 'Nimie,(if entity):
Stratos Holdings, Inc.
3) FCC Registration Number(FRN):
0008048811
4) Disclosable Interest Holder's Addr~ss:,
6550 Rock Spring Drive Suite 65!!!
Bethesda, MD 20817
5) Type of Interest in Filer ( )(refer to Instructions for a Iis,t of codes):
Direct Ownership Interest in Flier
,>, ~:'6) Disclosable Interest Holder is a (n): (,', ' "i(refer to instructions for I,ist of codes):
'y',:,H<1 ',\€9W"Rration ,
7) Percent of Interest Held in Filer:
100.00 '
8) Disclosable Interest Holder's Type of Ownership ( )(refer to instructions for a list of codes):
Common Stock: Voting
9) Dls¢l~~~bl~')~ferest Holder's Country ofCitizPryship or Jg~dictionof Formation:
United£(l;ites ' ,
.'
Related FCC Reaulated Businesses of Disclosabtelnterest Holders (reDeat for each interest hdta~i"identified)10a') Name and address of all 10b) Principle Business 10c) FCC Registration Number ' 1@d) -Percent of Interest Held
.FCC-Regulated Businesses owned by (FRN) "
the Disclosable InterElst Holder listed inItem 1 or 2 (use additional sheets, if
neccessary)
Stratos Communications, Inc. Satellite Communications 0004078440 100.00
Stratos Mobile Networks, Inc. Satellite Communications 0008262784 100.00
. FCC 602 Schedule AJanuary 2007
FCC 602Schedule A
FCC Ownership Disclosure Information for theWireless Telecommunications Services
Schedule for Disclosable Interest Holders
Approved by OMB3060-0799See instructions forPublic burden estimate
Disclosable InterestJd.d.ld¢r Info.nnation (complete as many as reauired to describe all disclosable interest holdersl
1) Oisc\osable Interest'H6Ide(s,FirstN~me til individual): MI: last Name: : \c\l\fIY.'.
2) Disclosable Interest Holders Name (if entity):
Stratos Wireless, Inc.
4) Disclosable Interest Holder's Addre.ss:Donovan's Business Park 34 Glencoe'Drive
Mount Pearl Newfound, Canada Ai N 4S~
3) FCC Registration Number(FRN):
0008268062
5) Type of Interest in Filer ( )(refer to Instructions for a list of codes):
Indirect Ownership Interest in Filer
,~ ~ ?6) Disclosable Interest Holder is a (n): ( ), ,,(refer to instructions for list of codes):
,""i.;" .
i;: ,@l,0w"oration
'..,
7) Percent of Interest Held in Filer:
100.00
8) Disclosable Interest Holder's Type of Ownership ( )(refer t6 instructions for a list of codes):
Common Stock: Voting
Related FCC Reaulated Businesses of Disclosable Interest Holders Ireneat for each interest hdlde'r'identified\10a) Name and,address of all 1Gb) Principle,Business 10c) FCC Registration Number" ' '10dLPercent of Interest Held
FCC-Regulated Businesses owned by (FRN)the Disclosable Interest Holder listed in
Item 1 or 2 (use additional sheets, ifneccessary)
Stratos Communications, Inc. Satellite Communications 0004078440 100.00
Stratos Mobile Networks, Inc. Satellite Communications 0008262784 100.00
FCC 602 Schedule AJanuary 2007
:,
Attachment(s):Type Description Date Entered
J Indirect OwnershiP. 200801
I Indirect Ownership 200806
\
FCC Form 602
Exhibit 1FCC Ownership Disclosure Information
Stratos Offshore Services Company ("Stratos Offshore") is a wholly-owned directsubsidiary ofStratos Holdings, Inc. (a Delaware corporation), which is a wholly-owned directsubsidiary of Stratos Wireless Inc. ("Stratos Wireless") (a Canadian corporation). In turn, StratosWireless is a wholly-owned direct subsidiary ofStratos Global Corporation ("Stratos Global")(also a Canadian corporation). In December 2007, pursuant to Commission consent, all ofStratos Global's shares were transferred to an irrevocable tru,st for which Robert M. Franklin, aCanadian citizen, is the trustee. See Stratos Global Corporation, Transferor, Robert MFranklin, Transferee, ConsolidatedApplication for Consent to Transfer ofControl, .Memorandum Opinion and Order and Declaratory Ruling, FCC 07-213 (reI. Dec. 7, 2007).
Applications have been filed with the Commission proposing a new transfer ofcontrol. Specifically, the applications seek Commission consent to transfer control ofStratosOffshore's ultimate parent corporation, Stratos Global, from Mr. Franklin to Inmarsat pIc("Inmarsat"), a company formed under the laws ofEngland and Wales. This submission is beingprovided with respect to Inmarsat, the entity proposed to be in ultimate control of Stratos Global.Further information in the pending transfer ofcontrol applications is incorporated herein byreference. See, e.g., WTB File No. 0003453455 (filed June 13,2008).
The proposed post-transaction ownership and control of Stratos Offshore is shownin Appendix A to this exhibit. ' .
Appendix APOST-TRANSACTION OWNERSIDP AND CONTROL OF THE STRATOS LICENSEES
mmarsat pIc(England and Wales)
100%
fumarsat Finance illLimited
(England and Wales) *All percentages representequity and voting interests.
100%
CIP UK HoldingsLimited
(England and Wales)
100%
CIP CanadaInvestment Inc.
(Canada)
100%
Stratos Global Corp.(Canada)
100%
Stratos Wireless Inc.(Canada)
100%
Stratos Holdings, me.(Delaware)
100%
1 1Stratos Mobile Stratos Offshore Stratos'Networks, me. Services. Company Communications Inc.
(Delaware) • (Delaware) (Delaware)
both